Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
Fred M Roddy Foundation Inc
 
Number and street (or P.O. box number if mail is not delivered to street address)10 Dorrance St Ste 700 PMB 932
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Providence, RI02903
A Employer identification number

05-6037528
B Telephone number (see instructions)

(401) 225-6312
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$11,779,877J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 226,494 226,494  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 501,059
b Gross sales price for all assets on line 6a 3,254,576
7 Capital gain net income (from Part IV, line 2)... 501,059
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 727,553 727,553  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 39,000 9,000   27,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 15,368 0   15,368
b Accounting fees (attach schedule)....... Click to see attachment 17,502 0   17,502
c Other professional fees (attach schedule).... Click to see attachment 29,269 29,269   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 455,428 2,163   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 2,318 0   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 558,885 40,432   59,870
25 Contributions, gifts, grants paid....... 1,239,109 1,239,109
26 Total expenses and disbursements. Add lines 24 and 25 1,797,994 40,432   1,298,979
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,070,441
b Net investment income (if negative, enter -0-) 687,121
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 159,351 538,131 538,131
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 8,204,971 Click to see attachment6,813,467 11,241,746
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 8,364,322 7,351,598 11,779,877
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 8,311,421 7,298,697
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 52,901 52,901
29 Total net assets or fund balances (see instructions)..... 8,364,322 7,351,598
30 Total liabilities and net assets/fund balances (see instructions). 8,364,322 7,351,598
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
8,364,322
2
Enter amount from Part I, line 27a .....................
2
-1,070,441
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
57,717
4
Add lines 1, 2, and 3 ..........................
4
7,351,598
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
7,351,598
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 14 SH ORACLE   2008-07-16 2020-01-07
b 186 SH ISHARES CORE S&P MID CAPETF   2018-06-07 2020-01-07
c 200 SH ORACLE   2008-01-16 2020-01-07
d 300 SH INTEL CORP   2001-11-08 2020-01-14
e 300 SH ORACLE   2008-01-16 2020-01-07
34 SH ISHARES CORE S&P MID CAPETF   2018-06-07 2020-01-14
380 SH ISHARES CORE S&P MID CAPETF   2018-06-07 2020-01-14
4 SH APPLE INC   2015-01-22 2020-01-07
400 SH PRUDENTIAL FINL   2016-05-04 2020-01-07
66 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-01-14
86 SH ORACLE   2008-01-16 2020-01-07
96 SH APPLE INC   2015-01-22 2020-01-07
100 SH PRUDENTIAL FINL   2011-07-14 2020-01-14
50 SH PRUDENTIAL FINL   2011-07-14 2020-01-14
100 SH PRUDENTIAL FINL   2016-05-04 2020-01-14
500 SH ISHARES CORE S&P SMALL CAP ETF   2015-07-23 2020-01-14
1200 SH PRUDENTIAL FINL   2011-07-14 2020-01-30
50 SH PRUDENTIAL FINL   2011-07-14 2020-01-30
100 SH PRUDENTIAL FINL   2011-07-14 2020-01-30
100 SH APPLE INC   2015-01-22 2020-01-30
1200 SH ORACLE CORP   2008-07-16 2020-01-30
100 SH ISHARES CORE S&P SMALL CAP ETF   2012-07-24 2020-02-07
500 SH ISHARES CORE S&P SMALL CAP ETF   2015-07-23 2020-02-07
496.44 SH HARDING LOEVNER EMERGING MARKETS ADV CL   2018-01-02 2020-03-04
155.614 SH HARDING LOEVNER EMERGING MARKETS ADV CL   2018-02-07 2020-03-04
100 SH APPLE INC   2015-01-22 2020-03-04
180 SH MICROSOFT CORP   2009-06-24 2020-03-04
907.514 SH INVESCO OPPENHEIMER DEV MKTS R6   2018-01-02 2020-03-04
55.752 SH INVESCO OPPENHEIMER DEV MKTS R6   2019-12-13 2020-03-04
140.44 SH INVESCO OPPENHEIMER DEV MKTS R6   2019-12-13 2020-03-04
13.089 SH INVESCO OPPENHEIMER DEV MKTS R6   2019-12-13 2020-03-04
10523.571 SH VIRTUS SEIX FLOAT RATE HIGH INCM I   2017-01-12 2020-03-12
21.578 SH VIRTUS SEIX FLOAT RATE HIGH INCM I   2017-01-31 2020-03-12
5714.286 SH VIRTUS SEIX FLOAT RATE HIGH INCM I   2017-06-09 2020-03-12
2017.327 SH VIRTUS SEIX FLOAT RATE HIGH INCM I   2018-03-02 2020-03-12
10322.436 SH ALLIANZ GI SHORT DUR HIGH INCM INST   2019-10-31 2020-03-12
41.757 SH ALLIANZ GI SHORT DUR HIGH INCM INST   2019-11-21 2020-03-12
46.368 SH ALLIANZ GI SHORT DUR HIGH INCM INST   2019-12-19 2020-03-12
41.30 SH ALLIANZ GI SHORT DUR HIGH INCM INST   2020-01-16 2020-03-12
41.334 SH ALLIANZ GI SHORT DUR HIGH INCM INST   2020-02-20 2020-03-12
4239.004 SH GOLDMAN SACHS GQG PARTNERS OPPTY INST   2020-02-07 2020-03-23
1696.652 SH BARINGS GLBL FLOATING RATE FD Y`   2018-03-01 2020-03-23
5228.556 SH BARINGS GLBL FLOATING RATE FD Y   2018-05-03 2020-03-23
4395.443 SH DOUBLELINE TOTAL RETURN BD FD CL I   2012-04-12 2020-03-27
32.474 SH DOUBLELINE TOTAL RETURN BD FD CL I   2012-04-30 2020-03-27
34.234 SH DOUBLELINE TOTAL RETURN BD FD CL I   2012-05-31 2020-03-27
33.508 SH DOUBLELINE TOTAL RETURN BD FD CL I   2012-06-29 2020-03-27
52.727 SH DOUBLELINE TOTAL RETURN BD FD CL I   2013-06-28 2020-03-27
81.785 SH DOUBLELINE TOTAL RETURN BD FD CL I   2013-10-31 2020-03-27
42.202 SH DOUBLELINE TOTAL RETURN BD FD CL I   2013-11-06 2020-03-27
107.839 SH DOUBLELINE TOTAL RETURN BD FD CL I   2014-01-31 2020-03-27
98.922 SH DOUBLELINE TOTAL RETURN BD FD CL I   2014-05-30 2020-03-27
98.541 SH DOUBLELINE TOTAL RETURN BD FD CL I   2014-06-30 2020-03-27
102.134 SH DOUBLELINE TOTAL RETURN BD FD CL I   2014-08-29 2020-03-27
90.193 SH DOUBLELINE TOTAL RETURN BD FD CL I   2014-10-31 2020-03-27
88.365 SH DOUBLELINE TOTAL RETURN BD FD CL I   2014-11-28 2020-03-27
101.196 SH DOUBLELINE TOTAL RETURN BD FD CL I   2014-12-31 2020-03-27
83.172 SH DOUBLELINE TOTAL RETURN BD FD CL I   2015-01-30 2020-03-27
75.395 SH DOUBLELINE TOTAL RETURN BD FD CL I   2015-02-27 2020-03-27
89.413 SH DOUBLELINE TOTAL RETURN BD FD CL I   2015-03-31 2020-03-27
86.887 SH DOUBLELINE TOTAL RETURN BD FD CL I   2015-04-30 2020-03-27
91.491 SH DOUBLELINE TOTAL RETURN BD FD CL I   2015-05-29 2020-03-27
787 SH ORACLE CORP   2007-11-13 2020-03-27
413 SH ORACLE CORP   2008-07-16 2020-03-27
50000 SH FREDDIE MACK 1.75% 20 **CALLED*@ 100 EFF 03/29/20   2018-06-07 2020-03-29
90 SH INTEL CORP   2010-11-08 2020-04-06
170 SH MICROSOFT CORP   2009-06-24 2020-04-06
100 SH INTEL CORP   2010-11-08 2020-04-06
7 SH INTEL CORP   2010-11-08 2020-04-06
350 SH MERCK & CO INC   2015-08-20 2020-04-06
100 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-04-06
100 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-04-06
100 SH INTEL CORP   2010-11-08 2020-04-06
100 SH INTEL CORP   2010-11-08 2020-04-06
100 SH INTEL CORP   2010-11-08 2020-04-06
75 SH LOCKHEED MARTIN CORP   2008-07-16 2020-04-06
1000 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
48 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
113 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
1 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
170 SH ISHARES CORE US AGGREGATE BOND ETF70   2019-08-21 2020-06-01
1 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
84 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
50 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
3 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
47 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
150 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
179 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
10 SH ISHARES CORE US AGGREGATE BOND ETF70   2019-08-21 2020-06-01
1 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
2 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
100 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
12 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
18 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
2 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
1 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
7 SH ISHARES CORE US AGGREGATE BOND ETF   2019-08-21 2020-06-01
208.50 SH OTIS WORLDWIDE CORP   2004-12-08 2020-06-03
17.50 SH OTIS WORLDWIDE CORP   2005-10-13 2020-06-03
122.50 SH OTIS WORLDWIDE CORP   2006-04-04 2020-06-03
77.50 SH OTIS WORLDWIDE CORP   2007-07-11 2020-06-03
150 SH OTIS WORLDWIDE CORP   2008-07-16 2020-06-03
274 SH OTIS WORLDWIDE CORP   2009-08-12 2020-06-03
417 SH CARRIER GLOBAL CORP   2004-12-08 2020-06-03
35 SH CARRIER GLOBAL CORP   2005-10-13 2020-06-03
245 SH CARRIER GLOBAL CORP   2006-04-04 2020-06-03
155 SH CARRIER GLOBAL CORP   2007-07-11 2020-06-03
300 SH CARRIER GLOBAL CORP   2008-07-16 2020-06-03
548 SH CARRIER GLOBAL CORP   2009-08-12 2020-06-03
100000 SH FHLB 10875XXX MATURED   2018-05-03 2020-06-12
1355.975 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2018-02-07 2020-07-01
41.079 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2019-04-23 2020-07-01
83.404 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2019-12-17 2020-07-01
1810.664 SH LAZARD INTERNATIONAL STRATEGIC EQ UNSTL   2015-06-02 2020-07-01
13.049 SH LAZARD INTERNATIONAL STRATEGIC EQ UNSTL   2017-08-23 2020-07-01
3388.814 SH LAZARD INTERNATIONAL STRATEGIC EQ UNSTL   2019-04-23 2020-07-01
281.978 SH LAZARD INTERNATIONAL STRATEGIC EQ UNSTL   2019-12-20 2020-07-01
20000 SH PACIFIC GAS AND 6.05XXXCORP ACT EFF 07/01/20   2004-03-18 2020-07-10
50000 SH TVA 6.235%45 CALLED AT 100 EFF 07/25/20   2016-01-20 2020-07-15
100 SH APPLE INC   2015-01-22 2020-08-04
30 SH ALPHABET INC CLASS C   2008-07-16 2020-08-04
250 SH ISHARES CORE S&P MID-CAPETF   2008-08-08 2020-08-04
417 SH RAYTHEON TECHNOLOGIES   2004-12-08 2020-08-17
35 SH RAYTHEON TECHNOLOGIES   2005-10-13 2020-08-17
245 SH RAYTHEON TECHNOLOGIES   2006-04-04 2020-08-17
155 SH RAYTHEON TECHNOLOGIES   2007-07-11 2020-08-17
300 SH RAYTHEON TECHNOLOGIES   2008-07-16 2020-08-17
548 SH RAYTHEON TECHNOLOGIES   2009-08-12 2020-08-17
80000 SH FHLMC G11776 4.5%20 DUE 09/01/20   2006-07-05 2020-09-01
50000 SH FEDERAL FARM CR 2.625%XXX MATURED   2018-09-26 2020-09-09
449.317 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2017-08-23 2020-09-10
9.877 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2017-12-15 2020-09-10
0.639 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2017-12-15 2020-09-10
1165.233 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2018-08-24 2020-09-10
394.765 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2019-04-23 2020-09-10
8762.03 SH BARINGS GLOBAL FLOATING RATE Y   2018-03-01 2020-10-15
5245.016 SH BARINGS GLOBAL FLOATING RATE Y   2018-07-27 2020-10-15
35.34000 SH BARINGS GLOBAL FLOATING RATE Y   2019-12-12 2020-10-15
28.99700 SH BARINGS GLOBAL FLOATING RATE Y   2019-12-12 2020-10-15
87.989 SH BARINGS GLOBAL FLOATING RATE Y   2019-12-31 2020-10-15
84.89200 SH BARINGS GLOBAL FLOATING RATE Y   2020-01-31 2020-10-15
78.547 SH BARINGS GLOBAL FLOATING RATE Y   2020-02-28 2020-10-15
90.461 SH BARINGS GLOBAL FLOATING RATE Y   2020-03-31 2020-10-15
59.086 SH BARINGS GLOBAL FLOATING RATE Y   2020-04-30 2020-10-15
54.634 SH BARINGS GLOBAL FLOATING RATE Y   2020-05-29 2020-10-15
54.229 SH BARINGS GLOBAL FLOATING RATE Y   2020-06-30 2020-10-15
53.568 SH BARINGS GLOBAL FLOATING RATE Y   2020-07-31 2020-10-15
53.675 SH BARINGS GLOBAL FLOATING RATE Y   2020-08-31 2020-10-15
54.811 SH BARINGS GLOBAL FLOATING RATE Y   2020-09-30 2020-10-15
951.656 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2017-06-09 2020-11-02
865.411 SH HARDING LOEVNER EMERGING MARKETS ADVISOR   2018-08-14 2020-11-02
32 SH ISHARES CORE S&P MID-CAPETF   2008-08-08 2020-11-02
66 SH ISHARES CORE S&P MID-CAPETF   2008-08-08 2020-11-02
6 SH ISHARES CORE S&P MID CAPETF   2020-08-08 2020-11-02
15 SH ISHARES CORE S&P MID CAPETF   2020-08-08 2020-11-02
47 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
83 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
2 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
38 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
7 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
4 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
5 SH ISHARES CORE S&P MID CAPET   2008-08-08 2020-11-02
33 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
54 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
58 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-11-02
1500 SH CISCO SYSTEMS INC   2019-01-21 2020-11-06
16331.297 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2018-03-02 2020-12-08
168.156 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2019-12-31 2020-12-08
137.001 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-01-31 2020-12-08
113.156 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-02-28 2020-12-08
100.85 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-03-31 2020-12-08
60.397 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-04-30 2020-12-08
55.427 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-05-29 2020-12-08
53.353 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-06-30 2020-12-08
55.819 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-07-31 2020-12-08
51.124 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-08-31 2020-12-08
54.043 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-09-03 2020-12-08
60.575 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-10-30 2020-12-08
54.748 SH VIRTUS SEIX FLOATING RATE HIGH INC I   2020-11-30 2020-12-08
5114.617 SH LOOMIS SAYLES BOND INSTL   2012-04-12 2020-12-08
20.402 SH LOOMIS SAYLES BOND INSTL   2012-04-23 2020-12-08
21.718 SH LOOMIS SAYLES BOND INSTL   2012-05-23 2020-12-08
20.339 SH LOOMIS SAYLES BOND INSTL   2012-06-22 2020-12-08
21.297 SH LOOMIS SAYLES BOND INSTL   2012-07-23 2020-12-08
22.395 SH LOOMIS SAYLES BOND INSTL   2012-08-23 2020-12-08
18.146 SH LOOMIS SAYLES BOND INSTL   2012-09-21 2020-12-08
3323.134 SH LOOMIS SAYLES BOND INSTL   2012-10-10 2020-12-08
34.306 SH LOOMIS SAYLES BOND INSTL   2012-10-22 2020-12-08
32.352 SH LOOMIS SAYLES BOND INSTL   2012-11-20 2020-12-08
112.788 SH LOOMIS SAYLES BOND INSTL   2012-12-17 2020-12-08
46.298 SH LOOMIS SAYLES BOND INSTL   2013-02-25 2020-12-08
45.89 SH LOOMIS SAYLES BOND INSTL   2013-06-25 2020-12-08
48.286 SH LOOMIS SAYLES BOND INSTL   2013-07-26 2020-12-08
53.247 SH LOOMIS SAYLES BOND INSTL   2013-08-27 2020-12-08
42.481 SH LOOMIS SAYLES BOND INSTL   2013-09-25 2020-12-08
3792.516 SH LOOMIS SAYLES BOND INSTL   2013-11-06 2020-12-08
64.261 SH LOOMIS SAYLES BOND INSTL   2013-11-26 2020-12-08
80.492 SH LOOMIS SAYLES BOND INSTL   2013-12-16 2020-12-08
131.508 SH LOOMIS SAYLES BOND INSTL   2013-12-16 2020-12-08
53.833 SH LOOMIS SAYLES BOND INSTL   2014-01-28 2020-12-08
517.931 SH LOOMIS SAYLES BOND INSTL   2014-12-16 2020-12-08
127.413 SH LOOMIS SAYLES BOND INSTL   2014-12-16 2020-12-08
1.164 SH LOOMIS SAYLES BOND INSTL   2014-12-16 2020-12-08
60.119 SH LOOMIS SAYLES BOND INSTL   2015-01-28 2020-12-08
56.529 SH LOOMIS SAYLES BOND INSTL   2015-02-25 2020-12-08
21.264 SH LOOMIS SAYLES BOND INSTL   2015-03-25 2020-12-08
25.478 SH LOOMIS SAYLES BOND INSTL   2015-04-23 2020-12-08
27.841 SH LOOMIS SAYLES BOND INSTL   2015-05-22 2020-12-08
25.282 SH LOOMIS SAYLES BOND INSTL   2015-06-23 2020-12-08
27.449 SH LOOMIS SAYLES BOND INSTL   2015-07-24 2020-12-08
30.265 SH LOOMIS SAYLES BOND INSTL   2015-08-24 2020-12-08
17.052 SH LOOMIS SAYLES BOND INSTL   2015-09-24 2020-12-08
18.792 SH LOOMIS SAYLES BOND INSTL   2015-10-26 2020-12-08
17.546 SH LOOMIS SAYLES BOND INSTL   2015-11-24 2020-12-08
3766.767 SH LOOMIS SAYLES BOND INSTL   2019-01-29 2020-12-08
23.373 SH LOOMIS SAYLES BOND INSTL   2019-12-16 2020-12-08
81.937 SH LOOMIS SAYLES BOND INSTL   2019-12-16 2020-12-08
51.518 SH LOOMIS SAYLES BOND INSTL   2020-01-29 2020-12-08
46.259 SH LOOMIS SAYLES BOND INSTL   2020-02-27 2020-12-08
43.696 SH LOOMIS SAYLES BOND INSTL   2020-03-27 2020-12-08
50.884 SH LOOMIS SAYLES BOND INSTL   2020-04-27 2020-12-08
38.717 SH LOOMIS SAYLES BOND INSTL   2020-05-27 2020-12-08
32.639 SH LOOMIS SAYLES BOND INSTL   2020-06-26 2020-12-08
58.269 SH LOOMIS SAYLES BOND INSTL   2020-07-28 2020-12-08
48.782 SH LOOMIS SAYLES BOND INSTL   2020-08-28 2020-12-08
51.956 SH LOOMIS SAYLES BOND INSTL   2020-09-28 2020-12-08
66.978 SH LOOMIS SAYLES BOND INSTL   2020-10-27 2020-12-08
46.603 SH LOOMIS SAYLES BOND INSTL   2020-11-25 2020-12-08
50 SH ISHARES CORE US AGGREGATE BOND ETF0   2019-09-12 2020-12-30
50 SH ISHARES CORE US AGGREGATE BOND ETF0   2019-10-31 2020-12-30
100 SH ISHARES CORE S&P MID CAPETF   2008-08-08 2020-01-14
Capital Gains Dividends P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 759   286 473
b 38,067   37,053 1,014
c 10,840   4,289 6,551
d 17,793   6,441 11,352
e 16,260   6,434 9,826
7,027   6,773 254
78,474   75,699 2,775
1,197   449 748
37,491   30,519 6,972
13,640   5,359 8,281
4,661   1,844 2,817
28,725   10,775 17,950
9,527   6,156 3,371
4,763   3,078 1,685
9,527   7,630 1,897
42,066   29,582 12,484
109,937   73,865 36,072
4,581   3,078 1,503
9,161   6,155 3,006
32,164   11,224 20,940
63,067   24,539 38,528
8,232   3,542 4,690
41,162   29,582 11,580
27,409   30,000 -2,591
8,591   9,265 -674
29,888   11,223 18,665
30,230   4,212 26,018
38,993   39,783 -790
2,395   2,499 -104
6,034   6,296 -262
562   587 -25
80,611   92,186 -11,575
165   189 -24
43,771   50,000 -6,229
15,453   17,591 -2,138
138,512   150,000 -11,488
560   600 -40
622   673 -51
554   602 -48
555   602 -47
49,985   68,582 -18,597
12,246   16,222 -3,976
37,739   50,000 -12,261
45,569   49,362 -3,793
337   364 -27
355   383 -28
347   375 -28
547   582 -35
848   899 -51
438   463 -25
1,118   1,184 -66
1,026   1,090 -64
1,022   1,084 -62
1,059   1,125 -66
935   990 -55
916   973 -57
1,049   1,111 -62
862   923 -61
782   831 -49
927   988 -61
901   957 -56
949   1,005 -56
39,142   15,866 23,276
20,541   8,445 12,096
50,000   49,883 117
5,366   1,997 3,369
27,596   3,978 23,618
5,770   2,147 3,623
404   150 254
27,634   20,042 7,592
14,289   8,119 6,170
14,289   8,119 6,170
5,770   2,147 3,623
5,770   2,147 3,623
5,770   2,147 3,623
27,511   7,586 19,925
117   114 3
5,633   5,454 179
13,260   12,839 421
117   114 3
19,949   19,315 634
117   114 3
9,857   9,544 313
5,867   5,681 186
352   341 11
5,515   5,340 175
17,602   17,042 560
21,005   20,337 668
1,173   1,136 37
117   114 3
235   227 8
11,735   11,362 373
1,408   1,363 45
2,112   2,045 67
235   227 8
117   114 3
821   795 26
11,467   5,346 6,121
962   462 500
6,737   3,710 3,027
4,262   2,939 1,323
8,250   4,667 3,583
15,070   8,162 6,908
8,940   3,823 5,117
750   330 420
5,253   2,653 2,600
3,323   2,102 1,221
6,432   3,337 3,095
11,749   5,835 5,914
100,000   100,000 0
68,694   80,735 -12,041
2,081   2,356 -275
4,225   4,887 -662
24,711   26,772 -2,061
178   190 -12
46,248   50,000 -3,752
3,848   4,311 -463
1,271     1,271
50,000   57,835 -7,835
43,915   11,223 32,692
43,869   7,910 35,959
47,100   20,298 26,802
26,289   11,284 15,005
2,207   975 1,232
15,446   7,830 7,616
9,772   6,204 3,568
18,913   9,850 9,063
34,548   17,225 17,323
2   2 0
50,000   50,000 0
24,470   25,000 -530
538   565 -27
35   37 -2
63,459   63,121 338
21,499   22,644 -1,145
78,061   83,778 -5,717
46,728   50,000 -3,272
315   327 -12
258   268 -10
784   818 -34
756   791 -35
700   716 -16
806   703 103
526   479 47
487   461 26
483   465 18
477   466 11
478   475 3
488   487 1
53,407   50,000 3,407
48,567   46,879 1,688
6,132   2,598 3,534
12,647   5,359 7,288
1,150   487 663
2,874   1,218 1,656
9,006   3,816 5,190
15,904   6,739 9,165
383   162 221
7,281   3,085 4,196
1,341   568 773
766   325 441
958   406 552
6,323   2,679 3,644
10,347   4,384 5,963
11,114   4,709 6,405
56,339   68,878 -12,539
131,793   142,409 -10,616
1,357   1,413 -56
1,106   1,149 -43
913   930 -17
814   726 88
487   448 39
447   422 25
431   414 17
450   438 12
413   403 10
436   427 9
489   479 10
442   440 2
69,913   75,000 -5,087
279   298 -19
297   310 -13
278   294 -16
291   309 -18
306   330 -24
248   274 -26
45,425   50,000 -4,575
469   518 -49
442   484 -42
1,542   1,703 -161
641   712 -71
627   678 -51
660   729 -69
728   788 -60
581   643 -62
51,841   58,092 -6,251
878   980 -102
1,100   1,216 -116
1,798   1,987 -189
736   816 -80
7,080   7,605 -525
1,742   1,871 -129
16   17 -1
822   884 -62
773   837 -64
291   311 -20
348   376 -28
381   409 -28
346   366 -20
375   386 -11
414   418 -4
233   234 -1
257   264 -7
240   242 -2
51,489   50,000 1,489
319   321 -2
1,120   1,126 -6
704   713 -9
632   626 6
597   529 68
696   626 70
529   490 39
446   418 28
796   770 26
667   645 22
710   680 30
916   878 38
637   631 6
59,041   56,198 2,843
59,041   56,584 2,457
20,669   8,113 12,556
20,013     20,013
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       473
b       1,014
c       6,551
d       11,352
e       9,826
      254
      2,775
      748
      6,972
      8,281
      2,817
      17,950
      3,371
      1,685
      1,897
      12,484
      36,072
      1,503
      3,006
      20,940
      38,528
      4,690
      11,580
      -2,591
      -674
      18,665
      26,018
      -790
      -104
      -262
      -25
      -11,575
      -24
      -6,229
      -2,138
      -11,488
      -40
      -51
      -48
      -47
      -18,597
      -3,976
      -12,261
      -3,793
      -27
      -28
      -28
      -35
      -51
      -25
      -66
      -64
      -62
      -66
      -55
      -57
      -62
      -61
      -49
      -61
      -56
      -56
      23,276
      12,096
      117
      3,369
      23,618
      3,623
      254
      7,592
      6,170
      6,170
      3,623
      3,623
      3,623
      19,925
      3
      179
      421
      3
      634
      3
      313
      186
      11
      175
      560
      668
      37
      3
      8
      373
      45
      67
      8
      3
      26
      6,121
      500
      3,027
      1,323
      3,583
      6,908
      5,117
      420
      2,600
      1,221
      3,095
      5,914
      0
      -12,041
      -275
      -662
      -2,061
      -12
      -3,752
      -463
      1,271
      -7,835
      32,692
      35,959
      26,802
      15,005
      1,232
      7,616
      3,568
      9,063
      17,323
      0
      0
      -530
      -27
      -2
      338
      -1,145
      -5,717
      -3,272
      -12
      -10
      -34
      -35
      -16
      103
      47
      26
      18
      11
      3
      1
      3,407
      1,688
      3,534
      7,288
      663
      1,656
      5,190
      9,165
      221
      4,196
      773
      441
      552
      3,644
      5,963
      6,405
      -12,539
      -10,616
      -56
      -43
      -17
      88
      39
      25
      17
      12
      10
      9
      10
      2
      -5,087
      -19
      -13
      -16
      -18
      -24
      -26
      -4,575
      -49
      -42
      -161
      -71
      -51
      -69
      -60
      -62
      -6,251
      -102
      -116
      -189
      -80
      -525
      -129
      -1
      -62
      -64
      -20
      -28
      -28
      -20
      -11
      -4
      -1
      -7
      -2
      1,489
      -2
      -6
      -9
      6
      68
      70
      39
      28
      26
      22
      30
      38
      6
      2,843
      2,457
      12,556
      20,013
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 501,059
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 9,551
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 9,551
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,551
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 5,240
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,240
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 4,311
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA, RI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletElizabeth McIntyre Telephone no.bullet (401) 225-6312

    Located atbullet10 Dorrance StSte 700PMB932ProvidenceRI ZIP+4bullet02903
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Elizabeth A McIntyre President
    20.00     		33,000 0 0
    132 Roger Williams Court
    Portsmouth,RI02871
    Edward A Duclos Treasurer
    1.00     		3,000 0 0
    65 Oakhill Drive
    Cumberland,RI02864
    John E McIntyre Clerk
    1.00     		3,000 0 0
    20 Robinlyn Drive
    Cranston,RI02921
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    10,566,887
    b
    Average of monthly cash balances.......................
    1b
    537,422
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    11,104,309
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    11,104,309
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    166,565
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    10,937,744
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    546,887
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    546,887
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    9,551
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,551
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    537,336
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    537,336
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    537,336
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,298,979
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,298,979
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,298,979
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 537,336
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 579,297
    b Total for prior years:2017, 2016, 20 598,004
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,298,979
    a Applied to 2019, but not more than line 2a 579,297
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		Click to see attachment598,004
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 121,678
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		415,658
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Elizabeth McIntyre
    10 Dorrance St Suite 700 PMB 932
    Providence,RI02903
    (401) 225-6312
    bThe form in which applications should be submitted and information and materials they should include:
    Written request with annual report
    cAny submission deadlines:
    None
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    No absolute restrictions, but the focus is medical/health-related and Attleboro, MA to Providence, RI corridor.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Brown Alpert Medical School
    71 George Street
    Providence,RI02912     		N/A 501 (C) (3) Enitity Charitable 144,483
    Bryant University
    1150 Douglas Pike
    Smithfield,RI02917     		N/A 501 (C) (3) Enitity Charitable 100,000
    Butler Hospital
    345 Blackstone Boulevard
    Providence,RI02906     		N/A 501 (C) (3) Enitity Charitable 42,796
    Community Preparatory School
    126 Sumerset St
    Providence,RI02907     		N/A 501 (C) (3) Enitity Charitable 50,000
    PACE Organization of Rhode Island
    225 Chapman St
    Providence,RI02905     		N/A 501 (C) (3) Enitity Charitable 40,000
    Providence College
    1 Cunningham Square
    Providence,RI029180001     		N/A 501 (C) (3) Enitity Charitable 100,000
    Rhode Island School of Design
    Two College St
    Providence,RI02903     		N/A 501 (C) (3) Enitity Charitable 100,000
    South County Hospital Healthcare System Endowment
    100 Kenyon Ave
    Wakefield,RI02879     		N/A 501 (C) (3) Enitity Charitable 25,000
    University of Rhode Island Foundation and Alumni Engagement
    79 Upper Colledge Rd
    Kingston,RI02881     		N/A 501 (C) (3) Enitity Charitable 96,810
    YMCA - Attleboro
    63 North Main St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 108,400
    Pawtucket Soup Kitchen
    195 Walcott St
    Pawtucket,RI02861     		N/A 501 (C) (3) Enitity Charitable 9,800
    Rhode Island Community Food Bank
    200 Niantic Ave
    Providence,RI02907     		N/A 501 (C) (3) Enitity Charitable 82,000
    Community VNA
    10 Emory St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 152,304
    Rhode Island College Foundation
    600 Mount Pleasant Ave
    Providence,RI02908     		N/A 501 (C) (3) Enitity Charitable 50,000
    The Literacy Center
    80 North Main St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 47,500
    University of Tennessee Foundation Inc
    600 Andy Holt Tower
    Knoxville,TN37996     		N/A 501 (C) (3) Enitity Charitable 90,016
    Total .................................bullet 3a 1,239,109
    bApproved for future payment
    Providence College
    1 Cunningham Square
    Providence,RI029180001     		N/A 501 (C) (3) Enitity Charitable 100,000
    YMCA - Attleboro
    63 North Main St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 200,000
    Bryant University
    1150 Douglas Pike
    Smithfield,RI02917     		N/A 501 (C) (3) Enitity Charitable 100,000
    Community Preparatory School
    126 Sumerset St
    Providence,RI02907     		N/A 501 (C) (3) Enitity Charitable 50,000
    Community VNA
    10 Emory St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 100,000
    URIFAE (for Ryan Institute)
    79 Upper Colledge Rd
    Kingston,RI02881     		N/A 501 (C) (3) Enitity Charitable 100,000
    The Literacy Center
    80 North Main St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 47,500
    Total .................................bullet 3b 697,500
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....         226,494
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        501,059
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 0 727,553
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    727,553
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    4 Income is used solely to provide funds for charitable purposes
    8 Income is used solely to provide funds for charitable purposes
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Brown Alpert Medical School71 George Street
    Providence,RI02912     		N/A 501 (C) (3) Enitity Charitable 144,483
    Bryant University1150 Douglas Pike
    Smithfield,RI02917     		N/A 501 (C) (3) Enitity Charitable 100,000
    Butler Hospital345 Blackstone Boulevard
    Providence,RI02906     		N/A 501 (C) (3) Enitity Charitable 42,796
    Community Preparatory School126 Sumerset St
    Providence,RI02907     		N/A 501 (C) (3) Enitity Charitable 50,000
    PACE Organization of Rhode Island225 Chapman St
    Providence,RI02905     		N/A 501 (C) (3) Enitity Charitable 40,000
    Providence College1 Cunningham Square
    Providence,RI029180001     		N/A 501 (C) (3) Enitity Charitable 100,000
    Rhode Island School of DesignTwo College St
    Providence,RI02903     		N/A 501 (C) (3) Enitity Charitable 100,000
    South County Hospital Healthcare System Endowment100 Kenyon Ave
    Wakefield,RI02879     		N/A 501 (C) (3) Enitity Charitable 25,000
    University of Rhode Island Foundation and Alumni Engagement79 Upper Colledge Rd
    Kingston,RI02881     		N/A 501 (C) (3) Enitity Charitable 96,810
    YMCA - Attleboro63 North Main St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 108,400
    Pawtucket Soup Kitchen195 Walcott St
    Pawtucket,RI02861     		N/A 501 (C) (3) Enitity Charitable 9,800
    Rhode Island Community Food Bank200 Niantic Ave
    Providence,RI02907     		N/A 501 (C) (3) Enitity Charitable 82,000
    Community VNA10 Emory St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 152,304
    Rhode Island College Foundation600 Mount Pleasant Ave
    Providence,RI02908     		N/A 501 (C) (3) Enitity Charitable 50,000
    The Literacy Center80 North Main St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 47,500
    University of Tennessee Foundation Inc600 Andy Holt Tower
    Knoxville,TN37996     		N/A 501 (C) (3) Enitity Charitable 90,016
    Total ...............................bullet 3a 1,239,109
    bApproved for future payment
    Providence College1 Cunningham Square
    Providence,RI029180001     		N/A 501 (C) (3) Enitity Charitable 100,000
    YMCA - Attleboro63 North Main St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 200,000
    Bryant University1150 Douglas Pike
    Smithfield,RI02917     		N/A 501 (C) (3) Enitity Charitable 100,000
    Community Preparatory School126 Sumerset St
    Providence,RI02907     		N/A 501 (C) (3) Enitity Charitable 50,000
    Community VNA10 Emory St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 100,000
    URIFAE (for Ryan Institute)79 Upper Colledge Rd
    Kingston,RI02881     		N/A 501 (C) (3) Enitity Charitable 100,000
    The Literacy Center80 North Main St
    Attleboro,MA02703     		N/A 501 (C) (3) Enitity Charitable 47,500
    Total ................................bullet 3b 697,500

    TY 2020 AccountingFeesSchedule
    Name:
    Fred M Roddy Foundation Inc
    EIN:
    05-6037528
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Accounting fees 17,502 0   17,502

    TY 2020 AppliedToPriorYearElection
    Name:
    Fred M Roddy Foundation Inc
    EIN:
    05-6037528
    Election:
    The Roddy Foundation hereby declares that it is making the choice, under 53.4942(a)-3(d)(2) to apply $598,004 of current qualified distributions to undistributed income from tax years 2016 and 2017.

    TY 2020 InvestmentsOtherSchedule2
    Name:
    Fred M Roddy Foundation Inc
    EIN:
    05-6037528
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    DOUBLELINE TOTAL RETURN AT COST 151,105 150,826
    DOUBLELINE TOTAL RETURN INSTL AT COST 250,035 247,790
    ISHARES CORE TOTAL US AGG AT COST 217,981 236,380
    COHEN & STEERS PREFERRED SEC & INC I AT COST 111,936 115,107
    FIRST TRUST PREFERRED SEC & INC ETF AT COST 159,469 163,933
    HSBC HLDGS 6.2% PFD AT COST 76,266 75,390
    PIMCO INCOME INSTL AT COST 315,514 317,686
    SPDR BLMBRG BRCLY 1-10 YR TIP AT COST 208,593 209,050
    VIRTUS SEIX HIGH INCOME AT COST 263,661 262,884
    WELLS FARGO & CO 7.50% PFD AT COST 110,747 131,671
    BAKER HUGHES IN 01/15/2029 6.875% AT COST 41,213 51,891
    DIAGEO CAP PLC 09/30/2036 5.875% AT COST 24,784 36,058
    HOME DEPOT 12/16/2036 5.875% CALL 12/15/2036 0.00 AT COST 8,734 15,133
    KROGER CO 09/15/2029 8.000% AT COST 11,940 14,460
    LLOYDS TSB BK 01/21/2021 6.375% AT COST 162,467 155,415
    MIDAMER ENG HLD 04/01/2036 6.125% AT COST 24,269 36,827
    PG&E 4.550 07/01/30 4.550% CALL 01/01/2030 100.00 AT COST 20,063 11,372
    PG&E 4.950 07/01/50 4.950% CALL 01/01/2050 100.00 AT COST 0 11,917
    SUNTRUST VAR PERP CAP I 4.000% AT COST 10,098 9,937
    TRANS CANADA FLT 2067F 05/15/2067 2.431% CALL 02/02/2021 100.00 AT COST 24,955 19,563
    VALERO ENERGY 06/15/2037 6.625% AT COST 14,800 19,855
    WAL MART STORES 09/01/2035 5.250% AT COST 23,789 36,306
    US TREAS BOND 08/15/2023 6.25% AT COST 68,900 69,525
    US TREAS BOND 05/15/2037 5.00% AT COST 65,772 93,919
    COUNTRYWIDE HM FLT 01/15/2034 0.347% FACTOR 0.00177930 AT COST 106 103
    FHLMC G0 11/01/2037 6.000% FACTOR 0.01646750 AT COST 1,103 1,328
    FNMA P1 10/01/2035 5.500% FACTOR 0.01967490 AT COST 1,372 1,293
    FNMA P1 10/01/2037 6.500% FACTOR 0.00580830 AT COST 176 196
    ISHARES S&P SMALLCAP 600 INDEX ETF AT COST 138,107 358,410
    ISHARES S&P MIDCAP 400 INDEX ETF AT COST 81,183 229,830
    SCHWAB DOW JONES US DIV EQ ETF AT COST 262,380 288,630
    T ROWE PRICE DIVIDEND AT COST 153,273 180,955
    GOLDMAN SACS GQG INT'L OPP INST'L AT COST 494,130 568,955
    INVESCO DEVELOPING MARKETS INST'L AT COST 298,714 374,378
    LAZARD INTL STRATEGIC EQUITY INSTL AT COST 161,740 192,780
    MFS INTERNATIONAL VALUE INSTL AT COST 313,955 458,641
    ROYCE INTL PREMIER FD AT COST 225,274 273,708
    LOCKHEED MARTIN CORP AT COST 55,385 239,612
    AMAZON.COM AT COST 109,028 113,992
    PEPSICO AT COST 88,736 222,450
    CHEVRON TEXACO CORP AT COST 114,423 135,120
    AON CORP AT COST 54,822 235,989
    CITIZENS FINANCIAL GROUP AT COST 251,255 268,200
    J P MORGAN CHASE & CO AT COST 119,083 368,503
    TRUIST FINL CORP AT COST 175,910 167,755
    ALPHABET INC CL A AT COST 45,035 350,528
    ALPHABET INC CL C AT COST 30,245 254,023
    AT&T CORP AT COST 91,880 86,280
    DISNEY WALT CO AT COST 67,054 398,596
    APPLE INC AT COST 150,051 743,064
    CISCO SYSTEMS AT COST 68,877 67,125
    INTEL CORP AT COST 110,347 259,064
    MICROSOFT CORP AT COST 53,603 544,929
    DANAHER CORP AT COST 53,462 255,461
    MEDTRONIC PLC AT COST 132,354 201,481
    MERCK & CO INC AT COST 184,768 298,570
    NOVARTIS AG AT COST 88,627 188,860
    SPDR S&P BIOTEC ETF AT COST 49,067 197,092
    SPDR GOLD SHARES AT COST 220,851 222,950

    TY 2020 LegalFeesSchedule
    Name:
    Fred M Roddy Foundation Inc
    EIN:
    05-6037528
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Legal Fees 15,368 0   15,368


    TY 2020 OtherExpensesSchedule
    Name:
    Fred M Roddy Foundation Inc
    EIN:
    05-6037528
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Office expenses 846 0   0
    Underpayment of estimated taxes - prior years 872 0   0
    IRS user fee - 1023 application 600 0   0


    TY 2020 OtherIncreasesSchedule
    Name:
    Fred M Roddy Foundation Inc
    EIN:
    05-6037528
    Description Amount
    Book / tax differences 57,717


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    Fred M Roddy Foundation Inc
    EIN:
    05-6037528
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Managment fees 29,269 29,269   0
    Consulting services 0 0   0


    TY 2020 TaxesSchedule
    Name:
    Fred M Roddy Foundation Inc
    EIN:
    05-6037528
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Foreign taxes 2,163 2,163   0
    Prior years' 990 PF tax (section 4940 taxes) 37,274 0   0
    Prior years' form 4720 (Section 4942) 410,001 0   0
    Prior year form PC tax 750 0   0
    2020 Estimated taxes (section 4940 taxes) 5,240 0   0