-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
10-01-2019
, and ending
09-30-2020
Name of foundation
MARCIA HELEN EWING TRUST FOR UNITED METHODISM
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
30-6191365
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,120,592
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
50,235
50,235
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
87,348
b
Gross sales price for all assets on line 6a
656,498
7
Capital gain net income (from Part IV, line 2)
...
87,348
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
1,412
1,412
12
Total.
Add lines 1 through 11
........
138,995
138,995
13
Compensation of officers, directors, trustees, etc.
27,100
15,965
11,135
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
2,500
2,500
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
2,973
555
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
22
22
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
32,595
19,042
0
11,135
25
Contributions, gifts, grants paid
.......
84,876
84,876
26
Total expenses and disbursements.
Add lines 24 and 25
117,471
19,042
0
96,011
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
21,524
b
Net investment income
(if negative, enter -0-)
119,953
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
13,258
10,559
10,559
2
Savings and temporary cash investments
.........
17,044
26,211
26,211
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
938,375
858,008
1,126,830
c
Investments—corporate bonds (attach schedule)
.......
716,192
813,752
859,625
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
96,608
94,419
93,196
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
4
4
4,171
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,781,481
1,802,953
2,120,592
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,781,481
1,802,953
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,781,481
1,802,953
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,781,481
1,802,953
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,781,481
2
Enter amount from Part I, line 27a
.....................
2
21,524
3
Other increases not included in line 2 (itemize)
3
15
4
Add lines 1, 2, and 3
..........................
4
1,803,020
5
Decreases not included in line 2 (itemize)
5
67
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,802,953
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
16. DISNEY WALT CO
2019-10-25
b
4. ACCENTURE PLC
2014-04-03
2019-10-25
c
5. ACCENTURE PLC
2019-10-28
d
11. NISOURCE INC
2019-11-11
e
14. NISOURCE INC
2019-11-11
11. NISOURCE INC
2019-11-12
29. NISOURCE INC
2019-11-12
2. NISOURCE INC
2015-12-03
2019-11-12
3. NISOURCE INC
2015-12-03
2019-11-13
15. CELGENE CORP.
2019-11-21
49. CELGENE CORP.
2019-11-21
2067.304 EV GLBL MACR ABS RTRN-R6
2016-02-04
2019-11-22
134. SPDR TR UNIT SER 1
2013-06-27
2019-11-22
25. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
3. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
1. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
30. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-26
5. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-27
7. ABBVIE INC
2019-09-16
2019-12-09
1. ADOBE SYS INC
2013-05-09
2019-12-09
2. ALEXION PHARMACEUTICALS INC
2019-03-14
2019-12-09
1. ALPHABET INC-CL C
2013-05-22
2019-12-09
1. ALPHABET INC-CL A
2015-10-30
2019-12-09
1. AMAZON COM INC
2015-03-12
2019-12-09
6. AMERICAN EXPRESS CO
2019-12-09
9. APPLE COMPUTER INC
2010-08-13
2019-12-09
3. AUTOMATIC DATA PROCESSING INC
2019-12-09
27. BANK OF AMERICA CORPORATION
2019-12-09
4. BERKSHIRE HATHAWAY INC DEL CL B
2017-04-20
2019-12-09
16. BOSTON SCIENTIFIC CORP
2019-12-09
9. BRISTOL MYERS SQUIBB CO
2019-11-21
2019-12-09
3. BROADCOM INC
2019-12-09
1. CHARTER COMMUNICATIONS INC-A
2016-12-15
2019-12-09
11. CITIGROUP INC NEW
2019-12-09
7. COCA-COLA CO
2018-04-13
2019-12-09
21. COMCAST CORP NEW CL A
2018-01-11
2019-12-09
9. CORTEVA INC
2019-12-09
3. DIAMONDBACK ENERGY INC
2017-05-15
2019-12-09
4. DISNEY WALT CO
2016-12-16
2019-12-09
234.082 DOUBLELINE TTL RTRN BND-I
2019-12-09
5. DUPONT DE NEMOURS INC-W/D
2019-12-09
6. EOG RESOURCES INC
2019-12-09
5. ELECTRONIC ARTS
2018-09-20
2019-12-09
3. FACEBOOK INC-A
2015-04-27
2019-12-09
5. FIDELITY NATL INFORMATION SVCS INC
2014-12-19
2019-12-09
10. FISERV INC
2019-12-09
2. GENERAL DYNAMICS CORP
2019-12-09
4. HOME DEPOT INC
2012-03-20
2019-12-09
6. HONEYWELL INTL INC
2012-06-15
2019-12-09
3. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2019-12-09
209.38 JPMORGAN CORE BOND FUND ULTRA
2016-10-25
2019-12-09
25. KEYCORP NEW
2019-12-09
5. LILLY ELI & CO
2019-12-09
4. LOWES COS INC
2019-12-09
11. MARATHON PETROLEUM CORPORATION
2019-12-09
4. MASTERCARD INC - CLASS A
2012-10-15
2019-12-09
2. MCDONALDS CORP
2019-06-10
2019-12-09
10. MERCK & CO INC
2016-08-12
2019-12-09
20. MICROSOFT CORP
2019-12-09
11. MONDELEZ INTERNATIONAL-W/I
2012-10-16
2019-12-09
18. MORGAN STANLEY DEAN WITTER & CO NEW
2013-04-19
2019-12-09
1. NETFLIX.COM INC
2018-09-13
2019-12-09
3. NEXTERA ENERGY INC
2016-10-18
2019-12-09
4. NORFOLK SOUTHN CORP
2019-12-09
2. NORTHROP GRUMMAN CORP
2019-12-09
3. NVIDIA CORP
2017-10-03
2019-12-09
6. PAYPAL HOLDINGS INC
2018-01-26
2019-12-09
6. PEPSICO INC
2019-12-09
21. PFIZER INC
2019-12-09
2. PHILIP MORRIS INTERNATIONAL
2018-10-24
2019-12-09
3. PIONEER NAT RES CO
2016-02-12
2019-12-09
5. PROCTER & GAMBLE CO
2019-06-05
2019-12-09
2. QUALCOMM INC
2019-05-01
2019-12-09
4. ROSS STORES INC
2018-12-11
2019-12-09
5. SALESFORCE.COM INC
2019-12-09
3. STANLEY BLACK & DECKER,INC.
2019-12-09
7. TEXAS INSTRS INC
2019-12-09
4. UNION PAC CORP
2019-12-09
2. UNITED TECHNOLOGIES CORP
2017-12-06
2019-12-09
5. UNITEDHEALTH GROUP INC
2019-12-09
15. VANGUARD BD INDEX FD INC
2019-03-12
2019-12-09
1. VERTEX PHARMACEUTICALS INC
2015-04-08
2019-12-09
3. VISA INC CLASS A SHARES
2015-10-19
2019-12-09
3. WASTE CONNECTIONS INC
2016-07-26
2019-12-09
8. WELLS FARGO & CO NEW
2015-05-07
2019-12-09
2. WEX INC
2016-05-03
2019-12-09
2. YUM BRANDS INC
2018-11-28
2019-12-09
6. ZIMMER HLDGS INC
2019-12-09
4. ALLEGION PLC
2019-12-09
2. ACCENTURE PLC
2014-04-22
2019-12-09
6. LINDE PLC
2018-12-11
2019-12-09
4. CHUBB LTD
2012-01-09
2019-12-09
4. NXP SEMICONDUCTORS NV
2019-02-19
2019-12-09
976.214 CRM LNG/SHRT OPPORT-INST
2020-01-09
6. CORTEVA INC
2020-01-13
5. CORTEVA INC
2020-01-13
5. CORTEVA INC
2020-01-14
5.466 CORTEVA INC
2020-01-14
.534 CORTEVA INC
2019-04-08
2020-01-14
2. CORTEVA INC
2019-04-08
2020-01-14
2. CORTEVA INC
2019-04-08
2020-01-14
1. CORTEVA INC
2019-04-08
2020-01-14
7. CORTEVA INC
2020-01-15
7. CORTEVA INC
2019-06-27
2020-01-15
3. CORTEVA INC
2019-06-27
2020-01-15
1. CORTEVA INC
2019-06-27
2020-01-15
4. CORTEVA INC
2019-06-27
2020-01-15
5. CORTEVA INC
2019-06-28
2020-01-15
1. CORTEVA INC
2019-06-28
2020-01-15
898.685 CRM LNG/SHRT OPPORT-INST
2018-01-12
2020-01-16
1. CORTEVA INC
2019-06-28
2020-01-16
2. CORTEVA INC
2019-06-28
2020-01-16
17. QUALCOMM INC
2019-05-01
2020-01-23
8. EOG RESOURCES INC
2020-01-28
1. EOG RESOURCES INC
2016-05-24
2020-01-28
1. EOG RESOURCES INC
2016-05-25
2020-01-29
1. EOG RESOURCES INC
2016-05-25
2020-01-29
1. EOG RESOURCES INC
2016-05-25
2020-01-29
6. EOG RESOURCES INC
2020-01-29
6. EOG RESOURCES INC
2016-08-05
2020-01-29
6. EOG RESOURCES INC
2016-08-05
2020-01-29
8. EOG RESOURCES INC
2020-01-30
2. EOG RESOURCES INC
2016-09-15
2020-01-30
368.939 AMER FNDS INTL VNTG-F3
2014-01-28
2020-01-31
6. ABBVIE INC
2019-09-16
2020-02-12
2. ADOBE SYS INC
2013-05-09
2020-02-12
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-02-12
1. ALPHABET INC-CL C
2013-05-22
2020-02-12
1. AMAZON COM INC
2015-03-12
2020-02-12
4. AMERICAN EXPRESS CO
2018-07-19
2020-02-12
6. APPLE COMPUTER INC
2010-08-13
2020-02-12
3. AUTOMATIC DATA PROCESSING INC
2020-02-12
19. BANK OF AMERICA CORPORATION
2020-02-12
3. BERKSHIRE HATHAWAY INC DEL CL B
2020-02-12
12. BOSTON SCIENTIFIC CORP
2016-12-05
2020-02-12
7. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-02-12
3. BROADCOM INC
2020-02-12
2. CHARTER COMMUNICATIONS INC-A
2020-02-12
8. CITIGROUP INC NEW
2020-02-12
6. COCA-COLA CO
2020-02-12
17. COMCAST CORP NEW CL A
2020-02-12
4. DIAMONDBACK ENERGY INC
2017-05-15
2020-02-12
2. DISNEY WALT CO
2016-12-16
2020-02-12
4. DUPONT DE NEMOURS INC-W/D
2020-02-12
4. ELECTRONIC ARTS
2020-02-12
3. FACEBOOK INC-A
2015-04-27
2020-02-12
4. FIDELITY NATL INFORMATION SVCS INC
2020-02-12
8. FISERV INC
2020-02-12
2. GENERAL DYNAMICS CORP
2020-02-12
2. HOME DEPOT INC
2012-03-20
2020-02-12
5. HONEYWELL INTL INC
2012-06-15
2020-02-12
2. INTERCONTINENTALEXCHANGE GROUP, INC
2020-02-12
18. KEYCORP NEW
2020-02-12
4. LILLY ELI & CO
2020-02-12
4. LOWES COS INC
2011-09-28
2020-02-12
9. MARATHON PETROLEUM CORPORATION
2020-02-12
3. MASTERCARD INC - CLASS A
2012-10-15
2020-02-12
2. MCDONALDS CORP
2019-06-10
2020-02-12
7. MERCK & CO INC
2016-08-12
2020-02-12
15. MICROSOFT CORP
2013-08-23
2020-02-12
8. MONDELEZ INTERNATIONAL-W/I
2012-10-16
2020-02-12
14. MORGAN STANLEY DEAN WITTER & CO NEW
2020-02-12
1. NETFLIX.COM INC
2018-09-13
2020-02-12
2. NEXTERA ENERGY INC
2016-10-18
2020-02-12
3. NORFOLK SOUTHN CORP
2018-03-09
2020-02-12
2. NORTHROP GRUMMAN CORP
2017-09-22
2020-02-12
2. NVIDIA CORP
2020-02-12
1. O'REILLY AUTOMOTIVE INC
2017-05-05
2020-02-12
4. PAYPAL HOLDINGS INC
2018-07-26
2020-02-12
5. PEPSICO INC
2020-02-12
17. PFIZER INC
2020-02-12
3. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-02-12
2. PIONEER NAT RES CO
2016-03-22
2020-02-12
4. PROCTER & GAMBLE CO
2019-06-05
2020-02-12
3. ROSS STORES INC
2018-12-11
2020-02-12
4. SALESFORCE.COM INC
2020-02-12
3. STANLEY BLACK & DECKER,INC.
2020-02-12
6. TEXAS INSTRS INC
2016-03-10
2020-02-12
1. THERMO ELECTRON CORP
2020-01-13
2020-02-12
4. UNION PAC CORP
2017-05-18
2020-02-12
2. UNITED TECHNOLOGIES CORP
2020-02-12
5. UNITEDHEALTH GROUP INC
2013-09-03
2020-02-12
2. VERTEX PHARMACEUTICALS INC
2020-02-12
2. VISA INC CLASS A SHARES
2015-10-19
2020-02-12
3. WASTE CONNECTIONS INC
2020-02-12
6. WELLS FARGO & CO NEW
2020-02-12
1. WEX INC
2016-05-03
2020-02-12
2. YUM BRANDS INC
2018-11-28
2020-02-12
4. ZIMMER HLDGS INC
2017-11-20
2020-02-12
2. ALLEGION PLC
2020-02-12
1. ACCENTURE PLC
2014-04-22
2020-02-12
4. LINDE PLC
2018-12-11
2020-02-12
3. CHUBB LTD
2012-01-09
2020-02-12
3. NXP SEMICONDUCTORS NV
2020-02-12
5. JPMORGAN BETABUILDERS JAPAN ETF
2019-08-26
2020-02-14
925. JPMORGAN BETABUILDERS JAPAN ETF
2020-02-14
195. JPMORGAN BETABUILDERS JAPAN ETF
2019-08-26
2020-02-14
1. ABBVIE INC
2019-09-16
2020-02-21
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-02-21
1. AMERICAN EXPRESS CO
2018-07-19
2020-02-21
1. APPLE COMPUTER INC
2010-08-13
2020-02-21
3. BANK OF AMERICA CORPORATION
2015-02-09
2020-02-21
102.564 BLACKROCK EVNT DRVN EQ-INST
2019-11-25
2020-02-21
92.937 BLACKSTONE ALT MULTI-STRAT-Y
2018-11-14
2020-02-21
2. BOSTON SCIENTIFIC CORP
2016-12-05
2020-02-21
1. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-02-21
2. CITIGROUP INC NEW
2015-07-22
2020-02-21
1. COCA-COLA CO
2018-04-13
2020-02-21
3. COMCAST CORP NEW CL A
2018-10-19
2020-02-21
1. DIAMONDBACK ENERGY INC
2017-05-15
2020-02-21
1. DISNEY WALT CO
2017-01-30
2020-02-21
230.84 DOUBLELINE TTL RTRN BND-I
2013-02-25
2020-02-21
1. DUPONT DE NEMOURS INC-W/D
2017-02-22
2020-02-21
1. ELECTRONIC ARTS
2018-11-27
2020-02-21
1. FACEBOOK INC-A
2015-04-27
2020-02-21
1. FIDELITY NATL INFORMATION SVCS INC
2015-01-15
2020-02-21
1. FISERV INC
2019-01-25
2020-02-21
1. GENERAL DYNAMICS CORP
2017-02-10
2020-02-21
1. HOME DEPOT INC
2012-03-20
2020-02-21
1. HONEYWELL INTL INC
2012-06-15
2020-02-21
41. ISHARES TR 20+ TREAS INDEX FD
2019-09-19
2020-02-21
37. ISHARES TR 7-10 YR TREAS INDEX FD
2019-02-14
2020-02-21
1994.059 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2020-02-21
306.584 JPMORGAN CORE BOND FUND ULTRA
2016-10-25
2020-02-21
2. KEYCORP NEW
2020-02-21
1. LILLY ELI & CO
2015-07-13
2020-02-21
591.017 LORD ABBETT SHRT DUR INC-F3
2018-11-13
2020-02-21
1. MARATHON PETROLEUM CORPORATION
2018-07-26
2020-02-21
1. MASTERCARD INC - CLASS A
2012-12-14
2020-02-21
1. MERCK & CO INC
2016-08-12
2020-02-21
2. MICROSOFT CORP
2013-09-11
2020-02-21
1. MONDELEZ INTERNATIONAL-W/I
2012-10-16
2020-02-21
2. MORGAN STANLEY DEAN WITTER & CO NEW
2013-11-12
2020-02-21
1. PAYPAL HOLDINGS INC
2018-07-26
2020-02-21
2. PFIZER INC
2016-07-05
2020-02-21
445.236 PIMCO INV GRD CRD BND-INST
2018-03-15
2020-02-21
1. PIONEER NAT RES CO
2016-03-22
2020-02-21
1. ROSS STORES INC
2018-12-11
2020-02-21
1. SALESFORCE.COM INC
2018-04-19
2020-02-21
35. SCHWAB U.S. TIPS ETF
2018-10-01
2020-02-21
249.75 SIX CIRCLES ULTR SHRT DUR
2018-10-25
2020-02-21
1. TEXAS INSTRS INC
2016-03-10
2020-02-21
50. VANGUARD BD INDEX FD INC
2019-03-12
2020-02-21
1. VISA INC CLASS A SHARES
2015-10-19
2020-02-21
1. WASTE CONNECTIONS INC
2016-07-26
2020-02-21
1. WELLS FARGO & CO NEW
2015-06-04
2020-02-21
1. ZIMMER HLDGS INC
2017-11-20
2020-02-21
1. LINDE PLC
2018-12-11
2020-02-21
1. CHUBB LTD
2012-01-09
2020-02-21
4. ELECTRONIC ARTS
2018-11-27
2020-02-25
7. ELECTRONIC ARTS
2020-02-25
2. ACCENTURE PLC
2014-04-22
2020-02-25
7. ACCENTURE PLC
2020-02-26
18. DISNEY WALT CO
2020-03-04
42. WELLS FARGO & CO NEW
2020-03-04
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
1. DUPONT DE NEMOURS INC-W/D
2017-02-22
2020-03-11
7.534 DUPONT DE NEMOURS INC-W/D
2019-04-08
2020-03-11
19.466 DUPONT DE NEMOURS INC-W/D
2020-03-11
400. ISHARES MISCI EAFE INDEX FUND
2020-03-11
350. SCHWAB U.S. TIPS ETF
2018-10-01
2020-03-11
2. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
3. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-13
197.274 FIDELITY 500 INDEX-INST PRM
2019-12-09
2020-03-17
100. ISHARES MISCI EAFE INDEX FUND
2020-03-17
11. UNITED TECHNOLOGIES CORP
2020-03-31
11. COMCAST CORP NEW CL A
2020-04-16
19. COMCAST CORP NEW CL A
2019-01-29
2020-04-16
13. COMCAST CORP NEW CL A
2020-04-16
2. COMCAST CORP NEW CL A
2019-03-14
2020-04-16
3. ROSS STORES INC
2020-04-16
3. ROSS STORES INC
2018-12-11
2020-04-16
4. ROSS STORES INC
2018-12-11
2020-04-16
11. ROSS STORES INC
2020-04-16
57. MARATHON PETROLEUM CORPORATION
2020-04-27
1. ABBVIE INC
2019-09-16
2020-04-29
1. AMAZON COM INC
2015-04-08
2020-04-29
1. APPLE COMPUTER INC
2010-08-13
2020-04-29
2. BANK OF AMERICA CORPORATION
2015-02-09
2020-04-29
1. BERKSHIRE HATHAWAY INC DEL CL B
2017-08-14
2020-04-29
1. BOSTON SCIENTIFIC CORP
2016-12-05
2020-04-29
1. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-04-29
1. COCA-COLA CO
2018-04-13
2020-04-29
2. COMCAST CORP NEW CL A
2019-03-14
2020-04-29
1. FISERV INC
2019-01-25
2020-04-29
1. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-04-29
500. ISHARES MISCI EAFE INDEX FUND
2020-04-29
2. KEYCORP NEW
2016-03-24
2020-04-29
1. LOWES COS INC
2011-09-28
2020-04-29
1. MERCK & CO INC
2016-08-12
2020-04-29
2. MICROSOFT CORP
2013-09-11
2020-04-29
1. MONDELEZ INTERNATIONAL-W/I
2014-08-13
2020-04-29
1. MORGAN STANLEY DEAN WITTER & CO NEW
2013-11-12
2020-04-29
1. PEPSICO INC
2016-02-17
2020-04-29
2. PFIZER INC
2016-07-05
2020-04-29
1. PROCTER & GAMBLE CO
2019-06-05
2020-04-29
41. SPDR TR UNIT SER 1
2013-06-27
2020-04-29
1. STANLEY BLACK & DECKER,INC.
2016-02-11
2020-04-29
1. TEXAS INSTRS INC
2016-03-10
2020-04-29
1. UNION PAC CORP
2017-05-18
2020-04-29
1. UNITEDHEALTH GROUP INC
2013-09-03
2020-04-29
1. ALLEGION PLC
2015-11-19
2020-04-29
1729.607 SIX CIRCLES ULTR SHRT DUR
2018-10-25
2020-04-30
7. ADOBE SYS INC
2013-05-09
2020-05-04
1. ADOBE SYS INC
2013-05-09
2020-05-04
100. ISHARES TR 7-10 YR TREAS INDEX FD
2019-02-14
2020-05-07
381.423 AMER FNDS INTL VNTG-F3
2014-01-28
2020-05-15
2089.312 BLACKSTONE ALT MULTI-STRAT-Y
2018-11-14
2020-05-29
400. ISHARES MISCI EAFE INDEX FUND
2020-06-11
100. ISHARES CORE MSCI EAFE ETF
2017-06-28
2020-06-11
18. BERKSHIRE HATHAWAY INC DEL CL B
2020-06-24
36. KEYCORP NEW
2020-06-30
4. KEYCORP NEW
2018-10-08
2020-06-30
26. PFIZER INC
2020-06-30
9. KEYCORP NEW
2018-10-08
2020-07-01
3. KEYCORP NEW
2018-10-08
2020-07-01
16. KEYCORP NEW
2020-07-01
1. KEYCORP NEW
2018-10-19
2020-07-01
7. KEYCORP NEW
2018-10-19
2020-07-01
6. KEYCORP NEW
2018-10-19
2020-07-01
13. KEYCORP NEW
2018-10-19
2020-07-02
14. KEYCORP NEW
2018-10-19
2020-07-02
1. KEYCORP NEW
2018-10-19
2020-07-02
78. PFIZER INC
2020-07-10
4. PFIZER INC
2018-10-30
2020-07-10
9. GENERAL DYNAMICS CORP
2020-08-04
3. GENERAL DYNAMICS CORP
2018-12-13
2020-08-04
1. GENERAL DYNAMICS CORP
2018-12-13
2020-08-04
10. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-08-04
4. PHILIP MORRIS INTERNATIONAL
2020-08-04
1. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-08-04
1629.423 DOUBLELINE TTL RTRN BND-I
2013-02-25
2020-08-19
125. ISHARES TR 7-10 YR TREAS INDEX FD
2020-08-19
4009.623 JPMORGAN CORE BOND FUND ULTRA
2016-10-25
2020-08-19
250. VANGUARD BD INDEX FD INC
2019-03-12
2020-08-19
354.49 AMER FNDS INTL VNTG-F3
2014-01-28
2020-09-25
13. AUTOMATIC DATA PROCESSING INC
2020-09-30
3. AUTOMATIC DATA PROCESSING INC
2019-08-14
2020-09-30
1. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
3. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
6. INTERCONTINENTALEXCHANGE GROUP, INC
2020-09-30
2. INTERCONTINENTALEXCHANGE GROUP, INC
2017-02-01
2020-09-30
4. INTERCONTINENTALEXCHANGE GROUP, INC
2020-09-30
1. ADD
1950-01-01
2020-09-30
2. ALLEGION PLC
2015-11-19
2020-09-30
2. ALLEGION PLC
2020-09-30
2. ALLEGION PLC
2020-09-30
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,101
1,656
445
b
733
316
417
c
919
397
522
d
289
152
137
e
365
214
151
287
177
110
755
559
196
52
38
14
79
57
22
1,620
1,642
-22
5,293
4,565
728
18,234
17,921
313
41,666
21,615
20,051
52
58
-6
6
7
-1
2
2
64
69
-5
11
12
-1
610
495
115
309
44
265
225
269
-44
1,352
452
900
1,351
744
607
1,757
374
1,383
725
615
110
2,397
322
2,075
507
432
75
906
364
542
890
660
230
705
347
358
550
508
42
944
194
750
471
291
180
831
605
226
380
312
68
922
888
34
233
294
-61
251
311
-60
587
416
171
2,500
2,634
-134
322
458
-136
447
486
-39
515
570
-55
608
247
361
688
318
370
1,153
822
331
366
304
62
870
198
672
1,050
319
731
278
174
104
2,500
2,496
4
490
277
213
599
439
160
472
80
392
653
854
-201
1,158
190
968
390
402
-12
886
633
253
3,035
669
2,366
595
293
302
895
370
525
308
371
-63
703
376
327
756
547
209
680
492
188
638
537
101
624
510
114
827
593
234
803
738
65
167
178
-11
400
342
58
622
534
88
169
173
-4
458
322
136
787
607
180
474
289
185
854
387
467
687
396
291
293
242
51
1,397
361
1,036
1,208
1,187
21
221
123
98
548
231
317
272
150
122
434
438
-4
395
182
213
198
182
16
883
670
213
495
258
237
405
159
246
1,231
964
267
613
280
333
473
370
103
9,850
9,789
61
170
200
-30
143
169
-26
143
168
-25
157
184
-27
15
16
-1
57
60
-3
57
60
-3
28
30
-2
201
209
-8
201
208
-7
86
89
-3
29
30
-1
115
118
-3
143
148
-5
29
30
-1
9,023
9,553
-530
29
30
-1
58
59
-1
1,562
1,470
92
617
654
-37
77
82
-5
77
83
-6
77
83
-6
77
83
-6
453
520
-67
460
542
-82
454
542
-88
595
723
-128
150
183
-33
5,250
4,269
981
581
424
157
745
88
657
104
135
-31
1,516
451
1,065
2,172
374
1,798
533
400
133
1,945
215
1,730
534
433
101
665
303
362
684
520
164
510
247
263
468
391
77
968
191
777
1,068
582
486
637
457
180
358
267
91
779
643
136
295
416
-121
283
208
75
214
376
-162
436
368
68
630
247
383
595
255
340
962
658
304
374
304
70
480
99
381
903
266
637
189
117
72
355
201
154
579
353
226
497
81
416
524
713
-189
1,001
142
859
432
402
30
585
443
142
2,760
514
2,246
473
213
260
791
380
411
378
371
7
544
251
293
637
435
202
731
563
168
543
440
103
391
252
139
474
358
116
731
510
221
644
608
36
266
267
-1
274
281
-7
494
427
67
361
242
119
758
496
262
505
269
236
795
331
464
338
332
6
743
429
314
308
245
63
1,503
363
1,140
487
251
236
415
154
261
299
150
149
289
337
-48
218
91
127
211
182
29
634
449
185
276
132
144
213
80
133
867
643
224
494
210
284
414
278
136
121
112
9
22,338
22,190
148
4,710
4,375
335
95
71
24
102
135
-33
135
100
35
315
36
279
103
49
54
1,000
1,022
-22
1,000
990
10
85
41
44
66
56
10
153
121
32
60
45
15
138
108
30
77
104
-27
139
110
29
2,500
2,629
-129
52
94
-42
107
85
22
210
82
128
155
62
93
119
84
35
187
184
3
246
49
197
181
53
128
6,069
5,754
315
4,227
3,867
360
43,590
36,257
7,333
3,725
3,655
70
39
23
16
142
89
53
2,500
2,453
47
59
80
-21
338
48
290
82
63
19
358
66
292
59
27
32
105
60
45
119
89
30
71
72
-1
5,000
4,561
439
142
140
2
123
81
42
189
124
65
2,028
1,882
146
2,500
2,500
129
55
74
4,062
3,955
107
209
77
132
103
50
53
47
57
-10
157
112
45
219
161
58
163
70
93
424
340
84
738
595
143
396
159
237
1,384
644
740
2,128
1,985
143
1,710
2,311
-601
84
135
-51
84
135
-51
36
94
-58
279
643
-364
720
1,857
-1,137
22,418
25,898
-3,480
19,383
18,818
565
159
269
-110
77
135
-58
239
404
-165
17,370
21,578
-4,208
4,900
5,810
-910
1,040
1,355
-315
410
396
14
707
687
20
484
481
3
75
80
-5
263
241
22
263
242
21
351
322
29
962
872
90
1,495
3,997
-2,502
83
71
12
2,371
381
1,990
288
36
252
49
33
16
191
177
14
37
21
16
62
56
6
47
45
2
77
80
-3
105
84
21
91
58
33
28,882
27,644
1,238
24
22
2
107
20
87
81
63
18
349
66
283
51
35
16
41
30
11
134
100
34
76
72
4
116
107
9
12,021
6,614
5,407
121
90
31
117
55
62
164
107
57
292
73
219
102
66
36
17,175
17,313
-138
2,439
309
2,130
349
44
305
12,191
10,452
1,739
4,825
4,413
412
19,744
22,251
-2,507
24,098
23,187
911
5,644
6,132
-488
3,202
3,689
-487
438
547
-109
49
82
-33
842
893
-51
108
184
-76
36
61
-25
187
312
-125
12
18
-6
81
125
-44
70
107
-37
158
232
-74
164
250
-86
12
18
-6
2,630
2,740
-110
135
170
-35
1,325
1,595
-270
442
515
-73
147
172
-25
769
891
-122
309
356
-47
77
88
-11
17,500
18,559
-1,059
15,209
13,065
2,144
50,000
47,796
2,204
20,783
19,776
1,007
5,250
4,101
1,149
1,806
1,927
-121
417
493
-76
139
143
-4
418
429
-11
600
349
251
199
117
82
399
234
165
1
8
-7
198
133
65
197
133
64
199
133
66
6,752
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
445
b
417
c
522
d
137
e
151
110
196
14
22
-22
728
313
20,051
-6
-1
-5
-1
115
265
-44
900
607
1,383
110
2,075
75
542
230
358
42
750
180
226
68
34
-61
-60
171
-134
-136
-39
-55
361
370
331
62
672
731
104
4
213
160
392
-201
968
-12
253
2,366
302
525
-63
327
209
188
101
114
234
65
-11
58
88
-4
136
180
185
467
291
51
1,036
21
98
317
122
-4
213
16
213
237
246
267
333
103
61
-30
-26
-25
-27
-1
-3
-3
-2
-8
-7
-3
-1
-3
-5
-1
-530
-1
-1
92
-37
-5
-6
-6
-6
-67
-82
-88
-128
-33
981
157
657
-31
1,065
1,798
133
1,730
101
362
164
263
77
777
486
180
91
136
-121
75
-162
68
383
340
304
70
381
637
72
154
226
416
-189
859
30
142
2,246
260
411
7
293
202
168
103
139
116
221
36
-1
-7
67
119
262
236
464
6
314
63
1,140
236
261
149
-48
127
29
185
144
133
224
284
136
9
148
335
24
-33
35
279
54
-22
10
44
10
32
15
30
-27
29
-129
-42
22
128
93
35
3
197
128
315
360
7,333
70
16
53
47
-21
290
19
292
32
45
30
-1
439
2
42
65
146
74
107
132
53
-10
45
58
93
84
143
237
740
143
-601
-51
-51
-58
-364
-1,137
-3,480
565
-110
-58
-165
-4,208
-910
-315
14
20
3
-5
22
21
29
90
-2,502
12
1,990
252
16
14
16
6
2
-3
21
33
1,238
2
87
18
283
16
11
34
4
9
5,407
31
62
57
219
36
-138
2,130
305
1,739
412
-2,507
911
-488
-487
-109
-33
-51
-76
-25
-125
-6
-44
-37
-74
-86
-6
-110
-35
-270
-73
-25
-122
-47
-11
-1,059
2,144
2,204
1,007
1,149
-121
-76
-4
-11
251
82
165
-7
65
64
66
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
87,348
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
105,173
1,967,027
0.053468
2017
94,011
2,038,827
0.04611
2016
93,040
1,951,783
0.047669
2015
102,901
1,871,704
0.054977
2014
101,163
2,029,885
0.049837
2
Total
of line 1, column (d)
.....................
2
0.252061
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.050412
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,013,869
5
Multiply line 4 by line 3
......................
5
101,523
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,200
7
Add lines 5 and 6
........................
7
102,723
8
Enter qualifying distributions from Part XII, line 4
,.............
8
96,011
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,399
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,399
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,399
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,080
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,080
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
681
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
681
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
JP MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL 1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE BANK N A
TRUSTEE
2
27,100
10 S DEARBORN ST MC IL 1-0111
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,994,238
b
Average of monthly cash balances
.......................
1b
46,128
c
Fair market value of all other assets (see instructions)
................
1c
4,171
d
Total
(add lines 1a, b, and c)
.........................
1d
2,044,537
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,044,537
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
30,668
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,013,869
6
Minimum investment return.
Enter 5% of line 5
..................
6
100,693
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
100,693
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,399
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,399
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
98,294
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
98,294
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
98,294
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
96,011
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
96,011
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
96,011
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
98,294
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
84,876
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
96,011
a
Applied to 2018, but not more than line 2a
84,876
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
11,135
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
87,159
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
TMS GLOBAL INC
ATTN SANDEEP DAVID
ATTN SANDEEP DAVID
ATLANTA
,
GA
311936559
NONE
PC
GENERAL
84,876
Total
.................................
3a
84,876
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
50,235
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
87,348
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
ROYALTY INCOME
15
1,412
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
138,995
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
138,995
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description