TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
HARRY & ROSE JACOBS FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07 AFT
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510

A Employer identification number

13-6161740

B Telephone number (see instructions)

(888) 866-3275

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,487,416J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	36,237		34,536
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		71,570
b	Gross sales price for all assets on line 6a 613,915
7	Capital gain net income (from Part IV, line 2)...			71,570
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	107,807		106,106
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		5,000	0	0	5,000
c	Other professional fees (attach schedule)....		6,667	4,000		2,667
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		1,589	430		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		315			315
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	13,571		4,430	0	7,982
25	Contributions, gifts, grants paid.......	72,000				72,000
26	Total expenses and disbursements. Add lines 24 and 25	85,571		4,430	0	79,982
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	22,236
b	Net investment income (if negative, enter -0-)			101,676
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	181	241	241
	2	Savings and temporary cash investments.........	78,091	63,123	63,123
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	624,280	751,737	889,772
	c	Investments—corporate bonds (attach schedule).......	538,649	456,156	505,680
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	36,759	27,657	28,600
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,277,960	1,298,914	1,487,416
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	1,277,960	1,298,914
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	1,277,960	1,298,914
	30	Total liabilities and net assets/fund balances (see instructions).	1,277,960	1,298,914

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

1,277,960

Enter amount from Part I, line 27a .....................

22,236

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

1,300,270

Decreases not included in line 2 (itemize) bullet

1,356

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

1,298,914

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	25. AMERICAN EXPRESS CO	2020-04-28	2020-11-16
b	4000. AMERICAN EXPRESS CO	2019-02-20	2020-04-07
c	4. ANTHEM INC	2015-01-22	2020-12-15
d	4. ANTHEM INC	2015-01-23	2020-12-15
e	3. ANTHEM INC	2015-05-07	2020-12-15
	4000. APPLE INC	2017-02-08	2020-04-07
	27. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089	2016-05-19	2020-08-31
	30. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089	2016-05-04	2020-08-31
	4000. BB&T CORPORATION	2017-10-25	2020-04-07
	47. BP AMOCO P L C SPONSORED ADR	2018-01-24	2020-04-16
	3. BP AMOCO P L C SPONSORED ADR	2018-01-24	2020-04-16
	38. BP AMOCO P L C SPONSORED ADR	2018-01-23	2020-04-16
	39. BP AMOCO P L C SPONSORED ADR	2018-06-11	2020-06-17
	49. BP AMOCO P L C SPONSORED ADR	2018-01-29	2020-06-17
	16. BP AMOCO P L C SPONSORED ADR	2018-06-12	2020-06-17
	14. BP AMOCO P L C SPONSORED ADR	2018-01-24	2020-06-17
	64. BAKER HUGHES A GE CO	2019-03-21	2020-03-31
	19. BAKER HUGHES A GE CO	2019-05-31	2020-03-31
	56. BAKER HUGHES A GE CO	2019-03-20	2020-03-31
	38. BAKER HUGHES A GE CO	2019-06-03	2020-04-01
	17. BAKER HUGHES A GE CO	2020-02-21	2020-04-01
	26. BAKER HUGHES A GE CO	2019-09-25	2020-04-01
	49. BAKER HUGHES A GE CO	2019-09-24	2020-04-01
	35. BAKER HUGHES A GE CO	2019-05-31	2020-04-01
	1000. BANK OF NY MELLON CORP	2016-09-23	2020-02-20
	2000. BANK OF NY MELLON CORP	2016-09-23	2020-04-07
	450. BLACKROCK STRATEGIC	2014-03-04	2020-02-20
	446. BLACKROCK STRATEGIC	2014-03-04	2020-04-07
	20. BRISTOL MYERS SQUIBB CO COM	2019-08-09	2020-01-13
	39. BRISTOL MYERS SQUIBB CO COM	2019-08-08	2020-01-13
	19. BRISTOL MYERS SQUIBB CO COM	2019-08-09	2020-02-21
	88. BRISTOL MYERS SQUIBB CO COM	2019-08-20	2020-02-21
	10. CRH PLC ADR	2017-12-01	2020-04-16
	12. CRH PLC ADR	2017-12-04	2020-04-16
	18. CRH PLC ADR	2017-12-04	2020-04-17
	10. CRH PLC ADR	2017-12-04	2020-04-20
	7. CRH PLC ADR	2017-12-04	2020-04-21
	15. CRH PLC ADR	2017-12-05	2020-04-21
	36. CVS HEALTH CORP	2018-11-30	2020-12-14
	18. CVS HEALTH CORP	2018-12-10	2020-12-14
	51. CISCO SYSTEMS INCORPORATED	2019-08-21	2020-05-18
	1000. CITIGROUP INC	2014-01-02	2020-02-20
	1000. CITIGROUP INC	2014-01-02	2020-04-08
	58. COMCAST CORP	2014-01-02	2020-12-15
	30. CONAGRA BRANDS INC	2019-02-13	2020-10-08
	1. CONAGRA BRANDS INC	2019-02-14	2020-10-09
	39. CONAGRA BRANDS INC	2019-02-13	2020-10-09
	22. CONAGRA BRANDS INC	2019-02-14	2020-11-16
	43. CONAGRA BRANDS INC	2019-02-14	2020-11-17
	30. CONAGRA BRANDS INC	2019-02-14	2020-11-18
	17. CONAGRA BRANDS INC	2020-04-08	2020-11-18
	12. CONSTELLATION BRANDS INC	2019-01-31	2020-12-14
	10. CONSTELLATION BRANDS INC	2019-02-01	2020-12-15
	2. CONSTELLATION BRANDS INC	2019-12-02	2020-12-15
	5. DOWDUPONT INC	2017-04-17	2020-12-14
	7. DOWDUPONT INC	2017-03-22	2020-12-14
	5. DOWDUPONT INC	2017-03-23	2020-12-14
	8. DOWDUPONT INC	2017-04-13	2020-12-14
	8. DOWDUPONT INC	2017-04-17	2020-12-15
	10. DOWDUPONT INC	2019-03-01	2020-12-15
	13. DOWDUPONT INC	2019-03-08	2020-12-15
	11. DOWDUPONT INC	2019-03-26	2020-12-15
	20. DOWDUPONT INC	2019-05-07	2020-12-15
	13. DOLLAR GENERAL CORP	2015-12-17	2020-04-16
	9. DOLLAR GENERAL CORP	2015-12-17	2020-04-24
	3. DOLLAR GENERAL CORP	2018-12-10	2020-04-24
	1. DOLLAR GENERAL CORP	2018-12-11	2020-05-18
	8. DOLLAR GENERAL CORP	2018-12-10	2020-05-18
	1. DOLLAR GENERAL CORP	2018-12-11	2020-05-19
	6. DOLLAR GENERAL CORP	2019-04-16	2020-06-17
	6. DOLLAR GENERAL CORP	2018-12-11	2020-06-17
	12. DOLLAR GENERAL CORP	2019-04-16	2020-08-31
	7. DOLLAR GENERAL CORP	2019-04-17	2020-11-16
	12. DUPONT DE NEMOURS INC	2019-05-07	2020-12-14
	11. DUPONT DE NEMOURS INC	2019-03-26	2020-12-14
	10. DUPONT DE NEMOURS INC	2019-03-01	2020-12-14
	8. DUPONT DE NEMOURS INC	2017-04-17	2020-12-14
	13. DUPONT DE NEMOURS INC	2019-03-08	2020-12-14
	1. DUPONT DE NEMOURS INC	2019-05-07	2020-12-15
	67. EQUITABLE HOLDINGS INC	2018-12-11	2020-06-17
	7. EQUITABLE HOLDINGS INC	2018-12-10	2020-06-17
	30. EQUITABLE HOLDINGS INC	2018-12-11	2020-06-18
	60. EQUITABLE HOLDINGS INC	2018-12-12	2020-06-18
	10. EQUITABLE HOLDINGS INC	2019-04-25	2020-06-19
	28. EQUITABLE HOLDINGS INC	2019-04-24	2020-06-19
	26. EQUITABLE HOLDINGS INC	2018-12-12	2020-06-19
	2000. FEDERAL NATL MTG ASSOC	2017-06-13	2020-02-20
	3000. FEDERAL NATL MTG ASSOC	2017-06-13	2020-04-07
	26. FEDEX CORP	2019-06-27	2020-04-24
	6. FEDEX CORP	2019-06-27	2020-11-16
	15. FEDEX CORP	2019-08-08	2020-11-16
	28. FIRSTENERGY CORP	2017-07-25	2020-07-22
	87. FIRSTENERGY CORP	2017-07-24	2020-07-22
	9. FIRSTENERGY CORP	2017-07-21	2020-07-22
	14. FIRSTENERGY CORP	2017-07-26	2020-07-23
	35. FIRSTENERGY CORP	2020-05-19	2020-07-23
	19. FIRSTENERGY CORP	2020-05-18	2020-07-23
	36. FIRSTENERGY CORP	2020-04-24	2020-07-23
	53. FIRSTENERGY CORP	2020-04-08	2020-07-23
	45. FIRSTENERGY CORP	2017-10-12	2020-07-23
	20. FIRSTENERGY CORP	2017-10-11	2020-07-23
	60. FIRSTENERGY CORP	2017-07-25	2020-07-23
	3. FORTIVE CORP	2020-01-15	2020-10-08
	13. FORTIVE CORP	2020-01-13	2020-10-08
	30. FORTIVE CORP	2020-01-14	2020-10-08
	6. FORTIVE CORP	2020-02-21	2020-10-09
	12. FORTIVE CORP	2020-04-08	2020-10-09
	32. FORTIVE CORP	2020-01-15	2020-10-09
	5000. GLAXOSMITHKLINE CAPITAL	2018-06-08	2020-04-07
	5000. HOME DEPOT INC	2019-01-11	2020-04-07
	3. HUMANA INC	2018-01-23	2020-03-17
	1. HUMANA INC	2018-01-23	2020-03-18
	4. HUMANA INC	2018-01-24	2020-03-18
	5. HUMANA INC	2018-01-24	2020-03-20
	3. HUMANA INC	2018-01-25	2020-03-20
	7. HUMANA INC	2019-03-19	2020-03-31
	7. HUMANA INC	2018-12-10	2020-03-31
	2. HUMANA INC	2018-01-25	2020-03-31
	24. J P MORGAN CHASE & CO COM	2014-09-16	2020-04-16
	18. J P MORGAN CHASE & CO COM	2014-01-02	2020-04-16
	6. J P MORGAN CHASE & CO COM	2015-05-20	2020-05-18
	40. J P MORGAN CHASE & CO COM	2015-05-07	2020-05-18
	3. J P MORGAN CHASE & CO COM	2014-09-16	2020-05-18
	32. J P MORGAN CHASE & CO COM	2015-05-20	2020-06-17
	4. J P MORGAN CHASE & CO COM	2015-05-22	2020-07-15
	14. J P MORGAN CHASE & CO COM	2015-05-20	2020-07-15
	5000. JPMORGAN CHASE & CO	2014-09-16	2020-04-07
	29. JOHNSON & JOHNSON	2020-01-09	2020-04-16
	1. JOHNSON & JOHNSON	2020-02-21	2020-05-18
	13. JOHNSON & JOHNSON	2020-01-09	2020-05-18
	10. JOHNSON & JOHNSON	2020-04-08	2020-06-17
	25. JOHNSON & JOHNSON	2020-02-21	2020-06-17
	32. KELLOGG CO	2017-11-09	2020-04-16
	15. KELLOGG CO	2017-11-08	2020-04-16
	4. KELLOGG CO	2017-11-09	2020-05-18
	8. KELLOGG CO	2019-08-20	2020-05-18
	16. KELLOGG CO	2020-04-08	2020-05-19
	24. KELLOGG CO	2019-08-20	2020-05-19
	74. KINDER MORGAN INC/DE	2020-03-09	2020-12-15
	29. KONINKLIJKE PHILIPS ELECTRS N V	2017-03-15	2020-06-18
	39. KONINKLIJKE PHILIPS ELECTRS N V	2017-03-15	2020-06-19
	17. KONINKLIJKE PHILIPS ELECTRS N V	2017-04-04	2020-06-19
	.06 KONINKLIJKE PHILIPS ELECTRS N V	2017-04-04	2020-07-09
	5. LOCKHEED MARTIN CORPORATION	2015-07-14	2020-08-31
	1. LOCKHEED MARTIN CORPORATION	2015-06-15	2020-08-31
	7. LOCKHEED MARTIN CORPORATION	2018-12-10	2020-11-16
	3. LOCKHEED MARTIN CORPORATION	2019-04-16	2020-11-16
	5. LOCKHEED MARTIN CORPORATION	2019-04-16	2020-11-17
	4. LOCKHEED MARTIN CORPORATION	2020-04-08	2020-11-17
	21. LOWES COMPANIES INC COM	2017-09-18	2020-06-17
	13. LOWES COMPANIES INC COM	2017-09-18	2020-08-31
	16. LOWES COMPANIES INC COM	2017-09-18	2020-10-08
	12. LOWES COMPANIES INC COM	2017-09-18	2020-11-16
	4. LOWES COMPANIES INC COM	2020-04-08	2020-11-16
	69. MARATHON OIL CORP	2019-06-20	2020-07-10
	23. MARATHON OIL CORP	2018-05-18	2020-07-10
	30. MARATHON OIL CORP	2019-06-19	2020-07-10
	90. MARATHON OIL CORP	2018-05-22	2020-07-10
	145. MARATHON OIL CORP	2018-05-21	2020-07-10
	51. MARATHON OIL CORP	2020-04-08	2020-07-13
	41. MARATHON OIL CORP	2019-06-20	2020-07-13
	12. MARSH & MCLENNAN COS INC	2019-03-04	2020-03-31
	6. MARSH & MCLENNAN COS INC	2016-08-15	2020-03-31
	10. MARSH & MCLENNAN COS INC	2019-03-01	2020-03-31
	2. METLIFE INC	2015-06-15	2020-12-14
	20. METLIFE INC	2015-05-07	2020-12-14
	39. METLIFE INC	2014-09-02	2020-12-14
	15. METLIFE INC	2014-08-29	2020-12-14
	6. METLIFE INC	2015-07-14	2020-12-15
	8. METLIFE INC	2015-06-15	2020-12-15
	14. MICROSOFT CORPORATION	2014-08-14	2020-04-16
	20. MICROSOFT CORPORATION	2014-08-14	2020-04-24
	9. MICROSOFT CORPORATION	2015-02-18	2020-04-24
	46. MICROSOFT CORPORATION	2015-02-18	2020-04-28
	46. MONDELEZ INTERNATIONAL INC	2018-08-02	2020-08-31
	3. MORGAN STANLEY	2014-09-19	2020-12-15
	26. MORGAN STANLEY	2015-06-15	2020-12-15
	40. MORGAN STANLEY	2015-05-07	2020-12-15
	19. NEWELL RUBBERMAID INC	2019-09-24	2020-11-16
	12. NEWELL RUBBERMAID INC	2019-09-25	2020-11-16
	3. NEWELL RUBBERMAID INC	2019-09-26	2020-11-17
	49. NEWELL RUBBERMAID INC	2019-09-25	2020-11-17
	53. NEWELL RUBBERMAID INC	2019-09-26	2020-11-18
	20. NEWELL RUBBERMAID INC	2019-09-26	2020-11-19
	1. NEXTERA ENERGY INC	2014-01-02	2020-04-16
	10. NEXTERA ENERGY INC	2015-05-07	2020-04-16
	10. NEXTERA ENERGY INC	2015-06-15	2020-04-16
	7. NEXTERA ENERGY INC	2015-07-14	2020-04-16
	5. NEXTERA ENERGY INC	2020-04-08	2020-04-16
	6. NORTHROP GRUMMAN CORP	2015-05-07	2020-08-31
	3. NORTHROP GRUMMAN CORP	2015-07-14	2020-08-31
	2. NORTHROP GRUMMAN CORP	2020-04-08	2020-09-01
	7. NORTHROP GRUMMAN CORP	2015-07-14	2020-09-01
	31. NVIDIA CORP	2019-08-20	2020-01-13
	14. ONEOK INC	2018-12-13	2020-03-09
	30. ONEOK INC	2018-11-05	2020-03-09
	2. ONEOK INC	2018-08-07	2020-03-09
	15. ONEOK INC	2018-12-13	2020-03-10
	27. ONEOK INC	2019-03-01	2020-03-10
	12. ONEOK INC	2019-11-18	2020-03-10
	16. ONEOK INC	2019-11-19	2020-03-10
	27. ORACLE CORP	2016-11-17	2020-04-16
	12. ORACLE CORP	2017-01-06	2020-04-16
	33. ORACLE CORP	2017-01-06	2020-05-18
	5. ORACLE CORP	2017-02-21	2020-05-18
	40. ORACLE CORP	2017-02-21	2020-06-17
	28. ORACLE CORP	2017-11-08	2020-06-17
	29. ORACLE CORP	2020-04-08	2020-06-17
	2000. ORACLE CORP	2016-10-28	2020-02-20
	3000. ORACLE CORP	2016-10-28	2020-04-07
	22. PEPSICO INCORPORATED	2018-06-13	2020-06-17
	19. PEPSICO INCORPORATED	2018-06-14	2020-06-17
	10. PEPSICO INCORPORATED	2018-09-14	2020-06-17
	7. PEPSICO INCORPORATED	2020-04-08	2020-06-18
	7. PEPSICO INCORPORATED	2018-09-14	2020-06-18
	79. PFIZER INC	2016-01-06	2020-01-09
	19. PFIZER INC	2015-10-30	2020-01-09
	66. PFIZER INC	2016-03-02	2020-01-09
	28. PFIZER INC	2016-11-17	2020-08-31
	11. PFIZER INC	2016-03-02	2020-08-31
	32. PFIZER INC	2017-05-02	2020-08-31
	8. PHILIP MORRIS INTERNATIONAL INC	2019-11-19	2020-01-13
	22. PHILIP MORRIS INTERNATIONAL INC	2019-11-18	2020-01-13
	24. PIONEER NAT RES CO	2020-03-31	2020-06-17
	1. QUALCOMM INC	2017-08-16	2020-01-13
	16. QUALCOMM INC	2017-09-05	2020-01-13
	25. QUALCOMM INC	2017-09-01	2020-01-13
	14. QUEST DIAGNOSTICS INC	2019-04-24	2020-05-18
	5. QUEST DIAGNOSTICS INC	2019-04-24	2020-05-19
	4. QUEST DIAGNOSTICS INC	2019-04-24	2020-11-16
	2. QUEST DIAGNOSTICS INC	2019-04-25	2020-11-16
	5. QUEST DIAGNOSTICS INC	2019-04-26	2020-11-17
	12. QUEST DIAGNOSTICS INC	2019-04-25	2020-11-17
	7. QUEST DIAGNOSTICS INC	2020-04-08	2020-11-18
	3. QUEST DIAGNOSTICS INC	2019-04-26	2020-11-18
	48. SCHWAB CHARLES CORP NEW COM	2017-10-11	2020-01-13
	23. SONY CORP/AMER SHARES NEW/	2019-07-05	2020-04-16
	14. SONY CORP/AMER SHARES NEW/	2019-07-29	2020-04-16
	5. SONY CORP/AMER SHARES NEW/	2019-07-29	2020-04-17
	10. SONY CORP/AMER SHARES NEW/	2019-07-29	2020-04-24
	43. SONY CORP/AMER SHARES NEW/	2019-07-30	2020-04-27
	11. SONY CORP/AMER SHARES NEW/	2019-07-29	2020-04-27
	9. SONY CORP/AMER SHARES NEW/	2019-07-30	2020-11-16
	21. SONY CORP/AMER SHARES NEW/	2019-07-30	2020-11-17
	2. SONY CORP/AMER SHARES NEW/	2019-09-24	2020-11-17
	4. STATE ST CORP COM	2018-10-05	2020-01-13
	2. STATE ST CORP COM	2018-10-05	2020-01-13
	12. STATE ST CORP COM	2018-10-08	2020-01-13
	19. STATE ST CORP COM	2018-10-09	2020-01-14
	12. STATE ST CORP COM	2018-10-08	2020-01-14
	8. STATE ST CORP COM	2018-10-09	2020-05-18
	8. STATE ST CORP COM	2018-11-05	2020-05-18
	17. STATE ST CORP COM	2018-11-05	2020-05-19
	17. STATE ST CORP COM	2019-01-07	2020-05-19
	4. STATE ST CORP COM	2020-02-21	2020-05-20
	16. STATE ST CORP COM	2019-01-07	2020-05-20
	10. STATE ST CORP COM	2020-04-08	2020-05-20
	9. 3M CO	2018-05-08	2020-01-13
	3. 3M CO	2019-04-16	2020-01-13
	9. 3M CO	2018-08-16	2020-01-13
	7. 3M CO	2019-04-16	2020-01-14
	15. TOTAL S.A. SP ADR	2016-05-20	2020-08-31
	3. TOTAL S.A. SP ADR	2016-05-19	2020-08-31
	17. TOTAL S.A. SP ADR	2020-04-08	2020-09-01
	22. TOTAL S.A. SP ADR	2017-09-06	2020-09-01
	21. TOTAL S.A. SP ADR	2017-09-05	2020-09-01
	16. TOTAL S.A. SP ADR	2017-02-23	2020-09-01
	6. TOTAL S.A. SP ADR	2017-02-22	2020-09-01
	6. TOTAL S.A. SP ADR	2016-05-20	2020-09-01
	10. TRAVELERS COS INC/THE	2015-06-15	2020-04-16
	10. TRAVELERS COS INC/THE	2015-05-07	2020-04-16
	11. TRAVELERS COS INC/THE	2014-03-05	2020-04-16
	6. TRAVELERS COS INC/THE	2015-07-14	2020-04-17
	6. TRAVELERS COS INC/THE	2015-07-14	2020-06-17
	8. TRAVELERS COS INC/THE	2018-01-22	2020-06-17
	3. TRAVELERS COS INC/THE	2018-01-23	2020-06-17
	3. TRAVELERS COS INC/THE	2020-04-08	2020-06-17
	5. TRAVELERS COS INC/THE	2020-04-08	2020-06-18
	3. US BANCORP DEL	2020-05-19	2020-11-16
	41. US BANCORP DEL	2020-05-18	2020-11-16
	149. US BANCORP DEL	2020-05-19	2020-11-17
	10. UNILEVER N V-W/I (NET/USD) US9047847093	2016-08-10	2020-10-08
	28. UNILEVER N V-W/I (NET/USD) US9047847093	2018-03-12	2020-10-09
	10. UNILEVER N V-W/I (NET/USD) US9047847093	2017-05-18	2020-10-09
	1. UNILEVER N V-W/I (NET/USD) US9047847093	2016-08-10	2020-10-09
	18. UNILEVER N V-W/I (NET/USD) US9047847093	2017-05-17	2020-10-09
	1000. U.S. TREASURY BOND	2014-01-02	2020-02-20
	2000. U.S. TREASURY BOND	2014-01-02	2020-04-07
	7000. U.S. TREASURY BOND	2014-01-02	2020-11-24
	5000. U.S. TREASURY BOND	2018-04-26	2020-11-24
	2000. U.S. TREASURY BOND	2017-05-04	2020-11-24
	3000. U.S. TREASURY BOND 3.125% FEB 15 2042	2014-01-02	2020-02-20
	5000. U.S. TREASURY BOND 3.125% FEB 15 2042	2014-01-02	2020-04-07
	1000. U.S. TREASURY BOND	2018-03-01	2020-02-20
	2000. U.S. TREASURY BOND	2018-03-01	2020-04-07
	2000. U.S. TREASURY BOND	2019-06-25	2020-02-20
	3000. U.S. TREASURY BOND	2019-06-25	2020-04-07
	2000. U.S. TREASURY NOTE	2018-06-08	2020-04-07
	12000. U.S. TREASURY NOTE	2019-07-18	2020-02-05
	3000. U.S. TREASURY NOTE	2019-04-12	2020-02-20
	8000. U.S. TREASURY NOTE	2019-04-12	2020-04-07
	7000. U.S. TREASURY NOTE	2019-04-12	2020-11-24
	2000. U.S. TREASURY NOTE	2017-03-09	2020-02-20
	5000. U.S. TREASURY NOTE	2017-03-09	2020-04-07
	4000. U.S. TREASURY NOTE	2014-01-02	2020-04-07
	9000. U.S. TREASURY NOTE	2014-01-02	2020-05-15
	3000. U.S. TREASURY NOTE	2018-04-26	2020-05-15
	2000. U.S. TREASURY NOTE	2017-05-04	2020-05-15
	5000. U.S. TREASURY NOTE	2017-10-25	2020-04-07
	3000. U.S. TREASURY NOTE	2018-08-23	2020-04-07
	12000. U.S. TREASURY NOTE	2018-08-23	2020-04-28
	2000. U.S. TREASURY NOTE	2019-12-18	2020-02-20
	4000. U.S. TREASURY NOTE	2019-12-18	2020-04-07
	1000. U.S. TREASURY NOTE	2019-12-18	2020-02-20
	13000. U.S. TREASURY NOTE	2019-12-18	2020-02-25
	2000. U.S. TREASURY NOTE	2020-02-05	2020-04-07
	12000. U.S. TREASURY NOTE	2020-02-05	2020-04-29
	18. UNITEDHEALTH GROUP INC	2015-06-12	2020-02-03
	6. UNITEDHEALTH GROUP INC	2020-03-17	2020-12-15
	38. VERIZON COMMUNICATIONS INC	2014-01-02	2020-04-16
	5. VERIZON COMMUNICATIONS INC	2014-01-02	2020-11-16
	11. VERIZON COMMUNICATIONS INC	2015-07-14	2020-11-16
	20. VERIZON COMMUNICATIONS INC	2015-06-15	2020-11-16
	30. VERIZON COMMUNICATIONS INC	2015-05-07	2020-11-16
	27. VERIZON COMMUNICATIONS INC	2014-01-02	2020-11-16
	19. VERIZON COMMUNICATIONS INC	2015-07-14	2020-12-14
	22. VERIZON COMMUNICATIONS INC	2017-09-18	2020-12-14
	.11 VIATRIS INC	2017-05-02	2020-11-20
	1.61 VIATRIS INC	2020-02-21	2020-12-15
	3.6 VIATRIS INC	2020-04-08	2020-12-15
	7.32 VIATRIS INC	2017-09-01	2020-12-15
	5.34 VIATRIS INC	2017-10-10	2020-12-15
	1.13 VIATRIS INC	2017-05-02	2020-12-15
	4.8 VONTIER CORP	2020-04-08	2020-10-19
	2.4 VONTIER CORP	2020-02-21	2020-10-19
	12.8 VONTIER CORP	2020-01-15	2020-10-19
	5000. WALMART INC	2018-08-23	2020-04-07
	18000. WALMART INC	2018-08-23	2020-09-24
	2000. WELLS FARGO & COMPANY	2016-07-26	2020-04-07
	15. WILLIAMS COMPANIES DEL	2018-05-21	2020-06-17
	48. WILLIAMS COMPANIES DEL	2018-05-22	2020-06-17
	67. WILLIAMS COMPANIES DEL	2018-05-21	2020-06-17
	53. WILLIAMS COMPANIES DEL	2018-08-06	2020-06-18
	5. WILLIAMS COMPANIES DEL	2018-08-03	2020-06-18
	13. WILLIAMS COMPANIES DEL	2018-05-22	2020-06-18
	6. WILLIAMS COMPANIES DEL	2018-10-12	2020-11-16
	22. WILLIAMS COMPANIES DEL	2018-10-11	2020-11-16
	13. WILLIAMS COMPANIES DEL	2018-08-08	2020-11-16
	56. WILLIAMS COMPANIES DEL	2018-08-07	2020-11-16
	4. WILLIAMS COMPANIES DEL	2018-08-06	2020-11-16
	33. WILLIAMS COMPANIES DEL	2018-10-12	2020-11-17
	5. WILLIAMS COMPANIES DEL	2018-12-17	2020-11-17
	19. JOHNSON CTLS INTL PLC	2019-03-08	2020-01-13
	20. JOHNSON CTLS INTL PLC	2018-11-05	2020-01-13
	39. JOHNSON CTLS INTL PLC	2019-03-08	2020-01-14
	32. MEDTRONIC PLC SHS	2017-10-27	2020-11-16
	7. MEDTRONIC PLC SHS	2017-10-30	2020-11-16
	13. PENTAIR PLC SHS	2019-07-01	2020-06-18
	3. PENTAIR PLC SHS	2019-07-02	2020-06-18
	16. PENTAIR PLC SHS	2019-07-02	2020-06-19
	9. PENTAIR PLC SHS	2019-07-03	2020-06-19
	3. PENTAIR PLC SHS	2019-07-03	2020-06-22
	15. PENTAIR PLC SHS	2019-07-05	2020-06-22
	5. PENTAIR PLC SHS	2019-07-05	2020-06-23
	16. PENTAIR PLC SHS	2019-07-08	2020-06-23
	4. PENTAIR PLC SHS	2019-07-09	2020-06-23
	26. PENTAIR PLC SHS	2019-07-09	2020-06-24
	9. PENTAIR PLC SHS	2020-04-08	2020-06-24
	5. PENTAIR PLC SHS	2020-04-08	2020-06-25
	2. WILLIS TOWERS WATSON PLC	2019-02-11	2020-06-18
	7. WILLIS TOWERS WATSON PLC	2019-02-11	2020-06-18
	5. WILLIS TOWERS WATSON PLC	2019-03-04	2020-06-19
	4. WILLIS TOWERS WATSON PLC	2019-02-11	2020-06-19
	9. WILLIS TOWERS WATSON PLC	2019-02-12	2020-06-19
	1. WILLIS TOWERS WATSON PLC	2019-03-01	2020-06-19
	10. WILLIS TOWERS WATSON PLC	2019-02-13	2020-06-19
	4. WILLIS TOWERS WATSON PLC	2019-03-04	2020-06-22
	6. WILLIS TOWERS WATSON PLC	2019-04-17	2020-06-22
	6. WILLIS TOWERS WATSON PLC	2019-04-17	2020-10-08
	1. WILLIS TOWERS WATSON PLC	2019-04-18	2020-10-08
	1. WILLIS TOWERS WATSON PLC	2019-04-18	2020-10-09
	4. ALCON SA ACT NOM	2018-11-05	2020-04-16
	3. ALCON SA ACT NOM	2018-12-14	2020-04-16
	2. ALCON SA ACT NOM	2018-12-13	2020-04-16
	12. ALCON SA ACT NOM	2019-04-16	2020-04-16
	21. ALCON SA ACT NOM	2019-04-16	2020-04-17
	9. NXP SEMICONDUCTORS N.V.	2019-08-14	2020-12-15

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	2,962	2,208	754
b	4,161	4,006	155
c	1,254	565	689
d	1,254	572	682
e	940	470	470
	4,352	4,036	316
	1,513	766	747
	1,681	848	833
	4,059	3,982	77
	1,034	2,070	-1,036
	66	132	-66
	836	1,644	-808
	936	1,843	-907
	1,176	2,128	-952
	384	745	-361
	336	614	-278
	684	1,817	-1,133
	203	403	-200
	599	1,570	-971
	369	830	-461
	165	348	-183
	253	613	-360
	476	1,160	-684
	340	743	-403
	1,015	996	19
	2,017	1,992	25
	4,541	4,572	-31
	4,170	4,531	-361
	1,322	950	372
	2,578	1,837	741
	1,244	903	341
	5,762	4,194	1,568
	267	346	-79
	321	423	-102
	499	635	-136
	271	353	-82
	187	247	-60
	400	525	-125
	2,512	2,906	-394
	1,256	1,318	-62
	2,302	2,486	-184
	1,050	1,017	33
	1,039	1,016	23
	2,992	1,438	1,554
	1,116	707	409
	37	24	13
	1,461	919	542
	802	524	278
	1,539	1,024	515
	1,071	714	357
	607	528	79
	2,487	2,079	408
	2,112	1,732	380
	422	372	50
	194	166	28
	271	236	35
	194	171	23
	310	265	45
	312	265	47
	389	290	99
	506	382	124
	428	318	110
	779	522	257
	2,364	935	1,429
	1,587	647	940
	529	316	213
	182	106	76
	1,458	842	616
	183	106	77
	1,140	743	397
	1,140	639	501
	2,425	1,485	940
	1,492	872	620
	791	863	-72
	725	875	-150
	659	800	-141
	528	730	-202
	857	1,053	-196
	66	72	-6
	1,362	1,176	186
	142	121	21
	602	526	76
	1,203	1,058	145
	197	222	-25
	551	629	-78
	512	458	54
	2,074	1,957	117
	3,206	2,935	271
	3,161	4,250	-1,089
	1,677	981	696
	4,194	2,465	1,729
	789	848	-59
	2,453	2,667	-214
	254	278	-24
	392	420	-28
	980	1,424	-444
	532	782	-250
	1,008	1,508	-500
	1,484	2,203	-719
	1,260	1,422	-162
	560	618	-58
	1,680	1,816	-136
	245	234	11
	1,061	1,023	38
	2,448	2,361	87
	423	389	34
	846	608	238
	2,256	2,128	128
	5,278	4,994	284
	5,578	5,137	441
	803	848	-45
	245	283	-38
	980	1,139	-159
	1,183	1,424	-241
	710	855	-145
	2,187	2,011	176
	2,187	2,151	36
	625	570	55
	2,132	1,442	690
	1,599	1,045	554
	545	399	146
	3,632	2,578	1,054
	272	180	92
	3,222	2,130	1,092
	397	266	131
	1,388	932	456
	5,329	4,982	347
	4,272	4,210	62
	151	148	3
	1,961	1,887	74
	1,446	1,393	53
	3,616	3,702	-86
	2,047	2,013	34
	960	933	27
	255	252	3
	510	506	4
	1,003	996	7
	1,505	1,518	-13
	1,092	1,150	-58
	1,343	894	449
	1,827	1,203	624
	796	544	252
	3	2	1
	1,946	996	950
	389	190	199
	2,638	2,088	550
	1,131	930	201
	1,890	1,549	341
	1,512	1,472	40
	2,845	1,636	1,209
	2,142	1,013	1,129
	2,732	1,247	1,485
	1,939	935	1,004
	646	375	271
	368	974	-606
	123	493	-370
	160	409	-249
	480	1,972	-1,492
	773	3,159	-2,386
	265	191	74
	213	579	-366
	1,045	1,107	-62
	523	405	118
	871	931	-60
	92	99	-7
	918	933	-15
	1,791	1,920	-129
	689	731	-42
	274	303	-29
	365	397	-32
	2,448	621	1,827
	3,455	887	2,568
	1,555	392	1,163
	7,865	2,006	5,859
	2,687	1,985	702
	191	109	82
	1,659	1,030	629
	2,553	1,501	1,052
	386	340	46
	244	217	27
	60	55	5
	985	887	98
	1,083	972	111
	405	367	38
	238	85	153
	2,377	1,007	1,370
	2,377	991	1,386
	1,664	715	949
	1,188	1,147	41
	2,056	924	1,132
	1,028	504	524
	681	667	14
	2,383	1,176	1,207
	7,809	5,215	2,594
	556	802	-246
	1,192	1,797	-605
	80	128	-48
	520	860	-340
	935	1,683	-748
	416	838	-422
	554	1,107	-553
	1,440	1,085	355
	640	462	178
	1,756	1,270	486
	266	212	54
	2,086	1,693	393
	1,460	1,414	46
	1,512	1,508	4
	2,085	1,980	105
	3,094	2,970	124
	2,908	2,314	594
	2,511	1,998	513
	1,322	1,144	178
	924	916	8
	924	800	124
	3,071	2,507	564
	738	652	86
	2,565	1,980	585
	1,056	890	166
	415	330	85
	1,207	1,074	133
	702	669	33
	1,931	1,864	67
	2,274	1,678	596
	91	53	38
	1,455	821	634
	2,274	1,301	973
	1,534	1,327	207
	550	474	76
	491	379	112
	246	188	58
	619	475	144
	1,485	1,130	355
	860	600	260
	369	285	84
	2,306	2,170	136
	1,425	1,260	165
	868	766	102
	319	274	45
	628	547	81
	2,710	2,333	377
	693	602	91
	814	488	326
	1,886	1,139	747
	180	118	62
	328	346	-18
	164	174	-10
	983	1,043	-60
	1,556	1,643	-87
	983	1,043	-60
	469	692	-223
	469	575	-106
	977	1,222	-245
	977	1,105	-128
	234	308	-74
	934	1,040	-106
	584	569	15
	1,630	1,812	-182
	543	650	-107
	1,630	1,825	-195
	1,272	1,517	-245
	594	724	-130
	119	143	-24
	670	626	44
	867	1,164	-297
	828	1,101	-273
	631	823	-192
	236	305	-69
	236	290	-54
	998	991	7
	998	1,027	-29
	1,098	927	171
	616	614	2
	692	614	78
	922	1,112	-190
	346	432	-86
	346	312	34
	580	521	59
	132	97	35
	1,810	1,354	456
	6,560	4,829	1,731
	609	459	150
	1,726	1,538	188
	616	543	73
	62	46	16
	1,110	986	124
	1,395	1,092	303
	3,052	2,182	870
	10,358	7,618	2,740
	7,398	5,875	1,523
	2,959	2,460	499
	3,662	2,593	1,069
	6,797	4,321	2,476
	1,222	975	247
	2,758	1,950	808
	2,405	2,145	260
	4,084	3,218	866
	2,237	2,000	237
	13,220	12,787	433
	3,401	3,136	265
	9,589	8,359	1,230
	8,299	7,293	1,006
	2,094	1,953	141
	5,458	4,881	577
	4,014	4,005	9
	9,000	9,000
	3,000	3,000
	2,000	2,000
	5,593	4,972	621
	3,024	3,000	24
	12,078	12,000	78
	2,013	1,977	36
	4,178	3,953	225
	1,007	998	9
	13,165	12,979	186
	2,046	2,006	40
	12,283	12,035	248
	4,903	2,121	2,782
	2,040	1,463	577
	2,171	1,865	306
	304	245	59
	669	522	147
	1,217	942	275
	1,825	1,496	329
	1,642	1,277	365
	1,139	901	238
	1,319	1,054	265
	2	2
	28	24	4
	63	51	12
	127	105	22
	93	82	11
	20	16	4
	135	105	30
	68	67	1
	361	369	-8
	5,329	5,046	283
	19,410	18,142	1,268
	1,999	2,000	-1
	288	415	-127
	922	1,273	-351
	1,288	1,760	-472
	1,032	1,582	-550
	97	149	-52
	253	345	-92
	122	149	-27
	446	546	-100
	263	385	-122
	1,134	1,670	-536
	81	118	-37
	673	821	-148
	102	107	-5
	782	679	103
	823	662	161
	1,599	1,393	206
	3,567	2,585	982
	780	562	218
	494	485	9
	114	112	2
	609	599	10
	342	342
	114	114
	570	570
	189	190	-1
	606	606
	152	148	4
	945	964	-19
	327	285	42
	180	158	22
	393	338	55
	1,375	1,176	199
	960	862	98
	768	672	96
	1,728	1,539	189
	192	172	20
	1,920	1,713	207
	775	689	86
	1,163	1,063	100
	1,269	1,063	206
	212	177	35
	213	177	36
	203	217	-14
	153	160	-7
	102	107	-5
	610	685	-75
	1,108	1,198	-90
	1,437	901	536

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			754
b			155
c			689
d			682
e			470
			316
			747
			833
			77
			-1,036
			-66
			-808
			-907
			-952
			-361
			-278
			-1,133
			-200
			-971
			-461
			-183
			-360
			-684
			-403
			19
			25
			-31
			-361
			372
			741
			341
			1,568
			-79
			-102
			-136
			-82
			-60
			-125
			-394
			-62
			-184
			33
			23
			1,554
			409
			13
			542
			278
			515
			357
			79
			408
			380
			50
			28
			35
			23
			45
			47
			99
			124
			110
			257
			1,429
			940
			213
			76
			616
			77
			397
			501
			940
			620
			-72
			-150
			-141
			-202
			-196
			-6
			186
			21
			76
			145
			-25
			-78
			54
			117
			271
			-1,089
			696
			1,729
			-59
			-214
			-24
			-28
			-444
			-250
			-500
			-719
			-162
			-58
			-136
			11
			38
			87
			34
			238
			128
			284
			441
			-45
			-38
			-159
			-241
			-145
			176
			36
			55
			690
			554
			146
			1,054
			92
			1,092
			131
			456
			347
			62
			3
			74
			53
			-86
			34
			27
			3
			4
			7
			-13
			-58
			449
			624
			252
			1
			950
			199
			550
			201
			341
			40
			1,209
			1,129
			1,485
			1,004
			271
			-606
			-370
			-249
			-1,492
			-2,386
			74
			-366
			-62
			118
			-60
			-7
			-15
			-129
			-42
			-29
			-32
			1,827
			2,568
			1,163
			5,859
			702
			82
			629
			1,052
			46
			27
			5
			98
			111
			38
			153
			1,370
			1,386
			949
			41
			1,132
			524
			14
			1,207
			2,594
			-246
			-605
			-48
			-340
			-748
			-422
			-553
			355
			178
			486
			54
			393
			46
			4
			105
			124
			594
			513
			178
			8
			124
			564
			86
			585
			166
			85
			133
			33
			67
			596
			38
			634
			973
			207
			76
			112
			58
			144
			355
			260
			84
			136
			165
			102
			45
			81
			377
			91
			326
			747
			62
			-18
			-10
			-60
			-87
			-60
			-223
			-106
			-245
			-128
			-74
			-106
			15
			-182
			-107
			-195
			-245
			-130
			-24
			44
			-297
			-273
			-192
			-69
			-54
			7
			-29
			171
			2
			78
			-190
			-86
			34
			59
			35
			456
			1,731
			150
			188
			73
			16
			124
			303
			870
			2,740
			1,523
			499
			1,069
			2,476
			247
			808
			260
			866
			237
			433
			265
			1,230
			1,006
			141
			577
			9



			621
			24
			78
			36
			225
			9
			186
			40
			248
			2,782
			577
			306
			59
			147
			275
			329
			365
			238
			265

			4
			12
			22
			11
			4
			30
			1
			-8
			283
			1,268
			-1
			-127
			-351
			-472
			-550
			-52
			-92
			-27
			-100
			-122
			-536
			-37
			-148
			-5
			103
			161
			206
			982
			218
			9
			2
			10



			-1

			4
			-19
			42
			22
			55
			199
			98
			96
			189
			20
			207
			86
			100
			206
			35
			36
			-14
			-7
			-5
			-75
			-90
			536

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	71,570
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	1,413
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	1,413
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,413
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	1,000
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,000
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	2
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	415
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax0	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

BANK OF AMERICA NA Telephone no. bullet

(212) 852-3049

Located at bullet

114 WEST 47TH STREET NY8-114-07-07NEW YORKNY ZIP+4 bullet

100361510

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
MICHAEL D SCHREIBER	ASST TREASURER 0	0
500 W 185TH STREET NEW YORK,NY10033	ASST TREASURER 0	0
JACOB E HARMAN	VP AND TREASURER 0	0
500 W 185TH STREET NEW YORK,NY10033	VP AND TREASURER 0	0
ANDREW J LAUER	PRESIDENT 0	0
500 W 185TH STREET NEW YORK,NY10033	PRESIDENT 0	0
ESTHER SASSON	ASSISTANT SECRETARY 0	0
500 W 185TH STREET NEW YORK,NY10033	ASSISTANT SECRETARY 0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,320,303

Average of monthly cash balances.......................

93,341

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

1,413,644

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,413,644

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

21,205

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,392,439

Minimum investment return. Enter 5% of line 5..................

69,622

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

69,622

Tax on investment income for 2020 from Part VI, line 5......

1,413

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,413

Distributable amount before adjustments. Subtract line 2c from line 1............

68,209

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

68,209

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

68,209

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

79,982

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

79,982

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

79,982

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					68,209
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	0
b From 2016......	4,090
c From 2017......	4,736
d From 2018......	6,743
e From 2019......	7,027
fTotal of lines 3a through e........		22,596
4Qualifying distributions for 2020 from Part
XII, line 4: $ 79,982
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					68,209
e Remaining amount distributed out of corpus		11,773
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		34,369
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		34,369
10 Analysis of line 9:
a Excess from 2016....	4,090
b Excess from 2017....	4,736
c Excess from 2018....	6,743
d Excess from 2019....	7,027
e Excess from 2020....	11,773

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
YESHIVA UNIVERSITY 500 WEST 185TH ST NEW YORK,NY10033	N/A	PC	UNRESTRICTED GENERAL	43,920
FRIENDS OF WASHINGTON HEIGHTS 131 BENNETTE AVE NEW YORK,NY100332315	N/A	PC	UNRESTRICTED GENERAL	2,880
ALBERT EINSTEIN COLLEGE OF MEDICINE 111 E 210TH ST BRONX,NY104672401	N/A	PC	UNRESTRICTED GENERAL	25,200
Total ................................. 3a				72,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	36,237
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	71,570
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				107,807

13Total. Add line 12, columns (b), (d), and (e)..................

107,807

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
06406FAD5 BANK OF NY MELLON CO	8,791	9,428
05531FBB8 BB&T CORPORATION	18,788	20,561
94974BFQ8 WELLS FARGO & COMPAN
20030NBN0 COMCAST CORP
00206RAJ1 AT&T INC
17275RAE2 CISCO SYSTEMS INC
78011DAG9 USD ROYAL BK CANADA
91159HHH6 US BANCORP
822582AJ1 SHELL INTERNATIONAL
36962G7M0 GENERAL ELEC CAP COR
037833CJ7 APPLE INC	18,013	20,534
949746SA0 WELLS FARGO & COMPAN	9,887	10,101
68389XBM6 ORACLE CORP	17,566	19,781
172967FT3 CITIGROUP INC	9,102	9,384
92826CAB8 VISA INC
46625HJX9 JPMORGAN CHASE & CO	16,963	18,796
SEE ATTACHED
931142EK5 WALMART INC
035242AL0 ANHEUSER-BUSCH INBEV
377372AL1 GLAXOSMITHKLINE CAPI	17,978	19,284
9128284G2 U.S. TREASURY NOTE
9128284X5 U.S. TREASURY NOTE
912810RQ3 U.S. TREASURY BOND
912828X88 U.S. TREASURY NOTE	19,714	22,309
9128284A5 U.S. TREASURY NOTE
912810QU5 U.S. TREASURY BOND 3	24,359	34,093
912828M56 U.S. TREASURY NOTE	35,967	38,221
3135G0K36 FEDERAL NATL MTG ASS	18,433	20,701
912828ND8 U.S. TREASURY NOTE
912828Y46 U.S. TREASURY NOTE
9128283W8 U.S. TREASURY NOTE
9128284R8 U.S. TREASURY NOTE	9,998	11,127
912810FT0 U.S. TREASURY BOND
912810SA7 U.S. TREASURY BOND	23,347	26,255
912828YW4 U.S. TREASURY NOTE
9128284V9 U.S. TREASURY NOTE
437076BW1 HOME DEPOT INC	18,458	21,658
912828YH7 U.S. TREASURY NOTE	22,731	24,084
9128285M8 U.S. TREASURY NOTE	35,667	40,255
912810SH2 U.S. TREASURY BOND	20,354	24,531
025816CC1 AMERICAN EXPRESS CO	19,025	20,620
05526DBS3 BAT CAPITAL CORP	22,897	23,822
6174468Q5 MORGAN STANLEY	13,089	13,731
035240AV2 ANHEUSER-BUSCH INBEV	11,744	12,742
20030NDM0 COMCAST CORP	17,976	18,485
912810SP4 U.S. TREASURY BOND	12,319	12,175
91282CAR2 U.S. TREASURY NOTE	12,990	13,002

Name of Stock	End of Year Book Value	End of Year Fair Market Value
369604103 GENERAL ELECTRIC CO	8,048	10,476
256677105 DOLLAR GENERAL CORP	3,138	4,206
25243Q205 DIAGEO PLC SPON ADR
949746101 WELLS FARGO & CO NEW	36,934	25,864
747525103 QUALCOMM INC
744320102 PRUDENTIAL FINL INC
58933Y105 MERCK AND CO INC SHS
89151E109 TOTAL FINA ELF S.A.
617446448 MORGAN STANLEY	12,134	25,356
577081102 MATTEL INC
487836108 KELLOGG CO
26138E109 DR PEPPER SNAPPLE GR
046353108 ASTRAZENECA PLC SPON	8,025	12,348
026874784 AMERICAN INTERNATION	23,454	20,672
G6518L108 NIELSEN HOLDINGS PLC
911312106 UNITED PARCEL SVC IN
88579Y101 3M CO
867914103 SUNTRUST BANKS INC
808513105 CHARLES SCHWAB CORP/	13,543	18,776
69331C108 PG&E CORP
670100205 NOVO NORDISK A/S ADR
548661107 LOWES COMPANIES INC	2,732	4,655
500472303 KONINKLIJKE PHILIPS	12,879	19,230
460690100 INTERPUBLIC GROUP OF
38141G104 GOLDMAN SACHS GROUP
20030N101 COMCAST CORP	11,719	18,550
166764100 CHEVRONTEXACO CORP
00817Y108 AETNA INC
92343V104 VERIZON COMMUNICATIO	26,040	29,081
907818108 UNION PACIFIC CORP	6,253	9,995
902973304 US BANCORP DEL
867224107 SUNCOR ENERGY INC NE
717081103 PFIZER INC	5,069	5,669
65339F101 NEXTERA ENERGY INC
571748102 MARSH & MCLENNAN COS
539830109 LOCKHEED MARTIN CORP
493267108 KEYCORP NEW COM
172967424 CITIGROUP INC	30,438	35,578
12626K203 CRH PLC ADR	3,399	4,428
10922N103 BRIGHTHOUSE FINL INC
G491BT108 INVESCO LTD
91324P102 UNITEDHEALTH GROUP I	7,740	10,871
744573106 PUBLIC SERVICE ENTER	11,399	13,642
501044101 KROGER COMPANY COMMO
30161N101 EXELON CORP	4,454	4,349
036752103 ANTHEM INC	12,306	19,908
904784709 UNILEVER NV
874039100 TAIWAN SEMICONDUCTOR
74834L100 QUEST DIAGNOSTICS IN
59156R108 METLIFE INC	13,712	14,601
58155Q103 MCKESSON CORP	6,506	8,000
460146103 INTERNATIONAL PAPER
406216101 HALLIBURTON COMPANY
02209S103 ALTRIA GROUP INC	20,092	16,851
G5960L103 MEDTRONIC PLC SHS	16,413	21,437
89417E109 TRAVELERS COS INC/TH
74005P104 PRAXAIR INC
718172109 PHILIP MORRIS INTERN
666807102 NORTHROP GRUMMAN COR
620076307 MOTOROLA SOLUTIONS I	6,052	11,394
594918104 MICROSOFT CORP COM	5,884	14,235
438516106 HONEYWELL INTL INC
337932107 FIRSTENERGY CORP
26078J100 DOWDUPONT INC COM
780259206 ROYAL DUTCH SHELL PL
742718109 PROCTER & GAMBLE CO
68389X105 ORACLE CORP
56585A102 MARATHON PETROLEUM C	18,289	16,585
46625H100 J P MORGAN CHASE & C	15,696	26,685
42809H107 HESS CORP
BEGBALANCE
713448108 PEPSICO INC
857477103 STATE ST CORP COM
126650100 CVS HEALTH CORP	9,776	11,133
192446102 COGNIZANT TECHNOLOGY	21,264	27,289
363576109 ARTHUR J GALLAGHER &	12,219	18,433
G51502105 JOHNSON CTLS INTL PL
969457100 WILLIAMS COS INC/THE	9,303	9,023
054561105 AXA EQUITABLE HOLDIN
055622104 BP P L C SPONS ADR	13,633	7,120
444859102 HUMANA INC	8,706	8,616
037833100 APPLE COMPUTER INC C
12514G108 CDW CORP
25179M103 DEVON ENERGY CORPORA
565849106 MARATHON OIL CORP
609207105 MONDELEZ INTERNATION	4,772	6,198
032511107 ANADARKO PETE CORP
66987V109 NOVARTIS AG SPNSRD A
682680103 ONEOK INC
14149Y108 CARDINAL HEALTH INC
17275R102 CISCO SYSTEMS INC	18,063	17,721
110122108 BRISTOL-MYERS SQUIBB
67066G104 NVIDIA CORP
05722G100 BAKER HUGHES A GE CO
651229106 NEWELL BRANDS INC	4,185	4,947
835699307 SONY CORP ADR AMERN	3,780	6,268
G7S00T104 PENTAIR PLC SHS
37045V100 GENERAL MOTORS CO	14,938	18,696
21036P108 CONSTELLATION BRANDS	9,632	13,362
29446M102 EQUINOR ASA	8,552	8,686
31428X106 FEDEX CORP	3,855	6,750
20825C104 CONOCOPHILLIPS	9,234	8,158
26614N102 DUPONT DE NEMOURS IN	8,095	10,169
N6596X109 NXP SEMICONDUCTORS N	5,838	9,382
205887102 CONAGRA BRANDS INC
22052L104 DOWDUPONT INC	8,788	12,584
G96629103 WILLIS TOWERS WATSON	3,487	4,003
80105N105 SANOFI-SYNTHELABO	18,296	18,804
H01301128 ALCON SA ACT NOM	11,760	13,328
35137L105 FOX CORP	9,227	7,688
98956P102 ZIMMER BIOMET HOLDIN	8,615	8,937
281020107 EDISON INTERNATIONAL	7,883	8,292
525327102 LEIDOS HOLDINGS INC	4,615	4,836
038222105 APPLIED MATERIALS IN	6,437	9,148
65473P105 NISOURCE INC	4,223	4,267
92826C839 VISA INC	11,558	14,655
904767704 UNILEVER PLC AMER SH	22,235	24,748
31847R102 FIRST AMERICAN FINAN	2,252	2,375
49456B101 KINDER MORGAN INC/DE	6,304	5,345
020002101 ALLSTATE CORP/THE	5,847	6,486
754730109 RAYMOND JAMES FINANC	7,220	7,654
854502101 STANLEY BLACK & DECK	6,427	6,428
29452E101 EQUITABLE HOLDINGS I	5,790	6,909
69351T106 PPL CORP	4,150	4,343
191216100 COCA-COLA CO/THE	13,940	15,465
023608102 AMEREN CORP	4,631	4,606
31620R303 FIDELITY NATIONAL FI	4,165	5,082
693506107 PPG INDUSTRIES INC	10,705	11,682
75513E101 RAYTHEON TECHNOLOGIE	8,461	9,368
025816109 AMERICAN EXPRESS CO	7,945	10,036
723787107 PIONEER NAT RES CO	6,852	10,364
872540109 TJX COS INC/THE	12,706	16,048
12572Q105 CME GROUP INC	5,960	5,826
084670702 BERKSHIRE HATHAWAYIN	13,065	15,072

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
09256H286 BLACKROCK STRATEGIC
BEGBALANCE
09260B382 BLACKROCK STRATEGIC	AT COST	27,657	28,600

Category	Amount	Net Investment Income
FOREIGN TAXES	430	430
EXCISE TAX - PRIOR YEAR	159	0
EXCISE TAX ESTIMATES	1,000	0

Description	Amount
ACCRUED INTEREST ADJUSTMENT	50
COST ADJUSTMENT	1,300
ROUNDING	6