Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
JOSEPHINE LAWRENCE HOPKINS FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

13-6277593
B Telephone number (see instructions)

(513) 629-8111
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,810,241J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 58,550 54,214  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -188,042
b Gross sales price for all assets on line 6a 2,604,786
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 269,824 269,824  
12 Total. Add lines 1 through 11........ 140,332 324,038  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,500 0 0 1,500
c Other professional fees (attach schedule).... Click to see attachment 25,314 25,314   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 17,633 1,089   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 2,643 353   2,285
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 47,090 26,756 0 3,785
25 Contributions, gifts, grants paid....... 295,000 295,000
26 Total expenses and disbursements. Add lines 24 and 25 342,090 26,756 0 298,785
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -201,758
b Net investment income (if negative, enter -0-) 297,282
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 378    
2 Savings and temporary cash investments......... 1,236,246 75,720 75,720
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 626,616    
c Investments—corporate bonds (attach schedule)....... 450,045 Click to see attachment300,028 187,460
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 2,060,659 Click to see attachment4,842,367 6,546,695
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,092,570 Click to see attachment366 Click to see attachment366
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,466,514 5,218,481 6,810,241
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 5,466,514 5,218,481
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 5,466,514 5,218,481
30 Total liabilities and net assets/fund balances (see instructions). 5,466,514 5,218,481
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,466,514
2
Enter amount from Part I, line 27a .....................
2
-201,758
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
5,264,756
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
46,275
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
5,218,481
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 100000. JPMORGAN CHASE MTN 12/21/23   2018-12-18 2020-01-02
b 500. SPDR GOLD TRUST   1901-01-01 2020-01-10
c 194.1727 FT U I T SER 7622   2019-02-25 2020-01-21
d 28743.8273 FT U I T SER 7622   2018-10-17 2020-01-21
e 50000. JPMORGAN CHASE MTN 0.00001% 10/20/21   2018-10-15 2020-01-21
6654.0366 GUGGENHEIM DEFINED U I T SER 9   2018-03-09 2020-01-29
91.0826 GUGGENHEIM DEFINED U I T SER 9   2019-02-25 2020-01-29
69. GUGGENHEIM DEFINED U I T SER 9   2019-09-25 2020-01-29
7.8808 GUGGENHEIM DEFINED U I T SER 9   2019-08-26 2020-01-29
230.3916 GUGGENHEIM DEFINED U I T SER 11   2019-02-25 2020-01-29
152. GUGGENHEIM DEFINED U I T SER 11   2019-09-25 2020-01-29
37.8209 GUGGENHEIM DEFINED U I T SER 11   2019-08-26 2020-01-29
12793.7875 GUGGENHEIM DEFINED U I T SER 11   2018-01-26 2020-01-29
500. SPDR GOLD TRUST   1901-01-01 2020-02-05
.645 FT U I T SER 73   2020-01-25 2020-02-11
.984 FT U I T SER 73   2020-01-25 2020-02-11
1185.8154 FT U I T SER 73   2019-03-25 2020-03-04
1367. FT U I T SER 73   2019-09-25 2020-03-04
32491.1846 FT U I T SER 73   2018-03-06 2020-03-04
500. SPDR GOLD TRUST   1901-01-01 2020-03-13
1354.285 FIDELITY ADVISOR MATERIAL-C   2014-11-06 2020-03-20
143.39 FIDELITY ADVISOR MATERIAL-C   2016-12-19 2020-03-20
74.297 FIDELITY ADVISOR MATERIAL-C   2018-12-17 2020-03-20
250000. FIRST MINING GOLD CORP   2015-11-18 2020-03-20
2000. HANCOCK JOHN TAX-ADVANTAGED   2005-12-19 2020-03-20
1211.387 HENNESSY BP ENERGY INVESTOR   2015-11-02 2020-03-20
188.99 MAINSTAY CUSHING MLP PREMIER C   2016-07-25 2020-03-20
159.287 MAINSTAY CUSHING MLP PREMIER C   2017-07-03 2020-03-20
193.558 MAINSTAY CUSHING MLP PREMIER C   2016-01-25 2020-03-20
1287.83 MAINSTAY CUSHING MLP PREMIER C   2015-11-02 2020-03-20
46.527 MAINSTAY CUSHING MLP PREMIER C   2017-01-03 2020-03-20
73.534 MAINSTAY CUSHING MLP PREMIER C   2019-04-01 2020-03-20
45000. URANIUM ENERGY CORP   2007-01-17 2020-03-20
51200. URANIUM ENERGY CORP   1911-11-11 2020-03-20
450.552 INVESCO OPPENHEIMER GLOBAL   2018-01-03 2020-03-26
1500. CONOCOPHILLIPS COM   1999-07-12 2020-03-26
11497.693 FEDERATED CAPITAL INCOME C   2016-04-15 2020-03-26
345.613 FEDERATED CAPITAL INCOME C   2016-07-26 2020-03-26
333.781 FEDERATED CAPITAL INCOME C   2017-02-27 2020-03-26
28.38 FEDERATED CAPITAL INCOME C   2018-12-31 2020-03-26
151.774 FEDERATED CAPITAL INCOME C   2017-10-25 2020-03-26
150.397 FEDERATED CAPITAL INCOME C   2019-03-26 2020-03-26
4332.467 GABELLI EQUITY INCOME-C   2016-04-15 2020-03-26
947.764 GABELLI EQUITY INCOME-C   2016-10-28 2020-03-26
1875.037 GABELLI EQUITY INCOME-C   2017-10-30 2020-03-26
56.424 GABELLI EQUITY INCOME-C   2018-12-28 2020-03-26
267.764 GABELLI EQUITY INCOME-C   2019-03-28 2020-03-26
81.854 GABELLI EQUITY INCOME-C   2016-04-28 2020-03-26
2888.962 GABELLI UTILITIES FD-CL C   2016-04-28 2020-03-26
2511.467 GABELLI UTILITIES FD-CL C   2016-05-27 2020-03-26
2507.978 GABELLI UTILITIES FD-CL C   2016-06-29 2020-03-26
8853.116 GABELLI UTILITIES FD-CL C   2016-04-15 2020-03-26
1270.234 GABELLI UTILITIES FD-CL C   2019-03-28 2020-03-26
694.112 GABELLI UTILITIES FD-CL C   2016-07-28 2020-03-26
3189.422 GABELLI UTILITIES FD-CL C   2014-11-06 2020-03-26
258.829 PIMCO REALESTATEREALRET ST-C   2013-12-12 2020-03-26
1259.262 PIMCO REALESTATEREALRET ST-C   2014-12-30 2020-03-26
122.821 PIMCO REALESTATEREALRET ST-C   2015-09-18 2020-03-26
174.054 PIMCO REALESTATEREALRET ST-C   2015-12-30 2020-03-26
126.003 PIMCO REALESTATEREALRET ST-C   2014-06-20 2020-03-26
3095.421 PIMCO REALESTATEREALRET ST-C   2013-05-30 2020-03-26
84.679 PIMCO REALESTATEREALRET ST-C   2019-06-14 2020-03-26
8306.038 PIONEER MULTI ASSET INCOME C   2016-04-15 2020-03-26
312.991 PIONEER MULTI ASSET INCOME C   2016-06-01 2020-03-26
313.663 PIONEER MULTI ASSET INCOME C   2017-03-01 2020-03-26
306.967 PIONEER MULTI ASSET INCOME C   2017-07-03 2020-03-26
188.466 PIONEER MULTI ASSET INCOME C   2019-04-01 2020-03-26
223.941 PIONEER MULTI ASSET INCOME C   2017-11-01 2020-03-26
11.18 PIONEER FLEXIBLE OPPORTUNITIES FUND   2015-12-29 2020-03-26
210.084 PIONEER FLEXIBLE OPPORTUNITIES FUND   2016-03-28 2020-03-26
7.834 PIONEER FLEXIBLE OPPORTUNITIES FUND   2019-06-21 2020-03-26
1669.677 PIONEER FLEXIBLE OPPORTUNITIES FUND   2015-11-02 2020-03-26
154.627 PIONEER FLEXIBLE OPPORTUNITIES FUND   2016-06-24 2020-03-26
34.389 PUTNAM DYNAMIC ASSET ALLOCATION BAL   2016-03-18 2020-03-26
81.442 PUTNAM DYNAMIC ASSET ALLOCATION BAL   2015-12-18 2020-03-26
1391.788 PUTNAM DYNAMIC ASSET ALLOCATION BAL   2015-11-02 2020-03-26
91.951 PUTNAM DYNAMIC ASSET ALLOCATION BAL   2017-06-19 2020-03-26
5.146 PUTNAM DYNAMIC ASSET ALLOCATION BAL   2019-06-19 2020-03-26
115.973 PUTNAM DYNAMIC ASSET ALLOCATION BAL   2018-12-19 2020-03-26
2000. SUNCOR ENERGY INC   2004-06-23 2020-03-26
500. SPDR GOLD TRUST   1901-01-01 2020-04-07
200. BOEING CO   2014-09-19 2020-04-16
600. CITIGROUP INC   2017-10-18 2020-04-16
1857.194 FIRST EAGLE GLOBAL CL C   2016-04-15 2020-04-16
1105.889 JHANCOCK BALANCED C   2015-11-02 2020-04-16
86.37 JHANCOCK BALANCED C   2016-03-29 2020-04-16
2.366 JHANCOCK BALANCED C   2019-06-25 2020-04-16
47.672 JHANCOCK BALANCED C   2017-03-28 2020-04-16
500. PHILLIPS 66   1999-07-12 2020-04-16
1236.9618 TEKLA HEALTHCARE INVESTORS COMMON   2013-05-30 2020-04-16
71.9013 TEKLA HEALTHCARE INVESTORS COMMON   2018-12-31 2020-04-16
33.8681 TEKLA HEALTHCARE INVESTORS COMMON   2019-06-28 2020-04-16
196.2688 TEKLA HEALTHCARE INVESTORS COMMON   2014-06-30 2020-04-16
1375.009 TRANSAMERICA CAPITAL GROWTH C   2018-01-03 2020-04-16
1311.443 COLUMBIA SELIG COMM&INF-C   2016-12-12 2020-04-21
2797.39 COLUMBIA SELIG COMM&INF-C   2014-11-06 2020-04-21
65.429 COLUMBIA SELIG COMM&INF-C   2018-12-10 2020-04-21
500. SPDR GOLD TRUST   1901-01-01 2020-05-12
500. SPDR GOLD TRUST   1901-01-01 2020-06-10
500. AMERICAN WATER WORKS CO INC   2011-01-19 2020-06-11
1500. ROYAL GOLD INC   2010-08-12 2020-06-24
500. SPDR GOLD TRUST   1901-01-01 2020-07-10
8000. AKOUSTIS TECHNOLOGIES INC   2017-10-18 2020-07-23
500. SPDR GOLD TRUST   1901-01-01 2020-08-11
300. PEPSICO INC   2013-09-03 2020-08-17
500. SPDR GOLD TRUST   1901-01-01 2020-09-15
500. SPDR GOLD TRUST   1901-01-01 2020-10-15
500. SPDR GOLD TRUST   2011-08-09 2020-11-11
CAPITAL GAIN DIVIDENDS P    
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 111,850   100,005 11,845
b 24   28 -4
c 2,122   1,940 182
d 314,115   288,498 25,617
e 50,000   50,006 -6
67,546   65,136 2,410
925   889 36
700   694 6
80   78 2
2,245   2,151 94
1,481   1,451 30
369   353 16
124,692   127,451 -2,759
24   28 -4
6   6  
9   9  
10,723   10,547 176
12,362   12,701 -339
293,821   306,051 -12,230
24   27 -3
58,275   107,271 -48,996
6,170   11,537 -5,367
3,197   4,456 -1,259
30,499   70,225 -39,726
27,217   34,555 -7,338
6,917   20,000 -13,083
709   1,747 -1,038
597   1,365 -768
726   1,384 -658
4,829   12,958 -8,129
174   480 -306
276   654 -378
24,596   234,311 -209,715
27,985     27,985
18,009   27,231 -9,222
46,280   38,822 7,458
79,219   87,036 -7,817
2,381   2,688 -307
2,300   2,656 -356
196   205 -9
1,046   1,235 -189
1,036   1,172 -136
31,540   85,173 -53,633
6,900   16,847 -9,947
13,650   26,643 -12,993
411   660 -249
1,949   3,472 -1,523
596   1,662 -1,066
13,260   12,813 447
11,528   11,579 -51
11,512   11,891 -379
40,636   36,995 3,641
5,830   6,603 -773
3,186   3,403 -217
14,639   16,362 -1,723
1,294   1,725 -431
6,296   8,162 -1,866
614   722 -108
870   1,062 -192
630   980 -350
15,477   26,640 -11,163
423   594 -171
74,671   85,467 -10,796
2,814   3,307 -493
2,820   3,517 -697
2,760   3,579 -819
1,694   2,046 -352
2,013   2,663 -650
109   129 -20
2,046   2,372 -326
76   92 -16
16,263   20,898 -4,635
1,506   2,038 -532
434   469 -35
1,028   1,076 -48
17,564   20,000 -2,436
1,160   1,371 -211
65   72 -7
1,464   1,484 -20
28,159   45,276 -17,117
24   26 -2
27,657   26,052 1,605
24,475   43,858 -19,383
88,291   97,254 -8,963
22,339   20,614 1,725
1,745   1,581 164
48   48  
963   967 -4
27,044   8,140 18,904
24,058   28,337 -4,279
1,398   1,384 14
659   678 -19
3,817   5,858 -2,041
29,398   26,517 2,881
53,115   57,189 -4,074
113,297   127,450 -14,153
2,650   2,567 83
24   26 -2
27   28 -1
64,377   12,935 51,442
177,978   70,349 107,629
25   25  
63,780   52,157 11,623
28   26 2
41,555   24,491 17,064
31   29 2
29   28 1
87,354   84,333 3,021
      74,961
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      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
      74,961
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       11,845
b       -4
c       182
d       25,617
e       -6
      2,410
      36
      6
      2
      94
      30
      16
      -2,759
      -4
       
       
      176
      -339
      -12,230
      -3
      -48,996
      -5,367
      -1,259
      -39,726
      -7,338
      -13,083
      -1,038
      -768
      -658
      -8,129
      -306
      -378
      -209,715
      27,985
      -9,222
      7,458
      -7,817
      -307
      -356
      -9
      -189
      -136
      -53,633
      -9,947
      -12,993
      -249
      -1,523
      -1,066
      447
      -51
      -379
      3,641
      -773
      -217
      -1,723
      -431
      -1,866
      -108
      -192
      -350
      -11,163
      -171
      -10,796
      -493
      -697
      -819
      -352
      -650
      -20
      -326
      -16
      -4,635
      -532
      -35
      -48
      -2,436
      -211
      -7
      -20
      -17,117
      -2
      1,605
      -19,383
      -8,963
      1,725
      164
       
      -4
      18,904
      -4,279
      14
      -19
      -2,041
      2,881
      -4,074
      -14,153
      83
      -2
      -1
      51,442
      107,629
       
      11,623
      2
      17,064
      2
      1
      3,021
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -188,042
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 4,132
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,132
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,132
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 10,535
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 10,535
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 6,403
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet4,132 RefundedBullet 11 2,271
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (513) 629-8111

    Located atbulletPO BOX 0634MILWAUKEEWI ZIP+4bullet532010634
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    IVAN OBOLENSKY DIRECTOR/PRESIDENT PART TIME
    0     		0    
    425 EAST 79TH STREET
    NEW YORK,NY10075
    MS ALISON A F CHASE DIRECTOR/ASSISTANT SECRETARY/ ASSISTANT TREASURER
    0     		0    
    311 EAST 72ND STREET
    NEW YORK,NY10021
    LEE HARRISON CORBIN DIRECTOR/VICE PRESIDENT
    0     		0    
    ONE NORTH BROADWAY
    WHITE PLAINS,NY10601
    VALERIE C SPENCER DIRECTOR/VICE PRESIDENT PART TIME
    0     		0    
    180 LAKEVIEW LANE
    WAYZATA,MN55391
    ALISON M SPENCER DIRECTOR/VICE PRESIDENT
    0     		0    
    602 N 1ST STREET APT 713
    MINNEAPOLIS,MN55401
    THOMAS C MACKASEK ASSISTANT SECRETARY/ASSISTANT TREASURER PART TIME
    0     		0    
    148 ALBERTSON PARKWAY
    ALBERTSON,NY11507
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,708,692
    b
    Average of monthly cash balances.......................
    1b
    1,272,389
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,981,081
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,981,081
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    74,716
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,906,365
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    245,318
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    245,318
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    4,132
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,132
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    241,186
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    241,186
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    241,186
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    298,785
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    298,785
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    298,785
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 241,186
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 81,805
    b From 2016...... 46,321
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 72,212
    fTotal of lines 3a through e........ 200,338
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 298,785
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 241,186
    e Remaining amount distributed out of corpus 57,599
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 257,937
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		81,805
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		176,132
    10 Analysis of line 9:
    a Excess from 2016.... 46,321
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 72,212
    e Excess from 2020.... 57,599
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CONSTELLATION FUND
    323 N WASHINGTON AVE 2ND FL
    MINNEAPOLIS,MN55401     		NONE PC GENERAL OPERATING 5,000
    EQUAL JUSTICE INITIATIVE
    122 COMMERCE ST
    MONTGOMERY,AL36104     		NONE PC GENERAL OPERATING 5,000
    FRIENDS OF THE COUNSELING CENTER INC
    234 STANLEY AVE
    MAMARONECK,NY10543     		NONE PC GENERAL OPERATING 5,000
    HISTORIC WEST PALM BEACH INC
    2834 E RD
    LOXAHATCHEE,FL33470     		NONE PC GENERAL OPERATING 30,000
    ATHLETES COMMITTED TO EDUCATING
    1115 EAST HENNEPIN AVENUE
    MINNEAPOLIS,MN55414     		NONE PC GENERAL OPERATING 5,000
    INNOCENCE PROJECT INC
    40 WORTH STREET SUITE 701
    NEW YORK,NY10013     		NONE PC GENERAL OPERATING 5,000
    OPEN ARMS OF MINNESOTA
    2500 BLOOMINGTON AVENUE SOUTH
    MINNEAPOLIS,MN55404     		NONE PC GENERAL OPERATING 5,000
    TWIN CITIES RISE
    1301 BRYANT AVE N
    MINNEAPOLIS,MN55411     		NONE PC GENERAL OPERATING 5,000
    TRUDEAU INSTITUTE INC
    PO BOX 59
    SARANAC LAKE,NY12983     		NONE PC GENERAL OPERATING 5,000
    ZACAH
    PO BOX 21231
    EAGAN,MN55121     		NONE PC GENERAL OPERATING 5,000
    PROJECT SUCCESS
    ONE GROVELAND TERRACE - SUITE 300
    MINNEAPOLIS,MN55403     		NONE PC GENERAL OPERATING 5,000
    RURAL TIER DEFENSE FUND
    2834 E RD
    LOXAHATCHEE,FL33470     		NONE PC GENERAL OPERATING 30,000
    AJIRI FOUNDATION
    PO BOX 162
    UPPER BLACK EDDY,PA18972     		NONE PC GENERAL OPERATING 5,000
    TIDES FOUNDATION
    4081 LB MCLEOD RD SUITE C
    ORLANDO,FL32811     		NONE PC GENERAL OPERATING 10,000
    CHILDRENS HEALTH FUND
    215 W 125TH ST SUITE 301
    NEW YORK,NY10027     		NONE PC GENERAL OPERATING 5,000
    CHRISTOPHER REEVE FOUNDATION
    636 MORRIS TURNPIKE STE 3A
    SHORT HILLS,NJ07078     		NONE PC GENERAL OPERATING 5,000
    CANCER SUPPORT TEAM
    2900 WESTCHESTER AVE STE 103
    PURCHASE,NY10577     		NONE PC GENERAL OPERATING 10,000
    THE SCHUYLER FOUNDATION FOR CAREER
    81 PONDFIELD RD
    BRONXVILLE,NY10708     		NONE PC GENERAL OPERATING 25,000
    CENTER FOR VICTIMS OF TORTURE
    2356 UNIVERSITY AVE W STE 430
    ST PAUL,MN55114     		NONE PC GENERAL OPERATING 10,000
    WOMEN'S FOUNDATION OF MINNESOTA
    105 FIFTH AVENUE SOUTH SUITE 300
    MINNEAPOLIS,MN55401     		NONE PC GENERAL OPERATING 25,000
    OPPORTUNITY PARTNERS INC
    5500 OPPORTUNITY COURT
    MINNETONKA,MN55343     		NONE PC GENERAL OPERATING 10,000
    COMMONBOND COMMUNITIES
    1080 MONTREAL AVE
    ST PAUL,MN55116     		NONE PC GENERAL OPERATING 10,000
    SOLDIERS SAILORS MARINES AND AIRMENS
    283 LEXINGTON AVE
    NEW YORK,NY10016     		NONE PC GENERAL OPERATING 10,000
    CHILDREN'S CANCER & BLOOD FOUNDATION
    466 LEXINGTON AVE 16TH FLOOR
    NEW YORK,NY10017     		NONE PC GENERAL OPERATING 60,000
    Total .................................bullet 3a 295,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 58,550  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -188,042  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME     		    1 9,788  
    bROYALTY INCOME     1 260,036  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   140,332  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    140,332
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,500     1,500

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CREDIT SUISSE MTN 0.00001% 8    
    CREDIT SUISSE MTN 10.384% 11    
    CREDIT SUISSE MTN 0.00001% 12    
    CREDIT SUISSE MTN 0.00001% 1    
    JPMORGAN CHASE MTN 6.250% 10    
    JPMORGAN CHASE MTN 0.00001% 9    
    JPMORGAN CHASE MTN 0.00001% 12    
    JPMORGAN CHASE MTN 12    
    22550BVL4 CREDIT SUISSE MTN 0 50,001 48,900
    22551LSM3 CREDIT SUISSE MTN 0 50,004 27,345
    22551LNP1 CREDIT SUISSE MTN 0 50,002 33,495
    48130WDB4 JPMORGAN CHASE MTN 0 50,004 27,085
    22551LHP8 CREDIT SUISSE MTN 0 50,011 23,385
    48130UEE1 JPMORGAN CHASE MTN 0 50,006 27,250

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AKOUSTIS TECHNOLOGIES INC    
    AMERICAN WATER WORKS CO INC    
    BOEING CO    
    CITIGROUP INC    
    CONOCOPHILLIPS    
    FIRST MINING GOLD CORP    
    PEPSICO INC    
    PHILLIPS 66    
    ROYAL GOLD INC    
    SUNCOR ENERGY INC    
    URANIUM ENERGY CORP    

    TY 2020 InvestmentsOtherSchedule2
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    COLUMBIA SELIGMAN COMMUNICATIO      
    FEDERATED CAPITAL INCOME C      
    FIDELITY ADVISOR MATERIALS C      
    FIRST EAGLE GLOBAL CL C      
    FT U I T SER 73      
    FT U I T SER 7622      
    GABELLI EQUITY INCOME C      
    GABELLI UTILS FD CL C      
    GUGGENHEIM DEFINED U I T SER 1      
    GUGGENHEIM DEFINED U I T SER 9      
    HANCOCK JOHN TAX ADVANTAGED DV      
    HENNESSY BP ENERGY INVESTOR      
    INVESCO OPPENHEIMER GLOBAL      
    JHANCOCK BALANCED C      
    MAINSTAY CUSHING MLP PREMIER C      
    PIMCO REAL ESTATE REAL RETURN      
    PIONEER FLEXIBLE OPPORTUNITIES      
    PIONEER MULTI ASSET INCOME C      
    PUTNAM DYNAMIC ASSET ALLOCATIO      
    SPDR GOLD SHARES ETF      
    TEKLA HEALTHCARE INVESTORS COM      
    TRANSAMERICA CAPITAL GROWTH C      
    701769408 PARNASSUS CORE EQUIT AT COST 1,030,000 1,209,033
    13161Y301 CALVERT US MID CAP C AT COST 380,000 498,614
    46435G516 ISHARES MSCI EAFE ES AT COST 293,620 353,733
    921910717 VANGUARD FTSE SOCIAL AT COST 1,030,000 1,285,192
    96MSCBG41 LISTERINE ROYALTY 1% AT COST 1,090,833 2,000,000
    46434G863 ISHARES MSCI EM ESG AT COST 299,914 382,018
    70422T109 PAX ELLEVATE GLOBAL AT COST 295,000 356,412
    101156602 BOSTON TRUST SMALL C AT COST 148,000 183,858
    87245P635 TIAA CREF SOCIAL CHO AT COST 275,000 277,835

    TY 2020 OtherAssetsSchedule
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    1% INTEREST IN WARNER LAMBERT 1,090,833 0 0
    ACCRUED INCOME 1,737 0 0
    000000000 MISCELLANEOUS ENTRY   366 366


    TY 2020 OtherDecreasesSchedule
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Description Amount
    PY ROC ADJ 43,754
    COST BASIS ADJ 2,521


    TY 2020 OtherExpensesSchedule
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FILING FEE 250 0   250
    ADR FEES 92 92   0
    INVESTMENT EXPENSES 266 261   0
    INSURANCE EXPENSE 2,035 0   2,035


    TY 2020 OtherIncomeSchedule2
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME 9,788 9,788  
    ROYALTY INCOME 260,036 260,036  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 25,314 25,314    


    TY 2020 TaxesSchedule
    Name:
    JOSEPHINE LAWRENCE HOPKINS FOUNDATION
    EIN:
    13-6277593
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 902 902   0
    FEDERAL TAX PAYMENT - PRIOR YE 8,489 0   0
    FEDERAL ESTIMATES - PRINCIPAL 8,055 0   0
    FOREIGN TAXES ON NONQUALIFIED 187 187   0