TY 2019 Form 990

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(1) Jeffrey Flaks...................................................................... Director, President & CEO	40.00 ................. 20.00	X	X				2,493,649	0	102,427
(2) Sabet Hashim MD...................................................................... SVP	20.00 ................. 40.00			X			0	1,793,459	81,614
(3) Richard Shirey...................................................................... SVP	60.00 .................			X			1,180,704	0	87,451
(4) Elliot Joseph...................................................................... Former Director & CEO	0.00 .................					X	1,274,644	0	156,136
(5) Charles Johnson...................................................................... Treasurer, EVP & CFO	40.00 ................. 20.00		X				1,116,058	0	171,445
(6) Michael Daglio...................................................................... EVP	20.00 ................. 40.00		X				1,058,682	0	182,125
(7) David Whitehead...................................................................... EVP	60.00 .................		X				1,157,035	0	72,930
(8) Rocco Orlando III MD...................................................................... SVP, CAO	60.00 .................				X		1,069,111	0	99,131
(9) James Cardon MD...................................................................... EVP	40.00 ................. 20.00		X				1,060,449	0	79,130
(10) Bimal Patel...................................................................... SVP	20.00 ................. 40.00			X			1,001,936	0	136,853
(11) Tracy Church...................................................................... EVP	60.00 .................		X				1,034,528	0	73,223
(12) Steward Markowitz MD...................................................................... SVP, Physician Chief	60.00 .................				X		1,021,117	0	74,807
(13) Jeffrey Cohen MD...................................................................... EVP	60.00 .................		X				945,213	0	89,922
(14) Peter Yu MD...................................................................... SVP	60.00 .................			X			873,416	0	155,945
(15) Vincent DiBattista...................................................................... SVP	60.00 .................			X			815,532	0	136,336
(16) Margaret Marchak...................................................................... Secretary & CLO	40.00 ................. 20.00		X				850,753	0	77,083
(17) Daniel McIntyre...................................................................... SVP	60.00 .................			X			832,375	0	82,454

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) Mark Alberts MD........................................................................ SVP	60.00 .......................			X			751,874	0	141,107
(19) Richard Stys........................................................................ SVP	60.00 .......................			X			802,991	0	66,749
(20) Gerald Boisvert........................................................................ SVP	50.00 .......................10.00			X			787,725	0	75,699
(21) John Santopietro........................................................................ SVP	60.00 .......................			X			720,683	0	139,901
(22) Ajay Kumar MD........................................................................ EVP	60.00 .......................		X				723,245	0	106,313
(23) Donna Handley........................................................................ SVP	60.00 .......................			X			715,935	0	71,531
(24) Barry Stein........................................................................ VP & CCI	60.00 .......................				X		617,920	0	76,238
(25) Cynthia Pugliese........................................................................ SVP	60.00 .......................			X			569,928	0	75,971
(26) Patricia Rehmer........................................................................ SVP	60.00 .......................			X			588,308	0	97,619
(27) Gary Havican........................................................................ SVP	20.00 .......................40.00			X			532,115	0	118,135
(28) Jeffrey Finkelstein MD........................................................................ VP Med Affairs Central	60.00 .......................				X		559,540	0	81,353
(29) Rita Parisi........................................................................ SVP	20.00 .......................40.00			X			566,356	0	68,897
(30) Robert Sidman MD........................................................................ VP Med Affairs East	60.00 .......................				X		564,347	0	70,696
(31) Karen Goyette........................................................................ SVP	60.00 .......................			X			500,887	0	118,970
(32) Wendy Elberth........................................................................ SVP	60.00 .......................			X			542,795	0	65,910
(33) Mark Prete........................................................................ SVP	10.00 .......................50.00			X			0	528,976	42,271
(34) Kristi Gafford........................................................................ SVP	60.00 .......................			X			459,567	0	87,818
(35) David Mack........................................................................ CLO	60.00 .......................		X				470,090	0	37,908
(36) Paul Thompson MD........................................................................ Former Co-Physician-in-Chief	0.00 .......................					X	432,256	0	69,159
(37) Wheatley Wentzell........................................................................ SVP	60.00 .......................			X			201,978	0	51,409
(38) Edward Arum........................................................................ Director	2.00 .......................	X					0	0	0
(39) Ramani Ayer........................................................................ Director (Thru Jan 2020)	2.00 .......................	X					0	0	0
(40) Greg Barats........................................................................ Director	2.00 .......................	X					0	0	0
(41) Joanne Berger-Sweeney........................................................................ Director	2.00 .......................	X					0	0	0
(42) Gregory Butler........................................................................ Director	2.00 .......................	X					0	0	0
(43) Helene Glotzer........................................................................ Director	2.00 .......................	X					0	0	0
(44) Mahalakshmi Halasyamani........................................................................ Director (Thru June 2020)	2.00 .......................	X					0	0	0
(45) David Hess........................................................................ Chair (Thru June 2020)	2.00 .......................	X	X				0	0	0
(46) John Lavieri........................................................................ Director	2.00 .......................	X					0	0	0
(47) Kola Olofinboba........................................................................ Director	2.00 .......................	X					0	0	0
(48) John Petillo........................................................................ Director	2.00 .......................	X					0	0	0
(49) Gregory Toczydlowski........................................................................ Director	2.00 .......................	X					0	0	0
(50) Greg Deavens........................................................................ Chair	3.00 .......................	X	X				0	0	0
(51) John Patrick Jr........................................................................ Vice Chair (Thru June 2020)	3.00 .......................	X	X				0	0	0
(52) Joseph Voelker........................................................................ Vice Chair (Effective 6/16/20)	3.00 .......................	X	X				0	0	0

(A) Name and business address	(B) Description of services	(C) Compensation
FIP Construction Inc 1536 New Britain Avenue Farmington,CT06032	Construction Services	12,126,860
Precision Computer Services Inc PO Box 4110 Woburn,MA01888	IT Services	11,143,834
Deloitte Consulting LLP 4022 Sells Drive Hermitage,TN37076	Consulting Services	10,876,633
CDW LLC 300 North Milwaukee Avenue Vernon Hills,IL60061	IT Services	9,072,453
Mintz & Hoke Inc 40 Tower Lane Avon,CT06001	Advertising Services	7,388,665
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 190

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
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Attach to Form 990 or Form 990-EZ.
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Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

Hartford HealthCare Corporation

Employer identification number

22-2672834

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................14

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iii) Type of organization (described on lines 1- 10 above (see instructions))	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN		Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(A) Hartford Hospital	060646668	3	Yes		0	263,091,241
(B) The Hospital of Central Connecticut	060646768	3	Yes		0	73,096,822
(C) The William W Backus Hospital	060250773	3	Yes		0	65,525,927
(D) MidState Medical Center	060646715	3	Yes		0	47,217,368
(E) Windham Community Memorial Hospital	060646966	3	Yes		0	18,146,221
(F) Hartford HealthCare Medical Group Specialists PLLC	371911194	10	Yes		0	12,348,781
(G) Hartford HealthCare at Home Inc	060646938	10	Yes		0	10,730,853
(H) Natchaug Hospital Inc	060966963	3	Yes		0	8,125,495
(I) Hartford HealthCare Medical Group Inc	454456939	10	Yes		0	7,205,720
(J) Rushford Center Inc	060932875	7	Yes		0	4,913,024
(K) Hartford HealthCare Senior Services Inc	222635676	10	Yes		0	2,180,811
(L) Hartford HealthCare Independence at Home Inc	061161422	10		No	0	1,233,421
(M) The Charlotte Hungerford Hospital	060646678	3	Yes		0	1,060,536
(N) SVMC Holdings Inc dba St Vincent's Medical Center	832550272	3		No	0	0
Total 14					0	514,876,220

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2019

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
7	Amounts from line 4..
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..
11	Total support. Add lines 7 through 10

Gross receipts from related activities, etc. (see instructions) ..................

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 6, column (f) divided by line 11, column (f)) .........

Public support percentage for 2018 Schedule A, Part II, line 14 ...............

16a

33 1/3% support test—2019. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2018. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2019. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2018 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2019 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2018 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2019. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2018. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Yes

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Yes

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2019

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Yes

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

Yes

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Yes

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Yes

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Yes

Schedule A (Form 990 or 990-EZ) 2019

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2019

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2019 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2019	(iii) Distributable Amount for 2019
1 Distributable amount for 2019 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2019:
a From 2014.......
b From 2015.......
c From 2016.......
d From 2017.......
e From 2018.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2019 distributable amount
i Carryover from 2014 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2019 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2019 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2019, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2019. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2020. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2015.....
b Excess from 2016.....
c Excess from 2017.....
d Excess from 2018.....
e Excess from 2019.....

Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation
FORM 990 SCH A PART I, LINE 12G COL. (V1)	Hartford HealthCare Corporation (HHC) is organized as a supporting organization that was established to carry out the purposes of and provide support services to its related tax exempt member organizations. During FY2020, HHC provided employees and support services to its member organizations including but not limited to the following: Legal, Treasury, Finance, Revenue Cycle, Information Technology Services (IT), Marketing, Strategic Planning and Human Resources (HR). The total non-monetary support provided was $514,876,220.
FORM 990 SCH A PART IV, SECTION A LINE 1	Hartford HealthCare Corporation ("HHC") is the parent organization of an integrated health care delivery system. In addition to those charitable organizations specifically listed in HHC's Bylaws, the organization provides services to other organizations that are a part of the HHC System, and that directly further the charitable purposes of the supported organizations as required by IRS Reg. 1.509(a) - 4(d)(2)(i).
FORM 990 SCH A PART IV, SECTION A, LINE 6	Hartford HealthCare Corporation ("HHC"), a Connecticut nonprofit corporation headquartered in Hartford, Connecticut is the parent organization of a number of affiliated entities (collectively, the "System") that offer comprehensive health care services to residents of Central, Eastern, and Northwestern Connecticut. The System's objective is to be an integrated health System with a strong patient focus and consistent quality performance. With those goals, the Systems' management emphasizes increased efficiencies and an open collaborative sharing of best practices across all System affiliates. One of the System guiding principles is to provide patients greater access to health care close to their homes and across a wide spectrum of providers from a tertiary care medical center, to community hospitals, behavioral health, home care, ambulatory care centers, rehabilitation and senior care. The corporation provides support as described below for the following supported organizations including other key system affiliates. The System includes: * Hartford Hospital ("Hartford Hospital") - a tertiary-care teaching hospital that includes the operating departments/divisions of Institute of Living (behavioral health), Jefferson House (nursing facility) and Cedar Mountain Commons (assisted living); * Hospital of Central Connecticut at New Britain General and Bradley Memorial (the "Hospital Of Central Connecticut") - a community teaching hospital with two hospital campuses; * Five community hospitals - MidState Medical Center ("MidState"), Windham Community Memorial Hospital Inc. ("Windham Hospital"), The William W. Backus Hospital ("Backus Hospital"), The Charlotte Hungerford Hospital and SVMC Holdings, Inc.; Other Key System Affiliates include: - One inpatient behavioral health hospital and one center; - A multi-specialty group of employed physicians in a medical foundation; - Home care and hospice services; - A physical therapy and rehabilitation network; - A clinical integration organization; Hartford Healthcare has focused on disciplined strategic growth and development to facilitate the System's objective of delivering integrated, high quality care. Day-to-day management of System affiliates is provided by regional senior vice presidents through a regional management structure. Hartford HealthCare's regional management structure supports coordinated care at the individual hospital level and throughout the System. The regionalization initiative aims to enhance the System's ability to provide consistent quality, which is intended to improve patient experience and to control costs. The System's operating and financial decision making is centralized at Hartford HealthCare with each of HHC supported hospitals having a significant voice in HHC's operations. With ongoing guidance from each of its supported hospitals, Hartford HealthCare has centralized logistics and day-to-day operation in the following areas: Finance, Human Resources, Supply Chain, Revenue Cycle, Information System, Legal, Strategy and Transformation, Risk Management, Compliance, Privacy, Business and System Development, Planning, Marketing, Government Relations, Managed Care, Debt and Asset Management, Insurance and Internal Audit. Centralized system services are designed to reduce variation, to control costs through efficiencies and economies of scale and to improve the System's delivery of coordinated and integrated care.
FORM 990 SCH A PART IV SECTION D LINE 3	There are significant and ongoing relationships between HHC and its supported hospitals that demonstrate the close and continuous working relationship between HHC and the supported organizations. For example, supported organizations' board members are members of key HHC Board committees that have been delegated the authority for significant functions of HHC. A significant portion of the authority of the HHC Board has been delegated to and is performed through its committees. These Committees include the Finance Committee and Quality and Safety Committee. Through the presence of their board members on these key committees, the supported organizations have a significant voice in the operations of HHC. In addition to the above, HHC receives significant input from and works with all of the supported hospitals to develop community health needs assessments (CHNA) and community health improvement plans. The CHNA work is one of the primary responsibilities of the Regional Boards. As a result, the entire regional board committee is focused on Community Benefits. HHC is responsive to the needs and demands of its supported hospitals and the supported hospitals have significant influence in directing the use of income or assets of HHC. The Hospital Presidents are responsible to prepare and manage their budgets and they participate in developing their strategic plans. HHC's Chief Operating Officer participates in board meetings of the supported hospitals to discuss system activity and be responsive to the hospitals' needs. The highest executive at each supported hospital (The "President") is employed by HHC. The Regional President meets with all executives of HHC leadership weekly throughout the course of the year to discuss matters related to HHC and make decisions about the services and operations of the supported hospitals through capital and operating budget discussions, strategic planning, and operational activities reviews. As a result of these close and continuous interactions, the supported organizations and their officers and directors and other leadership provide significant advice and input to HHC and its leadership on important matters such as: (a) operating budgets, including routine and strategic capital expenditures; (b) strategic plans and other key initiatives; and (c) population healthcare planning needs, including areas of deficiency, oversupply, and expected future needs. This level of interaction generates an ongoing dialogue that affords the supported hospitals and their leadership a significant voice in HHC decision making on matters of strategic and operational importance. Directors of new supported hospitals that join the system serve on the board of HHC thereby providing additional means for the supported organizations to have a significant voice in the operations of HHC.
FORM 990 SCH A PART IV, SECTION E LINES 3A & 3B	While the supported organizations maintain significant voices in the operations of HHC, HHC is the parent organization of the overall health system and, both through its ability to appoint and remove the directors of the supported organizations and certain reserved powers over the operations of the supported organizations, exercises a substantial degree of control over the policies, programs and activities of each supported organization. In addition, HHC exclusively engages in activities that further the charitable purposes of the supported organizations that would be carried on by the supported hospitals directly were it not for the existence of HHC. To that end, and far beyond the revenues and expenses of the Form 990, HHC provides significant oversight to the supported organizations to ensure that the entire health care system is operated in a charitable manner that best serves the health needs of the communities serviced by the HHC health care system while reducing costs, improving quality and increasing patient satisfaction.
FORM 990 SCH A PART IV, SECTION A LINE 5A	Name of supporting organization added: Hartford HealthCare Medical Group Specialists, PLLC EIN of supporting organization added: 37-1911194 Hartford HealthCare Medical Group Specialists, PLLC is a subsidiary of Hartford HealthCare Corporation (HHC). HHCMG Specialists, PLLC was formed to further the tax exempt purpose of Hartford HealthCare Medical Group, Inc. which primary purpose is to practice medicine and provide healthcare services to the public as a medical foundation. As of September 30, 2020, the HHCMG Specialists, PLLC Certificate of Organization was revised and restated.

Schedule A (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

Hartford HealthCare Corporation

Employer identification number

22-2672834

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2019

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ........................
c	Total lobbying expenditures (add lines 1a and 1b) ............................................................
d	Other exempt purpose expenditures ...............................................................................
e	Total exempt purpose expenditures (add lines 1c and 1d) ..................................................
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................	Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) Total

2a	Lobbying nontaxable amount

b	Lobbying ceiling amount (150% of line 2a, column(e))

c	Total lobbying expenditures

d	Grassroots nontaxable amount

e	Grassroots ceiling amount (150% of line 2d, column (e))

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2019

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes|No

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Yes

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Yes

Media advertisements? ...................................................................................................

Mailings to members, legislators, or the public? .............................................................................

Publications, or published or broadcast statements? ...........................................................

Grants to other organizations for lobbying purposes? ..........................................................

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Yes

187,113

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Other activities? ...................................................................................................................

Yes

368,004

Total. Add lines 1c through 1i ....................................................................................................

555,117

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation
Part II-B, Line 1:	Hartford HealthCare Corporation incurred $555,117 of lobbying expenditures for FY20. Kenneth Przybysz, LLC provided lobbying services on behalf of the organization during the fiscal year. Efforts mainly include the lobbying of Connecticut State Legislators in the interest of tax exempt hospitals in the State of Connecticut. The Organization also paid annual dues to American Hospital Association (AHA) on behalf of the system hospitals. AHA conducts lobbying activities on behalf of its members. AHA allocates a portion of their dues as lobbying expenses. The calculation is consistent under current Medicare rules. The Organization also paid annual dues to Connecticut Hospital Association (CHA) on behalf of one of its members (SVMC). In addition, the Organization occasionally asks its employees to volunteer their time to contact their legislators and also utilizes management time to lobby on its behalf at the Federal and State levels.

Return Reference

Explanation

Part II-B, Line 1:

Hartford HealthCare Corporation incurred $555,117 of lobbying expenditures for FY20. Kenneth Przybysz, LLC provided lobbying services on behalf of the organization during the fiscal year. Efforts mainly include the lobbying of Connecticut State Legislators in the interest of tax exempt hospitals in the State of Connecticut. The Organization also paid annual dues to American Hospital Association (AHA) on behalf of the system hospitals. AHA conducts lobbying activities on behalf of its members. AHA allocates a portion of their dues as lobbying expenses. The calculation is consistent under current Medicare rules. The Organization also paid annual dues to Connecticut Hospital Association (CHA) on behalf of one of its members (SVMC). In addition, the Organization occasionally asks its employees to volunteer their time to contact their legislators and also utilizes management time to lobby on its behalf at the Federal and State levels.

Schedule C (Form 990 or 990EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Hartford HealthCare Corporation

Employer identification number

22-2672834

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....
b	Contributions ...
c	Net investment earnings, gains, and losses
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...
f	Administrative expenses ....
g	End of year balance ......

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

Term endowment SchDMd Bullet

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

(ii) Related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....	1,624,989		1,624,989
b	Buildings ....	31,528,744	15,943,030	15,585,714
c	Leasehold improvements	17,730,745	8,944,870	8,785,875
d	Equipment ....	408,839,721	200,748,384	208,091,337
e	Other .....	128,485,231		128,485,231
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				362,573,146

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3)Other
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Long Term Investments in Affiliates	874,251,891	C
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)	874,251,891

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value
(1)Intercompany Allocation - Bond Debt				668,951,957
(2)Deferred Liability - ST/LT Malpractice Claims				157,585,623
(3)SERP Assets				4,243,103
(4)Bond Billing				95,845
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........				830,876,528

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	253,086,301
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......		1
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................		2e
3	Subtract line 2e from line 1..................		3
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................		4c
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......		5

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........		1
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................		2e
3	Subtract line 2e from line 1...................		3
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.....................		4c
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......		5

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation

Schedule D (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
Hartford HealthCare Corporation

Employer identification number

22-2672834

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in the region	(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	Central America/Caribbean	1	2	Program Service - Captive	Funding for medical malpractice claim payments	48,520,322
	Central America/Caribbean	1	2	Investment In Captive		55,858,081
	East Asia and the Pacific - Australia, Brunei, Burma, Cambodia,	0	0	Program Expense	PPE supplies	5,019,000
	East Asia and the Pacific - Australia, Brunei, Burma, Cambodia,	0	0	Program Service	Social media monitoring service	151,205













3a	Sub-total ....	2	4			109,548,608
b	Total from continuation sheets to Part I ...	0	0			0
c	Totals (add lines 3a and 3b)	2	4			109,548,608

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019

Schedule F (Form 990) 2019

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name of organization		(b) IRS code section and EIN (if applicable)	(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(g) Amount of noncash assistance	(h) Description of noncash assistance	(i) Method of valuation (book, FMV, appraisal, other)

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......
3	Enter total number of other organizations or entities .......................

Schedule F (Form 990) 2019

Schedule F (Form 990) 2019Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance		(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(f) Amount of noncash assistance	(g) Description of noncash assistance	(h) Method of valuation (book, FMV, appraisal, other)

Schedule F (Form 990) 2019

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2019

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

ReturnReference	Explanation
Part III Accounting Method:
Sch F, Part I, Line 3	The Audited Financial Statements for the Investment in Captive were prepared according to US Generally Accepted Accounting Principles (GAAP). Funding for medical malpractice claims are being reported on an cash basis.

Schedule F (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Hartford HealthCare Corporation

Employer identification number

22-2672834

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2019

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1Jeffrey Flaks Director, President & CEO	(i) (ii)	1,194,807 ------------- 0	943,516 ------------- 0	355,326 ------------- 0	22,400 ------------- 0	80,027 ------------- 0	2,596,076 ------------- 0	0 ------------- 0
2Sabet Hashim MD SVP	(i) (ii)	0 ------------- 1,291,195	0 ------------- 500,550	0 ------------- 1,714	0 ------------- 19,600	0 ------------- 62,014	0 ------------- 1,875,073	0 ------------- 0
3Richard Shirey SVP	(i) (ii)	532,839 ------------- 0	269,353 ------------- 0	378,512 ------------- 0	19,600 ------------- 0	67,851 ------------- 0	1,268,155 ------------- 0	251,928 ------------- 0
4Elliot Joseph Former Director & CEO	(i) (ii)	1,068,443 ------------- 0	0 ------------- 0	206,201 ------------- 0	28,000 ------------- 0	128,136 ------------- 0	1,430,780 ------------- 0	0 ------------- 0
5Charles Johnson Treasurer, EVP & CFO	(i) (ii)	785,857 ------------- 0	292,257 ------------- 0	37,944 ------------- 0	114,560 ------------- 0	56,885 ------------- 0	1,287,503 ------------- 0	0 ------------- 0
6Michael Daglio EVP	(i) (ii)	733,234 ------------- 0	319,459 ------------- 0	5,989 ------------- 0	122,154 ------------- 0	59,971 ------------- 0	1,240,807 ------------- 0	0 ------------- 0
7David Whitehead EVP	(i) (ii)	640,738 ------------- 0	394,623 ------------- 0	121,674 ------------- 0	19,600 ------------- 0	53,330 ------------- 0	1,229,965 ------------- 0	0 ------------- 0
8Rocco Orlando III MD SVP, CAO	(i) (ii)	690,406 ------------- 0	224,494 ------------- 0	154,211 ------------- 0	36,400 ------------- 0	62,731 ------------- 0	1,168,242 ------------- 0	0 ------------- 0
9James Cardon MD EVP	(i) (ii)	542,122 ------------- 0	409,276 ------------- 0	109,051 ------------- 0	19,600 ------------- 0	59,530 ------------- 0	1,139,579 ------------- 0	0 ------------- 0
10Bimal Patel SVP	(i) (ii)	651,398 ------------- 0	330,898 ------------- 0	19,640 ------------- 0	107,840 ------------- 0	29,013 ------------- 0	1,138,789 ------------- 0	0 ------------- 0
11Tracy Church EVP	(i) (ii)	678,989 ------------- 0	252,537 ------------- 0	103,002 ------------- 0	19,600 ------------- 0	53,623 ------------- 0	1,107,751 ------------- 0	0 ------------- 0
12Steward Markowitz MD SVP, Physician Chief	(i) (ii)	603,549 ------------- 0	306,876 ------------- 0	110,692 ------------- 0	19,600 ------------- 0	55,207 ------------- 0	1,095,924 ------------- 0	0 ------------- 0
13Jeffrey Cohen MD EVP	(i) (ii)	634,152 ------------- 0	243,711 ------------- 0	67,350 ------------- 0	19,600 ------------- 0	70,322 ------------- 0	1,035,135 ------------- 0	0 ------------- 0
14Peter Yu MD SVP	(i) (ii)	564,412 ------------- 0	285,537 ------------- 0	23,467 ------------- 0	95,702 ------------- 0	60,243 ------------- 0	1,029,361 ------------- 0	0 ------------- 0
15Vincent DiBattista SVP	(i) (ii)	513,422 ------------- 0	242,714 ------------- 0	59,396 ------------- 0	87,533 ------------- 0	48,803 ------------- 0	951,868 ------------- 0	0 ------------- 0
16Margaret Marchak Secretary & CLO	(i) (ii)	503,824 ------------- 0	259,612 ------------- 0	87,317 ------------- 0	19,600 ------------- 0	57,483 ------------- 0	927,836 ------------- 0	0 ------------- 0
17Daniel McIntyre SVP	(i) (ii)	500,641 ------------- 0	240,489 ------------- 0	91,245 ------------- 0	19,600 ------------- 0	62,854 ------------- 0	914,829 ------------- 0	0 ------------- 0
18Mark Alberts MD SVP	(i) (ii)	469,881 ------------- 0	271,040 ------------- 0	10,953 ------------- 0	85,457 ------------- 0	55,650 ------------- 0	892,981 ------------- 0	0 ------------- 0
19Richard Stys SVP	(i) (ii)	481,325 ------------- 0	242,771 ------------- 0	78,895 ------------- 0	19,600 ------------- 0	47,149 ------------- 0	869,740 ------------- 0	0 ------------- 0
20Gerald Boisvert SVP	(i) (ii)	471,051 ------------- 0	239,163 ------------- 0	77,511 ------------- 0	19,600 ------------- 0	56,099 ------------- 0	863,424 ------------- 0	0 ------------- 0
21John Santopietro SVP	(i) (ii)	500,662 ------------- 0	215,606 ------------- 0	4,415 ------------- 0	89,685 ------------- 0	50,216 ------------- 0	860,584 ------------- 0	0 ------------- 0
22Ajay Kumar MD EVP	(i) (ii)	537,951 ------------- 0	179,655 ------------- 0	5,639 ------------- 0	53,491 ------------- 0	52,822 ------------- 0	829,558 ------------- 0	0 ------------- 0
23Donna Handley SVP	(i) (ii)	439,144 ------------- 0	207,260 ------------- 0	69,531 ------------- 0	19,600 ------------- 0	51,931 ------------- 0	787,466 ------------- 0	0 ------------- 0
24Barry Stein VP & CCI	(i) (ii)	440,880 ------------- 0	170,559 ------------- 0	6,481 ------------- 0	19,600 ------------- 0	56,638 ------------- 0	694,158 ------------- 0	0 ------------- 0
25Cynthia Pugliese SVP	(i) (ii)	319,373 ------------- 0	157,916 ------------- 0	92,639 ------------- 0	28,000 ------------- 0	47,971 ------------- 0	645,899 ------------- 0	40,354 ------------- 0
26Patricia Rehmer SVP	(i) (ii)	383,638 ------------- 0	195,974 ------------- 0	8,696 ------------- 0	72,366 ------------- 0	25,253 ------------- 0	685,927 ------------- 0	0 ------------- 0
27Gary Havican SVP	(i) (ii)	351,556 ------------- 0	178,702 ------------- 0	1,857 ------------- 0	69,563 ------------- 0	48,572 ------------- 0	650,250 ------------- 0	0 ------------- 0
28Jeffrey Finkelstein MD VP Med Affairs Central	(i) (ii)	404,243 ------------- 0	151,324 ------------- 0	3,973 ------------- 0	25,200 ------------- 0	56,153 ------------- 0	640,893 ------------- 0	0 ------------- 0
29Rita Parisi SVP	(i) (ii)	389,865 ------------- 0	123,624 ------------- 0	52,867 ------------- 0	33,600 ------------- 0	35,297 ------------- 0	635,253 ------------- 0	0 ------------- 0
30Robert Sidman MD VP Med Affairs East	(i) (ii)	402,892 ------------- 0	157,446 ------------- 0	4,009 ------------- 0	19,600 ------------- 0	51,096 ------------- 0	635,043 ------------- 0	0 ------------- 0
31Karen Goyette SVP	(i) (ii)	329,150 ------------- 0	169,176 ------------- 0	2,561 ------------- 0	70,082 ------------- 0	48,888 ------------- 0	619,857 ------------- 0	0 ------------- 0
32Wendy Elberth SVP	(i) (ii)	336,299 ------------- 0	157,152 ------------- 0	49,344 ------------- 0	36,400 ------------- 0	29,510 ------------- 0	608,705 ------------- 0	0 ------------- 0
33Mark Prete SVP	(i) (ii)	0 ------------- 400,000	0 ------------- 123,036	0 ------------- 5,940	0 ------------- 19,600	0 ------------- 22,671	0 ------------- 571,247	0 ------------- 0
34Kristi Gafford SVP	(i) (ii)	315,641 ------------- 0	141,420 ------------- 0	2,506 ------------- 0	63,651 ------------- 0	24,167 ------------- 0	547,385 ------------- 0	0 ------------- 0
35David Mack CLO	(i) (ii)	327,019 ------------- 0	142,033 ------------- 0	1,038 ------------- 0	19,600 ------------- 0	18,308 ------------- 0	507,998 ------------- 0	0 ------------- 0
36Paul Thompson MD Former Co-Physician-in-Chief	(i) (ii)	414,852 ------------- 0	15,550 ------------- 0	1,854 ------------- 0	36,400 ------------- 0	32,759 ------------- 0	501,415 ------------- 0	0 ------------- 0
37Wheatley Wentzell SVP	(i) (ii)	163,333 ------------- 0	38,510 ------------- 0	135 ------------- 0	14,871 ------------- 0	36,538 ------------- 0	253,387 ------------- 0	0 ------------- 0

Schedule J (Form 990) 2019

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
Part I, Line 1a	The box related to health or social club dues or initiation fees is checked. Hartford HealthCare Corporation maintains a membership at the Hartford Club. The Hartford Club does not allow for corporate membership, therefore, the membership fee is paid directly to the Club, but the account is assigned to an individual executive. This executive does not derive any personal benefit from the use of the Club, and any use is for business purposes such as meetings/lunches/dinners etc. The executive is not taxed, and is required to sign an annual attestation that he does not derive any personal benefit from the use of this membership. The membership resides at Hartford HealthCare Corporation and can be reassigned at will.
Part I, Line 3	The Independent Executive Compensation Committee (Committee) of the Board of Directors of Hartford HealthCare, hires an outside consultant, Human Resources and Compensation Consulting Practice of Gallagher to determine best practices in governing executive compensation. Please refer to compensation narrative reported on Schedule O.
Part I, Line 4b	Hartford Healthcare Corporation maintains a 457(f) Supplemental Executive Retirement Plan (SERP). Participants include certain officers and key employees at the President & CEO, Executive Vice President and Senior Vice President levels that are reported by Hartford HealthCare Corporation on its Form 990, Part VII. Contributions are made by Hartford Healthcare Corporation to the plan based on a percentage of the participant's compensation. Participants vest in the plan at the earlier of reaching age 55 and having 5 years of service, death, disability, involuntary separation without reasonable cause, upon reaching age 65 or the occurrence of a change in control. Each participant ceases to be eligible for further contributions by Hartford Healthcare Corporation on the date of the participant's separation from service. Participants receive a one-time lump sum payment of the accumulated amount during the 30-day period following the participant's separation from service. 2019 SERP Accruals were made on behalf of the following individuals: Charles Johnson $94,960 Bimal Patel $88,240 Patricia Rehmer $52,766 Vincent DiBattista $67,933 Peter Yu $76,102 Mark Alberts $65,857 Karen Goyette $44,882 Gary Havican $49,963 Kristi Gafford $44,051 Michael Daglio $102,554 Ajay Kumar $33,891 John Santopietro $70,085 2019 SERP Payouts were made on behalf of the following individuals: Jeffrey Flaks $115,813* James Cardon $32,495* Tracy Church $34,741* David Whitehead $28,528* Margaret Marchak $21,554* Rocco Orlando $25,851* Richard Stys $20,183* Rita Parisi $14,236* Donna Handley $18,721* Steward Markowitz $25,465* Gerald Boisvert $19,949* Wendy Elberth $13,976* Daniel McIntyre $21,961* *For these individuals, vesting occurred, causing taxable income. This portion of the vested amount was used to pay the associated tax liability. The remaining balance was deposited into the employee SERP account.
Part I, Line 7	Hartford HealthCare Corporation has a Compensation At Risk Plan that encourages and rewards achievements of significant functional goals. These goals contribute to the organization's strategic and financial direction. The plan utilizes market practice alignment to ensure competitive recruitment and retention. Awards are based on CEO and/or Hartford HealthCare Corporation's Compensation Committee discretionary assessment of overall organization performance and individual contribution to results.

Schedule J (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
Hartford HealthCare Corporation

Employer identification number
22-2672834

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	See Part VI	06-0806186	20775DFD9	01-29-2020	355,167,864	See Part VI		X		X	X
B	See Part VI	06-0806186	20775DFG2	04-02-2020	13,225,687	See Part VI		X		X	X
C	See Part VI	06-0806186	20774YQK6	03-26-2014	85,958,709	See Part VI		X		X	X
D	See Part VI	06-0806186	20774YVKO	05-12-2015	126,868,188	See Part VI		X		X	X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................							66,635,000
2 Amount of bonds legally defeased ..............
3 Total proceeds of issue ..................	355,293,577		13,225,687		85,962,914		127,009,880
4 Gross proceeds in reserve funds .............
5 Capitalized interest from proceeds .............
6 Proceeds in refunding escrows ...............
7 Issuance costs from proceeds ...............	1,557,143		73,975		1,438,989		1,868,188
8 Credit enhancement from proceeds .............
9 Working capital expenditures from proceeds .............
10 Capital expenditures from proceeds .............	72,379,322				84,523,915		125,141,692
11 Other spent proceeds .............	261,857,922		13,151,712
12 Other unspent proceeds .............	19,373,476
13 Year of substantial completion .............					2014		2015
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........	X		X			X		X
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........	X			X		X		X
16 Has the final allocation of proceeds been made? ..........		X	X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X		X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? .............	X		X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........
6 Total of lines 4 and 5 .............
7 Does the bond issue meet the private security or payment test? ...		X		X		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X		X			X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...		X		X		X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......	X		X		X			X
b Exception to rebate? ........		X		X		X		X
c No rebate due? .........		X		X	X		X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....	X		X		X			X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider ..........
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?		X		X		X		X
b Name of provider ..........
c Term of GIC .........
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........
6 Were any gross proceeds invested beyond an available temporary period?		X		X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...		X		X	X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X			X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference	Explanation
Date Rebate Computation Performed	Issuer Name: See Part VI Date the Rebate Computation was Performed: 03/26/2019 Issuer Name: See Part VI Date the Rebate Computation was Performed: 06/08/2020
Schedule K, Part I, Bond Issues:	(a) Issuer Name: State of Connecticut Health & Education Facilities Authority. (f) Description of Purpose: Refinance CHEFA Revenue Bonds issued on 9/29/2011 and on 5/12/2015 as well as finance future constructions, improvements and equipping of facilities. (b) Issuer Name: State of Connecticut Health & Education Facilities Authority. (f) Description of Purpose: Funding for future constructions, improvements and equipping of facilites. (c) Issuer Name: State of Connecticut Health & Education Facilities Authority. (f) Description of Purpose: Funding for future capital needs. (d) Issuer Name: State of Connecticut Health & Education Facilities Authority. (f) Description of Purpose: Funding for future capital needs.
Schedule K, Part II, Line 3:	For all issues, the difference in issue price and total proceeds of the issue is due to investment earnings due.
Form 990, Schedule K	In 2011, the Corporation formed an obligated group. The members of the obligated group are the Corporation, Hartford Hospital, The Hospital of Central Connecticut, Windham Community Memorial Hospital and MidState Medical Center (collectively referred to as the Obligated Group). The Obligated Group members are identified as either an obligated group member or a designated affiliate. Obligated Group members are jointly and severally liable under a Master Trust Indenture (MTI) to make all payments required with respect to obligations under the MTI. The Corporation does have the right to name designated affiliates, although presently none exist. Though designated affiliates are not obligated to make debt service payments on the obligations under the MTI, each designated affiliate would have an independent designated affiliate agreement and promissory note with the Corporation with stipulated repayment terms and conditions, each subject to the governing law of the obligated groups' state of incorporation. In addition, the Corporation may cause each designated affiliate to transfer such amounts as necessary to enable the obligated group members to comply with the term of the MTI, including payment of the outstanding obligations. The bonds were used to refund parts of existing debt and fund future capital needs. Effective January 2014, The William W. Backus Hospital became part of the Obligated Group. On March 26, 2014, the Corporation issued approximately $83M of CHEFA Revenue Bonds Series E. The 2011 and 2014 Bonds were issued to refund portions of existing debt under Corporation and to obtain funds for future capital needs. Effective May 12, 2015, the Corporation issued approximately $126M of CHEFA Revenue Bonds Series F & G. The 2015 Bonds were issued to obtain funding for future capital needs. During FY 20, HHC issued additional Taxable and Tax -Exempts of approximately $368,115 and $11,995 respectively. A portion of the funds were used to refinance previous CHEFA revenue Bonds. The balance will be used for future capital needs Please refer to the Notes in the Audited Financial Statement for additional detail.
Schedule K, Part III, Line 4	HHC monitors and calculates percent of overall private business use on an annual basis or if a significant event occurs during the year. In FY2020 the overall percentage was 1.83%.

Schedule K (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

Hartford HealthCare Corporation

Employer identification number

22-2672834

Return Reference	Explanation
Form 990, Part VI, Section A, line 3	Effective September 28, 2018 Hartford HealthCare Corporation entered into a Management Service Agreement with Nexera, Inc. an affiliate of the Greater New York Hospital Association that provides outsourced supply chain services, value analysis services, consulting services and other related services to healthcare clients. None of the individuals listed on the FY20 Form 990, Part VII were compensated by Nexera during the 2019 calendar year.
Form 990, Part VI, Section B, line 11b	The Form 990 was prepared by Hartford HealthCare's Tax Department. It was then reviewed by an independent accounting firm. It was then forwarded to the VP of Finance for review. The final Form was provided to the entire Board prior to submission to the Internal Revenue Services (IRS). Once the entire review process was completed, the Form was signed by the VP of Finance and then filed with the IRS.
Form 990, Part VI, Section B, line 12c	HHC's Conflict of Interest Policy (Policy) requires all covered individuals, including board members and officers, to provide a disclosure of relationships that create or have the appearance of creating a conflict of interest or commitment. The Policy requires updates if changes in circumstances arise during the year that either (a) create a new potential conflict of interest or commitment or (b) change or eliminate a conflict of interest or commitment previously disclosed. Conflict of interest disclosure statements are maintained by the HHC Office of Compliance and Integrity (OCI). Employee disclosures are reviewed by OCI in collaboration with the Covered Individuals' supervisor when deemed appropriate, to determine if there is a potential conflict. Oversight review of employee disclosures is provided by the HHC Conflict of Interest Committee. The Conflict of Interest Committee assesses and may recommend the conflicting interest either be (a) eliminated for continued relationship with HHC, or, (b) managed through a management plan. Oversight review of physician disclosures is provided by the HHC Physician Conflict Resolution Committee. The Physician Conflict Resolution Committee assesses and may recommend the conflicting interest either be (a) eliminated for continued relationship with HHC, or (b) managed through a management plan. Board member disclosures are reported to the HHC Nominating and Governance Committee for determinations of conflicts and the management of them, where applicable.
Form 990, Part VI, Section B, line 15	The Independent Executive Compensation Committee (Committee) of the Board of Directors of Hartford HealthCare hires an outside consultant, Human Resources and Compensation Consulting Practice of Gallagher to determine best practices in governing executive compensation for the CEO and Senior Executives of Hartford HealthCare Corporation. All compensation reported on this tax return follows Hartford HealthCare's compensation policy as outlined below: -The use of Independent Executive Compensation Committee (Committee) of the Board of Directors of Hartford HealthCare established and regularly reviews Executive Compensation Philosophy; -The Committee regularly reviews scope and depth of positions taking into account complexity and the financial impact and accountability of all "disqualified persons; - National peer group are selected for comparative purpose based on organizational size, operating revenue, geography and other relevant factors; - Analysis of current total compensation versus market performed by independent third party compensation consulting firm, reviewed by the committee; - Recommendations are made based on market data analysis to ensure appropriate competitive positioning within parameters of compensation philosophy; - CEO compensation determined by Committee is based on comparative market information and organizational performance and is approved by the HHC Board; - All changes are reviewed and approved by Executive Compensation Committee; The compensation determination process for the CEO and other Senior Executives is reviewed on an annual basis.
Form 990, Part VI, Section C, line 18	The Organization's Form 990, 990T and Form 1023 and its attachments are available upon request.
Form 990, Part VI, Section C, line 19	The Organization's Financial Statements, Governing Documents and the Conflict of Interest Policy are available for inspection upon request at the Organization's address.
Form 990, Part XI, line 9:	Transfers To Affiliates 28,671,000. True Up of K-1 Income 830. Miscellaneous\Rounding -2,722. Net Unrestricted Other Changes in Joint Ventures 40,439,000.
Form 990, Part XII, Line 3a & b	The Organization itself is not required to undergo the audit, however, the Organization is a parent to several acute care hospitals. The individual hospitals were required to undergo OMB Circular A-133 Audit. The audit itself was performed on a parent level with consolidation of affiliated hospitals and subsidiaries.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Hartford HealthCare Corporation

Employer identification number

22-2672834

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) Hartford HealthCare Laboratories LLC 129 Patricia M Genova Drive Newington,CT06111 06-1525596	Laboratory Services	CT	351,104	1,406,172	Hartford HealthCare Corporation
(2) HHC Institutes LLC 85 Seymour Street Hartford,CT06102 36-4692507	Health care & social assistance	CT	78,725	0	Hartford HealthCare Corporation
(3) Integrated Care Partners LLC One State Street Suite 19 Hartford,CT06103 37-1740267	Integrated Health Delivery	CT	8,807,686	12,035,446	Hartford HealthCare Corporation
(4) HHC Imaging Center Holdings LLC One State Street Suite 19 Hartford,CT06103 85-1275537	Imaging Services	CT	0	36,720,000	Hartford HealthCare Corporation
(5) HHC Surgery Center Holdings LLC One State Street Suite 19 Hartford,CT06103 84-4855812	Surgery Services	CT	15,030,941	22,324,267	Hartford HealthCare Corporation

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)Backus HealthCare Inc 326 Washington Street Norwich,CT06360 22-2481794	Supporting Organization	CT	501(c)(3)	12 (a)	Hartford HealthCare Corporation	Yes
(2)Caring for Colleagues Employee Crisis Fund 100 Grand Street New Britian,CT06052 26-4469178	Employee Fund	CT	501(c)(3)	7	Hartford HealthCare Corporation	Yes
(3)Center for Hospice Care Southeast Connecticut Inc 227 Dunham Street Norwich,CT06360 22-2667260	Hospice	CT	501(c)(3)	7	HHC Independence at Home	Yes
(4)Connecticut Health System Inc 80 Seymour Street Hartford,CT06102 22-2779421	Coordination of Health Care Delivery	CT	501(c)(3)	12 (c)	Hartford HealthCare Corporation	Yes
(5)Hartford HealthCare ACO Inc 1290 Silas Deane Hwy 2nd Floor Wethersfield,CT06109 46-0886367	Government Contracts	CT	501(c)(3)	7	Hartford HealthCare Medical Group Inc	Yes
(6)Hartford HealthCare At Home Inc 1290 Silas Deane Hwy Suite 4B Wethersfield,CT06109 06-0646938	Home Healthcare	CT	501(c)(3)	10	Hartford HealthCare Corporation	Yes
(7)Hartford HealthCare Endowment LLC 80 Seymour Street Hartford,CT06102 45-4181103	Investment Management	CT	501(c)(3)	12 (a)	Hartford HealthCare Corporation	Yes
(8)Hartford HealthCare Independence At Home Inc 1290 Silas Deane Hwy Suite 4B Wethersfield,CT06109 06-1161422	Home Healthcare	CT	501(c)(3)	10	Hartford HealthCare At Home Inc	Yes
(9)Hartford Healthcare Medical Group Specialists PLLC 1290 Silas Dean Highway 2nd Floor Wethersfield,CT06109 37-1911194	Medical Services	CT	501(c)(3)	10	Hartford HealthCare Medical Group Inc	Yes
(10)Hartford HealthCare Medical Group Inc 1290 Silas Deane Highway 2nd Floor Wethersfield,CT06109 45-4456939	Medical Services	CT	501(c)(3)	10	Hartford HealthCare Corporation	Yes
(11)Hartford HealthCare Senior Services Inc 45 Meriden Avenue Southington,CT06489 22-2635676	Sub-Acute & Long Term Healthcare	CT	501(c)(3)	10	Hartford HealthCare Corporation	Yes
(12)Hartford Hospital 80 Seymour Street PO Box 5037 Hartford,CT06102 06-0646668	Healthcare Services	CT	501(c)(3)	3	Hartford HealthCare Corporation	Yes
(13)Hartford Hospital Auxiliary co Hartford Hospital 80 Seymour Street Hartford,CT06102 06-6040747	Fundraising	CT	501(c)(3)	12 (a)	Hartford Hospital	Yes
(14)Midstate Medical Center 435 Lewis Avenue Meriden,CT06451 06-0646715	Healthcare Services	CT	501(c)(3)	3	Hartford HealthCare Corporation	Yes
(15)Midstate Medical Center Auxiliary 435 Lewis Avenue Meriden,CT06451 06-6063082	Fundraising	CT	501(c)(3)	12 (a)	Midstate Medical Center	Yes
(16)Mulberry Gardens of Southington LLC 58 Mulberry Street Plantsville,CT06479 82-0586577	Assisted Living & Adult Day Care Facility	CT	501(c)(3)	10	Hartford HealthCare Senior Services Inc	Yes
(17)Natchaug Hospital Inc 189 Storrs Road Mansfield Center,CT06226 06-0966963	Behavioral Health	CT	501(c)(3)	3	Hartford HealthCare Corporation	Yes
(18)Rushford Center Inc 883 Paddock Avenue Meriden,CT06450 06-0932875	Substance Abuse Healthcare Services	CT	501(c)(3)	7	Hartford HealthCare Corporation	Yes
(19)Rushford Foundation Inc 883 Paddock Avenue Meriden,CT06450 06-1432692	Supporting Organization	CT	501(c)(3)	12 (a)	Rushford Center Inc	Yes
(20)St Vincent's Development Inc 95 Merritt Boulevard Trumbull,CT06611 22-2554128	Holding Company	CT	501(c)(25)		St Vincent's Health Services Corp	Yes
(21)St Vincent's Health Services Corp 2800 Main Street Bridgeport,CT06606 22-2558134	Supporting Organization	CT	501(c)(3)	12 (a)	SVMC Holdings Inc dba St Vincent's Medical Center	Yes
(22)St Vincent's Multispecialty Group Inc 2800 Main Street Bridgeport,CT06606 80-0458769	Healthcare Services	CT	501(c)(3)	12 (a)	SVMC Holdings Inc dba St Vincent's Medical Center	Yes
(23)St Vincent's Special Needs Center Inc 95 Merritt Boulevard Trumbull,CT06611 06-0702617	Residential Services for Handicapped	CT	501(c)(3)	10	St Vincent's Health Services Corp	Yes
(24)SVMC Holdings Inc dba St Vincent's Medical Center One State Street Suite 19 Hartford,CT06103 83-2550272	Hospital	CT	501(c)(3)	3	Hartford HealthCare Corporation	Yes
(25)The Charlotte Hungerford Hospital 540 Litchfield Street PO Box 988 Torrington,CT06790 06-0646678	Healthcare Services	CT	501(c)(3)	3	Hartford HealthCare Corporation	Yes
(26)The Hospital of Central CT and Bradley Memorial 100 Grand Street New Britian,CT06052 06-0646768	Healthcare Services	CT	501(c)(3)	3	Hartford HealthCare Corporation	Yes
(27)The Orchards of Southington 34 Hobart Street Southington,CT06489 06-1490803	Residential Services for Senior Citizens	CT	501(c)(3)	10	Hartford HealthCare Senior Services Inc	Yes
(28)The William W Backus Hospital 326 Washington Street Norwich,CT06360 06-0250773	Hospital	CT	501(c)(3)	3	Hartford HealthCare Corporation	Yes
(29)Visiting Nurse Services of CT Inc 765 Fairfield Avenue Bridgeport,CT06604 06-0665196	Home Healthcare	CT	501(c)(3)	10	Hartford HealthCare At Home Inc	Yes
(30)WCMH Women's Auxiliary Inc 112 Mansfield Avenue Willimantic,CT06226 06-0677728	Fundraising	CT	501(c)(3)	12 (a)	Windham Community Memorial Hospital	Yes
(31)Windham Community Memorial Hospital 112 Mansfield Avenue Willimantic,CT06226 06-0646966	Healthcare Services	CT	501(c)(3)	3	Hartford HealthCare Corporation	Yes
(32)Windham Hospital Foundation Inc 112 Mansfield Avenue Willimantic,CT06226 56-2546632	Supporting Organization	CT	501(c)(3)	12 (a)	Windham Community Memorial Hospital	Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2019

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) Advanced Medical Imaging of NW CT LLC 57 Commercial Blvd Torrington,CT06790 06-1594854	Magnetic Resonance Imaging	CT	N/A
(2) Ambulance Service of Manchester LLC PO Box 300 Manchester,CT06450 06-1557358	Ambulatory Service	CT	N/A	Related	1,437,347	5,546,211		No			No	50.000 %
(3) Central Connecticut Endoscopy Center 440 New Britain Avenue Plainville,CT06062 14-1855010	Endoscopy Svcs	CT	N/A
(4) Connecticut Imaging Partners LLC c/o Jefferson Radiology 1500 Concor Sunrise,FL33323 13-4298940	Imaging Services	CT	N/A
(5) Connecticut Orthopaedic Surgery Center LLC 205 Sub Way Milford,CT06461 13-4298940	Surgery Svcs	CT	N/A
(6) Constitution Surgery Center East LLC 174 Cross Road Waterford,CT06385 06-1574704	Surgery Svcs	CT	N/A
(7) CT GI Endoscopy Center LLC ( Bloomfield) 4 Northwestern Drive Bloomfield,CT06002 06-1573358	GI Services	CT	N/A
(8) Glastonbury Endoscopy Center LLC 300 Western Blvd Suite B Glastonbury,CT06033 26-1721234	Endoscopy Svcs	CT	N/A
(9) Glastonbury Surgery Center LLC 195 Eastern Boulevard Glastonbury,CT06033 26-2600828	Surgery Svcs	CT	N/A
(10) Hartford-Middlesex Clinical System LLC 80 Seymour Street Hartford,CT06110 06-1543605	Affiliate Support Services	CT	N/A
(11) HHC Hartford Surgery Center LLC 100 Avon Meadow Lane Avon,CT06001 81-2637261	Surgery Svcs	CT	N/A
(12) HHC Southington Surgery Center LLC 100 Avon Meadow Lane PO Box 1281 Avon,CT06001 46-5500829	Surgery Svcs	CT	N/A
(13) HHC Urgent Care Go Health LLC 2711 Centerville Road Suite 400 Avon,CT06001 81-5112698	Urgent Care Services	DE	N/A	Related	-2,083,609	-1,127,009		No			No	50.000 %
(14) Med East Assoc LLC 1703 West Main Street Willimantic,CT06226 06-1469575	Outpatient Care Clinic	CT	N/A
(15) MedConn Collection Agency 2049 Silas Deane Highway Suite 305 Rocky Hill,CT06067 06-1408854	Collections Services	CT	N/A
(16) New Britain MRI Limited Partnership 100 Grand Street New Britain,CT06050 06-1271349	Magnetic resonance imaging	CT	N/A
(17) Rocky Hill Surgery Center LLC 1111 Cromwell Avenue Building 1 Rocky Hill,CT06067 83-3096156	Surgery Svcs	CT	N/A
(18) The Endoscopy Center of Northwest Connecticut LLC 245 Alvord Park Road Torrington,CT06790 06-1609993	Endoscopy Svcs	CT	N/A
(19) Wallingford Endoscopy Center LLC 85 Seymour Street Suite 1000 Hartford,CT06106 82-4601730	Endoscopy Svcs	CT	N/A

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) Aetna Ambulance Service Inc PO Box 1150 Manchester,CT06045 06-0795431	Ambulance Services	CT	N/A	C	7,296,832	2,629,876	50.000 %	Yes
(2) Backus Medical Center Condo Assoc Inc 330 Washington Street Norwich,CT06360 06-1542647	Condo Association	CT	N/A	C				Yes
(3) CenConn Services Inc 100 Grand Street New Britain,CT06050 22-2836001	Billing Services	CT	N/A	C				Yes
(4) ConnCare Inc 326 Washington Street Norwich,CT06360 06-1387598	Health Care Services	CT	N/A	C				Yes
(5) HHMOB Corporation 80 Seymour Street PO Box 5037 Hartford,CT06102 06-1140244	Real Estate & Parking	CT	HHC	C	20,365,000	39,064,000	100.000 %	Yes
(6) Hartford HealthCare Indemnity Services Ltd FB Perry Bld 40 Church Street Hamilton BD	Captive Insurance	BD	HHC	C	46,560,000	205,719,000	100.000 %	Yes
(7) Hartford Physician Services PC 80 Seymour Street Hartford,CT06102 06-1254082	Medical Services	CT	N/A	C				Yes
(8) Litchfield County Healthcare Service Corporation 540 Litchfield Street Torrington,CT06790 06-1227655	Management Services	CT	N/A	C				Yes
(9) Meriden Imaging Center 101 North Plains Industrial Road Meriden,CT06429 06-1541468	Imaging	CT	N/A	S				Yes
(10) Metro Wheelchair Service Inc PO Box 300 Manchester,CT06045 06-0878432	Wheelchair Services	CT	N/A	C			50.000 %	Yes
(11) Midstate Medical Group PC 435 Lewis Avenue Meriden,CT06450 20-4327968	Medical Services	CT	N/A	C				Yes
(12) Windham Professional Office Condo Assoc 112 Mansfield Avenue Willimantic,CT06226 06-1090041	Condo Association	CT	N/A	C				Yes
(13) WWB Corporation 326 Washington Street Norwich,CT06360 06-1094838	Holding Company	CT	N/A	C				Yes

Schedule R (Form 990) 2019

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

Yes

b Gift, grant, or capital contribution to related organization(s) ............................

Yes

c Gift, grant, or capital contribution from related organization(s) ............................

Yes

d Loans or loan guarantees to or for related organization(s) ............................

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

m Performance of services or membership or fundraising solicitations by related organization(s) .................

Yes

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

Yes

p Reimbursement paid to related organization(s) for expenses ............................

Yes

q Reimbursement paid by related organization(s) for expenses ............................

Yes

r Other transfer of cash or property to related organization(s) ............................

Yes

s Other transfer of cash or property from related organization(s) ............................

Yes

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) Hartford HealthCare Indemnity Services Ltd	R	48,520,322	FMV
(2) Hartford HealthCare Senior Services Inc	O	2,742,412	FMV
(3) Hartford HealthCare Senior Services Inc	Q	2,622,646	FMV
(4) Hartford HealthCare Senior Services Inc	R	349,701	FMV
(5) Hartford HealthCare Senior Services Inc	S	2,258,530	FMV
(6) The Hospital of Central Connecticut	M	6,032,086	FMV
(7) The Hospital of Central Connecticut	O	40,018,353	FMV
(8) The Hospital of Central Connecticut	P	643,874	FMV
(9) The Hospital of Central Connecticut	Q	139,343,241	FMV
(10) The Hospital of Central Connecticut	R	8,911,911	FMV
(11) The Hospital of Central Connecticut	S	84,849,491	FMV
(12) MidState Medical Center	M	3,293,765	FMV
(13) MidState Medical Center	O	20,764,419	FMV
(14) MidState Medical Center	P	605,471	FMV
(15) MidState Medical Center	Q	143,339,303	FMV
(16) MidState Medical Center	R	7,909,777	FMV
(17) MidState Medical Center	S	55,982,529	FMV
(18) Hartford HealthCare Medical Group Inc	A	1,855,344	FMV
(19) Hartford HealthCare Medical Group Inc	M	101,319	FMV
(20) Hartford HealthCare Medical Group Inc	O	65,748,562	FMV
(21) Hartford HealthCare Medical Group Inc	P	549,586	FMV
(22) Hartford HealthCare Medical Group Inc	Q	78,735,986	FMV
(23) Hartford HealthCare Medical Group Inc	R	2,669,432	FMV
(24) Hartford HealthCare Medical Group Inc	S	9,301,581	FMV
(25) Hartford HealthCare at Home Inc	M	172,616	FMV
(26) Hartford HealthCare at Home Inc	O	12,748,879	FMV
(27) Hartford HealthCare at Home Inc	P	70,560	FMV
(28) Hartford HealthCare at Home Inc	Q	12,320,765	FMV
(29) Hartford HealthCare at Home Inc	R	2,987,266	FMV
(30) Hartford HealthCare at Home Inc	S	13,767,113	FMV
(31) Mulberry Gardens of Southington LLC	O	870,485	FMV
(32) Mulberry Gardens of Southington LLC	Q	1,537,841	FMV
(33) Mulberry Gardens of Southington LLC	R	251,777	FMV
(34) Mulberry Gardens of Southington LLC	S	806,209	FMV
(35) The William W Backus Hospital	M	4,599,962	FMV
(36) The William W Backus Hospital	O	32,476,005	FMV
(37) The William W Backus Hospital	P	236,476	FMV
(38) The William W Backus Hospital	Q	112,545,372	FMV
(39) The William W Backus Hospital	R	2,726,411	FMV
(40) The William W Backus Hospital	S	69,647,972	FMV
(41) Windham Community Memorial Hospital	M	869,498	FMV
(42) Windham Community Memorial Hospital	O	10,628,076	FMV
(43) Windham Community Memorial Hospital	P	212,234	FMV
(44) Windham Community Memorial Hospital	Q	37,379,046	FMV
(45) Windham Community Memorial Hospital	R	2,771,473	FMV
(46) Windham Community Memorial Hospital	S	21,984,566	FMV
(47) Natchaug Hospital	M	418,610	FMV
(48) Natchaug Hospital	O	6,665,624	FMV
(49) Natchaug Hospital	P	74,765	FMV
(50) Natchaug Hospital	Q	8,008,805	FMV
(51) Natchaug Hospital	R	571,382	FMV
(52) Natchaug Hospital	S	10,033,655	FMV
(53) HHMOB Corporation	O	159,931	FMV
(54) HHMOB Corporation	Q	6,419,288	FMV
(55) HHMOB Corporation	R	71,026	FMV
(56) HHMOB Corporation	S	1,456,863	FMV
(57) Rushford Center Inc	O	4,380,759	FMV
(58) Rushford Center Inc	Q	5,411,034	FMV
(59) Rushford Center Inc	R	535,008	FMV
(60) Rushford Center Inc	S	6,305,268	FMV
(61) Hartford HealthCare Rehabilitation Network LLC	A	127,326	FMV
(62) Hartford HealthCare Rehabilitation Network LLC	P	56,160	FMV
(63) Hartford HealthCare Rehabilitation Network LLC	Q	374,414	FMV
(64) Hartford HealthCare Rehabilitation Network LLC	S	495,625	FMV
(65) Hartford HealthCare Independence at Home Inc	O	1,780,679	FMV
(66) Hartford HealthCare Independence at Home Inc	Q	1,474,125	FMV
(67) Hartford HealthCare Independence at Home Inc	R	369,267	FMV
(68) Hartford HealthCare Independence at Home Inc	S	1,417,969	FMV
(69) The Orchards of Southington Inc	O	454,054	FMV
(70) The Orchards of Southington Inc	Q	1,328,383	FMV
(71) The Orchards of Southington Inc	R	171,303	FMV
(72) The Orchards of Southington Inc	S	521,947	FMV
(73) Hartford HealthCare Accountable Care Organization Inc	O	2,099,560	FMV
(74) Hartford HealthCare Accountable Care Organization Inc	R	986,662	FMV
(75) The Charlotte Hungerford Hospital	M	217,503	FMV
(76) The Charlotte Hungerford Hospital	O	12,972,050	FMV
(77) The Charlotte Hungerford Hospital	P	922,116	FMV
(78) The Charlotte Hungerford Hospital	Q	56,868,161	FMV
(79) The Charlotte Hungerford Hospital	R	6,598,655	FMV
(80) The Charlotte Hungerford Hospital	S	11,792,891	FMV
(81) Hartford HealthCare Medical Group Specialists PLLC	A	1,234,305	FMV
(82) Hartford HealthCare Medical Group Specialists PLLC	M	778,520	FMV
(83) Hartford HealthCare Medical Group Specialists PLLC	O	5,315,672	FMV
(84) Hartford HealthCare Medical Group Specialists PLLC	P	51,333	FMV
(85) Hartford HealthCare Medical Group Specialists PLLC	S	19,342,099	FMV
(86) SVMC Holdings Inc dba St Vincent's Medical Center	O	10,345,493	FMV
(87) SVMC Holdings Inc dba St Vincent's Medical Center	P	52,740	FMV
(88) SVMC Holdings Inc dba St Vincent's Medical Center	Q	187,534	FMV
(89) SVMC Holdings Inc dba St Vincent's Medical Center	R	23,115,607	FMV
(90) SVMC Holdings Inc dba St Vincent's Medical Center	S	39,237,015	FMV
(91) St Vincent's Special Needs Center Inc	O	1,049,248	FMV
(92) St Vincent's Special Needs Center Inc	R	1,369,611	FMV
(93) ConnCare Inc	R	181,331	FMV
(94) ConnCare Inc	S	133,780	FMV
(95) Backus Physician Services LLC	R	68,428	FMV
(96) Hartford Hospital	A	462,951	FMV
(97) Hartford Hospital	B	50,967	FMV
(98) Hartford Hospital	C	67,956	FMV
(99) Hartford Hospital	M	15,570,773	FMV
(100) Hartford Hospital	O	152,301,717	FMV
(101) Hartford Hospital	P	4,420,240	FMV
(102) Hartford Hospital	Q	607,612,951	FMV
(103) Hartford Hospital	R	15,956,876	FMV
(104) Hartford Hospital	S	290,744,904	FMV

Schedule R (Form 990) 2019

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2019

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. (see instructions).

Return Reference	Explanation

Schedule R (Form 990) 2019

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: Hartford HealthCare's mission is to improve the health and healing of the people and communities it serves.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	13
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	12
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	2,866
6	Total number of volunteers (estimate if necessary) .............	6	12
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	4,246,239
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	-1,250,957

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	0	0
9	Program service revenue (Part VIII, line 2g) .........	421,331,627	563,734,519
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	1,409,403	928,706
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	-3,494,227	-20,134,339
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	419,246,803	544,528,886
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	0	572,264
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	236,318,842	334,298,875
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	197,418,479	254,805,517
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	433,737,321	589,676,656
19	Revenue less expenses. Subtract line 18 from line 12.......	-14,490,518	-45,147,770
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	2,012,085,823	2,327,797,727
21	Total liabilities (Part X, line 26).............	1,168,058,113	1,460,103,267
22	Net assets or fund balances. Subtract line 21 from line 20.....	844,027,710	867,694,460

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 570,903,579 including grants of $ 572,264 ) (Revenue $ 563,734,519 )
	Hartford HealthCare Corporation (HHC) serves as the supporting organization of an integrated health care delivery system (the "System") that includes, but is not limited to, the following entities: Hartford Hospital, MidState Medical Center, Natchaug Hospital, Inc., Rushford Center, Inc., The Hospital of Central Connecticut at New Britain General and Bradley Memorial, Windham Community Memorial Hospital, Inc., The William W. Backus Hospital, The Charlotte Hungerford Hospital and SVMC Holdings, Inc., each of which are Connecticut nonstock corporations that qualify as tax-exempt organizations under 501(c)(3) of the Code and as public charities under 509(a)(1) of the Code (collectively, the "Supported Organizations"). The purposes for which the Corporation is organized and operated are to promote and support, directly or indirectly, the interests and purposes of the Supported Organizations.HHC is a fully integrated health system that includes 4 community hospitals, 2 acute care and 1 tertiary-care teaching hospital, the state's most extensive behavioral health network, a large multispecialty physician group, a regional home care system, an array of senior care services, a large physical therapy and rehabilitation network and an accountable care organization. Through its institute model, the HHC system offers high standards of care for cancer, heart and vascular services, neuroscience, orthopedics and urology.HHC collaborates with its Supported Organizations to develop and implement programs to improve the future of health care in Southern New England. This includes initiatives to improve the quality and accessibility of health care; create efficiency in internal operations; and provide patients with the most technically advanced and compassionate, coordinated care. Through its supported organizations (hospitals), the Corporation was designed to provide patients with more convenience to healthcare access in their local communities. The hospitals provide these needed medical services to all patients regardless of their abilities to pay.HHC is further integrating care, and increasing access to high-quality services, through its institute model. The Corporation has established the Hartford HealthCare Cancer Institute, the first in the nation to be named a member of the Memorial Sloan Kettering Cancer Alliance; the Bone and Joint Institute; the Ayer Neuroscience Institute, with a renowned Headache Center and Movement Disorders Center; the Heart and Vascular Institute; the Tallwood Urology and Kidney Institute; and the Behavioral Health Network. Our institutes provide clinical support, research, and education for our patients, physicians and communities.Through Hartford Hospital, HHC provides the state's first critical air helicopter service, called LIFE STAR. Our LIFE STAR program has been an integral service for more than 30 years. With nearly 35,873 flights and more than 45,500 patients served, we take pride in knowing countless lives have been saved thanks to our talented crew and extraordinary capabilities.As a system, Hartford HealthCare, is an economic engine for the state of Connecticut. We are the third-largest employer in the state, and our ongoing investment in capital programs and projects provides jobs, enhances access to care and improves the quality of life for all state residents.In all, Hartford HealthCare proudly serves a majority of Connecticut's cities and towns. The Corporation was designed to provide a high degree of access to quality services, offering patients, customers and clients with compassionate, coordinated care, close to home.

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses570,903,579

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	28,893,742	2,322,435	3,522,666

1a	Federated campaigns..	1a
b	Membership dues..	1b
c	Fundraising events..	1c
d	Related organizations	1d
e	Government grants (contributions)	1e

f	All other contributions, gifts, grants, and similar amounts not included above	1f

g	Noncash contributions included in lines 1a - 1f:$	1g

h Total. Add lines 1a-1f.......

		Business Code
2a	System Support Svcs	541990	562,977,347	562,977,347
b	ICP Program Revenue	621110	4,246,239		4,246,239
c	Loss From JV's	900003	-3,489,067	-3,489,067
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f .....		563,734,519

3 Investment income (including dividends, interest, and othersimilar amounts) ......			875,709			875,709
4 Income from investment of tax-exempt bond proceeds
5 Royalties...........
		(ii) Personal	(i) Real
6a	Gross rents		4,745,323	6a
b	Less: rental expenses		14,054,611	6b
c	Rental income or (loss)		-9,309,288	6c
d	Net rental income or (loss).......			-9,309,288			-9,309,288
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory	52,997		7a
b	Less: cost or other basis and sales expenses	0		7b
c	Gain or (loss)	52,997		7c
d	Net gain or (loss).........			52,997			52,997
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ....
			8a
b	Less: direct expenses ...		8b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a
b	Less: direct expenses ...		9b
c	Net income or (loss) from gaming activities..
10a	Gross sales of inventory, less returns and allowances ..
			10a
b	Less: cost of goods sold ..		10b
c	Net income or (loss) from sales of inventory..
Business Code			Miscellaneous Revenue
11a	Loss on Refinancing of LT Debt		900099	-10,825,051			-10,825,051
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......			-10,825,051
12	Total revenue. See instructions.....			544,528,886	559,488,280	4,246,239	-19,205,633

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	572,264	572,264
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............
4	Benefits paid to or for members .......
5	Compensation of current officers, directors, trustees, and key employees ...........	25,808,925	23,058,164	2,750,761
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	950,220	950,220
7	Other salaries and wages........	243,026,471	243,026,471
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	23,835,594	23,592,564	243,030
9	Other employee benefits .......	23,521,149	23,281,325	239,824
10	Payroll taxes ...........	17,156,516	16,946,083	210,433
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	7,753,390		7,753,390
c	Accounting ...........	1,850,009		1,850,009
d	Lobbying ...........	555,117		555,117
e	Professional fundraising services. See Part IV, line 17
f	Investment management fees ......	694,359		694,359
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	5,544,220	5,544,220
12	Advertising and promotion ....	17,855,647	17,855,647
13	Office expenses .......	15,712,666	15,712,666
14	Information technology ......	28,477,613	28,477,613
15	Royalties ..
16	Occupancy ...........	4,221,648	4,221,648
17	Travel ............	785,629	785,629
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....	813,242	813,242
20	Interest ...........	11,779,353	7,303,199	4,476,154
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..	55,028,226	55,028,226
23	Insurance ...	3,207,124	3,207,124
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	Purchased Services	73,557,711	73,557,711
b	Repairs & Maintenance	21,561,212	21,561,212
c	Dues & Licenses	2,277,808	2,277,808
d	Sponsorships	1,639,047	1,639,047
e	All other expenses	1,491,496	1,491,496
25	Total functional expenses. Add lines 1 through 24e	589,676,656	570,903,579	18,773,077	0
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........			30,736,837	1	49,930,237
2	Savings and temporary cash investments .........			49,545,352	2	64,198,944
3	Pledges and grants receivable, net ......				3
4	Accounts receivable, net .............			18,146,289	4	7,451,147
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
					6
7	Notes and loans receivable, net ...........				7	100,000
8	Inventories for sale or use ............				8	120,000
9	Prepaid expenses and deferred charges ......			17,149,230	9	16,004,034
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	588,209,430
b	Less: accumulated depreciation	10b	225,636,284	322,176,892	10c	362,573,146
11	Investments—publicly traded securities .				11
12	Investments—other securities. See Part IV, line 11 .....			17,737,612	12	60,250,342
13	Investments—program-related. See Part IV, line 11 ..			636,937,471	13	874,251,891
14	Intangible assets ...............			2,302,100	14	62,041,458
15	Other assets. See Part IV, line 11 ...........			917,354,040	15	830,876,528
16	Total assets. Add lines 1 through 15 (must equal line 33)...			2,012,085,823	16	2,327,797,727

17	Accounts payable and accrued expenses .....	128,510,575	17	150,342,897
18	Grants payable ...		18
19	Deferred revenue .........		19	40,729
20	Tax-exempt bond liabilities .........	721,862,360	20	1,056,633,340
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
			22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	317,685,178	25	253,086,301
26	Total liabilities. Add lines 17 through 25..	1,168,058,113	26	1,460,103,267

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........	759,905,449	27	751,275,805
28	Net assets with donor restrictions ...........	84,122,261	28	116,418,655
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	844,027,710	32	867,694,460
33	Total liabilities and net assets/fund balances ........	2,012,085,823	33	2,327,797,727

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No