Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
BAND Foundation
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

47-3289963
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$143,420,107J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 19,975,471
2 Check bullet.............
3 Interest on savings and temporary cash investments 20,317 20,317  
4 Dividends and interest from securities... 2,568,234 2,568,234  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,071,048
b Gross sales price for all assets on line 6a 95,229,466
7 Capital gain net income (from Part IV, line 2)... 13,945,678
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 24,635,070 16,534,229  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 169,305 104,622   64,683
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 163,424 1,324    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 77,783 281   77,502
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 410,512 106,227   142,185
25 Contributions, gifts, grants paid....... 5,307,955 5,307,955
26 Total expenses and disbursements. Add lines 24 and 25 5,718,467 106,227   5,450,140
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 18,916,603
b Net investment income (if negative, enter -0-) 16,428,002
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 3,043,793 1,287,260 1,287,260
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 102,336,300 Click to see attachment121,952,503 135,762,446
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 4,368,826 Click to see attachment5,575,759 6,370,401
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 109,748,919 128,815,522 143,420,107
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 109,748,919 128,815,522
29 Total net assets or fund balances (see instructions)..... 109,748,919 128,815,522
30 Total liabilities and net assets/fund balances (see instructions). 109,748,919 128,815,522
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
109,748,919
2
Enter amount from Part I, line 27a .....................
2
18,916,603
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
150,000
4
Add lines 1, 2, and 3 ..........................
4
128,815,522
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
128,815,522
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b ALPHA CORE STRATEGIES FEEDER FUND QP P 2016-02-01 2020-09-22
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 95,228,142   81,282,699 13,945,443
b 1,324   1,089 235
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       13,945,443
b       235
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 13,945,678
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 228,349
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 228,349
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 228,349
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 162,100
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 162,100
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 9
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 66,258
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Burks B Lapham Chair, Dir
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Gardiner O Lapham Dir
    5.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Nicholas P Lapham Treas, Dir, Pres
    30.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Clark Mitchell Dir, Sec
    10.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    THE NORTHERN TRUST COMPANY Investment Mgmt 100,178
    50 SOUTH LASALLE STREET
    CHICAGO,IL60603
    Foundation Source Administrative 75,000
    55 Walls Drive 3rd Fl
    Fairfield,CT06824
    Geneva Global Philanthropic 63,092
    1536 E Lancaster Avenue
    Paoli,PA19301
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    111,184,198
    b
    Average of monthly cash balances.......................
    1b
    5,510,951
    c
    Fair market value of all other assets (see instructions)................
    1c
    5,403,879
    d
    Total (add lines 1a, b, and c).........................
    1d
    122,099,028
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    122,099,028
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,831,485
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    120,267,543
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    6,013,377
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    6,013,377
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    228,349
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    228,349
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    5,785,028
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    150,000
    5
    Add lines 3 and 4............................
    5
    5,935,028
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    5,935,028
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    5,450,140
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    5,450,140
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    5,450,140
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 5,935,028
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 5,349,202
    b Total for prior years:2018, 2017, 2016  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 5,450,140
    a Applied to 2019, but not more than line 2a 5,349,202
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 100,938
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		5,834,090
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Burks B Lapham
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN RIVERS INC
    1101 14TH ST NW STE 1400
    WASHINGTON,DC20005     		N/A PC Freshwater Mussel Decline program 140,000
    AMERICAN RIVERS INC
    1101 14TH ST NW STE 1400
    WASHINGTON,DC20005     		N/A PC Freshwater Mussel Decline program 25,000
    AMERICANS FOR OXFORD INC
    500 5TH AVE 32ND FL
    NEW YORK,NY10110     		N/A PC WildCRU's Ruaha Carnivore Project 60,000
    AMREF HEALTH AFRICA INC
    75 BROAD ST STE 703
    NEW YORK,NY10004     		N/A PC Addressing Onchocerciasis Associated Epilepsy in South Sudan 105,000
    AUSTIN PEAY STATE UNIVERSITY FOUNDATION
    BOX 4635
    CLARKSVILLE,TN37044     		N/A PC Southeastern Grasslands Initiative 334,000
    BAT CONSERVATION INTERNATIONAL INC
    PO BOX 140434
    AUSTIN,TX78714     		N/A PC Agave Restoration Initiative 250,000
    BUFFALO BILL MEMORIAL ASSOCIATION
    720 SHERIDAN AVE
    CODY,WY82414     		N/A PC Catalyzing Large Landscape Conservation on the Absaroka Front 75,000
    CALIFORNIA ACADEMY OF SCIENCES
    55 MUSIC CONCOURSE DR GOLDEN GATE P
    SAN FRANCISCO,CA94118     		N/A PC bioGraphic program 85,000
    CHILD NEUROLOGY EDUCATION AND RESEARCH FOUNDATION
    201 CHICAGO AVE 200
    MINNEAPOLIS,MN55415     		N/A PC SUDEP Awareness and Behavior Change program 42,500
    CHILDRENS HOSPITAL FOUNDATION
    801 ROEDER RD STE 400
    SILVER SPRINGS,MD20910     		N/A PC Identifying Data-driven Risk Factors of SUDEP Through Patient-reported Outcomes program 31,500
    DUKE UNIVERSITY
    PO BOX 90581
    DURHAM,NC27708     		N/A PC SUDEP Conversation Guide 52,000
    FRIENDS OF ACADIA
    PO BOX 45
    BAR HARBOR,ME04609     		N/A PC Wild Acadia 2.0 program 210,000
    GUANACASTE DRY FOREST CONSERVATION FUND
    DEPARTMENT OF BIOLOGY UNIVERSITY OF
    PHILADELPHIA,PA19104     		N/A PC Brizuela Land Fund 285,000
    GUARDIAN ORG FOUNDATION
    900 17TH ST NW STE 250
    WASHINGTON,DC20006     		N/A PC Age of Extinction program 300,000
    INTERNATIONAL BUREAU FOR EPILEPSY
    BLACKROCK DUBLIN
    DUBLIN    
    EI     		N/A PC Epilepsy Advocacy Toolkit Distribution program 35,000
    INTERNATIONAL BUREAU FOR EPILEPSY
    BLACKROCK DUBLIN
    DUBLIN    
    EI     		N/A PC Making Epilepsy a Health Priority in Africa (Phase II) project 118,580
    INTERNATIONAL CONSERVATION CAUCUS FOUNDATION
    1200 POTOMAC ST NW
    WASHINGTON,DC20007     		N/A PC General & Unrestricted 100,000
    MALIASILI INITIATIVES INC
    4 CARMICHAEL ST UNIT 111 193
    ESSEX JUNCTION,VT05452     		N/A PC Kenya Wildlife Conservancies Association 50,000
    MALIASILI INITIATIVES INC
    4 CARMICHAEL ST UNIT 111 193
    ESSEX JUNCTION,VT05452     		N/A PC Maasai Savanna Landscape Fund 335,000
    MALIASILI INITIATIVES INC
    4 CARMICHAEL ST UNIT 111 193
    ESSEX JUNCTION,VT05452     		N/A PC Mara Conservancies Emergency Operations Fund 500,000
    MALIASILI INITIATIVES INC
    4 CARMICHAEL ST UNIT 111 193
    ESSEX JUNCTION,VT05452     		N/A PC Transforming Africa's Conservation Marketplace 100,000
    MANOMET INC
    81 STAGEPOINT RD
    MANOMET,MA02345     		N/A PC Shorebird Conservation at Priority Sites 250,000
    MONGABAY ORG CORPORATION
    PO BOX 0291
    MENLO PARK,CA94026     		N/A PC Africa and Biodiversity Solutions programs 125,000
    NATIONAL PHILANTHROPIC TRUST
    299 PARK AVE 11TH FL
    NEW YORK,NY10171     		N/A PC Environmental Investigation Agency UK/Disrupting illegal trade in ivory 150,000
    SHENANDOAH NATIONAL PARK TRUST
    1750 ALLIED ST STE C
    CHARLOTTESVLE,VA22903     		N/A PC Blue Ridge PRISM program 20,000
    SHENANDOAH NATIONAL PARK TRUST
    1750 ALLIED ST STE C
    CHARLOTTESVLE,VA22903     		N/A PC Invasive species management in SNP 25,000
    SMITHSONIAN INSTITUTION
    PO BOX 37012 MRC035
    WASHINGTON,DC20013     		N/A PC Earth Optimism Summit program 50,000
    SMITHSONIAN INSTITUTION
    PO BOX 37012 MRC 705
    WASHINGTON,DC20013     		N/A PC SCBI/Virginia Working Landscape fund 50,000
    SUSTAINABLE FISHERIES PARTNERSHIP FOUNDATION
    4348 WAIALAE AVE 692
    HONOLULU,HI96816     		N/A PC Reducing ETP Bycatch 150,000
    UNIVERSITY OF KENTUCKY
    210 MALABU DR STE 200
    LEXINGTON,KY40502     		N/A GOV Martial Eagle Project 39,375
    VOX MEDIA LLC
    1201 CONNECTICUT AVE NW 11TH FL
    WASHINGTON,DC20036     		N/A NC Expenditure Responsibility Grant 265,000
    WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
    525 E 68TH ST
    NEW YORK,NY10065     		N/A PC Pediatric Epilepsy Mortality Initiative (PEMI) 85,000
    WESTERN LANDOWNERS ALLIANCE
    100 LA SALLE CIR STE B
    SANTA FE,NM87505     		N/A PC Interdisciplinary Workshop on Ungulate Migration in the GYE 15,000
    WILDLIFE CONSERVATION NETWORK INC
    209 MISSISSIPPI ST
    SAN FRANCISCO,CA94107     		N/A PC Lion Recovery Fund 250,000
    WILDLIFE CONSERVATION NETWORK INC
    209 MISSISSIPPI ST
    SAN FRANCISCO,CA94107     		N/A PC Rwanda Wildlife Conservation Association 75,000
    WILDLIFE GUARDIANS
    PO BOX 9641
    WASHINGTON,DC20016     		N/A PC Lion Guardians fund 25,000
    WORLD WILDLIFE FUND INC
    1250 24TH ST NW
    WASHINGTON,DC20037     		N/A PC to improve governance and benefit sharing for Namibia's Conservancies program 150,000
    WORLD WILDLIFE FUND INC
    1250 24TH ST NW
    WASHINGTON,DC20037     		N/A PC Emergency Grant for Namibia's Community Conservancies Program 350,000
    Total .................................bullet 3a 5,307,955
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 20,317  
    4 Dividends and interest from securities....     14 2,568,234  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,071,048  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   4,659,599  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,659,599
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    BAND Foundation
     
    Employer identification number

    47-3289963
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    BAND Foundation
          		Employer identification number
    47-3289963
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    Burks Lapham Trust
    PO Box 803878
     
    Chicago, IL60680

    		$ 19,975,471


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    BAND Foundation
          		Employer identification number

    47-3289963
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 APPRECIATED SECURITIES $ 16,521,781 2020-09-14
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    BAND Foundation
          		Employer identification number

    47-3289963
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 ExpenditureResponsibilityStmt
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    VOX MEDIA LLC
          		1201 CONNECTICUT AVE NW 11TH FL
    WASHINGTON,DC20036     		2020-12-11 265,000 To help support the Down to Earth: The Biodiversity Crisis, Explained Project 0 NO expected in 2021   None Necessary

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADDUS HOMECARE CORP 30,970 37,937
    ADIDAS AG 59,082 64,595
    ADYEN N.V. 51,446 63,800
    AIA GROUP LTD ADR 81,252 97,720
    AIRBUS GROUP 22,842 32,128
    ALCON INC 35,635 36,883
    ALPHABET INC CL C 390,846 437,970
    AMADEUS IT HLDS SA 52,466 67,776
    AMERICA'S CAR-MART, INC 41,257 51,735
    AMERICAN TOWER REIT INC 253,310 224,460
    AMERICAN WOODMARK CORP 18,279 20,835
    APPLE INC 165,806 182,449
    ASML HOLDING NV NY REG SHS 61,285 78,035
    ATLAS COPCO AB A SHS ADR 36,091 35,603
    ATLASSIAN CORP PLC 30,308 34,613
    AUTODESK, INC 185,974 244,272
    BAZAARVOICE INC 21,163 26,052
    BEACON ROOFING SUPPLY, INC 29,539 38,703
    BERKSHIRE HATHAWAY INC DEL CL 329,761 347,815
    BLACKROCK FLOATING RATE INCOME 2,001,671 2,005,738
    BLACKROCK HIGH YIELD BOND PORT 8,039,241 8,638,382
    BURBERRY GROUP PLC 33,113 41,850
    CASS INFORMATION SYSTEMS, INC 13,506 13,813
    CELLNEX TELECOM ADR 22,104 22,668
    CHASE CORP 9,934 10,202
    CHEMICAL AND MINING CO OF CHIL 15,466 19,931
    CMC MATERIALS INC 37,528 39,187
    COSTCO WHOLESALE CORPORATION 136,047 150,712
    CRANE CO 24,152 35,335
    DANAHER CORP 132,445 138,838
    DORMAN PRODUCTS INC 21,587 21,358
    DOUBLELINE CORE FIXED INCOME I 24,346,260 25,446,241
    ECOLAB INC 209,775 227,178
    EDP-ELECTRICIDADE DE PORTUGAL 59,041 73,517
    ELASTIC NV 40,022 52,461
    EMCOR GROUP INC 21,621 28,170
    EMERGENT BIOSOLUTIONS INC 10,854 9,587
    ENERSYS 25,157 30,400
    ENSTAR GROUP INC 29,490 38,314
    EPLUS, INC 39,777 47,229
    EQUINIX, INC 133,822 124,982
    ERSTE BK DER OEST SP 11,855 17,010
    FANUC LIMITED UNSPONSORED 52,054 62,589
    FLEXSHARES QUALITY DIVIDEND IN 4,483,953 5,305,357
    FLEXSHARES READY ACCESS VARIAB 7,712,299 7,726,531
    FLEXSHARES STOXX GLOBAL BROAD 4,088,622 5,305,144
    FLIR SYSTEMS INC 25,429 31,163
    FOCUS FINANCIAL PARTNERS INC. 44,486 61,248
    GENERAC HOLDING INC 105,794 113,705
    GIVAUDAN SA UNSP/ADR 49,602 49,049
    GLOBAL SUSTAINABILITY EQTY IND 5,430,468 6,310,750
    HANNON ARMSTRONG SUST INFRAST 92,231 142,718
    HEALTHCARE SVCS GROUP INC 22,370 28,493
    HEMISPHERE MEDIA GROUP INC 13,074 15,488
    HOYA CORP SPONS ADR 43,681 51,769
    ICON PLC - AMERICAN DEPOSITARY 54,203 53,035
    INDUSTRIA DE DISENO 35,551 39,410
    INTER PARFUMS INC 16,238 24,801
    INVESCO OPPENHEIMER DEVELOPING 2,476,514 3,015,529
    ISHARES INC ISHARES MSCI EM ES 3,832,518 4,274,530
    ISHARES MSCI USA ESG OPTIMIZED 5,743,293 6,965,074
    ISHARES RUSSELL 2000 2,521,094 3,383,015
    ISHARES TRUST ISHARES MSCI EAF 5,338,383 5,922,083
    JONES LANG LASALLE 36,989 53,413
    JP MORGAN CHASE 512,075 635,350
    JUST EAT TAKEAWAY COM NV 49,317 45,868
    KAO CORP 45,310 47,463
    KAR AUCTION SERVICES INC 24,897 30,260
    KBC GROUP SA UNSP ADR 22,267 29,377
    L'OREAL ADR 217,525 247,564
    LANDSTAR SYSTEM 27,029 28,279
    LEGRAND INC 45,906 50,023
    LINDE PLC COM 65,634 73,783
    LONDON STK EXCHANGE GROUP 74,377 81,245
    MANHATTAN ASSOCIATES INC 38,082 41,862
    MFB NORTHERN FDS MULTI MNGR GL 3,190,754 3,478,004
    MFS INSTITUTIONAL INVESTORS TR 4,723,064 6,558,032
    MICROSOFT CORP 281,635 294,707
    MONOTARO CO., LTD 28,279 26,588
    MOODYS CORP 122,269 123,352
    MSCI INC 126,666 156,286
    NESTLE S.A 452,849 444,695
    NEW YORK TIMES CO CL A 131,751 161,781
    NEXTERA ENERGY, INC 344,767 374,178
    NIDEC CORPORATION ADR 31,902 40,259
    NIKE INC-CL B 177,846 198,058
    NINTENDO CO LTD ADR UNSPON 73,351 87,525
    NORTHERN GLOBAL RE INDES FD 1,818,775 2,379,456
    NORTHERN MULTI MANAGER GLOBAL 1,002,985 994,305
    NOVARTIS AG ADR 54,326 60,718
    NOVO NORDISK A S 58,364 57,626
    NOVOZYMES A/S UNSP/ADR 136,069 128,408
    NUVEEN PREFERRED SECURITIES FU 6,336,185 6,868,672
    OCADO GROUP PLC 23,684 23,930
    RENTOKIL INITIAL PLC SPON ADR 52,228 52,225
    ROCHE HOLDING LTD ADR 57,700 60,894
    S&P GLOBAL INC COM 134,127 123,274
    SALESFORCE.COM 245,235 222,530
    SCHNEIDER ELEC UNSP/ADR 145,081 170,081
    SHISEIDO CO LTD 43,638 45,461
    SHOPIFY INC 53,695 59,993
    SOLAREDGE TECHNOLOGIES INC 30,143 34,784
    SP PLUS CORPORATION 15,513 23,958
    SPDR S&P MIDCAP 400 EFT TRUST 4,183,696 5,306,949
    SPOTIFY TECHNOLOGY SA 45,525 52,863
    STARBUCKS CORP COM 194,909 224,658
    STONECO LTD 36,742 52,114
    TAIWAN SEMICONDUCTOR MFG CO LT 54,308 66,514
    TEAMVIEWER AG 52,346 59,274
    TELEPERFORMANCE SA 46,192 49,386
    TEMENOS GROUP AG 28,480 33,989
    TENCENT HOLDINGS LIMITED 42,544 41,552
    TESLA MOTORS INC 49,704 88,209
    THERMO FISHER SCIENTIFIC INC 134,481 139,734
    THOMSON REUTERS CORPORATION 42,732 42,255
    TIAA-CREF CORE IMPACT BOND FUN 15,109,884 15,154,428
    TOKYO ELECTRON LTD 47,787 63,360
    TRANE TECHNOLOGIES PLC 197,683 228,627
    TRIMBLE NAV LTD 177,780 235,364
    UMICORE SA 23,684 28,048
    UNIFIRST CP 43,013 48,689
    UNILEVER PLC AMER 223,360 224,841
    US ECOLOGY INC 20,365 21,689
    VECTRUS INC 11,690 14,469
    VEOLIA ENVIRONN ADS 178,573 189,384
    VERRA MOBILITY CORPORATION 27,438 37,281
    VESTAS WIND SYS UNSP/ADR 30,223 41,853
    VIRTUS INVESTMENT PTNRS, INC 41,179 63,581
    WASTE MANAGEMENT INC 170,944 176,895
    WORLDLINE 35,072 40,205
    WYNDHAM HOTELS & RESORTS INC C 14,154 16,049
    XYLEM INC 142,089 167,954

    TY 2020 InvestmentsOtherSchedule2
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALPHA CORE STRATEGIES FEEDER F   4,744,937 5,526,352
    TACOPPS FEEDER FUND I (OFFSHOR   830,822 844,049

    TY 2020 OtherExpensesSchedule
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 75,000     75,000
    Bank Charges 281 281    
    State or Local Filing Fees 25     25
    ANNUAL WEBSITE MAINTENANCE 1,800     1,800
    POSTAGE/DELIVERY SERVICE 677     677


    TY 2020 OtherIncreasesSchedule
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Description Amount
    RETURNED GRANTS 150,000


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 104,622 104,622    
    Philanthropic Consulting Srvcs 63,130     63,130
    DESIGN SERVICES 1,553     1,553


    TY 2020 SubstantialContributorsSch
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Name Address
    Burks Lapham Trust PO Box 803878
    Chicago,IL60680


    TY 2020 TaxesSchedule
    Name:
    BAND Foundation
    EIN:
    47-3289963
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2020 162,100      
    Foreign Tax Paid 1,324 1,324