TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
CARIS CHARITABLE TRUST II DTD 09162004

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 803878
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60680

A Employer identification number

82-3380217

B Telephone number (see instructions)

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$37,118,797J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	1,660,900
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	952,044		716,378
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-116,873
b	Gross sales price for all assets on line 6a 13,864,194
7	Capital gain net income (from Part IV, line 2)...			0
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	2,496,071		716,378
13	Compensation of officers, directors, trustees, etc.	214,723		69,941		144,782
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		21,464	0	0	21,464
b	Accounting fees (attach schedule).......		2,500	1,250	0	1,250
c	Other professional fees (attach schedule)....		255,816			255,816
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		60,286	9,767		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......	4,504		0	0	4,504
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		15			15
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	559,308		80,958	0	427,831
25	Contributions, gifts, grants paid.......	2,127,356				2,127,356
26	Total expenses and disbursements. Add lines 24 and 25	2,686,664		80,958	0	2,555,187
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-190,593
b	Net investment income (if negative, enter -0-)			635,420
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	121,774	1,171,976	1,171,976
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	31,583,552	30,918,014	35,518,967
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	1,160,575	390,785	427,854
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	32,865,901	32,480,775	37,118,797
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	32,865,901	32,480,775
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	32,865,901	32,480,775
	30	Total liabilities and net assets/fund balances (see instructions).	32,865,901	32,480,775

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

32,865,901

Enter amount from Part I, line 27a .....................

-190,593

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

32,675,308

Decreases not included in line 2 (itemize) bullet

194,533

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

32,480,775

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	10000. AFLAC INC 3.6% DUE 04-01-2030/04-01-2020REG		2020-03-30	2020-05-21
b	12000. AFLAC INC 3.6% DUE 04-01-2030/04-01-2020REG		2020-04-07	2020-06-02
c	5. ADR AIA GROUP LTD SPONSORED ADR		2020-03-13	2020-03-18
d	14. ADR AIA GROUP LTD SPONSORED ADR		2020-03-13	2020-04-03
e	15000. AT&T INC FLTG RT 1.225% DUE 07-15-2021 07-15-2021		2019-05-14	2020-08-12
	10000. AT&T INC 4.35% DUE 03-01-2029/02-19-2019REG		2020-03-10	2020-11-12
	10000. AT&T INC 4.35% DUE 03-01-2029/02-19-2019REG		2020-03-10	2020-11-13
	26. ADIDAS AG		2020-03-13	2020-03-20
	75000. ALABAMA ST PUB SCH & COLLEGE AUTH 5% 03-01-2020 BEO		2016-08-09	2020-03-02
	25000. ALLY MASTER OWNER TR 3.24% DUE SER 2018-2 CL A 05-15-2023 REG		2018-05-22	2020-12-01
	26. ALPHABET INC CAP STK USD0.001 CL C		2016-08-09	2020-08-25
	768. ALTRIA GROUP INC		2017-01-26	2020-08-25
	8. ADR AMADEUS IT GROUP S A ADS		2020-03-13	2020-03-25
	11. ADR AMADEUS IT GROUP S A ADS		2020-03-13	2020-04-03
	15000. AMERICAN EXPRESS CR CORP MEDIUM TERM NTSTRANCHE # TR 00103 2.7%		2017-02-28	2020-05-29
	4000. AMERICAN INTL GROUP INC 2.5% 30 JUN 2025		2020-05-29	2020-08-04
	17000. AMERICAN INTL GROUP INC 2.5% 30 JUN 2025		2020-05-29	2020-11-05
	10000. ANHEUSER-BUSCH INBEV WORLDWIDE INC 3.5% DUE 06-01-2030/04-03-20		2020-04-07	2020-07-07
	510000. ARIZONA ST TRANSN BRD EXCISE TAX REV 5% 07-01-2022 BEO		2016-08-09	2020-07-01
	100000. ARIZONA ST TRANSN BRD EXCISE TAX REV 5% 07-01-2020 BEO		2016-08-09	2020-07-01
	100000. ARIZONA WTR INFRASTRUCTURE FIN AUTH REV 5.0% DUE 10-01-2020 BE		2016-08-09	2020-10-01
	13. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM SER A		2020-03-13	2020-03-25
	550000. BELLEVUE WASH 5.0% DUE 12-01-2020 BEO		2016-08-09	2020-12-01
	30000. CMO BENCHMARK 2018-B8 MTG TR COML MTG PASSTHRU CTF CL A-5 4.231		2019-08-22	2020-07-31
	8000. BLACK HILLS CORP FIXED 2.5% DUE 06-15-2030		2020-06-12	2020-07-30
	2. ADR CSL LTD SPONSORED ADR		2020-03-13	2020-03-18
	5000. CANADIAN NAT RES LTD 2.95% DUE 01-15-2023 BEO		2019-05-24	2020-03-05
	15000. CANADIAN NAT RES LTD 3.85% DUE 06-01-2027 BEO		2020-03-05	2020-07-27
	25000. CAPITAL ONE MULTI-ASSET EXECUTION TR 2016-5 CARD SER NT CL A 1.		2018-12-07	2020-01-30
	60359.09 MFO CAUSEWAY CAP MGMT TR INTL VALUE FD INSTL CL		2018-05-23	2020-05-06
	15000. COMCAST CORP NEW 3.45% DUE 10-01-2021		2019-02-25	2020-02-21
	389. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)		2020-03-13	2020-04-14
	12000. CONSOLIDATED EDISON CO N Y INC 3.35% DUE04-01-2030 REG		2020-04-07	2020-06-12
	73861. MFO DFA INVT DIMENSIONS GROUP INC INTL REAL ESTATE SECS PORT		2016-11-30	2020-11-05
	74148.3 MFO DFA INVT DIMENSIONS GROUP INC INTL REAL ESTATE SECS PORT		2020-01-29	2020-11-05
	19584.8 MFO DFA INVT DIMENSIONS GROUP INC U S CORE EQUITY 1 PORT		2016-08-09	2020-08-05
	31435.22 MFO DFA INVT DIMENSIONS GROUP INC U S CORE EQUITY 1 PORT		2016-08-09	2020-08-25
	28129.94 MFO DFA INVT DIMENSIONS GROUP INC U S CORE EQUITY 1 PORT		2016-08-09	2020-11-05
	20916.64 MFO DFA INVT DIMENSIONS GROUP INC EMERGING MKTS CORE EQUITY P		2017-10-03	2020-05-06
	9898.73 MFO DFA INVT DIMENSIONS GROUP INC EMERGING MKTS CORE EQUITY PO		2018-05-23	2020-08-05
	11830.2 MFO DFA EMERGING MARKETS VALUE		2019-02-01	2020-04-27
	19845.13 MFO DFA INTL SMALL CO PORTFOLIO FUND		2017-12-15	2020-05-06
	9361.9 MFO DFA INVESTMENT DIMENSIONS GROUP INC US SMALL CAP		2019-02-01	2020-05-06
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-02-05	2020-05-18
	7000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-02-05	2020-06-17
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-02-05	2020-07-27
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-02-05	2020-07-29
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-02-05	2020-07-31
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2020-03-03	2020-07-31
	100000. DES MOINES IOWA 5% 06-01-2020 BEO BEO		2016-08-09	2020-06-01
	5000. DEUTSCHE BK A G 2.7% DUE 07-13-2020 REG		2018-03-28	2020-07-13
	55000. DISCOVER CARD 3.32% DUE 03-15-2024		2018-12-06	2020-05-14
	12. ADR DSV PANALPINA A/S		2020-03-13	2020-03-25
	98. ADR DSV PANALPINA A/S		2020-03-13	2020-12-11
	15000. DUKE RLTY LTD 4.375% DUE 06-15-2022		2018-09-04	2020-03-13
	4000. ENERGY TRANSFER OPER L P 5.25% DUE 04-15-2029/01-15-2019 REG		2019-01-08	2020-08-04
	13000. ENERGY TRANSFER OPER L P 5.25% DUE 04-15-2029/01-15-2019 REG		2019-01-14	2020-08-26
	3000. ENERGY TRANSFER OPER L P 5.25% DUE 04-15-2029/01-15-2019 REG		2019-01-14	2020-08-26
	8. ADR ESSILORLUXOTTICA SA		2020-03-13	2020-03-25
	1. ADR ESSILORLUXOTTICA SA		2020-03-13	2020-04-07
	46. ADR ESSILORLUXOTTICA SA		2020-03-13	2020-04-08
	80. ADR ESSILORLUXOTTICA SA		2020-03-13	2020-11-18
	95. ADR ESSILORLUXOTTICA SA		2020-05-07	2020-11-19
	46. EXPERIAN PLC		2020-03-13	2020-04-01
	1318.49 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-01-02
	1021.47 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-02-03
	1062.47 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-03-02
	1783.9 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-04-01
	2281.7 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-05-01
	2094.69 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-06-01
	2211.62 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-07-01
	2322.23 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-08-03
	1809.02 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-09-01
	1851.29 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-10-15
	1974.68 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-11-16
	1525.38 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-12-15
	196.76 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-01-02
	209.61 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-02-03
	245.26 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-03-02
	496.93 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-04-01
	883.68 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-05-01
	671.84 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-06-01
	779.77 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-07-01
	21115.06 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-07-14
	.01 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-07-28
	826.27 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-06-01
	1185.67 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-07-01
	1327.14 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-08-03
	60944.41 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-09-16
	32816.22 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-09-23
	2247.29 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-09-25
	753.19 FNMA POOL CA2622 3.5% 11-01-2048		2019-03-25	2020-01-02
	28806.23 FNMA POOL CA2622 3.5% 11-01-2048		2019-03-25	2020-01-10
	.01 FNMA POOL CA2622 3.5% 11-01-2048		2019-03-25	2020-01-28
	1964.8 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-01-02
	1339.02 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-02-03
	1574.13 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-03-02
	2626.27 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-04-01
	3333.3 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-05-01
	3413.11 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-06-01
	3931.46 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-07-01
	3408.36 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-08-03
	3271.46 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-09-25
	3318.98 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-10-26
	3994.51 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-11-25
	3225.59 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-12-28
	1760.39 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-01-02
	1676.16 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-02-03
	2040.98 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-03-02
	3268.97 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-04-01
	4451.77 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-05-01
	4358.96 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-06-01
	5179.6 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-07-01
	4757.68 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-08-03
	4429.55 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-09-25
	4685.08 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-10-26
	4781.47 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-11-25
	3728.89 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-12-28
	749.7 FNMA POOL #MA3332 3.5% DUE 04-01-2048 BEO		2018-12-19	2020-01-02
	45091.64 FNMA POOL #MA3332 3.5% DUE 04-01-2048 BEO		2018-12-19	2020-01-10
	989.89 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-01-02
	959.34 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-02-03
	1330.8 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-03-02
	2631.18 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-04-01
	4122.08 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-05-01
	97069.22 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-05-11
	663.94 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-01-02
	662.37 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-02-03
	587.77 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-03-02
	1467.17 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-04-01
	2245.28 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-05-01
	2139.33 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-06-01
	2813.91 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-07-01
	46440.83 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-20	2020-07-14
	16887.57 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-07-14
	627.65 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-02-03
	600.15 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-03-02
	687.08 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-04-01
	1012.74 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-05-01
	1306.56 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-06-01
	3125.84 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-07-01
	67153.94 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-07-14
	786.72 FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-08-03
	53554.14 FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-09-23
	29211.35 FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-09-24
	940.37 FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-09-25
	201.4 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-07-01
	406.12 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-08-03
	643.04 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-09-25
	885.91 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-10-26
	1265.28 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-11-25
	79760.66 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-12-07
	1837.59 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-12-28
	468.65 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-08-03
	65759.58 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-09-24
	771.77 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-09-25
	884.3 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2020-10-26
	972.1 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2020-11-25
	1104.68 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2020-12-28
	389.14 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2020-10-26
	578.44 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2020-11-25
	611.78 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2020-12-28
	282.8 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2020-10-26
	542.03 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2020-11-25
	529.8 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2020-12-28
	5000. FORD CR FLOORPLAN MASTER OWNER TR A 2017-3 ASSET BACKED NT CL A		2017-10-03	2020-01-30
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	310.43 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-02-12
	351.18 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-03-12
	312.98 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-04-13
	333.88 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-05-12
	315.47 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-06-12
	336.3 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-07-10
	317.98 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-08-12
	319.2 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-09-14
	339.93 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-10-13
	321.74 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-11-13
	342.39 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2020-12-11
	15000. GS MTG SECS TR 2017-GS8 COML MTG PASSTHRU CTF CL A-4 3.469% DUE		2019-04-25	2020-10-09
	57. ADR GEBERIT AG ADR		2020-03-13	2020-04-28
	69. ADR GEBERIT AG ADR		2020-03-13	2020-04-29
	75000. GILBERT ARIZ WTR RES MUN PPTY CORP UTIL SYS REV 5% 07-01-2020 B		2016-08-09	2020-07-01
	30000. GOLDMAN SACHS GROUP INC 2.908% 06-05-2023 REG		2019-09-11	2020-04-27
	26867.3 MFO GOLDMAN SACHS TR ABSOLUTE RETURN TRACKER FD CL I ABSOLUTE		2016-10-14	2020-11-05
	15. ADR HDFC BK LTD ADR REPSTG 3 SHS		2020-03-13	2020-03-25
	6000. HSBC HLDGS PLC 4.0% DUE 03-30-2022 REG		2020-08-06	2020-11-30
	29000. HSBC HLDGS PLC 4.0% DUE 03-30-2022 REG		2019-10-16	2020-11-30
	17000. HALLIBURTON CO 2.92% DUE 03-01-2030		2020-08-06	2020-12-17
	30000. HEWLETT PACKARD ENTERPRISE CO STEP-UP DUE 10-15-2020		2019-11-13	2020-06-02
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	8578. MFC ISHARES TR MSCI EAFE INDEX FD		2016-08-09	2020-08-05
	5506. MFC ISHARES TR MSCI EAFE INDEX FD		2016-08-09	2020-11-05
	15000. JPMDB COML MTG SECS SER 2018-C8 CL A3 3.9444% 06-15-2051		2019-08-28	2020-10-09
	10000. JPMORGAN CHASE & CO 3.125% DUE 01-23-2025 REG		2019-10-07	2020-04-28
	5000. JPMORGAN CHASE & CO 3.559% DUE 04-23-2024/10-23-2018 REG		2019-04-03	2020-04-27
	12000. JPMORGAN CHASE & CO 4.203% DUE 07-23-2029/07-23-2028 REG		2020-04-28	2020-07-30
	10000. JEFFERIES GROUP LLC / JEFFERIES GROUP CAP FIN INC 4.15% DUE 01-		2018-09-20	2020-01-03
	245000. KY ST PPTY & BLDGS COMMN REVS REF-PROJ NO 98 5 DUE 08-01-2021/		2016-08-09	2020-08-04
	220000. LEWISVILLE TEX INDPT SCH DIST 5% 08-15-2023 BEO		2016-08-09	2020-08-17
	260000. LEWISVILLE TEX INDPT SCH DIST 5% 08-15-2023 BEO		2016-08-09	2020-08-17
	55. ELI LILLY & CO		2016-08-09	2020-08-25
	20000. LOWES COS INC 3.65% DUE 04-05-2029/04-05-2019 REG		2020-04-07	2020-06-03
	21. LULULEMON ATHLETICA INC COM		2020-03-13	2020-07-14
	25. LULULEMON ATHLETICA INC COM		2020-04-17	2020-09-25
	100000. MARICOPA CNTY ARIZ UNI SCH DIST NO 69 PARADISE VY 2% 07-01-202		2016-08-09	2020-07-01
	50000. MC HENRY CNTY ILL CMNTY UNIT SCH DIST NO200 WOODSTOCK 5% 01-15-		2016-08-09	2020-01-15
	75. MERCK & CO INC		2016-08-09	2020-08-25
	169. MICROSOFT CORP COM		2017-07-17	2020-08-25
	50000. MINNESOTA ST 5.0% DUE 10-01-2020 REG		2016-08-09	2020-10-01
	100000. MONTGOMERY CNTY TENN 5% 04-01-2020 BEO 04-01-2020 BEO		2016-08-09	2020-04-01
	75000. NASHUA N H 5% 03-15-2020 BEO		2016-08-09	2020-03-16
	2. NESTLE S A SPONSORED ADR REPSTG REG SH		2020-03-13	2020-03-18
	32583.08 MFB NORTHERN FUNDS ULTRA SHORT FIXED INCOME FD		2016-10-14	2020-05-06
	44693.38 MFB NORTHERN FUNDS ULTRA SHORT FIXED INCOME FD		2018-06-01	2020-11-06
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	7000. O REILLY AUTOMOTIVE INC NEW 4.2% DUE 04-01-2030/03-27-2020 REG		2020-03-26	2020-09-02
	6000. ORACLE CORP 2.95% DUE 04-01-2030/04-01-2020 REG		2020-03-30	2020-05-29
	260000. PENNSYLVANIA ST 5% 07-01-2020 BEO		2016-08-09	2020-07-01
	2. PFIZER INC COM		2016-08-09	2020-08-25
	52083.33 PIMCO COMMODITY REALRETURN STRATEGY FUND		2016-10-28	2020-08-05
	56676.25 PIMCO COMMODITY REALRETURN STRATEGY FUND		2016-12-30	2020-11-05
	15000. REGIONS FINL CORP NEW 2.75% DUE 08-14-2022 REG		2018-04-12	2020-12-17
	3870. SPDR DOW JONES REIT ETF		2016-11-09	2020-08-05
	15000. SABINE PASS LIQUEFACTION LLC 4.2% DUE 03-15-2028 BEO		2019-08-14	2020-01-13
	5000. SABINE PASS LIQUEFACTION LLC 4.2% DUE 03-15-2028 BEO		2018-11-28	2020-01-13
	5000. SABINE PASS LIQUEFACTION LLC 4.2% DUE 03-15-2028 BEO		2017-07-18	2020-01-13
	50000. SALT RIVER PROJ ARIZ AGRIC IMPT & PWR DIST ELEC SYS REV 5.0% DU		2016-08-09	2020-12-01
	7. SHOPIFY INC CL A SHOPIFY INC		2020-03-13	2020-07-09
	9. SHOPIFY INC CL A SHOPIFY INC		2020-03-13	2020-07-22
	7. SHOPIFY INC CL A SHOPIFY INC		2020-05-07	2020-09-22
	5000. SPIRIT RLTY L P 4.0% DUE 07-15-2029/06-27-2019 REG		2019-08-07	2020-08-04
	4000. SPIRIT RLTY L P 3.4% DUE 01-15-2030		2019-09-10	2020-07-27
	4000. SPIRIT RLTY L P 3.4% DUE 01-15-2030		2019-09-10	2020-07-29
	14000. STARBUCKS CORP 2.25% DUE 03-12-2030/03-12-2020 REG		2020-03-26	2020-08-04
	7886.44 MFO T ROWE PRICE NEW ERA FDS INC CL I T ROWE PRICE NEW ERA FDS		2018-09-25	2020-08-20
	178. TARGET CORP		2017-05-12	2020-08-25
	60. ADR TENCENT HLDGS LTD ADR		2020-03-13	2020-11-20
	72. ADR TENCENT HLDGS LTD ADR		2020-03-13	2020-11-23
	28000. TOYOTA AUTO 2.96% DUE 09-15-2022		2018-09-25	2020-01-30
	18000. UNITED STATES TREAS NTS 2.625% DUE 02-15-2029 REG		2019-06-26	2020-03-03
	14000. UNITED STATES TREAS NTS 2.625% DUE 02-15-2029 REG		2019-06-26	2020-03-04
	48000. UNITED STATES TREAS NTS 2.625% DUE 02-15-2029 REG		2019-09-27	2020-03-09
	14000. UNITED STATES TREAS NTS TREASURY NOTE 1.375% DUE 02-15-2020 REG		2019-12-26	2020-01-24
	26000. UNITED STATES TREAS NTS TREASURY NOTE 1.375% DUE 02-15-2020 REG		2019-12-26	2020-02-18
	72000. UNITED STATES TREAS NTS DTD 07/31/2015 2.0% DUE 07-31-2022 REG		2019-10-01	2020-06-22
	13000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-08-07	2020-02-28
	16000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-08-07	2020-02-28
	9000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-08-07	2020-04-08
	3000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-08-07	2020-04-29
	7000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-10-01	2020-08-27
	10000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-01-03	2020-03-09
	20000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-01-13	2020-03-10
	28000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-02-20	2020-03-18
	7000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 REG		2020-03-27	2020-04-07
	5000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 REG		2020-03-27	2020-04-07
	14000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-03-27	2020-04-07
	13000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-07-24	2020-09-10
	9000. UNITED STATES TREAS NTS DTD 09/15/2019 1.5% DUE 09-15-2022 REG		2019-10-01	2020-02-13
	30000. UNITED STATES TREAS NTS DTD 09/15/2019 1.5% DUE 09-15-2022 REG		2019-10-16	2020-02-13
	13000. UNITED STATES TREAS NTS DTD 09/15/2019 1.5% DUE 09-15-2022 REG		2019-10-16	2020-06-22
	11000. US TREASURY N/B 1.5% DUE 02-15-2030 REG		2020-07-30	2020-09-17
	5000. UNUM GROUP 4% DUE 06-15-2029		2019-06-13	2020-07-23
	10000. UNUM GROUP 4% DUE 06-15-2029		2019-07-03	2020-07-24
	8000. VALERO ENERGY CORP NEW 4.0% DUE 04-01-2029 REG		2020-03-03	2020-08-21
	2816.39 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL		2020-08-05	2020-09-29
	7780.07 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL		2016-08-09	2020-09-29
	30000. VERIZON OWNER TR 2018-A SR 18-A CL A1A 3.23% 04-20-2023		2018-10-02	2020-02-21
	20000. VERIZON OWNER TR 2018-A SR 18-A CL A1A 3.23% 04-20-2023		2019-01-11	2020-02-26
	11000. VIACOMCBS INC 4.2% DUE 05-19-2032 REG		2020-05-29	2020-12-07
	.99 VIATRIS INC		2016-08-09	2020-11-17
	214. WAL MART DE MEXICO SA DE CV SPON ADR REP V		2020-03-13	2020-10-14
	245. WAL MART DE MEXICO SA DE CV SPON ADR REP V		2020-05-07	2020-10-15
	15000. WELLPOINT INC NT 4.35 DUE 08-15-2020		2018-04-03	2020-08-17
	18000. WELLS FARGO & CO NEW 4.48% DUE 01-16-2024 REG		2020-03-25	2020-10-27
	25000. WELLS FARGO & CO NEW MEDIUM TERM SR NTS BOOK ENTRY 4.1% DUE 06-		2019-10-23	2020-02-10
	44000. WELLS FARGO & CO NEW MEDIUM TERM SR NTS BOOK ENTRY TRANCHE # TR		2020-04-28	2020-06-23
	10000. WELLS FARGO COML MTG TR 2016-LC25 COML MTG PASSTHRU CTF CL A-4		2019-04-08	2020-10-22
	17000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY TRANCHE # SR 0077		2019-09-11	2020-04-28
	14000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 2.393% DUE 06-02-		2020-06-23	2020-07-31
	14000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 2.393% DUE 06-02-		2020-06-23	2020-10-21
	15000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 2.393% DUE 06-02-		2020-06-23	2020-11-30
	2901.17 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-01-15
	3047.38 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-02-18
	2656.19 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-03-16
	2648.48 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-04-15
	2389.78 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-05-15
	2503.41 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-06-15
	2573.96 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-07-15
	2562. WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17-		2018-11-15	2020-08-17
	2432.22 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-09-15
	2476.62 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-10-15
	2394.29 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-11-16
	2170.23 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-12-15
	180000. WYLIE TEX INDPT SCH DIST 4% 08-15-2020 BEO		2016-08-09	2020-08-17
	5000. ZIMMER BIOMET HLDGS INC 3.55% DUE 04-01-2025/03-19-2015 REG		2019-08-26	2020-10-02
	1. ACCENTURE PLC SHS CL A NEW		2020-03-13	2020-03-18
	2. ACCENTURE PLC SHS CL A NEW		2020-03-13	2020-04-03
	182. IHS MARKIT LTD COM		2020-11-23	2020-12-24
	7. ALCON AG COM USD0.04 WI		2020-03-13	2020-03-25
	1. CHUBB LTD ORD CHF24.15		2020-03-13	2020-03-18
	128. CHUBB LTD ORD CHF24.15		2020-05-07	2020-05-19
	2. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)		2020-03-13	2020-04-03
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	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	11,401	9,974	1,427
b	13,870	12,233	1,637
c	162	176	-14
d	500	493	7
e	15,131	15,180	-49
	11,800	11,618	182
	11,790	11,618	172
	2,661	2,505	156
	75,000	75,000
	25,338	25,000	338
	41,133	20,404	20,729
	34,012	51,908	-17,896
	401	431	-30
	494	593	-99
	15,509	14,967	542
	4,292	4,143	149
	18,270	17,609	661
	11,336	10,122	1,214
	510,000	510,000
	100,000	100,000
	100,000	100,000
	409	404	5
	550,000	550,000
	35,960	34,559	1,401
	8,463	7,973	490
	156	193	-37
	5,193	4,977	216
	16,227	16,270	-43
	25,011	24,089	922
	672,400	1,022,504	-350,104
	15,452	15,199	253
	6,219	5,835	384
	13,571	12,318	1,253
	299,137	387,010	-87,873
	300,301	370,000	-69,699
	500,000	360,556	139,444
	828,004	578,722	249,282
	761,759	517,872	243,887
	351,190	383,572	-32,382
	203,320	220,684	-17,364
	250,327	340,000	-89,673
	284,182	355,909	-71,727
	238,260	330,158	-91,898
	1,430	1,931	-501
	6,196	6,760	-564
	1,715	1,931	-216
	1,715	1,931	-216
	1,715	1,931	-216
	1,715	2,106	-391
	100,000	100,000
	5,000	4,900	100
	57,007	55,249	1,758
	484	557	-73
	7,842	4,550	3,292
	15,833	15,465	368
	4,362	3,992	370
	14,155	13,135	1,020
	3,269	3,034	235
	486	453	33
	58	57	1
	2,632	2,604	28
	5,565	4,529	1,036
	6,445	5,693	752
	1,237	1,235	2
	1,318	1,318
	1,021	1,021
	1,062	1,062
	1,784	1,784
	2,282	2,448	-166
	2,095	2,248	-153
	2,212	2,212
	2,322	2,322
	1,809	1,958	-149
	1,851	1,851
	1,975	1,975
	1,525	1,525
	197	198	-1
	210	211	-1
	245	245
	497	497
	884	884
	672	672
	780	780
	22,181	21,293	888

	826	863	-37
	1,186	1,238	-52
	1,327	1,386	-59
	63,792	63,644	148
	34,220	34,270	-50
	2,247	2,347	-100
	753	764	-11
	29,735	29,219	516

	1,965	1,965
	1,339	1,339
	1,574	1,620	-46
	2,626	2,626
	3,333	3,333
	3,413	3,413
	3,931	3,931
	3,408	3,408
	3,271	3,271
	3,319	3,319
	3,995	3,995
	3,226	3,226
	1,760	1,760
	1,676	1,676
	2,041	2,041
	3,269	3,269
	4,452	4,452
	4,359	4,359
	5,180	5,180
	4,758	5,005	-247
	4,430	4,430
	4,685	4,685
	4,781	4,781
	3,729	3,729
	750	750
	46,899	44,934	1,965
	990	998	-8
	959	968	-9
	1,331	1,331
	2,631	2,631
	4,122	4,159	-37
	101,346	97,936	3,410
	664	670	-6
	662	668	-6
	588	593	-5
	1,467	1,467
	2,245	2,245
	2,139	2,139
	2,814	2,814
	48,785	46,907	1,878
	17,724	17,072	652
	628	636	-8
	600	608	-8
	687	687
	1,013	1,013
	1,307	1,307
	3,126	3,126
	70,480	68,081	2,399
	787	826	-39
	55,933	56,223	-290
	30,504	30,667	-163
	940	987	-47
	201	209	-8
	406	422	-16
	643	669	-26
	886	921	-35
	1,265	1,316	-51
	83,599	82,929	670
	1,838	1,911	-73
	469	492	-23
	68,724	69,099	-375
	772	811	-39
	884	918	-34
	972	1,009	-37
	1,105	1,147	-42
	389	405	-16
	578	602	-24
	612	636	-24
	283	296	-13
	542	568	-26
	530	555	-25
	5,089	4,999	90
	391	391
	310	310
	351	351
	313	315	-2
	334	334
	315	315
	336	336
	318	318
	319	319
	340	340
	322	325	-3
	342	346	-4
	16,962	15,256	1,706
	2,462	2,451	11
	3,000	2,967	33
	75,000	75,000
	30,588	30,358	230
	261,150	245,298	15,852
	547	708	-161
	6,300	6,341	-41
	30,451	29,917	534
	17,732	17,211	521
	30,244	30,388	-144
	17,361	15,741	1,620
	549,391	500,226	49,165
	363,115	321,082	42,033
	17,099	16,939	160
	10,561	10,440	121
	5,275	5,078	197
	14,293	13,596	697
	10,639	8,990	1,649
	245,000	245,000
	220,000	220,000
	260,000	260,000
	8,269	4,478	3,791
	22,593	20,693	1,900
	6,309	3,538	2,771
	7,764	4,374	3,390
	100,000	100,000
	50,000	50,000
	6,449	4,709	1,740
	36,041	12,108	23,933
	50,000	50,000
	100,000	100,000
	75,000	75,000
	190	190
	334,302	332,673	1,629
	462,576	454,035	8,541
	8,487	7,030	1,457
	8,491	7,030	1,461
	6,612	5,994	618
	260,000	260,000
	77	70	7
	275,000	367,188	-92,188
	308,319	387,572	-79,253
	15,584	14,551	1,033
	313,010	382,780	-69,770
	15,898	15,451	447
	5,299	4,697	602
	5,299		5,299
	50,000	50,000
	7,273	2,599	4,674
	8,538	3,342	5,196
	6,348	2,964	3,384
	5,316	5,277	39
	4,041	3,967	74
	4,054	3,967	87
	14,812	12,783	2,029
	228,391	300,000	-71,609
	27,459	9,921	17,538
	4,601	2,751	1,850
	5,486	3,301	2,185
	28,300	27,915	385
	20,473	18,976	1,497
	15,983	14,698	1,285
	56,599	51,145	5,454
	13,998	13,995	3
	26,000	25,991	9
	74,719	72,959	1,760
	13,471	13,321	150
	16,587	16,396	191
	9,580	9,223	357
	3,203	3,074	129
	7,465	7,156	309
	10,975	9,851	1,124
	21,817	19,634	2,183
	29,146	28,046	1,100
	7,570	7,565	5
	5,407	5,404	3
	15,101	15,130	-29
	14,151	14,248	-97
	9,019	8,998	21
	30,071	29,982	89
	13,378	12,979	399
	11,868	11,971	-103
	5,358	5,021	337
	10,713	10,197	516
	9,043	8,767	276
	79,760	79,394	366
	220,332	206,842	13,490
	30,560	30,000	560
	20,396	20,060	336
	13,139	11,438	1,701
	24	15	9
	5,091	5,543	-452
	5,782	5,938	-156
	15,000	15,453	-453
	19,957	18,075	1,882
	27,578	26,838	740
	50,639	48,843	1,796
	11,257	10,280	977
	17,356	17,165	191
	14,708	14,445	263
	14,599	14,445	154
	15,831	15,477	354
	2,901	2,861	40
	3,047	3,005	42
	2,656	2,619	37
	2,648	2,612	36
	2,390	2,357	33
	2,503	2,469	34
	2,574	2,538	36
	2,562	2,527	35
	2,432	2,399	33
	2,477	2,442	35
	2,394	2,361	33
	2,170	2,140	30
	180,000	180,000
	5,527	5,266	261
	152	158	-6
	304	316	-12
	15,707	16,898	-1,191
	332	358	-26
	97	118	-21
	13,185	13,816	-631
	490	491	-1
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987
			95,987

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			1,427
b			1,637
c			-14
d			7
e			-49
			182
			172
			156

			338
			20,729
			-17,896
			-30
			-99
			542
			149
			661
			1,214



			5

			1,401
			490
			-37
			216
			-43
			922
			-350,104
			253
			384
			1,253
			-87,873
			-69,699
			139,444
			249,282
			243,887
			-32,382
			-17,364
			-89,673
			-71,727
			-91,898
			-501
			-564
			-216
			-216
			-216
			-391

			100
			1,758
			-73
			3,292
			368
			370
			1,020
			235
			33
			1
			28
			1,036
			752
			2




			-166
			-153


			-149



			-1
			-1





			888

			-37
			-52
			-59
			148
			-50
			-100
			-11
			516



			-46
















			-247





			1,965
			-8
			-9


			-37
			3,410
			-6
			-6
			-5




			1,878
			652
			-8
			-8




			2,399
			-39
			-290
			-163
			-47
			-8
			-16
			-26
			-35
			-51
			670
			-73
			-23
			-375
			-39
			-34
			-37
			-42
			-16
			-24
			-24
			-13
			-26
			-25
			90



			-2






			-3
			-4
			1,706
			11
			33

			230
			15,852
			-161
			-41
			534
			521
			-144
			1,620
			49,165
			42,033
			160
			121
			197
			697
			1,649



			3,791
			1,900
			2,771
			3,390


			1,740
			23,933




			1,629
			8,541
			1,457
			1,461
			618

			7
			-92,188
			-79,253
			1,033
			-69,770
			447
			602
			5,299

			4,674
			5,196
			3,384
			39
			74
			87
			2,029
			-71,609
			17,538
			1,850
			2,185
			385
			1,497
			1,285
			5,454
			3
			9
			1,760
			150
			191
			357
			129
			309
			1,124
			2,183
			1,100
			5
			3
			-29
			-97
			21
			89
			399
			-103
			337
			516
			276
			366
			13,490
			560
			336
			1,701
			9
			-452
			-156
			-453
			1,882
			740
			1,796
			977
			191
			263
			154
			354
			40
			42
			37
			36
			33
			34
			36
			35
			33
			35
			33
			30

			261
			-6
			-12
			-1,191
			-26
			-21
			-631
			-1

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-116,873
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	8,832
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	8,832
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	8,832
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	16,454
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	16,454
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	7,622
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax7,622	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Website address bullet

The books are in care of bullet

THE NORTHERN TRUST COMPANY Telephone no. bullet

(312) 630-6000

Located at bullet

PO BOX 803878CHICAGOIL ZIP+4 bullet

60680

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NORTHERN TRUST COMPANY	INSTITUTIONAL TRUSTEE 40	214,723
PO BOX 803878 CHICAGO,IL60680	INSTITUTIONAL TRUSTEE 40	214,723

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
CATHERINE ANN CARIS	TRUST PROTECTOR	130,160
PO BOX 14315 SCOTTSDALE,AZ85250	TRUST PROTECTOR	130,160
SHERRY COWAN	TRUST PROTECTOR	125,656
13456 N HWY 87 PAYSON,AZ85541	TRUST PROTECTOR	125,656

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

35,835,954

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

35,835,954

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

35,835,954

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

537,539

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

35,298,415

Minimum investment return. Enter 5% of line 5..................

1,764,921

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

1,764,921

Tax on investment income for 2020 from Part VI, line 5......

8,832

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

8,832

Distributable amount before adjustments. Subtract line 2c from line 1............

1,756,089

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,756,089

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

1,756,089

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

2,555,187

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

2,555,187

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

2,555,187

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					1,756,089
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	0
b From 2016......	0
c From 2017......	0
d From 2018......	230,662
e From 2019......	625,616
fTotal of lines 3a through e........		856,278
4Qualifying distributions for 2020 from Part
XII, line 4: $ 2,555,187
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					1,756,089
e Remaining amount distributed out of corpus		799,098
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		1,655,376
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		1,655,376
10 Analysis of line 9:
a Excess from 2016....	0
b Excess from 2017....	0
c Excess from 2018....	230,662
d Excess from 2019....	625,616
e Excess from 2020....	799,098

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
PAYSON UNIFIED SCHOOL DISTRICT 902 WEST MAIN STREET PAYSON,AZ85541	NONE	PUBLIC CHARITY	2020 GIFT STEM PROGRAMS	181,953
EASTERN ARIZONA COLLEGE PAYSON CAMPUS 615 NORTH STADIUM AVE THATCHER,AZ85552	NONE	PUBLIC CHARITY	2020 GIFT STEM PROGRAM	199,098
SOCIETY FOR SCIENCE & THE PUBLIC 1220 L STREET NW SUITE 300 WASHINGTON,DC20005	NONE	PUBLIC CHARITY	2020 GIFT	100,000
LOWELL OBSERVATORY NATIVE AMERICAN 1400 WEST MARS HILL RD FLAGSTAFF,AZ86001	NONE	PUBLIC CHARITY	ASTRONOMY OUTREACH PROGRAM	1,309,645
ARIZONA COMMUNITY FOUNDATION 2201 EAST CAMELBACK ROAD SUITE 405B PHOENIX,AZ85016	NONE	PUBLIC CHARITY	2020 GIFT	66,660
ARIZONA SCIENCE CENTER 600 EAST WASHINGTON STREET PHOENIX,AZ85004	NONE	PUBLIC CHARITY	2020 GIFT	245,000
SOUTHERN ARIZONA RESEARCH SCIENCE & ENGINEERING FOUNDATION 4574 EAST BROADWAY TUCSON,AZ85711	NONE	PUBLIC CHARITY	TEACHING UNDER REPRESENTED	25,000
Total ................................. 3a				2,127,356

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	952,044
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	-116,873
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				835,171

13Total. Add line 12, columns (b), (d), and (e)..................

835,171

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization CARIS CHARITABLE TRUST II DTD 09162004

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	RICHARD F CARIS INTERIM TRUST 201 SOUTH LAKE AVE SUITE 600 PASADENA, CA91101	$ 1,660,900	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Name of organization CARIS CHARITABLE TRUST II DTD 09162004		Employer identification number 82-3380217

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Category	Amount	Disbursements for Charitable Purposes
JACKSON WHITE, PC	6,781	6,781
DOLASINSKI MILLER MARTIN	8,680	8,680
SNELL & WILMER	4,949	4,949
SIDLEY & AUSTIN	1,054	1,054

Category	Amount	Net Investment Income
FOREIGN TAXES	9,767	9,767
ESTIMATED TAXES	16,454	0
2017 BALANCE DUE ON 990-PF	3,960	0
2018 BALANCE DUE ON 990-PF	15,147	0
2019 BALANCE DUE ON 990-PF	14,958	0


Name of organization CARIS CHARITABLE TRUST II DTD 09162004			Employer identification number 82-3380217
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
SHERRY COWAN-TRUST PROTECTOR	125,656			125,656
CATHERINE ANN CARIS	130,160			130,160