TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
THE JAMES AND PAMELA GRIFFITH FAMILY
FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)7550 NORTH SECRET CANYON DRIVE
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
TUCSON, AZ85718

A Employer identification number

47-6643262

B Telephone number (see instructions)

(330) 575-7733

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$9,441,809J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	174,988		174,988
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-16,331
b	Gross sales price for all assets on line 6a 4,005,170
7	Capital gain net income (from Part IV, line 2)...			0
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		272	0
12	Total. Add lines 1 through 11........	158,929		174,988
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		3,386	2,540	846
c	Other professional fees (attach schedule)....		53,506	53,506	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		7,261	0	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		200	0	200
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	64,353		56,046	1,046
25	Contributions, gifts, grants paid.......	640,000			640,000
26	Total expenses and disbursements. Add lines 24 and 25	704,353		56,046	641,046
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-545,424
b	Net investment income (if negative, enter -0-)			118,942
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	2,011,224	406,298	406,298
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	674,634	983,425	995,054
	b	Investments—corporate stock (attach schedule).......
	c	Investments—corporate bonds (attach schedule).......	1,581,614	1,766,242	1,819,405
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	3,877,980	4,444,063	6,221,052
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	8,145,452	7,600,028	9,441,809
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	0	0
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	8,145,452	7,600,028
	29	Total net assets or fund balances (see instructions).....	8,145,452	7,600,028
	30	Total liabilities and net assets/fund balances (see instructions).	8,145,452	7,600,028

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

8,145,452

Enter amount from Part I, line 27a .....................

-545,424

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

7,600,028

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

7,600,028

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	PUBLICLY TRADED SECURITIES		2020-12-31	2020-12-31
b	CAPITAL GAINS DIVIDENDS	P
c
d
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	3,962,470	4,021,501	-59,031
b	42,700		42,700
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-59,031
b			42,700
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-16,331
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	1,653
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	1,653
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,653
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	5,000
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	5,000
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	3,347
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax3,347	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

JAMES W GRIFFITH Telephone no. bullet

(330) 575-7733

Located at bullet

7550 NORTH SECRET CANYON DRIVETUCSONAZ ZIP+4 bullet

85718

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JAMES W GRIFFITH	CO-TRUSTEE 1.00	0	0	0
7550 NORTH SECRET CANYON DRIVE TUCSON,AZ85718	CO-TRUSTEE 1.00	0	0	0
PAMELA R GRIFFITH	CO-TRUSTEE 1.00	0	0	0
7550 NORTH SECRET CANYON DRIVE TUCSON,AZ85718	CO-TRUSTEE 1.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

8,112,313

Average of monthly cash balances.......................

468,938

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

8,581,251

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

8,581,251

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

128,719

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

8,452,532

Minimum investment return. Enter 5% of line 5..................

422,627

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

422,627

Tax on investment income for 2020 from Part VI, line 5......

1,653

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,653

Distributable amount before adjustments. Subtract line 2c from line 1............

420,974

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

420,974

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

420,974

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

641,046

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

641,046

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

641,046

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

	(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7				420,974
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......			235,315
b Total for prior years:20, 20, 20		0
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........	0
4Qualifying distributions for 2020 from Part
XII, line 4: $ 641,046
a Applied to 2019, but not more than line 2a			235,315
b Applied to undistributed income of prior years (Election required—see instructions).....		0
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2020 distributable amount.....				405,731
e Remaining amount distributed out of corpus	0
5 Excess distributions carryover applied to 2020.	0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5	0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........		0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......		0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........		0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............			0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........				15,243
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......	0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...	0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......	0
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

JAMES W GRIFFITH

PAMELA R GRIFFITH

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

JAMES W GRIFFITH
7550 NORTH SECRET CANYON DRIVE
TUCSON,AZ85718
(330) 575-7733

bThe form in which applications should be submitted and information and materials they should include:

NO STANDARD FORM REQUIRED

cAny submission deadlines:

NONE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

NONE

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
LIPSCOMB UNIVERSITY 1 UNIVERSITY PARK DR NASHVILLE,TN37204	N/A	PC	EDUCATION	500,000
COMMUNITIES RISING 2908 RATHTON ROAD CAMP HILL,PA17011	N/A	PC	EDUCATION	100,000
ST MARY'S SCHOOL IN BANGALOR 13 QUEENS ROAD BENGALURU KARNATAKA 560052 IN	N/A	PC	EDUCATION	30,000
THE RESIDENCE CENTER AT ST THOMAS MOUNT IN CHENNAI 1 GST ROAD ST THOMAS MOUNT CHENNAI TAMIL NADU 600016 IN	N/A	PC	RELIGIOUS	10,000
Total ................................. 3a				640,000

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	174,988
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	-16,331
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aOTHER INCOME			01	272
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		158,929	0

13Total. Add line 12, columns (b), (d), and (e)..................

158,929

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 AccountingFeesSchedule

Name:

THE JAMES AND PAMELA GRIFFITH FAMILY

FOUNDATION

EIN:

47-6643262

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING FEES	3,386	2,540		846

- TIN:

TY 2020 InvestmentsCorpBondsSchedule

Name:

THE JAMES AND PAMELA GRIFFITH FAMILY

FOUNDATION

EIN:

47-6643262

Name of Bond	End of Year Book Value	End of Year Fair Market Value
AMERICAN HONDA FINANCE CORP SHS 38000	38,137	38,093
APPLE INC 1.25% SHS 25000	24,945	25,005
APPLE INC 2.1% SHS 24000	24,253	24,742
BANK OF AMERICA CORP VARIABLE 3.559% SHS 23000	23,888	25,970
BP CAPITAL MARKETS AMERICA INC 3.796% SHS 22000	23,112	24,947
CHARLES SCHWAB CORP/THE .9% SHS 25000	24,983	25,320
EXXON MOBIL CORP 2.44% SHS 24000	24,229	26,052
FANNIE MAE POOL FN 190337 5% SHS 2021.05	2,118	2,322
FANNIE MAE POOL FN 254983 5.5% SHS 2310.03	2,464	2,695
FANNIE MAE POOL FN 735925 5% SHS 4024.89	4,256	4,674
FANNIE MAE POOL FN 745946 5.5% SHS 1006.05	1,065	1,182
FANNIE MAE POOL FN 931636 4.5% SHS 1855.13	1,935	2,076
FANNIE MAE POOL FN AB2046 3% SHS 3487.65	3,542	3,704
FANNIE MAE POOL FN AB8881 3% SHS 8327.64	8,404	9,039
FANNIE MAE POOL FN AD1075 4.5% SHS 4268.79	4,478	4,793
FANNIE MAE POOL FN AH0921 4% SHS 4216.14	4,379	4,607
FANNIE MAE POOL FN AH3384 3.5% SHS 2964.88	3,047	3,215
FANNIE MAE POOL FN AH3431 3.5% SHS 1634.26	1,668	1,734
FANNIE MAE POOL FN AH3613 3.5% SHS 2847.12	2,902	3,021
FANNIE MAE POOL FN AH3739 3.5% SHS 2221.43	2,287	2,392
FANNIE MAE POOL FN AJ7715 3% SHS 3680.59	3,747	3,916
FANNIE MAE POOL FN AJ9354 3% SHS 1939.32	1,977	2,061
FANNIE MAE POOL FN AK9393 3.5% SHS 2977.89	3,064	3,212
FANNIE MAE POOL FN AL0573 3.5% SHS 2849.8	2,909	3,024
FANNIE MAE POOL FN AL5851 3.5% SHS 30114.47	31,512	32,842
FANNIE MAE POOL FN AS8960 4% 01 SHS 27323.12	29,658	29,934
FANNIE MAE POOL FN AT2062 2.5% SHS 2548.28	2,577	2,661
FANNIE MAE POOL FN AT2720 3% SHS 9655.37	9,800	10,480
FANNIE MAE POOL FN AU6677 2.5% SHS 1625.16	1,642	1,699
FANNIE MAE POOL FN AV2359 4% SHS 6748.75	7,052	7,436
FANNIE MAE POOL FN BC2817 3% SHS 74864.08	76,525	79,644
FANNIE MAE POOL FN BH5119 3.5% SHS 22952.41	23,073	24,392
FANNIE MAE POOL FN BH5704 3% SHS 28299.82	29,618	29,707
FANNIE MAE POOL FN BM1423 2.5% SHS 12585.61	12,415	13,409
FANNIE MAE POOL FN BM4614 3% SHS 10553.59	10,587	11,327
FANNIE MAE POOL FN CA0853 3.5% SHS 10352.35	10,288	11,311
FANNIE MAE POOL FN FM1000 3% SHS 10767.3	10,870	11,295
FANNIE MAE POOL FN FM1148 3.5% SHS 105184.71	109,183	111,056
FANNIE MAE POOL FN FM1456 2.5% SHS 28458.02	28,732	29,727
FANNIE MAE POOL FN FM2743 3% SHS 29000.73	30,523	30,473
FIFTH THIRD BANK NA 2.25% SHS 25000	25,011	25,173
FREDDIE MAC GOLD POOL FG A74793 5% SHS 2186.95	2,297	2,543
FREDDIE MAC GOLD POOL FG A97420 4% SHS 6811.52	7,108	7,428
FREDDIE MAC GOLD POOL FG G05646 SHS 2034.47	2,123	2,285
FREDDIE MAC GOLD POOL FG G08051 5% SHS 2164.42	2,282	2,518
FREDDIE MAC GOLD POOL FG G08368 SHS 6194.31	6,485	6,952
FREDDIE MAC GOLD POOL FG G14450 SHS 9445.95	9,657	10,028
FREDDIE MAC GOLD POOL FG G60080 SHS 8095.24	8,271	8,853
FREDDIE MAC GOLD POOL FG G61582 4% SHS 75810.86	79,601	81,770
FREDDIE MAC GOLD POOL FG G61605 4% SHS 5977.07	6,106	6,386
FREDDIE MAC POOL FR ZM6968 4% SHS 11210.37	11,674	11,968
FREDDIE MAC POOL FR ZS8063 2.5% SHS 57005.55	60,185	59,571
FREDDIE MAC POOL FR ZT0534 3.5% SHS 34191.59	37,269	37,359
GOLDMAN SACHS GROUP INC/THE VARIABLE SHS 24000	24,175	24,927
HSBC HOLDINGS PLC VARIABLE 3.973% SHS 22000	23,047	25,405
INTERNATIONAL BUSINESS MACHINES CORP SHS 22000	22,940	24,965
INTERNATIONAL BUSINESS MACHINES CORP SHS 22000	23,132	25,456
MORGAN STANLEY 3.7% SHS 46000	48,141	51,189
ORACLE CORP 2.625% SHS 24000	24,551	25,121
PEPSICO INC 2.75% SHS 24000	25,398	25,339
PGIM HIGH YIELD FUND SHS 53086.493	291,956	292,507
TD AMERITRADE HOLDING CORP 3.75% SHS 23000	23,969	25,251
TOYOTA MOTOR CREDIT CORP 2.95% SHS 25000	25,124	25,185
TOYOTA MOTOR CREDIT CORP 3.4% SHS 25000	25,391	25,536
WALMART INC 3.55% SHS 22000	23,647	24,912
WELLS FARGO BANK NA 2.6% SHS 25000	25,070	25,016
BANK OF NOVA SCOTIA/THE 2.2% SHS 24000	24,153	25,501
DOUBLELINE EMERGING MARKETS FIXED SHS 8411.15	86,933	89,411
MITSUBISHI UFJ FINANCIAL GROUP INC SHS 23000	23,356	24,655
ROYAL BANK OF CANADA 2.5% SHS 25000	25,070	25,022
SHELL INTERNATIONAL FINANCE BV SHS 24000	23,817	25,837
VANGUARD EMERGING MARKETS BOND FUND SHS 2114.864	56,459	60,147

- TIN:

TY 2020 InvestmentsGovtObligationsSch

Name:

THE JAMES AND PAMELA GRIFFITH FAMILY

FOUNDATION

EIN:

47-6643262

US Government Securities - End of Year Book Value:

983,425

US Government Securities - End of Year Fair Market Value:

995,054

State & Local Government Securities - End of Year Book Value:

State & Local Government Securities - End of Year Fair Market Value:

- TIN:

TY 2020 InvestmentsOtherSchedule2

Name:

THE JAMES AND PAMELA GRIFFITH FAMILY

FOUNDATION

EIN:

47-6643262

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ABBVIE INC SHS 323	AT COST	29,051	34,609
AIR PRODUCTS AND CHEMICALS INC SHS 112	AT COST	26,925	30,601
ALPHABET INC SHS 28	AT COST	30,696	49,053
ALPHABET INC SHS 34	AT COST	39,421	59,590
AMAZON.COM INC SHS 32	AT COST	58,061	104,222
AMERICAN EXPRESS CO SHS 240	AT COST	24,184	29,018
AMPHENOL CORP SHS 336	AT COST	28,027	43,939
APPLE INC SHS 515	AT COST	35,349	68,335
BANK OF AMERICA CORP SHS 1735	AT COST	44,887	52,588
BIOGEN INC SHS 47	AT COST	13,915	11,508
BLACKROCK INC SHS 108	AT COST	44,723	77,926
BRISTOL-MYERS SQUIBB CO SHS 444	AT COST	22,803	27,541
CHEVRON CORP SHS 508	AT COST	43,775	42,901
CISCO SYSTEMS INC SHS 291	AT COST	12,192	13,022
COCA-COLA CO/THE SHS 830	AT COST	37,092	45,517
COMCAST CORP SHS 1936	AT COST	73,674	101,446
CONOCOPHILLIPS SHS 358	AT COST	14,050	14,316
COSTCO WHOLESALE CORP SHS 92	AT COST	31,053	34,664
CVS HEALTH CORP SHS 1200	AT COST	74,969	81,960
DOLLAR GENERAL CORP SHS 135	AT COST	16,805	28,391
DOMINION RESOURCES INC/VA SHS 878	AT COST	68,590	66,026
ECOLAB INC SHS 97	AT COST	15,461	20,987
ELI LILLY AND CO SHS 317	AT COST	30,329	53,522
EXELON CORP SHS 710	AT COST	25,668	29,976
EXXON MOBIL CORP SHS 271	AT COST	9,447	11,171
FACEBOOK INC SHS 120	AT COST	17,852	32,779
FISERV INC SHS 343	AT COST	37,695	39,054
GENERAL DYNAMICS CORP SHS 185	AT COST	33,053	27,532
HOME DEPOT INC/THE SHS 284	AT COST	53,311	75,436
HONEYWELL INTERNATIONAL INC SHS 382	AT COST	53,141	81,251
ILLINOIS TOOL WORKS INC SHS 750	AT COST	118,905	152,910
JOHNSON & JOHNSON SHS 273	AT COST	40,313	42,965
JPMORGAN CHASE & CO SHS 690	AT COST	63,540	87,678
MASTERCARD INC SHS 138	AT COST	29,224	49,258
MERCK & CO INC SHS 897	AT COST	57,302	73,375
METLIFE INC SHS 842	AT COST	36,022	39,532
MICROSOFT CORP SHS 858	AT COST	108,306	190,836
NEXTERA ENERGY INC SHS 432	AT COST	13,226	33,329
NVIDIA CORP SHS 45	AT COST	8,930	23,499
PEPSICO INC SHS 205	AT COST	25,629	30,402
PROCTER & GAMBLE CO/THE SHS 208	AT COST	18,101	28,941
QUALCOMM INC SHS 391	AT COST	25,266	59,565
ROSS STORES INC SHS 288	AT COST	25,575	35,369
SALESFORCE.COM INC SHS 152	AT COST	21,827	33,825
SBA COMMUNICATIONS CORP SHS 73	AT COST	22,207	20,595
SYSCO CORP SHS 288	AT COST	11,451	21,387
TEXAS INSTRUMENTS INC SHS 513	AT COST	60,490	84,199
THERMO FISHER SCIENTIFIC INC SHS 75	AT COST	19,525	34,934
TRUIST FINANCIAL CORP SHS 443	AT COST	14,433	21,233
UNION PACIFIC CORP SHS 154	AT COST	30,659	32,066
UNITEDHEALTH GROUP INC SHS 49	AT COST	11,249	17,183
US BANCORP SHS 718	AT COST	33,365	33,452
VERIZON COMMUNICATIONS INC SHS 875	AT COST	46,799	51,406
VERTEX PHARMACEUTICALS INC SHS 68	AT COST	12,605	16,071
VISA INC SHS 316	AT COST	46,583	69,119
WALMART INC SHS 463	AT COST	48,220	66,741
WASTE MANAGEMENT INC SHS 389	AT COST	29,914	45,875
ZOETIS INC SHS 196	AT COST	18,427	32,438
ALLIANT ENERGY CORP SHS 520	AT COST	23,213	26,796
ARISTA NETWORKS INC SHS 94	AT COST	20,517	27,314
ARTHUR J GALLAGHER & CO SHS 287	AT COST	15,793	35,505
ARTISAN MID CAP FUND SHS 2543.113	AT COST	94,177	141,321
CLOROX CO/THE SHS 66	AT COST	9,034	13,327
GENUINE PARTS CO SHS 176	AT COST	13,731	17,676
HERSHEY CO/THE SHS 380	AT COST	50,404	57,885
HILTON WORLDWIDE HOLDINGS INC SHS 244	AT COST	21,148	27,147
HUBBELL INC SHS 208	AT COST	22,718	32,612
ISHARES CORE S&P MID-CAP ETF SHS 1414	AT COST	192,560	324,980
ISHARES CORE S&P SMALL-CAP ETF SHS 3709	AT COST	205,357	340,857
MCCORMICK & CO INC/MD SHS 210	AT COST	13,103	20,076
MSC INDUSTRIAL DIRECT CO INC SHS 862	AT COST	64,583	72,744
NASDAQ INC SHS 250	AT COST	24,453	33,185
NUANCE MID CAP VALUE FUND SHS 10323.811	AT COST	135,139	145,463
OMNICOM GROUP INC SHS 465	AT COST	30,696	29,002
O'REILLY AUTOMOTIVE INC SHS 48	AT COST	16,568	21,723
PALO ALTO NETWORKS INC SHS 60	AT COST	10,447	21,323
PGIM QMA SMALL-CAP VALUE FUND SHS 11389.911	AT COST	161,855	181,783
PPL CORP SHS 469	AT COST	16,084	13,226
ROBERT HALF INTERNATIONAL INC SHS 483	AT COST	31,811	30,178
VICTORY RS SMALL CAP GROWTH FUND SHS 1497.039	AT COST	108,911	154,824
ARTISAN DEVELOPING WORLD FUND SHS 7340.441	AT COST	99,897	196,063
BARON EMERGING MARKETS FUND SHS 23802.721	AT COST	311,192	453,680
CHUBB LTD SHS 213	AT COST	30,665	32,785
HARDING LOEVNER INTERNATIONAL EQUITY SHS 16050.159	AT COST	321,164	456,146
JOHCM INTERNATIONAL SELECT FUND SHS 14468.362	AT COST	318,373	437,813
LYONDELLBASELL INDUSTRIES NV SHS 372	AT COST	20,022	34,098
TE CONNECTIVITY LTD SHS 202	AT COST	16,156	24,456

- TIN:

TY 2020 OtherExpensesSchedule

Name:

THE JAMES AND PAMELA GRIFFITH FAMILY

FOUNDATION

EIN:

47-6643262

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
OH FILING FEES	200	0		200

- TIN:

TY 2020 OtherIncomeSchedule2

Name:

THE JAMES AND PAMELA GRIFFITH FAMILY

FOUNDATION

EIN:

47-6643262

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
OTHER INCOME	272		272

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

THE JAMES AND PAMELA GRIFFITH FAMILY

FOUNDATION

EIN:

47-6643262

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT ADVISORY FEES	53,506	53,506		0

- TIN:

TY 2020 TaxesSchedule

Name:

THE JAMES AND PAMELA GRIFFITH FAMILY

FOUNDATION

EIN:

47-6643262

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL TAXES	7,261	0		0