Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
A For the 2019 calendar year, or tax year beginning 09-01-2019 , and ending 08-31-2020
BCheck if applicable:
CName of organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
% SUPRIYA S PAI
Doing business as
STANFORD UNIVERSITY
 
Number and street (or P.O. box if mail is not delivered to street address)
485 BROADWAY MAIL CODE 8838
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
REDWOOD CITY, CA94063
D Employer identification number

94-1156365
E Telephone number

G Gross receipts $ 22,886,452,895
F Name and address of principal officer:
MARC TESSIER-LAVIGNE
BUILDING 10
STANFORD,CA94305
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.STANFORD.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1885
M State of legal domicile: CA
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: STANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND RESEARCH - CONT'D SCH O.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 32
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 30
5 Total number of individuals employed in calendar year 2019 (Part V, line 2a) ...... 5 40,766
6 Total number of volunteers (estimate if necessary) ............. 6 11,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -35,060,508
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 2,249,756,512 2,451,185,732
9 Program service revenue (Part VIII, line 2g) ......... 2,986,932,561 2,885,722,899
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,415,929,033 1,324,414,192
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 176,480,834 187,591,070
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 6,829,098,940 6,848,913,893
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 550,486,513 557,072,604
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,768,484,119 3,962,386,146
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 144,821 77,306
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet106,046,964    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 2,137,070,677 1,997,076,403
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 6,456,186,130 6,516,612,459
19 Revenue less expenses. Subtract line 18 from line 12....... 372,912,810 332,301,434
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 46,370,111,200 49,933,605,804
21 Total liabilities (Part X, line 26)............. 7,869,471,864 9,628,223,338
22 Net assets or fund balances. Subtract line 21 from line 20..... 38,500,639,336 40,305,382,466
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2019)
Form 990 (2019)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: STANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND RESEARCH - CONT'D SCH O.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 2,103,502,273 including grants of $ 42,083,341 ) (Revenue $ 859,922,080 )
INSTRUCTION AND DEPARTMENTAL RESEARCH - SEE SCH O.
4b (Code:   ) (Expenses $ 1,301,571,739 including grants of $ 24,927,619 ) (Revenue $ 209,336,386 )
ORGANIZED RESEARCH - REVENUE AMOUNT REPORTED ON LINE 4B EXCLUDES $1,257,759,681 IN GOVERNMENT RESEARCH SUPPORT, WHICH IS REPORTED AS CONTRIBUTION REVENUE ON LINE 1E OF PART VIII. CONT'D SCH O.
4c (Code:   ) (Expenses $ 498,295,374 including grants of $ 718,578 ) (Revenue $ 1,443,520,071 )
UNIVERSITY AUXILIARY ACTIVITIES - SEE SCH O.
4d Other program services (Describe in Schedule O.)
(Expenses $ 1,831,625,627 including grants of $ 493,263,066 ) (Revenue $ 372,944,362 )
4e Total program service expensesMediumBullet5,734,995,013
Form 990 (2019)
Form 990 (2019)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D,
Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D,
Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII
Click to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
34,315
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
40,766
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
6
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
32
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
30
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
CA , NY , OK
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletSUPRIYA S PAI485 BROADWAY MAIL CODE 8838   REDWOOD CITY,CA94063 (650) 498-6259
Form 990 (2019)
Form 990 (2019)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) DAVID SHAW......................................................................
DIRECTOR OF FOOTBALL
50.0
.................
0.0
        X   8,707,965 0 216,718
(2) ROBERT F WALLACE......................................................................
CHIEF EXECUTIVE OFFICER, SMC
50.0
.................
0.0
      X     4,083,222 0 553,657
(3) FRANK HANLEY......................................................................
CHIEF, PED CARDIOTHORACIC
50.0
.................
0.0
        X   3,626,437 0 52,995
(4) GREG MILANI......................................................................
SR. MD, SMC, THROUGH 7/9/2019
50.0
.................
0.0
        X   3,302,491 0 40,417
(5) YIPING WOO......................................................................
PROF. & CHAIR, CARDIO SURGERY
50.0
.................
5.6
        X   2,574,169 0 102,152
(6) JOHN HENNESSY......................................................................
PROF SOE & FORMER PRESIDENT
50.0
.................
0.0
        X   2,292,468 0 68,669
(7) LLOYD B MINOR......................................................................
DEAN, SCHOOL OF MEDICINE
50.0
.................
5.0
      X     1,933,390 0 370,937
(8) MARTIN SHELL......................................................................
VP & CHIEF ERO
50.0
.................
0.0
    X       1,601,428 0 179,870
(9) MARC TESSIER-LAVIGNE......................................................................
PRESIDENT/TRUSTEE
50.0
.................
0.0
X   X       1,247,067 0 465,766
(10) JOHN ETCHEMENDY......................................................................
PROF H&S & FORMER PROVOST
50.0
.................
0.0
          X 1,588,752 0 57,406
(11) RANDALL LIVINGSTON......................................................................
VP BUS AFFAIRS/CFO
50.0
.................
5.0
    X       1,264,250 0 262,437
(12) ROBERT C REIDY......................................................................
VP LAND, BUILDINGS & REAL EST
50.0
.................
0.0
    X       939,580 0 406,706
(13) PERSIS DRELL......................................................................
PROVOST
50.0
.................
0.0
    X       897,544 0 433,950
(14) DEBRA ZUMWALT......................................................................
VP GENERAL COUNSEL
50.0
.................
0.0
    X       806,070 0 346,556
(15) HOWARD WOLF......................................................................
PRES. OF STANFORD ALUM. ASSOC.
50.0
.................
0.0
    X       829,569 0 152,525
(16) HARRY ELAM......................................................................
VP ARTS, THROUGH 6/30/2020
50.0
.................
0.0
    X       691,561 0 45,982
(17) DAVID DEMAREST......................................................................
FORMER VP PUBLIC AFFAIRS
50.0
.................
0.0
          X 643,497 0 41,146
Form 990 (2019)
Form 990 (2019)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) ELIZABETH ZACHARIAS........................................................................
VP HUMAN RESOURCES
50.0
.......................0.0
    X       512,436 0 125,962
(19) RICHARD SALLER........................................................................
PROF & FORMER DEAN, SCH OF H&S
50.0
.......................0.0
          X 576,111 0 45,431
(20) WILLIAM MADIA........................................................................
VP SLAC NAL, THROUGH 9/30/2019
38.0
.......................0.0
    X       569,546 0 28,842
(21) JON DENNEY........................................................................
VP DEVELOPMENT
50.0
.......................0.0
    X       515,435 0 66,374
(22) HOWARD B PEARSON........................................................................
INTERIM VP DEVT. THRU 4/1/19
50.0
.......................0.0
          X 518,250 0 44,008
(23) FARNAZ KHADEM........................................................................
VP COMMUNICATIONS
50.0
.......................0.0
    X       409,015 0 56,916
(24) BRADLEY HAYWARD........................................................................
INTERIM VP COMMUN.THRU 3/11/19
50.0
.......................0.0
          X 337,303 0 67,714
(25) FELIX J BAKER........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(26) MARY T BARRA........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(27) ANEEL BHUSRI........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(28) MICHAEL C CAMUNEZ........................................................................
TRUSTEE, APPOINTED 12/1/2019
2.0
.......................0.0
X           0 0 0
(29) MICHELLE R CLAYMAN........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(30) BRET E COMOLLI........................................................................
TRUSTEE, THROUGH 3/31/2020
2.0
.......................2.0
X           0 0 0
(31) ROANN COSTIN........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(32) DIPANJAN DJ DEB........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(33) KATHERINE B DUHAMEL........................................................................
TRUSTEE, APPOINTED 6/1/2020
2.0
.......................0.0
X           0 0 0
(34) HENRY A FERNANDEZ........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(35) ANGELA S FILO........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(36) SAKURAKO D FISHER........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(37) BRADLEY A GEIER........................................................................
TRUSTEE
2.0
.......................3.0
X           0 0 0
(38) JAMES D HALPER........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(39) RONALD B JOHNSON........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(40) MARC E JONES........................................................................
TRUSTEE
2.0
.......................2.0
X           0 0 0
(41) LATONIA G KARR........................................................................
TRUSTEE
2.0
.......................3.0
X           0 0 0
(42) SARAH H KETTERER........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(43) CAROL C LAM........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(44) CHRISTY O MACLEAR........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(45) KENNETH E OLIVIER........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(46) CARRIE W PENNER........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(47) RUTH M PORAT........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(48) LAURENE POWELL JOBS........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(49) JEFFREY S RAIKES........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(50) MINDY B ROGERS........................................................................
TRUSTEE
2.0
.......................5.0
X           0 0 0
(51) VICTORIA B ROGERS........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(52) KAVITARK RAM SHRIRAM........................................................................
TRUSTEE, THROUGH 11/30/2019
2.0
.......................2.0
X           0 0 0
(53) RONALD P SPOGLI........................................................................
TRUSTEE, THROUGH 9/30/2019
2.0
.......................0.0
X           0 0 0
(54) SRINIJA SRINIVASAN........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(55) JEFFREY E STONE........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(56) GENE T SYKES........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(57) JERRY YANG........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
(58) CHARLES D YOUNG........................................................................
TRUSTEE
2.0
.......................0.0
X           0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 40,467,556 0 4,233,136
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet8,996
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual
...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
VANCE BROWN INC,
3197 PARK BOULEVARD
PALO ALTO,CA94306
CONSTRUCTION 363,443,224
THE WHITING-TURNER CONTRACTING CO,
PO BOX 17596
BALTIMORE,MD21297
CONSTRUCTION 138,810,937
DEVCON CONSTRUCTION INC,
690 GIBRALTAR DR
MILPITAS,CA95035
CONSTRUCTION 125,228,265
LEVEL 10 CONSTRUCTION LP,
1050 ENTERPRISE WAY STE 250
SUNNYVALE,CA94089
CONSTRUCTION 91,766,244
UG2 LLC,
116 HUNTINGTON AVE 12TH FLOOR
BOSTON,MA02116
FACILITY SERVICES 21,498,049
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet776
Form 990 (2019)
Form 990 (2019)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 639,773
d Related organizations1d  
e Government grants (contributions)1e 1,257,759,681
f All other contributions, gifts, grants, and similar amounts not included above1f 1,192,786,278
g Noncash contributions included in lines 1a - 1f:$ 1g 163,729,389
h Total. Add lines 1a-1f.......MediumBullet 2,451,185,732
 Program Service RevenueAmt Business Code
2a STUDENT INCOME 900099 940,223,366 940,223,366    
b GOVT.& NON GOVT.CONTRACT 900099 209,336,386 209,336,386    
c PATIENT CARE 900099 1,278,646,079 1,278,646,079    
d SPECIAL PROGRAMS 900099 456,168,062 453,683,523    
e DRIVING RANGE 713910 771,694   771,694  
f All other program service revenue. 577,312   3,061,851  
g Total. Add lines 2a–2f .....MediumBullet 2,885,722,899
 OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 165,257,978   -56,769,138 222,027,116
4 Income from investment of tax-exempt bond proceedsMediumBullet 660,676     660,676
5 Royalties...........MediumBullet 7,846,228     7,846,228
(ii) Personal (i) Real
6a Gross rents   202,632,503 6a
b Less: rental expenses   24,641,816 6b
c Rental income or (loss) 0 177,990,687 6c
d Net rental income or (loss).......MediumBullet 177,990,687     177,990,687
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 8,002,875 17,160,824,761 7a
b Less: cost or other basis and sales expenses 7,775,706 16,002,556,392 7b
c Gain or (loss) 227,169 1,158,268,369 7c
d Net gain or (loss).........MediumBullet 1,158,495,538   17,875,085 1,140,620,453
8a Gross income from fundraising events (not including $ 639,773of contributions reported on line 1c). See Part IV, line 18 ....
8a 95,107
b Less: direct expenses ... 8b 523,263
c Net income or (loss) from fundraising events..MediumBullet -428,156   -428,156
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 0
b Less: direct expenses ... 9b 0
c Net income or (loss) from gaming activities..MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances ..
10a 4,224,136
b Less: cost of goods sold .. 10b 2,041,825
c Net income or (loss) from sales of inventory..MediumBullet 2,182,311     2,182,311
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See instructions.....MediumBullet 6,848,913,893 2,881,889,354 -35,060,508 1,550,899,315
Form 990 (2019)
Form 990 (2019)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 25,758,044 25,758,044
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 524,380,938 524,380,938
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 6,933,622 6,933,622
4 Benefits paid to or for members ....... 0  
5 Compensation of current officers, directors, trustees, and key employees ........... 10,752,714 3,763,450 6,129,047 860,217
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 3,617,231 2,315,028   1,302,203
7 Other salaries and wages........ 3,195,731,088 2,902,007,792 227,356,413 66,366,883
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 208,902,156 178,947,963 24,659,160 5,295,033
9 Other employee benefits ....... 369,378,528 316,248,086 43,749,939 9,380,503
10 Payroll taxes ........... 174,004,429 148,852,441 20,719,743 4,432,245
11 Fees for services (non-employees):        
a Management ...... 4,539,213 4,467,010 72,160 43
b Legal ......... 16,376,553 4,306,127 12,043,213 27,213
c Accounting ........... 2,468,679 376,824 2,087,545 4,310
d Lobbying ........... 87,450 1,245 86,205  
e Professional fundraising services. See Part IV, line 17 77,306 77,306
f Investment management fees ...... 47,577,889   47,577,889  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 285,566,060 222,963,490 58,495,867 4,106,703
12 Advertising and promotion .... 7,236,270 7,027,742 125,156 83,372
13 Office expenses ....... 216,228,975 205,963,085 9,446,165 819,725
14 Information technology ...... 41,120,324 22,145,489 18,765,395 209,440
15 Royalties .. 10,306,633 5,590,908 4,711,056 4,669
16 Occupancy ........... 273,121,326 239,560,611 31,026,577 2,534,138
17 Travel ............ 68,970,741 59,791,740 8,075,342 1,103,659
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 3,976   3,976  
19 Conferences, conventions, and meetings .... 7,548,948 7,026,895 473,366 48,687
20 Interest ........... 129,277,241 111,231,510 16,991,224 1,054,507
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization .. 437,194,323 376,551,903 56,278,827 4,363,593
23 Insurance ... 10,346,478 7,025,081 3,219,882 101,515
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a EQUIPMENT RENT & MAINTENANCE 30,034,105 26,963,817 2,948,784 121,504
b PRINTING & PUBLICATION 9,962,204 8,008,248 848,312 1,105,644
c SLAC CONSTRUCTION 195,853,201 195,672,019 172,857 8,325
d RESEARCH SUBAWARDS 73,462,545 73,462,283 243 19
e All other expenses 129,793,269 47,651,622 79,506,139 2,635,508
25 Total functional expenses. Add lines 1 through 24e 6,516,612,459 5,734,995,013 675,570,482 106,046,964
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2019)
Form 990 (2019)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 158,209 1 149,499
2 Savings and temporary cash investments ......... 856,394,469 2 1,153,153,844
3 Pledges and grants receivable, net ...... 1,321,656,824 3 1,369,416,525
4 Accounts receivable, net ............. 348,615,074 4 245,925,607
5 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
10,920,827 5 9,368,246
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 838,165,661 7 865,982,990
8 Inventories for sale or use ............ 4,560,302 8 4,312,828
9 Prepaid expenses and deferred charges ...... 136,050,856 9 97,686,596
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 13,287,490,759
b Less: accumulated depreciation 10b 5,601,780,782 7,270,282,260 10c 7,685,709,977
11 Investments—publicly traded securities . 8,163,631,815 11 8,238,932,202
12 Investments—other securities. See Part IV, line 11 ..... 27,419,674,903 12 29,589,041,732
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 0 15 673,925,758
16 Total assets. Add lines 1 through 15 (must equal line 33)... 46,370,111,200 16 49,933,605,804
Liabilities 17 Accounts payable and accrued expenses ..... 1,640,195,544 17 1,558,716,255
18 Grants payable ... 0 18 0
19 Deferred revenue ......... 1,241,914,800 19 1,386,648,735
20 Tax-exempt bond liabilities ......... 2,005,553,000 20 2,005,553,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D 0 21 0
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 2,241,781,949 23 2,997,998,662
24 Unsecured notes and loans payable to unrelated third parties .. 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 740,026,571 25 1,679,306,686
26 Total liabilities. Add lines 17 through 25.. 7,869,471,864 26 9,628,223,338
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 21,653,054,898 27 22,685,294,197
28 Net assets with donor restrictions ........... 16,847,584,438 28 17,620,088,269
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 38,500,639,336 32 40,305,382,466
33 Total liabilities and net assets/fund balances ........ 46,370,111,200 33 49,933,605,804
Form 990 (2019)
Form 990 (2019)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
6,848,913,893
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
6,516,612,459
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
332,301,434
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
38,500,639,336
5
Net unrealized gains (losses) on investments ...............
5
1,284,390,105
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
188,051,591
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
40,305,382,466
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2019)
Form 990 (2019)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 2,586,183,439 2,355,413,071 2,244,620,385 2,249,756,512 2,451,185,732 11,887,159,139
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 2,586,183,439 2,355,413,071 2,244,620,385 2,249,756,512 2,451,185,732 11,887,159,139
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 64,062,974
6 Public support. Subtract line 5 from line 4. 11,823,096,165
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
7 Amounts from line 4.. 2,586,183,439 2,355,413,071 2,244,620,385 2,249,756,512 2,451,185,732 11,887,159,139
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 382,816,462 409,680,538 410,995,420 420,612,042 433,166,523 2,057,270,985
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 4,299,963 4,224,132 4,855,444 4,766,678 4,319,243 22,465,460
11 Total support. Add lines 7 through 10 13,966,895,584
12
12
13,818,477,602
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
84.651 %
15
15
84.220 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
 
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions
 
9 Distributable amount for 2019 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2019
(iii)
Distributable
Amount for 2019
1 Distributable amount for 2019 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.
 
3 Excess distributions carryover, if any, to 2019:
a From 2014.......  
b From 2015.......  
c From 2016.......  
d From 2017.......  
e From 2018.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2019 distributable amount  
i Carryover from 2014 not applied (see
instructions)
 
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2019 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2019 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2019, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.
 
6 Remaining underdistributions for 2019. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.
 
7 Excess distributions carryover to 2020. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a Excess from 2015.....  
b Excess from 2016.....  
c Excess from 2017.....  
d Excess from 2018.....  
e Excess from 2019.....  
Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2
Name of organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number
94-1156365
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 3
Name of organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 4
Name of organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2019

Schedule C (Form 990 or 990-EZ) 2019
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e))
 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))
 
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2019


Schedule C (Form 990 or 990-EZ) 2019
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
Yes
 
906
d
Mailings to members, legislators, or the public? .............................................................................
Yes
 
136,244
e
Publications, or published or broadcast statements? ...........................................................
Yes
 
47,459
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
442,148
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
Yes
 
40,854
i
Other activities? ...................................................................................................................
Yes
 
17,753
j
Total. Add lines 1c through 1i ....................................................................................................
685,364
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B - LOBBYING ACTIVITY EXPLANATION AN INSUBSTANTIAL PORTION OF STANFORD UNIVERSITY'S TOTAL ACTIVITIES INVOLVED LEGISLATIVE AND REGULATORY MATTERS OF DIRECT CONCERN TO HIGHER EDUCATION OR OF COMPELLING IMPORTANCE TO STANFORD IN PARTICULAR. INSTITUTIONAL EFFORTS WITH REGARD TO LEGISLATION AND REGULATION ARE DIRECTED BY THE OFFICE OF GOVERNMENT AFFAIRS. DURING FISCAL YEAR 2020, THE OFFICE CONSISTED OF SIX PROFESSIONAL STAFF MEMBERS AND FOUR SUPPORT STAFF. THE UNIVERSITY DOES NOT HAVE A LOBBYING OFFICE IN EITHER WASHINGTON, DC OR SACRAMENTO, CA. ACTIVITIES BY THE OFFICE OF GOVERNMENT AFFAIRS STAFF INCLUDE CONTACTS BY LETTERS, PHONE CALLS AND MEETINGS WITH LEGISLATORS, MEMBERS OF THEIR STAFFS, OR OTHER GOVERNMENT OFFICIALS, AND MEETINGS WITH LOCAL CITIZENS REGARDING STANFORD ISSUES WITH LOCAL GOVERNMENT. IN FISCAL YEAR 2020, LEGISLATIVE, EXECUTIVE AND LOCAL REGULATORY ISSUES HANDLED BY THE UNIVERSITY INCLUDED THE FOLLOWING: LOCAL ISSUES: ZONING AND LAND USES RELATED TO PROPERTY OWNED BY THE UNIVERSITY AND CONTIGUOUS TO THE UNIVERSITY'S ACADEMIC CAMPUS; OTHER LOCAL REGULATORY ACTIONS; BUSINESS TAX CONSIDERATION. STATE ISSUES: COLLEGE ATHLETICS, TITLE IX, RENEWABLE ENERGY, STUDENT AID AND ADMISSIONS, ANIMAL RESEARCH PROTOCOLS, AND GENETIC PRIVACY. FEDERAL ISSUES: STUDENT AID, EDUCATION, RESEARCH, HEALTH CARE, INTELLECTUAL PROPERTY, TAXATION, AND IMMIGRATION POLICY ISSUES; FUNDING LEVELS OF RESEARCH (E.G., NIH, DOE, NASA, DOD, NSF, NEH) AND FEDERAL STUDENT AID PROGRAMS; AND FUNDING FOR THE STANFORD LINEAR ACCELERATOR. THE TOTAL BUDGET EXPENDED BY THE OFFICE OF GOVERNMENT AFFAIRS WAS $2,021,783 AND INCLUDES SALARY AND BENEFITS FOR SIX PROFESSIONALS AND FOUR SUPPORT STAFF, AS WELL AS OTHER COMPENSATION. THE ESTIMATED TOTAL EXPENSES IN LOBBYING, INCLUDING DIRECT PREPARATION TIME BY THE OFFICE OF GOVERNMENT AFFAIRS EMPLOYEES, AS DEFINED IN SECTION 501(C) OF THE INTERNAL REVENUE CODE AND ITS REGULATIONS, AND PAYMENTS OF TRAVEL OR ENTERTAINMENT EXPENSES FOR FEDERAL OR LOCAL OFFICIALS, ARE ESTIMATED AS FOLLOWS: SALARIES, BENEFITS, OTHER COMPENSATION $368,283 GENERAL OFFICE OVERHEAD $211,749 PAID CONSULTANT, COALITION DUES $87,450 DUES TO MEMBER ORGANIZATIONS $12,268 TRAVEL $5,614 TOTAL $685,364 THE TOTAL AMOUNT SPENT BY STANFORD IN LOBBYING REPRESENTS AN INSIGNIFICANT PART OF THE UNIVERSITY'S TOTAL EXPENDITURES, EVEN MAKING THE MOST GENEROUS ALLOWANCE FOR THE LOBBYING ACTIVITIES OF STANFORD UNIVERSITY EMPLOYEES OUTSIDE THE OFFICE OF GOVERNMENT AFFAIRS WORKING ON BEHALF OF THE UNIVERSITY. AN INVESTMENT PARTNERSHIP IN WHICH THE UNIVERSITY HOLDS A NONCONTROLLING LIMITED PARTNERSHIP INTEREST MAY, FROM TIME TO TIME, INCUR A LOBBYING EXPENDITURE. THE UNIVERSITY'S SHARE OF SUCH PARTNERSHIP EXPENDITURES DURING THE TAX YEAR WAS $7,394. NEITHER STANFORD, NOR ANY TRUSTEE OR OFFICER OF STANFORD, ENGAGED IN THE ACTIVITY CONDUCTED BY THE INVESTMENT PARTNERSHIPS.
Schedule C (Form 990 or 990EZ) 2019


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 73 62
2 Aggregate value of contributions to (during year) 70,302,444 27,066,888
3 Aggregate value of grants from (during year) 47,066,757 55,783,419
4 Aggregate value at end of year ........ 593,415,506 33,326,465
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 27,699,834,000 26,464,912,000 24,784,943,000 22,398,130,000 22,222,957,000
b Contributions ... 491,459,000 212,211,000 532,081,000 694,190,000 376,827,000
c Net investment earnings, gains, and losses 2,111,876,000 2,325,746,000 2,387,634,000 2,859,022,000 930,451,000
d Grants or scholarships ... 309,759,498 298,183,610 281,036,268 268,228,571 257,975,598
e Other expenditures for facilities
and programs ...
1,045,298,502 1,004,851,390 958,709,732 898,170,429 874,129,402
f Administrative expenses ....          
g End of year balance ...... 28,948,111,000 27,699,834,000 26,464,912,000 24,784,943,000 22,398,130,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet47.350 %
b
Permanent endowment SchDMd Bullet25.690 %
c
Term endowment SchDMd Bullet26.960 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
 
No
(ii) Related organizations .................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   120,017,383 120,017,383
b Buildings ....   9,694,122,314 3,523,942,233 6,170,180,081
c Leasehold improvements        
d Equipment ....   2,056,812,460 1,723,281,948 333,530,512
e Other .....   1,416,538,602 354,556,601 1,061,982,001
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 7,685,709,977
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 3
Part VII
Investments—Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) CASH & CASH EQUIVALENTS
1,957,810,680 F

(B) COLLATERAL FOR SECURITIES LOAN
453,987 F

(C) DERIVATIVES
-63,415,286 F

(D) FIXED INCOME
2,427,103,426 F

(E) REAL ESTATE
8,559,128,608 F

(F) NATURAL RESOURCES
1,345,083,623 F

(G) PRIVATE EQUITIES
10,811,362,138 F

(H) ABSOLUTE RETURNS
5,719,252,569 F

(I) ASSETS HELD BY OTHER TRUSTEES
126,349,491 F

(J) OTHER INVESTMENTS
874,321,499 F

(K) ASSETS LIMITED TO USE
253,391,399 F

(L) HOSPITAL FUNDS IN MERGED POOL
-2,421,800,402 F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 29,589,041,732
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes 0
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,679,306,686
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
SCHEDULE D, PART I, COLUMN (B) COLUMN (B) REPRESENTS FUNDS CREATED TO MAKE GRANTS ONLY WITHIN THE UNIVERSITY. SCHEDULE D, PART I, LINE 2 INCLUDED IN AGGREGATE CONTRIBUTIONS TO FUNDS ARE NEW GIFTS AS WELL AS TRANSFERS FROM OTHER ACCOUNTS WITHIN THE UNIVERSITY. SCHEDULE D, PART III, LINE 1A WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS AND ARTIFACTS, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED. DONATIONS OF SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THEY ARE ACQUIRED. PROCEEDS FROM SALES OF SUCH ITEMS ARE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS.
SCHEDULE D, PART III, LINE 4 THE CANTOR ARTS CENTER AT STANFORD UNIVERSITY IS A MUSEUM COMMITTED TO INTELLECTUAL EXPLORATION AND THE PURSUIT OF KNOWLEDGE, FOSTERING A SENSE OF DISCOVERY THROUGH DIRECT EXPERIENCES WITH WORKS OF ART. THE CENTER COLLECTS, PRESERVES, AND STUDIES ART FROM ALL CULTURES AND PERIODS, SERVING THE UNIVERSITY AND THE PUBLIC THROUGH EXHIBITIONS AND PROGRAMS THAT INSPIRE THE UNDERSTANDING AND ENJOYMENT OF ART. THE ANDERSON COLLECTION IS AN OUTSTANDING ASSEMBLAGE OF MODERN AND CONTEMPORARY AMERICAN ART. THE COLLECTION IS ANCHORED IN THE WORK OF THE NEW YORK SCHOOL AND KEY MODERN AND CONTEMPORARY ARTISTS COLLECTED IN DEPTH, ACROSS MEDIA. MAJOR MOVEMENTS REPRESENTED INCLUDE ABSTRACT EXPRESSIONISM, COLOR FIELD PAINTING, POST-MINIMALISM, CALIFORNIA FUNK ART, BAY AREA FIGURATIVE ART, LIGHT AND SPACE, AND CONTEMPORARY PAINTING AND SCULPTURE. THE 121-WORK COLLECTION FEATURES 86 ARTISTS, INCLUDING JACKSON POLLACK, HELEN FRANKENTHALER AND RICHARD DIEBENKORN. ADMISSION TO THE MUSEUM IS FREE. THE COLLECTION, BUILT OVER 50 YEARS, WAS DONATED TO STANFORD BY HARRY W. AND MARY MARGARET ANDERSON AND MARY PATRICIA ANDERSON PENCE. SCHEDULE D, PART V, LINES 1B & 1E "CONTRIBUTIONS" (LINE 1B) INCLUDE CERTAIN INVESTMENT INCOME, CURRENT YEAR GIFTS TO ENDOWMENT, MATURED LIVING TRUSTS DIRECTED TO ENDOWMENT, AND CERTAIN OTHER FUNDS TRANSFERRED INTO THE ENDOWMENT. INCLUDED IN "OTHER EXPENDITURES FOR FACILITIES AND PROGRAMS" (LINE 1E) ARE FUNDS DISTRIBUTED ANNUALLY FROM ENDOWMENT INVESTMENT RETURN TO SUPPORT FACULTY, INSTRUCTIONAL SUPPORT AND UNIVERSITY INFRASTUCTURE PRIMARILY BASED ON DONOR RESTRICTIONS. PLEASE SEE FURTHER DISCUSSION BELOW IN "INTENDED USES OF THE ENDOWMENT FUNDS". SCHEDULE D, PART V, LINE 2 BOARD DESIGNATED OR QUASI ENDOWMENT FUNDS ARE UNIVERSITY RESOURCES DESIGNATED BY THE BOARD AS ENDOWMENT AND ARE INVESTED FOR LONG-TERM APPRECIATION AND CURRENT INCOME. THESE ASSETS, HOWEVER, REMAIN AVAILABLE AND MAY BE SPENT AT THE BOARD'S DISCRETION. THE UNIVERSITY CLASSIFIES AS PERMANENT ENDOWMENT A) THE ORIGINAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT AND B) ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME THE ACCUMULATION IS ADDED TO THE FUND. THE REMAINING PORTION OF THE DONOR-RESTRICTED ENDOWMENT FUND THAT IS NOT CLASSIFIED IN PERMANENT ENDOWMENT IS CLASSIFIED AS TEMPORARILY RESTRICTED ENDOWMENT UNTIL THOSE AMOUNTS ARE AUTHORIZED FOR EXPENDITURE. IN THE ABSENCE OF DONOR STIPULATIONS OR LAW TO THE CONTRARY, NET UNREALIZED LOSSES ON PERMANENTLY RESTRICTED ENDOWMENT FUNDS REDUCE RELATED APPRECIATION ON TEMPORARILY RESTRICTED NET ASSETS UNTIL SUCH TIME AS THE FAIR VALUE OF THE FUND EQUALS OR EXCEEDS HISTORIC VALUE. SCHEDULE D, PART V, LINE 3A(II) AND LINE 3B INCLUDED IN THE ENDOWMENT BALANCE ON LINE 1G ARE THE ASSETS OF SHR HOLDINGS, INC., A RELATED ORGANIZATION.
SCHEDULE D, PART V, LINE 4 INTENDED USES OF THE ENDOWMENT FUNDS IN 1885, LELAND AND JANE LATHROP STANFORD SAID OF THEIR FOUNDING GRANT "IT SHALL CONSTITUTE THE FOUNDATION AND ENDOWMENT FOR THE UNIVERSITY HEREIN PROVIDED, AND UPON THE TRUST THAT THE PRINCIPAL THEREOF SHALL FOREVER REMAIN INTACT, AND THAT THE RENTS, ISSUES, AND PROFITS THEREOF SHALL BE DEVOTED TO THE FOUNDATION AND MAINTENANCE OF THE UNIVERSITY HEREBY FOUNDED AND ENDOWED, AND THE USES AND PURPOSES HEREIN MENTIONED." TODAY, STANFORD'S ENDOWMENT CONSISTS OF THOUSANDS OF INDIVIDUAL FUNDS, MANY OF WHICH ARE RESTRICTED TO PARTICULAR USES (E.G., SCHOLARSHIP FUNDS FOR UNDERGRADUATES, FELLOWSHIP FUNDS TO SUPPORT GRADUATE STUDENTS, RESEARCH FUNDS DIRECTED TO MANY DIFFERENT AREAS, PROGRAM SUPPORT FUNDS, FUNDS TO SUPPORT PROFESSORS, FUNDS TO SUPPORT LECTURES, FUNDS TO PROVIDE BUILDING AND GROUND MAINTENANCE, FUNDS TO SUPPORT THE UNIVERSITY'S MUSEUM, FUNDS TO SUPPORT THE ACQUISITION OF LIBRARY MATERIALS). THE FUNDS ARE INVESTED IN PERPETUITY FOR LONG TERM GROWTH AND THE PAYOUT IS USED FOR THE PURPOSE SET FORTH IN THE GIFT DOCUMENT. SOME ENDOWMENT FUNDS DO NOT HAVE PURPOSE RESTRICTIONS AND THE PAYOUT FROM THESE FUNDS IS USED TO SUPPORT THE GENERAL OPERATIONS AND INFRASTRUCTURE OF THE UNIVERSITY AS WELL AS MANY OTHER PARTS OF THE UNIVERSITY. ENDOWMENT PAYOUT IS A RELIABLE SOURCE OF CONTINUING SUPPORT AND IS CRITICAL TO THE FUNDING OF THE MANY LONG TERM COMMITMENTS THAT THE UNIVERSITY MUST MAKE. THE ENDOWMENT MAKES STANFORD LESS DEPENDENT ON OTHER MORE VARIABLE SOURCES OF INCOME. THE ENDOWMENT PAYOUT COVERS APPROXIMATELY 22% OF STANFORD'S TOTAL EXPENSES. STANFORD IS CURRENTLY DIRECTING CONSIDERABLE RESEARCH AND EDUCATION EFFORTS TOWARD ADDRESSING THE CHALLENGES CRITICAL TO THE WORLD. IN PARTICULAR, IT IS SEEKING SOLUTIONS TO SOME OF THE MOST CHALLENGING PROBLEMS IN HUMAN HEALTH, INTERNATIONAL PEACE AND SECURITY AND THE ENVIRONMENT AND SUSTAINABILITY. ONE OF THE UNIVERSITY'S HIGHEST PRIORITIES IS TO REMAIN AFFORDABLE AND ACCESSIBLE TO THE MOST TALENTED STUDENTS, REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. THE UNIVERSITY'S ADMISSION PROCESS FOR UNDERGRADUATE STUDENTS FROM THE UNITED STATES IS NEED-BLIND, WHICH MEANS THAT STUDENTS ARE ADMITTED IRRESPECTIVE OF THEIR ABILITY TO PAY; THE UNIVERSITY PROVIDES THE FINANCIAL AID NECESSARY TO MAKE STANFORD AFFORDABLE TO EVERY ADMITTED STUDENT. FOR INTERNATIONAL STUDENTS, THE UNIVERSITY IS NEED-AWARE: STANFORD ANALYZES THE NEED FOR AID AND AIMS TO MEET THE DETERMINED NEED. SINCE 2000, THE UNIVERSITY HAS CONTINUED TO ENHANCE ITS FINANCIAL AID PROGRAMS FOR BOTH ITS UNDERGRADUATE AND GRADUATE STUDENTS. CURRENTLY, FAMILIES OF UNDERGRADUATE STUDENTS FROM THE U.S. WITH INCOMES BELOW $150,000 AND ASSETS TYPICAL OF THAT INCOME LEVEL RECEIVE AT LEAST ENOUGH SCHOLARSHIP TO COVER THE COST OF TUITION. THOSE WITH INCOMES BELOW $75,000 AND TYPICAL ASSETS RECEIVE ENOUGH SCHOLARSHIP ASSISTANCE TO COVER TUITION, ROOM AND BOARD, AND OTHER EXPENSES. IN FY20, APPROXIMATELY 50% OF UNDERGRADUATES WERE AWARDED NEED-BASED FINANCIAL AID FROM STANFORD. GRADUATE STUDENT FINANCIAL AID AND OTHER SUPPORT IS AWARDED BASED ON ACADEMIC MERIT AND THE AVAILABILITY OF AID. IN THE FACE OF DIMINISHING FEDERAL SUPPORT, STANFORD HAS ASSUMED MORE OF THE FINANCIAL WEIGHT OF SUPPORTING ITS GRADUATE STUDENTS. IN FY20, APPROXIMATELY 83% OF GRADUATE STUDENTS RECEIVED FINANCIAL SUPPORT. FOR THE YEAR ENDED AUGUST 31, 2020, ENDOWMENT PAYOUT SUPPORT INCLUDED THE FOLLOWING BROAD FUNCTIONS OF THE UNIVERSITY: INSTRUCTION AND RESEARCH $389,679,792 STUDENT FINANCIAL AID $309,759,498 LIBRARIES $23,071,258
SCHEDULE D, PART X, LINE 2 ASC 740 LIABILITY - IN ACCORDANCE WITH THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, MANAGEMENT REGULARLY EVALUATES ITS TAX POSITIONS AND DOES NOT BELIEVE THE UNIVERSITY HAS ANY UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE OR ADJUSTMENT TO THE FINANCIAL STATEMENTS.
Schedule D (Form 990) 2019


Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2019Open to Public Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2019)
Schedule E (Form 990 or 990EZ) (2019)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
SCHEDULE E, LINE 3 STANFORD MEETS THE CRITERIA OF SECTION 4.03.2(B) OF REV. PROC. 75-50 THROUGH ADMISSION AND FINANCIAL AID OFFICES OUTREACH PROGRAMS WHICH PUBLICIZE STANFORD UNIVERSITY'S ACADEMIC OPPORTUNITIES AT SECONDARY AND POST-SECONDARY SCHOOLS THROUGHOUT THE UNITED STATES.
SCHEDULE E, LINE 6A STANFORD UNIVERSITY RECEIVED RESEARCH AND INSTRUCTIONAL GRANTS AND CONTRACTS, FELLOWSHIP AND STUDENT AID AWARDS, LIBRARY GRANTS, AND CONSTRUCTION AND CONTRACTS FROM VARIOUS FEDERAL AGENCIES.
Schedule E (Form 990 or 990-EZ) (2019)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region
(f) Total expenditures
for and investments
in the region
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL STUDY 45,735
EUROPE 0 0 PROGRAM SERVICES TRAVEL STUDY 41,284
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAVEL STUDY 859
SOUTH AMERICA 0 0 PROGRAM SERVICES TRAVEL STUDY 87
SOUTH ASIA 0 0 PROGRAM SERVICES TRAVEL STUDY 42,566
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL STUDY 287
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY TOURS 2,006,069
EUROPE 0 0 PROGRAM SERVICES STUDY TOURS 2,355,399
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY TOURS 603,614
NORTH AMERICA 0 0 PROGRAM SERVICES STUDY TOURS 548,033
RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES STUDY TOURS 243,847
SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY TOURS 380,376
SOUTH ASIA 0 0 PROGRAM SERVICES STUDY TOURS 475,468
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY TOURS 117,219
EAST ASIA AND THE PACIFIC 1 15 PROGRAM SERVICES STUDY ABROAD 779,264
EUROPE 5 186 PROGRAM SERVICES STUDY ABROAD 7,602,969
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD 21,744
NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD 5,449
RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES STUDY ABROAD 20,950
SOUTH AMERICA 1 14 PROGRAM SERVICES STUDY ABROAD 656,556
SUB-SAHARAN AFRICA 1 16 PROGRAM SERVICES STUDY ABROAD 80,220
ANTARCTICA 0 0 PROGRAM SERVICES RESEARCH 2,141
EAST ASIA AND THE PACIFIC 1 40 PROGRAM SERVICES RESEARCH 2,578,942
EUROPE 0 81 PROGRAM SERVICES RESEARCH 4,875,896
MIDDLE EAST AND NORTH AFRICA 0 7 PROGRAM SERVICES RESEARCH 796,403
NORTH AMERICA 0 46 PROGRAM SERVICES RESEARCH 1,694,375
RUSSIA AND NEIGHBORING STATES 0 9 PROGRAM SERVICES RESEARCH 118,034
SOUTH AMERICA 0 19 PROGRAM SERVICES RESEARCH 757,290
SOUTH ASIA 0 22 PROGRAM SERVICES RESEARCH 779,152
SUB-SAHARAN AFRICA 0 24 PROGRAM SERVICES RESEARCH 775,871
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INV. ADMINISTRATION 264,174
EUROPE 0 1 PROGRAM SERVICES INV. ADMINISTRATION 48,959
NORTH AMERICA 0 0 PROGRAM SERVICES INV. ADMINISTRATION 22,598
SOUTH ASIA 0 0 PROGRAM SERVICES INV. ADMINISTRATION 232
EAST ASIA AND THE PACIFIC 0 1 PROGRAM SERVICES FOREIGN TRAVEL 323,189
EUROPE 0 2 PROGRAM SERVICES FOREIGN TRAVEL 849,206
MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES FOREIGN TRAVEL 17,015
NORTH AMERICA 0 3 PROGRAM SERVICES FOREIGN TRAVEL 122,758
SOUTH AMERICA 0 0 PROGRAM SERVICES FOREIGN TRAVEL 25,473
SOUTH ASIA 0 3 PROGRAM SERVICES FOREIGN TRAVEL 21,096
SUB-SAHARAN AFRICA 0 2 PROGRAM SERVICES FOREIGN TRAVEL 25,369
EAST ASIA AND THE PACIFIC 1 0 PROGRAM SERVICES FOREIGN CENTER 1,785,109
EAST ASIA AND THE PACIFIC 0 23 PROGRAM SERVICES EDUCATION 759,661
EUROPE 0 22 PROGRAM SERVICES EDUCATION 1,706,340
MIDDLE EAST AND NORTH AFRICA 0 2 PROGRAM SERVICES EDUCATION 221,373
NORTH AMERICA 0 8 PROGRAM SERVICES EDUCATION 966,641
RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES EDUCATION 55,581
SOUTH AMERICA 0 1 PROGRAM SERVICES EDUCATION 203,708
SOUTH ASIA 1 13 PROGRAM SERVICES EDUCATION 678,641
SUB-SAHARAN AFRICA 2 22 PROGRAM SERVICES EDUCATION 3,937,880
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCES & SEMINARS 2,448,754
EUROPE 0 7 PROGRAM SERVICES CONFERENCES & SEMINARS 5,097,852
MIDDLE EAST AND NORTH AFRICA 0 2 PROGRAM SERVICES CONFERENCES & SEMINARS 387,969
NORTH AMERICA 0 3 PROGRAM SERVICES CONFERENCES & SEMINARS 976,924
RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES CONFERENCES & SEMINARS 157,984
SOUTH AMERICA 0 0 PROGRAM SERVICES CONFERENCES & SEMINARS 235,493
SOUTH ASIA 0 0 PROGRAM SERVICES CONFERENCES & SEMINARS 374,325
SUB-SAHARAN AFRICA 0 7 PROGRAM SERVICES CONFERENCES & SEMINARS 373,523
CENTRAL AMERICA AND THE CARIBBEAN 0 1 INVESTMENTS   200,827
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS   12,144,107,519
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS   28,177
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS   88,957
EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS   649,934,155
EUROPE 0 0 INVESTMENTS   650,728,102
MIDDLE EAST AND NORTH AFRICA 0 0 INVESTMENTS   7,142
NORTH AMERICA 0 0 INVESTMENTS   206,131,244
SOUTH AMERICA 0 0 INVESTMENTS   127,342,022
SUB-SAHARAN AFRICA 0 0 INVESTMENTS   526,921,420
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT FEES   39,562,148
SOUTH AMERICA 0 0 INVESTMENT FEES   6,962,159
EAST ASIA AND THE PACIFIC 0 0 INV. OPERATING SUBS   160,684
SOUTH ASIA 0 0 INV. OPERATING SUBS   468,677
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INV. ADMINISTRATION   4,349
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING   228,405
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING   55,321
EUROPE 0 0 GRANTMAKING   4,290,120
MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING   140,589
NORTH AMERICA 0 0 GRANTMAKING   318,124
SOUTH AMERICA 0 0 GRANTMAKING   243,667
SOUTH ASIA 0 0 GRANTMAKING   659,729
SUB-SAHARAN AFRICA 0 0 GRANTMAKING   963,604
EUROPE 0 0 GRANTMAKING   16,063
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING   18,000
EAST ASIA AND THE PACIFIC 1 0 FUNDRAISING   88,184
EUROPE 1 1 FUNDRAISING   96,729
MIDDLE EAST AND NORTH AFRICA 0 0 FUNDRAISING   6,116
NORTH AMERICA 0 0 FUNDRAISING   35,856
SOUTH AMERICA 0 0 FUNDRAISING   46,876
3a Sub-total .... 6 201 15,264,820
b Total from continuation sheets to Part I ... 9 403 14,395,084,071
c Totals (add lines 3a and 3b) 15 604 14,410,348,891
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of noncash
assistance
(h) Description
of noncash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
EAST ASIA AND THE PACIFIC RESEARCH SUB 55,321 CHECK/WIRE      
EUROPE RESEARCH SUB 20,460 CHECK/WIRE      
EUROPE RESEARCH SUB 169,788 CHECK/WIRE      
EUROPE RESEARCH SUB 29,000 CHECK/WIRE      
EUROPE RESEARCH SUB 131,351 CHECK/WIRE      
EUROPE RESEARCH SUB 202,104 CHECK/WIRE      
EUROPE RESEARCH SUB 116,382 CHECK/WIRE      
EUROPE RESEARCH SUB 216,016 CHECK/WIRE      
EUROPE RESEARCH SUB 42,641 CHECK/WIRE      
EUROPE RESEARCH SUB 99,184 CHECK/WIRE      
EUROPE RESEARCH SUB 110,849 CHECK/WIRE      
EUROPE RESEARCH SUB 58,605 CHECK/WIRE      
EUROPE RESEARCH SUB 58,000 CHECK/WIRE      
EUROPE RESEARCH SUB 228,198 CHECK/WIRE      
EUROPE RESEARCH SUB 63,002 CHECK/WIRE      
EUROPE RESEARCH SUB 16,200 CHECK/WIRE      
EUROPE RESEARCH SUB 1,507,219 CHECK/WIRE      
EUROPE RESEARCH SUB 417,525 CHECK/WIRE      
EUROPE RESEARCH SUB 104,907 CHECK/WIRE      
EUROPE RESEARCH SUB 54,310 CHECK/WIRE      
EUROPE RESEARCH SUB 111,409 CHECK/WIRE      
EUROPE RESEARCH SUB 112,867 CHECK/WIRE      
EUROPE RESEARCH SUB 52,048 CHECK/WIRE      
EUROPE RESEARCH SUB 15,000 CHECK/WIRE      
EUROPE RESEARCH SUB 14,923 CHECK/WIRE      
EUROPE RESEARCH SUB 54,797 CHECK/WIRE      
EUROPE RESEARCH SUB 72,810 CHECK/WIRE      
EUROPE RESEARCH SUB 136,000 CHECK/WIRE      
EUROPE RESEARCH SUB 64,380 CHECK/WIRE      
MIDDLE EAST AND NORTH AFRICA RESEARCH SUB 140,589 CHECK/WIRE      
NORTH AMERICA RESEARCH SUB 27,720 CHECK/WIRE      
NORTH AMERICA RESEARCH SUB 10,503 CHECK/WIRE      
NORTH AMERICA RESEARCH SUB 53,222 CHECK/WIRE      
NORTH AMERICA RESEARCH SUB 26,500 CHECK/WIRE      
NORTH AMERICA RESEARCH SUB 22,802 CHECK/WIRE      
NORTH AMERICA RESEARCH SUB 50,000 CHECK/WIRE      
NORTH AMERICA RESEARCH SUB 127,377 CHECK/WIRE      
SOUTH AMERICA RESEARCH SUB 108,144 CHECK/WIRE      
SOUTH AMERICA RESEARCH SUB 32,000 CHECK/WIRE      
SOUTH AMERICA RESEARCH SUB 6,011 CHECK/WIRE      
SOUTH AMERICA RESEARCH SUB 95,458 CHECK/WIRE      
SOUTH ASIA RESEARCH SUB 372,122 CHECK/WIRE      
SOUTH ASIA RESEARCH SUB 23,485 CHECK/WIRE      
SOUTH ASIA RESEARCH SUB 137,932 CHECK/WIRE      
SOUTH ASIA RESEARCH SUB 126,190 CHECK/WIRE      
SUB-SAHARAN AFRICA RESEARCH SUB 95,298 CHECK/WIRE      
SUB-SAHARAN AFRICA RESEARCH SUB 256,964 CHECK/WIRE      
SUB-SAHARAN AFRICA RESEARCH SUB 97,047 CHECK/WIRE      
SUB-SAHARAN AFRICA RESEARCH SUB 366,280 CHECK/WIRE      
SUB-SAHARAN AFRICA RESEARCH SUB 37,800 CHECK/WIRE      
SUB-SAHARAN AFRICA RESEARCH SUB 110,216 CHECK/WIRE      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
49
3 Enter total number of other organizations or entities .......................MediumBullet
2
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
noncash
assistance
(g) Description
of noncash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
GRANTS EAST ASIA AND THE PACIFIC 15 18,000 CHECK/EFT      
STIPENDS EUROPE 2 16,063 CHECK/EFT      
SCHOLARSHIPS EAST ASIA AND THE PACIFIC 29 228,405 CHECK/EFT      
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I: LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES (US) ARE PRINCIPALLY GOVERNED BY THE PURPOSE FOR WHICH THE FUNDS WERE GRANTED. SUBAWARD GRANTS AND GRANTS PAID OUTSIDE OF THE US, OR FOR USE OUTSIDE THE US, FOR PROGRAMS WHICH HAVE A READILY IDENTIFIABLE FOREIGN COMPONENT AND ARE TRACKED SEPARATELY ARE REPORTED ON SCHEDULE F. (GRANTMAKING IS FURTHER DISCUSSED BELOW.) FINANCIAL AID: FINANCIAL AID AMOUNTS SUCH AS GRANTS, STIPENDS, FELLOWSHIPS AND SCHOLARSHIPS ARE PAID TO ENROLLED STUDENTS AND MAY BE USED FOR ACADEMIC ACTIVITIES ABROAD. STANFORD REQUIRES THAT STUDENTS WHO ARE RECEIVING FINANCIAL AID MAINTAIN THEIR REGISTRATION STATUS, AND BE ENROLLED FOR ACADEMIC CREDIT IN UNIVERSITY-APPROVED AND MONITORED PROGRAMS AND/OR RELATED ACADEMIC ACTIVITIES. ACCORDINGLY, THE UNIVERSITY DOES NOT CONSIDER FINANCIAL AID DISBURSEMENTS IN THE US TO ENROLLED STUDENTS AS "GRANTS TO FOREIGN INDIVIDUALS." DURING THE YEAR ENDED AUGUST 31, 2020, THE COVID PANDEMIC IMPACTED STUDENTS WORLDWIDE AND MANY INTERNATIONAL STUDENTS WERE NOT ABLE TO TRAVEL TO THE US EITHER DUE TO TRAVEL BANS, INABILITY TO SECURE VISAS OR HEALTH AND SAFETY CONCERNS. FINANCIAL AID WAS CONTINUED FOR THESE STUDENTS AND STANFORD DOES NOT CONSIDER THIS TEMPORARY SITUATION TO TRIGGER SCH F GRANTMAKING REPORTING OBLIGATIONS. SUBAWARDS: PROCEDURES FOR MONITORING SUBAWARDS (DISCUSSED FURTHER BELOW UNDER 3. GRANTMAKING) INCLUDE AN INITIAL RISK ASSESSMENT OF THE RECIPIENT TOGETHER WITH A REVIEW OF AUDIT/FINANCIALS. THIS ASSESSMENT DETERMINES THE SCOPE OF AGREEMENT TERMS TO ENSURE SAFE-HANDLING OF THE AWARD. IN ACCORDANCE WITH OFFICE OF MANAGEMENT AND BUDGET (OMB) UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS (UNIFORM GUIDANCE), SUB-RECIPIENTS WHO ARE NOT UNDER SINGLE AUDIT ARE REQUIRED TO ANNUALLY COMPLETE A QUESTIONNAIRE DESIGNED TO ASSESS CERTAIN ASPECTS OF THE SUB-RECIPIENT'S INTERNAL CONTROLS AND FINANCIAL STATUS. THIS INFORMATION IS COLLECTED AND REVIEWED BY UNIVERSITY SPONSORED RESEARCH SPECIALISTS. INVOICES SUBMITTED BY THE SUB-RECIPIENT TO THE UNIVERSITY ARE REVIEWED TO ENSURE THAT CHARGED EXPENSES MEET BOTH INTERNAL ACCOUNTING POLICIES, AS WELL AS FEDERAL STANDARDS. AWARDS ARE MONITORED ON AN ONGOING BASIS.
PART I, LINE 3: DETAILS FOR EACH TYPE OF ACTIVITY (1. PROGRAM SERVICES, 2. INVESTMENTS, 3. GRANTMAKING, 4. FUNDRAISING) CONDUCTED IN EACH REGION AND THE METHOD USED TO ACCOUNT FOR EXPENDITURES ON PART I, COLUMN (F): AS A LEADING RESEARCH INSTITUTION, STANFORD UNIVERSITY CONDUCTS ACTIVITIES WORLDWIDE IN PURSUIT OF ITS ACADEMIC MISSION OF EDUCATION, RESEARCH AND PATIENT CARE. ITS STUDENTS, FACULTY AND ALUMNI COMMUNITIES ARE SIMILARLY INTERNATIONAL IN CHARACTER, AND SEEK TO COLLABORATE IN AN INTERDEPENDENT WORLD TO UNDERSTAND AND SOLVE GLOBAL CHALLENGES. THE UNIVERSITY HAS REPORTED ON SCHEDULE F EXPENDITURES RELATING TO FOREIGN ACTIVITIES THAT ARE TRACKED IN THE ACCOUNTING SYSTEM, IN ACCORDANCE WITH U.S. GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. 1.PROGRAM SERVICES: PROGRAM SERVICES INCLUDE ACTIVITIES RELATING TO THE CORE INSTITUTIONAL MISSION OF TEACHING, RESEARCH AND HEALTH CARE. FOR THE FISCAL YEAR ENDED AUGUST 31, 2020, AMOUNTS ASSOCIATED WITH PROGRAM SERVICES WERE SIGNIFICANTLY LOWER THAN IN PRIOR YEARS DUE TO THE CURTAILING IMPACT OF COVID ON NORMAL ACTIVITIES INVOLVING TRAVEL. -TRAVEL STUDY: TRAVEL STUDY INCLUDES EXPENSES INCURRED IN REGION FOR STUDENTS TO EXAMINE GLOBAL ISSUES IN A FACULTY LED GROUP-LEARNING ENVIRONMENT. -STUDY TOURS: STUDY TOURS INCLUDE EXPENSES INCURRED IN THE REGION FOR ALUMNI ASSOCIATION SPONSORED STUDY TRIPS. -STUDY ABROAD: STUDY ABROAD INCLUDES OPERATING EXPENSES INCURRED IN THE REGION FOR PREDOMINANTLY STANFORD-RUN UNDERGRADUATE FOREIGN STUDY PROGRAMS. CONSISTENT WITH FINANCIAL STATEMENT TREATMENT, WHERE SALARIES ARE INCURRED, A COST ALLOCATION FOR FRINGE BENEFITS IS ADDED TO SALARIES FOR REPORTING PURPOSES. -RESEARCH: RESEARCH INCLUDES CONTRACT PAYMENTS TO FOREIGN SUB-RECIPIENTS AND DIRECT COSTS INCURRED REGIONALLY FOR ACADEMIC RESEARCH PROJECTS, INCLUDING PAYMENTS FOR PROFESSIONAL SERVICES ENGAGED TO FURTHER THE RESEARCH PURPOSE. -FOREIGN TRAVEL: FOREIGN TRAVEL IS CATEGORIZED SEPARATELY IN THE ACCOUNTING SYSTEM TO MEET COST PRINCIPLES OF OMB REQUIREMENTS. -FOREIGN CENTER: REPRESENTS EXPENSES INCURRED FOR THE OPERATION, SUPPORT, MAINTENANCE, AND MANAGEMENT OF FACILITIES IN THE EAST ASIA/PACIFIC REGION TO HOUSE STANFORD FACULTY, STAFF, AND STUDENTS ENGAGED IN ACADEMIC ACTIVITIES. -EDUCATION: INCLUDES PROGRAM FUNDING FOR US FACULTY AND STUDENTS FOR ACADEMIC ACTIVITIES CONDUCTED INTERNATIONALLY. STANFORD ALSO OFFERS EDUCATIONAL PROGRAMS TO NON-MATRICULATED STUDENTS. -CONFERENCES AND SEMINARS: INCLUDE EXPENSES INCURRED FOR LODGING, TRANSPORTATION AND MEALS FOR FACULTY AND STUDENTS TO ATTEND AND PRESENT ACADEMIC AND RESEARCH FINDINGS. 2.INVESTMENTS: I) INVESTMENTS ARE REPORTED AS OF AUGUST 31, 2020 AT FAIR MARKET VALUE, DETERMINED IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE U.S. INVESTMENT MANAGEMENT FEES ARE DIRECT FEES EXPENSED DURING FISCAL YEAR 2020. ON OCCASION THE UNIVERSITY WILL INVEST IN AN ENTITY THAT WILL REQUIRE A PREPAYMENT OF CERTAIN INVESTMENT MANAGEMENT RELATED FEES. THE UNIVERSITY INCLUES SUCH FEES AS PART OF THE INITIAL INVESTMENT FOR ACCOUNTING PUPOSES. IN ACCORDANCE WITH IRS SPECIFIC SCHEDULE F INSTRUCTIONS AND CONSISTENT WITH UNIVERSITY ACCOUNTING POLICY TO INCLUDE SUCH FEES AS PART OF THE INITIAL INVESTMENT BASIS, THE PREPAYMENT OF INVESTMENT MANAGEMENT FEES AND THE SUBSEQUENT AMORTIZATION THEREOF IS EXCLUDED FROM PART I REPORTING. THE REGION IN WHICH INVESTMENTS ARE REPORTED ON SCHEDULE F IS BASED ON THE INVESTMENT ENTITY'S LEGAL DOMICILE (I.E., COUNTRY WHOSE LAWS GOVERN THE ENTITY'S AFFAIRS) AND IS NOT INTENDED TO BE AN INDICATION OF WHERE THE INVESTMENT MANAGER DEPLOYS ASSETS. ACCORDINGLY, SUCH INFORMATION ON SCHEDULE F MAY NOT REFLECT THE REGIONS OF THE WORLD WHERE THE UNIVERSITY'S ASSETS ARE ACTUALLY INVESTED. STANFORD MANAGEMENT COMPANY ("SMC"), A DIVISION OF THE UNIVERSITY, ACTIVELY MANAGES THE UNIVERSITY'S MERGED POOL, WHICH COMPRISES THE SUBSTANTIAL MAJORITY OF STANFORD'S INVESTABLE ASSETS. THE PORTFOLIO IS CONSTRUCTED TO GENERATE ATTRACTIVE LONG-TERM RETURNS, ADJUSTED FOR RISK, SO THAT THE ENDOWMENT CAN PROVIDE MEANINGFUL ANNUAL SUPPORT TO THE OPERATING BUDGET OF THE UNIVERSITY WHILE PRESERVING PURCHASING POWER ACROSS GENERATIONS. STANFORD'S INVESTMENT PROGRAM IS CONSISTENT WITH ITS FIDUCIARY RESPONSIBILITIES UNDER THE CALIFORNIA UNIFORM PRUDENT INVESTOR ACT. TO EXECUTE ITS INVESTMENT STRATEGY, STANFORD INVESTS THROUGH ONSHORE AND OFFSHORE INVESTMENT VEHICLES. OFTEN, WHEN ACCESSING INTERNATIONAL OPPORTUNITIES, THERE IS NO ONSHORE OPTION. STANFORD REPORTS ITS HOLDINGS TO THE IRS AND OTHER TAX AUTHORITIES AND MAKES EVERY EFFORT TO BE FULLY COMPLIANT WITH ALL APPLICABLE DOMESTIC AND FOREIGN LAWS. OFFSHORE VEHICLES ARE STILL SUBJECT TO U.S. TAX PROVISIONS, SPECIFICALLY ON INCOME THAT IS EFFECTIVELY CONNECTED TO THEIR OPERATIONS IN THE U.S., AS WELL AS ON DIVIDENDS RECEIVED FROM OPERATIONS DOMICILED IN THE U.S. IN SUMMARY, THE UNIVERSITY'S LONG-TERM INVESTMENT STRATEGY RELIES ON A PORTFOLIO DIVERSIFIED BY ASSET CLASS AND GEOGRAPHY, CONTINUALLY REFINED TO ACHIEVE DESIRED OVERALL RISK AND RETURN CHARACTERISTICS. COMBINED WITH A DISCIPLINED PAYOUT POLICY, STANFORD'S TRUSTEES AIM TO PROVIDE ROBUST ANNUAL SUPPORT FOR THE CURRENT OPERATING ACTIVITIES AND TO PRESERVE THE PURCHASING POWER OF THE ENDOWMENT FOR FUTURE GENERATIONS OF STUDENTS AND SCHOLARS. II) ALSO REPORTED AS INVESTMENTS ARE STANFORD'S INVESTMENTS IN RELATED OPERATING SUBSIDIARIES THROUGH WHICH THE UNIVERSITY CONDUCTS ONGOING PROGRAM ACTIVITIES IN CERTAIN FOREIGN COUNTRIES. 3.GRANTMAKING: STANFORD UNIVERSITY IS NOT A "GRANT MAKER" PER SE IN THAT ITS FUNDAMENTAL MISSION, AND PURPOSE FOR TAX-EXEMPTION, RELATES TO TEACHING, RESEARCH AND HEALTH CARE ACTIVITIES. HOWEVER, IN THE COURSE OF THESE MISSION-BASED ACTIVITIES, THE UNIVERSITY DOES MAKE PAYMENTS THAT MEET THE CRITERIA FOR 'GRANTMAKING' AS DEFINED BY THE INSTRUCTIONS TO IRS 990 SCHEDULE F. ACCORDINGLY, THESE GRANTS ARE REPORTED ON SCHEDULE F, PART I, AND ALSO REPORTED ON PARTS II AND III AS REQUIRED BY THE INSTRUCTIONS. FOR MOST UNITED STATES INSTITUTIONS OF HIGHER EDUCATION, PROVISION OF FINANCIAL AID TO STUDENTS IS AN IMPORTANT ACTIVITY ENABLING QUALIFIED STUDENTS TO OBTAIN A COLLEGE EDUCATION AT THE UNDERGRADUATE, GRADUATE OR POSTDOCTORAL LEVEL. STANFORD IS COMMITTED TO A "NEED-BLIND" ADMISSION POLICY FOR U.S. CITIZENS AND PERMANENT RESIDENTS; IT ADMITS QUALIFIED STUDENTS WITHOUT REGARD TO THEIR ABILITY TO PAY, AND PROVIDES A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED US UNDERGRADUATE STUDENTS WHO HAVE UNIVERSITY-COMPUTED NEED, AND WHO MEET STATED FINANCIAL AID ELIGIBILITY REQUIREMENTS. FOR THE FISCAL YEAR ENDED AUGUST 31, 2020 (FY 2020), 50% OF UNDERGRADUATE AND ABOUT 83% OF GRADUATE STUDENTS RECEIVED SOME FORM OF FINANCIAL AID, WITH A TOTAL OF $692 MILLION OF FINANCIAL AID DISBURSED TO ALL STANFORD STUDENTS. APPROXIMATELY 45% OF THIS AID TOOK THE FORM OF TRANSFERS FROM INTERNAL UNIVERSITY FUNDS (OFTEN IN ACCORDANCE WITH DONOR TERMS) TO OFFSET TUITION AND OTHER UNIVERSITY CHARGES THAT WOULD OTHERWISE HAVE BEEN RECEIVED BY THE UNIVERSITY. THE BALANCE OF $379 MILLION REPRESENTS DISBURSEMENTS, PRIMARILY TO GRADUATE STUDENTS, FOR STIPENDS, FELLOWSHIPS AND OTHER STUDENT AID IN SUPPORT OF ACADEMIC EFFORT. GRANTS TO ORGANIZATIONS ARE PRIMARILY IN THE FORM OF RESEARCH SUBAWARDS. SUBAWARDS ARE PAYMENTS TO THIRD PARTY RECIPIENTS FOR PERFORMING A PORTION OF A STANFORD RESEARCH PROGRAM, MOST OFTEN A SPONSORED-RESEARCH PROJECT. MANY SUBAWARDS ARE AGREEMENTS FOR CONTRACTUALLY DEFINED DELIVERABLES, USUALLY REQUIRING HIGHLY SPECIFIC EXPERTISE. AS SUCH THEY COULD BE DESCRIBED AS RESEARCH CONTRACTS. HOWEVER, CERTAIN SUBAWARDS ARE CATEGORIZED AS GRANTS, DEPENDING ON THE NATURE OF THE ORIGINATING PRIME FUNDING SOURCE, SINCE THE TERMS AND CONDITIONS OF THE ORIGINATING FUNDING SOURCE GENERALLY FLOW THROUGH TO THE SUBAWARD. ACCORDINGLY, GRANT-FUNDED SUBAWARDS ARE REPORTED IN PART II. CONTRACT-FUNDED SUBAWARDS TO FOREIGN RECIPIENTS ARE REPORTED IN PART I, LINE 3 AS PROGRAM SERVICES - RESEARCH. GRANTS REPORTED ON SCHEDULE F ARE DIRECTLY TRACKED AND SOURCED FROM THE ACCOUNTING SYSTEM. IT IS CURRENTLY NOT POSSIBLE TO REPORT EXHAUSTIVELY ALL GRANTS TO FOREIGN INDIVIDUALS OR ORGANIZATIONS OR TO DOMESTIC INDIVIDUALS OR ORGANIZATIONS WITH DESIGNATED FOREIGN BENEFICIARIES. SEE BELOW FOR FURTHER EXPLANATION OF THE METHOD USED TO ACCOUNT FOR GRANTS ON PART II AND III. 4.FUNDRAISING: FUNDRAISING INCLUDES EXPENSES DIRECTLY INCURRED IN THE REGION FOR FUNDRAISING ACTIVITIES.
PART II: METHOD USED TO ACCOUNT FOR GRANTS TO ORGANIZATIONS SUBAWARDS ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM WITH THE IDENTIFICATION OF THE FUNDING SOURCE OF THE SUBAWARD (I.E. GRANT VS. CONTRACT)SEPARATELY TRACKED IN THE UNIVERSITY'S SPONSORED RESEARCH SYSTEM. INCLUDED IN PART II ARE DIRECT GRANTS AND OTHER ASSISTANCE TO ORGANIZATIONS OUTSIDE THE US. THE UNIVERSITY DOES NOT TRACK WHETHER GRANTS TO ORGANIZATIONS WITHIN THE U.S. ARE MADE FOR THE PURPOSE OF PROVIDING GRANTS TO FOREIGN ORGANIZATIONS. SUBAWARDS ARE SUBJECT TO THE MONITORING PROCEDURES DISCUSSED IN PART V WITH RESPECT TO PART I, LINE 2 REGARDLESS OF WHETHER THE RECIPIENT WILL FURTHER SUBAWARD FUNDS IN ORDER TO ACCOMPLISH THE PURPOSES OF THE AWARD.
PART III: METHOD USED TO ACCOUNT FOR GRANTS TO INDIVIDUALS PAYMENTS TO INDIVIDUALS OUTSIDE OF THE US ARE TRACKED IN THE PAYABLES SUB-LEDGER OF THE ACCOUNTING SYSTEM. GRANT DISBURSEMENTS TO STUDENTS AND FACULTY ARE TRACKED AT A SUMMARY LEVEL IN THE ACCOUNTING SYSTEM. THE AWARDING AND MONITORING OF INDIVIDUAL GRANT FUNDS IS A DECENTRALIZED ACADEMIC PROGRAM LEVEL RESPONSIBILITY. THE NUMBER OF RECIPIENTS REPORTED IN PART III REFLECT IDENTIFIABLE ACTUAL RECIPIENTS OF THOSE PROGRAMS, OR OTHER IDENTIFIED STUDENT RECIPIENTS.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2019
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
THE STELTER COMPANY
10435 NEW YORK AVENUE
 
DES MOINES, IA50322
BROCHURES   No 0 26,578 0
MJM PARTNERS JAYNE MORDELL
40 PALMER LANE
 
PORTOLA VALLEY, CA94028
STRATEGY PLANNING   No 0 21,000 0
ROUMANI CONSULTING LLC
1459 18TH ST
STE 363
SAN FRANCISCO, CA94107
MARKET RESEARCH   No 0 29,728 0
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 0 77,306 0
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
CA, NY
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

RODIN MOONLIGHT
(event type)
(b) Event #2

 
(event type)
(c) Other events

0
(total number)
(d) Total events
(add col. (a) through col. (c))

1

Gross receipts . . . . .

734,880

 

0

734,880

2

Less: Contributions . . . .

639,773

 

0

639,773
3 Gross income (line 1 minus
line 2) . . . . . .

95,107

 

0

95,107



VerticalDirectExpenses
4 Cash prizes . . . . .     0 0
5 Noncash prizes . . . .     0 0
6 Rent/facility costs . . . . 46,291   0 46,291
7 Food and beverages . . . 84,689   0 84,689
8 Entertainment . . . . 92,819   0 92,819
9 Other direct expenses . . . 299,464   0 299,464
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 523,263
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -428,156
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1

Gross revenue . . . . .

 

 

 

 
VerticalDirectExpenses

2

Cash prizes . . . . .

 

 

 

 

3

Noncash prizes . . . .

 

 

 

 

4

Rent/facility costs . . . .

 

 

 

 

5

Other direct expenses . . .

 

 

 

 


6


Volunteer labor . . . .
%
%
%


7

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

 

8

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2019
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number
94-1156365
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC section
(if applicable)
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
noncash assistance
(h) Purpose of grant
or assistance
(1) ALAMEDA ELEMENTARY SCHOOL
501 N DIXON
PORTLAND,OR97227
93-6000830 STATE OF OR 24,122       EQUIPMENT PURCHASE
(2) ALLIANCE FOR SCHOOL CHOICE INC
1020 19TH ST NW
WASHINGTON,DC20036
52-2111508 501(C)(3) 50,000       GENERAL SUPPORT
(3) AMERICAN ASSOCIATES BEN-GURION UNIV OF THE NEGEV
1001 AVE OF THE AMERICAS
NEW YORK,NY10018
23-7270753 501(C)(3) 20,000       SCHOLARSHIP SUPPORT
(4) AMERICAN CIVIL LIBERTIES UNION FDN INC
125 BROAD ST
NEW YORK,NY10004
13-6213516 501(C)(3) 10,000       GENERAL SUPPORT
(5) AMERICAN CIVIL LIBERTIES UNION FDN OF NRN CA
39 DRUMM ST
SAN FRANCISCO,CA94111
94-0279770 501(C)(3) 10,000       GENERAL SUPPORT
(6) AMERICAN FRIENDS OF BEIT HATFUTSOT
633 THIRD AVE 21ST FL
NEW YORK,NY10017
13-2928469 501(C)(3) 500,000       GENERAL SUPPORT
(7) AMERICAN FRIENDS OXFORD CNT HEBREW JEWISH
CO 279 FRANKLIN ST
NEWTON,MA02458
13-2943469 501(C)(3) 25,000       SCHOLARSHIP SUPPORT
(8) AMERICAN MUSEUM OF NATURAL HISTORY
200 CENTRAL PARK W
NEW YORK,NY10024
13-6162659 501(C)(3) 100,000       RELIEF FUND SUPPORT
(9) AMERICAN NATIONAL RED CROSS
431 18TH ST
WASHINGTON,DC20006
53-0196605 501(C)(3) 10,000       GENERAL SUPPORT
(10) AMERICAN SOCIETY OF THE UNIV OF HAIFA
80 BROAD ST 2102
NEW YORK,NY10004
13-6220819 501(C)(3) 1,000,000       GENERAL SUPPORT
(11) AMERICANS UNITED FOR SEP OF CHURCH AND STATE
1310L ST NW STE 200
WASHINGTON,DC20005
53-0184647 501(C)(3) 20,000       GENERAL SUPPORT
(12) AMERICA'S CHARITIES
14383 NEWBROOK DRIVE
CHANTILLY,VA20151
54-1517707 501(C)(3) 150,000       GENERAL SUPPORT
(13) ANTI-DEFAMATION LEAGUE
605 THIRD AVE
NEW YORK,NY10158
13-1818723 501(C)(3) 50,000       GENERAL SUPPORT
(14) AOPA FOUNDATION
421 AVIATION WAY
FREDERICK,MD21701
20-8817225 501(C)(3) 20,000       GENERAL SUPPORT
(15) APA FAMILY SUPPORT SERVICES
10 NOTTINGHAM PLACE
SAN FRANCISCO,CA94133
94-3164091 501(C)(3) 20,000       GENERAL SUPPORT
(16) ASIA SOCIETY
725 PARK AVE
NEW YORK,NY10021
13-3234632 501(C)(3) 50,000       EDIPLOMACY HUB SUPPORT
(17) ASIAN ART MUSEUM FOUNDATION OF SF
200 LARKIN ST
SAN FRANCISCO,CA94102
94-1704765 501(C)(3) 120,000       EVENT SUPPORT
(18) ASSOCIATED STUDETNS OF STANFORD UNIVERSITY
520 LASUEN MALL STE 103
STANFORD,CA94305
94-1279777 501(C)(3) 75,000       TALISMAN SUPPORT
(19) ASSOCIATION OF GRADS OF THE US MILITARY ACAD
698 MILLS RD
WEST POINT,NY10996
14-1260763 501(C)(3) 10,000       FUND SUPPORT
(20) BELLARMINE COLLEGE PREPARATORY US CATHOLIC CONF
960 W HEDDING ST
SAN JOSE,CA95126
94-1160938 501(C)(3) 14,600       GREENHOUSE CONSTR.
(21) BEYOND 12
1625 CLAY STREET 100
OAKLAND,CA94612
27-1275246 501(C)(3) 90,000       STUDENT AID
(22) BUCK INSTITUTE FOR RESEARCH ON AGING
8001 REDWOOD BLVD
NOVATO,CA94945
94-3030609 501(C)(3) 272,000       GENERAL SUPPORT
(23) CALMATTERS
1017 L ST 261
SACRAMENTO,CA95814
47-2474086 501(C)(3) 10,000       GENERAL SUPPORT
(24) CAREMESSAGE
2443 FILLMORE ST
SAN FRANCISCO,CA94115
27-3252911 501(C)(3) 10,000       COVID-19 INITIATIVE
(25) CARNEGIE ENDOWMENT FOR INTL PEACE
1779 MASS AVE NW
WASHINGTON,DC20036
13-0552040 501(C)(3) 100,000       GENERAL SUPPORT
(26) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE
PITTSBURGH,PA15213
25-0969449 501(C)(3) 150,000       GENERAL SUPPORT
(27) CHILDREN'S HEALTH COUNCIL
650 CLARK WAY
PALO ALTO,CA94304
94-1312311 501(C)(3) 50,000       MENTAL HEALTH INIT.
(28) CHRIS CAMMISA TENNIS AND EDUCATION FDN
1007 VIA PALO LINDA
FAIRFIELD,CA94534
47-3537715 501(C)(3) 8,500       GENERAL SUPPORT
(29) COACHING CORPS
310 8TH ST STE 300
OAKLAND,CA94607
94-3310845 501(C)(3) 100,000       GENERAL SUPPORT
(30) CODEORG
1501 4TH AVE STE 900
SEATTLE,WA98101
46-0858543 501(C)(3) 25,000       GENERAL SUPPORT
(31) COLLEGESPRING
1333 BROADWAY
OAKLAND,CA94612
27-0920698 501(C)(3) 90,000       STUDENT AID
(32) COLLEGE TRACK
112 LINDEN ST
OAKLAND,CA94607
94-3279613 501(C)(3) 90,000       STUDENT AID
(33) COMFORT WOMEN JUSTICE COALITION
PO BOX 27635
SAN FRANCISCO,CA94127
81-0768936 501(C)(3) 25,000       PROJECT SUPPORT
(34) COMMONWEALTH CLUB OF CALIFORNIA
110 EMBARCADERO
SAN FRANCISCO,CA94105
94-0399260 501(C)(3) 10,000       EVENT SUPPORT
(35) COMMONWEALTH CLUB OF CALIFORNIA
110 EMBARCADERO
SAN FRANCISCO,CA94105
94-0399260 501(C)(3) 10,000       COVID-19 INITIATIVE
(36) COMPUTATIONAL THINKING ALLIANCE
1544 GRANVILLE AVE
LOS ANGELES,CA90025
83-2020995 501(C)(3) 75,000       GENERAL SUPPORT
(37) CONTEMPORARY JEWISH MUSEUM
736 MISSION ST
SAN FRANCISCO,CA94103
47-0920831 501(C)(3) 25,000       FUND SUPPORT
(38) CORNELL UNIVERSITY
130 E SENECA ST
ITHACA,NY14850
15-0532082 501(C)(3) 200,000       GENERAL SUPPORT
(39) COUNCIL ON FOREIGN RELATIONS
58 E 68TH ST
NEW YORK,NY10065
13-1628168 501(C)(3) 150,000       GENERAL SUPPORT
(40) CURIODYSSEY
1651 COYOTE POINT DR
SAN MATEO,CA94401
94-1262434 501(C)(3) 50,000       GENERAL SUPPORT
(41) DESTINATION COLLEGE ADVISING CORP
BLDG C
BERKELEY,CA94720
46-1192687 501(C)(3) 75,000       STUDENT AID
(42) DUKE UNIVERSITY
BOX 104132
DURHAM,NC27708
56-0532129 501(C)(3) 200,000       GENERAL SUPPORT
(43) ECHOING GREEN INC
462 7TH AVE 13TH FL
NEW YORK,NY10018
13-3424419 501(C)(3) 333,334       GENERAL SUPPORT
(44) FEDERALIST SOCIETY FOR LAW & PUBLIC POLICY STUDIES
1776 I ST NW STE 300
WASHINGTON,DC20006
36-3235550 501(C)(3) 200,000       GENERAL SUPPORT
(45) FIDELITY INVESTMENTS CHARITABLE GIFT FUND
200 SEAPORT BLVD
BOSTON,MA02210
11-0303001 501(C)(3) 50,000       GENERAL SUPPORT
(46) FORWARD ASSOC INC
125 MAIDEN LN 8TH FL
NEW YORK,NY10038
13-0623590 501(C)(3) 25,000       GENERAL SUPPORT
(47) FOUNDATION FOR A COLLEGE EDUCATION
2160 EUCLID AVE
E PALO ALTO,CA94303
77-0401635 501(C)(3) 75,000       STUDENT AID
(48) FDN FOR INDIVIDUAL RIGHTS IN EDUCATION INC
510 WALNUT ST 1250
PHILADELPHIA,PA19106
04-3467254 501(C)(3) 10,000       GENERAL SUPPORT
(49) FRIENDS OF ANANSI CHARTER SCHOOL
PO BOX 1709
EL PRADO,NV87529
20-3888020 501(C)(3) 150,000       CAMPUS SECURITY
(50) GEORGIA TECH FOUNDATION INC
760 SPRING ST NW
ATLANTA,GA30308
58-6043294 501(C)(3) 50,000       GENERAL SUPPORT
(51) GIVE2SF
1 DR CARLTON B GOODLETT PL
SAN FRANCISCO,CA94102
94-6000417 CITY OF SF 150,000       COVID-19 INITIATIVE
(52) GOFUNDMEORG
500 ARGUELLO ST
REDWOOD CITY,CA94063
81-2279757 501(C)(3) 100,000       GENERAL SUPPORT
(53) GRACE LUTHERAN CHURCH
3149 WAVERLY ST
PALO ALTO,CA94306
94-1251133 501(C)(3) 10,000       GENERAL SUPPORT
(54) GRADUATE THEOLOGICAL UNION
2400 RIDGE RD
BERKELEY,CA94079
94-1581707 501(C)(3) 25,000       GENERAL SUPPORT
(55) GREATER TWIN CITIES UNITED WAY
404 S EIGHTH ST
MINNEAPOLIS,MN55404
41-1973442 501(C)(3) 15,000       GENERAL SUPPORT
(56) HEAD ROYCE SCHOOL
4315 LINCOLN AVE
OAKLAND,CA94602
94-1518656 501(C)(3) 10,000       CAPITAL CAMPAIGN
(57) HEAD ROYCE SCHOOL
4315 LINCOLN AVE
OAKLAND,CA94602
94-1518656 501(C)(3) 10,000       K-6 SUPPORT
(58) HILLEL THE FDN FOR JEWISH CAMPUS LIFE
800 EIGHTH ST NW
WASHINGTON,DC20001
52-1844823 501(C)(3) 25,000       EVENT SUPPORT
(59) HOUSING CONSORTIUM OF THE EAST BAY
410 7TH ST STE 203
OAKLAND,CA94607
94-3298156 501(C)(3) 250,000       FUND SUPPORT
(60) HOWARD UNIVERSITY
2400 6TH ST NW STE 402
WASHINGTON,DC20059
53-0204707 501(C)(3) 200,000       PROGRAM SUPPORT
(61) IRANIAN AMERICAN MEDICAL ASSOCIATION
PO BOX 8218
HALEDON,NJ07538
52-1839683 501(C)(3) 100,000       COVID-19 INITIATIVE
(62) IRANIAN SCHOLARSHIP FUND
PO BOX 7531
MENLO PARK,CA94026
20-3100594 501(C)(3) 20,000       EVENT SUPPORT
(63) J DAVID GLADSTONE INSTITUTES
1650 OWENS ST
SAN FRANCISCO,CA94158
23-7203666 501(C)(3) 160,000       DISEASE SPECIFIC FUND
(64) J DAVID GLADSTONE INSTITUTES
1650 OWENS ST
SAN FRANCISCO,CA94158
23-7203666 501(C)(3) 122,000       JOINT PROJECT
(65) JEWISH FAMILY AND CHILDREN'S SERVICES
PO BOX 159004
SAN FRANCISCO,CA94115
94-1156528 501(C)(3) 50,000       CA WILDFIRE DISASTER FUND
(66) JEWISH FAMILY AND CHILDREN'S SERVICES
PO BOX 159004
SAN FRANCISCO,CA94115
94-1156528 501(C)(3) 1,000,000       OP AND EM FUND
(67) JEWISH FAMILY AND CHILDREN'S SERVICES
PO BOX 159004
SAN FRANCISCO,CA94115
94-1156528 501(C)(3) 10,000       CAP BAY AREA PROGRAM
(68) JEWISH THEOLOGICAL SEMINARY OF AMERICA
3080 BROADWAY
NEW YORK,NY10027
13-0887640 501(C)(3) 25,000       FUND SUPPORT
(69) KENNEBUNKPORT CONSERVATION TRUST
PO BOX 7028
CAPE PORPOISE,ME04014
23-7271573 501(C)(3) 40,000       GENERAL SUPPORT
(70) KHAN ACADEMY
PO BOX 1630
MOUNTAIN VIEW,CA94042
26-1544963 501(C)(3) 15,000       GENERAL SUPPORT
(71) KIEVE-WAVUS EDUCATION INC
PO BOX 169
NOBLEBORO,ME04555
23-7352599 501(C)(3) 25,000       GENERAL SUPPORT
(72) LUCILE PACKARD CHILDREN'S HOSPITAL
725 WELCH ROAD
PALO ALTO,CA94304
77-0003859 501(C)(3) 100,000       GENERAL SUPPORT
(73) LUCILE PACKARD CHILDREN'S HOSPITAL
725 WELCH ROAD
PALO ALTO,CA94304
77-0003859 501(C)(3) 10,000       CHILDREN'S ART FUND
(74) MAKE A WISH FDN OF AMERICA
4742 N 24TH ST STE 400
PHOENIX,AZ85016
86-0481941 501(C)(3) 12,500       GENERAL SUPPORT
(75) MAKING WAVES FOUNDATION INC
3045 RESEARCH DRIVE
RICHMOND,CA94806
68-0204312 501(C)(3) 200,000       GENERAL SUPPORT
(76) MAKING WAVES FOUNDATION INC
3045 RESEARCH DRIVE
RICHMOND,CA94806
68-0204312 501(C)(3) 225,000       CAP BAY AREA PROGRAM
(77) MARYCREST MANOR
10664 ST JAMES DR
CULVER CITY,CA90230
95-1708771 501(C)(3) 500,000       GENERAL SUPPORT
(78) MAYO CLINIC ROCHESTER
200 FIRST ST SW
ROCHESTER,MN55905
41-6011702 501(C)(3) 75,000       GENERAL SUPPORT
(79) MENLO SCHOOL
50 VALPARAISO AVE
ATHERTON,CA94027
94-3204137 501(C)(3) 2,250,000       FUND SUPPORT
(80) NATIONAL PARK FOUNDATION
1500 K ST NW STE 700
WASHINGTON,DC20005
52-1086761 501(C)(3) 25,000       GENERAL SUPPORT
(81) NATIONAL PARK FOUNDATION
1500 K ST NW STE 700
WASHINGTON,DC20005
52-1086761 501(C)(3) 250,000       BCG PROJECT SUPPORT
(82) NATIONAL WWII MUSEUM
945 MAGAZINE ST
NEW ORLEANS,LA70130
72-1200790 501(C)(3) 200,000       GENERAL SUPPORT
(83) NORTHERN LIGHT SCHOOL
3710 DORISA AVE STE 320
OAKLAND,CA94605
94-3097690 501(C)(3) 50,000       GENERAL SUPPORT
(84) ONEGOAL BAY AREA
PO BOX 3032
OAKLAND,CA94609
56-2369898 501(C)(3) 55,000       STUDENT AID
(85) OUR LADY OF GRACE SCHOOL
5071 EDEN AVE
EDINA,MN55436
41-0705765 STATE OF MN 100,000       GENERAL SUPPORT
(86) OUTWARD BOUND INC
1133 RTE 55 STE 10
LAGRANGEVILLE,NY12540
04-2375956 501(C)(3) 12,500       GENERAL SUPPORT
(87) PACIFIC RESEARCH INSTIT FOR PUBLIC POLICY
101 MONTGOMERY ST
SAN FRANCISCO,CA94104
94-2528433 501(C)(3) 125,000       FUND SUPPORT
(88) PALO ALTO MEDICAL FOUNDATION
2350 W EL CAMINO REAL
MOUNTAIN VIEW,CA94040
94-1156581 501(C)(3) 50,000       GENERAL SUPPORT
(89) PARS EQUALITY CENTER
1635 THE ALAMEDA STE 300
SAN JOSE,CA95126
27-2969900 501(C)(3) 30,000       EVENT SUPPORT
(90) PASEO PROJECT INC
PO BOX 1075
TAOS,NM87571
81-1852200 501(C)(3) 100,000       GENERAL SUPPORT
(91) PERSIAN WOMEN IN TECH
1595 PACIFIC AVE
SAN FRANCISCO,CA94109
82-0656910 501(C)(3) 15,000       EVENT SUPPORT
(92) PLANNED PARENTHOOD FEDERATION OF AMERICA
123 WILLIAM ST STE 300
NEW YORK,NY10038
13-1644147 501(C)(3) 10,050       GENERAL SUPPORT
(93) POSITIVE COACHING ALLIANCE
1001N RENGSTORFF AVE
MOUNTAIN VIEW,CA94043
77-0485946 501(C)(3) 10,000       GRAND PRIZE AWARD
(94) QUESTBRIDGE
445 SHERMAN AV 100
PALO ALTO,CA94306
94-3226017 501(C)(3) 75,000       STUDENT AID
(95) RAFIKI FOUNDATION INCORPORATED
PO BOX 1988
EUSTIS,FL32727
74-2477089 501(C)(3) 12,500       GENERAL SUPPORT
(96) REGENTS OF THE UC BERKELEY
121 NORTH GATE HALL
BERKELEY,CA94720
94-6002123 STATE OF CA 50,000       GENERAL SUPPORT
(97) RONALD MCDONALD HOUSE CHARITIES BAY AREA
520 SAND HILL RD
PALO ALTO,CA94304
94-2538615 501(C)(3) 100,000       GENERAL SUPPORT
(98) RONALD MCDONALD HOUSE CHARITIES BAY AREA
520 SAND HILL RD
PALO ALTO,CA94304
94-2538615 501(C)(3) 10,000       COVID-19 INITIATIVE
(99) SAINT JOHNS HOSPITAL & HEALTH CENTER FDN
2121 SANTA MONICA BLVD
SANTA MONICA,CA90404
95-6100079 501(C)(3) 50,000       GENERAL SUPPORT
(100) SAN FRANCISCO OPERA ASSOCIATION
301 VAN NESS AVE
SAN FRANCISCO,CA94102
94-0836240 501(C)(3) 500,000       FUND SUPPORT
(101) SAN FRANCISCO PARKS ALLIANCE
1663 MISSION ST
SAN FRANCISCO,CA94103
23-7131784 501(C)(3) 2,000,000       PROJECT SUPPORT
(102) SAN FRANCISCO ZOOLOGICAL SOCIETY
1 ZOO RD
SAN FRANCISCO,CA94132
94-1429538 501(C)(3) 100,000       GENERAL SUPPORT
(103) SAN MATEO COUNTY HISTORICAL ASSOCIATION
2200 BROADWAY ST
REDWOOD CITY,CA94063
23-7186194 501(C)(3) 2,000,000       BUILDING CONSTRUCTION
(104) SANTA FE JAZZ
2001 FORT UNION DR
SANTA FE,NM87505
47-1314790 501(C)(3) 10,000       GENERAL SUPPORT
(105) SANTA FE JEWISH CENTER-CHABAD
230 W MANHATTAN AVE
SANTA FE,NM87501
85-0446049 501(C)(3) 25,000       GENERAL SUPPORT
(106) SCHWAB CHARITABLE FUND
211 MAIN ST
SAN FRANCISCO,CA94105
31-1640316 501(C)(3) 1,000,000       GENERAL SUPPORT
(107) SECOND HARVEST OF SILICON VALLEY
750 CURTNER AVE
SAN JOSE,CA95125
94-2614101 501(C)(3) 25,000       GENERAL SUPPORT
(108) SHARKS FOUNDATION
525 W SANTA CLARA ST
SAN JOSE,CA95113
77-0374062 501(C)(3) 50,000       KIDS SPONSORSHIP
(109) SHED NYC INC
545 WEST 30TH ST 5TH FL
NEW YORK,NY10001
90-0884353 501(C)(3) 1,000,000       CAPITAL CAMPAIGN
(110) SILICON VALLEY COMMUNITY FDN
2440W EL CAMINO REAL
MOUNTAIN VIEW,CA94040
20-5205488 501(C)(3) 200,000       GENERAL SUPPORT
(111) SOUTHERN POVERTY LAW CENTER INC
400 WASHINGTON AVE
MONTGOMERY,AL36104
63-0598743 501(C)(3) 25,000       GENERAL SUPPORT
(112) ST JOHNS UNIVERSITY NEW YORK
8000 UTOPIA PKWY
QUEENS,NY11439
11-1630830 501(C)(3) 33,000       SCHOLARSHIP FUND
(113) STANFORD HEALTH CARE
300 PASTEUR DRIVE
STANFORD,CA94305
94-6174066 501(C)(3) 20,000       SHC CONSTRUCTION
(114) STANFORD HEALTH CARE
300 PASTEUR DRIVE
STANFORD,CA94305
94-6174066 501(C)(3) 30,000       HOSPITAL MUSIC FUND
(115) STANFORD HEALTH CARE
300 PASTEUR DRIVE
STANFORD,CA94305
94-6174066 501(C)(3) 15,000       HEALTH CARE PARTNERS
(116) STANFORD HEALTH CARE
300 PASTEUR DRIVE
STANFORD,CA94305
94-6174066 501(C)(3) 20,000       MAURICE WERDEGAR ART FUND
(117) STANFORD HEALTH CARE
300 PASTEUR DRIVE
STANFORD,CA94305
94-6174066 501(C)(3) 2,000,000       COVID-19 FUND
(118) STONY BROOK FOUNDATION INC
230 ADMIN BLDG
STONY BROOK,NY11794
11-6077945 501(C)(3) 50,000       GENERAL SUPPORT
(119) STORM KING ART CENTER
1 MUSEUM RD
NEW WINDSOR,NY12553
14-1457573 501(C)(3) 500,000       GENERAL SUPPORT
(120) TAOS SPORTS ASSOCIATES INC
PO BOX 3011
TAOS,NM87571
85-0241076 501(C)(3) 120,000       GENERAL SUPPORT
(121) TEEN SUCCESS
508 VALLEY WAY
MILPITAS,CA95035
45-0702884 501(C)(3) 55,000       STUDENT AID
(122) THE AMERICAN FDN FOR THE UNIV OF BC
1030 15TH ST NW B1-STE155
WASHINGTON,DC20005
52-1559117 501(C)(3) 100,000       AWARD SUPPORT
(123) THE BRIDGESPAN GROUP INC
2 COPLEY PLACE STE 3700B
BOSTON,MA02116
31-1625487 501(C)(3) 500,000       GLOBAL STRATEGY SUPPORT
(124) THE CCSF FOUNDATION
PO BOX 40488
SAN FRANCISCO,CA94140
94-1682567 501(C)(3) 45,800       GENERAL SUPPORT
(125) THE CENTER FOR JEWISH CAMPUS LIFE
565 MAYFIELD AVE
STANFORD,CA94305
77-0492512 501(C)(3) 100,000       GENERAL SUPPORT
(126) THE CENTER FOR JEWISH CAMPUS LIFE
565 MAYFIELD AVE
STANFORD,CA94305
77-0492512 501(C)(3) 6,000       EVENT SUPPORT
(127) THE CLEVELAND CLINIC FOUNDATION
9500 EUCLID AVE
CLEVELAND,OH44195
34-0714585 501(C)(3) 25,000       GENERAL SUPPORT
(128) THE PENINSULA BRIDGE PROGRAM
177 BOVET RD 120
SAN MATEO,CA94402
94-3226017 501(C)(3) 90,000       STUDENT AID
(129) THE STATION FOUNDATION
1627 W MAIN ST STE 258
BOZEMAN,MT59715
45-2928042 501(C)(3) 25,000       GENERAL SUPPORT
(130) THE TECH INTERACTIVE
201 S MARKET ST
SAN JOSE,CA95113
94-2864660 501(C)(3) 50,000       GENERAL SUPPORT
(131) THE UCLA FOUNDATION
10920 WILSHIRE BLVD
LOS ANGELES,CA90024
95-2250801 501(C)(3) 80,000       GENERAL SUPPORT
(132) THORN
1240 ROSECRANS AVE
MANHATTAN BEACH,CA90266
27-0943677 501(C)(3) 33,000       GENERAL SUPPORT
(133) TIDES CENTER
PO BOX 399385
SAN FRANCISCO,CA94139
94-3213100 501(C)(3) 565,978       PROJECT SUPPORT
(134) TIDES FOUNDATION
PO BOX 399389
SAN FRANCISCO,CA94139
51-0198509 501(C)(3) 50,000       PROJECT REDWOOD
(135) TIPPING POINT COMMUNITY
220 MONTGOMERY ST
SAN FRANCISCO,CA94104
20-2121739 501(C)(3) 250,000       GENERAL SUPPORT
(136) TIPPING POINT COMMUNITY
220 MONTGOMERY ST
SAN FRANCISCO,CA94104
20-2121739 501(C)(3) 500,000       COVID-19 EM FUND
(137) UASPIRE BAY AREA
180 GRAND AVE 180
OAKLAND,CA94612
46-1314848 501(C)(3) 75,000       STUDENT AID
(138) UC SANTA CRUZ FOUNDATION
1156 HIGH ST
SANTA CRUZ,CA95064
23-7394590 501(C)(3) 25,000       PROGRAM SUPPORT
(139) UCSF FOUNDATION
220 MONTGOMERY ST
SAN FRANCISCO,CA94104
94-2829914 501(C)(3) 1,000,000       GENERAL SUPPORT
(140) UNITED STATES ASSOCIATION FOR UNHCR
1310 L ST NW 450
WASHINGTON,DC20005
52-1662800 501(C)(3) 10,000       GENERAL SUPPORT
(141) UNITED STATES OLYMPIC AND PARALYMPIC FDN
1 OLYMPIC PLAZA
COLORADO SPRINGS,CO80909
80-0939841 501(C)(3) 75,000       GENERAL SUPPORT
(142) UNIVERSITY OF OREGON FOUNDATION
1720 E 13TH AVENUE
EUGENE,OR97403
93-6015767 501(C)(3) 2,000,000       GENERAL SUPPORT
(143) UNIVERSITY OF ROCHESTER
910 GENESSEE ST STE 200
ROCHESTER,NY14611
16-0743209 501(C)(3) 30,000       SCHOLARSHIP SUPPORT
(144) UNIVERSITY OF SOUTHERN CALIFORNIA
UNIVERSITY GARDENS 205
LOS ANGELES,CA90089
95-1642394 501(C)(3) 1,500,000       GENERAL SUPPORT
(145) UNIVERSITY OF SOUTHERN CALIFORNIA
UNIVERSITY GARDENS 205
LOS ANGELES,CA90089
95-1642394 501(C)(3) 500,000       FUND SUPPORT
(146) VILLANOVA UNIVERSITY
800 E LANCASTER AVE
VILLANOVA,PA19085
23-1352688 501(C)(3) 80,000       ENGINEERING FUND
(147) VOYAGEUR OUTWARD BOUND SCHOOL
1400 ENERGY PARK DR
ST PAUL,MN55108
41-0877459 501(C)(3) 12,500       GENERAL SUPPORT
(148) WOMENONE LTD
19 E 88TH ST
NEW YORK,NY10128
26-3679243 501(C)(3) 60,000       GENERAL SUPPORT
(149) WOMENS SPORTS FOUNDATION
247 W 30TH ST 5TH FL
NEW YORK,NY10001
23-7380557 501(C)(3) 25,000       GENERAL SUPPORT
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
149
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2019

Schedule I (Form 990) 2019
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients
(c) Amount of
cash grant
(d) Amount of
noncash assistance
(e) Method of valuation (book,
FMV, appraisal, other)
(f) Description of noncash assistance
(1) FINANCIAL AID TO STUDENTS 12201 524,380,938      
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
GRANTS AND ASSISTANCE PART I, LINE 2 ONE OF THE UNIVERSITY'S HIGHEST PRIORITIES IS TO REMAIN AFFORDABLE AND ACCESSIBLE TO THE MOST TALENTED STUDENTS, REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. THE UNIVERSITY'S ADMISSION PROCESS FOR UNDERGRADUATE STUDENTS FROM THE UNITED STATES IS NEED-BLIND, WHICH MEANS THAT STUDENTS ARE ADMITTED IRRESPECTIVE OF THEIR ABILITY TO PAY; THE UNIVERSITY PROVIDES THE FINANCIAL AID NECESSARY TO MAKE STANFORD AFFORDABLE TO EVERY ADMITTED STUDENT. FOR INTERNATIONAL STUDENTS, THE UNIVERSITY IS NEED-AWARE: STANFORD ANALYZES THE NEED FOR AID AND AIMS TO MEET THE DETERMINED NEED. SINCE 2000, THE UNIVERSITY HAS CONTINUED TO ENHANCE ITS FINANCIAL AID PROGRAMS FOR BOTH ITS UNDERGRADUATE AND GRADUATE STUDENTS. CURRENTLY, FAMILIES OF UNDERGRADUATE STUDENTS FROM THE U.S. WITH INCOMES BELOW $150,000 AND ASSETS TYPICAL OF THAT INCOME LEVEL RECEIVE AT LEAST ENOUGH SCHOLARSHIP TO COVER THE COST OF TUITION. THOSE WITH INCOMES BELOW $75,000 AND TYPICAL ASSETS RECEIVE ENOUGH SCHOLARSHIP ASSISTANCE TO COVER TUITION, ROOM AND BOARD, AND OTHER EXPENSES. IN FY20, APPROXIMATELY 50% OF UNDERGRADUATES WERE AWARDED NEED-BASED FINANCIAL AID FROM STANFORD. STANFORD PROVIDES VALUABLE FINANCIAL SUPPORT TO ELIGIBLE GRADUATE STUDENTS WHICH ENABLES THEM TO PURSUE THEIR ADVANCED STUDIES. FUNDING MAY TAKE DIFFERENT FORMS, SUCH AS FELLOWSHIPS AND ASSISTANTSHIPS, AND THESE IN TURN FURTHER THEIR GRADUATE PROFESSIONAL DEVELOPMENT AND PROGRESS TO DEGREE COMPLETION. IN THE CASE OF GRADUATE RESEARCH AND TEACHING ASSISTANTSHIPS AS WELL AS FELLOWSHIPS, THE FUNDING COVERS PART OF STANFORD'S TUITION (WHICH IS FREE OF INCOME TAX), IN ADDITION TO PROVIDING A STIPEND OR SALARY THAT HELPS STUDENTS WITH THEIR LIVING EXPENSES. BOTH COMPONENTS ARE ESSENTIAL FOR DOCTORAL STUDENTS IN PARTICULAR, AS IT TAKES SEVERAL YEARS TO GAIN THEIR MASTERY OF SPECIALIZED SKILLS AND CONTENT KNOWLEDGE IN THEIR CHOSEN FIELDS. GRADUATE STUDENT FINANCIAL AID AND OTHER SUPPORT IS AWARDED BASED ON ACADEMIC MERIT AND THE AVAILABILITY OF AID. STANFORD HAS ASSUMED MORE OF THE FINANCIAL WEIGHT OF SUPPORTING ITS GRADUATE STUDENTS. IN FY20, APPROXIMATELY 83% OF GRADUATE STUDENTS RECEIVED FINANCIAL SUPPORT. THE KNIGHT-HENNESSY SCHOLARS PROGRAM IS AN ADDITIONAL SOURCE OF GRADUATE STUDENT SUPPORT. THE PROGRAM PROVIDES FULL FUNDING FOR THREE YEARS TO ENABLE GRADUATE STUDENTS TO PURSUE ADVANCED DEGREES AND DEVELOP THE CAPACITY TO LEAD AND BRING ABOUT POSITIVE CHANGES IN THE WORLD. THE TOTAL FINANCIAL AID INCLUDES $320,051,655 IN MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. AN ADDITIONAL $194,591,751 REFLECTS AMOUNTS PAID FOR ADDITIONAL FINANCIAL SUPPORT TO STUDENTS, INCLUDING PAYMENTS FOR HEALTH INSURANCE, LIVING EXPENSES, AND SUPPORT OF POSTDOCTORAL FELLOWS. THESE AMOUNTS INCLUDE $244,468 IN GRANTS TO INDIVIDUALS OUTSIDE THE UNITED STATES. GRANTS LISTED IN PART II ARE PRIMARILY GRANTS MADE FROM DONOR ADVISED FUNDS (DAF). A DAF IS A GIVING ACCOUNT ESTABLISHED AT STANFORD WHICH ALLOWS DONORS TO MAKE A CHARITABLE CONTRIBUTION TO THE UNIVERSITY AS A PUBLIC CHARITY DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND THEN RECOMMEND GRANTS TO OTHER CHARITIES FROM THE ACCOUNT OVER TIME. WHILE STANFORD HAS LEGAL CONTROL OVER THE FUNDS IN THE ACCOUNT, THE DONOR RETAINS ADVISORY PRIVILEDGES WITH RESPECT TO THE DISTRIBUTION OF FUNDS. ANY GRANTS MADE AT THE REQUEST OF THE DONOR ARE REVIEWED AND APPROVED BY SENIOR OFFICIALS IN THE UNIVERSITY OFFICE OF DEVELOPMENT PRIOR TO DISBURSEMENT. ONLY GRANTS MADE DURING THE TAX YEAR ARE REPORTED ON SCHEDULE I. SUB-GRANTS STANFORD OCCASIONALLY RECEIVES GRANT SUPPORT THAT IS DISBURSED TO OTHER INDIVIDUALS OR ENTITIES PER THE TERMS OF THE AWARD. IN MOST CASES, PRIOR TO THE GRANT TO STANFORD, THE UNIVERSITY WILL PROVIDE THE GRANTING ENTITY WITH A LIST OF SUCH CONTEMPLATED RECIPIENTS. GENERALLY, AS WORK ON THE GRANT PROGRESSES, CHANGES TO THESE RECIPIENTS MUST BE APPROVED BY THE GRANTING AGENCY. DUE TO THESE REVIEW REQUIREMENTS OF THE GRANTING AGENCY, STANFORD DOES NOT REPORT SUCH PAYMENTS ON FORM 990, SCHEDULE I.
Schedule I (Form 990) 2019



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation
(ii) Bonus & incentive
compensation
(iii) Other reportable compensation
1MARC TESSIER-LAVIGNE
PRESIDENT/TRUSTEE
(i)

(ii)
1,238,813
-------------
0
8,254
-------------
0
0
-------------
0
279,108
-------------
0
186,658
-------------
0
1,712,833
-------------
0
0
-------------
0
2JON DENNEY
VP DEVELOPMENT
(i)

(ii)
436,596
-------------
0
73,802
-------------
0
5,037
-------------
0
30,701
-------------
0
35,673
-------------
0
581,809
-------------
0
0
-------------
0
3PERSIS DRELL
PROVOST
(i)

(ii)
897,492
-------------
0
0
-------------
0
52
-------------
0
277,880
-------------
0
156,070
-------------
0
1,331,494
-------------
0
0
-------------
0
4HARRY ELAM
VP ARTS, THROUGH 6/30/2020
(i)

(ii)
622,367
-------------
0
30,000
-------------
0
39,194
-------------
0
28,000
-------------
0
17,982
-------------
0
737,543
-------------
0
0
-------------
0
5FARNAZ KHADEM
VP COMMUNICATIONS
(i)

(ii)
302,765
-------------
0
80,000
-------------
0
26,250
-------------
0
29,367
-------------
0
27,549
-------------
0
465,931
-------------
0
0
-------------
0
6RANDALL LIVINGSTON
VP BUS AFFAIRS/CFO
(i)

(ii)
778,503
-------------
0
485,547
-------------
0
200
-------------
0
222,667
-------------
0
39,770
-------------
0
1,526,687
-------------
0
266,667
-------------
0
7WILLIAM MADIA
VP SLAC NAL, THROUGH 9/30/2019
(i)

(ii)
389,511
-------------
0
100,000
-------------
0
80,035
-------------
0
28,000
-------------
0
842
-------------
0
598,388
-------------
0
0
-------------
0
8ROBERT C REIDY
VP LAND, BUILDINGS & REAL EST
(i)

(ii)
576,350
-------------
0
363,230
-------------
0
0
-------------
0
388,100
-------------
0
18,606
-------------
0
1,346,286
-------------
0
0
-------------
0
9MARTIN SHELL
VP & CHIEF ERO
(i)

(ii)
733,778
-------------
0
424,500
-------------
0
443,150
-------------
0
122,944
-------------
0
56,926
-------------
0
1,781,298
-------------
0
0
-------------
0
10HOWARD WOLF
PRES. OF STANFORD ALUM. ASSOC.
(i)

(ii)
469,102
-------------
0
70,000
-------------
0
290,467
-------------
0
111,333
-------------
0
41,192
-------------
0
982,094
-------------
0
155,952
-------------
0
11ELIZABETH ZACHARIAS
VP HUMAN RESOURCES
(i)

(ii)
410,633
-------------
0
70,000
-------------
0
31,803
-------------
0
96,009
-------------
0
29,953
-------------
0
638,398
-------------
0
0
-------------
0
12DEBRA ZUMWALT
VP GENERAL COUNSEL
(i)

(ii)
788,070
-------------
0
18,000
-------------
0
0
-------------
0
332,235
-------------
0
14,321
-------------
0
1,152,626
-------------
0
0
-------------
0
13LLOYD B MINOR
DEAN, SCHOOL OF MEDICINE
(i)

(ii)
1,569,971
-------------
0
250,000
-------------
0
113,419
-------------
0
328,000
-------------
0
42,937
-------------
0
2,304,327
-------------
0
0
-------------
0
14ROBERT F WALLACE
CHIEF EXECUTIVE OFFICER, SMC
(i)

(ii)
988,297
-------------
0
1,835,000
-------------
0
1,259,925
-------------
0
466,296
-------------
0
87,361
-------------
0
4,636,879
-------------
0
536,611
-------------
0
15FRANK HANLEY
CHIEF, PED CARDIOTHORACIC
(i)

(ii)
1,706,924
-------------
0
1,850,000
-------------
0
69,513
-------------
0
28,000
-------------
0
24,995
-------------
0
3,679,432
-------------
0
0
-------------
0
16JOHN HENNESSY
PROF SOE & FORMER PRESIDENT
(i)

(ii)
654,723
-------------
0
0
-------------
0
1,637,745
-------------
0
28,000
-------------
0
40,669
-------------
0
2,361,137
-------------
0
486,236
-------------
0
17GREG MILANI
SR. MD, SMC, THROUGH 7/9/2019
(i)

(ii)
726,397
-------------
0
1,320,111
-------------
0
1,255,983
-------------
0
22,400
-------------
0
18,017
-------------
0
3,342,908
-------------
0
370,717
-------------
0
18DAVID SHAW
DIRECTOR OF FOOTBALL
(i)

(ii)
6,789,191
-------------
0
1,425,000
-------------
0
493,774
-------------
0
175,152
-------------
0
41,566
-------------
0
8,924,683
-------------
0
412,500
-------------
0
19YIPING WOO
PROF. & CHAIR, CARDIO SURGERY
(i)

(ii)
1,482,802
-------------
0
1,090,877
-------------
0
490
-------------
0
27,298
-------------
0
74,854
-------------
0
2,676,321
-------------
0
0
-------------
0
20DAVID DEMAREST
FORMER VP PUBLIC AFFAIRS
(i)

(ii)
135,765
-------------
0
15,000
-------------
0
492,732
-------------
0
12,947
-------------
0
28,199
-------------
0
684,643
-------------
0
179,992
-------------
0
21JOHN ETCHEMENDY
PROF H&S & FORMER PROVOST
(i)

(ii)
422,003
-------------
0
147,139
-------------
0
1,019,610
-------------
0
28,000
-------------
0
29,406
-------------
0
1,646,158
-------------
0
700,783
-------------
0
22BRADLEY HAYWARD
INTERIM VP COMMUN.THRU 3/11/19
(i)

(ii)
249,939
-------------
0
47,850
-------------
0
39,514
-------------
0
26,111
-------------
0
41,603
-------------
0
405,017
-------------
0
0
-------------
0
23HOWARD B PEARSON
INTERIM VP DEVT. THRU 4/1/19
(i)

(ii)
427,990
-------------
0
64,982
-------------
0
25,278
-------------
0
28,000
-------------
0
16,008
-------------
0
562,258
-------------
0
0
-------------
0
24RICHARD SALLER
PROF & FORMER DEAN, SCH OF H&S
(i)

(ii)
575,611
-------------
0
0
-------------
0
500
-------------
0
28,375
-------------
0
17,056
-------------
0
621,542
-------------
0
0
-------------
0
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A FIRST-CLASS, COMPANION AND CHARTER TRAVEL STANFORD UNIVERSITY TRAVEL POLICY GENERALLY REQUIRES ALL EMPLOYEES, INCLUDING PERSONS LISTED ON FORM 990, PART VII, LINE 1A, TO USE THE MOST ECONOMICAL MODE OF TRANSPORTATION AVAILABLE CONSISTENT WITH THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL. FIRST CLASS TRAVEL IS AUTHORIZED IN SOME INSTANCES, SUCH AS ON INTERNATIONAL FLIGHTS OVER A CERTAIN LENGTH, IF NO BUSINESS CLASS SERVICE IS AVAILABLE ON THE FLIGHT. FIRST CLASS TRAVEL IS ALSO AUTHORIZED IN CASE OF A MEDICAL NEED OR OTHER EXIGENCY APPROVED BY THE PROVOST. IN ADDITION, THE PRESIDENT HAS PERMISSION TO FLY FIRST CLASS ON CERTAIN DOMESTIC FLIGHTS DEPENDING ON LENGTH. OCCASIONALLY, THE UNIVERSITY MAY PURCHASE CHARTERED AIRCRAFT SERVICES WHEN DEEMED APPROPRIATE FOR THE CONDUCT OF UNIVERSITY BUSINESS AND PURSUANT TO UNIVERSITY POLICY RELATED TO CHARTER TRAVEL. IN COMPLIANCE WITH THE UNIVERSITY'S TRAVEL POLICY DESCRIBED ABOVE, NO INDIVIDUALS LISTED ON PART VII USED CHARTERED AIRCRAFT SERVICES OR FIRST CLASS TRAVEL SERVICES DURING CALENDAR YEAR 2019. IN GENERAL, COMPANION TRAVEL IS REIMBURSABLE ONLY IF THE ACCOMPANYING PERSON HAS A POSITION WITH THE UNIVERSITY AND IS TRAVELING TO MAKE A SIGNIFICANT CONTRIBUTION IN FURTHERANCE OF UNIVERSITY BUSINESS. EXCEPTIONS TO THIS POLICY ARE RARE AND MUST BE APPROVED IN ADVANCE OF TRAVEL BY THE PROVOST. NO INDIVIDUALS LISTED ON PART VII RECEIVED COMPANION TRAVEL DURING CALENDAR YEAR 2019 THAT WAS IN FURTHERANCE OF UNIVERSITY'S BUSINESS AND CONSIDERED NON-TAXABLE. PRESIDENT AND PROVOST HOUSING/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE IN THE LOU HENRY HOOVER HOUSE ON CAMPUS AND THE PROVOST IS REQUIRED TO LIVE IN THE MEYER-BUCK HOUSE ON CAMPUS. THESE RESIDENCES ARE USED FREQUENTLY FOR UNIVERSITY BUSINESS INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS AND THEIR FAMILIES. AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OF THESE HOUSES, THE UNIVERSITY PROVIDES CLEANING SERVICE FOR THE PUBLIC AND PRIVATE AREAS. FOR PRESIDENT MARC TESSIER-LAVIGNE, THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE LOU HENRY HOOVER HOUSE RESERVED FOR THE PERSONAL USE OF THE PRESIDENT BASED UPON THE PREVAILING RENTAL RATES IN THE LOCAL AREA AND ACTUAL COSTS OF RELATED SERVICES, INCLUDING MAINTENANCE, CLEANING AND UTILITIES DURING CALENDAR YEAR 2019. FOR PROVOST PERSIS DRELL, THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE MEYER-BUCK HOUSE RESERVED FOR THE PERSONAL USE OF THE PROVOST BASED UPON THE PREVAILING RENTAL RATES IN THE LOCAL AREA AND ACTUAL COSTS OF RELATED SERVICES, INCLUDING MAINTENANCE, CLEANING AND UTILITIES DURING CALENDAR YEAR 2019. THE FOLLOWING INDIVIDUALS RECEIVED TAXABLE HOUSING BENEFITS DURING CALENDAR YEAR 2019: HARRY ELAM, FARNAZ KHADEM, JOHN ETCHEMENDY, FRANK HANLEY, LLOYD B. MINOR, WILLIAM MADIA, DAVID SHAW, MARTIN SHELL, ROBERT F. WALLACE, BRADLEY HAYWARD AND ELIZABETH ZACHARIAS. THESE AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). PART I, LINE 4A SEVERANCE PLAN CERTAIN LISTED INDIVIDUALS ARE ELIGIBLE FOR THE UNIVERSITY-APPROVED SEVERANCE PLAN THAT PROVIDES FOR PAYMENT BASED ON THE INDIVIDUAL'S YEARS OF SERVICE. DURING CALENDAR YEAR 2019, DAVID DEMAREST RECEIVED SEVERANCE PAY IN THE AMOUNT OF $205,000. PART I, LINE 4B DEFERRED COMPENSATION PLAN PROVISIONS CERTAIN OFFICERS AND OTHERS LISTED IN PART VII, SECTION A, LINE 1A PARTICIPATE IN A DEFERRED COMPENSATION PLAN. AMOUNTS ARE CREDITED TO THE PLAN BASED ON PERFORMANCE AND CERTAIN OTHER FACTORS. PLAN BALANCES ARE SUBJECT TO FORFEITURE AND/OR PAYMENT IF CERTAIN CONDITIONS ARE MET. CERTAIN BONUS AMOUNTS MAY BE DEFERRED AND PAID IN A LATER YEAR SUBJECT TO IRC SECTION 457(F). IN GENERAL, PER THE INSTRUCTIONS FOR SCHEDULE J, PART II, COLUMN (C), DEFERRED COMPENSATION IS TREATED AS EARNED RATABLY OVER THE PERIOD OF SERVICE REQUIRED FOR VESTING. A MONTHLY CONVENTION HAS BEEN USED TO PRORATE AMOUNTS OVER THE APPLICABLE VESTING PERIOD. COLUMN (C) DOES NOT INCLUDE AMOUNTS DEFERRED IN A CALENDAR YEAR TO A DATE ON OR BEFORE MARCH 15TH OF THE FOLLOWING CALENDAR YEAR. THE NET EFFECT OF APPLYING THE FOREGOING RULES AND CONVENTIONS, AND DIFFERING VESTING SCHEDULES, IS THAT DEFERRED COMPENSATION REPORTED IN COLUMN (C) FOR AN INDIVIDUAL MAY VARY OVER TIME. DEFERRED COMPENSATION IS REPORTED IN SCHEDULE J, PART II, COLUMN (C), AS DESCRIBED ABOVE, AND IS REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III) AND COLUMN (F) IN THE YEAR OF PAYMENT, IF APPLICABLE. FOR JOHN HENNESSY, THE AMOUNT REPORTED IN COLUMN F REPRESENTS ONE THIRD OF THE TOTAL AMOUNT REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR FORMS 990. FOR JOHN ETCHEMENDY, THE AMOUNT REPORTED IN COLUMN F REPRESENTS ONE THIRD OF THE TOTAL AMOUNT REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR FORMS 990. THE FOLLOWING INDIVIDUALS RECEIVED PAYMENT FROM THEIR DEFERRED COMPENSATION ACCOUNT DURING CALENDAR YEAR 2019: DAVID DEMAREST, $260,745; JOHN ETCHEMENDY, $978,228; JOHN HENNESSY, $1,637,745; RANDALL LIVINGSTON, $467,547; DAVID SHAW, $515,587; ROBERT WALLACE $1,235,917; HOWARD WOLF $290,007; GREG MILANI, $646,301. SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS (SERPS) THE UNIVERSITY PROVIDES PRESIDENT MARC TESSIER-LAVIGNE WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) TO SUPPLEMENT HIS OTHER RETIREMENT BENEFITS. THE SERP WILL BE EARNED GRADUALLY OVER HIS TERM OF SERVICE AS PRESIDENT. BY CONTINUING TO SERVE AS PRESIDENT IN FY2020, THE PRESIDENT BECAME ELIGIBLE TO RECEIVE A BENEFIT EQUAL IN VALUE TO AN ANNUAL PAYMENT FOR LIFE OF 6% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY AS PRESIDENT. THIS SERP BENEFIT REMAINS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. THE VALUE OF THE BENEFIT ACCRUED UNDER THE SERP FOR THE YEAR ENDED DECEMBER 31, 2019 WAS $259,508. THE UNIVERSITY ALSO PROVIDED FORMER PRESIDENT JOHN HENNESSY WITH TWO SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS (SERPS) DURING HIS TERM OF SERVICE AS AN OFFICER TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. BOTH SERPS WERE EARNED GRADUALLY OVER SPECIFIED PERIODS DURING HIS TERM OF SERVICE AS AN OFFICER. THE FIRST SERP WAS EARNED OVER THE 12 YEARS ENDING AUGUST 31, 2012. BY SERVING IN HIS POSITION THROUGH AUGUST 31, 2012, THE FORMER PRESIDENT BECAME ELIGIBLE TO RECEIVE A BENEFIT EQUAL IN VALUE TO AN ANNUAL PAYMENT FOR LIFE OF 35.5% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY DURING THE 12 YEAR PERIOD, OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE WAS AN OFFICER. THIS SERP WAS AMENDED ON FEBRUARY 28, 2017 TO PROVIDE FOR AN INCREASE IN VALUE TO REFLECT THE INCREASE IN THE FORMER PRESIDENT'S HIGHEST THREE YEAR AVERAGE BASE PAY THROUGH AUGUST 31, 2016. THE SECOND SERP PROVIDED THAT THE FORMER PRESIDENT WAS ELIGIBLE TO RECEIVE A BENEFIT EQUAL IN VALUE TO AN ANNUAL PAYMENT FOR LIFE OF 2% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY FOR EACH FISCAL YEAR FROM FY2013 THROUGH FY2018 DURING WHICH HE SERVED AS PRESIDENT. BY CONTINUING TO SERVE AS PRESIDENT IN FY2016, THE FORMER PRESIDENT BECAME ELIGIBLE TO RECEIVE A BENEFIT EQUAL IN VALUE TO AN ANNUAL PAYMENT FOR LIFE OF 8% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY. THE UNIVERSITY ALSO PROVIDED FORMER PROVOST JOHN ETCHEMENDY WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. THE SERP WAS EARNED GRADUALLY THROUGH HIS TERM OF SERVICE AS PROVOST. BY REMAINING IN HIS POSITION THROUGH AUGUST 31, 2015, THE FORMER PROVOST BECAME ELIGIBLE TO RECEIVE A BENEFIT EQUAL IN VALUE TO AN ANNUAL PAYMENT FOR LIFE OF 42% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY, OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE WAS AN OFFICER. THIS SERP WAS AMENDED ON APRIL 11, 2017 TO INCREASE THE 42% BENEFIT BY 3% FOR EACH OF FY2016 AND FY2017, BRINGING THE BENEFIT TO AN AMOUNT EQUAL IN VALUE TO AN ANNUAL PAYMENT FOR LIFE OF 48% OF HIGHEST THREE YEAR AVERAGE PAY. THIS SERP BENEFIT REMAINS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET.
PART I, LINE 7 AND PART II, COLUMN (B) (II) VARIABLE COMPENSATION OF SCHOOL OF MEDICINE FACULTY TOTAL COMPENSATION FOR FACULTY IN THE SCHOOL OF MEDICINE IS MADE UP OF THE FOLLOWING INTEGRAL COMPONENTS: SALARY AND BENEFITS, ADMINISTRATIVE SUPPLEMENTS, AND BONUSES AWARDED UNDER DEPARTMENTAL PLANS. BASE SALARY IS BASED ON ACADEMIC RANK (E.G., PROFESSOR, ASSISTANT PROFESSOR). A VARIABLE COMPONENT OF SALARY IS DETERMINED BY THE CONTRIBUTION OF THE INDIVIDUAL TO THE DEPARTMENT/DIVISION AND THE CLINICAL SPECIALTY OF THE FACULTY MEMBER. OTHER SALARY SUPPLEMENTS ARE OCCASIONALLY USED TO PROVIDE FOR COMPENSATION GIVEN UP BY A FACULTY MEMBER WHEN ASSUMING A POSITION AT STANFORD. ADMINISTRATIVE SUPPLEMENTS ARE PAID TO FACULTY WHO TAKE ON DUTIES WHICH ARE OUTSIDE THEIR USUAL FACULTY RESPONSIBILITIES AND OUTSIDE NORMAL COMMITTEE WORK. INCENTIVE BONUSES ARE CONSIDERED A FUNDAMENTAL COMPONENT OF TOTAL COMPENSATION. THEY ARE PAID OUT BY THE DEPARTMENTS BASED ON THE DEPARTMENTS' INCENTIVE BONUS PLAN MEASURING THE FACULTY MEMBER'S EFFORTS IN ADMINISTRATIVE LEADERSHIP, CLINICAL, RESEARCH, AND/OR TEACHING AREAS AS DEFINED BY THE PLAN. IN ADDITION, THE DEAN HAS A BONUS PLAN FOR CLINICAL CHAIRS BASED ON ACHIEVEMENT OF LEADERSHIP GOALS. SOME DEPARTMENTS HAVE "ON-CALL"COVERAGE" BONUSES TO PROVIDE COMPENSATION FOR A FACULTY MEMBER'S PROVIDING OFF-HOURS COVERAGE. VARIABLE COMPENSATION OF INVESTMENT PROFESSIONALS A PORTION OF THE COMPENSATION PAID TO EACH LISTED INVESTMENT PROFESSIONAL AT STANFORD MANAGEMENT COMPANY (SMC) IS BASED ON A COMBINATION OF THREE FACTORS: MERGED POOL ANNUALIZED PERFORMANCE VERSUS A BENCHMARK PORTFOLIO, MERGED POOL ANNUALIZED PERFORMANCE VERSUS THE PERFORMANCE OF CERTAIN OTHER COLLEGE AND UNIVERSITY ENDOWMENT INVESTMENT POOLS IN THE UNITED STATES, AND INDIVIDUAL PERFORMANCE. VARIABLE COMPENSATION OF ATHLETICS PROFESSIONALS LISTED ATHLETICS PROFESSIONALS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON FACTORS INCLUDING THE ACADEMIC PERFORMANCE OF THE STUDENT-ATHLETES, ATHLETIC PERFORMANCE, ATTENDANCE AT ATHLETIC EVENTS, AND/OR LEADERSHIP, AS PROVIDED IN THE PROFESSIONALS' COMPENSATION AGREEMENTS. VARIABLE COMPENSATION OF DEVELOPMENT PROFESSIONALS LISTED DEVELOPMENT PROFESSIONALS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON PERFORMANCE AGAINST METRICS INCLUDING NEW DEVELOPMENT ACTIVITY, THREE-YEAR AVERAGE CASH RESULTS, AND ONE-YEAR CASH RESULTS. VARIABLE COMPENSATION OF OFFICERS AND OTHERS OFFICERS AND OTHERS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON PERFORMANCE. CURRENT YEAR BONUS AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II). CERTAIN BONUS AMOUNTS MAY BE DEFERRED AND PAID IN A LATER YEAR SUBJECT TO IRC SECTION 457(F). SUCH AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN (C) RATABLY OVER THE PERIOD OF TIME REQUIRED FOR VESTING AND REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III) AND COLUMN (F) IN THE YEAR OF PAYMENT, IF APPLICABLE.
PART II, COLUMN (B) (III) OTHER REPORTABLE COMPENSATION IN PART II, COLUMN (B)(III) INCLUDES HOUSING ASSISTANCE AND OTHER MISCELLANEOUS COMPENSATION. THIS DOES NOT INCLUDE VARIOUS ITEMS OF "LISTED PROPERTY" (E.G., COMPUTERS AND PERIPHERALS) THAT STANFORD HAS PROVIDED TO THE ABOVE LISTED EMPLOYEES PRINCIPALLY FOR THEIR BUSINESS USE AND NOT AS COMPENSATION. PART II, COLUMNS (C) AND (D) LISTED PERSONS ACCRUE FUTURE BENEFITS THAT ARE AVAILABLE TO ALL STANFORD EMPLOYEES, SUCH AS POST-RETIREMENT MEDICAL INSURANCE AND TUITION BENEFITS, AND LISTED PERSONS WHO ARE ALSO FACULTY OR OFFICERS ACCRUE FUTURE BENEFITS SUCH AS SABBATICAL. THESE BENEFITS ARE SUBJECT TO CERTAIN ELIGIBILITY REQUIREMENTS SUCH AS AGE, YEARS OF SERVICE, AND EMPLOYEE CLASSIFICATION. FOR SOME BENEFIT PLANS, THE UNIVERSITY RESERVES THE RIGHT TO CHANGE ELIGIBILITY REQUIREMENTS AND/OR THE NATURE AND EXTENT OF THE BENEFIT BEING PROMISED. THE VALUE OF THESE BENEFITS IS REPORTED FOR EACH LISTED PERSON IN THE YEAR, IF ANY, SUCH BENEFITS ARE RECEIVED. PART II, COLUMN (F) AMOUNTS APPEARING IN COLUMN (F) ARE DEFERRED COMPENSATION PAYMENTS REPORTED IN COLUMN (C) IN PRIOR YEARS AND THAT ARE REPORTED (A SECOND TIME) IN COLUMN (B)(III) IN THE CURRENT YEAR.
Schedule J (Form 990) 2019

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number
94-1156365
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP
 
52-1705592 13018AXY1 04-11-2017 300,000,000 SEE SCHEDULE O   X   X   X
B CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S
 
52-1705592 130175P89 06-24-2004 181,196,530 SEE SCHEDULE O   X   X   X
C CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1&3
 
52-1705592 130178JD9 06-19-2007 153,277,097 SEE SCHEDULE O   X   X   X
D CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5
 
52-1705592 130178TQ9 08-04-2009 59,147,724 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1
 
52-1705592 130178VU7 05-06-2010 251,631,228 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2
 
52-1705592 130178M86 04-17-2012 99,193,766 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3
 
52-1705592 130178X76 05-15-2013 351,795,122 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4
 
52-1705592 130178X84 05-15-2013 52,773,978 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-5
 
52-1705592 1301783X2 05-14-2014 150,450,962 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6
 
52-1705592 1301783W4 05-14-2014 350,002,728 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-7
 
52-1705592 130179GV0 06-22-2016 250,000,550 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY V-1
 
52-1705592 130179SD7 04-04-2019 599,999,105 SEE SCHEDULE O   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 0 9,790,000 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 300,000,000 182,429,497 156,107,342 59,148,032
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 1,198,734 595,440 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 992,205 661,216 1,644
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 0 147,790,592 64,355,560 0
11 Other spent proceeds ............. 0 32,447,966 90,495,126 59,146,388
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2012 2006 2009 2003
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........
  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........
  X   X   X X  
16 Has the final allocation of proceeds been made? ..........   X X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? ....... X     X   X   X
b Exception to rebate? ........ X     X   X   X
c No rebate due? .........   X X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K TAX-EXEMPT BONDS FOR MORE THAN 40 YEARS, STANFORD AND THE MANY COMMUNITIES AND CONSTITUENCIES IT SERVES HAVE BENEFITED FROM TAX-EXEMPT BORROWING THROUGH THE CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY. THE UNIVERSITY USES GENEROUS DONOR GIFTS, UNIVERSITY RESERVES AND TAXABLE DEBT, IN ADDITION TO PROCEEDS FROM TAX EXEMPT BORROWING, TO FUND THE CONSTRUCTION OF ACADEMIC BUILDINGS, RESEARCH SUPPORT FACILITIES, RESIDENCES AND OTHER CAMPUS HOUSING, ROADS AND INFRASTRUCTURE. THESE FACILITIES HAVE, IN TURN, ENABLED THE UNIVERSITY TO ATTRACT OUTSTANDING FACULTY AND STUDENTS AND TO MORE EFFECTIVELY PERFORM INTERDISCIPLINARY RESEARCH DESIGNED TO ADDRESS FUNDAMENTAL WORLD PROBLEMS. THE NEW FACILITIES PROVIDE THE STANFORD COMMUNITY WITH THE MOST ADVANCED TECHNOLOGY AND ENVIRONMENT FOR TEACHING, LEARNING AND RESEARCH. THE FUNDING ALSO HAS PLAYED A KEY ROLE IN ENABLING STANFORD TO MEET SEISMIC AND OTHER FEDERAL AND STATE BUILDING REQUIREMENTS. THE FOLLOWING ARE EXAMPLES OF BUILDINGS FUNDED IN PART THROUGH TAX-EXEMPT DEBT: I. THE YANG YAMAZAKI ENVIRONMENTAL AND ENERGY BUILDING (Y2E2) IS THE HUB OF STANFORD'S ENVIRONMENTAL SUSTAINABILITY TEACHING AND RESEARCH. IT IS A MODEL FOR SUSTAINABILITY BUILDING STANDARDS, USING 37 PERCENT LESS ENERGY AND 90 PERCENT LESS POTABLE WATER THAN A TRADITIONALLY CONSTRUCTED BUILDING OF ITS SIZE. Y2E2 WAS THE FIRST CAMPUS BUILDING TO ACHIEVE LEED-EBOM (EXISTING BUILDING: OPERATIONS AND MAINTENANCE) PLATINUM CERTIFICATION. II. THE LI KA SHING CENTER FOR LEARNING AND KNOWLEDGE BRINGS TOGETHER CUTTING-EDGE MEDICINE, MODERN EDUCATION AND ADVANCED TECHNOLOGY TO TRAIN THE PHYSICIANS OF TOMORROW. MEDICAL STUDENTS PRACTICE LIFE-SAVING SKILLS IN REALISTIC SIMULATIONS AND LEARN TO APPLY RESEARCH TO BEDSIDE TREATMENTS. THE CENTER IS A GATHERING PLACE FOR MEDICAL EXPERTS TO SHARE RESEARCH AND HEALTH CARE INSIGHTS AND TO BRING THEIR COMBINED EXPERTISE TO BEAR ON THE WORLD'S GREATEST HEALTH CHALLENGES. III. THE JAMES AND ANNA MARIE SPILKER ENGINEERING AND APPLIED SCIENCES BUILDING FOSTERS COLLABORATIVE DEVELOPMENT IN THE BURGEONING FIELD OF NANOTECHNOLOGY. RESEARCH ACTIVITIES SPAN A BROAD RANGE OF AREAS FROM PHOTONICS AND QUANTUM ENGINEERING TO SINGLE-MOLECULE BIOPHYSICS AND EXPLORATION OF NANOSCALE PROPERTIES AND DEVICES WITH POTENTIAL APPLICATIONS AS DIVERSE AS WATER PURIFICATION, ENERGY CONSERVATION, DRUG DELIVERY AND NATIONAL SECURITY. IV. THE HUANG ENGINEERING CENTER HOUSES THE SCHOOL OF ENGINEERING, WHOSE TIES TO THE HIGH-TECHNOLOGY INDUSTRY CONTINUE TO FUEL THE GROWTH AND ECONOMY OF SILICON VALLEY AND NORTHERN CALIFORNIA. THE SCHOOL OF ENGINEERING IS WORLD RENOWNED FOR PUSHING THE FRONTIERS OF MODERN SCIENCE AND ENGINEERING, ESPECIALLY IN THE FIELDS OF COMPUTER SCIENCE, BIOENGINEERING AND ENVIRONMENTAL SUSTAINABILITY. V. THE LORRY I. LOKEY STEM CELL RESEARCH BUILDING IS THE LARGEST DEDICATED STEM CELL RESEARCH BUILDING IN THE COUNTRY. THE BUILDING HOUSES THE STANFORD STEM CELL BIOLOGY AND REGENERATIVE MEDICINE INSTITUTE, WHICH INTEGRATES RESEARCHERS FROM CANCER, NEUROSCIENCE, CARDIOVASCULAR MEDICINE, TRANSPLANTATION, IMMUNOLOGY, BIOENGINEERING AND DEVELOPMENTAL BIOLOGY. ALL ARE FOCUSED ON MAKING DISCOVERIES IN STEM CELL RESEARCH AND QUICKLY TRANSLATING THEM INTO PRECLINICAL APPLICATIONS, INNOVATIVE THERAPIES AND TREATMENTS. VI. THE MUNGER GRADUATE RESIDENCE IS A FIVE-BUILDING, 358 UNIT RESIDENTIAL COMPLEX FOR APPROXIMATELY 600 STANFORD LAW AND OTHER GRADUATE STUDENTS. IT IS A SIGNIFICANT INVESTMENT BY STANFORD IN MITIGATING TRAFFIC AND OTHER ENVIRONMENTAL CONCERNS AS IT GREATLY REDUCES THE NUMBER OF PEOPLE DRIVING TO CAMPUS DAILY. VII. THE WILLIAM H. NEUKOM BUILDING, WHICH HOUSES THE CLINICS OF THE STANFORD LAW SCHOOL, OPENED IN 2011 AND WAS BUILT TO SATISFY THE EQUIVALENT OF A LEED GOLD CERTIFICATION FOR SUSTAINABILITY. THE BUILDING USES 30 PERCENT LESS ENERGY THAN REQUIRED BY CODE. THE BUILDING HOUSES THE MILLS LEGAL CLINIC, WHICH INCLUDES 11 CLINICS THAT TEACH THROUGH EXPERIENTIAL EDUCATION. LAW STUDENTS LEARN THE PRACTICE OF LAW BY REPRESENTING, FOR INSTANCE, LOW-INCOME OR INDIGENT PEOPLE IN CIVIL AND CRIMINAL LITIGATIONS, AND BY PROVIDING LEGAL COUNSEL ON ENVIRONMENTAL ISSUES, INTELLECTUAL PROPERTY, HUMAN RIGHTS, IMMIGRATION, NONPROFIT CORPORATE GOVERNANCE, EDUCATION, AND RELIGIOUS FREEDOM. VIII. STANFORD ENERGY SYSTEM INNOVATIONS (SESI) IS A STATE-OF-THE-ART ENERGY SYSTEM EMPLOYING HEAT RECOVERY, RENEWABLE ELECTRICITY, AND ADVANCED CONTROLS TO SERVE THE POWER, HEATING AND COOLING NEEDS OF THE UNIVERSITY. IT INCLUDES A CENTRAL ENERGY FACILITY AND ELECTRICAL SUBSTATION, ENERGY DISTRIBUTION INFRASTRUCTURE AND MARKET-BASED ENERGY PROCUREMENT PROGRAM. SESI REDUCES STANFORD'S GREENHOUSE GAS EMISSIONS BY 68% AND WATER USE BY 15%. SESI HAS RECEIVED THE HIGHEST HONORS AT THE REGIONAL, STATE AND NATIONAL LEVELS FOR ENERGY ECONOMICS, EFFICIENCY AND SUSTAINABILITY, INCLUDING THE STATE OF CALIFORNIA GOVERNOR'S ENVIRONMENT AND ECONOMIC LEADERSHIP AWARD AND THE ENERGY EFFICIENCY GLOBAL FORUM, ALLIANCE TO SAVE ENERGY: ENERGY EFFICIENCY VISIONARY AWARD, AMONG OTHERS. IX. THE SAPP CENTER FOR TEACHING AND LEARNING OFFERS ADAPTIVE CLASSROOMS FOR CHEMISTRY AND BIOLOGY, RECOGNIZING THEIR INEXTRICABLE LINK IN LIFE SCIENCES' RESEARCH AND IN MEDICINE. IT ALLOWS STUDENTS TO BUILD STRONG FOUNDATIONS IN THESE SCIENCES AND LEARN TO THINK CREATIVELY ACROSS DISCIPLINES. THE 60,000 SQUARE FOOT BUILDING INCLUDES A 300 SEAT AUDITORIUM, LABORATORY SPACE, A SCIENCE LIBRARY COMBINING THE UNIVERSITY'S BIOLOGY, CHEMISTRY, MATHEMATICS, STATISTICS AND CHEMICAL ENGINEERING COLLECTIONS AND AMPLE STUDY SPACE. X. STANFORD'S LARGEST-EVER HOUSING DEVELOPMENT, ESCONDIDO VILLAGE GRADUATE RESIDENCES (EVGR) HAVE FOUR BUILDINGS LOCATED ON THE EAST SIDE OF CAMPUS. THE COMPLEX WILL PROVIDE OVER 2,400 GRADUATE STUDENT BEDS. THIS WILL SIGNIFICANTLY HELP MEET THE DEMAND FOR SUBSIDIZED ON-CAMPUS HOUSING AS WELL AS REDUCE LOCAL TRAFFIC AND RELATED AIR POLLUTION. FORM 990, SCHEDULE K, PART I, COLUMN C CUSIP NUMBER CEFA TAX EXEMPT COMMERCIAL PAPER ("TECP") DATED 4/11/17 WAS ASSIGNED A UNIQUE BLOCK OF 900 CUSIP NUMBERS UPON ISSUANCE. A NEW CUSIP NUMBER IS ASSIGNED TO EACH TRANCHE OF TECP THAT IS ISSUED. THE CUSIP NUMBER LISTED IS THE FIRST CUSIP NUMBER IN THE SERIES AND WAS ASSIGNED AT THE ISSUANCE DATE, 4/11/17. FORM 990, SCHEDULE K, PART I, COLUMN F DESCRIPTION OF PURPOSE FOR TAX-EXEMPT BONDS A. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND CEFA SERIES L-8 ISSUED 10/31/2000, REFUND CEFA SERIES L-9 ISSUED 10/31/2000, REFUND CEFA TAX EXEMPT COMMERCIAL PAPER REVENUE NOTES ISSUED 3/18/03. CONVERSION OF SERIES S BONDS ON MAY 15, 2013 FROM VARIABLE RATE TO FIXED RATE AND CANCELLATION OF $9,790,000 AGGREGATE PRINCIPAL AMOUNT OF THE BONDS. COSTS OF ISSUANCE. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1 AND T-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5 - ADVANCE REFUND $59,180,000 OF CEFA SERIES P REVENUE BONDS - ISSUED MARCH 30, 1999. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. F. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES Q ISSUED ON 5/3/2001. COSTS OF ISSUANCE. G. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. H. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4 - ADVANCE REFUND CEFA SERIES P BONDS ISSUED ON 3/30/1999 AND PAY COSTS OF ISSUANCE. I. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-5 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES T-4 ISSUED ON MAY 15, 2008. J. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. K. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-7 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. L. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY V-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. REFUND PRIOR TAXABLE BOND.
FORM 990, SCHEDULE K, PART II COMMERCIAL PAPER DEBT FOR CEFA CP, PART II, LINE 3 IS THE MAXIMUM AMOUNT OF COMMERCIAL PAPER THAT IS AUTHORIZED UNDER THAT ISSUE. ADDITIONAL AMOUNTS SPENT REPRESENT INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS THE DIFFERENCE BETWEEN LINE 3 AND SCHEDULE K, PART I, COLUMN (E) AMOUNTS REPRESENTS INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART III REFINANCING CEFA SERIES T-5, U-2, U-4 & U-5 PROCEEDS WERE USED TO REFINANCE DEBT ISSUED PRIOR TO JANUARY 1, 2003. ACCORDINGLY, PART III IS NOT COMPLETED FOR THESE ISSUES. FORM 990, SCHEDULE K, PART III, LINES 4-5 PRIVATE BUSINESS USE STANFORD UNIVERSITY FINANCES ITS FACILITIES WITH A COMBINATION OF TAX-EXEMPT DEBT, TAXABLE DEBT, GIFTS AND OTHER UNIVERSITY FUNDS. OCCASIONALLY, SOME OF THESE FACILITIES WILL HOUSE ACTIVITIES THAT MAY CONSTITUTE "PRIVATE BUSINESS USE", AS DEFINED IN IRC SECTION 141. FOR INSTANCE, STANFORD MAY RENT A SMALL PORTION OF A FACILITY TO A FOR-PROFIT OPERATOR OF CAFETERIAS (PRIMARILY FOR THE CONVENIENCE OF FACULTY, STAFF, STUDENTS AND THEIR GUESTS). IN OTHER SITUATIONS, STANFORD MAY RECEIVE A GENEROUS CORPORATE GIFT TO FUND A PORTION OF A BUILDING AND MAY CHOOSE TO ACKNOWLEDGE SUCH GENEROSITY BY NAMING A CLASSROOM, LIBRARY OR AUDITORIUM IN HONOR OF THE CORPORATE DONOR. IN SUCH CASES, STANFORD ELECTS THE "UNDIVIDED PORTION ALLOCATION METHOD" DESCRIBED IN TREASURY REGULATION SECTION 1.141-6, AND THUS ALLOCATES SUCH "PRIVATE BUSINESS USE" FIRST TO THAT PORTION OF THE FACILITY FUNDED BY TAXABLE DEBT, GIFTS OR OTHER UNIVERSITY FUNDS. ACCORDINGLY, STANFORD REPORTS 0% AS THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE (PART III, QUESTION 4). IN ADDITION TO THE CONSTRUCTION COST OF BUILDINGS, TAX-EXEMPT DEBT ALSO FUNDED A SIGNIFICANT PORTION OF THE UNIVERSITY'S INFRASTRUCTURE, INCLUDING ROADS AND UNDERGROUND UTILITIES. THE PORTION OF THE FUNDING OF THESE IMPROVEMENTS BY SOURCES OTHER THAN TAX-EXEMPT DEBT AS A PERCENTAGE OF TOTAL FUNDING WAS WELL IN EXCESS OF THE MEASURED AMOUNT OF PRIVATE BUSINESS USE TO TOTAL USE. ACCORDINGLY, THE AMOUNTS REPORTED ON PART III, LINES 4 AND 5, FOR THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE BY OTHER ENTITIES AND AS A RESULT OF AN UNRELATED TRADE OR BUSINESS ACTIVITY, RESPECTIVELY, ARE ZERO. BOND ISSUANCE COSTS (BIC) AS A PERCENTAGE OF THE TOTAL PROCEEDS BY BOND ISSUE ARE: ISSUE: BIC% CEFA CP 0.0000% CEFA SERIES S 0.5476% CEFA SERIES T-1 0.4314% CEFA SERIES T-5 0.0028% CEFA SERIES U-1 0.6483% CEFA SERIES U-2 0.5773% CEFA SERIES U-3 0.3551% CEFA SERIES U-4 0.3625% CEFA SERIES U-5 0.0015% CEFA SERIES U-6 0.0000% CEFA SERIES U-7 0.0000% CEFA SERIES V-1 0.0000% FORM 990, SCHEDULE K, PART IV FORM 8038-T: DURING THE PERIODS SINCE THESE BONDS WERE ISSUED, THE INTEREST COST ON THE BONDS HAS EXCEEDED THE INVESTMENT RETURN ON ANY UNSPENT PROCEEDS. ACCORDINGLY, NO FORM 8038-T HAS BEEN ISSUED. FORM 990, SCHEDULE K, PART IV, LINE 2(C) REBATE CALCULATIONS B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES S HAD A REBATE CALCULATION PERFORMED ON DECEMBER 3, 2007. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES T-1 AND T-3 HAD A REBATE CALCULATION PERFORMED ON JULY 21, 2010. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES T-5 HAD A REBATE CALCULATION PERFORMED ON AUGUST 9, 2010. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-1 HAD A REBATE CALCULATION PERFORMED ON JUNE 21, 2013. F. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-2 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. G. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-3 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. H. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-4 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. I. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-5 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019. J. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-6 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019. K. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-7 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019.
Schedule K (Form 990) 2019

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number
94-1156365
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP
 
52-1705592 13018AXY1 04-11-2017 300,000,000 SEE SCHEDULE O   X   X   X
B CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S
 
52-1705592 130175P89 06-24-2004 181,196,530 SEE SCHEDULE O   X   X   X
C CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1&3
 
52-1705592 130178JD9 06-19-2007 153,277,097 SEE SCHEDULE O   X   X   X
D CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5
 
52-1705592 130178TQ9 08-04-2009 59,147,724 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1
 
52-1705592 130178VU7 05-06-2010 251,631,228 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2
 
52-1705592 130178M86 04-17-2012 99,193,766 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3
 
52-1705592 130178X76 05-15-2013 351,795,122 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4
 
52-1705592 130178X84 05-15-2013 52,773,978 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-5
 
52-1705592 1301783X2 05-14-2014 150,450,962 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6
 
52-1705592 1301783W4 05-14-2014 350,002,728 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-7
 
52-1705592 130179GV0 06-22-2016 250,000,550 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY V-1
 
52-1705592 130179SD7 04-04-2019 599,999,105 SEE SCHEDULE O   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 0 9,790,000 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 300,000,000 182,429,497 156,107,342 59,148,032
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 1,198,734 595,440 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 992,205 661,216 1,644
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 0 147,790,592 64,355,560 0
11 Other spent proceeds ............. 0 32,447,966 90,495,126 59,146,388
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2012 2006 2009 2003
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........
  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........
  X   X   X X  
16 Has the final allocation of proceeds been made? ..........   X X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? ....... X     X   X   X
b Exception to rebate? ........ X     X   X   X
c No rebate due? .........   X X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K TAX-EXEMPT BONDS FOR MORE THAN 40 YEARS, STANFORD AND THE MANY COMMUNITIES AND CONSTITUENCIES IT SERVES HAVE BENEFITED FROM TAX-EXEMPT BORROWING THROUGH THE CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY. THE UNIVERSITY USES GENEROUS DONOR GIFTS, UNIVERSITY RESERVES AND TAXABLE DEBT, IN ADDITION TO PROCEEDS FROM TAX EXEMPT BORROWING, TO FUND THE CONSTRUCTION OF ACADEMIC BUILDINGS, RESEARCH SUPPORT FACILITIES, RESIDENCES AND OTHER CAMPUS HOUSING, ROADS AND INFRASTRUCTURE. THESE FACILITIES HAVE, IN TURN, ENABLED THE UNIVERSITY TO ATTRACT OUTSTANDING FACULTY AND STUDENTS AND TO MORE EFFECTIVELY PERFORM INTERDISCIPLINARY RESEARCH DESIGNED TO ADDRESS FUNDAMENTAL WORLD PROBLEMS. THE NEW FACILITIES PROVIDE THE STANFORD COMMUNITY WITH THE MOST ADVANCED TECHNOLOGY AND ENVIRONMENT FOR TEACHING, LEARNING AND RESEARCH. THE FUNDING ALSO HAS PLAYED A KEY ROLE IN ENABLING STANFORD TO MEET SEISMIC AND OTHER FEDERAL AND STATE BUILDING REQUIREMENTS. THE FOLLOWING ARE EXAMPLES OF BUILDINGS FUNDED IN PART THROUGH TAX-EXEMPT DEBT: I. THE YANG YAMAZAKI ENVIRONMENTAL AND ENERGY BUILDING (Y2E2) IS THE HUB OF STANFORD'S ENVIRONMENTAL SUSTAINABILITY TEACHING AND RESEARCH. IT IS A MODEL FOR SUSTAINABILITY BUILDING STANDARDS, USING 37 PERCENT LESS ENERGY AND 90 PERCENT LESS POTABLE WATER THAN A TRADITIONALLY CONSTRUCTED BUILDING OF ITS SIZE. Y2E2 WAS THE FIRST CAMPUS BUILDING TO ACHIEVE LEED-EBOM (EXISTING BUILDING: OPERATIONS AND MAINTENANCE) PLATINUM CERTIFICATION. II. THE LI KA SHING CENTER FOR LEARNING AND KNOWLEDGE BRINGS TOGETHER CUTTING-EDGE MEDICINE, MODERN EDUCATION AND ADVANCED TECHNOLOGY TO TRAIN THE PHYSICIANS OF TOMORROW. MEDICAL STUDENTS PRACTICE LIFE-SAVING SKILLS IN REALISTIC SIMULATIONS AND LEARN TO APPLY RESEARCH TO BEDSIDE TREATMENTS. THE CENTER IS A GATHERING PLACE FOR MEDICAL EXPERTS TO SHARE RESEARCH AND HEALTH CARE INSIGHTS AND TO BRING THEIR COMBINED EXPERTISE TO BEAR ON THE WORLD'S GREATEST HEALTH CHALLENGES. III. THE JAMES AND ANNA MARIE SPILKER ENGINEERING AND APPLIED SCIENCES BUILDING FOSTERS COLLABORATIVE DEVELOPMENT IN THE BURGEONING FIELD OF NANOTECHNOLOGY. RESEARCH ACTIVITIES SPAN A BROAD RANGE OF AREAS FROM PHOTONICS AND QUANTUM ENGINEERING TO SINGLE-MOLECULE BIOPHYSICS AND EXPLORATION OF NANOSCALE PROPERTIES AND DEVICES WITH POTENTIAL APPLICATIONS AS DIVERSE AS WATER PURIFICATION, ENERGY CONSERVATION, DRUG DELIVERY AND NATIONAL SECURITY. IV. THE HUANG ENGINEERING CENTER HOUSES THE SCHOOL OF ENGINEERING, WHOSE TIES TO THE HIGH-TECHNOLOGY INDUSTRY CONTINUE TO FUEL THE GROWTH AND ECONOMY OF SILICON VALLEY AND NORTHERN CALIFORNIA. THE SCHOOL OF ENGINEERING IS WORLD RENOWNED FOR PUSHING THE FRONTIERS OF MODERN SCIENCE AND ENGINEERING, ESPECIALLY IN THE FIELDS OF COMPUTER SCIENCE, BIOENGINEERING AND ENVIRONMENTAL SUSTAINABILITY. V. THE LORRY I. LOKEY STEM CELL RESEARCH BUILDING IS THE LARGEST DEDICATED STEM CELL RESEARCH BUILDING IN THE COUNTRY. THE BUILDING HOUSES THE STANFORD STEM CELL BIOLOGY AND REGENERATIVE MEDICINE INSTITUTE, WHICH INTEGRATES RESEARCHERS FROM CANCER, NEUROSCIENCE, CARDIOVASCULAR MEDICINE, TRANSPLANTATION, IMMUNOLOGY, BIOENGINEERING AND DEVELOPMENTAL BIOLOGY. ALL ARE FOCUSED ON MAKING DISCOVERIES IN STEM CELL RESEARCH AND QUICKLY TRANSLATING THEM INTO PRECLINICAL APPLICATIONS, INNOVATIVE THERAPIES AND TREATMENTS. VI. THE MUNGER GRADUATE RESIDENCE IS A FIVE-BUILDING, 358 UNIT RESIDENTIAL COMPLEX FOR APPROXIMATELY 600 STANFORD LAW AND OTHER GRADUATE STUDENTS. IT IS A SIGNIFICANT INVESTMENT BY STANFORD IN MITIGATING TRAFFIC AND OTHER ENVIRONMENTAL CONCERNS AS IT GREATLY REDUCES THE NUMBER OF PEOPLE DRIVING TO CAMPUS DAILY. VII. THE WILLIAM H. NEUKOM BUILDING, WHICH HOUSES THE CLINICS OF THE STANFORD LAW SCHOOL, OPENED IN 2011 AND WAS BUILT TO SATISFY THE EQUIVALENT OF A LEED GOLD CERTIFICATION FOR SUSTAINABILITY. THE BUILDING USES 30 PERCENT LESS ENERGY THAN REQUIRED BY CODE. THE BUILDING HOUSES THE MILLS LEGAL CLINIC, WHICH INCLUDES 11 CLINICS THAT TEACH THROUGH EXPERIENTIAL EDUCATION. LAW STUDENTS LEARN THE PRACTICE OF LAW BY REPRESENTING, FOR INSTANCE, LOW-INCOME OR INDIGENT PEOPLE IN CIVIL AND CRIMINAL LITIGATIONS, AND BY PROVIDING LEGAL COUNSEL ON ENVIRONMENTAL ISSUES, INTELLECTUAL PROPERTY, HUMAN RIGHTS, IMMIGRATION, NONPROFIT CORPORATE GOVERNANCE, EDUCATION, AND RELIGIOUS FREEDOM. VIII. STANFORD ENERGY SYSTEM INNOVATIONS (SESI) IS A STATE-OF-THE-ART ENERGY SYSTEM EMPLOYING HEAT RECOVERY, RENEWABLE ELECTRICITY, AND ADVANCED CONTROLS TO SERVE THE POWER, HEATING AND COOLING NEEDS OF THE UNIVERSITY. IT INCLUDES A CENTRAL ENERGY FACILITY AND ELECTRICAL SUBSTATION, ENERGY DISTRIBUTION INFRASTRUCTURE AND MARKET-BASED ENERGY PROCUREMENT PROGRAM. SESI REDUCES STANFORD'S GREENHOUSE GAS EMISSIONS BY 68% AND WATER USE BY 15%. SESI HAS RECEIVED THE HIGHEST HONORS AT THE REGIONAL, STATE AND NATIONAL LEVELS FOR ENERGY ECONOMICS, EFFICIENCY AND SUSTAINABILITY, INCLUDING THE STATE OF CALIFORNIA GOVERNOR'S ENVIRONMENT AND ECONOMIC LEADERSHIP AWARD AND THE ENERGY EFFICIENCY GLOBAL FORUM, ALLIANCE TO SAVE ENERGY: ENERGY EFFICIENCY VISIONARY AWARD, AMONG OTHERS. IX. THE SAPP CENTER FOR TEACHING AND LEARNING OFFERS ADAPTIVE CLASSROOMS FOR CHEMISTRY AND BIOLOGY, RECOGNIZING THEIR INEXTRICABLE LINK IN LIFE SCIENCES' RESEARCH AND IN MEDICINE. IT ALLOWS STUDENTS TO BUILD STRONG FOUNDATIONS IN THESE SCIENCES AND LEARN TO THINK CREATIVELY ACROSS DISCIPLINES. THE 60,000 SQUARE FOOT BUILDING INCLUDES A 300 SEAT AUDITORIUM, LABORATORY SPACE, A SCIENCE LIBRARY COMBINING THE UNIVERSITY'S BIOLOGY, CHEMISTRY, MATHEMATICS, STATISTICS AND CHEMICAL ENGINEERING COLLECTIONS AND AMPLE STUDY SPACE. X. STANFORD'S LARGEST-EVER HOUSING DEVELOPMENT, ESCONDIDO VILLAGE GRADUATE RESIDENCES (EVGR) HAVE FOUR BUILDINGS LOCATED ON THE EAST SIDE OF CAMPUS. THE COMPLEX WILL PROVIDE OVER 2,400 GRADUATE STUDENT BEDS. THIS WILL SIGNIFICANTLY HELP MEET THE DEMAND FOR SUBSIDIZED ON-CAMPUS HOUSING AS WELL AS REDUCE LOCAL TRAFFIC AND RELATED AIR POLLUTION. FORM 990, SCHEDULE K, PART I, COLUMN C CUSIP NUMBER CEFA TAX EXEMPT COMMERCIAL PAPER ("TECP") DATED 4/11/17 WAS ASSIGNED A UNIQUE BLOCK OF 900 CUSIP NUMBERS UPON ISSUANCE. A NEW CUSIP NUMBER IS ASSIGNED TO EACH TRANCHE OF TECP THAT IS ISSUED. THE CUSIP NUMBER LISTED IS THE FIRST CUSIP NUMBER IN THE SERIES AND WAS ASSIGNED AT THE ISSUANCE DATE, 4/11/17. FORM 990, SCHEDULE K, PART I, COLUMN F DESCRIPTION OF PURPOSE FOR TAX-EXEMPT BONDS A. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND CEFA SERIES L-8 ISSUED 10/31/2000, REFUND CEFA SERIES L-9 ISSUED 10/31/2000, REFUND CEFA TAX EXEMPT COMMERCIAL PAPER REVENUE NOTES ISSUED 3/18/03. CONVERSION OF SERIES S BONDS ON MAY 15, 2013 FROM VARIABLE RATE TO FIXED RATE AND CANCELLATION OF $9,790,000 AGGREGATE PRINCIPAL AMOUNT OF THE BONDS. COSTS OF ISSUANCE. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1 AND T-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5 - ADVANCE REFUND $59,180,000 OF CEFA SERIES P REVENUE BONDS - ISSUED MARCH 30, 1999. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. F. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES Q ISSUED ON 5/3/2001. COSTS OF ISSUANCE. G. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. H. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4 - ADVANCE REFUND CEFA SERIES P BONDS ISSUED ON 3/30/1999 AND PAY COSTS OF ISSUANCE. I. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-5 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES T-4 ISSUED ON MAY 15, 2008. J. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. K. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-7 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. L. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY V-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. REFUND PRIOR TAXABLE BOND.
FORM 990, SCHEDULE K, PART II COMMERCIAL PAPER DEBT FOR CEFA CP, PART II, LINE 3 IS THE MAXIMUM AMOUNT OF COMMERCIAL PAPER THAT IS AUTHORIZED UNDER THAT ISSUE. ADDITIONAL AMOUNTS SPENT REPRESENT INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS THE DIFFERENCE BETWEEN LINE 3 AND SCHEDULE K, PART I, COLUMN (E) AMOUNTS REPRESENTS INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART III REFINANCING CEFA SERIES T-5, U-2, U-4 & U-5 PROCEEDS WERE USED TO REFINANCE DEBT ISSUED PRIOR TO JANUARY 1, 2003. ACCORDINGLY, PART III IS NOT COMPLETED FOR THESE ISSUES. FORM 990, SCHEDULE K, PART III, LINES 4-5 PRIVATE BUSINESS USE STANFORD UNIVERSITY FINANCES ITS FACILITIES WITH A COMBINATION OF TAX-EXEMPT DEBT, TAXABLE DEBT, GIFTS AND OTHER UNIVERSITY FUNDS. OCCASIONALLY, SOME OF THESE FACILITIES WILL HOUSE ACTIVITIES THAT MAY CONSTITUTE "PRIVATE BUSINESS USE", AS DEFINED IN IRC SECTION 141. FOR INSTANCE, STANFORD MAY RENT A SMALL PORTION OF A FACILITY TO A FOR-PROFIT OPERATOR OF CAFETERIAS (PRIMARILY FOR THE CONVENIENCE OF FACULTY, STAFF, STUDENTS AND THEIR GUESTS). IN OTHER SITUATIONS, STANFORD MAY RECEIVE A GENEROUS CORPORATE GIFT TO FUND A PORTION OF A BUILDING AND MAY CHOOSE TO ACKNOWLEDGE SUCH GENEROSITY BY NAMING A CLASSROOM, LIBRARY OR AUDITORIUM IN HONOR OF THE CORPORATE DONOR. IN SUCH CASES, STANFORD ELECTS THE "UNDIVIDED PORTION ALLOCATION METHOD" DESCRIBED IN TREASURY REGULATION SECTION 1.141-6, AND THUS ALLOCATES SUCH "PRIVATE BUSINESS USE" FIRST TO THAT PORTION OF THE FACILITY FUNDED BY TAXABLE DEBT, GIFTS OR OTHER UNIVERSITY FUNDS. ACCORDINGLY, STANFORD REPORTS 0% AS THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE (PART III, QUESTION 4). IN ADDITION TO THE CONSTRUCTION COST OF BUILDINGS, TAX-EXEMPT DEBT ALSO FUNDED A SIGNIFICANT PORTION OF THE UNIVERSITY'S INFRASTRUCTURE, INCLUDING ROADS AND UNDERGROUND UTILITIES. THE PORTION OF THE FUNDING OF THESE IMPROVEMENTS BY SOURCES OTHER THAN TAX-EXEMPT DEBT AS A PERCENTAGE OF TOTAL FUNDING WAS WELL IN EXCESS OF THE MEASURED AMOUNT OF PRIVATE BUSINESS USE TO TOTAL USE. ACCORDINGLY, THE AMOUNTS REPORTED ON PART III, LINES 4 AND 5, FOR THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE BY OTHER ENTITIES AND AS A RESULT OF AN UNRELATED TRADE OR BUSINESS ACTIVITY, RESPECTIVELY, ARE ZERO. BOND ISSUANCE COSTS (BIC) AS A PERCENTAGE OF THE TOTAL PROCEEDS BY BOND ISSUE ARE: ISSUE: BIC% CEFA CP 0.0000% CEFA SERIES S 0.5476% CEFA SERIES T-1 0.4314% CEFA SERIES T-5 0.0028% CEFA SERIES U-1 0.6483% CEFA SERIES U-2 0.5773% CEFA SERIES U-3 0.3551% CEFA SERIES U-4 0.3625% CEFA SERIES U-5 0.0015% CEFA SERIES U-6 0.0000% CEFA SERIES U-7 0.0000% CEFA SERIES V-1 0.0000% FORM 990, SCHEDULE K, PART IV FORM 8038-T: DURING THE PERIODS SINCE THESE BONDS WERE ISSUED, THE INTEREST COST ON THE BONDS HAS EXCEEDED THE INVESTMENT RETURN ON ANY UNSPENT PROCEEDS. ACCORDINGLY, NO FORM 8038-T HAS BEEN ISSUED. FORM 990, SCHEDULE K, PART IV, LINE 2(C) REBATE CALCULATIONS B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES S HAD A REBATE CALCULATION PERFORMED ON DECEMBER 3, 2007. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES T-1 AND T-3 HAD A REBATE CALCULATION PERFORMED ON JULY 21, 2010. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES T-5 HAD A REBATE CALCULATION PERFORMED ON AUGUST 9, 2010. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-1 HAD A REBATE CALCULATION PERFORMED ON JUNE 21, 2013. F. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-2 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. G. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-3 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. H. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-4 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. I. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-5 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019. J. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-6 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019. K. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-7 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019.
Schedule K (Form 990) 2019

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number
94-1156365
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP
 
52-1705592 13018AXY1 04-11-2017 300,000,000 SEE SCHEDULE O   X   X   X
B CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S
 
52-1705592 130175P89 06-24-2004 181,196,530 SEE SCHEDULE O   X   X   X
C CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1&3
 
52-1705592 130178JD9 06-19-2007 153,277,097 SEE SCHEDULE O   X   X   X
D CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5
 
52-1705592 130178TQ9 08-04-2009 59,147,724 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1
 
52-1705592 130178VU7 05-06-2010 251,631,228 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2
 
52-1705592 130178M86 04-17-2012 99,193,766 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3
 
52-1705592 130178X76 05-15-2013 351,795,122 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4
 
52-1705592 130178X84 05-15-2013 52,773,978 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-5
 
52-1705592 1301783X2 05-14-2014 150,450,962 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6
 
52-1705592 1301783W4 05-14-2014 350,002,728 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-7
 
52-1705592 130179GV0 06-22-2016 250,000,550 SEE SCHEDULE O   X   X   X
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY V-1
 
52-1705592 130179SD7 04-04-2019 599,999,105 SEE SCHEDULE O   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 0 9,790,000 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 300,000,000 182,429,497 156,107,342 59,148,032
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 1,198,734 595,440 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 992,205 661,216 1,644
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 0 147,790,592 64,355,560 0
11 Other spent proceeds ............. 0 32,447,966 90,495,126 59,146,388
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2012 2006 2009 2003
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........
  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........
  X   X   X X  
16 Has the final allocation of proceeds been made? ..........   X X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? ....... X     X   X   X
b Exception to rebate? ........ X     X   X   X
c No rebate due? .........   X X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K TAX-EXEMPT BONDS FOR MORE THAN 40 YEARS, STANFORD AND THE MANY COMMUNITIES AND CONSTITUENCIES IT SERVES HAVE BENEFITED FROM TAX-EXEMPT BORROWING THROUGH THE CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY. THE UNIVERSITY USES GENEROUS DONOR GIFTS, UNIVERSITY RESERVES AND TAXABLE DEBT, IN ADDITION TO PROCEEDS FROM TAX EXEMPT BORROWING, TO FUND THE CONSTRUCTION OF ACADEMIC BUILDINGS, RESEARCH SUPPORT FACILITIES, RESIDENCES AND OTHER CAMPUS HOUSING, ROADS AND INFRASTRUCTURE. THESE FACILITIES HAVE, IN TURN, ENABLED THE UNIVERSITY TO ATTRACT OUTSTANDING FACULTY AND STUDENTS AND TO MORE EFFECTIVELY PERFORM INTERDISCIPLINARY RESEARCH DESIGNED TO ADDRESS FUNDAMENTAL WORLD PROBLEMS. THE NEW FACILITIES PROVIDE THE STANFORD COMMUNITY WITH THE MOST ADVANCED TECHNOLOGY AND ENVIRONMENT FOR TEACHING, LEARNING AND RESEARCH. THE FUNDING ALSO HAS PLAYED A KEY ROLE IN ENABLING STANFORD TO MEET SEISMIC AND OTHER FEDERAL AND STATE BUILDING REQUIREMENTS. THE FOLLOWING ARE EXAMPLES OF BUILDINGS FUNDED IN PART THROUGH TAX-EXEMPT DEBT: I. THE YANG YAMAZAKI ENVIRONMENTAL AND ENERGY BUILDING (Y2E2) IS THE HUB OF STANFORD'S ENVIRONMENTAL SUSTAINABILITY TEACHING AND RESEARCH. IT IS A MODEL FOR SUSTAINABILITY BUILDING STANDARDS, USING 37 PERCENT LESS ENERGY AND 90 PERCENT LESS POTABLE WATER THAN A TRADITIONALLY CONSTRUCTED BUILDING OF ITS SIZE. Y2E2 WAS THE FIRST CAMPUS BUILDING TO ACHIEVE LEED-EBOM (EXISTING BUILDING: OPERATIONS AND MAINTENANCE) PLATINUM CERTIFICATION. II. THE LI KA SHING CENTER FOR LEARNING AND KNOWLEDGE BRINGS TOGETHER CUTTING-EDGE MEDICINE, MODERN EDUCATION AND ADVANCED TECHNOLOGY TO TRAIN THE PHYSICIANS OF TOMORROW. MEDICAL STUDENTS PRACTICE LIFE-SAVING SKILLS IN REALISTIC SIMULATIONS AND LEARN TO APPLY RESEARCH TO BEDSIDE TREATMENTS. THE CENTER IS A GATHERING PLACE FOR MEDICAL EXPERTS TO SHARE RESEARCH AND HEALTH CARE INSIGHTS AND TO BRING THEIR COMBINED EXPERTISE TO BEAR ON THE WORLD'S GREATEST HEALTH CHALLENGES. III. THE JAMES AND ANNA MARIE SPILKER ENGINEERING AND APPLIED SCIENCES BUILDING FOSTERS COLLABORATIVE DEVELOPMENT IN THE BURGEONING FIELD OF NANOTECHNOLOGY. RESEARCH ACTIVITIES SPAN A BROAD RANGE OF AREAS FROM PHOTONICS AND QUANTUM ENGINEERING TO SINGLE-MOLECULE BIOPHYSICS AND EXPLORATION OF NANOSCALE PROPERTIES AND DEVICES WITH POTENTIAL APPLICATIONS AS DIVERSE AS WATER PURIFICATION, ENERGY CONSERVATION, DRUG DELIVERY AND NATIONAL SECURITY. IV. THE HUANG ENGINEERING CENTER HOUSES THE SCHOOL OF ENGINEERING, WHOSE TIES TO THE HIGH-TECHNOLOGY INDUSTRY CONTINUE TO FUEL THE GROWTH AND ECONOMY OF SILICON VALLEY AND NORTHERN CALIFORNIA. THE SCHOOL OF ENGINEERING IS WORLD RENOWNED FOR PUSHING THE FRONTIERS OF MODERN SCIENCE AND ENGINEERING, ESPECIALLY IN THE FIELDS OF COMPUTER SCIENCE, BIOENGINEERING AND ENVIRONMENTAL SUSTAINABILITY. V. THE LORRY I. LOKEY STEM CELL RESEARCH BUILDING IS THE LARGEST DEDICATED STEM CELL RESEARCH BUILDING IN THE COUNTRY. THE BUILDING HOUSES THE STANFORD STEM CELL BIOLOGY AND REGENERATIVE MEDICINE INSTITUTE, WHICH INTEGRATES RESEARCHERS FROM CANCER, NEUROSCIENCE, CARDIOVASCULAR MEDICINE, TRANSPLANTATION, IMMUNOLOGY, BIOENGINEERING AND DEVELOPMENTAL BIOLOGY. ALL ARE FOCUSED ON MAKING DISCOVERIES IN STEM CELL RESEARCH AND QUICKLY TRANSLATING THEM INTO PRECLINICAL APPLICATIONS, INNOVATIVE THERAPIES AND TREATMENTS. VI. THE MUNGER GRADUATE RESIDENCE IS A FIVE-BUILDING, 358 UNIT RESIDENTIAL COMPLEX FOR APPROXIMATELY 600 STANFORD LAW AND OTHER GRADUATE STUDENTS. IT IS A SIGNIFICANT INVESTMENT BY STANFORD IN MITIGATING TRAFFIC AND OTHER ENVIRONMENTAL CONCERNS AS IT GREATLY REDUCES THE NUMBER OF PEOPLE DRIVING TO CAMPUS DAILY. VII. THE WILLIAM H. NEUKOM BUILDING, WHICH HOUSES THE CLINICS OF THE STANFORD LAW SCHOOL, OPENED IN 2011 AND WAS BUILT TO SATISFY THE EQUIVALENT OF A LEED GOLD CERTIFICATION FOR SUSTAINABILITY. THE BUILDING USES 30 PERCENT LESS ENERGY THAN REQUIRED BY CODE. THE BUILDING HOUSES THE MILLS LEGAL CLINIC, WHICH INCLUDES 11 CLINICS THAT TEACH THROUGH EXPERIENTIAL EDUCATION. LAW STUDENTS LEARN THE PRACTICE OF LAW BY REPRESENTING, FOR INSTANCE, LOW-INCOME OR INDIGENT PEOPLE IN CIVIL AND CRIMINAL LITIGATIONS, AND BY PROVIDING LEGAL COUNSEL ON ENVIRONMENTAL ISSUES, INTELLECTUAL PROPERTY, HUMAN RIGHTS, IMMIGRATION, NONPROFIT CORPORATE GOVERNANCE, EDUCATION, AND RELIGIOUS FREEDOM. VIII. STANFORD ENERGY SYSTEM INNOVATIONS (SESI) IS A STATE-OF-THE-ART ENERGY SYSTEM EMPLOYING HEAT RECOVERY, RENEWABLE ELECTRICITY, AND ADVANCED CONTROLS TO SERVE THE POWER, HEATING AND COOLING NEEDS OF THE UNIVERSITY. IT INCLUDES A CENTRAL ENERGY FACILITY AND ELECTRICAL SUBSTATION, ENERGY DISTRIBUTION INFRASTRUCTURE AND MARKET-BASED ENERGY PROCUREMENT PROGRAM. SESI REDUCES STANFORD'S GREENHOUSE GAS EMISSIONS BY 68% AND WATER USE BY 15%. SESI HAS RECEIVED THE HIGHEST HONORS AT THE REGIONAL, STATE AND NATIONAL LEVELS FOR ENERGY ECONOMICS, EFFICIENCY AND SUSTAINABILITY, INCLUDING THE STATE OF CALIFORNIA GOVERNOR'S ENVIRONMENT AND ECONOMIC LEADERSHIP AWARD AND THE ENERGY EFFICIENCY GLOBAL FORUM, ALLIANCE TO SAVE ENERGY: ENERGY EFFICIENCY VISIONARY AWARD, AMONG OTHERS. IX. THE SAPP CENTER FOR TEACHING AND LEARNING OFFERS ADAPTIVE CLASSROOMS FOR CHEMISTRY AND BIOLOGY, RECOGNIZING THEIR INEXTRICABLE LINK IN LIFE SCIENCES' RESEARCH AND IN MEDICINE. IT ALLOWS STUDENTS TO BUILD STRONG FOUNDATIONS IN THESE SCIENCES AND LEARN TO THINK CREATIVELY ACROSS DISCIPLINES. THE 60,000 SQUARE FOOT BUILDING INCLUDES A 300 SEAT AUDITORIUM, LABORATORY SPACE, A SCIENCE LIBRARY COMBINING THE UNIVERSITY'S BIOLOGY, CHEMISTRY, MATHEMATICS, STATISTICS AND CHEMICAL ENGINEERING COLLECTIONS AND AMPLE STUDY SPACE. X. STANFORD'S LARGEST-EVER HOUSING DEVELOPMENT, ESCONDIDO VILLAGE GRADUATE RESIDENCES (EVGR) HAVE FOUR BUILDINGS LOCATED ON THE EAST SIDE OF CAMPUS. THE COMPLEX WILL PROVIDE OVER 2,400 GRADUATE STUDENT BEDS. THIS WILL SIGNIFICANTLY HELP MEET THE DEMAND FOR SUBSIDIZED ON-CAMPUS HOUSING AS WELL AS REDUCE LOCAL TRAFFIC AND RELATED AIR POLLUTION. FORM 990, SCHEDULE K, PART I, COLUMN C CUSIP NUMBER CEFA TAX EXEMPT COMMERCIAL PAPER ("TECP") DATED 4/11/17 WAS ASSIGNED A UNIQUE BLOCK OF 900 CUSIP NUMBERS UPON ISSUANCE. A NEW CUSIP NUMBER IS ASSIGNED TO EACH TRANCHE OF TECP THAT IS ISSUED. THE CUSIP NUMBER LISTED IS THE FIRST CUSIP NUMBER IN THE SERIES AND WAS ASSIGNED AT THE ISSUANCE DATE, 4/11/17. FORM 990, SCHEDULE K, PART I, COLUMN F DESCRIPTION OF PURPOSE FOR TAX-EXEMPT BONDS A. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND CEFA SERIES L-8 ISSUED 10/31/2000, REFUND CEFA SERIES L-9 ISSUED 10/31/2000, REFUND CEFA TAX EXEMPT COMMERCIAL PAPER REVENUE NOTES ISSUED 3/18/03. CONVERSION OF SERIES S BONDS ON MAY 15, 2013 FROM VARIABLE RATE TO FIXED RATE AND CANCELLATION OF $9,790,000 AGGREGATE PRINCIPAL AMOUNT OF THE BONDS. COSTS OF ISSUANCE. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1 AND T-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5 - ADVANCE REFUND $59,180,000 OF CEFA SERIES P REVENUE BONDS - ISSUED MARCH 30, 1999. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. F. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES Q ISSUED ON 5/3/2001. COSTS OF ISSUANCE. G. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. H. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4 - ADVANCE REFUND CEFA SERIES P BONDS ISSUED ON 3/30/1999 AND PAY COSTS OF ISSUANCE. I. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-5 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES T-4 ISSUED ON MAY 15, 2008. J. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. K. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-7 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. L. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY V-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. REFUND PRIOR TAXABLE BOND.
FORM 990, SCHEDULE K, PART II COMMERCIAL PAPER DEBT FOR CEFA CP, PART II, LINE 3 IS THE MAXIMUM AMOUNT OF COMMERCIAL PAPER THAT IS AUTHORIZED UNDER THAT ISSUE. ADDITIONAL AMOUNTS SPENT REPRESENT INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS THE DIFFERENCE BETWEEN LINE 3 AND SCHEDULE K, PART I, COLUMN (E) AMOUNTS REPRESENTS INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART III REFINANCING CEFA SERIES T-5, U-2, U-4 & U-5 PROCEEDS WERE USED TO REFINANCE DEBT ISSUED PRIOR TO JANUARY 1, 2003. ACCORDINGLY, PART III IS NOT COMPLETED FOR THESE ISSUES. FORM 990, SCHEDULE K, PART III, LINES 4-5 PRIVATE BUSINESS USE STANFORD UNIVERSITY FINANCES ITS FACILITIES WITH A COMBINATION OF TAX-EXEMPT DEBT, TAXABLE DEBT, GIFTS AND OTHER UNIVERSITY FUNDS. OCCASIONALLY, SOME OF THESE FACILITIES WILL HOUSE ACTIVITIES THAT MAY CONSTITUTE "PRIVATE BUSINESS USE", AS DEFINED IN IRC SECTION 141. FOR INSTANCE, STANFORD MAY RENT A SMALL PORTION OF A FACILITY TO A FOR-PROFIT OPERATOR OF CAFETERIAS (PRIMARILY FOR THE CONVENIENCE OF FACULTY, STAFF, STUDENTS AND THEIR GUESTS). IN OTHER SITUATIONS, STANFORD MAY RECEIVE A GENEROUS CORPORATE GIFT TO FUND A PORTION OF A BUILDING AND MAY CHOOSE TO ACKNOWLEDGE SUCH GENEROSITY BY NAMING A CLASSROOM, LIBRARY OR AUDITORIUM IN HONOR OF THE CORPORATE DONOR. IN SUCH CASES, STANFORD ELECTS THE "UNDIVIDED PORTION ALLOCATION METHOD" DESCRIBED IN TREASURY REGULATION SECTION 1.141-6, AND THUS ALLOCATES SUCH "PRIVATE BUSINESS USE" FIRST TO THAT PORTION OF THE FACILITY FUNDED BY TAXABLE DEBT, GIFTS OR OTHER UNIVERSITY FUNDS. ACCORDINGLY, STANFORD REPORTS 0% AS THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE (PART III, QUESTION 4). IN ADDITION TO THE CONSTRUCTION COST OF BUILDINGS, TAX-EXEMPT DEBT ALSO FUNDED A SIGNIFICANT PORTION OF THE UNIVERSITY'S INFRASTRUCTURE, INCLUDING ROADS AND UNDERGROUND UTILITIES. THE PORTION OF THE FUNDING OF THESE IMPROVEMENTS BY SOURCES OTHER THAN TAX-EXEMPT DEBT AS A PERCENTAGE OF TOTAL FUNDING WAS WELL IN EXCESS OF THE MEASURED AMOUNT OF PRIVATE BUSINESS USE TO TOTAL USE. ACCORDINGLY, THE AMOUNTS REPORTED ON PART III, LINES 4 AND 5, FOR THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE BY OTHER ENTITIES AND AS A RESULT OF AN UNRELATED TRADE OR BUSINESS ACTIVITY, RESPECTIVELY, ARE ZERO. BOND ISSUANCE COSTS (BIC) AS A PERCENTAGE OF THE TOTAL PROCEEDS BY BOND ISSUE ARE: ISSUE: BIC% CEFA CP 0.0000% CEFA SERIES S 0.5476% CEFA SERIES T-1 0.4314% CEFA SERIES T-5 0.0028% CEFA SERIES U-1 0.6483% CEFA SERIES U-2 0.5773% CEFA SERIES U-3 0.3551% CEFA SERIES U-4 0.3625% CEFA SERIES U-5 0.0015% CEFA SERIES U-6 0.0000% CEFA SERIES U-7 0.0000% CEFA SERIES V-1 0.0000% FORM 990, SCHEDULE K, PART IV FORM 8038-T: DURING THE PERIODS SINCE THESE BONDS WERE ISSUED, THE INTEREST COST ON THE BONDS HAS EXCEEDED THE INVESTMENT RETURN ON ANY UNSPENT PROCEEDS. ACCORDINGLY, NO FORM 8038-T HAS BEEN ISSUED. FORM 990, SCHEDULE K, PART IV, LINE 2(C) REBATE CALCULATIONS B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES S HAD A REBATE CALCULATION PERFORMED ON DECEMBER 3, 2007. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES T-1 AND T-3 HAD A REBATE CALCULATION PERFORMED ON JULY 21, 2010. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES T-5 HAD A REBATE CALCULATION PERFORMED ON AUGUST 9, 2010. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-1 HAD A REBATE CALCULATION PERFORMED ON JUNE 21, 2013. F. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-2 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. G. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-3 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. H. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-4 HAD A REBATE CALCULATION PERFORMED ON JANUARY 19, 2016. I. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-5 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019. J. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-6 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019. K. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-7 HAD A REBATE CALCULATION PERFORMED ON JANUARY 11, 2019.
Schedule K (Form 990) 2019

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) HARRY ELAM OFFICER HOUSING   X 600,000 600,000   No Yes   Yes  
(2) HARRY ELAM OFFICER HOUSING   X 150,000 150,000   No Yes   Yes  
(3) HARRY ELAM OFFICER HOUSING   X 235,000 94,000   No Yes   Yes  
(4) HARRY ELAM OFFICER HOUSING   X 350,000 350,000   No Yes   Yes  
(5) JOHN ETCHEMENDY FORMER OFFICER HOUSING   X 1,710,000 1,710,000   No Yes   Yes  
(6) LLOYD MINOR KEY EMPLOYEE HOUSING   X 780,534 780,534   No Yes   Yes  
(7) LLOYD MINOR KEY EMPLOYEE HOUSING   X 719,466 205,562   No Yes   Yes  
(8) RICHARD SALLER FORMER KEY EMPLOYEE HOUSING   X 25,000 25,000   No Yes   Yes  
(9) MARTIN SHELL OFFICER HOUSING   X 1,000,000 325,000   No Yes   Yes  
(10) ROBERT WALLACE KEY EMPLOYEE HOUSING   X 200,000 200,000   No Yes   Yes  
(11) ROBERT WALLACE KEY EMPLOYEE HOUSING   X 100,000 50,000   No Yes   Yes  
(12) ROBERT WALLACE KEY EMPLOYEE HOUSING   X 3,000,000 3,000,000   No Yes   Yes  
(13) ELIZABETH ZACHARIAS OFFICER HOUSING   X 700,000 700,000   No Yes   Yes  
(14) ELIZABETH ZACHARIAS OFFICER HOUSING   X 250,000 250,000   No Yes   Yes  
(15) ELIZABETH ZACHARIAS OFFICER HOUSING   X 100,000 100,000   No Yes   Yes  
(16) ELIZABETH ZACHARIAS OFFICER HOUSING   X 100,000 60,000   No Yes   Yes  
(17) FARNAZ KHADEM OFFICER HOUSING   X 512,100 512,100   No Yes   Yes  
(18) FARNAZ KHADEM OFFICER HOUSING   X 170,700 170,700   No Yes   Yes  
(19) FARNAZ KHADEM OFFICER HOUSING   X 85,350 85,350   No Yes   Yes  
Total ...............Small Bullet $ 9,368,246
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2019
Schedule L (Form 990 or 990-EZ) 2019
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) KEITH M BAKER SEE PART V 367,192 COMPENSATION   No
(2) JEANNE MARIE DAVILA SEE PART V 222,292 COMPENSATION   No
(3) MICHELE ELAM SEE PART V 277,934 COMPENSATION   No
(4) MARY HYNES SEE PART V 35,137 COMPENSATION   No
(5) TANYA LUHRMANN SEE PART V 253,815 COMPENSATION   No
(6) LISA PEARSON SEE PART V 63,641 COMPENSATION   No
(7) JAMES WELCH SEE PART V 198,686 COMPENSATION   No
(8) KATHERINE L WOLF SEE PART V 15,300 COMPENSATION   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
SCHEDULE L, PART II LOANS TO/FROM INTERESTED PERSONS: IN A PROGRAM TO ATTRACT AND RETAIN EXCELLENT FACULTY AND SENIOR STAFF, THE UNIVERSITY PROVIDES HOME MORTGAGE FINANCING ASSISTANCE, PRIMARILY IN THE FORM OF SUBORDINATED LOANS, TYPICALLY IN CONJUNCTION WITH FIRST MORTGAGE LOANS PROVIDED BY PRIVATE LENDERS. THESE LOANS ARE COLLATERALIZED BY DEEDS OF TRUST ON PROPERTIES IN THE REGION SURROUNDING THE UNIVERSITY. DEPENDING ON CIRCUMSTANCES, THE BORROWER WILL RECEIVE A COMBINATION OF LOANS WITH VARYING INTEREST RATE AND PRINCIPAL PAYMENT TERMS. ELIGIBLE FACULTY AND SENIOR STAFF MAY ALSO RECEIVE A TAXABLE STIPEND TO ASSIST IN SERVICING THEIR MORTGAGE DEBT. FROM TIME TO TIME, CERTAIN OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY MAY BE ELIGIBLE FOR SUCH SUPPORT. EACH LOAN TO AN INTERESTED PERSON IS MADE FROM STANFORD TO THE INDIVIDUAL (COLUMN D). NONE OF THE LOANS IS IN DEFAULT (COLUMN G). ALL LOANS HAVE BEEN APPROVED BY THE BOARD OF TRUSTEES (COLUMN H). FOR EACH LOAN ISSUED, THERE EXISTS A WRITTEN AGREEMENT BETWEEN STANFORD AND THE BORROWER (COLUMN I). MORTGAGE TERMS GOVERN THE CALCULATION AND PAYMENT OF INTEREST WHICH APPROXIMATE MARKET RATES.
SCHEDULE L, PART III GRANTS TO INTERESTED PERSONS: THE ONLY GRANT RELATED TRANSACTIONS ARE THOSE IN WHICH AN INTERESTED PERSON PAYS TUITION, ROOM AND/OR BOARD COSTS OR RECEIVES FINANCIAL AID, WORK/STUDY ASSISTANCE, AND/OR RESEARCH GRANTS FOR A STUDENT AT THE UNIVERSITY. SUCH AMOUNTS WOULD BE IN ACCORDANCE WITH FINANCIAL AID OR GRANT PRACTICES AT ARM'S LENGTH, AND ARE PROTECTED UNDER FERPA, THEREFORE, THEY CAN NOT BE DISCLOSED ON PART III.
SCHEDULE L, PART IV BUSINESS TRANSACTIONS WITH INTERESTED PERSONS: CERTAIN STANFORD EMPLOYEES HAVE A FAMILY RELATIONSHIP WITH A LISTED PERSON. GENERALLY, SUCH EMPLOYEES WERE EITHER HIRED PRIOR TO THE LISTED PERSON'S EMPLOYMENT WITH STANFORD OR PRIOR TO THEIR APPOINTMENT AS AN OFFICER, TRUSTEE, OR KEY EMPLOYEE OF STANFORD. IN SOME INSTANCES, THE FAMILY MEMBER WAS HIRED CONCURRENTLY WITH THE LISTED PERSON'S EMPLOYMENT AT STANFORD, SUCH AS HIRING BOTH SPOUSES IN ONE RECRUITMENT. IN NO CASE WAS THE LISTED PERSON RESPONSIBLE FOR OR INVOLVED IN THE HIRING OF THE RELATED EMPLOYEE. NEITHER WERE THEY RESPONSIBLE FOR THE COMPENSATION, DIRECTION, EVALUATION OR CONTINUED EMPLOYMENT OF THE RELATED EMPLOYEE. (A) NAME OF THE INTERESTED PERSON: KEITH M. BAKER (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: FATHER OF TRUSTEE FELIX J. BAKER (C) AMOUNT OF TRANSACTION: $314,993 IN CASH COMPENSATION AND $52,200 IN BENEFITS DURING FISCAL YEAR 2020 EARNED IN HIS POSITION AS PROFESSOR OF HISTORY AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: JEANNE MARIE DAVILA (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SISTER OF FORMER PROVOST JOHN ETCHEMENDY (C) AMOUNT OF TRANSACTION: $187,053 IN CASH COMPENSATION AND $35,239 IN BENEFITS DURING FISCAL YEAR 2020 EARNED IN HER FULL TIME STAFF POSITION AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: MICHELE ELAM (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SPOUSE OF VP ARTS, HARRY ELAM (C) AMOUNT OF TRANSACTION: $237,255 IN CASH COMPENSATION AND $40,679 IN BENEFITS DURING FISCAL YEAR 2020 EARNED IN HER POSITION AS PROFESSOR OF ENGLISH AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: MARY HYNES (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SPOUSE OF PRESIDENT AND TRUSTEE, MARC TESSIER-LAVIGNE (C) AMOUNT OF TRANSACTION: $35,137 IN CASH COMPENSATION DURING FISCAL YEAR 2020 EARNED IN HER POSITION AS ASSOCIATE PROFESSOR (RESEARCH) OF BIOLOGY AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: TANYA LUHRMANN (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SPOUSE OF FORMER DEAN RICHARD SALLER (C) AMOUNT OF TRANSACTION: $219,195 IN CASH COMPENSATION AND $34,620 IN BENEFITS DURING FISCAL YEAR 2020 EARNED IN HER POSITION AS PROFESSOR OF ANTHROPOLOGY AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: LISA PEARSON (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SPOUSE OF INTERIM OFFICER, HOWARD B. PEARSON (C) AMOUNT OF TRANSACTION: $48,080 IN CASH COMPENSATION AND $15,561 IN BENEFITS DURING FISCAL YEAR 2020 EARNED IN HER POSITION AS LECTURER AT LAW SCHOOL AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: JAMES WELCH (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SPOUSE OF PROVOST, PERSIS DRELL (C) AMOUNT OF TRANSACTION: $180,416 IN CASH COMPENSATION AND $18,270 IN BENEFITS DURING FISCAL YEAR 2020 EARNED IN HIS POSITION AS PHYSICIST AT SLAC NATIONAL ACCELERATOR LABORATORY - STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: KATHERINE L. WOLF (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SPOUSE OF PRESIDENT OF STANFORD ALUMNI ASSOCIATION HOWARD WOLF (C) AMOUNT OF TRANSACTION: $15,300 IN CASH COMPENSATION DURING FISCAL YEAR 2020 EARNED THROUGH HER BUSINESS KATALYST COACHING WITH STANFORD (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO
Schedule L (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 44   N/A
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,250 132,544,075 FAIR MARKET VALUE
10 Securities—Closely held stock . X 1 8,196,670 FAIR VALUE
11 Securities—Partnership, LLC,
or trust interests ....
X 14 13,457,563 FAIR VALUE
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential . X 4 3,801,000 APPRAISAL
16 Real estate—Commercial ..        
17 Real estate—Other ... X 1 121,875 APPRAISAL
18 Collectibles ..... X 2   N/A
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( COMPUTERS AND ACCESSORIES ) X 2 5,098,038 FAIR MARKET VALUE
26 Other Right pointing arrow large image ( OTHER EQUIPMENT ) X 6 223,511 FAIR MARKET VALUE
27 Other Right pointing arrow large image ( CAMERAS AND ACCESSORIES ) X 1 941 FAIR MARKET VALUE
28 Other Right pointing arrow large image ( DIGITAL CURRENCY ) X 4 285,716 FAIR MARKET VALUE
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
45
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2019)
Schedule M (Form 990) (2019)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
SCHEDULE M, PART I IN COLUMN B, STANFORD IS REPORTING THE NUMBER OF CONTRIBUTIONS. LINE 32A, USE OF THIRD-PARTY - STANFORD MAY, FROM TIME TO TIME, ENGAGE THIRD PARTIES (E.G., REAL ESTATE BROKERS) TO SELL CERTAIN NON-CASH CONTRIBUTIONS. LINE 33, NON-CASH CONTRIBUTIONS - WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, ARTIFACTS, AND THE LIKE, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED. DONATIONS OF SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES.
Schedule M (Form 990) (2019)

Additional Data


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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Return Reference Explanation
FORM 990, PAGE 1, LINE K FORM OF ORGANIZATION THE LELAND STANFORD JUNIOR UNIVERSITY WAS FOUNDED BY SENATOR AND MRS. LELAND STANFORD ON NOVEMBER 11, 1885, IN MEMORY OF THEIR ONLY CHILD, LELAND, JR. THE FOUNDING WAS ACCOMPLISHED BY A GRANT OF ENDOWMENT, KNOWN AS THE FOUNDING GRANT, WHICH CONVEYED IN TRUST TO A BOARD OF TRUSTEES CERTAIN PROPERTIES, DIRECTED THAT A UNIVERSITY BE ESTABLISHED AND OUTLINED THE OBJECTIVES AND GOVERNMENT OF THE UNIVERSITY. SUBSEQUENT LEGISLATION IN THE STATE OF CALIFORNIA GRANTED THE UNIVERSITY CORPORATE POWERS EFFECTIVE 1901. ACCORDINGLY, STANFORD HAS ELECTED TO BE TREATED AS A CORPORATION FOR THE PURPOSES OF THE ADMINISTRATION OF FEDERAL AND STATE INCOME TAX LAW. FORM 990, PART I, LINE 6 VOLUNTEERS THERE ARE THOUSANDS OF ALUMNI AND FRIENDS OF STANFORD UNIVERSITY WHO VOLUNTEERED THEIR SERVICES TO STANFORD OVER THE COURSE OF THE YEAR. EXAMPLES OF THE WIDE SPECTRUM OF VOLUNTEER SERVICES INCLUDE SERVING AS A MEMBER OF THE BOARD OF TRUSTEES OF THE UNIVERSITY, SERVING ON A FUNDRAISING COMMITTEE, AND SERVING ON AN ADVISORY BOARD OF AN INSTITUTE. WHILE STANFORD DOES NOT FORMALLY TRACK THE TOTAL NUMBER OF VOLUNTEERS, IT ESTIMATES THAT APPROXIMATELY 11,000 ALUMNI VOLUNTEERED DURING THE TAX YEAR. FORM 990, PARTS I AND III, LINE 1 ORGANIZATION'S MISSION - CONTINUED FROM PART I, LINE 1 & PART III, LINE 1 STANFORD IS INTERNATIONALLY RECOGNIZED FOR THE QUALITY OF ITS TEACHING AND RESEARCH, ITS DISTINGUISHED FACULTY, AND ITS OUTSTANDING STUDENT BODY. IN THE YEARS SINCE ITS FOUNDING IN 1885, STANFORD HAS GROWN TO OVER 2,279 FACULTY MEMBERS AND AN ENROLLMENT OF APPROXIMATELY 6,805 UNDERGRADUATE AND 9,844 GRADUATE STUDENTS. THE OBJECTIVE AND PURPOSES OF STANFORD UNIVERSITY, JANE AND LELAND STANFORD WROTE IN THEIR FOUNDING GRANT IN 1885, ARE "TO QUALIFY ITS STUDENTS FOR PERSONAL SUCCESS, AND DIRECT USEFULNESS IN LIFE; ... TO PROMOTE THE PUBLIC WELFARE BY EXERCISING AN INFLUENCE ON BEHALF OF HUMANITY AND CIVILIZATION, TEACHING THE BLESSINGS OF LIBERTY REGULATED BY LAW, AND INCULCATING LOVE AND REVERENCE FOR THE GREAT PRINCIPLES OF GOVERNMENT AS DERIVED FROM THE INALIENABLE RIGHTS OF MAN TO LIFE, LIBERTY, AND THE PURSUIT OF HAPPINESS."
FORM 990, PART III, LINE 4A STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS (EXPENSES $2,103,502,273 INCLUDING GRANTS OF $42,083,341; REVENUE $859,922,080) INSTRUCTION AND DEPARTMENTAL RESEARCH: INCLUDES THE SALARIES, FRINGE BENEFITS AND SUPPLIES NECESSARY TO TEACH 16,649 STUDENTS, INCLUDING 6,805 UNDERGRADUATE AND 9,844 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS. STANFORD'S 2,279-PERSON FACULTY INCLUDES 34 NOBEL PRIZE WINNERS AND 4 PULITZER PRIZE WINNERS. STANFORD HAS SEVEN SCHOOLS: BUSINESS, EARTH, ENERGY & ENVIRONMENTAL SCIENCES, EDUCATION, ENGINEERING, HUMANITIES AND SCIENCES, LAW, AND MEDICINE. UNDERGRADUATES CHOOSE AMONG 69 MAJORS AND ARE ENCOURAGED TO LEARN CRITICAL THINKING SKILLS THROUGH RESEARCH. SEVEN SCHOOLS ON ONE CAMPUS OFFER STUDENTS BOUNDLESS OPPORTUNITIES TO PURSUE THEIR PASSIONS AND COLLABORATE ON SOLVING COMPLEX GLOBAL PROBLEMS. IN CLOSE INTERACTION WITH FACULTY, STANFORD STUDENTS CREATE AND APPLY KNOWLEDGE BY THINKING AND DOING, PREPARING FOR LEADERSHIP IN A RAPIDLY CHANGING WORLD.
FORM 990, PART III, LINE 4B STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS (EXPENSES $1,301,571,739 INCLUDING GRANTS OF $24,927,619; $209,336,386 REPORTED REVENUE EXCLUDES FEDERAL RESEARCH SUPPORT.) ORGANIZED RESEARCH: RESEARCH IS INTEGRAL TO THE EDUCATIONAL MISSION OF STANFORD AND INVOLVES FACULTY, GRADUATE STUDENTS, AND UNDERGRADUATES WHO SEEK NEW KNOWLEDGE IN SERVICE TO HUMANITY. STANFORD FACULTY MEMBERS HAVE CONTRIBUTED TO ADVANCEMENTS IN HIGH TECH, INCLUDING THE CREATION OF DIGITAL SUBSCRIBER LINES, IDENTITY-BASED ENCRYPTION, GLOBAL POSITIONING SYSTEMS AND THE REDUCED INSTRUCTION SET COMPUTER, AMONG OTHER DISCOVERIES; DISEASE IDENTIFICATION AND MANAGEMENT, INCLUDING PROGRAMS USED BY MORE THAN 500 ORGANIZATIONS WORLDWIDE CONCERNED WITH CHRONIC HEALTH PROBLEMS SUCH AS ARTHRITIS AND HIV/AIDS; AND GENOME SEQUENCING, INCLUDING DISCOVERIES THAT CREATED THE FIELD OF GENETIC ENGINEERING. TODAY'S STANFORD FACULTY MEMBERS ARE LEADERS IN NEUROSCIENCE, ENERGY, STEM CELL RESEARCH, ARTIFICIAL INTELLIGENCE, NANOTECHNOLOGY, BIOENGINEERING, COMPUTING TECHNOLOGY, REFORM OF OUR NATION'S SCHOOLS AND ENVIRONMENTAL SUSTAINABILITY. THROUGH BOTH BASIC AND APPLIED RESEARCH, STANFORD IS COMMITTED TO PROVIDING NEW KNOWLEDGE THAT FUELS OUR NATIONAL ECONOMY AND TO TRAINING GRADUATE STUDENTS WHO WILL BECOME TOMORROW'S TEACHERS AND RESEARCHERS. ENTREPRENEURIAL STANFORD FACULTY MEMBERS ARE KNOWN FOR THEIR ABILITY TO CROSS INTERDISCIPLINARY BOUNDARIES TO CREATE TEAMS OF RESEARCHERS ABLE TO PROVIDE NEW INSIGHTS TO COMPLEX, WORLDWIDE PROBLEMS.
FORM 990, PART III, LINE 4C STATEMENT OF PROGRAM SERVICES ACCOMPLISHMENTS (EXPENSES $498,295,374 INCLUDING GRANTS OF $718,578; REVENUE $1,443,520,071.) UNIVERSITY AUXILIARY ACTIVITIES: INCLUDES AMONG OTHERS HEALTH CARE, RESIDENTIAL & DINING ENTERPRISES, AND INTER-COLLEGIATE ATHLETIC PROGRAMS. STANFORD SCHOOL OF MEDICINE FACULTY MEMBERS ARE HEALTH-CARE PRACTITIONERS AS WELL AS TEACHERS, COMBINING EXPERTISE HONED BY RESEARCH WITH THE MOST ADVANCED TECHNOLOGY TO TREAT PATIENTS AT STANFORD HEALTH CARE AND THE LUCILE PACKARD CHILDREN'S HOSPITAL. STANFORD FACULTY PROVIDE APPROXIMATELY 90 PERCENT OF THE PATIENT CARE AT STANFORD HEALTH CARE AND 95 PERCENT OF THE PEDIATRIC CARE AT LUCILE PACKARD CHILDREN'S HOSPITAL. RESIDENTIAL & DINING ENTERPRISES (R&DE) IS THE STEWARD OF 5 MILLION SQ FT OF PHYSICAL PLANT (APPROXIMATELY 1/3 OF CAMPUS) AND GENERATES REVENUE PRIMARILY THROUGH STUDENT ROOM AND BOARD. R&DE HOUSES 13,000 STUDENTS AND FAMILIES. R&DE COMPLEMENTS STANFORD'S ACADEMIC PROGRAMS WITH A ROBUST RESIDENTIAL LIVING AND LEARNING ENVIRONMENT. THE UNIVERSITY HAS BEEN INVESTING IN THE RESIDENTIAL EDUCATION PROGRAM TO FOSTER AN ENVIRONMENT OF INTELLECTUAL, EDUCATIONAL, AND COMMUNITY-BUILDING ACTIVITIES IN STUDENT RESIDENCES.
FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $1,831,625,627 INCLUDING GRANTS OF $493,263,066; REVENUE $372,944,362.) ACADEMIC SUPPORT AND PUBLIC SERVICE $1,385,942,045 STUDENT FINANCIAL AID $330,051,655 SLAC NATIONAL ACCELERATOR LABORATORY CONSTRUCTION AND OTHER $115,631,927 --------------- TOTAL OTHER PROGRAM SERVICE EXPENSES $1,831,625,627 ACADEMIC SUPPORT AND PUBLIC SERVICE: STANFORD SUPPORTS 20 LIBRARIES. STANFORD LIBRARIES HAS MORE THAN 9.5 MILLION PHYSICAL VOLUMES IN ITS COLLECTION, AND MORE THAN ONE MILLION SCHOLARLY ITEMS AVAILABLE VIA THE STANFORD DIGITAL REPOSITORY THAT ARE PRODUCED BY STANFORD SCHOLARS OR COLLECTED BY LIBRARIANS. THE STANFORD UNIVERSITY INFORMATION TECHNOLOGY NETWORK AND INFRASTRUCTURE INCLUDES MORE THAN 258,400 ACTIVE DEVICES WITH ASSIGNED INTERNET PROTOCOL ADDRESSES. STANFORD UNIVERSITY NETWORK TRANSPORTS 100 TERABYTES OF INCOMING DATA AND 95 TERABYTES OF DATA OUTGOING BETWEEN STANFORD AND THE INTERNET EACH DAY. STUDENT SERVICES INCLUDE, AMONG OTHERS, THE DEAN OF STUDENT LIFE OFFICE, THE REGISTRAR, THE ADMISSIONS OFFICE, THE FINANCIAL AID OFFICE, AND THE OFFICE FOR RELIGIOUS LIFE. STUDENT FINANCIAL AID: INCLUDES MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. SLAC CONSTRUCTION AND OTHER: THE UNIVERSITY MANAGES AND OPERATES THE SLAC NATIONAL ACCELERATOR LABORATORY FOR THE U.S. DEPARTMENT OF ENERGY ("DOE") UNDER A MANAGEMENT AND OPERATING CONTRACT. REVENUES AND EXPENDITURES ARE INCLUDED IN STANFORD'S FINANCIAL STATEMENTS; ASSETS AND LIABILITIES ARE OWNED BY DOE AND THEREFORE EXCLUDED ON STANFORD'S BALANCE SHEET. ACCORDINGLY, CONSTRUCTION EXPENDITURES ARE RECORDED AS EXPENDITURES HEREIN. COVID-19 IMPACT THE 2020 FISCAL YEAR HAS BEEN A YEAR OF CHALLENGE, ADAPTATION AND PERSEVERANCE. AMID THE COVID-19 PANDEMIC, THE WILDFIRES THAT HAVE RAVAGED CALIFORNIA AND THE NATIONAL RECKONING WITH RACIAL INJUSTICE, STANFORD'S COMMUNITY HAS RALLIED, WITH RESOLVE AND DETERMINATION, TO ADVANCE THE UNIVERSITY'S MISSION. WHEN COVID-19 REACHED CALIFORNIA IN THE EARLY SPRING, IT QUICKLY BECAME CLEAR THAT THE DISRUPTION WOULD BE HISTORIC. THE UNIVERSITY RAPIDLY RESPONDED TO THE CRISIS ON A NUMBER OF FRONTS: SENDING UNDERGRADUATE STUDENTS HOME AND MOVING TEACHING ONLINE, CLOSING OUR CAMPUS TO ALL BUT ESSENTIAL WORKERS AND A SMALL NUMBER OF STUDENTS, PROVIDING ROUND-THE-CLOCK CLINICAL CARE TO PATIENTS FROM OUR SURROUNDING COMMUNITIES, AND IMPLEMENTING COST-SAVING MEASURES TO SUPPORT OUR CONTINUED FISCAL STABILITY. THROUGHOUT THE PANDEMIC, WE HAVE PRIORITIZED SUPPORTING OUR COMMUNITY, MAINTAINING OUR MISSIONS OF TEACHING, RESEARCH AND HEALTH CARE, AND CONTRIBUTING TO THE PANDEMIC RESPONSE THROUGH CLINICAL CARE AND DISCOVERY. TO SUPPORT OUR COMMUNITY, THE UNIVERSITY INCREASED FINANCIAL SUPPORT FOR OUR STUDENTS, CREATED A NEW GRANT PROGRAM FOR STANFORD EMPLOYEES FACING FINANCIAL HARDSHIPS, ENSURED PAY CONTINUATION FOR REGULAR EMPLOYEES, AND PROVIDED FINANCIAL AND OTHER SUPPORT TO OUR VENDORS. IN EDUCATION, THE UNIVERSITY INVESTED IN LEARNING TECHNOLOGY TO SUPPORT FACULTY IN THEIR EFFORTS TO DEVELOP CREATIVE FORMATS FOR ONLINE COURSEWORK AND MAINTAIN A FULFILLING AND ENRICHING EXPERIENCE FOR REMOTE LEARNERS IN ALL DISCIPLINES. OUR RESEARCH ENTERPRISE HAS PIVOTED, LAUNCHING HUNDREDS OF PROJECTS TO IMPROVE OUR UNDERSTANDING OF COVID-19 AND ITS EFFECTS ON SOCIETY. STANFORD MEDICINE DEVELOPED ONE OF THE FIRST FDA-APPROVED DIAGNOSTIC TESTS TO IDENTIFY THE VIRUS. OUR RESEARCHERS ARE COLLABORATING WITH THE UNIVERSITY OF CALIFORNIA, SAN FRANCISCO AND THE CHAN ZUCKERBERG INITIATIVE TO BETTER UNDERSTAND THE SPREAD OF COVID-19 AND SUPPORT POLICYMAKERS IN DETERMINING WHEN PEOPLE CAN RETURN SAFELY TO WORK, SCHOOL, AND OTHER CRITICAL ACTIVITIES. BEYOND STANFORD MEDICINE, RESEARCHERS HAVE BEEN WORKING TO MITIGATE OTHER SOCIETAL EFFECTS OF THE VIRUS, INCLUDING EFFORTS TO IMPROVE REMOTE K-12 EDUCATION AND REDUCE THE SPREAD OF THE VIRUS ACROSS INCARCERATED POPULATIONS, AMONG OTHERS. OUR HOSPITALS WERE AGILE IN THEIR RESPONSE, RAPIDLY INCREASING COVID-19 TESTING AND CAPACITY TO TREAT PATIENTS ACROSS THE BAY AREA AND THE STATE, USING TELEHEALTH TOOLS TO REDUCE IN-PERSON VISITS, AND DELAYING RENOVATIONS TO OLDER BUILDINGS IN ORDER TO ADDRESS A POTENTIAL SURGE IN PATIENTS. THE GENEROUS SUPPORT AND ENERGY OF OUR DONORS, ALUMNI AND COMMUNITY HAVE ALSO ENABLED US TO ADVANCE STANFORD'S LONG-RANGE VISION, INCLUDING CRITICAL UNIVERSITY-WIDE INITIATIVES FOCUSED ON SOCIAL JUSTICE, DIVERSITY AND INCLUSION, AND CLIMATE AND SUSTAINABILITY. IT IS CLEAR THAT THE EFFECTS OF THE VIRUS ON STANFORD'S FINANCES WILL NOT BE A TEMPORARY BUDGET BLIP, BUT AN ONGOING CHALLENGE. COVID-19 HAS FORCED US TO MAKE TOUGH CHOICES AS WE CONTEND WITH REDUCED OPERATING REVENUES AND MANAGE ADDITIONAL EXPENSES RELATED TO NEW MEASURES TO KEEP OUR COMMUNITY SAFE. WHILE THE CRISIS HAS FORCED THE UNIVERSITY TO ADJUST COURSE, IT HAS ALSO SHARPENED OUR FOCUS AND ILLUMINATED WHAT THIS COMMUNITY CAN ACHIEVE AND HOW ESSENTIAL OUR CORE ACTIVITIES OF TEACHING, RESEARCH, AND HEALTH CARE ARE TO THE WORLD. AS WE LOOK AHEAD, WE WILL CONTINUE TO TAKE THOUGHTFUL STEPS TO POSITION STANFORD FOR A STRONG RECOVERY AS WE SUPPORT THE HEALTH AND SAFETY OF OUR COMMUNITY.
FORM 990 PART IV, LINES 12A AND 12B AUDIT OF FINANCIAL STATEMENTS STANFORD'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED AUGUST 31, 2020 AND AUGUST 31, 2019 WERE AUDITED BY THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS ("PWC"). AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, THE UNIVERSITY'S FINANCIAL STATEMENTS ARE PREPARED ON A CONSOLIDATED BASIS AND REFLECT THE COMBINED FINANCIAL POSITION AND RESULTS OF THE UNIVERSITY, STANFORD HEALTH CARE AND LUCILE SALTER PACKARD CHILDREN'S HOSPITAL AT STANFORD, INCLUDING THEIR RESPECTIVE CONTROLLED AFFILIATES. IN ADDITION, THE FINANCIAL STATEMENTS PRESENT CONSOLIDATING STATEMENTS THAT DISCLOSE SEPARATELY THE ACCOUNTS OF THE UNIVERSITY AND ITS CONSOLIDATED SUBSIDIARIES. UNDER SEPARATE COVER, THE CONTROLLED AFFILIATES PROVIDE AUDITED FINANCIAL STATEMENTS OF THEIR OWN ACCOUNTS. PWC UTILIZES SEPARATE AUDIT TEAMS TO CONDUCT THE AUDIT ENGAGEMENTS OF STANFORD AND EACH OF THE CONSOLIDATED SUBSIDIARIES. EACH AUDIT IS CONDUCTED BY QUALIFIED PROFESSIONAL ACCOUNTANTS WITH AUDIT PLANS DESIGNED FROM THE SEPARATE ACCOUNTS FOR THE RESPECTIVE ENTITIES, IN ACCORDANCE WITH GENERALLY ACCEPTED AUDITING STANDARDS.
FORM 990, PART V, LINE 4B STANFORD HAS AN INTEREST IN OR SIGNATURE AUTHORITY OVER BANK AND/OR INVESTMENT ACCOUNTS IN THE FOLLOWING COUNTRIES: CAYMAN ISLANDS; CHILE; CHINA; GERMANY; SPAIN; FRANCE; GHANA; HONG KONG; INDIA; ITALY; JAPAN; JERSEY; KENYA; MAURITIUS; SOUTH AFRICA; TURKEY; UNITED KINGDOM.
FORM 990, PART VI, SECTION A, LINE 2 BUSINESS RELATIONSHIPS THE FOLLOWING INDIVIDUALS LISTED ON PART VII HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER: - ANEEL BHUSRI IS THE CEO OF WORKDAY, INC., WHERE JERRY YANG ALSO SERVES AS A BOARD MEMBER. - KAVITARK RAM SHRIRAM IS A DIRECTOR OF ALPHABET INC. AND GOOGLE INC., WHERE RUTH PORAT SERVES AS CHIEF FINANCIAL OFFICER.
FORM 990, PART VI, SECTION B, LINES 11A & B REVIEW OF THE FORM 990 THE FORM 990 IS PREPARED BY THE UNIVERSITY'S TAX DEPARTMENT IN CONSULTATION WITH STAKEHOLDERS INTERNAL TO FINANCIAL MANAGEMENT SERVICES AND ACROSS THE UNIVERSITY INCLUDING OFFICE OF DEVELOPMENT, THE OFFICE OF GENERAL COUNSEL, STANFORD MANAGEMENT COMPANY AND UNIVERSITY HUMAN RESOURCES. THE RETURN IS REVIEWED BY EXTERNAL ACCOUNTANTS, OUTSIDE COUNSEL, AND INTERNALLY WITH SENIOR MANAGEMENT INCLUDING THE SENIOR ASSOCIATE VICE PRESIDENT FOR FINANCE, THE CONTROLLER, THE TREASURER AND STANFORD MANAGEMENT COMPANY. THE RETURN IS THEN DISTRIBUTED TO THE BOARD COMMITTEE ON AUDIT, COMPLIANCE AND RISK FOR THEIR REVIEW IN ADVANCE OF THE COMMITTEE MEETING. THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS BOTH AT THE MEETING AND ANYTIME THEREAFTER. SUBSEQUENT TO THE MEETING, A COMPLETE COPY OF THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES ("TRUSTEES"), OFFICERS AND FACULTY MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES THAT ARE STRICTLY ENFORCED TO ENSURE THAT ALL TRANSACTIONS WITH THESE PARTIES ARE ARM'S LENGTH, AND THERE IS NO FAVORABLE TREATMENT AS A RESULT OF THESE RELATIONSHIPS. CONFLICTS OF INTEREST ARE REGULARLY MONITORED, AND APPLICABLE POLICY IS CONSISTENTLY ENFORCED. UNIVERSITY-WIDE COMPLIANCE INITIATIVES INCLUDE TRAINING AND DOCUMENTATION, REQUIRED ANNUAL DISCLOSURE AND FOLLOW-UP; MANAGEMENT CONTROLS; ENTERPRISE RISK MANAGEMENT; REGULAR INTERNAL AND EXTERNAL AUDITS; WHISTLE-BLOWER PROVISIONS; SUPERVISION; AND REVIEW. PERCEIVED VIOLATIONS WOULD BE INVESTIGATED AND ADDRESSED AS APPROPRIATE THROUGH VARIOUS SANCTIONS, INCLUDING FINANCIAL PENALTIES AND TERMINATION, DEPENDING UPON THE NATURE AND DEGREE OF THE CONFLICT. FOR OFFICERS, THE UNIVERSITY REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THESE ANNUAL DISCLOSURES COVER BOTH OFFICERS AND THEIR IMMEDIATE FAMILY. WHEN SUCH ASSOCIATIONS EXIST, MEASURES ARE TAKEN TO APPROPRIATELY MANAGE, IN THE BEST INTERESTS OF THE UNIVERSITY, ANY ACTUAL OR PERCEIVED CONFLICT. FACULTY MUST COMPLY WITH THE FACULTY CONFLICT OF INTEREST POLICY, WHICH REQUIRES ANNUAL CERTIFICATION OF COMPLIANCE WITH THE POLICY AND DISCLOSURE OF INTERESTS IN OUTSIDE ENTITIES THAT ARE SPONSORS OF THEIR TEACHING OR RESEARCH OR OTHER TRANSACTIONS WITH THE UNIVERSITY IN WHICH THEY ARE INVOLVED. ALL PERSONAL FINANCIAL INTERESTS RELATED TO STANFORD ACTIVITIES MUST BE REPORTED, REGARDLESS OF DOLLAR AMOUNT. FOR TRUSTEES, THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF TRUSTEES IS PERMITTED TO PARTICIPATE IN ANY DECISION RELATING TO AN ENTITY IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST. THE CONFLICT OF INTEREST POLICY ALSO PRECLUDES THE UNIVERSITY FROM ENTERING INTO CERTAIN TRANSACTIONS WITH AN ENTITY IN WHICH A TRUSTEE HAS A MATERIAL FINANCIAL INTEREST UNLESS MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT. NAMELY, THE POLICY REQUIRES THAT SUCH TRANSACTIONS ARE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF THE UNIVERSITY, AND OTHERWISE IN ACCORDANCE WITH SOUND CONFLICT MANAGEMENT PRACTICES. THE CONFLICT OF INTEREST POLICY REQUIRES EACH TRUSTEE TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS.
FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION DETERMINATION THE ANNUAL PROCESS FOR DETERMINING COMPENSATION OF BOTH THE TOP MANAGEMENT OFFICIAL (PRESIDENT OF THE UNIVERSITY) AND OF OTHER OFFICERS/KEY EMPLOYEES INCLUDES REVIEW AND APPROVAL BY INDEPENDENT PERSONS, USE OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF THE DELIBERATION AND DECISION. IN THE CASE OF THE UNIVERSITY'S PRESIDENT, THE VICE PRESIDENT FOR HUMAN RESOURCES, AT A PRELIMINARY MEETING WITH A SUBCOMMITTEE OF THE BOARD COMMITTEE ON COMPENSATION, INCLUDING NON-EMPLOYEE TRUSTEES, PRESENTS AN ANALYSIS OF CURRENT RELEVANT MARKET DATA, CONTAINING SALARY INFORMATION OF INDIVIDUALS SERVING IN A COMPARABLE POSITION, OBTAINED FROM AN INDEPENDENT HUMAN RESOURCE CONSULTING FIRM. THE SAME MATERIALS ARE SENT TO THE FULL COMMITTEE. AT THE MEETING OF THE FULL COMMITTEE AND IN THE ABSENCE OF THE PRESIDENT, DISCUSSION OCCURS PRIOR TO A VOTE. MINUTES OF ALL MEETINGS ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT FOR HUMAN RESOURCES. IN THE CASE OF OTHER OFFICERS/KEY EMPLOYEES, PER GUIDELINES IN THE COMMITTEE'S EXECUTIVE COMPENSATION POLICY AND PROCEDURES DOCUMENT, EACH YEAR THE VICE PRESIDENT FOR HUMAN RESOURCES PROVIDES CURRENT RELEVANT MARKET DATA AND THE HISTORICAL PAY INFORMATION RELATING TO THESE PERSONS TO THE PRESIDENT OR TO THE PROVOST BASED ON THE REPORTING STRUCTURE. THE PRESIDENT AND PROVOST PROPOSE CHANGES IN COMPENSATION BASED ON EACH INDIVIDUAL'S PERFORMANCE AND ON THE MARKET DATA. THE COMMITTEE ON COMPENSATION REVIEWS THE RECOMMENDATIONS AND, FOLLOWING DISCUSSION, APPROVES THE RECOMMENDATIONS AS SUBMITTED OR WITH MODIFICATIONS. MINUTES OF THE MEETING ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT FOR HUMAN RESOURCES.
FORM 990, PART VI, SECTION C, LINE 19 STANFORD UNIVERSITY MAKES ITS FOUNDING GRANT, FACULTY AND STAFF CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC THROUGH STANFORD'S WEBSITE, AND UPON REQUEST TO THE OFFICE OF UNIVERSITY COMMUNICATIONS.
FORM 990, PART VII, SECTION A, COLUMN B HOURS FOR RELATED ORGANIZATIONS IN CONNECTION WITH THEIR POSITIONS AT STANFORD, CERTAIN LISTED INDIVIDUALS MAY, FROM TIME TO TIME, PARTICIPATE IN ACTIVITIES OF A RELATED ORGANIZATION. WHERE THE LISTED INDIVIDUALS ARE TRUSTEES, DIRECTORS, OFFICERS, OR EMPLOYEES OF THE RELATED ORGANIZATION, THE TIME DEVOTED TO THE RELATED ORGANIZATION BY SUCH INDIVIDUALS IS GENERALLY REPORTED AS RELATED ORGANIZATION HOURS IN PART VII, SECTION A, LINE 1A, COLUMN (B), BELOW THE DOTTED LINE. IN ALL OTHER CASES, THE HOURS IN CONNECTION WITH SUCH PARTICIPATION ARE INCLUDED IN THE HOURS REPORTED FOR THE INDIVIDUALS' POSITIONS AT STANFORD UNIVERSITY IN PART VII, SECTION A, LINE 1A, COLUMN (B), ABOVE THE DOTTED LINE.
FORM 990, PART VII, SECTION B INDEPENDENT CONTRACTORS IN THE PRESENTATION OF THE DATA APPEARING IN FORM 990, PART VII, SECTION B, STANFORD REPORTS DIRECT CASH COMPENSATION PAID TO PROFESSIONAL INDEPENDENT CONTRACTORS. COMMISSIONS, DISCOUNTS, AND MANAGEMENT FEES EMBEDDED IN AND/OR DEDUCTED FROM INVESTMENT RETURNS AND AMOUNTS PROVIDED TO VENTURE CAPITAL, PRIVATE EQUITY, AND HEDGE FUND GENERAL PARTNERS DUE TO THEIR "CARRIED INTEREST" IN PARTNERSHIPS IN WHICH STANFORD PARTICIPATES ARE NOT CONSIDERED IN THIS REPORTING.
FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES CHANGE IN POST RETIREMENT BENEFIT OBLIGATION $96,287,000 CHANGE IN VALUE OF SPLIT INTEREST (14,413,742) NET HOSPITAL TRANSFERS 135,339,236 CHANGE IN VALUE OF SWAP AGREEMENTS (8,314,208) CHANGE IN NON-CONTROLLING INTEREST (20,846,695) ------------------------- $188,051,591
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD
JUNIOR UNIVERSITY
Employer identification number

94-1156365
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) 200 GREGORY STREET LLC
415 BROADWAY
REDWOOD CITY,CA94063
94-1156365
REAL ESTATE CO 0 0 STANFORD
 
(2) ANTS AT WORK LLC
485 BROADWAY MAILCODE 8838
REDWOOD CITY,CA94063
94-1156365
RESEARCH NM 0 0 STANFORD
 
(3) ARCOLA LLC
635 KNIGHT WAY
STANFORD,CA94305
20-4222260
REAL ESTATE DE     ARCOLA VENTU
 
(4) ARCOLA RESIDENTIAL DEVELOPMENT LLC
635 KNIGHT WAY
STANFORD,CA94305
80-0804754
REAL ESTATE DE     ARCOLA VENTU
 
(5) ARCOLA RETAIL DEVELOPMENT LLC
635 KNIGHT WAY
STANFORD,CA94305
80-0804058
REAL ESTATE DE     ARCOLA VENTU
 
(6) ATFIV DIRECT LLC
635 KNIGHT WAY
STANFORD,CA94305
94-1156365
INVESTMENTS DE 0 0 STANFORD
 
(7) CYPRESS MARINA HEIGHTS AHU LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS CA     CYPRESS
 
(8) CYPRESS MARINA PARTNERS LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS CA -206,534 0 STANFORD
 
(9) G318 LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS CA 0 0 STANFORD
 
(10) GRE PROPERTIES II LLC
415 BROADWAY
REDWOOD CITY,CA94063
94-1156365
REAL ESTATE DE -568 -1,192 STANFORD
 
(11) GRE PROPERTIES LLC
485 BROADWAY MAILCODE 8838
REDWOOD CITY,CA94063
94-1156365
REAL ESTATE DE -421 -30,064 STANFORD
 
(12) GREGORY STREET ACQUISITION LLC
415 BROADWAY
REDWOOD CITY,CA94063
94-1156365
REAL ESTATE CO 74,848 4,168,233 STANFORD
 
(13) HP OUTLAWS LLC
415 BROADWAY
REDWOOD CITY,CA94063
94-1156365
REAL ESTATE DE 0 0 STANFORD
 
(14) JPS NO 1 LLC
415 BROADWAY
REDWOOD CITY,CA94063
94-1156365
REAL ESTATE DE 0 0 STANFORD
 
(15) JPS NO 2 LLC
415 BROADWAY
REDWOOD CITY,CA94063
94-1156365
REAL ESTATE DE 0 0 STANFORD
 
(16) Nymeria LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 18,134,342 STANFORD
 
(17) RED 238 LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 22,293,333 STANFORD
 
(18) RED ALPINE LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 1 STANFORD
 
(19) RED ALTA LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 110,000,000 STANFORD
 
(20) RED ALVARADO LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 13,892,306 STANFORD
 
(21) RED ARBORETUM LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 36,839,480 STANFORD
 
(22) RED ARDENWOOD LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 12,816,134 STANFORD
 
(23) RED BART LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 9,480,242 STANFORD
 
(24) RED BROADWAY LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 38,787,817 STANFORD
 
(25) RED CAMINO LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 938 2,770,284 STANFORD
 
(26) RED CLOSE UP LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 20,508,771 STANFORD
 
(27) RED DECOTO LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 12,538,882 STANFORD
 
(28) RED DISH LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 261,479 STANFORD
 
(29) RED FOOTHILLS LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 70,953,639 STANFORD
 
(30) RED HILLSIDE LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 52,909,870 STANFORD
 
(31) RED LOMITA LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 14,833,395 STANFORD
 
(32) RED MARINA LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 6,800,000 STANFORD
 
(33) RED MARINER LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 36,483 0 STANFORD
 
(34) RED MOTHERBOARD LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 1,091,840 STANFORD
 
(35) RED POPLAR LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 -12,224 STANFORD
 
(36) RED RIDGE LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 29,853,162 STANFORD
 
(37) RED SANDHILL LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 15,526 STANFORD
 
(38) RED SKYLINE LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 699,889 STANFORD
 
(39) RED VELD LLC
635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS DE 0 0 STANFORD
 
(40) ROCKY HILL PROPERTY LLC
485 BROADWAY MAILCODE 8838
REDWOOD CITY,CA94063
45-4672921
REAL ESTATE CA 0 0 STANFORD
 
(41) SAA SIERRA PROGRAMS LLC
485 BROADWAY MAILCODE 8838
REDWOOD CITY,CA94063
80-0313657
ALUM RELATION CA -2,557,203 10,509,972 STANFORD
 
(42) SAND HILL INVESTMENTS GP LLC
635 KNIGHT WAY
STANFORD,CA94305
41-2262027
INVESTMENTS DE 0 0 STANFORD
 
(43) SAND HILL INVESTMENTS LP
635 KNIGHT WAY
STANFORD,CA94305
37-1557441
INVESTMENTS DE     SAND HILL IN
 
(44) SHOPS AT ARCOLA CENTER LLC
635 KNIGHT WAY
STANFORD,CA94305
REAL ESTATE DE     SHOPS AT ARC
 
(45) SHOPS AT ARCOLA MEMBER LLC
635 KNIGHT WAY
STANFORD,CA94305
REAL ESTATE DE     ARCOLA VENTU
 
(46) SHR HOTEL LLC
485 BROADWAY MAILCODE 8838
REDWOOD CITY,CA94063
41-2277925
REAL ESTATE CA -2,725,066 107,845,111 STANFORD
 
(47) SPECIALTY EVENTS LLC
485 BROADWAY MAILCODE 8838
REDWOOD CITY,CA94063
27-3665473
GEN. BUS. OPS CA 0 0 STANFORD
 
(48) STANFORD UNIVERSITY GLOBAL LLC
485 BROADWAY MAILCODE 8838
REDWOOD CITY,CA94063
94-1156365
EDUCATION CA 3,493,690 2,294,622 STANFORD
 
(49) STANFORD UNIVERSITY POWER LLC
485 BROADWAY MAILCODE 8838
REDWOOD CITY,CA94063
94-1156365
ENERGY RESOUR DE 0 0 STANFORD
 
(50) SU ACQUISITION LLC
485 BROADWAY MAIL CODE 8838
REDWOOD CITY,CA94063
94-1156365
REAL ESTATE DE 346,465 2,000,000 STANFORD
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)HOSPITAL COMMITTEE FOR THE L-P AREAS
1111 E STANLEY BLVD

LIVERMORE,CA94550
94-1429628
HOSPITAL CA 501(C)(3) 3 SHC
 
Yes
 
(2)JAEDAN BUPIN STANFORD CENTER IN SOUTH KO
119 YEONSUMUNHWA-RO YEONSU-GU
INCHEON    
KR
RESEARCH KR 501(C)(3) N/A STANFORD
 
Yes
 
(3)LUCILE PACKARD FOUNDATION FOR CHILDREN'S
400 HAMILTON AVENUE SUITE 340

PALO ALTO,CA94301
77-0440090
HEALTHCARE CA 501(C)(3) 7 LPCH
 
Yes
 
(4)LUCILE SALTER PACKARD CHILDRENS HOSPITAL
725 WELCH ROAD MC 5553

PALO ALTO,CA94304
77-0003859
HEALTHCARE CA 501(C)(3) 3 STANFORD
 
Yes
 
(5)PACIFIC 12 CONFERENCE
1350 TREAT BOULEVARD

WALNUT CREEK,CA94597
94-1459048
EDUCATIONAL CA 501(C)(3) 12A, I NA
 
 
No
(6)PACKARD CHILDREN'S HEALTH ALLIANCE
725 WELCH ROAD MC5551

PALO ALTO,CA94304
32-0359189
HEALTHCARE CA 501(C)(3) 3 LPCH
 
Yes
 
(7)SHR HOLDINGS INC
485 BROADWAY MAILCODE 8838

REDWOOD CITY,CA94063
94-3187167
REAL ESTATE CA 501(C)(25) N/A STANFORD
 
Yes
 
(8)STANFORD FACULTY CLUB
PO BOX 7229

STANFORD,CA94309
94-1187089
FAC INTERACT. CA 501(C)(7) N/A STANFORD
 
Yes
 
(9)STANFORD FEDERAL CREDIT UNION
1860 EMBARCADERO RD

PALO ALTO,CA94303
94-1492212
CREDIT UNION CA 501(C)(1) N/A STANFORD
 
Yes
 
(10)STANFORD HABITAT CONSERVATION BOARD
415 BROADWAY

REDWOOD CITY,CA94063
46-1882243
CONSERVATION CA 501(C)(3) 7 STANFORD
 
Yes
 
(11)STANFORD HEALTH CARE
300 PASTEUR DRIVE MC 5555

STANFORD,CA94305
94-6174066
HEALTHCARE CA 501(C)(3) 3 STANFORD
 
Yes
 
(12)STANFORD HEALTH CARE ADVANTAGE
1221 BROADWAY 3RD FLOOR

OAKLAND,CA94612
46-4071746
HEALTHCARE CA 501(c)(3) 12A, I SHC
 
Yes
 
(13)STANFORD PROGRAMME (CAPE TOWN) NPC
WAVERLY BUSINESS PARK BLDG 11
CAPE TOWN    
SF
EDUCATION SF 501(C)(3) N/A STANFORD
 
Yes
 
(14)STANFORD UNIVERSITY BOOKSTORE
BLDG 60 MAIN QUAD NO 105

STANFORD,CA94305
94-0894150
SUPPORT CA 501(C)(3) 12A, I STANFORD
 
Yes
 
(15)SU EMP BEN TRUST POST RETEMPYNT BEN
485 BROADWAY MAILCODE 8838

REDWOOD CITY,CA94063
94-3246199
BENEFITS CA 501(C)(9) N/A STANFORD
 
Yes
 
(16)THE DUDLEY E CHAMBERS FOUNDATION
JP MORGAN CHASE PO BOX 3038

MILWAUKEE,WI53201
38-6841793
SUPPORT NY 501(C)(3) 12D, III-O STANFORD
 
Yes
 
(17)THE FREIDENRICH SUPPORT FOUNDATION
485 BROADWAY MAILCODE 8838

REDWOOD CITY,CA94063
30-0519583
SUPPORT CA 501(C)(3) 12A, I STANFORD
 
Yes
 
(18)THE HONG KONGSU CHARITABLE TRUST
1401 CAROLINE CENTER 28 PING ROAD
CAUSEWAY    
HK
98-6078093
SUPPORT HK 501(C)(3) N/A STANFORD
 
Yes
 
(19)THE STANFORD TRUST
65 HIGH STREET
OXFORD   OX1 46L
UK
SUPPORT UK 501(C)(3) N/A STANFORD
 
Yes
 
(20)UNIVERSITY HEALTHCARE ALLIANCE
7999 GATEWAY BLVD STE 300

NEWARK,CA94560
94-3192446
HEALTHCARE CA 501(C)(3) 3 SHC
 
Yes
 
(21)VALLEYCARE MEDICAL FOUNDATION INC
5655 W LAS POSITAS BLVD 220

PLEASANTON,CA94588
26-2593526
SUPPRT SHC-VC CA 501(C)(3) 10 HOSP CMTE LP
 
Yes
 
(22)VALLEYCARE SENIOR HOUSING
1111 E STANLEY BLVD

LIVERMORE,CA94550
94-3382224
SR. FACILITY CA 501(C)(3) 12A,I HOSP CMTE LP
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) ADOM PARTNERS LP

1350 6TH AVE 1610
NEW YORK,NY10019
81-3083288
INVESTMENTS DE STANFORD
 
EXCLUDED -78,933,710 234,543,026   No     No 96.823 %
(2) ALBUS SELECT FUND LP

750 MENLO AVE 380
MENLO PARK,CA94025
81-2064357
INVESTMENTS DE STANFORD
 
EXCLUDED 3,201,566 313,193,891   No     No 99.980 %
(3) ARCOLA VENTURE LLC

635 KNIGHT WAY
STANFORD,CA94305
37-1689632
RE DEVELOPMENT DE STANFORD
 
UNRELATED 2,487,351 73,750,088   No 2,487,351 Yes   97.700 %
(4) CANARY SC FUND LP

399 PARK AVE
NEW YORK,NY10022
47-5662144
INVESTMENTS DE STANFORD
 
EXCLUDED 10,562,517 59,105,111   No     No 99.021 %
(5) CANARY SC MASTER FUND LP

89 NEXUS WAY CAMANA BAY
GRAND CAYMAN   KY1-9009
CJ
98-1267847
INVESTMENTS CJ CANARY SC FUND
 
N/A       No        
(6) CARLSBAD CO-INVEST LP

40 BEECHWOOD RD
SUMMIT,NJ07901
47-1702425
INVESTMENTS DE STANFORD
 
EXCLUDED -551,385 9,956,635   No -553,841   No 63.690 %
(7) CYPRESS MARINA HEIGHTS LLC

635 KNIGHT WAY
STANFORD,CA94305
95-4887979
INVESTMENTS CA CYPRESS MARINA
 
N/A       No     No  
(8) DGD INVESTMENT LP

635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS CJ STANFORD
 
EXCLUDED   75,057,450   No     No 100.000 %
(9) ER-S JV LLC

1670 OLD COUNTRY RD 227
PLAINVIEW,NY11803
83-4068077
INVESTMENTS DE STANFORD
 
EXCLUDED 130 72,468,973   No     No 100.000 %
(10) ER-S REIT LLC

1670 OLD COUNTRY RD 227
PLAINVIEW,NY11803
83-4068725
INVESTMENTS DE ER-S JV LLC
 
N/A       No     No  
(11) ER-S INVESTOR LLC

1670 OLD COUNTRY RD 227
PLAINVIEW,NY11803
83-4068357
INVESTMENTS DE ER-S REIT LLC
 
N/A       No        
(12) ER PROPERTIES FUND LLC

1670 OLD COUNTRY RD 227
PLAINVIEW,NY11803
83-4260396
INVESTMENTS DE ER-S REIT LLC
 
N/A       No        
(13) EZP OPPORTUNITY LP

160 BOVET RD STE 300
SAN MATEO,CA94402
81-4562962
INVESTMENTS DE STANFORD
 
EXCLUDED 1,833,108 11,216,249   No     No 87.592 %
(14) FORTRESS IW COINVESTMENT (FUND B) LP

1345 AVE OF THE AMERICAS
NEW YORK,NY10105
98-0509639
INVESTMENTS CJ STANFORD
 
EXCLUDED       No     No 71.643 %
(15) FOUR CROSSINGS INSTITUTIONAL PARTNERS V

ONE MARITIME PLAZA 200
SAN FRANCISCO,CA94111
81-4323705
INVESTMENTS DE STANFORD
 
EXCLUDED 10,205,241 709,571,251   No     No 93.430 %
(16) FOXLANE LP

550 E WATER ST 888
CHARLOTTESVILLE,VA22902
81-3314647
INVESTMENTS DE STANFORD
 
EXCLUDED 17,591,692 336,433,610   No     No 99.909 %
(17) HHBG-II INVESTMENT LP

89 NEXUS WAY CAMANA BAY PO BOX 31
GRAND CAYMAN    
CJ
INVESTMENTS CJ HHBG SF LIMITED
 
N/A       No     No  
(18) KEB INVESTORS II LP

WASHINGTON MALL STE 304 7 REID ST
HAMILTON   HM 11
BD
INVESTMENTS BD STANFORD
 
EXCLUDED 51,552 69,432   No       63.820 %
(19) LSF V DHB HOLDINGS LP

2711 N HASKELL AVE 1700
DALLAS,TX75204
27-2858604
INVESTMENTS DE STANFORD
 
EXCLUDED       No     No 61.875 %
(20) OLIFANT FUND LTD

635 KNIGHT WAY
STANFORD,CA94305
98-0404442
INVESTMENTS CJ SBFF LTD
 
N/A 6,509,657 123,553,993   No     No  
(21) OUTLAWS CASINO LTD

415 BROADWAY
REDWOOD CITY,CA94063
84-1457498
HOLDING COMPANY CO HP OUTLAWS LLC
 
N/A       No        
(22) PALO ALTO LP

13 CASTLE STREET
ST HELIER    
JE
98-1126622
INVESTMENTS JE STANFORD
 
EXCLUDED -1,339,308 1,239,930   No     No 98.690 %
(23) SANDOVAL LP

635 KNIGHT WAY
STANFORD,CA94305
37-1873346
INVESTMENTS DE STANFORD
 
EXCLUDED 1,944,349 111,454,061   No     No 99.173 %
(24) SANDPIPER FUND LP

2000 MCKINNEY AVE STE 2125
DALLAS,TX75201
26-0341626
INVESTMENT TX STANFORD
 
EXCLUDED 138,747 59,647,400   No -223   No 84.760 %
(25) SAROFIM MULTIFAMILY PARTNERS LP

8115 PRESTON RD 400
DALLAS,TX75225
20-1929002
RE DEVELOPMENT TX STANFORD
 
EXCLUDED -10,066 259,216   No     No 63.750 %
(26) SCP REAL ASSETS FUND (A) LP

2498 SAND HILL RD
MENLO PARK,CA94025
20-3949682
INVESTMENTS DE STANFORD
 
EXCLUDED 317,835 4,833,100   No 7,490   No 62.693 %
(27) SEQUOIA MFM OPERATING COMPANY LLC

770 WELCH ROAD LPCH
PALO ALTO,CA94304
47-5060529
MFM PROGRAM CA LPCH
 
N/A       No     No  
(28) SP SMC PARTNERS LLC

PO BOX 5377
NEW YORK,NY10185
47-3103791
INVESTMENTS DE STANFORD
 
EXCLUDED 5,633,010 113,216,343   No     No 99.900 %
(29) STANFORD EMANUEL RADIATION ONCOLOGY CENT

825 DELBON AV
TURLOCK,CA95382
20-8885091
RADIOLOGY CA SHC
 
N/A       No        
(30) STANFORD PET-CT LLC

300 PASTEUR DR
STANFORD,CA94305
61-1423414
MED. DIAGNOST CA STANFORD
 
RELATED 10,225,082 10,684,919   No     No 50.000 %
(31) STANFORD-STARTX FUND LLC

485 BROADWAY
REDWOOD CITY,CA94063
46-4297719
INVESTMENTS DE STANFORD
 
EXCLUDED -4,077,974 112,706,394   No     No 66.660 %
(32) SUMIT HOLDING INTERNATIONAL LLC

1400 PAGE MILL RD
PALO ALTO,CA94304
26-3934706
HOLDING COMPANY DE SHC
 
N/A       No        
(33) TESSERA IONIC LP

PO BOX 194170
SAN FRANCISCO,CA94119
83-0896257
INVESTMENTS DE STANFORD
 
EXCLUDED 26,309,977 414,672,280   No     No 99.443 %
(34) VEDA INVESTORS FUND LP

ONE FAWCETT PL
GREENWICH,CT06830
81-1810345
INVESTMENTS DE STANFORD
 
EXCLUDED 12,911,841 649,289,274   No     No 99.761 %
(35) VERMILION PEAK MASTER FUND

635 KNIGHT WAY
STANFORD,CA94305
98-1327671
INVESTMENTS DE VERMILION PEAK
 
N/A       No        
(36) WINTER ROCK ALTERNATIVE CREDIT MASTER L

PO BOX 10008 WILLOW HOUSE CRICKET
GRAND CAYMAN   KY1-1001
CJ
94-1141686
INVESTMENTS CJ WINTER ROCK ALT
 
N/A       No        
(37) WREP III A LP (FKA WOLFF REAL ESTATE

6710 E CAMELBACK RD 100
SCOTTSDALE,AZ85251
47-4780701
INVESTMENTS DE STANFORD
 
EXCLUDED 3,303,699 56,132,430   No -1,083,302   No 92.166 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) BREP VII AlBERTA FDR (OFFSHORE) TE7 LP

635 KNIGHT WAY
STANFORD,CA94305
98-1066351
INVESTMENTS CA STANFORD
 
C CORP 0 1,639,742 52.000 % Yes  
(2) BREP VII AlBERTA FDR (OFFSHORE) TE7-NQ

635 KNIGHT WAY
STANFORD,CA94305
98-1066355
INVESTMENTS CA STANFORD
 
C CORP 2,628,915 10,580,499 52.000 % Yes  
(3) CANARY SC FUND LTD

89 NEXUS WAY CAYMANA BAY
GRAND CAYMAN   KY1-9009
CJ
98-1268195
INVESTMENTS CJ STANFORD
 
C CORP 21,964,165 334,721,961 99.000 % Yes  
(4) CLAT (15)

 
 
CHARITABLE TR CA STANFORD
 
TRUST          
(5) CLUT (2)

 
 
CHARITABLE TR CA STANFORD
 
TRUST          
(6) CRT (555)

 
 
CHARITABLE TR CA STANFORD
 
TRUST          
(7) EAST SAIL

C/O INTL FS INC IFS COURT
TWENTYEIGHT CYBERCITY EBENE    
MP
INVESTMENTS MP STANFORD
 
C CORP 0 102,151 100.000 % Yes  
(8) GAVEA INVESTMENT FUND II-C LP

PO BOX 896GT HARBOUR CENTRE
GEORGE TOWN    
CJ
98-0537952
INVESTMENTS CJ STANFORD
 
C CORP 0 512,234 53.000 % Yes  
(9) HHBG SF Limited

635 KNIGHT WAY
STANFORD,CA94305
REAL ESTATE CJ STANFORD
 
C CORP 0 247,082,154 100.000 % Yes  
(10) KAIZEN FUND

2ND FL MIDTOWN PLAZA PO BOX 448
GRAND CAYMAN   KY1-1106
CJ
INVESTMENTS CJ STANFORD
 
C CORP 50,059,493 1,213,387,852 100.000 % Yes  
(11) LS ALBERTA III LP

1650 TYSON BLVD
MCLEAN,VA22102
98-0493425
INVESTMENTS CA STANFORD
 
C CORP 0 435,781 100.000 % Yes  
(12) OTHER (5)

 
 
CHARITABLE TR CA STANFORD
 
TRUST          
(13) PIF (2)

 
 
CHARITABLE TR CA STANFORD
 
TRUST          
(14) PEPPERTREE CAPITAL CAYMAN ISLAND FUND LP

86W ST
CHAGRIN FALLS,OH44022
98-1235268
INVESTMENTS CJ STANFORD
 
C CORP 0 25,222,601 100.000 % Yes  
(15) PROFESSIONAL EXCHANGE ASSURANCE COMPANY

201 MERCHANT ST
HONOLULU,HI96813
90-0897686
INSURANCE HI UHA
 
C CORP       Yes  
(16) SBFF LTD

PO BOX 1344
GEORGE TOWN   KY1-1108
CJ
INVESTMENTS CJ STANFORD
 
C CORP 55,251,320 1,239,875,073 100.000 % Yes  
(17) STANFORD (BEIJING) CNSLTNG CO LTD (WFOE)

5275TH FLBLDG CACADEMY SOUTH RD
BEIJING    
CH
EDUCATION CH SU GLOBAL LLC
 
C CORP 4,239,746 1,669,833   Yes  
(18) STANFORD IN JAPAN GODO KAISHA

DOSHISHA UNIVERSITY MEITOKUKAN-NAI
KYOTOSHI    
JA
EDUCATION JA SU GLOBAL LLC
 
C CORP 817,476 2,704,936   Yes  
(19) STANFORD INDIA PVT LTD

333 3RD FLOOR DEVIKA TOWER 6 NEH
DELHI    
IN
EDUCATION IN SU GLOBAL LLC
 
C CORP 1,130,550 1,229,949   Yes  
(20) STANFORD INTL MEDICAL SERVICES RAK FZE

PO BOX 56500
AE
PATIENT SRVC AE SHC
 
C CORP       Yes  
(21) STANFORD MEDICINE INTL (HONG KONG) CO LT

833 CHEUNG SHA WAN ROAD
KOWLOON    
HK
PATIENT SRVC HK SHC
 
C CORP       Yes  
(22) STANFORD SGGS EUROPE INC

UGLAND HOUSE S CHURCH ST PO BOX 3
GEORGE TOWN    
CJ
13-1684331
INVESTMENTS CJ STANFORD
 
C CORP 0 0 100.000 % Yes  
(23) STANFORD UNIV MED NETWORK RISK AUTHORITY

1400 PAGE MILL RD
PALO ALTO,CA94304
46-1132002
RISK MGMT CON CA SUMIT HLDG INT
 
C CORP       Yes  
(24) THE RUBRUM FUND

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN    
CJ
INVESTMENTS CJ STANFORD
 
C CORP 65,230,539 452,062,530 100.000 % Yes  
(25) TVC MATSU FUND

635 KNIGHT WAY
STANFORD,CA94305
INVESTMENTS CJ STANFORD
 
C CORP 0 0      
(26) VERMILION PEAK FUND

635 KNIGHT WAY
STANFORD,CA94305
98-1333885
INVESTMENTS CJ STANFORD
 
C CORP 0 31,635,465 100.000 % Yes  
(27) WINTER ROCK ALTERNATIVE CREDIT I LP

PO BOX 10008 WILLOW HOUSE CRICKET
GRAND CAYMAN   KY1-1001
CJ
98-1140761
INVESTMENTS CJ STANFORD
 
C CORP 158,596 3,977,818 100.000 % Yes  
(28) WOODBOURNE CANADA PARTNERS II - CAYMAN

190 ELGIN AVE
GRAND CAYMAN   KY1-9005
CJ
98-0705321
INVESTMENTS CJ STANFORD
 
C CORP 2,563,193 189,817,012 100.000 % Yes  
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) ADOM PARTNERS LP

S 25,000,000 Bank records
(2) ALBUS SELECT FUND LP

B 40,000,000 Bank records
(3) ALBUS SELECT FUND LP

S 30,000,000 Bank records
(4) ARCOLA VENTURE LLC

B 723,467 Bank records
(5) ARCOLA VENTURE LLC

S 4,452,716 Bank records
(6) CARLSBAD CO-INVEST LP

B 1,325,458 Bank records
(7) CYPRESS MARINA HEIGHTS LLC

S 786,161 Bank records
(8) ER-S JV LLC

B 22,814,648 Bank records
(9) ER-S JV LLC

S 25,946,013 Bank records
(10) FOUR CROSSINGS INSTITUTIONAL PARTNERS V LP

B 37,514,330 Bank records
(11) FOXLANE LP

B 70,000,000 Bank records
(12) HHBG-II Investment LP

B 2,260,858 Bank records
(13) HHBG-II Investment LP

S 3,968,493 Bank records
(14) PALO ALTO LP

S 720,000 Bank records
(15) SANDOVAL LP

B 70,000,000 Bank records
(16) SANDOVAL LP

S 55,000,000 Bank records
(17) SCP REAL ASSETS FUND (A) LP

B 33,125 Bank records
(18) SCP REAL ASSETS FUND (A) LP

S 165,744 Bank records
(19) SP SMC PARTNERS LLC

B 2,656,362 Bank records
(20) SP SMC PARTNERS LLC

S 19,656,362 Bank records
(21) TESSERA IONIC LP

B 50,000,000 Bank records
(22) VEDA INVESTORS FUND LP

B 50,000,000 Bank records
(23) WREP III A LP (fka Wolff Real Estate Par

B 7,574,180 Bank records
(24) WREP III A LP (fka Wolff Real Estate Par

S 24,307,163 Bank records
(25) BREP VII AlBERTA FDR (OFFSHORE) TE7 LP

B 197,605 Bank records
(26) BREP VII AlBERTA FDR (OFFSHORE) TE7 LP

S 434,117 Bank records
(27) BREP VII AlBERTA FDR (OFFSHORE) TE7-NQ LP

S 1,725,133 Bank records
(28) CANARY SC FUND LTD

B 155,000,000 Bank records
(29) EAST SAIL

B 91,598 Bank records
(30) GAVEA INVESTMENT FUND II-C LP

S 293,686 Bank records
(31) PEPPERTREE CAPITAL CAYMAN ISLAND FUND LP

B 368,083 Bank records
(32) PEPPERTREE CAPITAL CAYMAN ISLAND FUND LP

S 1,219,682 Bank records
(33) SBFF LTD

S 159,035,959 Bank records
(34) STANFORD SGGS EUROPE INC

B 740 Bank records
(35) STANFORD SGGS EUROPE INC

S 73,338 Bank records
(36) THE RUBRUM FUND

B 55,158,750 Bank records
(37) TVC Matsu Fund

B 49,969,353 Bank records
(38) VERMILION PEAK FUND

S 201,116,741 Bank records
(39) WINTER ROCK ALTERNATIVE CREDIT I LP

B 115,088 Bank records
(40) WINTER ROCK ALTERNATIVE CREDIT I LP

S 2,888,478 Bank records
(41) Woodbourne Canada Partners II - Cayman LP

B 109,439 Bank records
(42) Woodbourne Canada Partners II - Cayman LP

S 13,234,012 Bank records
(43) LUCILE SALTER PACKARD CHILDRENS HOSPITAL

L 339,514,946 BOOK
(44) LUCILE SALTER PACKARD CHILDRENS HOSPITAL

M 2,693,954 BOOK
(45) LUCILE SALTER PACKARD CHILDRENS HOSPITAL

N 5,000,499 BOOK
(46) LUCILE SALTER PACKARD CHILDRENS HOSPITAL

R 21,471 BOOK
(47) LUCILE SALTER PACKARD CHILDRENS HOSPITAL

S 43,068,930 BOOK
(48) STANFORD HEALTH CARE

L 901,656,190 BOOK
(49) STANFORD HEALTH CARE

M 71,349,036 BOOK
(50) STANFORD HEALTH CARE

N 14,471,838 BOOK
(51) STANFORD HEALTH CARE

R 1,653,952 BOOK
(52) STANFORD HEALTH CARE

S 134,292,217 BOOK
(53) PACKARD CHILDREN'S HEALTH ALLIANCE

L 211,822 BOOK
(54) STANFORD PET-CT LLC

L 2,469,458 BOOK
(55) STANFORD PET-CT LLC

S 11,785,276 BOOK
(56) SHR HOLDINGS INC

C 18,164,714 BOOK
(57) SHR HOLDINGS INC

Q 2,877,621 BOOK
(58) STANFORD (BEIJING) CONSULTING CO LTD (WFOE)

M 4,235,659 BOOK
(59) STANFORD EMANUEL RAD ONCOLOGY CENTER

L 871,919 BOOK
(60) STANFORD FACULTY CLUB

Q 170,654 BOOK
(61) STANFORD FEDERAL CREDIT UNION

A 304,459 BOOK
(62) STANFORD FEDERAL CREDIT UNION

L 1,233,171 BOOK
(63) STANFORD IN JAPAN GODO KAISHA

M 815,703 BOOK
(64) STANFORD INDIA PVT LTD

M 994,999 BOOK
(65) STANFORD PROGRAMME(CAPE TOWN) NPC

B 1,243,181 BOOK
(66) STANFORD UNIVERSITY BOOK STORE

A 101,173 BOOK
(67) STANFORD UNIVERSITY EMPLOYEE BENEFITS TRUST

R 11,470,757 BOOK
(68) THE DUDLEY E CHAMBERS FOUNDATION

C 2,242,870 BOOK
(69) THE FREIDENRICH SUPPORT FOUNDATION

C 137,500 BOOK
(70) THE HONG KONGSTANFORD UNIVERSITY CHARITABLE

C 4,158,215 BOOK
(71) THE STANFORD TRUST

C 2,888,314 BOOK
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. (see instructions).
Return Reference Explanation
SCHEDULE R, PART IV, LINE (4) CHARITABLE LEAD ANNUITY TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA.
SCHEDULE R, PART IV, LINE (5) CHARITABLE LEAD UNITRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA.
SCHEDULE R, PART IV, LINE (6) CHARITABLE REMAINDER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA.
SCHEDULE R, PART IV, LINE (5) OTHER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA.
SCHEDULE R, PART IV, LINE (6) POOLED INCOME FUNDS ARE PRINCIPALLY DOMICILED IN CALIFORNIA.
SCHEDULE R, PART V, LINE (2) AMOUNTS REPORTED FOR STANFORD UNIVERSITY BOOK STORE WERE DETERMINED USING STANFORD UNIVERSITY BOOK STORE'S BOOKS, WHICH WERE PREPARED ON A FISCAL YEAR ENDING JUNE 2020.
Schedule R (Form 990) 2019

Additional Data


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