Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 06-01-2020 , and ending 05-31-2021
Name of foundation
THE BALLMANN FAMILY PRIVATE FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

43-6466750
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$38,980,782J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 586,751 586,274  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,397,691
b Gross sales price for all assets on line 6a 8,727,120
7 Capital gain net income (from Part IV, line 2)... 2,397,691
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 54,880 8,617  
12 Total. Add lines 1 through 11........ 3,039,322 2,992,582  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 82,986 41,493   41,493
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 16,140 0 0 16,140
c Other professional fees (attach schedule).... Click to see attachment 1,706 1,706   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 101,238 7,319   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 4,306 4,306    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 206,376 54,824 0 57,633
25 Contributions, gifts, grants paid....... 1,585,650 1,585,650
26 Total expenses and disbursements. Add lines 24 and 25 1,792,026 54,824 0 1,643,283
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,247,296
b Net investment income (if negative, enter -0-) 2,937,758
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 624,368 540,035 540,035
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 7,576,912 Click to see attachment5,878,635 17,595,311
c Investments—corporate bonds (attach schedule)....... 1,984,366 Click to see attachment1,984,366 2,007,140
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 9,196,911 Click to see attachment12,221,666 18,838,296
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 19,382,557 20,624,702 38,980,782
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 19,382,557 20,624,702
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 19,382,557 20,624,702
30 Total liabilities and net assets/fund balances (see instructions). 19,382,557 20,624,702
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
19,382,557
2
Enter amount from Part I, line 27a .....................
2
1,247,296
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
20,629,853
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
5,151
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
20,624,702
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5500. SPDR GOLD TRUST   1901-01-01 2020-06-10
b 44. A A R CORP   2018-10-01 2020-07-08
c 35. AMERIS BANCORP   2019-09-27 2020-07-08
d 11. ARCOSA INC   2019-12-09 2020-07-08
e 17. BLUCORA INC   2018-11-08 2020-07-08
14. BOISE CASCADE CO   2018-10-15 2020-07-08
115. BOYD GAMING CORP COM   2019-09-17 2020-07-08
28. CALLAWAY GOLF CO   2018-12-04 2020-07-08
23. DELEK HOLDCO INC   2018-08-16 2020-07-08
38. DIODES INC   2019-03-29 2020-07-08
12. DYCOM INDUSTRIES INC   2018-06-08 2020-07-08
11. EMCOR GROUP INC   2017-10-04 2020-07-08
12. ENERGIZER HLDGS INC   2018-12-17 2020-07-08
13. ENERSYS   2019-01-24 2020-07-08
20. ENTEGRIS INC   2019-02-22 2020-07-08
105. EVOLENT HEALTH INC A   2019-05-06 2020-07-08
65. FNB CORP   2019-10-24 2020-07-08
40. FERRO CORPORATION   2017-11-30 2020-07-08
93. FIREEYE INC   2019-07-30 2020-07-08
59. FIRST HORIZON NATIONAL CORP   2019-09-17 2020-07-08
49. FIRST MIDWEST BANCORP INC DEL   2019-07-24 2020-07-08
30. GRAPHIC PACKAGING HLDG CO   2016-10-31 2020-07-08
41. HANCOCK HLDG CO   2019-10-28 2020-07-08
25. HANNON ARMSTRONG SUSTAINABLE   2019-06-28 2020-07-08
32. HILLENBRAND INC   2019-09-19 2020-07-08
42. HOSTESS BRANDS INC   2019-08-19 2020-07-08
23. HUDSON PACIFIC PROPERTIES INC   2017-06-19 2020-07-08
12. J2 GLOBAL INC   2017-11-30 2020-07-08
9. LCI INDUSTRIES   2020-06-24 2020-07-08
29. LEXINGTON REALTY TRUST   2019-12-13 2020-07-08
21. MASONITE INTERNATIONAL CORP   2017-07-20 2020-07-08
13. MERCURY COMPUTER SYS INC   2017-01-31 2020-07-08
47. MERIT MEDICAL SYSTEMS INC COM   2018-10-30 2020-07-08
12. NEOGEN CORP   2020-05-11 2020-07-08
18. NEW JERSEY RESOURCES CORP   2020-06-26 2020-07-08
20. NEXSTAR BROADCASTING GROUP A   2019-09-04 2020-07-08
13. NUVASIVE INC   2018-10-02 2020-07-08
6. ORMAT TECHNOLOGIES INC   2019-07-01 2020-07-08
14. OTTER TAIL CORP   2020-02-21 2020-07-08
56. OUTFRONT MEDIA INC     2020-07-08
13. OXFORD INDUSTRIES INC   2019-11-14 2020-07-08
55. PENN NATL GAMING INC COM W/RTS ATTACHED   2018-06-20 2020-07-08
23. PORTLAND GENERAL ELECTRIC COMPANY   2019-06-19 2020-07-08
106. R1 RCM INC   2019-06-05 2020-07-08
25. RADIAN GROUP INC   2019-01-30 2020-07-08
37. REXNORD CORP   2018-09-24 2020-07-08
18. SPS COMMERCE INC   2019-02-15 2020-07-08
11. SILGAN HLDGS INC COM   2020-04-07 2020-07-08
65. SIMMONS 1ST NATIONAL CORP CL A   2019-10-01 2020-07-08
45. SUPERNUS PHARMACEUTICALS INC   2018-09-21 2020-07-08
31. TCF FINANCIAL CORP   2019-08-26 2020-07-08
45. TRI POINTE GROUP INC   2016-07-20 2020-07-08
41. TTM TECHNOLOGIES   2017-11-27 2020-07-08
3. TIMKEN CO   2019-11-08 2020-07-08
37. II-VI INC   2019-09-09 2020-07-08
75. UMPQUA HOLDINGS CORP   2019-07-23 2020-07-08
56. UNITED COMMUNITY BANKS INC     2020-07-08
5. VERINT SYS INC COM   2018-10-29 2020-07-08
22. VOCERA COMMUNICATIONS INC   2018-12-14 2020-07-08
149. VONAGE HLDGS CORP   2018-11-12 2020-07-08
10. WESCO INTL INC   2020-02-05 2020-07-08
19. WESTERN ALLIANCE BANCORPORATION   2019-09-09 2020-07-08
16. WINTRUST FINANCIAL CORP   2019-11-20 2020-07-08
261. HORIZON THERAPEUTICS PLC   2017-06-20 2020-07-09
701. A A R CORP     2020-07-10
490. AMN HEALTHCARE SERVICES INC     2020-07-10
396. ASGN INC     2020-07-10
245. ASGN INC   2019-11-07 2020-07-10
135. AMAZON COM INC COM   2010-09-08 2020-07-10
1000. AMERISOURCEBERGEN CORP COM   2010-09-08 2020-07-10
945. AMERIS BANCORP     2020-07-10
889. ARCOSA INC   2019-12-09 2020-07-10
536. ASBURY AUTOMOTIVE GROUP     2020-07-10
381. ATLAS AIR INC   2020-02-24 2020-07-10
900. ATLAS AIR INC     2020-07-10
791. BEACON ROOFING SUPPLY INC     2020-07-10
426. BEACON ROOFING SUPPLY INC   2020-02-21 2020-07-10
1006. BLUCORA INC     2020-07-10
820. BOISE CASCADE CO     2020-07-10
90. BOOKING HOLDINGS INC   2010-09-08 2020-07-10
446. BOYD GAMING CORP COM   2019-09-17 2020-07-10
1687. BOYD GAMING CORP COM     2020-07-10
2174. BUILDERS FIRSTSOURCE INC     2020-07-10
217. CACI INTERNATIONAL INC CL A     2020-07-10
2307. CALLAWAY GOLF CO     2020-07-10
537. CANTEL MEDICAL CORP     2020-07-10
147. CIENA CORPORATION NEW   2019-07-12 2020-07-10
913. CIENA CORPORATION NEW     2020-07-10
907. COMMVAULT SYSTEMS INC     2020-07-10
81. COMMVAULT SYSTEMS INC   2019-07-31 2020-07-10
696. DELEK HOLDCO INC     2020-07-10
931. DIODES INC     2020-07-10
525. DYCOM INDUSTRIES INC     2020-07-10
527. EMCOR GROUP INC     2020-07-10
1076. ENERGIZER HLDGS INC     2020-07-10
588. ENERSYS     2020-07-10
881. ENTEGRIS INC     2020-07-10
229. EVERCORE PARTNERS INC     2020-07-10
381. EVERCORE PARTNERS INC     2020-07-10
2955. EVOLENT HEALTH INC A     2020-07-10
430. FNB CORP   2015-09-02 2020-07-10
735. FNB CORP   2019-10-24 2020-07-10
3515. FNB CORP     2020-07-10
500. FED EX CORP   2010-09-08 2020-07-10
2270. FERRO CORPORATION     2020-07-10
200. FIREEYE INC   2019-07-30 2020-07-10
2772. FIREEYE INC     2020-07-10
591.928 FIRST HORIZON NATIONAL CORP   2019-09-17 2020-07-10
3025.072 FIRST HORIZON NATIONAL CORP     2020-07-10
314. FIRST MIDWEST BANCORP INC DEL   2019-07-24 2020-07-10
1327. FIRST MIDWEST BANCORP INC DEL     2020-07-10
2665. GRAPHIC PACKAGING HLDG CO     2020-07-10
1057. HANCOCK HLDG CO     2020-07-10
1335. HANNON ARMSTRONG SUSTAINABLE     2020-07-10
169. HEALTHEQUITY INC   2019-09-09 2020-07-10
575. HEALTHEQUITY INC     2020-07-10
795. HILLENBRAND INC     2020-07-10
599. HILLENBRAND INC   2019-09-19 2020-07-10
2021. HOSTESS BRANDS INC     2020-07-10
908. HOSTESS BRANDS INC     2020-07-10
1296. HUDSON PACIFIC PROPERTIES INC     2020-07-10
168. ICU MEDICAL INC     2020-07-10
25000. ISHARES INTERNATIONAL SELECT DIV ETF     2020-07-10
513. J2 GLOBAL INC     2020-07-10
60. LCI INDUSTRIES   2020-06-24 2020-07-10
304. LCI INDUSTRIES     2020-07-10
3158. LEXINGTON REALTY TRUST   2019-12-13 2020-07-10
567. LUMINEX CORP DEL     2020-07-10
617. MASONITE INTERNATIONAL CORP     2020-07-10
813. MASTEC INC COM     2020-07-10
1338. MATADOR RESOURCES CO     2020-07-10
379. MERCURY COMPUTER SYS INC     2020-07-10
480. MERIT MEDICAL SYSTEMS INC COM   2020-03-09 2020-07-10
524. MERIT MEDICAL SYSTEMS INC COM     2020-07-10
535. NEOGEN CORP     2020-07-10
1469. NEOGENOMICS INC     2020-07-10
309. NETFLIX.COM INC COM   2017-09-07 2020-07-10
459. NEW JERSEY RESOURCES CORP   2020-06-26 2020-07-10
234. NEXSTAR BROADCASTING GROUP A     2020-07-10
343. NEXSTAR BROADCASTING GROUP A     2020-07-10
554. NUVASIVE INC     2020-07-10
227. ORMAT TECHNOLOGIES INC     2020-07-10
407. OTTER TAIL CORP   2020-02-21 2020-07-10
1822. OUTFRONT MEDIA INC     2020-07-10
362. OXFORD INDUSTRIES INC     2020-07-10
113. OXFORD INDUSTRIES INC   2019-11-14 2020-07-10
379. PACIRA PHARMACEUTICALS INC   2020-06-01 2020-07-10
1686. PENN NATL GAMING INC COM W/RTS ATTACHED     2020-07-10
810. PORTLAND GENERAL ELECTRIC COMPANY     2020-07-10
801. PRESTIGE BRANDS HLDGS INC     2020-07-10
3890. R1 RCM INC     2020-07-10
2113. RADIAN GROUP INC     2020-07-10
1806. REXNORD CORP     2020-07-10
684. SPS COMMERCE INC     2020-07-10
5500. SPDR GOLD TRUST   1901-01-01 2020-07-10
674. SILGAN HLDGS INC COM   2020-04-07 2020-07-10
1285. SIMMONS 1ST NATIONAL CORP CL A     2020-07-10
533. STAG INDUSTRIAL INC   2020-06-04 2020-07-10
1209. SUPERNUS PHARMACEUTICALS INC     2020-07-10
703. SYNEOS HEALTH INC     2020-07-10
418. TCF FINANCIAL CORP   2019-08-26 2020-07-10
831. TCF FINANCIAL CORP     2020-07-10
2147. TRI POINTE GROUP INC     2020-07-10
2250. TTM TECHNOLOGIES     2020-07-10
1391. TTM TECHNOLOGIES     2020-07-10
500. 3M CO COM   2010-09-08 2020-07-10
798. TIMKEN CO     2020-07-10
1067. II-VI INC     2020-07-10
2237. UMPQUA HOLDINGS CORP     2020-07-10
355. UMPQUA HOLDINGS CORP   2019-07-23 2020-07-10
1173. UNITED COMMUNITY BANKS INC     2020-07-10
897. VERINT SYS INC COM     2020-07-10
1362. VOCERA COMMUNICATIONS INC     2020-07-10
4401. VONAGE HLDGS CORP     2020-07-10
713. WESCO INTL INC   2020-02-05 2020-07-10
939. WESTERN ALLIANCE BANCORPORATION     2020-07-10
377. WESTERN ALLIANCE BANCORPORATION   2019-09-09 2020-07-10
496. WINTRUST FINANCIAL CORP     2020-07-10
222. WINTRUST FINANCIAL CORP   2019-11-20 2020-07-10
179. HELEN OF TROY LTD NEW     2020-07-10
1047. HORIZON THERAPEUTICS PLC     2020-07-10
2176. CHUBB LTD     2020-07-10
.368 FIRST HORIZON NATIONAL CORP   2018-10-12 2020-07-14
691. APPLE COMPUTER INC COM   2006-08-30 2020-07-16
1801. MIDCAP SPDR TRUST SERIES I E T F   2008-11-07 2020-07-16
112. AMAZON COM INC COM   2010-09-08 2020-07-17
752. APPLE COMPUTER INC COM   2006-08-30 2020-07-17
1379. ISHARES MSCI EMERGING MARKETS ETF   2009-06-02 2020-07-17
1000. MC DONALD'S CORP     2020-07-17
492. NETFLIX.COM INC COM     2020-07-17
5500. SPDR GOLD TRUST   1901-01-01 2020-08-11
52854.123 PIONEER ILS INTERVAL FUND   2018-02-26 2020-08-24
8062. CISCO SYS INC     2020-08-25
2000. INTEL CORP   2010-09-08 2020-08-25
5500. SPDR GOLD TRUST   1901-01-01 2020-09-15
5500. SPDR GOLD TRUST   1901-01-01 2020-10-15
1500. CHEVRONTEXACO CORP COM   2006-08-30 2020-10-21
5500. SPDR GOLD TRUST   1901-01-01 2020-11-17
.8365 VIATRIS INC   2009-10-15 2020-11-30
1417. GILEAD SCIENCES INC COM   2020-07-10 2020-12-04
6961. MFC ISHARES TR MSCI EAFE INDEX FD     2020-12-04
1212. SPDR GOLD TRUST   2010-09-08 2020-12-04
5500. SPDR GOLD TRUST   1901-01-01 2020-12-04
309.3607 VIATRIS INC     2020-12-04
250.6393 VIATRIS INC   2020-07-10 2020-12-04
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 292   199 93
b 843   2,071 -1,228
c 742   1,406 -664
d 425   444 -19
e 189   554 -365
525   466 59
2,092   3,088 -996
481   471 10
377   1,132 -755
1,849   1,316 533
450   1,152 -702
667   769 -102
574   583 -9
807   1,074 -267
1,191   715 476
820   1,508 -688
434   790 -356
440   1,011 -571
1,106   1,520 -414
512   980 -468
604   1,006 -402
416   378 38
758   1,653 -895
741   685 56
824   1,004 -180
499   589 -90
547   819 -272
713   923 -210
982   1,003 -21
301   307 -6
1,690   1,634 56
992   439 553
2,046   2,830 -784
923   798 125
559   559  
1,645   1,960 -315
700   929 -229
370   382 -12
528   785 -257
749   1,197 -448
547   938 -391
1,559   1,843 -284
945   1,274 -329
1,275   1,281 -6
345   472 -127
1,037   1,173 -136
1,344   969 375
360   334 26
991   1,595 -604
1,035   2,205 -1,170
842   1,141 -299
677   601 76
470   718 -248
133   161 -28
1,594   1,375 219
752   1,265 -513
982   1,595 -613
217   225 -8
454   924 -470
1,596   1,705 -109
340   499 -159
655   861 -206
647   1,063 -416
15,103   2,904 12,199
12,875   29,719 -16,844
21,259   10,967 10,292
25,692   20,574 5,118
15,895   16,753 -858
431,310   18,851 412,459
96,947   28,220 68,727
19,934   37,329 -17,395
34,355   35,853 -1,498
48,416   45,349 3,067
17,800   10,932 6,868
42,048   49,371 -7,323
19,946   39,723 -19,777
10,742   14,517 -3,775
11,478   24,141 -12,663
31,345   24,534 6,811
151,725   29,250 122,475
8,144   11,975 -3,831
30,804   37,833 -7,029
43,059   25,163 17,896
43,470   28,755 14,715
39,027   34,116 4,911
23,962   39,989 -16,027
8,057   6,544 1,513
50,044   35,719 14,325
34,280   54,550 -20,270
3,061   3,817 -756
11,730   21,481 -9,751
47,110   29,966 17,144
20,178   43,595 -23,417
31,801   30,310 1,491
52,881   48,762 4,119
36,567   24,675 11,892
52,344   11,893 40,451
12,495   19,299 -6,804
20,789   29,264 -8,475
22,746   40,029 -17,283
2,955   5,321 -2,366
5,051   8,937 -3,886
24,155   47,882 -23,727
78,775   42,242 36,533
25,634   45,730 -20,096
2,555   3,269 -714
35,412   47,722 -12,310
5,092   9,832 -4,740
26,022   55,612 -29,590
3,828   6,445 -2,617
16,178   33,951 -17,773
37,204   22,631 14,573
19,722   40,170 -20,448
38,965   29,276 9,689
9,463   9,741 -278
32,196   39,148 -6,952
20,369   31,902 -11,533
15,347   18,802 -3,455
23,936   23,562 374
10,754   12,721 -1,967
30,937   44,714 -13,777
30,237   28,372 1,865
632,236   770,797 -138,561
29,369   22,356 7,013
6,497   6,685 -188
32,918   23,104 9,814
33,065   33,408 -343
18,593   15,518 3,075
50,090   39,420 10,670
30,942   31,375 -433
10,138   40,087 -29,949
27,840   12,552 15,288
21,134   17,760 3,374
23,072   20,363 2,709
41,693   34,767 6,926
53,327   31,233 22,094
169,153   55,291 113,862
14,322   14,255 67
18,698   22,337 -3,639
27,407   23,175 4,232
30,032   32,475 -2,443
14,074   13,506 568
15,480   22,826 -7,346
24,325   37,480 -13,155
15,195   23,709 -8,514
4,743   8,154 -3,411
21,772   17,070 4,702
48,962   47,940 1,022
33,858   44,520 -10,662
28,899   27,731 1,168
50,963   41,427 9,536
28,314   32,530 -4,216
50,500   53,565 -3,065
51,204   36,387 14,817
280   182 98
22,020   20,486 1,534
19,983   31,208 -11,225
15,299   14,622 677
29,324   38,658 -9,334
39,543   33,853 5,690
11,331   15,383 -4,052
22,527   26,342 -3,815
32,312   26,966 5,346
25,588   37,657 -12,069
15,819   17,659 -1,840
75,686   41,636 34,050
35,059   39,271 -4,212
47,257   39,201 8,056
22,768   39,739 -16,971
3,613   5,990 -2,377
20,544   31,993 -11,449
39,074   37,771 1,303
28,547   49,736 -21,189
48,543   46,383 2,160
25,328   35,611 -10,283
32,218   21,764 10,454
12,935   17,080 -4,145
19,857   20,572 -715
8,888   14,750 -5,862
36,062   17,889 18,173
59,296   11,330 47,966
278,282   261,258 17,024
3   6 -3
267,554   6,636 260,918
601,668   175,010 426,658
332,186   15,639 316,547
290,045   7,222 282,823
58,829   47,333 11,496
191,477   73,226 118,251
241,341   64,273 177,068
309   187 122
458,245   500,000 -41,755
337,114   376,829 -39,715
98,538   35,760 62,778
346   208 138
320   198 122
106,288   96,870 9,418
345   214 131
14   6 8
86,894   108,397 -21,503
503,478   328,230 175,248
208,265   148,380 59,885
330   158 172
5,398   2,254 3,144
4,374   3,550 824
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
      102,555
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       93
b       -1,228
c       -664
d       -19
e       -365
      59
      -996
      10
      -755
      533
      -702
      -102
      -9
      -267
      476
      -688
      -356
      -571
      -414
      -468
      -402
      38
      -895
      56
      -180
      -90
      -272
      -210
      -21
      -6
      56
      553
      -784
      125
       
      -315
      -229
      -12
      -257
      -448
      -391
      -284
      -329
      -6
      -127
      -136
      375
      26
      -604
      -1,170
      -299
      76
      -248
      -28
      219
      -513
      -613
      -8
      -470
      -109
      -159
      -206
      -416
      12,199
      -16,844
      10,292
      5,118
      -858
      412,459
      68,727
      -17,395
      -1,498
      3,067
      6,868
      -7,323
      -19,777
      -3,775
      -12,663
      6,811
      122,475
      -3,831
      -7,029
      17,896
      14,715
      4,911
      -16,027
      1,513
      14,325
      -20,270
      -756
      -9,751
      17,144
      -23,417
      1,491
      4,119
      11,892
      40,451
      -6,804
      -8,475
      -17,283
      -2,366
      -3,886
      -23,727
      36,533
      -20,096
      -714
      -12,310
      -4,740
      -29,590
      -2,617
      -17,773
      14,573
      -20,448
      9,689
      -278
      -6,952
      -11,533
      -3,455
      374
      -1,967
      -13,777
      1,865
      -138,561
      7,013
      -188
      9,814
      -343
      3,075
      10,670
      -433
      -29,949
      15,288
      3,374
      2,709
      6,926
      22,094
      113,862
      67
      -3,639
      4,232
      -2,443
      568
      -7,346
      -13,155
      -8,514
      -3,411
      4,702
      1,022
      -10,662
      1,168
      9,536
      -4,216
      -3,065
      14,817
      98
      1,534
      -11,225
      677
      -9,334
      5,690
      -4,052
      -3,815
      5,346
      -12,069
      -1,840
      34,050
      -4,212
      8,056
      -16,971
      -2,377
      -11,449
      1,303
      -21,189
      2,160
      -10,283
      10,454
      -4,145
      -715
      -5,862
      18,173
      47,966
      17,024
      -3
      260,918
      426,658
      316,547
      282,823
      11,496
      118,251
      177,068
      122
      -41,755
      -39,715
      62,778
      138
      122
      9,418
      131
      8
      -21,503
      175,248
      59,885
      172
      3,144
      824
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,397,691
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 40,835
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 40,835
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 40,835
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 100,571
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 100,571
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 59,736
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet40,836 RefundedBullet 11 18,900
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-8007

    Located atbulletPO BOX 0634MILWAUKEEWI ZIP+4bullet532010634
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    US BANK NA TRUSTEE
    1     		82,986    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    35,465,186
    b
    Average of monthly cash balances.......................
    1b
    631,985
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    36,097,171
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    36,097,171
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    541,458
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    35,555,713
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,777,786
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,777,786
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    40,835
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    40,835
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,736,951
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    7,000
    5
    Add lines 3 and 4............................
    5
    1,743,951
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,743,951
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,643,283
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,643,283
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,643,283
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,743,951
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 78,580
    b From 2016...... 63,784
    c From 2017...... 0
    d From 2018...... 303,068
    e From 2019...... 265,373
    fTotal of lines 3a through e........ 710,805
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,643,283
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,643,283
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 100,668 100,668
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 610,137
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		610,137
    10 Analysis of line 9:
    a Excess from 2016.... 41,696
    b Excess from 2017.... 0
    c Excess from 2018.... 303,068
    d Excess from 2019.... 265,373
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MARYVILLE UNIVERSITY
    650 MARYVILLE UNIVERSITY DR
    ST LOUIS,MO63141     		NONE I SCHOLARSHIPS 10,500
    ANNIE MALONE FOUNDATION
    2612 ANNIE MALONE DR
    ST LOUIS,MO631132929     		NONE PC GENERAL OPERATING 31,560
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    SEATTLE,WA98195     		NONE I SCHOLARSHIPS 7,000
    HOWARD UNIVERSITY
    2400 6TH STREET
    WASHINGTON,DC20059     		NONE I SCHOLARSHIPS 7,000
    LOYOLA UNIVERSITY CHICAGO
    1032 WEST SHERIDAN ROAD
    CHICAGO,IL60611     		NONE I SCHOLARSHIPS 10,500
    PRAIRIE VIEW A&M UNIVERSITY
    PO BOX 519 MS 1005
    PRAIRIE VIEW,TX77446     		NONE I SCHOLARSHIPS 7,000
    FONTBONE UNIVERSITY
    6800 WYDOWN BLVD
    ST LOUIS,MO63105     		NONE I SCHOLARSHIPS 7,000
    FAMILY FORWARD
    1167 CORPORATE LAKE DR
    ST LOUIS,MO63132     		NONE PC GENERAL OPERATING 78,900
    ST LOUIS COLLEGE OF PHARMACY
    4588 PARKVIEW PLACE
    ST LOUIS,MO631101029     		NONE I SCHOLARSHIPS 78,900
    RANKEN TECHNICAL COLLEGE
    4431 FINNEY AVE
    ST LOUIS,MO631132811     		NONE I SCHOLARHIPS 78,900
    HUMANE SOCIETY OF MISSOURI
    1201 MACKLIND AVE
    ST LOUIS,MO631101431     		NONE PC GENERAL OPERATING 78,900
    PEREGRINE SOCIETY OF STL
    2343 HAMPTON AVE
    ST LOUIS,MO631392908     		NONE PC GENERAL OPERATING 31,560
    VISITING NURSE ASSOCIATION
    2029 WOODLAND PARKWAY-STE 105
    ST LOUIS,MO63146     		NONE PC GENERAL OPERATING 78,900
    INDEPENDENCE CENTER
    4245 FOREST PARK AVE
    ST LOUIS,MO631082810     		NONE PC GENERAL OPERATING 31,560
    UNIVERSITY OF MISSOURI-ST LOUIS
    327 MILLENIUM STUDENT CENTER
    ST LOUIS,MO63121     		NONE I SCHOLARSHIPS 17,500
    BEREA COLLEGE
    101 CHESTNUT ST
    BEREA,KY40403     		NONE I SCHOLARSHIPS 31,560
    MIRIAM FOUNDATION
    501 BACON AVE
    Webster Groves,MO631191512     		NONE PC GENERAL OPERATING 31,560
    RANKEN JORDAN HOME FOR CHILDREN
    11365 DORSETT ROAD
    MARYLAND HEIGHTS,MO630433411     		NONE PC GENERAL OPERATING 31,560
    EPWORTH CHILDRENS HOME
    110 N ELM AVE
    ST LOUIS,MO631192418     		NONE PC GENERAL OPERATING 31,560
    SOUTHEAST MISSOURI STATE UNIV
    1 UNIVERSITY PLAZA
    CAPE GIRARDEAU,MO64093     		NONE I SCHOLARSHIPS 14,000
    WESTMINSTER COLLEGE
    501 WESTMINSTER AVE
    FULTON,MO65251     		NONE I SCHOLARSHIPS 3,500
    GREAT CIRCLE
    PO BOX 189
    ST JAMES,MO65559     		NONE PC GENERAL OPERATING 31,560
    UNIVERSITY OF MISSOURI-COLUMBIA
    118 UNIVERSITY MALL
    COLUMBIA,MO65211     		NONE I SCHOLARSHIPS 28,000
    ST LOUIS UNIVERSITY
    ONE GRAND BLVD
    ST LOUIS,MO63103     		NONE I SCHOLARSHIPS 7,000
    SALVATION ARMY
    5550 PRAIRIE STONE PARKWAY
    HOFFMAN ESTATES,IL60192     		NONE PC GENERAL OPERATING 78,900
    ST LOUIS UNIVERSITY SCHOOL NURSING
    221 N GRAND BLVD ROOM 304
    SAINT LOUIS,MO63103     		NONE I SCHOLARSHIPS 47,340
    SHRINERS HOSPITALS FOR CHILDREN
    PO BOX 31356
    St Louis,MO63110     		NONE PC GENERAL OPERATING 78,900
    ST LOUIS ALTENHEIM
    5408 SOUTH BROADWAY
    ST LOUIS,MO631112023     		NONE PC GENERAL OPERATING 31,560
    WEBSTER UNIVERSITY
    470 EAST LOCKWOOD AVENUE
    Saint Louis,MO63119     		NONE I SCHOLARSHIPS 7,000
    GOOD SAMARITAN HOME
    5714 S LINDBERGH BLVD 11
    ST LOUIS,MO63123     		NONE PC GENERAL OPERATING 118,350
    GOOD SHEPHERD CHILDREN & FAMILY SVCS
    1340 PARTRIDGE AVENUE
    ST LOUIS,MO63130     		NONE PC GENERAL OPERATING 31,560
    MEALS ON WHEELS OF GREATER ST LOUIS
    25 BEAVER DR
    ST LOUIS,MO631417901     		NONE PC GENERAL OPERATING 78,900
    MISSOURI COUNCIL OF THE BLIND
    5453 CHIPPEWA ST
    SAINT LOUIS,MO631091635     		NONE PC GENERAL OPERATING 78,900
    YOUTHBRIDGE COMMUNITY FOUNDATION
    12977 N FORTY DR SUITE 368
    ST LOUIS,MO63141     		NONE PC GENERAL OPERATING 78,900
    UNITY SCHOOL OF CHRISTIANITY
    1901 NW BLUE PARKWAY
    Lees Summit,MO640650001     		NONE PC GENERAL OPERATING 31,560
    THE DEACONESS FOUNDATION
    1000 N VANDEVENTER AVE
    ST LOUIS,MO63113     		NONE PC GENERAL OPERATING 31,560
    BARNES HOSP FBO COLLEGE OF NURSING
    1001 HIGHLANDS PLAZA DRIVE STE 140
    ST LOUIS,MO631101337     		NONE PC GENERAL OPERATING 47,340
    ST ANDREWS AT HOME SERVICES
    101 CRAIG RD SUITE 200
    SAINT LOUIS,MO63146     		NONE PC GENERAL OPERATING 78,900
    Total .................................bullet 3a 1,585,650
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 586,751  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,397,691  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND     		    1 39,263  
    bOTHER INCOME     1 1,543  
    cGRANT RECOVERIES     1 7,000  
    dFROM PARTNERSHIP/S     1 7,074  
    e
    12 Subtotal. Add columns (b), (d), and (e)..   3,039,322  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,039,322
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 16,140     16,140

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Name of Bond End of Year Book Value End of Year Fair Market Value
    464288687 ISHARES S P U S PRE 578,660 582,750
    464288513 ISHARES IBOXX HIGH Y 650,783 653,850
    921937801 VANGUARD INTRM TRM B 754,923 770,540

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Name of Stock End of Year Book Value End of Year Fair Market Value
    57636Q104 MASTERCARD INC 34,279 631,015
    G29183103 EATON CORP PLC 47,307 145,250
    001744101 AMN HEALTHCARE SERVI    
    388689101 GRAPHIC PACKAGING HL    
    65336K103 NEXSTAR BROADCASTING    
    904214103 UMPQUA HOLDINGS CORP    
    103304101 BOYD GAMING CORP COM    
    46625H100 J P MORGAN CHASE CO 103,411 272,146
    458140100 INTEL CORP    
    48123V102 J2 GLOBAL INC    
    691497309 OXFORD INDUSTRIES IN    
    278865100 ECOLAB INC 161,942 322,620
    12008R107 BUILDERS FIRSTSOURCE    
    957638109 WESTERN ALLIANCE BAN    
    29362U104 ENTEGRIS INC    
    28176E108 EDWARDS LIFESCIENCES 15,030 143,850
    03073E105 AMERISOURCEBERGEN CO    
    88579Y101 3M CO    
    64110L106 NETFLIX.COM INC 69,556 351,464
    02079K107 ALPHABET INC CL C 72,104 602,890
    78463V107 SPDR GOLD TRUST 458,314 764,893
    478160104 JOHNSON JOHNSON 165,362 292,972
    576323109 MASTEC INC    
    267475101 DYCOM INDUSTRIES INC    
    50189K103 LCI INDUSTRIES    
    31428X106 FED EX CORP    
    92826C839 VISA INC 34,445 454,600
    03076C106 AMERIPRISE FINL INC 47,069 259,840
    025816109 AMERICAN EXPRESS CO 80,042 320,260
    580135101 MCDONALDS CORP    
    09739D100 BOISE CASCADE CO    
    575385109 MASONITE INTERNATION    
    589378108 MERCURY COMPUTER SYS    
    127190304 CACI INTERNATIONAL I    
    29084Q100 EMCOR GROUP INC    
    03027X100 AMERICAN TOWER CORP 49,268 255,460
    023135106 AMAZON.COM INC 77,219 1,782,358
    037833100 APPLE INC 45,904 2,382,543
    717081103 PFIZER INC 105,446 175,060
    87265H109 TRI POINTE GROUP INC    
    90984P303 UNITED COMMUNITY BAN    
    302520101 FNB CORP    
    97650W108 WINTRUST FINANCIAL C    
    868459108 SUPERNUS PHARMACEUTI    
    G1151C101 ACCENTURE PLC CL A 187,896 705,400
    166764100 CHEVRON CORPORATION    
    00287Y109 ABBVIE INC 108,215 209,080
    02079K305 ALPHABET INC CL A 93,107 707,055
    H1467J104 CHUBB LTD 102,629 310,062
    254687106 DISNEY WALT CO 72,556 535,950
    589889104 MERIT MEDICAL SYSTEM    
    444097109 HUDSON PACIFIC PROPE    
    29275Y102 ENERSYS    
    G4388N106 HELEN OF TROY LTD    
    44930G107 ICU MEDICAL INC    
    750236101 RADIAN GROUP INC    
    74340W103 PROLOGIS INC 246,850 471,360
    431571108 HILLENBRAND INC    
    09857L108 BOOKING HOLDINGS INC 35,750 259,771
    320867104 FIRST MIDWEST BANCOR    
    24665A103 DELEK HOLDCO INC    
    576485205 MATADOR RESOURCES CO    
    000361105 A A R CORP    
    095229100 BLUCORA INC    
    131193104 CALLAWAY GOLF CO    
    315405100 FERRO CORPORATION    
    254543101 DIODES INC    
    713448108 PEPSICO INC 159,923 203,861
    87305R109 TTM TECHNOLOGIES    
    686688102 ORMAT TECHNOLOGIES I    
    29977A105 EVERCORE PARTNERS IN    
    92343X100 VERINT SYS INC COM    
    00191U102 ASGN INC    
    92886T201 VONAGE HLDGS CORP    
    073685109 BEACON ROOFING SUPPL    
    G5494J103 LINDE PLC 262,118 450,900
    437076102 HOME DEPOT INC 316,316 456,041
    42226A107 HEALTHEQUITY INC    
    64049M209 NEOGENOMICS INC    
    30050B101 EVOLENT HEALTH INC A    
    039653100 ARCOSA INC    
    75513E101 RAYTHEON TECHNOLOGIE 58,905 133,065
    736508847 PORTLAND GENERAL ELE    
    410120109 HANCOCK HLDG CO    
    171779309 CIENA CORPORATION NE    
    69007J106 OUTFRONT MEDIA INC    
    670704105 NUVASIVE INC    
    529043101 LEXINGTON REALTY TRU    
    872307103 TCF FINANCIAL CORP    
    87166B102 SYNEOS HEALTH INC    
    450828108 I B E R I A B A N K    
    827048109 SILGAN HLDGS INC    
    76169B102 REXNORD CORP    
    79466L302 SALESFORCE COM INC 75,109 595,250
    887389104 TIMKEN CO    
    95082P105 WESCO INTL INC    
    92857F107 VOCERA COMMUNICATION    
    55027E102 LUMINEX CORP DEL    
    043436104 ASBURY AUTOMOTIVE GR    
    689648103 OTTER TAIL CORP    
    902104108 II-VI INC    
    749397105 R1 RCM INC    
    828730200 SIMMONS 1ST NATIONAL    
    G46188101 HORIZON THERAPEUTICS    
    78463M107 SPS COMMERCE INC    
    29272W109 ENERGIZER HLDGS INC    
    41068X100 HANNON ARMSTRONG SUS    
    049164205 ATLAS AIR INC    
    03076K108 AMERIS BANCORP    
    464288448 ISHARES INTERNATIONA    
    44109J106 HOSTESS BRANDS INC    
    640491106 NEOGEN CORP    
    138098108 CANTEL MEDICAL CORP    
    204166102 COMMVAULT SYSTEMS IN    
    31816Q101 FIREEYE INC    
    74112D101 PRESTIGE BRANDS HLDG    
    707569109 PENN NATL GAMING INC    
    438516106 HONEYWELL INTERNATIO 112,079 166,948
    253868103 DIGITAL REALTY TRUST 114,016 119,429
    594918104 MICROSOFT CORP 443,504 515,090
    776696106 ROPER INDS INC 144,858 163,804
    87612E106 TARGET CORP 147,706 274,573
    92343V104 VERIZON COMMUNICATIO 261,450 261,662
    031162100 AMGEN INC 148,856 143,002
    911312106 UNITED PARCEL SERVIC 151,677 283,487
    697435105 PALO ALTO NETWORKS I 191,655 282,245
    002824100 ABBOTT LABORATORIES 144,677 178,591
    773903109 ROCKWELL AUTOMATION 141,859 174,319
    26614N102 DUPONT DE NEMOURS IN 184,312 284,984
    931142103 WAL MART STORES INC 106,310 104,392
    11135F101 BROADCOM INC 299,604 447,769

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    98MSCFFU1 IDR CORE EQUITY RE S AT COST 193,041 370,749
    464287804 I SHARES S P SMALLC AT COST 562,587 2,257,000
    921910501 VANGUARD INTL GRWTH AT COST 612,539 1,522,543
    78467Y107 MIDCAP SPDR TRUST SE AT COST 553,794 2,836,734
    258620103 DOUBLELINE TOTAL RET AT COST 2,969,200 2,958,279
    72369L107 PIONEER ILS INTERVAL      
    464287465 ISHARES MSCI EAFE ET AT COST 684,921 1,249,147
    464287234 ISHARES MSCI EMERGIN AT COST 848,801 1,246,427
    19765N518 COLUMBIA INCOME FD C AT COST 1,721,571 1,818,718
    922020805 VANGUARD SHORT-TERM AT COST 554,881 576,447
    95768D400 WESTERN ASSET MACRO AT COST 369,123 381,160
    00170K372 AMG TRILOGY EMERGING AT COST 749,388 965,689
    464288281 ISHARES JPMORGAN USD AT COST 735,487 747,560
    024524217 AMERICAN BEACON STEP AT COST 742,765 932,163
    31420B300 FEDERATED INST HI YL AT COST 369,123 387,015
    63873P817 LOOMIS SAYLES STRATE AT COST 553,685 587,905
    CASH CASH AT COST 760 760

    TY 2020 OtherDecreasesSchedule
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Description Amount
    PARTNERSHIP INCOME ADJUSTMENT 4,991
    COST BASIS ADJUSTMENT 160


    TY 2020 OtherExpensesSchedule
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FROM PARTNERSHIP/S-CORP 2,083 2,083   0
    INVESTMENT EXPENSES 2,223 2,223   0


    TY 2020 OtherIncomeSchedule2
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 39,263 0  
    OTHER INCOME 1,543 1,543  
    GRANT RECOVERIES 7,000 0  
    FROM PARTNERSHIP/S-CORP 7,074 7,074  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 1,706 1,706    


    TY 2020 TaxesSchedule
    Name:
    THE BALLMANN FAMILY PRIVATE FOUNDATION
    EIN:
    43-6466750
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 6,457 6,457   0
    FEDERAL ESTIMATES - PRINCIPAL 93,919 0   0
    FOREIGN TAXES ON NONQUALIFIED 862 862   0