Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
DOROTHY U DALTON FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)CO GREENLEAF TRUST 211 S ROSE ST
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
KALAMAZOO, MI49007
A Employer identification number

38-2240062
B Telephone number (see instructions)

(269) 388-9800
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$39,848,665J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 14,950 14,950  
4 Dividends and interest from securities... 567,741 567,741  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,153,245
b Gross sales price for all assets on line 6a 9,125,916
7 Capital gain net income (from Part IV, line 2)... 1,153,245
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,735,936 1,735,936  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 9,910 4,955   4,955
c Other professional fees (attach schedule).... Click to see attachment 184,962 160,962   24,000
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 44,020 18,020   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 16,269 20   16,249
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 255,161 183,957   45,204
25 Contributions, gifts, grants paid....... 1,721,500 1,721,500
26 Total expenses and disbursements. Add lines 24 and 25 1,976,661 183,957   1,766,704
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -240,725
b Net investment income (if negative, enter -0-) 1,551,979
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 4,613 3,403 3,403
2 Savings and temporary cash investments......... 3,586,212 3,996,308 3,996,308
3 Accounts receivable bullet38,315
Less: allowance for doubtful accounts bullet   35,141 38,315 38,315
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 3,262,390 Click to see attachment2,534,821 2,720,810
b Investments—corporate stock (attach schedule)....... 2,730,177 Click to see attachment2,613,240 5,084,765
c Investments—corporate bonds (attach schedule)....... 2,382,093 Click to see attachment3,299,472 3,448,937
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 17,992,817 Click to see attachment17,267,159 24,556,127
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 29,993,443 29,752,718 39,848,665
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 14,119,390 14,119,390
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 15,874,053 15,633,328
29 Total net assets or fund balances (see instructions)..... 29,993,443 29,752,718
30 Total liabilities and net assets/fund balances (see instructions). 29,993,443 29,752,718
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
29,993,443
2
Enter amount from Part I, line 27a .....................
2
-240,725
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
29,752,718
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
29,752,718
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 9,028,690   7,972,671 1,056,019
b 97,226     97,226
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,056,019
b       97,226
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,153,245
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 21,573
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 21,573
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,573
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 15,000
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 19,200
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 34,200
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 185
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 12,442
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet12,442 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRN KILGORE GREENLEAF TRUST Telephone no.bullet (269) 388-9800

    Located atbullet211 SOUTH ROSE STREETKALAMAZOOMI ZIP+4bullet49007
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JUDY K JOLLIFFE PRESIDENT & DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    RONALD N KILGORE SECRETARY, TREASURER & DIR
    4.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    JAY GARSIDE DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    SARAH A JOHANSSON DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    RACHEL WORGESS DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GREENLEAF TRUST ASSET MANAGEMENT 184,962
    211 SOUTH ROSE ST
    KALAMAZOO,MI49007
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    31,892,906
    b
    Average of monthly cash balances.......................
    1b
    3,808,441
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    35,701,347
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    35,701,347
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    535,520
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    35,165,827
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,758,291
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,758,291
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    21,573
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    21,573
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,736,718
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,736,718
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,736,718
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,766,704
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,766,704
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,766,704
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,736,718
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 120,103
    b From 2016...... 90,487
    c From 2017...... 58,817
    d From 2018......  
    e From 2019...... 69,578
    fTotal of lines 3a through e........ 338,985
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,766,704
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,736,718
    e Remaining amount distributed out of corpus 29,986
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 368,971
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		120,103
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		248,868
    10 Analysis of line 9:
    a Excess from 2016.... 90,487
    b Excess from 2017.... 58,817
    c Excess from 2018....  
    d Excess from 2019.... 69,578
    e Excess from 2020.... 29,986
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    RONALD N KILGORE GREENLEAF TRUST
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    (269) 388-9800
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICANTS SHOULD SUBMIT A BRIEF DESCRIPTION AND BUDGET OF THE PROJECT OR PROGRAM THAT THE GRANT IS INTENDED TO FUND.
    cAny submission deadlines:
    THE BOARD MEETS TO ACT ON APPLICATIONS IN JUNE, SEPTEMBER AND DECEMBER.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NO GRANTS OR LOANS WILL BE GIVEN TO INDIVIDUALS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AACORN FARM INC
    2016 N 5TH ST
    KALAMAZOO,MI49009     		  PC EXPANDING COMMUNITY INVOLVEMENT 10,000
    AMERICAN RED CROSS
    5460 VENTURE CT
    KALAMAZOO,MI49009     		  PC BIOMEDICAL SERVICES 5,000
    ARTS COUNCIL OF GREATER KALAMAZOO
    359 S BURDICK ST STE 203
    KALAMAZOO,MI49007     		  PC EMERGENCY ARTS FUNDING (COVID-19) 25,000
    BACH FESTIVAL SOCIETY OF KALAMAZOO
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		  PC CONCERT PRODUCTION EXPENSES FOR 2020-2021 4,000
    BALLET ARTS ENSEMBLE INC
    2018 RAMBLING ROAD
    KALAMAZOO,MI49008     		  PC SPRING CONCERT 2020 4,000
    BIG BROTHERS BIG SISTERS
    3501 COVINGTON RD
    KALAMAZOO,MI49001     		  PC ONE-TO-ONE MENTORING 10,000
    BLACK ARTS & CULTURAL CENTER
    359 S KALAMAZOO MALL
    KALAMAZOO,MI49007     		  PC INTERACTIVE ART EXHIBIT 10,000
    BOYS & GIRLS CLUBS OF GREATER KALAMAZOO
    915 LAKE STREET
    KALAMAZOO,MI49001     		  PC DOUGAS UNIT OPERATIONS 45,000
    BRONSON HEALTH FOUNDATION
    301 JOHN STREET BOX C
    KALAMAZOO,MI49007     		  PC BRONSON CANCER PAVILION, CANCER CARE CAMPAIGN 100,000
    BRONSON HEALTH FOUNDATION
    301 JOHN STREET
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED-COVID-19 RELIEF FUND 500
    CAN-DO KITCHEN
    3501 LAKE ST
    KALAMAZOO,MI49048     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    CAN-DO KITCHEN
    3501 LAKE ST
    KALAMAZOO,MI49048     		  PC FOOD INCUBATION & OPENING DOORS 25,000
    COMMUNITY HEALING CENTERS
    2615 STADIUM DRIVE
    KALAMAZOO,MI49008     		  PC GILMORE INPATIENT PROGRAM 50,000
    COMMUNITY HOMEWORKS
    504 S WESTNEDGE AVENUE
    KALAMAZOO,MI49008     		  PC AFFORDABLE SUSTAINABILITY FOR LOW-INCOME HOME 10,000
    DISABILITY NETWORK OF SOUTHWEST MICHIGAN
    517 EAST CROSSTOWN PARKWAY
    KALAMAZOO,MI49001     		  PC INDEPENDENT LIVING PROGRAM 5,000
    DOUGLAS COMMUNITY ASSOCIATION
    1000 W PATERSON STREET
    KALAMAZOO,MI49007     		  PC DOUGLASS PARKING LOT 25,000
    DOUGLAS COMMUNITY ASSOCIATION
    1000 W PATERSON STREET
    KALAMAZOO,MI49007     		  PC GENERAL OPERATIONS 25,000
    ECUMENICAL SENIOR CENTER
    702 N BURDICK ST
    KALAMAZOO,MI49007     		  PC REMODELING OF COMMERCIAL KITCHEN 10,000
    EDISON NEIGHBORHOOD ASSOCIATION
    816 WASHINTON AVE
    KALAMAZOO,MI49001     		  PC PROGRAMS, PROJECTS, & SERVICES 10,000
    FIRST DAY SHOE FUND
    6750 CHIME STREET
    KALAMZOO,MI49009     		  PC SHOE DISTRIBUTION 2020 5,000
    FONTANA CHAMBER ARTS
    359 S BURDICK ST SUITE 200
    KALAMAZOO,MI49007     		  PC 2020-2021 PROGRAMS 5,000
    GIRL SCOUTS HEART OF MICHIGAN
    601 WEST MAPLE STREET
    KALAMAZOO,MI49008     		  PC NETWORK REFRESH 15,000
    GLASS ART KALAMAZOO
    326 W KALAMAZOO AVE 100
    KALAMAZOO,MI49007     		  PC STUDIO REOPENING ASSISTANCE 3,000
    GOODWILL INDUSTRIES OF SW MICHIGAN
    420 E ALCOTT STREET
    KALAMAZOO,MI49001     		  PC GOODWILL LIFE GUIDES PROGRAMS 15,000
    HOSPICE CARE OF SOUTHWEST MICHIGAN
    7100 STADIUM DR
    KALAMAZOO,MI49009     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    HOSPITAL HOSPITALITY HOUSE OF SOUTHWEST MICHIGAN
    828 S BURDICK ST
    KALAMAZOO,MI49001     		  PC HHH GRANT PROJECT 10,000
    HOUSING RESOURCES INC
    420 E ALCOTT ST 200
    KALAMAZOO,MI49001     		  PC GENERAL SUPPORT 2020 30,000
    HOUSING RESOURCES INC
    420 E ALCOTT ST 200
    KALAMAZOO,MI49001     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    IRVING S GILMORE INT'L KEYBOARD FESTIVAL
    359 S BURDICK ST SUITE 101
    KALAMAZOO,MI49007     		  PC GILMORE KEYBOARD FESTIVAL PROGRAMS 15,000
    JULIUS AND ESTER STULBERG STRING COMPETITION INC
    359 S KALAMAZOO MALL STE 14
    KALAMAZOO,MI49007     		  PC 2020 STULBERG INT'L STRING COMPETITION JUDGES 4,000
    JUNIOR ACHIEVEMENT OF SOUTHWEST MICHIGAN
    2775 W DICKMAN RD H3
    SPRINGFIELD,MI49037     		  PC KALAMAZOO FINANCIAL PROGRAMS 3,000
    KAIROS DWELLING
    2945 GULL RD
    KALAMAZOO,MI49048     		  PC 2020 OPERATIONAL EXPENSES 25,000
    KALAMAZOO AVIATION HISTORY MUSEUM
    3101 E MILHAM RD
    KALAMAZOO,MI49002     		  PC F-117 NIGHTHAWK ACQUISITION 20,000
    KALAMAZOO BOOK ARTS CENTER
    326 W KALAMAZOO AVE 103A
    KALAMAZOO,MI49007     		  PC KALAMAZOO BOOK ARTS CENTER EDUCATION PROGRAM 3,000
    KALAMAZOO CHILDREN'S CHORUS
    PO BOX 50414
    KALAMAZOO,MI49005     		  PC STUDENT SCHOLARSHIPS (INDIVIDUAL LESSONS) 2,500
    KALAMAZOO CIVIC THEATER
    329 S PARK STREET
    KALAMAZOO,MI49007     		  PC KALAMAZOO CIVIC THEATRE'S 92ND SEASON 150,000
    KALAMAZOO COLLEGE
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		  PC FESTIVAL PLAYHOUSE GENERAL SUPPORT 40,000
    KALAMAZOO COLLEGE
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		  PC STETSON CHAPEL RENOVATION 2 OF 2 75,000
    KALAMAZOO COUNTY READY 4S
    259 E MICHIGAN AVE 209
    KALAMAZOO,MI49008     		  PC 2020-2021 HIGH QUALITY & PRE-K ACCESS 20,000
    KALAMAZOO GARDEN COUNCIL
    5333 N WESTNEDGE AVE
    KALAMAZOO,MI49004     		  PC VETERANS MEMORIAL RAMP 2,500
    KALAMAZOO GOSPEL MISSION
    448 N BURDICK ST
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    KALAMAZOO IN BLOOM
    PO BOX 20178
    KALAMAZOO,MI49019     		  PC 2020 COMMUNITY BEAUTIFICATION 5,000
    KALAMAZOO INSTITUTE OF ARTS
    314 SOUTH PARK STREET
    KALAMAZOO,MI49007     		  PC CHILDREN AND YOUTH ARTS EDUCATIONAL PROGRAM 25,000
    KALAMAZOO JUNIOR SYMPHONY
    714 S WESTNEDGE
    KALAMAZOO,MI49007     		  PC COMPREHENSIVE EARLY YOUTH ORCHESTRAL TRAINING 5,000
    KALAMAZOO LITERACY COUNCIL
    420 E ALCOTT STREET
    KALAMAZOO,MI49001     		  PC PARENT LITERACY TOGETHER PROGRAM 5,000
    KALAMAZOO LOAVES AND FISHES
    901 PORTAGE STREET
    KALAMAZOO,MI49001     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    KALAMAZOO LOAVES AND FISHES
    901 PORTAGE STREET
    KALAMAZOO,MI49001     		  PC GROCERY PANTRY PROGRAM 30,000
    KALAMAZOO NEIGHBORHOOD HOUSING
    1219 S PARK ST
    KALAMAZOO,MI49001     		  PC HOME OWNERSHIP CENTER AND FORECLOSURE SUPPORT 10,000
    KALAMAZOO NONPROFIT ADVOCACY COALITION
    315 W MICHIGAN AVENUE
    KALAMAZOO,MI49007     		  PC PHASE 1: CRITICAL REPAIRS & ORGANIZATIONAL NEEDS 25,000
    KALAMAZOO PUBLIC LIBRARY
    315 S ROSE ST
    KALAMAZOO,MI49007     		  PC ONEPLACE CAPACITY BUILDING CENTER 17,500
    KALAMAZOO SYMPHONY ORCHESTRA
    359 S BURDICK ST SUITE 100
    KALAMAZOO,MI49007     		  PC ARTISTS IN RESIDENCE PROGRAM 20,000
    KALAMAZOO VALLEY HABITAT FOR HUMANITY
    1126 GULL ROAD
    KALAMAZOO,MI49048     		  PC HOUSING SOLUTIONS FOR LOW INCOME FAMILIES 20,000
    MAKE A WISH FOUNDATION OF MICHIGAN
    7600 GRAND RIVER AVENUE STE 175
    BRIGHTON,MI48114     		  PC KALAMAZOO-WISH GRANTING PROGRAM 6,000
    MINISTRY WITH COMMUNITY
    440 N CHURCH STREET
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    MINISTRY WITH COMMUNITY
    440 N CHURCH STREET
    KALAMAZOO,MI49007     		  PC DROP-IN MEALS PROGRAM 35,000
    MINISTRY WITH COMMUNITY
    440 N CHURCH STREET
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    NEW YEAR'S FEST OF KALAMAZOO INC
    1417 S BURDICK ST
    KALAMAZOO,MI49001     		  PC NEW YEAR'S FEST HYBRID 10,000
    OPEN DOORS KALAMAZOO
    1141 S ROSE ST 3
    KALAMAZOO,MI49001     		  PC GENERAL SUPPORT 30,000
    OPEN ROADS BIKE PROGRAM
    1523 RIVERVIEW DRIVE
    KALAMAZOO,MI49004     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    OPEN ROADS BIKE PROGRAM
    1523 RIVERVIEW DRIVE
    KALAMAZOO,MI49004     		  PC EARN A BIKE PROGRAM 4,000
    PARTNERS IN HOUSING TRANSITION
    247 WEST LOVELL STREET
    KALAMAZOO,MI49007     		  PC EVERY CHILD'S HEAD IN A BED PROGRAM 5,000
    PRETTY LAKE VACATION CAMP
    9123 WEST Q AVENUE
    MATTAWAN,MI49071     		  PC GENERAL SUPPORT 20,000
    READ AND WRITE KALAMAZOO
    802 S WESTNEDGE AVE
    KALAMAZOO,MI49008     		  PC RAWK 2020 VISION EXPANSION 12,000
    RENAISSANCE ENTERPRISES CO
    901 LAY BLVD
    KALAMAZOO,MI49001     		  PC THERAPEUTIC ENTERTAINMENT FOR CONFINED ELDERS 2,500
    SHERMAN LAKE YMCA
    6225 N 39TH ST
    AUGUSTA,MI49012     		  PC OUTDOOR CENTER - 25TH ANNIVERSARY CAMPAIGN 75,000
    SPECIAL OLYMPICS MICHIGAN
    4024 STUDENT RECREATION CENTER WMU
    KALAMAZOO,MI49008     		  PC KALAMAZOO PARTICIPANTS - SPECIAL OLYMPICS 5,000
    SPECIALIZED LANGUAGE DEVELOPMENT CENTER
    5250 LOVERS LANE SUITE LL100
    KALAMAZOO,MI49002     		  PC KALAMAZOO PROGRAM SUPPORT 10,000
    THE ARC COMMUNITY ADVOCATES
    3901 EMERALD DR
    KALAMAZOO,MI49001     		  PC FAMILY AND ADULT ADVOCACY ACROSS THE LIFESPAN 7,500
    TRAUMA RECOVERY ASSOCIATES
    1608 LAKE ST
    KALAMAZOO,MI49001     		  PC COMMUNITY-BASED TRAUMA HEALING PROGRAMS 10,000
    UNITED WAY OF BATTLE CREEK AND KALAMAZOO REGION
    409 S WESTNEDGE AVE
    KALAMAZOO,MI49007     		  PC ANNUAL CAMPAIGN 2019-2020 60,000
    VIBRANT KALAMAZOO
    1523 RIVERVIEW DRIVE
    KALAMAZOO,MI49004     		  PC EASTSIDE SQUARE REDEVELOPMENT PROJECT 100,000
    WELLSPRING CORI TERRY & DANCERS
    359 S KALAMAZOO MALL 204
    KALAMAZOO,MI49007     		  PC OUTREACH PROGRAMS 3,500
    WEST MICHIGAN CANCER CENTER
    200 N PARK ST
    KALAMAZOO,MI49007     		  PC TRUSTEE DIRECTED-GENERAL SUPPORT 500
    WEST MICHIGAN CANCER CENTER
    200 N PARK ST
    KALAMAZOO,MI49007     		  PC PATIENT CARE SERVICES & SURVIVORSHIP PROGRAM 7,500
    WESTERN MICHIGAN UNIVERSITY FOUNDATION
    1903 W MICHIGAN AVE
    KALAMAZOO,MI49008     		  PC KALAMAZOO-AREA STUDENTS COVID CRISIS 1 OF 3 85,000
    YMCA OF GREATER KALAMAZOO
    1001 W MAPLE ST
    KALAMAZOO,MI49008     		  PC IMPACTS AND INITIATIVES IN THE COVID-19 ERA 100,000
    YMCA
    912 N BURDICK ST
    KALAMAZOO,MI49007     		  PC EDISON CHILDREN'S CENTER ANNUAL CAMPAIGN 2 75,000
    YWCA
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		  PC SEXUAL ASSAULT PROGRAM 75,000
    Total .................................bullet 3a 1,721,500
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 14,950  
    4 Dividends and interest from securities....     14 567,741  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,153,245  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,735,936 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,735,936
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & TAX SERVICES - PLANTE & MORAN, PLLC 9,910 4,955   4,955

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Name of Bond End of Year Book Value End of Year Fair Market Value
    APPLE INC 2.8500% 05/06/21 150,328 151,219
    DOMINION ENERGY INC 2.000% 8/15/2021 152,082 151,253
    DISNEY WALT CO MTNS BE 2.450% 03/04/22 99,944 102,590
    DUKE ENERGY CORP NEW 3.050% 08/15/22 99,912 103,590
    DR PEPPER SNAPPLE GROUP INC 2.700% 11/15/22 148,268 155,175
    AT&T INC 2.6250% 12/01/22 98,455 103,732
    MOODYS CORP 2.625% 01/15/2023 156,848 156,502
    BURLINGTON NORTHN SANTA FE 3.400% 09/01/24 99,096 109,723
    CHEVRON CORP 3.1910% 06/24/23 126,145 132,945
    DTE ENERGY CO 1.050% 06/01/2025 151,129 151,684
    GOLDMAN SACHS GROUP INC 3.500% 04/01/2025 159,996 166,648
    INTUIT 0.950% 07/15/2025 151,701 151,883
    JP MORGAN CHASE & CO 3.200% 06/15/26 140,625 167,755
    MACDONALDS CORP MED TERM NT 1.450% 09/01/2025 153,386 155,551
    MORGAN STANLEY 3.875% 04/29/2024 110,271 110,782
    ORACEL CORP 2.500% 04/01/2025 157,087 161,214
    PAYPAL HOLDINGS INC 1.650% 06/01/2025 152,088 156,717
    REPUBLIC SERVICES INC 2.900% 07/01/26 93,393 110,492
    S&P GLOBAL INC 2.950% 01/22/2027 159,253 165,991
    SOUTHERN PWR CO 2.950% 07/01/23 158,594 158,845
    STARBUCKS CORP 2.000% 03/12/2027 150,990 159,174
    UNITEDHEALTH GROUP INC 3.100% 03/15/26 48,201 56,033
    WAL-MART STORES INC 2.550% 04/11/23 125,182 130,953
    WASTE MANAGEMENT INC 3.125% 03/01/25 97,250 109,482
    PACKAGING CORP AMERICA 3.400% 12/15/2027 159,248 169,004

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADOBE SYSTEMS INC 74,060 109,026
    ALPHABET INC. CL C 171,716 336,361
    AMAZON.COM INC 163,018 315,922
    AMERCIAN TOWER CORP 145,580 219,971
    APPLE INC 14,686 127,515
    BERKSHIRE HATHAWAY CL B 234,653 269,433
    BOOKING HOLDINGS INC 117,613 140,318
    CANADIAN PACIFIC RAILWAY LTD 97,680 228,815
    COLGATE-PALMOLIVE CO 78,177 97,481
    DANAHER CORP 45,097 148,834
    DOLLAR GENERAL CORP 52,510 159,828
    EDWARDS LIFESCIENCES CORP 38,767 135,477
    FACEBOOK INC CL A 145,039 208,967
    HONEYWELL INTERNATIONAL INC 82,691 185,049
    LABORATORY CORP OF AMERICA HOLDINGS 77,799 101,775
    MICROSOFT CORPORATION 100,202 188,167
    MONDELEZ INTERNATIONAL INC CL A 156,268 203,476
    NESTLE SA ADR 87,190 120,307
    NIKE INC CL B 63,688 157,739
    PAYPAL HOLDINGS INC 25,732 200,241
    PEPSICO INC 20,090 110,484
    ROPER TECHNOLOGIES, INC. 63,966 161,659
    S&P GLOBAL INC 76,629 100,591
    SALESFORCE.COM INC. 43,667 129,067
    STARBUCKS CORP 96,346 180,261
    STRYKER CORP 11,812 118,844
    TJX COMPANIES, INC 103,116 185,749
    US BANCORP 71,903 75,942
    VISA INC CL A 153,545 367,466

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    US Government Securities - End of Year Book Value:

    2,534,821
    US Government Securities - End of Year Fair Market Value:

    2,720,810
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ASG MANAGED FUTURES STRATEGY FUND N AT COST 602,560 669,347
    DELAWARE EMERGING MARKETS R6 AT COST 849,762 1,617,194
    IQ MERGER ARBITRAGE ETF AT COST 572,618 619,938
    ISHARES CORE MSCI EAFE ETF AT COST 1,626,607 1,726,559
    ISHARES CORE S&P SMALLCAP 600 INDEX AT COST 867,188 1,207,107
    ISHARES CORE S&P MIDCAP 400 INDEX AT COST 1,329,836 1,789,227
    ISHARES CORE S&P 500 INDEX AT COST 6,757,071 11,286,100
    ISHARES AGENCY BOND ETF AT COST 300,168 297,560
    MATTHEWS PACIFIC TIGER FUND CL I AT COST 1,077,214 1,630,940
    PEAR TREE POLARIS FOREIGN VALUE FUND R6 AT COST 1,273,000 1,318,618
    WCM FOCUSED INTERNATIONAL GROWTH FUND AT COST 1,221,135 1,572,902
    MFS EMERGING MARKETS DEBT FUND R6 AT COST 300,000 311,111
    VANGUARD S/T INFLATION PROTECTED SEC ADMIRAL AT COST 490,000 509,524

    TY 2020 OtherExpensesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FILING FEES 40 0   40
    SUBSCRIPTIONS 16,000 0   16,000
    ADR FEES 20 20   0
    BANK FEES 209 0   209


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT & MANAGEMENT SERVICES - GREENLEAF TRUST 184,962 160,962   24,000


    TY 2020 TaxesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN:
    38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 18,020 18,020   0
    EXCISE TAX 26,000 0   0