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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
11-01-2019
, and ending
10-31-2020
Name of foundation
AWH FOUNDATION
co ROBERT W GILLETT
Number and street (or P.O. box number if mail is not delivered to street address)
7569 N MYSTIC CANYON DRIVE
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
TUCSON
,
AZ
85718
A Employer identification number
36-6050191
B
Telephone number (see instructions)
(847) 498-3309
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
6,717,259
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
13,614
13,614
13,614
5a
Gross rents
............
24,205
24,205
24,205
b
Net rental income or (loss)
-35,063
6a
Net gain or (loss) from sale of assets not on line 10
628,504
b
Gross sales price for all assets on line 6a
30,817,634
7
Capital gain net income (from Part IV, line 2)
...
628,504
8
Net short-term capital gain
.........
9,256
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
159,468
12
Total.
Add lines 1 through 11
........
825,791
666,323
47,075
13
Compensation of officers, directors, trustees, etc.
7,000
7,000
14
Other employee salaries and wages
......
25,200
25,200
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
32,425
22,698
9,727
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
17
Interest
...............
57,788
46,230
11,558
18
Taxes (attach schedule) (see instructions)
...
4,808
276
4,532
19
Depreciation (attach schedule) and depletion
...
36,457
35,710
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
24,785
23,929
856
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
188,463
128,843
58,873
25
Contributions, gifts, grants paid
.......
421,525
421,525
26
Total expenses and disbursements.
Add lines 24 and 25
609,988
128,843
480,398
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
215,803
b
Net investment income
(if negative, enter -0-)
537,480
c
Adjusted net income
(if negative, enter -0-)
...
47,075
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
16,022
11,634
11,634
2
Savings and temporary cash investments
.........
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
4,136
4,136
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
3,142,038
3,740,910
5,794,154
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
912,297
Less: accumulated depreciation (attach schedule)
110,308
538,243
801,989
907,335
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,696,303
4,558,669
6,717,259
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
2,589,770
3,178,073
23
Total liabilities
(add lines 17 through 22)
.........
2,589,770
3,178,073
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,106,533
1,380,596
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,106,533
1,380,596
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,696,303
4,558,669
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,106,533
2
Enter amount from Part I, line 27a
.....................
2
215,803
3
Other increases not included in line 2 (itemize)
3
58,260
4
Add lines 1, 2, and 3
..........................
4
1,380,596
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,380,596
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
1750 SHS PERFICIENT INC
P
2019-10-28
2019-11-01
b
750 SHS SOLAREDGE TECHNOLOGIES INC
P
2019-10-24
2019-11-01
c
3000 SHS SUMMIT MATLS INC
P
2019-10-23
2019-11-01
d
3000 SHS TAYLOR MORRISON HOME CORP
P
2019-10-15
2019-11-01
e
1500 SHS UNIVERSAL FOREST PRODS INC
P
2019-10-24
2019-11-01
500 SHS KANSAS CITY SOUTHERN
P
2019-10-23
2019-11-04
1250 SHS MASTEC INC
P
2019-08-02
2019-11-04
100 SHS MSCI INC
P
2017-12-30
2019-11-04
3500 SHS NETEASE INC
P
2019-10-23
2019-11-04
1750 SHS ARCOSA INC
P
2019-10-31
2019-11-05
500 SHS L3HARRIS TECHNOLOGIES INC
P
2019-10-30
2019-11-05
250 SHS ACACIA COMMUNICATIONS INC
P
2019-06-10
2019-11-06
1250 SHS BRISTOL-MYERS SQUIBB CO
P
2019-10-30
2019-11-06
1500 SHS MERCURY SYS INC
P
2019-01-30
2019-11-06
2250 SHS PENNYMAC FINL SVCS INC
P
2019-09-04
2019-11-06
4000 SHS ALTICE USA INC
P
2019-05-03
2019-11-08
3000 SHS HUYA INC
P
2019-11-04
2019-11-08
100 SHS AMAZON.COM INC
P
2018-11-28
2019-11-13
400 SHS FACEBOOK INC
P
2019-11-01
2019-11-13
1000 SHS CERIDIAN HCM HLDG INC
P
2019-11-08
2019-11-14
3000 SHS HUYA INC
P
2019-11-06
2019-11-14
500 SHS ALIBABA GROUP HOLDING LTD
P
2019-11-04
2019-11-15
1200 SHS ESSENT GROUP LTD
P
2019-11-08
2019-11-15
1000 SHS CITIGROUP INC
P
2019-11-07
2019-11-19
750 SHS GLOBANT SA
P
2019-11-14
2019-11-19
4000 SHS SPARTAN MOTORS INC
P
2020-07-10
2019-11-19
1500 SHS ARCO PLATFORM LTD
P
2019-11-14
2019-11-20
3000 SHS AUDIOCODES
P
2019-11-18
2019-11-20
1500 SHS BROOKS AUTOMATION INC
P
2019-11-08
2019-11-20
500 SHS RAYTHEON CO
P
2019-10-24
2019-11-20
1000 SHS MASTEC INC
P
2019-11-04
2019-11-21
2000 SHS JD.COM INC
P
2019-11-18
2019-11-22
2500 SHS ALTICE USA INC
P
2019-11-18
2019-11-26
500 SHS CARLISLE COS INC
P
2019-11-01
2019-11-27
700 SHS CONMED CORP
P
2019-10-31
2019-11-29
4000 SHS SNAP INC
P
2019-11-25
2019-11-29
800 SHS NOVOCURE LTD
P
2019-11-18
2019-12-02
750 SHS MARRIOTT VACTINS WORLDWIDE CORP
P
2019-11-26
2019-12-05
2000 SHS CANNAE HLDGS INC
P
2019-11-12
2019-12-06
250 SHS ULTA BEAUTY INC
P
2019-11-06
2019-12-11
1000 SHS CORNERSTONE ONDEMAND INC
P
2019-11-25
2019-12-12
2000 SHS PENNYMAC FINL SVCS INC
P
2019-09-19
2019-12-12
2500 SHS PROGYNY INC
P
2019-12-09
2019-12-13
750 SHS KEYSIGHT TECHNOLOGIES INC
P
2019-10-09
2019-12-18
750 SHS ALEXION PHARM INC
P
2019-12-06
2019-12-19
500 SHS SPLUNK INC
P
2019-11-25
2019-12-19
3500 SHS INMODE LTD
P
2019-08-19
2019-12-20
2500 SHS IMPINJ INC
P
2019-12-17
2019-12-23
750 SHS SALESFORCE.COM INC
P
2017-10-26
2019-12-23
2500 SHS AMARIN CORP
P
2019-12-19
2019-12-24
500 SHS INNOVATIVE INDL PPTYS INC
P
2019-12-26
2020-01-02
250 SHS PAYCOM SOFTWARE INC
P
2019-12-18
2020-01-02
2500 SHS PROGYNY INC
P
2019-12-28
2020-01-03
100 SHS EPAM SYS INC
P
2018-11-19
2020-01-06
1000 SHS INSIGHT ENTERPRISES INC
P
2020-12-19
2020-01-06
1000 SHS AXON ENTERPRISES INC
P
2019-11-15
2020-01-07
1000 SHS INCYTE CORP
P
2019-10-30
2020-01-07
1000 SHS XPO LOGISTICS INC
P
2019-10-11
2020-01-08
1000 SHS CARDLYTICS INC
P
2020-01-06
2020-01-10
4000 SHS VICTORY CAP HLDGS INC
P
2019-11-07
2020-01-10
750 SHS NEXSTAR MEDIA GROUP INC
P
2019-12-17
2020-01-14
1000 SHS SQUARE INC
P
2020-01-10
2020-01-14
750 SHS TOPBUILD CORP
P
2019-10-15
2020-01-14
150 SHS CHARTER COMMUNICATIONS INC
P
2020-01-06
2020-01-23
750 SHS NEUROCRINE BIOSCEINCE INC
P
2020-12-19
2020-01-23
1000 SHS CARDLYTICS INC
P
2020-01-21
2020-01-24
2000 SHS ACM RESEARCH INC
P
2020-01-21
2020-01-28
4000 SHS XPEL INC
P
2020-01-24
2020-01-29
2000 SHS META FINL GROUP INC
P
2020-01-24
2020-01-31
1200 SHS RAPID7 INC
P
2020-01-06
2020-01-31
400 SHS FACEBOOK INC
P
2019-12-31
2020-02-03
1500 SHS INMODE LTD
P
2020-01-28
2020-02-03
700 SHS PAYPAL HLDGS INC
P
2020-01-10
2020-02-03
1000 SHS CIRRUS LOGIC INC
P
2020-01-30
2020-02-04
400 SHS KLA CORPORATION
P
2019-12-10
2020-02-04
300 SHS LAM RESEARCH CORP
P
2020-01-30
2020-02-04
700 SHS SKYWORKS SOLUTIONS INC
P
2020-01-08
2020-02-04
2500 SHS DYNATRACE INC
P
2020-01-29
2020-02-05
1500 SHS GOOSEHEAD INS INC
P
2020-01-28
2020-02-05
3500 SHS HEADHUNTER GROUP PLC
P
2020-02-03
2020-02-05
500 SHS ALTERYX INC
P
2020-02-04
2020-02-07
2500 SHS PAYCOM SOFTWARE INC
P
2020-01-24
2020-02-10
2500 SHS AXCELIS TECHNOLOGIES INC
P
2020-02-07
2020-02-11
1750 SHS STONECO LTD
P
2020-02-05
2020-02-11
500 SHS KANSAS CITY SOUTHERN
P
2020-01-24
2020-02-12
2500 SHS ALTICE USA INC
P
2020-02-11
2020-02-14
3000 SHS GSX TECHEDU INC
P
2020-01-02
2020-02-14
1500 SHS MIMECAST LIMITED
P
2020-01-08
2020-02-14
2500 SHS NMI HLDGS INC
P
2019-10-15
2020-02-14
3000 SHS VICTORY CAP HLDGS INC
P
2020-02-12
2020-02-18
500 SHS IQVIA HLDGS INC
P
2020-02-12
2020-02-19
150 SHS CHARTER COMMUNICATIONS INC
P
2020-02-03
2020-02-19
2000 SHS ICHOR HLDGS
P
2020-02-12
2020-02-21
750 SHS POWER INTEGRATIONS INC
P
2020-02-10
2020-02-21
1250 SHS APPLIED MATERIALS INC
P
2020-02-13
2020-02-25
500 SHS UNIVERSAL DISPLAY CORP
P
2019-10-30
2020-02-25
250 SHS ANTHEM INC
P
2020-02-12
2020-02-26
1000 SHS EXPEDIA GROUP INC
P
2020-02-19
2020-02-26
2000 SHS FOCUS FINL PARTNERS INC
P
2020-02-21
2020-02-26
1000 SHS LUMENTHUM HLDGS INC
P
2020-02-04
2020-02-26
300 SHS ASML HOLDING NV
P
2020-02-06
2020-03-02
1000 SHS INNOVATIVE INDL PPTYS INC
P
2020-02-19
2020-03-02
250 SHS NVIDIA CORP
P
2020-02-14
2020-03-02
750 SHS XPO LOGISTICS INC
P
2020-02-10
2020-03-02
1000 SHS INSTALLED BLDG PRODS INC
P
2019-10-15
2020-03-03
1750 SHS PERFICIENT INC
P
2019-12-11
2020-03-03
2500 SHS HEALTH INS INNOVATIONS INC
P
2020-02-19
2020-03-06
1000 SHS XPO LOGISTICS INC
P
2020-02-16
2020-03-09
1000 SHS LUMENTHUM HLDGS INC
P
2020-02-13
2020-03-10
4000 SHS WILLSCOT CORP
P
2020-03-05
2020-03-10
250 SHS ASML HOLDING NV
P
2020-02-15
2020-03-11
1500 SHS CIENA CORP
P
2020-03-05
2020-03-11
1000 SHS HEALTHEQUITY INC
P
2020-03-04
2020-03-11
1500 SHS JD.COM INC
P
2020-03-04
2020-03-11
4000 SHS LAKELAND INDS INC
P
2020-03-05
2020-03-11
500 SHS RH COM
P
2019-11-15
2020-03-11
350 SHS DEXCOM INC
P
2019-11-12
2020-03-13
300 SHS SERVICENOW INC
P
2020-01-30
2020-03-13
4000 SHS ADVANCED MICRO DEVICES INC
P
2020-01-01
2020-03-16
2000 SHS ATKORE INTL GROUP INC
P
2019-11-15
2020-03-16
500 SHS AUTODESK INC
P
2019-11-27
2020-03-16
200 SHS BIO RAD LABORATORIES INC
P
2019-12-16
2020-03-16
1200 SHS BLACKLINE INC
P
2020-02-03
2020-03-16
1200 SHS COPART INC
P
2019-02-21
2020-03-16
500 SHS EPAM SYS INC
P
2018-11-19
2020-03-16
500 SHS FACEBOOK INC
P
2020-03-04
2020-03-16
1500 SHS INPHI CORPORATION
P
2019-05-28
2020-03-16
750 SHS LEIDOS HOLDINGS INC
P
2019-12-18
2020-03-16
250 SHS LOCKHEED AMRTIN CORP
P
2019-04-23
2020-03-16
500 SHS LULULEMON ATHELTICA INC
P
2019-04-10
2020-03-16
400 SHS L3HARRIS TECHNOLOGIES INC
P
2019-12-16
2020-03-16
500 SHS MICROSOFT CORP
P
2019-10-28
2020-03-16
1000 SHS SQUARE INC
P
2020-01-10
2020-03-16
1000 SHS THE TRADE DESK INC
P
2018-05-16
2020-03-16
500 SHS GLOBAL PMTS INC
P
2019-02-21
2020-03-25
1000 SHS COPART INC
P
2020-03-24
2020-03-30
1000 SHS DAQO NEW ENERGY CORP
P
2020-03-26
2020-03-30
3000 SHS ULTRA CELAN HLDGS INC
P
2020-03-26
2020-03-30
1500 SHS CARDLYTICS INC
P
2020-03-26
2020-03-31
500 SHS EHEALTH INC
P
2020-03-26
2020-03-31
2000 SHS KORNIT DIGITAL LTD
P
2020-03-26
2020-03-31
500 SHS L3HARRIS TECHNOLOGIES INC
P
2019-12-30
2020-04-01
250 SHS LOCKHEED AMRTIN CORP
P
2019-05-07
2020-04-03
250 SHS PAYCOM SOFTWARE INC
P
2020-03-25
2020-04-03
200 SHS SHOPIFY INC
P
2020-03-20
2020-04-06
1500 SHS ALLIANCE DATA SYSTEM
P
2020-03-20
2020-04-07
1500 SHS SQUARE INC
P
2020-01-22
2020-04-07
1250 SHS ACACIA COMMUNICATIONS INC
P
2019-06-10
2020-04-08
2000 SHS SHOTSPOTTER INC
P
2020-03-26
2020-04-08
400 SHS CHARTER COMMUNICATIONS INC
P
2020-03-26
2020-04-09
500 SHS EHEALTH INC
P
2020-03-24
2020-04-09
4000 SHS EBIX INC
P
2020-04-07
2020-04-14
3000 SHS FOCUS FINL PARTNERS INC
P
2020-03-21
2020-04-15
150 SHS BOEING CO
P
2020-04-09
2020-04-16
100 SHS BOEING CO
P
2020-04-09
2020-04-16
500 SHS BOEING CO
P
2020-03-24
2020-04-22
2000 SHS ONTO INNOVATION INC
P
2020-03-26
2020-04-22
2000 SHS CARDLYTICS INC
P
2020-04-05
2020-04-23
500 SHS OKTA INC
P
2020-04-14
2020-04-23
500 SHS ELI LILLY INC
P
2020-04-23
2020-05-01
1000 SHS TRADEWED MKTS INC
P
2020-04-27
2020-05-01
4000 SHS COHU INC
P
2020-04-27
2020-05-04
1500 SHS APPLIED MATERIALS INC
P
2020-04-08
2020-05-06
1000 SHS FRESHPET INC
P
2020-03-24
2020-05-06
1000 SHS ZENDESK INC
P
2020-04-29
2020-05-06
3500 SHS ZYNEX INC
P
2020-05-04
2020-05-06
500 SHS EPAM SYS INC
P
2020-03-20
2020-05-12
2000 SHS PENNYMAC FINL SVCS INC
P
2020-05-08
2020-05-13
2000 SHS ZYNEX INC
P
2020-05-09
2020-05-14
1000 SHS APPLIED MATERIALS INC
P
2020-04-10
2020-05-15
100 SHS CHARTER COMMUNICATIONS INC
P
2020-05-06
2020-05-15
1000 SHS INSULET CORP
P
2019-05-07
2020-05-15
3000 SHS DROPBOX INC
P
2020-05-08
2020-05-20
2500 SHS COLLEGIUM PHARMACEUTICLAS INC
P
2020-05-18
2020-05-27
1000 SHS TENCENT HOLDINGS LIMITED
P
2020-05-14
2020-05-27
1000 SHS DAQO NEW ENERGY CORP
P
2020-05-26
2020-06-01
1500 SHS AUDIOCODES
P
2020-06-01
2020-06-04
700 SHS ZSCALER INC
P
2020-06-01
2020-06-04
750 SHS BOOZ ALLEN HAMILTON HLDG CORP
P
2020-06-01
2020-06-05
1000 SHS ENPHASE ENERGY INC
P
2020-05-06
2020-06-05
1000 SHS TRADEWED MKTS INC
P
2020-05-12
2020-06-05
1500 SHS ATLAS AIR WORLDWIDE HOLDINGS INC
P
2020-06-03
2020-06-08
750 SHS SCIENCE APPLICATIONS INTL CORP
P
2020-05-26
2020-06-09
1000 SHS ASTRAZENCA
P
2020-06-01
2020-06-10
1000 SHS ADVANCED ENERGY INDUSTRIES INC
P
2020-06-05
2020-06-12
750 SHS PALOMAR HLDGS INC
P
2020-06-02
2020-06-12
1000 SHS CIENA CORP
P
2020-06-01
2020-06-15
4000 SHS COHU INC
P
2020-06-03
2020-06-15
3000 SHS LAKELAND INDS INC
P
2020-06-11
2020-06-16
1000 SHS ADVANCED ENERGY INDUSTRIES INC
P
2020-06-07
2020-06-17
1000 SHS NEWMONT CORP
P
2020-06-10
2020-06-17
600 SHS SKYWORKS SOLUTIONS INC
P
2020-06-01
2020-06-17
3500 SHS ULTRA CELAN HLDGS INC
P
2020-06-01
2020-06-17
1750 SHS DAQO NEW ENERGY CORP
P
2020-05-30
2020-06-24
2000 SHS MACOM TECH SOLUTIONS HLDGS INC
P
2020-05-26
2020-06-24
2500 SHS ONTO INNOVATION INC
P
2020-06-03
2020-06-24
3000 SHS AXCELIS TECHNOLOGIES INC
P
2020-04-14
2020-06-25
50 SHS LULULEMON ATHELTICA INC
P
2020-03-24
2020-06-25
250 SHS ANTHEM INC
P
2020-03-13
2020-06-26
2500 SHS DROPBOX INC
P
2020-06-22
2020-06-29
350 SHS LULULEMON ATHELTICA INC
P
2020-03-20
2020-06-29
750 SHS FASTLY INC
P
2020-06-23
2020-07-01
2500 SHS LAKELAND INDS INC
P
2020-06-24
2020-07-01
1500 SHS MIMECAST LIMITED
P
2020-06-25
2020-07-01
300 SHS ABIOMED INC
P
2020-06-01
2020-07-02
750 SHS XILINX INC
P
2020-06-30
2020-07-06
2000 SHS POWER REIT
P
2020-06-15
2020-07-07
600 SHS AKAMAI TECHNOLOGIES
P
2020-07-02
2020-07-08
500 SHS PAYPAL HLDGS INC
P
2020-06-22
2020-07-08
2250 SHS ICHOR HLDGS
P
2020-07-06
2020-07-09
2500 SHS STITCH FIX INC
P
2020-07-02
2020-07-09
1500 SHS CIENA CORP
P
2020-06-19
2020-07-10
2500 SHS ZYNEX INC
P
2020-07-07
2020-07-10
1000 SHS LUMENTHUM HLDGS INC
P
2020-06-29
2020-07-13
1500 SHS MIMECAST LIMITED
P
2020-07-05
2020-07-14
1200 SHS PETMED EXPRESS INC
P
2020-07-08
2020-07-14
2500 SHS SNAP INC
P
2020-07-08
2020-07-14
600 SHS SQUARE INC
P
2020-06-22
2020-07-14
150 SHS SQUARE INC
P
2020-06-22
2020-07-14
2000 SHS ZYNEX INC
P
2020-07-09
2020-07-14
1250 SHS BILIBILI INC
P
2020-07-10
2020-07-15
1200 SHS CITIGROUP INC
P
2020-07-10
2020-07-15
4000 SHS SHYFT GROUP INC
P
2020-07-10
2020-07-15
4000 SHS TAYLOR MORRISON HOME CORP
P
2020-07-09
2020-07-15
500 SHS BAIDU INC
P
2020-07-07
2020-07-16
5000 SHS DOUYO INTERNATIONAL HOLDINGS LTD
P
2020-07-10
2020-07-16
2000 SHS ICHOR HLDGS
P
2020-07-12
2020-07-16
4000 SHS BRP GROUP INC
P
2020-07-13
2020-07-17
2500 SHS HUYA INC
P
2020-07-09
2020-07-17
4500 SHS VAXART INC
P
2020-07-14
2020-07-17
2250 SHS ICHOR HLDGS
P
2020-07-12
2020-07-20
2500 SHS FOCUS FINL PARTNERS INC
P
2020-06-02
2020-07-21
300 SHS GOLDMAN SACHS GROUP INC
P
2020-07-15
2020-07-21
1500 SHS LUMINEX CORP
P
2020-07-17
2020-07-21
200 SHS NETFLIX COM INC
P
2020-04-14
2020-07-21
1000 SHS CIENA CORP
P
2020-06-28
2020-07-22
750 SHS EMERGENT BIOSOLUTIONS INC
P
2020-07-07
2020-07-23
2000 SHS ENCORE CAP GROUP INC
P
2020-07-15
2020-07-24
1000 SHS JD.COM INC
P
2020-07-08
2020-07-24
500 SHS BIOMARIN PHARMACEUTICAL
P
2020-07-13
2020-07-27
2000 SHS PETMED EXPRESS INC
P
2020-07-20
2020-07-27
500 SHS NOVAVAX INC
P
2020-07-16
2020-07-28
2000 SHS PPD INC
P
2020-07-22
2020-07-28
3000 SHS VIPSHOP HLDGS LTD
P
2020-07-15
2020-07-28
125 SHS CHARTER COMMUNICATIONS INC
P
2020-07-17
2020-07-29
900 SHS ADVANCED ENERGY INDUSTRIES INC
P
2020-07-23
2020-07-30
1250 SHS FIRST SOLAR INC
P
2020-07-14
2020-07-30
1000 SHS NEWMONT MINING CORP
P
2020-07-27
2020-07-30
200 SHS ASML HOLDING NV
P
2020-02-23
2020-07-31
2000 SHS GENMAB AS SPON
P
2020-07-13
2020-07-31
500 SHS NEURINE BIOSCIENCES INC
P
2020-07-10
2020-07-31
3000 SHS LAKELAND INDS INC
P
2020-07-23
2020-08-03
500 SHS SKYWORKS SOLUTIONS INC
P
2020-07-27
2020-08-03
1000 SHS VISA INC
P
2018-04-13
2020-08-03
4500 SHS EXP WORLD HOLDINGS INC
P
2020-07-20
2020-08-04
750 SHS TERADYNE INC
P
2020-07-23
2020-08-04
750 SHS ZENDESK INC
P
2020-06-22
2020-08-04
250 SHS ANTHEM INC
P
2020-07-22
2020-08-05
100 SHS MSCI INC
P
2017-12-30
2020-08-05
400 SHS MSCI INC
P
2017-12-30
2020-08-06
250 SHS SERVICENOW INC
P
2020-04-17
2020-08-06
2000 SHS ULTRA CELAN HLDGS INC
P
2020-07-30
2020-08-06
2000 SHS AXCELIS TECHNOLOGIES INC
P
2020-08-04
2020-08-07
5000 SHS FREEPORT-MCMORAN INC
P
2020-08-05
2020-08-07
2500 SHS ICHOR HLDGS
P
2020-07-24
2020-08-07
700 SHS INCYTE CORP
P
2020-08-04
2020-08-07
750 SHS LIVONGO HEALTH INC
P
2020-07-07
2020-08-07
1500 SHS MACOM TECH SOLUTIONS HLDGS INC
P
2020-08-05
2020-08-07
3500 SHS CHANNELADVISOR CORP
P
2020-07-29
2020-08-10
4000 SHS DOUYO INTERNATIONAL HOLDINGS LTD
P
2020-08-02
2020-08-10
1500 SHS LUMINEX CORP
P
2020-08-05
2020-08-10
400 SHS NOVAVAX INC
P
2020-08-05
2020-08-10
3000 SHS ROCKET COS INC
P
2020-08-06
2020-08-10
3000 SHS AVANTOR INC
P
2020-07-30
2020-08-11
600 SHS CROWDSTRIKE HLDGS INC
P
2020-07-28
2020-08-11
1500 SHS DATADOG INC
P
2020-04-29
2020-08-11
250 SHS ALIBABA GROUP HOLDING LTD
P
2020-07-07
2020-08-12
1000 SHS CENTENE CORP
P
2020-08-10
2020-08-12
1000 SHS GSX TECHEDU INC
P
2020-06-01
2020-08-12
3000 SHS HUYA INC
P
2020-07-30
2020-08-12
1500 SHS ROCKET COS INC
P
2020-08-07
2020-08-12
1000 SHS FIRST SOLAR INC
P
2020-08-07
2020-08-13
750 SHS LUMENTHUM HLDGS INC
P
2020-08-11
2020-08-13
1200 SHS CIENA CORP
P
2020-07-07
2020-08-14
1750 SHS CLEARWATER PAPER COMPANY
P
2020-08-10
2020-08-14
700 SHS ETSY INC
P
2020-08-04
2020-08-14
600 SHS ASSURANT INC
P
2020-08-05
2020-08-17
4000 SHS STERLING CONSTRUCTION CO INC
P
2020-08-12
2020-08-17
3500 SHS WILLSCOT MOBIL MINI HLDGS CORP
P
2020-08-12
2020-08-17
3000 SHS ADAPTHEALTH CORP
P
2020-08-10
2020-08-18
1000 SHS FIRST SOLAR INC
P
2020-08-09
2020-08-19
3500 SHS MERIDIAN BIOSCIENCE INC
P
2020-08-13
2020-08-19
1500 SHS PRA GROUP INC
P
2020-08-11
2020-08-19
1000 SHS ADVANCED ENERGY INDUSTRIES INC
P
2020-08-07
2020-08-20
1250 SHS BROOKS AUTOMATION INC
P
2020-08-04
2020-08-20
1200 SHS ENSIGN GROUP INC
P
2020-08-12
2020-08-20
1000 SHS GOHEALTH INC
P
2020-08-17
2020-08-20
1000 SHS HORIZON PHARMA PLC
P
2020-08-20
2020-08-20
800 SHS AGINCO EAGLE MINES LTD
P
2020-08-17
2020-08-21
500 SHS ETSY INC
P
2020-08-10
2020-08-21
1500 SHS GSX TECHEDU INC
P
2020-06-01
2020-08-21
3000 SHS ALTICE USA INC
P
2020-08-10
2020-08-24
300 SHS LITHIA MTRS INC
P
2020-08-18
2020-08-24
1000 SHS TAIWAN SEMICONDUCTOR MFG
P
2020-08-05
2020-08-24
4500 SHS FREEPORT-MCMORAN INC
P
2020-08-19
2020-08-25
4000 SHS GROWGENERATION CORP
P
2020-08-19
2020-08-25
2500 SHS PINTEREST INC
P
2020-08-04
2020-08-26
1750 SHS ZOOMINFO TECHNOLOGIES, INC
P
2020-08-20
2020-08-26
3000 SHS AVANTOR INC
P
2020-08-21
2020-08-27
2000 SHS AZEK CO INC
P
2020-08-17
2020-08-27
1250 SHS BERRY GLOBAL GROUP INC
P
2020-08-03
2020-08-27
1750 SHS BOISE CASCADE COMPANY
P
2020-08-17
2020-08-27
1200 SHS ENSIGN GROUP INC
P
2020-08-14
2020-08-27
1500 SHS ALTLAS AIR WORLDWIDE HOLDINGS INC
P
2020-07-29
2020-08-28
1000 SHS CHART INDUSTRIES INC
P
2020-07-29
2020-08-28
3000 SHS GROWGENERATION CORP
P
2020-08-23
2020-08-28
1500 SHS K12 INC
P
2020-08-25
2020-08-28
1000 SHS ROCKET COS INC
P
2020-08-24
2020-08-28
5000 SHS CO-DIAGNOSTICS INC
P
2020-08-25
2020-08-31
750 SHS QUIDEL CORP
P
2020-06-15
2020-08-31
250 SHS ALIBABA GROUP HOLDING LTD
P
2020-08-25
2020-09-02
1500 SHS BAOZUN INC
P
2020-08-25
2020-09-02
3500 SHS BOX INC
P
2020-08-27
2020-09-02
1000 SHS EMERGENT BIOSOLUTIONS INC
P
2020-07-31
2020-09-02
2000 SHS GROWGENERATION CORP
P
2020-08-25
2020-09-02
2500 SHS HUYA INC
P
2020-08-15
2020-09-02
1250 SHS INTERDIGITAL INC
P
2020-07-17
2020-09-02
1000 SHS ADVANCED ENERGY INDUSTRIES INC
P
2020-07-23
2020-09-03
500 SHS AGINCO EAGLE MINES LTD
P
2020-08-31
2020-09-03
400 SHS QUIDEL CORP
P
2020-06-19
2020-09-03
700 SHS FIVERR INTERNATIONALLTD
P
2020-08-31
2020-09-04
1000 SHS HORIZON PHARMA PLC
P
2020-08-20
2020-09-04
1500 SHS DYNATRACE INC
P
2020-09-02
2020-09-08
5000 SHS FREEPORT-MCMORAN INC
P
2020-08-29
2020-09-08
750 SHS QORVO INC
P
2020-07-30
2020-09-08
500 SHS ZSCALER INC
P
2020-09-01
2020-09-08
4000 SHS COHU INC
P
2020-09-02
2020-09-09
600 SHS CROWDSTRIKE HLDGS INC
P
2020-08-22
2020-09-09
600 SHS SQUARE INC
P
2020-08-26
2020-09-09
1250 SHS APPLIED MATERIALS INC
P
2020-08-24
2020-09-10
500 SHS KLA CORPORATION
P
2020-05-14
2020-09-10
300 SHS SALESFORCE.COM INC
P
2020-08-26
2020-09-10
500 SHS SQUARE INC
P
2020-08-30
2020-09-10
2000 SHS AECOM
P
2020-09-04
2020-09-10
7500 SHS ELASTIC N V
P
2020-09-08
2020-09-11
1000 SHS INTERDIGITAL INC
P
2020-09-08
2020-09-11
1750 SHS MEDALLIA INC
P
2020-09-08
2020-09-11
750 SHS BIGCOMMERCE HLDGS INC
P
2020-09-04
2020-09-14
1000 SHS FASTLY INC
P
2020-08-31
2020-09-15
1000 SHS OVERSTOCK.COM INC
P
2020-09-09
2020-09-15
1000 SHS PTC INC
P
2020-08-18
2020-09-15
750 SHS ETSY INC
P
2020-08-30
2020-09-16
150 SHS NETFLIX COM INC
P
2020-08-26
2020-09-16
500 SHS QORVO INC
P
2020-09-09
2020-09-16
500 SHS QUIDEL CORP
P
2020-08-14
2020-09-16
1500 SHS ANAPLAN INC
P
2020-08-27
2020-09-17
3000 SHS AVANTOR INC
P
2020-09-06
2020-09-17
400 SHS L3HARRIS TECHNOLOGIES INC
P
2020-09-04
2020-09-17
2500 SHS NORBORD INC
P
2020-08-10
2020-09-17
2500 SHS ADAPTHEALTH CORP
P
2020-09-15
2020-09-18
800 SHS DATADOG INC
P
2020-09-19
2020-09-21
3500 SHS KULICKE AND SOFFA INDUSTRIES INC
P
2020-07-20
2020-09-21
1000 SHS AGINCO EAGLE MINES LTD
P
2020-09-13
2020-09-22
1200 SHS ENSIGN GROUP INC
P
2020-09-07
2020-09-22
3000 SHS OPEN LENDING CORP
P
2020-09-17
2020-09-22
500 SHS PAYPAL HLDGS INC
P
2020-07-30
2020-09-22
4000 SHS R1 RCM INC
P
2020-09-14
2020-09-22
2000 SHS BAOZUN INC
P
2020-09-14
2020-09-23
4000 SHS GREEN BRICK PARTNERS INC
P
2020-09-14
2020-09-25
1000 SHS OVERSTOCK.COM INC
P
2020-09-12
2020-09-25
1000 SHS TAIWAN SEMICONDUCTOR MFG
P
2020-08-11
2020-09-25
500 SHS CROWDSTRIKE HLDGS INC
P
2020-09-08
2020-09-28
500 SHS QORVO INC
P
2020-09-10
2020-09-29
400 SHS QUIDEL CORP
P
2020-07-06
2020-09-29
500 SHS CROWDSTRIKE HLDGS INC
P
2020-09-12
2020-09-30
500 SHS ELI LILLY INC
P
2020-09-03
2020-09-30
800 SHS FASTLY INC
P
2020-09-10
2020-09-30
300 SHS VERTEX PHARMACEUTICLAS INC
P
2020-04-06
2020-09-30
2500 SHS AFYA LIMITED COM
P
2020-09-25
2020-10-01
1200 SHS PATRICK INDS INC
P
2020-09-29
2020-10-01
4000 SHS COHU INC
P
2020-09-23
2020-10-02
100 SHS EXP WORLD HOLDINGS INC
P
2020-08-05
2020-10-02
100 SHS EXP WORLD HOLDINGS INC
P
2020-08-05
2020-10-02
100 SHS EXP WORLD HOLDINGS INC
P
2020-08-05
2020-10-02
100 SHS EXP WORLD HOLDINGS INC
P
2020-08-05
2020-10-02
99 SHS EXP WORLD HOLDINGS INC
P
2020-08-05
2020-10-02
1 SHS EXP WORLD HOLDINGS INC
P
2020-08-05
2020-10-02
750 SHS NEXSTAR MEDIA GROUP INC
P
2020-09-23
2020-10-02
2000 SHS PPD INC
P
2020-09-17
2020-10-05
100 SHS NETFLIX COM INC
P
2020-09-11
2020-10-06
1750 SHS CENTURY COMMUNITIES INC
P
2020-09-30
2020-10-07
500 SHS BANDWIDTH INC
P
2020-09-18
2020-10-09
1500 SHS BRISTOL-MYERS SQUIBB CO
P
2020-03-26
2020-10-09
1000 SHS NEWMONT CORP
P
2020-09-24
2020-10-09
1500 SHS AECOM
P
2020-10-02
2020-10-14
4000 SHS ALPHA PRO TECH LTD
P
2020-10-05
2020-10-14
1500 SHS CHARTER COMMUNICATIONS INC
P
2020-09-15
2020-10-14
3000 SHS GREEN BRICK PARTNERS INC
P
2020-10-02
2020-10-14
500 SHS NXP SEMICONDUCTORS
P
2020-10-09
2020-10-14
800 SHS THOR INDUSTRIES INC
P
2020-09-28
2020-10-14
400 SHS DANAHER CORPORATION
P
2020-09-09
2020-10-15
500 SHS EMERGENT BIOSOLUTIONS INC
P
2020-10-07
2020-10-15
600 SHS FASTLY INC
P
2020-09-21
2020-10-16
4500 SHS GROWGENERATION CORP
P
2020-10-09
2020-10-16
125 SHS NETFLIX COM INC
P
2020-09-23
2020-10-16
1000 SHS SHIFT4 PMTS INC
P
2020-10-13
2020-10-16
200 SHS TWILIO INC
P
2020-10-12
2020-10-16
1250 SHS CLOUDFLARE INC
P
2020-10-12
2020-10-19
1000 SHS ENSIGN GROUP INC
P
2020-10-03
2020-10-19
3500 SHS COVENANT LOGISTICS GROUP INC
P
2020-10-15
2020-10-20
1750 SHS DYNATRACE INC
P
2020-10-07
2020-10-20
1750 SHS LAZARD LTD
P
2020-10-15
2020-10-20
3500 SHS COVENANT LOGISTICS GROUP INC
P
2020-10-15
2020-10-21
1200 SHS HOLOGIC INC
P
2020-10-02
2020-10-21
500 SHS LGI HOMES INC
P
2020-10-16
2020-10-21
500 SHS PELOTON INTERACTIVE INC
P
2020-10-16
2020-10-21
1750 SHS FULGENT GENETICS INC
P
2020-10-19
2020-10-22
400 SHS QUIDEL CORP
P
2020-07-03
2020-10-23
350 SHS EXP WORLD HOLDINGS INC
P
2020-10-13
2020-10-23
600 SHS ENPHASE ENERGY INC
P
2020-10-15
2020-10-26
4000 SHS STERLING CONSTRUCTION CO INC
P
2020-10-19
2020-10-26
1500 SHS ZOOMINFO TECHNOLOGIES, INC
P
2020-10-19
2020-10-26
700 SHS LOGITECH INTERNATIONAL SA
P
2020-10-20
2020-10-27
750 SHS EXP WORLD HOLDINGS INC
P
2020-10-16
2020-10-27
1000 SHS LIVERAMP HLDGS INC
P
2020-10-22
2020-10-28
750 SHS NEXSTAR MEDIA GROUP INC
P
2020-10-15
2020-10-28
1200 SHS DR HORTON INC
P
2020-08-17
2020-10-29
4000 SHS FREEPORT-MCMORAN INC
P
2020-10-28
2020-10-30
2500 SHS HAIN CELESTIAL GROUP INC
P
2020-09-02
2020-10-30
1000 SHS MASTERCARD INCORPORATED
P
2018-02-12
2020-10-30
1000 SHS PTC INC
P
2020-10-13
2020-10-30
3000 SHS VISTA OUTDOOR INC
P
2020-10-27
2020-10-30
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
69,298
68,809
489
b
63,097
70,014
-6,917
c
69,752
67,480
2,272
d
74,398
78,681
-4,283
e
74,871
73,905
966
70,240
72,780
-2,540
78,555
69,437
9,118
23,436
13,523
9,913
99,945
95,434
4,511
66,119
66,952
-833
100,614
102,237
-1,623
16,497
12,043
4,454
71,117
70,956
161
107,324
84,650
22,674
68,713
68,719
-6
103,693
97,345
6,348
69,640
69,640
178,033
166,087
11,946
76,054
77,348
-1,294
53,957
54,893
-936
74,656
78,397
-3,741
90,562
90,327
235
64,375
64,008
367
74,028
76,130
-2,102
79,135
80,893
-1,758
70,087
69,148
939
63,881
64,349
-468
72,078
72,294
-216
68,015
69,127
-1,112
109,272
106,022
3,250
71,552
70,284
1,268
62,979
66,110
-3,131
65,646
68,291
-2,645
77,601
77,835
-234
78,843
76,261
2,582
61,802
63,000
-1,198
73,562
68,712
4,850
90,151
94,162
-4,011
69,342
62,690
6,652
64,755
67,215
-2,460
59,708
61,868
-2,160
66,489
67,586
-1,097
67,635
67,635
79,771
71,246
8,525
82,359
85,406
-3,047
72,613
73,638
-1,025
145,796
72,322
73,474
67,765
69,414
-1,649
122,170
75,141
47,029
52,444
53,241
-797
36,854
39,483
-2,629
65,885
65,195
690
69,486
73,799
-4,313
21,433
13,848
7,585
70,616
68,256
2,360
72,358
66,817
5,541
77,888
83,173
-5,285
75,824
73,680
2,144
66,359
63,999
2,360
80,159
72,200
7,959
91,093
81,916
9,177
68,401
68,401
78,470
73,897
4,573
75,383
74,245
1,138
77,670
79,639
-1,969
86,988
88,831
-1,843
80,318
77,153
3,165
59,411
69,912
-10,501
73,537
76,090
-2,553
73,442
72,180
1,262
84,164
81,812
2,352
69,194
71,119
-1,925
79,679
79,219
460
79,987
85,656
-5,669
67,247
65,428
1,819
90,585
93,922
-3,337
79,714
82,895
-3,181
73,717
78,204
-4,487
76,146
76,386
-240
72,408
75,288
-2,880
68,891
72,568
-3,677
74,426
79,139
-4,713
67,011
69,096
-2,085
70,926
74,326
-3,400
85,518
83,486
2,032
73,799
72,794
1,005
104,247
70,109
34,138
70,825
71,640
-815
77,182
71,650
5,532
65,227
70,026
-4,799
81,399
84,065
-2,666
81,416
79,898
1,518
72,013
74,348
-2,335
76,931
80,425
-3,494
80,179
85,281
-5,102
83,481
87,930
-4,449
69,492
69,492
113,472
122,006
-8,534
63,252
69,498
-6,246
79,395
79,395
85,195
85,195
95,288
104,245
-8,957
65,505
65,505
58,258
58,258
63,443
61,660
1,783
70,917
75,691
-4,774
65,649
74,375
-8,726
70,448
84,852
-14,404
81,055
90,314
-9,259
57,899
64,669
-6,770
67,102
71,916
-4,814
57,821
65,685
-7,864
56,211
68,030
-11,819
60,137
66,225
-6,088
57,495
68,282
-10,787
75,715
92,456
-16,741
88,285
72,175
16,110
87,265
100,570
-13,305
163,145
155,372
7,773
63,494
74,010
-10,516
72,788
88,727
-15,939
66,086
73,086
-7,000
66,602
73,748
-7,146
86,229
67,584
18,645
89,398
69,239
20,159
81,780
94,320
-12,540
103,255
80,185
23,070
69,698
71,610
-1,912
81,362
81,362
87,119
84,165
2,954
69,972
69,972
74,469
71,868
2,601
56,536
56,536
197,621
81,075
116,546
56,218
63,125
-6,907
70,923
67,962
2,961
59,379
55,053
4,326
50,819
52,559
-1,740
57,114
57,114
65,781
65,781
52,752
59,812
-7,060
90,579
102,350
-11,771
82,791
88,483
-5,692
47,151
52,472
-5,321
69,747
73,786
-4,039
39,014
48,595
-9,581
64,433
87,017
-22,584
83,124
60,217
22,907
53,279
56,880
-3,601
186,185
178,914
7,271
62,369
63,706
-1,337
65,650
62,722
2,928
57,044
63,224
-6,180
21,001
21,001
14,000
14,000
72,096
65,307
6,789
66,458
61,780
4,678
80,418
80,298
120
75,381
70,058
5,323
78,173
81,173
-3,000
53,751
53,751
64,992
62,601
2,391
69,478
71,822
-2,344
71,233
58,565
12,668
71,228
76,780
-5,552
61,500
63,108
-1,608
112,930
92,705
20,225
58,446
63,174
-4,728
40,023
45,372
-5,349
50,893
55,134
-4,241
49,438
50,489
-1,051
197,030
104,024
93,006
66,044
64,816
1,228
55,750
58,770
-3,020
53,008
55,845
-2,837
51,179
51,179
54,769
58,054
-3,285
72,889
78,040
-5,151
59,824
60,145
-321
53,384
52,523
861
63,614
59,781
3,833
67,621
69,345
-1,724
65,543
66,596
-1,053
52,441
54,967
-2,526
68,364
68,364
58,240
57,416
824
53,559
53,559
63,084
67,025
-3,941
61,784
62,389
-605
62,989
71,702
-8,713
56,344
58,736
-2,392
74,992
72,919
2,073
72,151
73,758
-1,607
101,368
101,492
-124
65,229
65,479
-250
82,791
83,779
-988
83,578
64,063
19,515
15,229
9,430
5,799
64,969
59,434
5,535
55,174
58,764
-3,590
103,110
60,782
42,328
60,412
60,821
-409
55,249
55,249
59,887
59,887
71,681
68,793
2,888
70,616
74,138
-3,522
56,550
54,341
2,209
67,991
68,168
-177
88,107
84,666
3,441
61,381
61,381
73,511
69,275
4,236
83,249
82,359
890
64,298
64,748
-450
82,700
77,721
4,979
66,738
72,171
-5,433
46,109
46,109
63,061
65,388
-2,327
76,984
62,075
14,909
18,917
15,519
3,398
56,099
60,511
-4,412
59,129
59,430
-301
63,077
63,180
-103
65,235
66,569
-1,334
85,573
84,476
1,097
62,834
65,433
-2,599
62,458
63,711
-1,253
54,883
54,883
65,604
65,937
-333
57,586
57,586
65,316
66,271
-955
61,809
61,809
92,849
70,619
22,230
63,867
65,056
-1,189
54,509
54,509
98,313
81,536
16,777
53,924
53,924
70,136
66,383
3,753
69,873
70,630
-757
61,454
61,454
63,806
63,725
81
64,049
67,780
-3,731
65,358
59,507
5,851
59,379
63,306
-3,927
60,220
65,449
-5,229
69,940
70,877
-937
62,297
62,297
75,867
75,742
125
67,824
69,131
-1,307
72,716
54,765
17,951
69,808
71,128
-1,320
60,508
64,797
-4,289
71,695
79,097
-7,402
68,198
68,708
-510
193,056
121,811
71,245
90,463
80,836
9,627
65,611
67,462
-1,851
70,528
62,587
7,941
67,497
66,545
952
37,740
13,523
24,217
147,588
54,092
93,496
109,348
75,161
34,187
58,421
59,072
-651
50,198
62,634
-12,436
69,948
69,948
80,123
81,404
-1,281
68,510
69,549
-1,039
95,792
69,396
26,396
62,082
64,473
-2,391
67,251
73,327
-6,076
62,139
68,167
-6,028
56,289
62,620
-6,331
64,391
68,895
-4,504
62,476
63,373
-897
66,214
65,980
234
64,031
64,031
113,714
67,556
46,158
62,266
59,934
2,332
63,005
64,360
-1,355
96,844
36,817
60,027
77,655
78,913
-1,258
34,829
39,667
-4,838
70,360
70,360
69,181
70,134
-953
72,767
72,225
542
65,755
68,994
-3,239
86,210
86,210
74,071
73,169
902
59,330
59,705
-375
61,779
62,561
-782
69,328
73,134
-3,806
74,239
81,699
-7,460
63,149
64,959
-1,810
66,681
68,081
-1,400
79,879
77,504
2,375
67,277
69,516
-2,239
66,030
66,030
18,301
18,332
-31
72,233
72,233
65,682
65,543
139
65,517
65,517
130,413
48,913
81,500
80,074
83,480
-3,406
77,691
82,739
-5,048
76,269
76,269
64,369
68,229
-3,860
65,419
65,419
83,297
85,635
-2,338
62,561
67,968
-5,407
65,879
65,879
77,539
77,883
-344
64,871
64,303
568
82,948
82,523
425
68,374
68,374
84,592
76,829
7,763
69,787
67,614
2,173
43,485
50,055
-6,570
57,981
64,162
-6,181
27,532
30,495
-2,963
57,675
64,975
-7,300
113,631
113,631
71,282
71,677
-395
62,796
62,796
68,606
72,480
-3,874
114,208
115,744
-1,536
31,504
41,075
-9,571
71,498
75,536
-4,038
76,265
74,922
1,343
74,394
74,383
11
40,824
40,824
66,652
66,652
78,214
78,699
-485
73,739
73,739
62,670
69,227
-6,557
77,748
83,176
-5,428
94,648
93,238
1,410
73,486
77,786
-4,300
66,540
66,540
72,305
72,305
83,612
86,041
-2,429
71,137
79,622
-8,485
89,041
83,023
6,018
75,460
82,263
-6,803
71,863
80,464
-8,601
74,425
74,824
-399
74,969
76,721
-1,752
60,008
61,333
-1,325
56,442
57,743
-1,301
63,598
73,132
-9,534
81,308
81,308
67,442
67,442
81,913
90,095
-8,182
83,523
86,567
-3,044
71,331
71,331
61,196
61,196
79,167
79,167
87,523
91,200
-3,677
65,805
65,926
-121
72,325
72,915
-590
80,623
81,660
-1,037
58,187
61,092
-2,905
70,192
70,291
-99
80,372
80,768
-396
81,787
86,408
-4,621
66,215
66,764
-549
64,740
66,989
-2,249
88,405
95,409
-7,004
63,205
67,420
-4,215
66,879
71,091
-4,212
66,040
67,411
-1,371
76,413
72,899
3,514
79,159
85,686
-6,527
67,608
69,250
-1,642
62,066
66,585
-4,519
76,438
85,017
-8,579
68,493
76,843
-8,350
74,311
75,646
-1,335
70,697
74,427
-3,730
79,388
75,326
4,062
65,344
63,512
1,832
68,650
70,716
-2,066
69,964
70,926
-962
4,021
2,364
1,657
4,021
2,364
1,657
4,021
2,364
1,657
4,021
2,364
1,657
3,981
2,340
1,641
40
24
16
68,709
68,709
72,378
66,620
5,758
50,398
51,801
-1,403
76,291
75,391
900
84,962
78,382
6,580
88,728
79,215
9,513
61,270
61,200
70
69,343
69,026
317
61,484
65,680
-4,196
95,312
93,722
1,590
55,856
55,856
69,963
70,436
-473
75,115
74,813
302
89,872
80,223
9,649
49,554
54,889
-5,335
73,690
81,696
-8,006
78,260
83,664
-5,404
68,011
77,314
-9,303
56,302
60,865
-4,563
65,886
66,252
-366
68,774
69,262
-488
58,465
63,861
-5,396
67,043
67,043
75,966
72,636
3,330
64,610
65,019
-409
61,433
71,372
-9,939
80,590
75,171
5,419
64,231
65,422
-1,191
65,424
69,773
-4,349
60,811
64,626
-3,815
97,690
106,959
-9,269
62,497
66,609
-4,112
57,833
57,833
64,269
69,456
-5,187
65,330
68,265
-2,935
61,446
65,051
-3,605
65,718
72,819
-7,101
63,574
65,145
-1,571
65,240
70,583
-5,343
84,362
87,620
-3,258
66,879
72,699
-5,820
82,947
81,350
1,597
294,874
170,560
124,314
79,768
88,075
-8,307
64,922
66,132
-1,210
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
489
b
-6,917
c
2,272
d
-4,283
e
966
-2,540
9,118
9,913
4,511
-833
-1,623
4,454
161
22,674
-6
6,348
11,946
-1,294
-936
-3,741
235
367
-2,102
-1,758
939
-468
-216
-1,112
3,250
1,268
-3,131
-2,645
-234
2,582
-1,198
4,850
-4,011
6,652
-2,460
-2,160
-1,097
8,525
-3,047
-1,025
73,474
-1,649
47,029
-797
-2,629
690
-4,313
7,585
2,360
5,541
-5,285
2,144
2,360
7,959
9,177
4,573
1,138
-1,969
-1,843
3,165
-10,501
-2,553
1,262
2,352
-1,925
460
-5,669
1,819
-3,337
-3,181
-4,487
-240
-2,880
-3,677
-4,713
-2,085
-3,400
2,032
1,005
34,138
-815
5,532
-4,799
-2,666
1,518
-2,335
-3,494
-5,102
-4,449
-8,534
-6,246
-8,957
1,783
-4,774
-8,726
-14,404
-9,259
-6,770
-4,814
-7,864
-11,819
-6,088
-10,787
-16,741
16,110
-13,305
7,773
-10,516
-15,939
-7,000
-7,146
18,645
20,159
-12,540
23,070
-1,912
2,954
2,601
116,546
-6,907
2,961
4,326
-1,740
-7,060
-11,771
-5,692
-5,321
-4,039
-9,581
-22,584
22,907
-3,601
7,271
-1,337
2,928
-6,180
6,789
4,678
120
5,323
-3,000
2,391
-2,344
12,668
-5,552
-1,608
20,225
-4,728
-5,349
-4,241
-1,051
93,006
1,228
-3,020
-2,837
-3,285
-5,151
-321
861
3,833
-1,724
-1,053
-2,526
824
-3,941
-605
-8,713
-2,392
2,073
-1,607
-124
-250
-988
19,515
5,799
5,535
-3,590
42,328
-409
2,888
-3,522
2,209
-177
3,441
4,236
890
-450
4,979
-5,433
-2,327
14,909
3,398
-4,412
-301
-103
-1,334
1,097
-2,599
-1,253
-333
-955
22,230
-1,189
16,777
3,753
-757
81
-3,731
5,851
-3,927
-5,229
-937
125
-1,307
17,951
-1,320
-4,289
-7,402
-510
71,245
9,627
-1,851
7,941
952
24,217
93,496
34,187
-651
-12,436
-1,281
-1,039
26,396
-2,391
-6,076
-6,028
-6,331
-4,504
-897
234
46,158
2,332
-1,355
60,027
-1,258
-4,838
-953
542
-3,239
902
-375
-782
-3,806
-7,460
-1,810
-1,400
2,375
-2,239
-31
139
81,500
-3,406
-5,048
-3,860
-2,338
-5,407
-344
568
425
7,763
2,173
-6,570
-6,181
-2,963
-7,300
-395
-3,874
-1,536
-9,571
-4,038
1,343
11
-485
-6,557
-5,428
1,410
-4,300
-2,429
-8,485
6,018
-6,803
-8,601
-399
-1,752
-1,325
-1,301
-9,534
-8,182
-3,044
-3,677
-121
-590
-1,037
-2,905
-99
-396
-4,621
-549
-2,249
-7,004
-4,215
-4,212
-1,371
3,514
-6,527
-1,642
-4,519
-8,579
-8,350
-1,335
-3,730
4,062
1,832
-2,066
-962
1,657
1,657
1,657
1,657
1,641
16
5,758
-1,403
900
6,580
9,513
70
317
-4,196
1,590
-473
302
9,649
-5,335
-8,006
-5,404
-9,303
-4,563
-366
-488
-5,396
3,330
-409
-9,939
5,419
-1,191
-4,349
-3,815
-9,269
-4,112
-5,187
-2,935
-3,605
-7,101
-1,571
-5,343
-3,258
-5,820
1,597
124,314
-8,307
-1,210
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
628,504
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
9,256
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
361,914
5,443,216
0.06649
2017
531,380
5,941,858
0.08943
2016
360,756
5,952,263
0.06061
2015
383,652
5,161,280
0.07433
2014
349,058
7,531,080
0.04635
2
Total
of line 1, column (d)
.....................
2
0.337209
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.067442
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5,674,197
5
Multiply line 4 by line 3
......................
5
382,679
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
5,375
7
Add lines 5 and 6
........................
7
388,054
8
Enter qualifying distributions from Part XII, line 4
,.............
8
480,398
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
5,375
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
5,375
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
5,375
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
134
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
5,509
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
Yes
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
ROBERT W GILLETT
Telephone no.
(847) 498-3309
Located at
7569 N MYSTIC CANYON DRIVE
TUCSON
AZ
ZIP+4
85718
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ROBERT W GILLETT
President
0.00
0
7569 N MYSTIC CANYON DRIVE
TUCSON
,
AZ
85718
NANCY TEFFT
Vice President
0.00
0
1271 N LAKE PLEASANT ROAD
HILLSDALE
,
MI
49242
MARY H GILLETT
Vice President
0.00
7,000
7569 N MYSTIC CANYON DRIVE
TUCSON
,
AZ
85718
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
NONE
0
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
4,841,992
b
Average of monthly cash balances
.......................
1b
11,259
c
Fair market value of all other assets (see instructions)
................
1c
907,355
d
Total
(add lines 1a, b, and c)
.........................
1d
5,760,606
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
5,760,606
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
86,409
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
5,674,197
6
Minimum investment return.
Enter 5% of line 5
..................
6
283,710
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
283,710
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
5,375
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
5,375
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
278,335
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
278,335
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
278,335
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
480,398
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
480,398
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
5,375
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
475,023
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
278,335
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
64,565
e
From 2018
......
89,753
f
Total
of lines 3a through e
........
154,318
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
480,398
a
Applied to 2018, but not more than line 2a
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
278,335
e
Remaining amount distributed out of corpus
202,063
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
356,381
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
356,381
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
64,565
d
Excess from 2018
....
89,753
e
Excess from 2019
....
202,063
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
COMMUNITY FOOD BANK OF SOUTHERN ARIZONA
3003 S COUNTRY CLUB
TUCSON
,
AZ
85713
NONE
PUBLIC
CHARITABLE
8,500
HOMER COMMUNITY SCHOOLS
403 S HILLSDALE
HOMER
,
MI
49245
NONE
PUBLIC
CHARITABLE
200
ALTZHEINMERS ASSOCIATION
225 N MICHIGAN AVENUE
CHICAGO
,
IL
60601
NONE
PUBLIC
CHARITABLE
7,500
SALVATION ARMY
160 E BACON
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
1,000
UNIVERSITY OF ARIZONA CAPITAL CAMPAIGN
1 NATIONAL CHAMPIONSHIP DRIVE
TUCSON
,
AZ
85721
NONE
PUBLIC
CHARITABLE
70,000
SHRINERS HOSPITAL
PO BOX 1510
RANSON
,
WV
25438
NONE
PUBLIC
CHARITABLE
600
PARALYZED VETERANS OF AMERICA
PO BOX 758589
TOPEKA
,
KS
66675
NONE
PUBLIC
CHARITABLE
400
SIMON YOUTH FOUNDATION
4200 PORTSMOUTH BOULEVARD
CHESAPEAKE
,
VA
23321
NONE
PUBLIC
CHARITABLE
7,500
UNITED WAY OF TUCSON
330 N COMMERCE
TUCSON
,
AZ
85745
NONE
PUBLIC
CHARITABLE
5,000
GABRIELS ANGELS
3849 E BRAODWAY
TUCSON
,
AZ
85716
NONE
PUBLIC
CHARITABLE
3,500
ST PETERS FREE CLINIC
3 N BROAD STREET
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
400
UNIV OF MICHIGAN CANCER CENTER
301 E LIBERTY STE 400
ANN ARBOR
,
MI
48104
NONE
PUBLIC
CHARITABLE
6,750
BOYS TOWN
100 FLANAGAN ROAD
BOYS TOWN
,
NE
68010
NONE
PUBLIC
CHARITABLE
600
RONALD MCDONALD HOUSE
2155 E ALLEN
TUCSON
,
AZ
85719
NONE
PUBLIC
CHARITABLE
12,000
THE HILLSDALE ARTS CHORALE
PO BOX 215
JONESVILLE
,
MI
49250
NONE
PUBLIC
CHARITABLE
1,000
HOSPICE OF HILLSDALE COUNTY
124 S HOWELL STREET
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
1,000
GREATER HILLSDALE HUMANE SOC
PO BOX 307
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
400
MARINE TOYS FOR TOTS
PO BOX 4002036
DES MOINES
,
IA
50340
NONE
PUBLIC
CHARITABLE
100
HILLSDALE SENIOR SERVICES CENTER
320 W BACON
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
100
DOMESTIC HARMONY
PO BOX 231
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
400
ST JUDE CHILDRENS HOSPITAL
PO BOX 50
MEMPHIS
,
TN
38101
NONE
PUBLIC
CHARITABLE
1,000
TUCSON MUSEUM OF ART
140 N MAIN STREET
TUCSON
,
AZ
85701
NONE
PUBLIC
CHARITABLE
1,000
ANGEL CHARITY FOR CHILDREN
3132 NSWAN
TUCSON
,
AZ
85712
NONE
PUBLIC
CHARITABLE
13,000
COVENANT HOUSE
346 WEST 17TH STREET
NEW YORK
,
NY
10011
NONE
PUBLIC
CHARITABLE
600
DISABLED AMERICAN VETERANS
PO BOX 14301
CINCINNATI
,
OH
45250
NONE
PUBLIC
CHARITABLE
600
FEED THE CHILDREN
PO BOX 36
OKLAHOMA CITY
,
OK
73101
NONE
PUBLIC
CHARITABLE
600
VILLAGE PRESBYTERIAN CHURCH
1300 SHERMER ROAD
NORTHBROOK
,
IL
60062
NONE
PUBLIC
CHARITABLE
7,500
ARIZONA PUBLIC MEDIA
PO BOX 210000
TUCSON
,
AZ
85721
NONE
PUBLIC
CHARITABLE
2,000
HILLSDALE COLLEGE
33 EAST COLLEGE STREET
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
40,100
THE SOCIETY OF ST VINCENT DEPAUL
420 W WATKINS ROAD
PHOENIX
,
AZ
85003
NONE
PUBLIC
CHARITABLE
100
SAVE THE RAIN
PO BOX 1510
MT SHASTA
,
CA
96067
NONE
PUBLIC
CHARITABLE
100
WOMENS FUND OF SOUTHERN ARIZONA
1661 N SWAN SUITE 150
TUCSON
,
AZ
85712
NONE
PUBLIC
CHARITABLE
1,000
MAKE A WISH FOUNDATION
640 N LASALLE SUITE 280
CHICAGO
,
IL
60654
NONE
PUBLIC
CHARITABLE
100
MARCH OF DIMES TUCSON
900 S RANDOPLH WAY
TUCSON
,
AZ
85716
NONE
PUBLIC
CHARITABLE
1,000
BIG BROTHERS AND BIG SISTERS OF TUCSON
160 E ALAMEDA
TUCSON
,
AZ
85701
NONE
PUBLIC
CHARITABLE
5,000
BROADWAY IN TUCSON
888 N EUCLID AVENUE 203
TUCSON
,
AZ
85721
NONE
PUBLIC
CHARITABLE
4,500
CHILD ABUSE PREVENTION AND AWARENESS
20 CARE DRIVE
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
400
WOUNDED WARRIOR PROJECT
4899 BELFORT ROAD STE 300
JACKSONVILLE
,
FL
32256
NONE
PUBLIC
CHARITABLE
400
UNIVERSITY OF ARIZONA FOUNDATION
1111 N CHERRY AVENUE
TUCSON
,
AZ
85719
NONE
PUBLIC
CHARITABLE
87,500
HABITAT FOR HUMANITY
3501 N MOUNTAIN
TUCSON
,
AZ
85719
NONE
PUBLIC
CHARITABLE
11,000
BOYS AND GIRLS CLUBS OF TUCSON
PO BOX 40217
TUCSON
,
AZ
85717
NONE
PUBLIC
CHARITABLE
11,000
LUTHERAN SOICAL SERVICES
642 W MESA VERDE DRIVE
NOGALES
,
AZ
85621
NONE
PUBLIC
CHARITABLE
500
LITCHFIELD COMMUNITY SCHOOLS
210 WILLIAMS STREET
LITCHFIELD
,
MI
49252
NONE
PUBLIC
CHARITABLE
6,000
ARIZONA THEATRE COMPANY
343 S SCOTT AVENUE
TUCSON
,
AZ
85701
NONE
PUBLIC
CHARITABLE
6,000
LAKELAND UNIVERSITY
W3718 S DRIVE
PLYMOUTH
,
WI
53073
NONE
PUBLIC
CHARITABLE
35,000
HERTOG FOUNDATION
399 PARK AVENUE
NEW YORK
,
NY
10022
NONE
PUBLIC
CHARITABLE
9,000
BREAST CANCER RESEARCH FOUNDATION
28 WEST 44TH STREET SUITE 609
NEW YORK
,
NY
10036
NONE
PUBLIC
CHARITABLE
10,000
SPECIAL GIFTS THEATRE
PO BOX 2231
NORTHBROOK
,
IL
60062
NONE
PUBLIC
CHARITABLE
15,000
LUTHERAN SOCIAL SERVICES OF THE SW
2502 E UNIVERSITY SUITE 15
TUCSON
,
AZ
85034
NONE
PUBLIC
CHARITABLE
500
THE ROTARY FOUNDATION
142 COLLECTION CENTER
CHICAGO
,
IL
60693
NONE
PUBLIC
CHARITABLE
100
MAKE A WISH OF SOUTHERN ARIZONA
2901 N 78TH STREET
SCOTTSDALE
,
AZ
85251
NONE
PUBLIC
CHARITABLE
3,250
SUSAN G KOMEN BREAST CANCER
5005 LBJ FREEWAY SUITE 526
DALLAS
,
TX
75244
NONE
PUBLIC
CHARITABLE
10,000
TUCSON FIRE FOUNDATION
8987 E TANQUE VERDE SUITE 309
TUCSON
,
AZ
85749
NONE
PUBLIC
CHARITABLE
10,000
RUSH HOSPITAL
1620 HARRISON STREET SUITE 300
CHICAGO
,
IL
60607
NONE
PUBLIC
CHARITABLE
500
CATALINA ATHLETIC PROGRAM
2440 E HEDRICK DRIVE
TUCSON
,
AZ
85719
NONE
PUBLIC
CHARITABLE
125
HILLSDALE COUNTY HISTORICAL SOCIETY
PO BOX 306
HILLSDALE
,
MI
49242
NONE
PUBLIC
CHARITABLE
100
Total
.................................
3a
421,525
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
900099
13,614
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
16
-35,063
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
900099
628,504
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
159,468
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
642,118
124,405
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
766,523
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
19009920
Software Version:
2019v5.0
Form 990PF - Special Condition Description:
Special Condition Description