Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 01-01-2020 , and ending 12-31-2020
BCheck if applicable:
CName of organization
UCARE MINNESOTA
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
500 STINSON BLVD NE
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MINNEAPOLIS, MN55413
D Employer identification number

36-3573805
E Telephone number

G Gross receipts $ 4,575,202,067
F Name and address of principal officer:
MARK W TRAYNOR
500 STINSON BLVD NE
MINNEAPOLIS,MN55413
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.UCARE.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1987
M State of legal domicile: MN
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO OPERATE A HEALTH MAINTENANCE ORGANIZATION DEDICATED TO PROMOTING THE HEALTH OF THE COMMUNITY SERVED BY MAKING QUALITY HEALTH CARE AVAILABLE ON AN ECONOMICALLY ADVANTAGEOUS PREPAID BASIS.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 15
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 7
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 1,145
6 Total number of volunteers (estimate if necessary) ............. 6 2,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 0 0
9 Program service revenue (Part VIII, line 2g) ......... 3,709,492,431 4,127,659,094
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 31,471,859 9,692,131
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 762 20,155,879
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 3,740,965,052 4,157,507,104
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 2,500,000 30,299,383
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 106,203,648 120,819,646
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 3,662,657,992 3,908,097,708
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,771,361,640 4,059,216,737
19 Revenue less expenses. Subtract line 18 from line 12....... -30,396,588 98,290,367
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 1,239,790,960 1,476,273,776
21 Total liabilities (Part X, line 26)............. 562,013,775 661,354,348
22 Net assets or fund balances. Subtract line 21 from line 20..... 677,777,185 814,919,428
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
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Signature of officer Date
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Type or print name and title
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Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: UCARE WILL IMPROVE THE HEALTH OF OUR MEMBERS THROUGH INNOVATIVE SERVICES AND PARTNERSHIPS ACROSS COMMUNITIES.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 3,893,152,457 including grants of $ 0 ) (Revenue $ 4,127,659,094 )
UCARE ORGANIZES AND OPERATES A HEALTH MAINTENANCE ORGANIZATION (HMO) PROVIDING COORDINATED HEALTH CARE AND COVERAGE FOR APPROXIMATELY 561,000 INDIVIDUALS FROM THE COMMUNITY ENROLLED IN STATE GOVERNMENT PROGRAMS, FEDERAL MEDICARE ADVANTAGE PROGRAMS, DUALLY ELIGIBLE MEDICARE, AND MEDICAID PROGRAMS, AND MNSURE MARKETPLACE PLANS. UCARE'S PROGRAMS PROVIDE SERVICES TO SENIORS, LOW-INCOME FAMILIES, THOSE WITH PHYSICAL DISABILITIES, AND OTHER INDIVIDUALS WHO MAY HAVE CHALLENGES ACCESSING HEALTH CARE. UCARE IS DEDICATED TO PROMOTING THE HEALTH OF THE COMMUNITY IT SERVES AND MAKES QUALITY HEALTH CARE AVAILABLE ON AN ECONOMICALLY ADVANTAGEOUS, PREPAID BASIS TO THAT COMMUNITY. OUR SERVICES ARE GUIDED BY UCARE'S MISSION WHICH IS TO IMPROVE THE HEALTH OF OUR MEMBERS THROUGH INNOVATIVE SERVICES AND PARTNERSHIPS ACROSS COMMUNITIES.IN 2020, THE COVID-19 PANDEMIC IMPACTED UCARE'S PLANNED QUALITY IMPROVEMENT ACTIVITIES FOR 2020. UCARE WAS ABLE TO SHIFT FOCUS, PRIORITIES, AND RESOURCES TO ADDRESS THE COVID-19 PANDEMIC AND PRESSING NEEDS OF MEMBERS. UCARE'S STRATEGIES AND INTERVENTIONS HAVE BEEN TAILORED TO REDUCE DISPROPORTIONATE BURDEN OF COVID-19 AMONG DIVERSE POPULATION GROUPS THAT ARE AT INCREASED RISK FOR INFECTION AND SEVERE ILLNESS AS WELL AS WORKING TO ADDRESS HEALTH DISPARITIES AND INEQUITIES RELATED TO COVID-19. THE QUALITY MONITORING, PROGRAM INITIATIVES AND SERVICES DEMONSTRATED MANY SIGNIFICANT ACTIVITIES AND OUTCOMES. INTERVENTIONS WERE DEVELOPED AND IMPLEMENTED FOR ALL PRODUCTS TO IMPROVE CLINICAL IMPROVEMENTS FOR OUR MEMBERS. INTERVENTIONS INCLUDED MEMBER AND PROVIDER OUTREACH. THE FOLLOWING PERCENTAGES OF MEASURE ELEMENTS THAT WERE ABOVE THE NATIONAL 75TH PERCENTILE FOR EACH PRODUCT: - 46% OF CONNECT (SPECIAL NEEDS BASIC CARE/STATE ONLY) - 60% OF MNCARE (MINNESOTA CARE) - 36% OF PMAP (PREPAID MEDICAL ASSISTANCE) - 61% OF UCARE MEDICARE (MEDICARE ADVANTAGE) - 47% OF MSHO (MINNESOTA SENIOR HEALTH OPTIONS/ D-SNP) - 47% OF IFP/EXCHANGE (INDIVIDUAL & FAMILY PLANS) - 54% OF CONNECT + MEDICARE (SPECIAL NEEDS BASIC CARE DUAL) - 67% OF ESSENTIACARE - 54% OF M HEALTH FAIRVIEW NORTH MEMORIAL UCARE'S HEALTH IMPROVEMENT EFFORTS ALSO WERE REFLECTED IN 2020 BY EARNING 4.5 STARS OUT OF 5 IN THE CMS MEDICARE PERFORMANCE ASSESSMENT REPORT FOR UCARE MEDICARE PRODUCT, 4 STARS FOR THE MINNESOTA SENIOR HEALTH OPTIONS PRODUCT AND 4 STARS FOR CONNECT + MEDICARE PRODUCT. IN ADDITION, UCARE RETAINED "EXCELLENT" ACCREDITATION STATUS FOR UCARE MEDICARE AND "ACCREDITED" STATUS (HIGHEST LEVEL ATTAINABLE) FOR UCARE'S MARKETPLACE PLANS.UCARE PROVIDED MANY HEALTH PROMOTION, DISEASE MANAGEMENT, CARE MANAGEMENT AND WELLNESS PROGRAMS. THESE EFFORTS NOT ONLY BENEFIT THE HEALTH OF ENROLLEES, BUT POSITIVELY AFFECT THEIR FAMILIES AND LARGER COMMUNITIES. EXAMPLES INCLUDE: DISEASE MANAGEMENT PROGRAMS FOR ASTHMA, DIABETES, CHRONIC KIDNEY DISEASE, AND CONGESTIVE HEART FAILURE; FALLS PREVENTION PROGRAMS TO IMPROVE SAFETY OF SENIORS; MANAGEMENT OF MATERNITY SERVICES (MOMS) PROGRAMS THAT PROVIDE RESOURCES TO ENROLLEES AND PROVIDERS TO IMPROVE PREGNANCY AND POST-PARTUM HEALTH, CAR SEAT DISTRIBUTION AND EDUCATION TO PREGNANT WOMEN AND CHILDREN; TOBACCO CESSATION PROGRAMS AND SERVICES TO HELP MEMBERS LIVE NICOTINE FREE, AND DISTRIBUTION OF FREE MATERIALS ON HEALTH EDUCATION AND PROPER USE OF URGENT AND EMERGENCY FACILITIES AT COMMUNITY FORUMS. IN ADDITION, UCARE SUPPORTS MEMBER HEALTH WITH ACCESS TO MANY DIFFERENT FITNESS OPTIONS AS WELL AS DISCOUNTS ON SERVICES THAT ARE HEALTH AND WELLNESS RELATED BUT MAY NOT BE COVERED BY THE MEMBER'S BASIC BENEFIT PLAN, INCLUDING HEALTHY FOOD DISCOUNTS, ALTERNATIVE MEDICINE AND COMMUNITY EDUCATION CLASSES AND OVER-THE-COUNTER MEDICATION ALLOWANCE. UCARE CONDUCTED A VARIETY OF HEALTH-RELATED EDUCATIONAL SESSIONS, TOOLS AND MATERIALS FOR MEMBERS, PROVIDERS, AND THE PUBLIC. IN 2020, UCARE CONDUCTED 98 MEDICARE EDUCATION CLASSES WHICH WERE ATTENDED BY 406 INDIVIDUALS. 70 OF THESE CLASSES WERE IN-PERSON PRE-COVID, ATTENDED BY 395 INDIVIDUALS. 28 WERE WEBINARS, ATTENDED BY 11 INDIVIDUALS.UCARE PARTNERED WITH WELLSHARE INTERNATIONAL TO PROVIDE EDUCATIONAL OPPORTUNITIES FOR DIVERSE POPULATIONS AND WITH THE SOMALI COMMUNITY TO CONDUCT CULTURALLY APPROPRIATE HEALTH EDUCATION CLASSES FOR COMMUNITY FAMILIES, ELDERS AND IMAMS REGARDING PREVENTATIVE CARE AND CHRONIC CONDITION MANAGEMENT. UCARE ALSO PRODUCED NUMEROUS NEWSLETTER ARTICLES EDUCATING BOTH MEMBERS AND PROVIDERS ABOUT VARIOUS TOPICS, INCLUDING DENTAL BENEFITS, CHRONIC CONDITION MANAGEMENT, NEW PROVIDER SEARCH TOOL, MEDICARE COVERAGE UPDATES AND CAREGIVING SUPPORT FOR FAMILIES. IN A TYPICAL YEAR, UCARE PROVIDES HEALTH RELATED SCREENINGS AND SERVICES THAT ARE AVAILABLE AT NO OR LOW COST TO MEMBERS AND THE PUBLIC. UCARE SUPPORTS PROVIDING FREE HEALTH RELATED SCREENINGS, FLU SHOTS, AND HEALTH EDUCATIONAL INFORMATION TO THE GENERAL PUBLIC VIA THE UCARE HEALTHMOBILE (A 37 FOOT RV THAT ALONG WITH HEALTHFAIR 11 AND THE NURSES PROVIDES FREE BASIC HEALTH SCREENINGS INCLUDING BLOOD PRESSURE CHECKS, GLUCOSE AND CHOLESTEROL READINGS AND BODY MASS INDEX (BMI) ASSESSMENTS) AT VARIOUS COMMUNITY EVENTS AND AT THE MINNESOTA STATE FAIR. DUE TO COVID, WE WERE UNABLE TO PROVIDE THOSE SCREENINGS AS VIRTUALLY ALL COMMUNITY EVENTS INCLUDING THE MINNESOTA STATE FAIR WERE CANCELED. WE WILL CONTINUE THOSE AS SOON AS WE ARE ABLE. UCARE PROVIDED USE OF THE UCARE HEALTHMOBILE TO A PRIMARY CARE MEDICAL FACILITY FOR OVER 4 MONTHS AT NO CHARGE SO THEY COULD CONTINUE TO SEE PATIENTS IN THEIR AREA AFTER THE BUILDING WAS HEAVILY DAMAGED BY THE GEORGE FLOYD UNREST. THE HEALTHMOBILE WAS ALSO USED IN FALL OF 2020 TO PROVIDE OVER 3000 FLU SHOT VACCINES IN A DRIVE-UP MODEL. THIS ALLOWED DISABLED PERSONS, SENIORS, AND THOSE WITH ANXIETY A STRESS FREE AND SAFE WAY TO RECEIVE THE VACCINATION. UCARE'S MOBILE DENTAL CLINIC (MDC), OPERATED WITH THE UNIVERSITY OF MINNESOTA'S SCHOOL OF DENTISTRY, OFFERS QUALITY ORAL HEALTH CARE TO UCARE MEMBERS WITH DENTAL ACCESS ISSUES. IN 2020, THE MDC STAFF PERFORMED MORE THAN 1,000 PREVENTIVE AND RESTORATIVE PROCEDURES AT SITES ACROSS MINNESOTA UCARE TARGETED AREAS OF THE STATE WITH LIMITED DENTAL ACCESS FOR INDIVIDUALS ON STATE PUBLIC PROGRAMS. UCARE HEALTH PLAN EMPLOYEES ALSO DEVOTED TIME TO PARTICIPATE IN COMMUNITY RELATED COLLABORATIONS AND PARTNERSHIPS THAT SUPPORT EFFORTS TO IMPROVE HEALTH CARE QUALITY AND RESEARCH INITIATIVES, ADVANCE PUBLIC HEALTH AND HEALTH CARE ACCESS, AND REDUCE HEALTH CARE DISPARITIES OR SOCIAL DETERMINANTS OF HEALTH, INCLUDING PROJECTS AIMED AT IMPROVING THE CULTURAL COMPETENCE OF HEALTH CARE DELIVERY. EXAMPLES OF ORGANIZATIONS AND COLLABORATIONS WITH WHICH UCARE EMPLOYEES WORKED INCLUDE: WELLSHARE COMMUNITY HEALTH WORKER PARTNERSHIP, INSTITUTE FOR CLINICAL SYSTEMS IMPROVEMENT, MINNESOTA COMMUNITY MEASUREMENT, MN HOMELESS, AND PARENTS IN COMMUNITY ACTION HEAD START, HMONG AMERICAN PARTNERSHIP, MINNESOTA HEALTH LITERACY PARTNERSHIP, MINNESOTA PUBLIC HEALTH ASSOCIATION, AND THE MULTILINGUAL HEALTH RESOURCE EXCHANGE.
4b (Code:   ) (Expenses $ 30,299,383 including grants of $ 30,299,383 ) (Revenue $ 0 )
IN ADDITION TO UCARE'S BUSINESS OF PROVIDING PUBLIC HEALTH CARE PROGRAM PLANS THAT SEEK TO IMPROVE THE HEALTH OF OUR COMMUNITIES, UCARE'S COMMUNITY BENEFIT EFFORTS GO BEYOND OUR EVERYDAY COMMITMENT TO MEMBERS. THROUGH UCARE'S COMMUNITY BENEFIT PROGRAM, WE REACH OUT TO THE LARGER COMMUNITY BY: - ADDRESSING SOCIAL RISK FACTORS THAT MAY UNDERMINE THE HEALTH OF THE COMMUNITY. - STRENGTHENING THE PROVIDERS THAT SERVE POPULATIONS WITH CHALLENGES ACCESSING CARE. - ENCOURAGING THE WELLNESS OF FAMILIES AND SENIORS IN OUR NEIGHBORHOODS. - SUPPORTING RESEARCH, PROGRAMS, AND ORGANIZATIONS THAT BENEFIT HEALTH CARE QUALITY AND DELIVERY. - SUPPORTING MEDICAL EDUCATION RELATED TO IMPROVING ACCESS TO PRIMARY CARE.THROUGH UCARE'S COMMUNITY BENEFIT PROGRAM, UCARE MAKES FINANCIAL CONTRIBUTIONS TO THE EXTENT FUNDS ARE AVAILABLE FOR GENERAL COMMUNITY BENEFIT. UCARE PROVIDED FUNDS TO THE UNIVERSITY OF MINNESOTA MEDICAL SCHOOL, DEPARTMENT OF FAMILY MEDICINE & COMMUNITY HEALTH (THE DEPARTMENT) WHICH SUPPORTED PURPOSES AND ACTIVITIES OF BOTH ORGANIZATIONS THROUGH MEETING THE PRIMARY CARE NEEDS OF THE COMMUNITY, PARTICULARLY UNDERSERVED INDIVIDUALS AND ADVANCING COMMUNITY MEDICAL EDUCATION. WITH THE SUPPORT OF UCARE FUNDING AND PATIENTS, THE DEPARTMENT ADMINISTERED TEN FAMILY MEDICINE RESIDENCY AND FELLOWSHIP PROGRAMS, AS WELL AS OPERATED FOUR FAMILY MEDICINE RESIDENCY CLINICS THAT TEACH RESIDENTS AND OTHER MEDICAL STUDENTS AND PROVIDE TEAM BASED CARE IN URBAN AND RURAL UNDERSERVED AREAS OF MINNESOTA. THE FAMILY MEDICINE CLINICS ALSO EDUCATED MEDICAL RESIDENTS ON EVOLVING ALTERNATIVE CARE DELIVERY MODELS, INCLUDING TRANSITION CARE MANAGEMENT, COMPLEX CARE COLLABORATION, CHRONIC PAIN PROTOCOLS, HEALTH CARE HOME CERTIFICATION AND COORDINATION WITH COMMUNITY HEALTH CARE WORKERS. IN ADDITION TO PROVIDING CRITICAL FUNDING TO SUPPORT FAMILY MEDICINE EDUCATION, FACULTY PARTICIPATED IN VARIOUS COMMUNITY OUTREACH EFFORTS INCLUDING AT THE PHILLIPS NEIGHBORHOOD CLINIC, MPLS SCHOOL BASED CLINICS AND NORTHSIDE NEIGHBORHOOD ACHIEVEMENT ZONE. MEDICAL CARE WAS GIVEN FOR THOSE EXPERIENCING HOMELESSNESS INCLUDING AT THE BRIDGE FOR YOUTH AND AT EXODUS HOUSE. UCARE FUNDING WAS ALSO USED TO SUPPORT DEPARTMENT RESEARCH ACTIVITIES FOCUSED ON THE STUDY OF HEALTH DISPARITIES, HEALTH CARE DELIVERY AND POPULATION HEALTH.UCARE PROVIDED FINANCIAL SUPPORT FOR THE UCARE FOUNDATION A COMMUNITY-DIRECTED INITIATIVE OF UCARE. GRANT-MAKING FROM THE FOUNDATION IS FOCUSED ON PROGRAMS AND INITIATIVES THAT IMPROVE THE HEALTH OF UNDERSERVED POPULATIONS IN THE TWIN CITIES AND THROUGHOUT GREATER MINNESOTA WITH INNOVATIVE SERVICES, EDUCATION, COMMUNITY OUTREACH, AND RESEARCH. IN 2020, GRANTS PROVIDED BY THE FOUNDATION USING FUNDS CONTRIBUTED BY UCARE INCLUDED EMOTIONAL SUPPORT PROGRAMMING FOR THOSE STRUGGLING WITH CANCER IN RURAL MINNESOTA; A COMMUNITY COVID VACCINE CLINIC FOR HMONG, VIETNAMESE, LAO AND EAST INDIAN COMMUNITY MEMBERS; EDUCATION AROUND THE IMPORTANCE OF PERSONAL HEALTH CARE AND ADVANCE CARE PLANNING AND A PROGRAM TO IMPROVE ACCESS TO AFFORDABLE CARE FOR ALL MINNESOTANS. UCARE SUPPORTS A MOBILE GROCERY STORE THAT INCREASES ACCESS TO HEALTHY, AFFORDABLE FOOD IN UNDER-RESOURCED AREA AND PROGRAMS THAT PROVIDE VARIOUS SUPPORTS TO AGING SENIORS WHO ARE STRUGGLING TO LIVE INDEPENDENTLY IN THE COMMUNITY AND EXPERIENCING SOCIAL ISOLATION. WE HAVE DISTRIBUTED THOUSANDS OF HEALTHY MEAL KITS AND SNACKS TO NURSES ON THE FRONT LINE, POLICE AND FIRE DEPARTMENTS AND CHILDCARE FACILITIES. THE UCARE FOUNDATION PROVIDED SHORT TERM, IMMEDIATE AID TO THOSE IMPACTED BY COVID-19 THAT INCLUDED AT HOME BLOOD PRESSURE MONITORS, THERMOMETERS, AND WEIGHT SCALES. 300 IPADS WERE DONATED TO NURSING HOME AND ASSISTED LIVING LOCATIONS TO PROMOTE VISUAL CONNECTIONS TO FAMILY AND FRIENDS. IN A TIME WHEN PPE WAS IN HIGH DEMAND, UCARE PROVIDED 70,000 DISPOSABLE MASKS TO GROUP HOMES, TRANSPORTATION PROVIDERS AND HEALTH CLINICS. 10,000 FABRIC MASKS WERE AVAILABLE TO OUR HIGH-RISK MEMBERS AT NO CHARGE. DURING 2020, UCARE ALSO HELPED MANY COMMUNITY ORGANIZATIONS AND PROVIDERS DELIVERING SERVICES, RESEARCH, AND PROGRAMS THAT REACH BEYOND UCARE'S MEMBERSHIP, INCLUDING EFFORTS TO STRENGTHEN THE SOCIAL SAFETY NET FOR AT-RISK FAMILIES AND SENIORS AND ADVANCE EFFORTS TO ADDRESS ISSUES RELATED TO SOCIAL DETERMINANTS OF HEALTH. UCARE PROVIDED GRANTS TO TWENTY-FIVE METRO AND RURAL COUNTIES TO SUPPORT THE DEVELOPMENT AND OPERATION OF VARIOUS MODELS, INITIATIVES, AND PROGRAMS RELATED TO BEHAVIORAL HEALTH, SOCIAL CONNECTEDNESS, SOCIAL DETERMINANTS OF HEALTH AND IMPROVING HEALTH OUTCOMES. OTHER COMMUNITY BASED ORGANIZATION EXAMPLES INCLUDE: THE COURAGE KENNY REHABILITATION INSTITUTE AS THEY MAXIMIZE THE QUALITY OF LIFE FOR PEOPLE OF ALL AGES AND ABILITIES BY DELIVERING COMPREHENSIVE, PERSON-CENTERED REHABILITATION; HUMAN RIGHTS CAMPAIGN THAT WORKS TO ENSURE BASIC EQUAL RIGHTS TO LESBIAN, BISEXUAL, TRANSGENDER AND GAY PEOPLE; NATIONAL ALLIANCE FOR THE MENTALLY ILL, A GRASSROOTS ORGANIZATION DEDICATED TO BUILDING BETTER LIVES FOR THOSE AFFECTED BY MENTAL ILLNESS; AND THE MINNESOTA ACADEMY OF FAMILY PHYSICIANS RESEARCH FORUM WHICH PROVIDES OPPORTUNITIES FOR FAMILY MEDICINE RESEARCHERS TO SHARE INNOVATIONS IN THEIR FIELD.FINALLY, UCARE ALSO ENCOURAGED EMPLOYEES AND THEIR FAMILIES TO VOLUNTEER TIME AND FINANCIAL RESOURCES IN THE COMMUNITY. UCARE PROVIDES ORGANIZATIONAL SUPPORT FOR VOLUNTEER SERVICES TO EDUCATION, SOCIAL SERVICES, AND HEALTH ORGANIZATIONS THAT BUILD CAPACITY IN LOCAL COMMUNITIES TO IMPROVE THE WELFARE OF AT-RISK FAMILIES AND SENIORS. EXAMPLES OF EMPLOYEE VOLUNTEER EFFORTS INCLUDE SUPPORT FOR THE FOLLOWING: ADOPT-A-FAMILY GIFT DRIVE, FOOD DRIVE, SCHOOL SUPPLY DRIVE, JEREMIAH PROGRAM "COOK FOR KIDS," MEALS ON WHEELS, FALL RAKE UP AND ANNUAL COMMUNITY GIVING CAMPAIGN.
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet3,923,451,840
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
Yes
 
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....
28b
 
No
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
6,048
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
1,145
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
15
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
7
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
MN
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletGREG MARSHALL500 STINSON BLVD NE   MINNEAPOLIS,MN55413 (612) 676-6500
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) JAMES PACALA MD......................................................................
BOARD CHAIR
 0.20
.................
40.40 		X   X       7,750 325,076 67,934
(2) JAMES VAN VOOREN MD......................................................................
VICE CHAIR
 0.20
.................
40.40 		X   X       9,000 114,596 41,217
(3) PETER MITSCH......................................................................
DIRECTOR
 0.20
.................
40.40 		X           9,250 354,202 83,055
(4) PATRICIA ADAM MD......................................................................
DIRECTOR
 0.20
.................
40.40 		X           8,000 228,705 99,016
(5) THOMAS DEPHILLIPS......................................................................
DIRECTOR
 0.20
.................
40.40 		X           8,750 164,299 77,223
(6) TERESA MCCARTHY MD......................................................................
DIRECTOR
 0.20
.................
40.40 		X           9,250 211,490 50,021
(7) WILLIAM ROBERTS MD......................................................................
DIRECTOR
 0.20
.................
40.40 		X           8,250 152,239 76,879
(8) MICHAEL WOOTTEN MD......................................................................
DIRECTOR
 0.20
.................
40.40 		X           8,750 172,481 38,661
(9) P JAY KIEDROWSKI......................................................................
DIRECTOR
 0.10
.................
0.20 		X           8,750 0 0
(10) JOHN GROSS......................................................................
DIRECTOR
 0.10
.................
0.20 		X           9,500 0 0
(11) PATRICA NELSON......................................................................
DIRECTOR
 0.10
.................
0.20 		X           8,000 0 0
(12) CHARITY BENNETT......................................................................
DIRECTOR
 0.10
.................
0.20 		X           8,750 0 0
(13) LANCE TEACHWORTH......................................................................
DIRECTOR (THROUGH AUGUST 2020)
 0.10
.................
0.20 		X           5,083 0 0
(14) ROBERT RISKIN......................................................................
DIRECTOR
 0.10
.................
0.20 		X           7,500 0 0
(15) ALLISON O'TOOLE......................................................................
DIRECTOR
 0.10
.................
0.20 		X           8,500 0 0
(16) JEFF BANGSBERG......................................................................
DIRECTOR (AS OF SEPTEMBER 2020)
 0.10
.................
0.20 		X           2,417 0 0
(17) MARK W TRAYNOR......................................................................
PRESIDENT & CEO
 40.00
.................
0.20 		    X       1,147,249 0 154,939
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) BETH MONSRUD........................................................................
SVP, CFO & TREASURER
 40.00
.......................0.20 		    X       561,495 0 89,306
(19) DANIEL SANTOS........................................................................
SECRETARY
 40.00
.......................0.20 		    X       480,184 0 71,973
(20) HILARY MARDEN-RESNIK........................................................................
SVP, CHIEF ADMINISTRATIVE OFFICER
 40.00
.......................0.20 		      X     552,699 0 89,492
(21) GHITIANN WORCHESTER........................................................................
SVP, PUBLIC AFFAIRS & DEVELOPMENT
 40.00
.......................0.20 		      X     547,120 0 74,709
(22) JULIA JOSEPH-DE CAPRIO........................................................................
SVP, CHIEF MEDICAL OFFICER
 40.00
.......................0.20 		      X     493,566 0 88,118
(23) DAVID ALBRIGHT........................................................................
VP, CHIEF INFORMATION OFFICER
 40.00
.......................0.00 		        X   379,722 0 43,457
(24) JAMIE CARSELLO........................................................................
VP, CHIEF INFORMATION OFFICER
 40.00
.......................0.00 		        X   364,621 0 41,638
(25) MARGARET LINDBERG........................................................................
VP, MARKETING & PRODUCT MANAGEMENT
 40.00
.......................0.00 		        X   355,218 0 48,411
(26) PATRICIA SCHMITT........................................................................
VP, ORG EFFECTIVENESS & CHRO
 40.00
.......................0.00 		        X   340,843 0 42,443
(27) CATHLENE VONRUEDEN........................................................................
VP, PROVIDER RELATIONS & CONTRACTING
 40.00
.......................0.00 		        X   327,551 0 42,055






1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 5,677,768 1,723,088 1,320,547
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet296
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
OPTUMINSIGHT

12125 TECH-JACK
CHICAGO,IL60689 		CHART REVIEW, ACTUARIAL & CONSULTING 13,122,287
Q CONSULTING INC

30 CORPORATE
BURLINGTON,MA01803 		CONTRACT PROGRAMMING & CONSULTING 10,124,562
HEALTHEDGE SOFTWARE INC

222 1ST AVENUE
MINNEAPOLIS,MN55413 		SOFTWARE LICENSING & SUPPORT 9,401,830
PRESTON KELLY INC

PO BOX 962
BURNSILLE,MN55337 		ADVERTISING SERVICES 6,520,305
TAP Q A LLC

1660 S HIGHWAY 100
ST LOUIS PARK,MN55416 		CONTRACT PROGRAMMING & CONSULTING 6,181,082
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet124
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and similar amounts not included above1f  
g Noncash contributions included in lines 1a - 1f:$ 1g  
h Total. Add lines 1a-1f.......MediumBullet  
Program Service RevenueAmt Business Code
2a MEDICARE/MEDICAID PAYM 524114 3,805,871,560 3,805,871,560    
b MEDICARE MEMBER PREMIU 524114 157,063,086 157,063,086    
c INDIVIDUAL MEMBER PAYM 524114 117,814,129 117,814,129    
d FEDERAL SUBSIDIZED PRE 524114 46,911,613 46,911,613    
e STATE SUBSIDIZED PREMI 524114 -1,294 -1,294    
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet 4,127,659,094
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 15,687,122     15,687,122
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss)     6c
d Net rental income or (loss).......MediumBullet        
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   411,699,972 7a
b Less: cost or other basis and sales expenses 13,775,364 403,919,599 7b
c Gain or (loss) -13,775,364 7,780,373 7c
d Net gain or (loss).........MediumBullet -5,994,991     -5,994,991
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a MISCELLANEOUS REVENUE 524114 20,155,879     20,155,879
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 20,155,879
12 Total revenue. See instructions.....MediumBullet 4,157,507,104 4,127,659,094 0 29,848,010
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 30,299,383 30,299,383
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ...........    
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............    
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 4,478,350   4,478,350  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 90,592,542 72,706,042 17,886,500  
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 4,114,854 2,835,751 1,279,103  
9 Other employee benefits ....... 14,301,558 10,823,555 3,478,003  
10 Payroll taxes ........... 7,332,342 5,689,168 1,643,174  
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 123,168   123,168  
c Accounting ........... 502,522 46,231 456,291  
d Lobbying ........... 127,833 130,000 -2,167  
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 757,384   757,384  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 3,782,370,523 3,751,264,380 31,106,143  
12 Advertising and promotion .... 12,326,151 12,289,282 36,869  
13 Office expenses ....... 8,296,790 1,391,148 6,905,642  
14 Information technology ...... 27,952,065 18,675,225 9,276,840  
15 Royalties ..        
16 Occupancy ........... 6,031,002 4,124,575 1,906,427  
17 Travel ............ 97,154 67,261 29,893  
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 201,829 103,577 98,252  
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 14,246,775 10,626,649 3,620,126  
23 Insurance ... 654,707 488,345 166,362  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a TAXES & ASSESSMENTS 50,828,515   50,828,515  
b LICENES/FEES/DUES 1,612,923 1,251,438 361,485  
c BAD DEBT EXPENSE 823,785   823,785  
d OTHER EXPENSES 726,173 637,513 88,660  
e All other expenses 418,409 2,317 416,092  
25 Total functional expenses. Add lines 1 through 24e 4,059,216,737 3,923,451,840 135,764,897 0
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ -14,340,535 1 -36,316,900
2 Savings and temporary cash investments ......... 77,535,894 2 129,108,453
3 Pledges and grants receivable, net ......   3  
4 Accounts receivable, net ............. 216,094,602 4 251,099,903
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ........... 26,000,000 7 26,000,000
8 Inventories for sale or use ............   8  
9 Prepaid expenses and deferred charges ...... 8,290,369 9 11,064,951
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 171,225,609
b Less: accumulated depreciation 10b 76,434,350 74,624,205 10c 94,791,259
11 Investments—publicly traded securities .   11  
12 Investments—other securities. See Part IV, line 11 .....   12  
13 Investments—program-related. See Part IV, line 11 .. 842,720,229 13 990,253,282
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 8,866,196 15 10,272,828
16 Total assets. Add lines 1 through 15 (must equal line 33)... 1,239,790,960 16 1,476,273,776
Liabilities 17 Accounts payable and accrued expenses ..... 535,851,386 17 628,597,630
18 Grants payable ...   18  
19 Deferred revenue ......... 17,269,803 19 20,476,565
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 8,892,586 25 12,280,153
26 Total liabilities. Add lines 17 through 25.. 562,013,775 26 661,354,348
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 677,777,185 27 814,919,428
28 Net assets with donor restrictions ...........   28  
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 677,777,185 32 814,919,428
33 Total liabilities and net assets/fund balances ........ 1,239,790,960 33 1,476,273,776
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
4,157,507,104
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
4,059,216,737
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
98,290,367
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
677,777,185
5
Net unrealized gains (losses) on investments ...............
5
38,851,876
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
0
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
814,919,428
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
UCARE MINNESOTA
 
Employer identification number

36-3573805
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10  
12
12
 
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . 133,852 111,457       245,309
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose 1,686,189,114 2,723,972,489 3,419,164,990 3,709,492,431 4,127,659,094 15,666,478,118
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5 1,686,322,966 2,724,083,946 3,419,164,990 3,709,492,431 4,127,659,094 15,666,723,427
7a Amounts included on lines 1, 2, and 3 received from disqualified persons           0
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.           0
c Add lines 7a and 7b..           0
8 Public support. (Subtract line 7c from line 6.) 15,666,723,427
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6... 1,686,322,966 2,724,083,946 3,419,164,990 3,709,492,431 4,127,659,094 15,666,723,427
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 20,076,242 26,581,338 27,092,600 28,882,303 15,687,122 118,319,605
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b. 20,076,242 26,581,338 27,092,600 28,882,303 15,687,122 118,319,605
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) .. 1,244 351 6,771 762 20,155,879 20,165,007
13 Total support. (Add lines 9, 10c, 11, and 12.).. 1,706,400,452 2,750,665,635 3,446,264,361 3,738,375,496 4,163,502,095 15,805,208,039
14
Section C. Computation of Public Support Percentage
15
15
99.120 %
16
16
99.210 %
Section D. Computation of Investment Income Percentage
17
17
0.750 %
18
18
0.790 %
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2020 		(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2021. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


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SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
UCARE MINNESOTA
 
Employer identification number

36-3573805
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
531,190
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
 
No
 
j
Total. Add lines 1c through 1i ....................................................................................................
531,190
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: TRACK LEGISLATION, ATTEND LEGISLATIVE HEARINGS AND MEET WITH LEGISLATORS TO EITHER SUPPORT OR OPPOSE LEGISLATION THAT AFFECTS UCARE'S PUBLIC PROGRAM BUSINESS ON BOTH THE STATE AND FEDERAL LEVEL.
Schedule C (Form 990 or 990EZ) 2020


Additional Data


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SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
UCARE MINNESOTA
 
Employer identification number

36-3573805
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance ....          
b Contributions ...          
c Net investment earnings, gains, and losses          
d Grants or scholarships ...          
e Other expenditures for facilities
and programs ... 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Term endowment SchDMd Bullet  
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
 
 
(ii) Related organizations .......................
3a(ii)
 
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   2,221,498 2,221,498
b Buildings ....   32,221,639 5,402,009 26,819,630
c Leasehold improvements   4,026,876 4,004,961 21,915
d Equipment ....   37,251,803 34,242,978 3,008,825
e Other .....   95,503,793 32,784,402 62,719,391
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 94,791,259
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3)Other
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)LONG TERM BONDS 665,979,808 F
(2)MUTUAL FUNDS 211,275,551 F
(3)SHORT-TERM INVESTMENTS 112,997,923 F
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet 990,253,282
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 12,280,153
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART X, LINE 2: UCARE HAD ELECTED TO ADOPT GUIDANCE ON THE INCOME TAX STANDARD REGARDING THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. UCARE FOLLOWS THE ACCOUNTING STANDARD FOR CONTINGENCIES FOR EVALUATING UNCERTAIN TAX POSITIONS. THE ADOPTION OF THIS STANDARD HAS NO EFFECT ON UCARE'S CONSOLIDATED FINANCIAL STATEMENTS. UCARE'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES.
Schedule D (Form 990) 2020


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
UCARE MINNESOTA
 
Employer identification number
36-3573805
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) ALLIANCE WELLNESS CENTER
8040 OLD CEDARE AVE S 101
BLOOMINGTON,MN55425 		47-2356918   75,000       EDUCATION TO REDUCE STIGMA THAT SURROUNDS ADDICTION AND MENTAL HEALTH WITHIN THE EAST AFRICAN COMMUNITY
(2) ALLINA HEALTH SYSTEMS
2925 CHICAGO AVE MAIL ROUTE 10809
MINNEAPOLIS,MN55407 		36-3261413 501(C)(3) 2,000,000       ADDRESSING SYSTEMIC INEQUITIES AND RACISM BY EXPANDING INITIATIVES TO ASSIST THE UNDERSERVED PATIENT POPULATION.
(3) AMHERST H WILDER FOUNDATION
451 LEXINGTON BLVD N
SAINT PAUL,MN55104 		41-0693889 501(C)(3) 81,000       BRIDGE FUNDING FOR AFRICAN AMERICAN BABIES COALITION & PROJECTS
(4) AMHERST H WILDER FOUNDATION
451 LEXINGTON BLVD N
SAINT PAUL,MN55104 		41-0693889 501(C)(3) 100,000       TELEHEALTH INFRASTRUCTURE, PERSONAL PROTECTIVE EQUIPMENT AND BASIC NEEDS SUPPORTS TO EAST METRO CLIENTS.
(5) ANOKA COUNTY ADULT SERVICES
2100 3RD AVE 500
ANOKA,MN55303 		41-6005752 ANOKA COUNTY 100,000       HOUSING ASSISTANCE IN THE FORM OF RENTAL ASSISTANCE, MORTGAGE ASSISTANCE AND PAYING OF PAST DUE UTILITIES TO KEEP HOUSEHOLDS IMPACTED BY COVID-19.
(6) CARLTON COUNTY
14 N 11TH ST 100
CLOQUET,MN55720 		41-6005767 CARLTON COUNTY 6,433       MATERNAL DEPRESSION/ MENTAL HEALTH VIRTUAL SUPPORT GROUP
(7) CARVER COUNTY PUBLIC HEALTH
PUBLIC HEALTH 600 4TH ST E
CHASKA,MN55318 		41-6005768 CARVER COUNTY 100,000       PROMOTE HEALTH EQUITY TO ADDRESS THE UNDERLYING FACTORS CONTRIBUTING TO HEALTH DISPARITIES AMONG AT RISK COMMUNITIES AND RESIDENTS
(8) CASS LAKE AREA FOOD SHELF
16051 65TH AVE NE PO BOX 1255
CASS LAKE,MN56631 		61-1723716 501(C)(3) 50,151       PROVIDE A CARGO VAN TO THE CASS LAKE AREA FOOD SHELF TO MAKE MULTIPLE FOOD DROPS TO THOSE MOST IN NEED.
(9) CENTRACARE HEALTH SYSTEMS
1406 6TH AVE N
ST CLOUD,MN56303 		41-1813221 501(C)(3) 200,000       DEVELOP A CULTURALLY AND LINGUISTICALLY APPROPRIATE PUBLIC ENGAGEMENT PLAN FOR THE CENTRAL MINNESOTA COMMUNITIES OF EXCELLENCE. ADVANCE HEALTH EQUITY IN OUR COMMUNITIES BY ADDING A COMMUNITY HEALTH MEDICAL DIRECTOR.
(10) CHILDREN'S HEALTH NETWORK
910 E 26TH ST 330
MINNEAPOLIS,MN55404 		46-3226418   750,000       SUPPORT PATIENT ENGAGEMENT/OUTREACH EFFORTS TO INCREASE THE RATES FOR WELL CHILD CARE AND IMMUNIZATIONS FOR PEDIATRIC AND ADOLESCENT PATIENT POPULATIONS.
(11) DAKOTA COUNTY SOCIAL SERVICES
1 MENDOTA RD W 100
WEST ST PAUL,MN55118 		41-6005786 DAKOTA COUNTY 100,000       ADDRESS DISPROPORTIONATE IMPACTS OF THE COVID-19 CRISIS AND RELATED ECONOMIC HARDSHIP ON COMMUNITIES OF COLOR
(12) ESSENTIA INSTITUTE OF RURAL HEALTH
502 E 2ND ST
DULUTH,MN55805 		27-1291124 501(C)(3) 350,000       SCREENING PROGRAM FOR SOCIAL NEEDS (INCLUDING FOOD INSECURITY, TRANSPORTATION, AND FINANCIAL STRAIN) AT THREE PEDIATRIC CLINICS AND ONE PRIMARY CARE CLINIC.
(13) FAIRVIEW HEALTH SERVICES
2450 RIVERSIDE AVE
MINNEAPOLIS,MN55454 		41-0991680 501(C)(3) 2,175,000       TRANSITIONAL BRIDGE CARE INITIATIVE FOR MENTAL HEALTH AND ADDICATION PATIENTS
(14) FRASER
2400 W 64TH ST
RICHFIELD,MN55423 		41-0781858 501(C)(3) 15,000       COVID RELATED PROJECTS: SALIVA TESTING, LONG TERM HOUSING AND MENTAL HEALTH PHONE LINE.
(15) HENNEPIN COUNTY
1313 PENN AVE N
MINNEAPOLIS,MN55411 		41-6005801 HENNEPIN COUNTY 350,000       PROJECT HELPS PEOPLE WILL HELP THEM CONNECT WITH CRISIS RESPONSE TEAMS THAT CAN ASSESS THE CRISIS AND PROVIDE THE RIGHT LEVEL OF CARE. ADDRESS BROAD GOALS AND EVALUATIVE MEASURES OF QUALITY PLAN, INCLUDING DATA, MEASURES AND IMPROVEMENT GOALS FOCUSING ON ADDRESSING HEALTH EQUITY, CARE AND TREATMENT OUTCOMES. IMPROVE ACCESS TO HIGH-QUALITY, ADOLESCENT FRIENDLY, TRAUMA-INFORMED, INCLUSIVE HEALTH AND CONFIDENTIAL CARE FOR YOUNG PEOPLE AGES 13-24. SUPPORT AN ENHANCED CLINICAL QUALITY AND COMPLIANCE DEPARTMENT WHICH WOULD INVOLVE THE HIRING OF A DIRECTOR OF CLINICAL SERVICES, QUALITY AND COMPLIANCE.
(16) HOUSINGLINK
1400 VAN BUREN ST NE 215
MINNEAPOLIS,MN55413 		41-1873314 501(C)(3) 50,000       PROGRAM FOCUSED ON HOUSING AND HEALTH, RENTERS WITH BARRIERS IN THEIR BACKGROUND TO HELP GAIN NEWFOUND STABILITY IN THEIR LIVES
(17) INDIAN HEALTH BOARD OF MINNEAPOLIS INC
1315 E 24TH ST
MINNEAPOLIS,MN55404 		41-0977740 501(C)(3) 50,000       EXPAND CLINICAL CARE COORDINATION FOCUSING ON SUPPORTING NATIVE AMERICAN WOMEN AND MEN IN PREVENTING DISEASE AND MANAGING CHRONIC ILLNESS.
(18) ISANTI COUNTY COMMUNITY HEALTH
555 18TH AVE SW
CAMBRIDGE,MN55008 		41-6005808 ISANTI COUNTY 8,000       HELP FILL THE HEALTH EQUITY GAP FOR DENTAL ACCESS WITH A RESTORATIVE & HYGIENE DENTAL CLINIC.
(19) KENTE CIRCLE TRAINING INSTITUTE
345 E 38TH ST
MINNEAPOLIS,MN55409 		47-4342558 501(C)(3) 110,000       DENTAL CLINIC WILL BE OFFERED MONTHLY. PROVIDE TRAINING AND RESOURCES TO MENTAL HEALTH PROFESSIONALS; ADDITION OF BIPOC MENTAL HEALTH PROVIDER COMMUNITY OF PRACTICE.
(20) LE SUEUR COUNTY HUMAN SERVICES
88 S PARK AVE
LE CENTER,MN56057 		41-6005828 LE SUEUR COUNTY 50,000       VAN TO ASSIST STAFF IN PROVIDING TRANSPORTATION TO MEMBERS WITH PERSISTANT MENTAL HEALTH ISSUES SO THEY CAN ATTEND THE CLUBHOUSE.
(21) LEE CARLSON CENTER FOR MENTAL HEALTH AND WELLBEING
7954 UNIVERSITY AVE
FRIDLEY,MN55432 		41-1354967 501(C)(3) 70,000       ENHANCE SUPPORT FOR MENTAL HEALTH SERVICES FOR FAMILIES, CHILDREN, YOUTH, AND ADULTS IN TWIN CITIES.
(22) MANKATO CLINIC LTD
1230 E MAIN ST
MANKATO,MN56002 		41-0849339   185,000       IMPROVEMENTS WITH DIABETIC EYE EXAMS. PROVIDER ASSISTANCE FUNDING OPPORTUNITY TO ADDRESS HEALTH EQUITY AMONGST EXPECTING MOTHERS AND FAMILIES WITH SMALL CHILDREN WHO HAVE A RISK FACTOR THAT COULD AFFECT THEIR WELL-BEING.
(23) MAYO CLINIC
PO BOX 1658
MINNEAPOLIS,MN55480 		41-6011702 501(C)(3) 1,000,000       BREAK DOWN BARRIERS TO CARE FOR GROUPS SUCH AS IMMIGRANTS, MINORITIES AND NON-ENGLISH SPEAKING PEOPLE.
(24) MENTAL HEALTH ASSOCIATION OF MINNESOTA
475 CLEVELAND AVE N 222
SAINT PAUL,MN55104 		41-0722639 501(C)(3) 75,000       TELEPHONIC PROVIDING OPPORTUNITY TO CONNECT, FIND SUPPORT, REDUCE SOCIAL ISOLATION, AND TALK ABOUT THEIR CONCERNS IN A PEER-TO-PEER ENVIRONMENT.
(25) MENTAL HEALTH RESOURCES INC
762 TRANSFER RD STE 21
SAINT PAUL,MN55114 		41-1273885 501(C)(3) 25,000       ASSISTANCE/SUPPORT FOR PEOPLE WITH SERIOUS MENTAL ILLNESSES AND SUBSTANCE USE DISORDERS THAT CONTRACT COVID.
(26) MILLE LACS COUNTY COMMUNITY & VETERANS SERVICES
525 2ND ST SE
MILACA,MN56353 		41-6005845 MILLE LACS COUNTY 20,000       BILLBOARD TO ADDRESS PREGNANT WOMEN AND SUBSTANCE ABUSE PREVENTION.
(27) MINNESOTA ASSOCIATION OF COMMUNITY MENTAL HEALTH PROGRAMS INC
2038 FORD PKWY 453
SAINT PAUL,MN55116 		41-1264109 501(C)(3) 100,000       SUPPORT CLIENTS AND COMMUNITIES IN ADDRESSING RAPID NECESSARY SHIFTS IN THE MODES WE DELIVER CARE AND INCREASED NEED OF MENTAL AND CHEMICAL HEALTH CARE UNDER A GLOBAL PANDEMIC.
(28) MINNESOTA COMMUNITY CARE
153 CESAR CHAVEZ ST
SAINT PAUL,MN55107 		23-7156236 501(C)(3) 75,000       IMPROVE THE QUALITY OF CARE BY MITIGATING THE DUAL IMPACTS OF HISTORICAL TRAUMA AND STRUCTURAL RACISM.
(29) MINNESOTA INDIAN WOMENS RESOURCE CENTER
2300 15TH AVE S
MINNEAPOLIS,MN55404 		41-1500950 501(C)(3) 100,000       IMPLEMENTATION OF NOKOMIS ENDAAD HEALING SERVICES PROGRAM FOR URBAN NATIVE AMERICAN WOMEN AND THEIR FAMILIES
(30) MINNESOTA MEDICAL ASSOCIATION
3433 BROADWAY ST NE 187
MINNEAPOLIS,MN55413 		41-0418625 501(C)(3) 35,000       EFFORTS TO TO ADVANCE HEALTH EQUITY BY EQUIPPING PHYSICIANS AND OTHER CLINICIANS WITH STRATEGIES TO IMPROVE THEIR SELF-AWARENESS AND THEIR INTERACTIONS WITH PATIENTS
(31) MINNESOTA PRIMARY CARE PHYSICIANS
7900 INTERNATIONAL DR 1080
BLOOMINGTON,MN55425 		41-1823829   120,000       PROVIDE SUPPORT AND SHARED RESOURCES TO MAKE DSME AVAILABLE TO UNDER-SERVED COMMUNITIES WITH THE GOAL OF IMPROVING CARE AND LOWERING HEALTHCARE COSTS.
(32) MORRISON COUNTY PUBLIC HEALTH
200 E BROADWAY
LITTLE FALLS,MN56345 		41-6005846 MORRISON COUNTY 50,000       UTILIZE EXISTING LOCAL TRANSPORTATION PROVIDERS AND VOLUNTEERS TO INCREASE FOOD ACCESS AROUND MORRISON COUNTY.
(33) NATIVE AMERICAN COMMUNITY CLINIC
1213 E FRANKLIN AVE S
MINNEAPOLIS,MN55404 		03-0445789 501(C)(3) 30,000       INCREASE AND IMPROVE COMMUNITY ACCESS TO DIABETES CARE THROUGH HEALTH TECHNOLOGY DURING COVID-19.
(34) NEIGHBORHOOD HEALTHSOURCE
3300 FREMONT AVE N
MINNEAPOLIS,MN55412 		41-1235604 501(C)(3) 75,000       COMMUNITY HEALTH/PATIENT ACCESS POSITION WILL PROVIDE BOTH COMMUNITY EDUCATION AND OUTREACH, AS WELL AS IN-CLINIC PATIENT NAVIGATION SERVICES TO CONNECT PATIENTS TO PMAP/MNCARE PROGRAMS
(35) NOBLES COUNTY COMMUNITY SERVICES AGENCY
PO BOX 189
WORTHINGTON,MN56187 		41-6005854 NOBLES COUNTY 40,000       CONTACT TRACING AND EDUCATION TO THE COMMUNITY IN VARIOUS LANGUAGES.
(36) NORTH MEMORIAL HEALTH CARE
3300 OAKDALE AVE N
ROBBINSDALE,MN55422 		41-0729979 501(C)(3) 1,350,000       COMMUNITY PARAMEDIC PROGRAM AIMED TO INCREASE ACCESS TO PRIMARY AND PREVENTIVE CARE SERVICES. INITIATIVES RELATED TO SOCIAL FACTORS, LITERACY OR OTHER FACTORS THAT AFFECT HEALTH DISPARITIES.
(37) NUWAY RECOVERY FOUNDATION
2217 NICOLLET AVE S
MINNEAPOLIS,MN55404 		83-2935624 501(C)(3) 100,000       SUPPORT FOR ENROLLEES WHO ARE PARTICIPATING IN SUBSTANCE USE DISORDER TREATMENT, AND LACK A RECOVERY SAFE ENVIRONMENT.
(38) OLMSTED COUNTY COMMUNITY SERVICES
2117 CAMPUS DR 200
ROCHESTER,MN55904 		41-6005859 OLMSTED COUNTY 100,000       PROVIDE COST ASSISTANCE TO UNINSURED AND UNDERINSURED RESIDENTS SEEKING COVID-19 TESTING,
(39) OLMSTED MEDICAL CENTER
210 9TH ST SE
ROCHESTER,MN55904 		41-0855367 501(C)(3) 300,000       SUPPORT TO ASSIST IN BETTER SERVING PATIENTS OF MINORITY RACE AND ETHNICITIES WHO HAVE CHRONIC CONDITIONS.
(40) OPEN CITIES HEALTH CENTER INC
409 DUNLAP
SAINT PAUL,MN55104 		36-3381598 501(C)(3) 30,000       CARE COORDINATION RELATED TO MENTAL/BEHAVIORAL SERVICES FOR PREDOMINANTLY AFRICAN AMERICAN AND ASIAN POPULATIONS.
(41) OTTER TAIL COUNTY DEPT OF HUMAN SERVICES
530 W FIR AVE
FERGUS FALLS,MN56637 		41-6005861 OTTER TAIL COUNTY 20,000       ACCESS TO MEDICAL ASSISTANCE, FOOD SUPPORT, CASH ASSISTANCE AND SOCIAL SERVICE PROGRAMS WILL LEAD TO INCREASED HEALTH EQUITY.
(42) PACT FOR FAMILIES COLLABORATIVE
2200 23RD ST NE 2030
WILLMAR,MN56201 		41-1857830 PACT FOR FAMILIES 50,000       ADDRESS THE BARRIERS TO PROVIDING EFFECTIVE AND EQUITABLE HUMAN SERVICE DELIVERY
(43) PARK NICOLLET CLINIC HSM
3800 PARK NICOLLET BLVD
ST LOUIS PARK,MN55416 		41-8034920 501(C)(3) 721,799       BUILDING AN EDUCATIONAL FOUNDATION FOR PERINATAL TEAM MEMBERS REGARDING IMPLICIT BIAS TRAINING, RACIAL DISPARITIES AND SYSTEMIC ANTIRACISM OPPORTUNITIES.
(44) PEOPLES CENTER CLINICS & SERVICES
425 20TH AVE S
MINNEAPOLIS,MN55454 		41-0982430 501(C)(3) 75,000       EXPAND ACCESS TO AN INTEGRATED CARE MODEL; TO PROMOTE ACCESS TO CULTURALLY APPROPRIATE DENTAL, MEDICAL AND BEHAVIORAL HEALTH CARE.
(45) RAMSEY NURSING HOME
555 CEDAR ST
SAINT PAUL,MN55101 		41-6005877 RAMSEY COUNTY 100,000       PROVIDE SUPPORT TO INDIVIDUALS IN THE COMMUNITY WHO HAVE BEEN IMPACTED BY GUN VIOLENCE.
(46) RIDGEVIEW MEDICAL CENTER
500 S MAPLE ST
WACONIA,MN55387 		31-1667875 501(C)(3) 250,000       ANNUAL WELLNESS VISITS, CANCER SCREENINGS, AND CHRONIC DISEASE MANAGEMENT.
(47) SANFORD HEALTH
PO BOX 5039
SIOUX FALLS,SD57117 		31-1527032 501(C)(3) 250,000       DEVELOP, TRACK AND IMPROVE QUALITY AND REDUCE DISPARITIES IN OBSTETRICS. SUPPORT DATA TO MIMIC SELECT ECQMS TO HELP HIGHER QUALITY SCORES.
(48) SCOTT COUNTY PUBLIC HEALTH
1615 WESTON CT
SHAKOPEE,MN55379 		41-6005892 SCOTT COUNTY 100,000       PROJECTS TO REDUCE HEALTH DISPARITIES BY INCREASING THE CAPACITY OF SCOTT COUNTY TO EFFECTIVELY RESPOND TO SUBSTANCE USE AND MENTAL HEALTH DISORDERS AS WELL AS PREVENT CHRONIC DISEASE
(49) SHERBURNE COUNTY HEALTH & HUMAN SERVICES
13880 BUSINESS CENTER DR NW
ELK RIVER,MN55330 		41-6005895 SHERBURNE COUNTY 25,000       MOBILE WELLNESS VEHICLE TO HELP TEST, VACCINATE, PROVIDE WELLNESS CHECKS, AND DELIVEROUTREACH SERVICES TO UNDERSERVED AREAS OF SHERBURNE COUNTY.
(50) SOUTHSIDE COMMUNITY HEALTH SERVICES
4243 4TH AVE S
MINNEAPOLIS,MN55408 		23-7113799 501(C)(3) 30,000       ADDRESSING CARE STRATEGIES AROUND IMPROVING MATERNAL CARE AND REDUCING HIGH RISK PREGNANCIES IN THE UNDERSERVED PATIENT POPULATION
(51) ST DAVIDS CENTER FOR CHILD AND FAMILY DEVELOPMENT
3395 PLYMOUTH RD
MINNETONKA,MN55305 		41-1429208 501(C)(3) 100,000       EXPANDED ACCESS TO INTENSIVE CHILDRENS MENTAL HEALTH
(52) ST LOUIS COUNTY
100 N 5TH AVE W
DULUTH,MN55802 		41-6005890 ST LOUIS COUNTY 100,000       EMERGENCY FUNDS FOR PEOPLE WITH MENTAL ILLNESS AND/OR SUBSTANCE USE DISORDERS
(53) ST LUKES HOSPITAL ASSOCIATION OF DULUTH INC
915 E 1ST ST
DULUTH,MN55805 		41-0714079 501(C)(3) 150,000       EMPLOY A REGISTERED NURSE TO FOCUS ON QUALITY METRICS AND EDUCATION RELATED EVALUATING AND IMPACTING THE CARE OF WOMEN AND CHILDREN.
(54) UCARE FOUNDATION
500 STINSON BLVD
MINNEAPOLIS,MN55413 		46-4795214 501(C)(3) 1,000,000       REPLENISHMENT OF UCARE FOUNDATION BALANCE.
(55) UNITED FAMILY PRACTICE HEALTH CENTER
1026 7TH ST W
SAINT PAUL,MN55102 		27-0052697 501(C)(3) 30,000       INCREASE ACCESS TO PRIMARY, PREVENTATIVE, AND DENTAL CARE SERVICES FOR UNDERINSURED AND UNINSURED INDIVIDUALS
(56) UNIVERSAL MEDICAL SERVICE
1801 NICOLLET AVE S 105
MINNEAPOLIS,MN55403 		26-1084365 501(C)(3) 50,000       THROUGH CULTURAL COMPETENCY WILL ADDRESS ISSUES RELATED TO SOCIAL DISPARITIES, LOW HEALTH LITERACY OR OTHER FACTORS THAT AFFECT HEALTH DISPARITIES
(57) UNIVERSITY OF MINNESOTA
DEPARTMENT OF FAMILY MEDICINE
COMMUNITY HEALTH
MINNEAPOLIS,MN55455 		41-6007513 UNIVERSITY OF MINN 3,150,000       HIRE OF A COMMUNITY ENGAGEMENT AND DEVELOPMENT DIRECTOR TO FACILITATE RELATIONSHIPS WITH THE COMMUNITIES. CONTRIBUTION FOR MEDICAL EDUCATION.
(58) UNIVERSITY OF MINNESOTA FOUNDATION
DEPARTMENT OF FAMILY MEDICINE
COMMUNITY HEALTH
MINNEAPOLIS,MN55455 		41-6042488 UNIVERSITY OF MINN 13,162,000       NEW MOBILE COMMUNITY MTM MODEL INTEGRATING COMMUNITY HEALTH WORKERS & TRAINS THE FUTURE HEALTHCARE WORKFORCE IN HOW TO PROVIDE MOBILE, MTM TEAM-BASED CARE. CONTRIBUTION FOR MEDICAL EDUCATION.
(59) VAIL PLACE
23 9TH AVE S
HOPKINS,MN55343 		41-1394766 501(C)(3) 25,000       INCREASE CAPACITY TO SERVE INDIVIDUALS SUFFERING FROM SERIOUS AND PERSISTENT MENTAL ILLNESS.
(60) WASHBURN CENTER FOR CHILDREN
1100 GLENWOOD AVE
MINNEAPOLIS,MN55405 		41-0711618 501(C)(3) 100,000       INCREASE ACCESS FOR CHILDREN TO RECEIVE MENTAL HEALTH CARE.
(61) WASHINGTON COUNTY
PUBLIC HEALTH ENVIRONMENT 14949
62ND ST N 4600
STILLWATER,MN55082 		41-6005919 WASHINGTON COUNTY 100,000       FILL IDENTIFIED GAPS RELATED TO INCREASING COMMUNITY MEMBERS ACCESS TO NEEDED RESOURCES FOR IMPROVED QUALITY AND LENGTH OF LIFE.
(62) WELLNESS IN THE WOODS
738 3RD AVE NW
EAGLE BEND,MN56446 		46-2785877 501(C)(3) 10,000       STATEWIDE WARMLINE FROM 5PM TO 9AM EVERYDAY THAT IS STAFFED BY PEER SUPPORT SPECIALISTS IN MN.
(63) WRIGHT COUNTY HEALTH & HUMAN SERVICES
1004 COMMERCIAL DR
BUFFALO,MN55313 		41-1238614 WRIGHT COUNTY 100,000       DEVELOPMENT OF A NEW DENTAL CLINIC THAT WILL SERVE UP TO 8,000 UNIQUE PATIENTS A YEAR IN THE CENTRAL MN REGION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
58
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
5
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: UCARE MINNESOTA DOES NOT HAVE A FORMAL GRANT PROGRAM. AMOUNTS DISCLOSED IN SCHEDULE I, PART II, 1A REPRESENT ONE-TIME CASH CONTRIBUTIONS PROVIDED TO THESE ORGANIZATIONS BASED ON THE PARAMETERS OUTLINED IN UCARE'S BOARD-APPROVED COMMUNITY BENEFIT POLICY. IN ADDITION TO UCARE'S ONGOING COMMUNITY BENEFIT EFFORTS, THE BOARD ANNUALLY DETERMINES WHETHER SPECIAL YEAR-END BENEFIT CONTRIBUTIONS ARE APPROPRIATE UNDER THE PROVISIONS OF THEPOLICY.
Schedule I (Form 990) 2020



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
UCARE MINNESOTA
 
Employer identification number

36-3573805
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1MARK W TRAYNOR
PRESIDENT & CEO 		(i)

(ii)		 751,742
-------------
0 		244,907
-------------
0 		150,600
-------------
0 		11,000
-------------
0 		143,939
-------------
0 		1,302,188
-------------
0 		0
-------------
0
2BETH MONSRUD
SVP, CFO & TREASURER 		(i)

(ii)		 433,356
-------------
0 		83,766
-------------
0 		44,373
-------------
0 		8,250
-------------
0 		81,056
-------------
0 		650,801
-------------
0 		0
-------------
0
3HILARY MARDEN-RESNIK
SVP, CHIEF ADMINISTRATIVE OFFICER 		(i)

(ii)		 426,931
-------------
0 		81,653
-------------
0 		44,115
-------------
0 		9,024
-------------
0 		80,468
-------------
0 		642,191
-------------
0 		0
-------------
0
4GHITIANN WORCHESTER
SVP, PUBLIC AFFAIRS & DEVELOPMENT 		(i)

(ii)		 417,568
-------------
0 		80,589
-------------
0 		48,963
-------------
0 		11,000
-------------
0 		63,709
-------------
0 		621,829
-------------
0 		0
-------------
0
5JULIA JOSEPH-DE CAPRIO
SVP, CHIEF MEDICAL OFFICER 		(i)

(ii)		 407,869
-------------
0 		78,087
-------------
0 		7,610
-------------
0 		8,547
-------------
0 		79,571
-------------
0 		581,684
-------------
0 		0
-------------
0
6DANIEL SANTOS
SECRETARY 		(i)

(ii)		 389,494
-------------
0 		77,282
-------------
0 		13,408
-------------
0 		11,000
-------------
0 		60,973
-------------
0 		552,157
-------------
0 		0
-------------
0
7PETER MITSCH
DIRECTOR 		(i)

(ii)		 9,250
-------------
353,905 		0
-------------
0 		0
-------------
297 		0
-------------
57,386 		0
-------------
25,669 		9,250
-------------
437,257 		0
-------------
0
8DAVID ALBRIGHT
VP, CHIEF INFORMATION OFFICER 		(i)

(ii)		 321,190
-------------
0 		62,382
-------------
0 		-3,850
-------------
0 		11,000
-------------
0 		32,457
-------------
0 		423,179
-------------
0 		0
-------------
0
9JAMIE CARSELLO
VP, CHIEF INFORMATION OFFICER 		(i)

(ii)		 315,760
-------------
0 		53,077
-------------
0 		-4,216
-------------
0 		10,878
-------------
0 		30,760
-------------
0 		406,259
-------------
0 		0
-------------
0
10MARGARET LINDBERG
VP, MARKETING & PRODUCT MANAGEMENT 		(i)

(ii)		 312,367
-------------
0 		48,510
-------------
0 		-5,659
-------------
0 		9,605
-------------
0 		38,806
-------------
0 		403,629
-------------
0 		0
-------------
0
11JAMES PACALA MD
BOARD CHAIR 		(i)

(ii)		 7,750
-------------
324,779 		0
-------------
0 		0
-------------
297 		0
-------------
43,849 		0
-------------
24,085 		7,750
-------------
393,010 		0
-------------
0
12PATRICIA SCHMITT
VP, ORG EFFECTIVENESS & CHRO 		(i)

(ii)		 299,241
-------------
0 		46,976
-------------
0 		-5,374
-------------
0 		10,487
-------------
0 		31,956
-------------
0 		383,286
-------------
0 		0
-------------
0
13CATHLENE VONRUEDEN
VP, PROVIDER RELATIONS & CONTRACTING 		(i)

(ii)		 281,325
-------------
0 		49,601
-------------
0 		-3,375
-------------
0 		11,000
-------------
0 		31,055
-------------
0 		369,606
-------------
0 		0
-------------
0
14PATRICIA ADAM MD
DIRECTOR 		(i)

(ii)		 8,000
-------------
228,362 		0
-------------
0 		0
-------------
343 		0
-------------
83,173 		0
-------------
15,843 		8,000
-------------
327,721 		0
-------------
0
15TERESA MCCARTHY MD
DIRECTOR 		(i)

(ii)		 9,250
-------------
211,276 		0
-------------
0 		0
-------------
214 		0
-------------
19,384 		0
-------------
30,637 		9,250
-------------
261,511 		0
-------------
0
16THOMAS DEPHILLIPS
DIRECTOR 		(i)

(ii)		 8,750
-------------
164,002 		0
-------------
0 		0
-------------
297 		0
-------------
50,154 		0
-------------
27,069 		8,750
-------------
241,522 		0
-------------
0
17WILLIAM ROBERTS MD
DIRECTOR 		(i)

(ii)		 8,250
-------------
152,091 		0
-------------
0 		0
-------------
148 		0
-------------
46,042 		0
-------------
30,837 		8,250
-------------
229,118 		0
-------------
0
18MICHAEL WOOTTEN MD
DIRECTOR 		(i)

(ii)		 8,750
-------------
172,324 		0
-------------
0 		0
-------------
157 		0
-------------
14,259 		0
-------------
24,402 		8,750
-------------
211,142 		0
-------------
0
19JAMES VAN VOOREN MD
VICE CHAIR 		(i)

(ii)		 9,000
-------------
114,493 		0
-------------
0 		0
-------------
103 		0
-------------
27,432 		0
-------------
13,785 		9,000
-------------
155,813 		0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 4B THE FOLLOWING INDIVIDUALS PARTICIPATED IN THE ORGANIZATION'S 457(F) PLAN IN 2020: CONTRIBUTIONS: MARK W TRAYNOR - $116,480 BETH MONSRUD - $54,440 HILARY MARDEN-RESNIK - $53,668 GHITIANN WORCHESTER - $52,502 JULIA JOSEPH-DI CAPRIO - $51,381 DANIEL SANTOS - $48,929 DAVID ALBRIGHT - $15,536 JAMES CARSELLO - $15,309 PATRICIA SCHMITT - $14,476 CATHERIN VONRUEDEN - $13,592 MARGARET LINDBERG - $13,312 DISTRIBUTIONS: MARK W TRAYNOR - $157,358 HILARY MARDEN-RESNIK - $50,889 BETH MONSRUD - $50,773 GHITIANN WORCHESTER - $47,659 DANIEL SANTOS - $14,048 JULIA JOSEPH-DI CAPRIO - $13,556
Schedule J (Form 990) 2020

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
UCARE MINNESOTA
 
Employer identification number

36-3573805
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 1 EIGHT DIRECTORS AFFILIATED WITH THE UNIVERSITY OF MINNESOTA MEDICAL SCHOOL, DEPARTMENT OF FAMILY MEDICINE ARE REPORTED HERE AS NOT INDEPENDENT. THE MEDICAL SCHOOL/DEPARTMENT IS NOT A TRADITIONAL PARENT ORGANIZATION OF UCARE, AND DOES NOT DIRECTLY APPOINT OR ELECT ALL OF THESE DIRECTORS. THE DEPARTMENT ALSO DOES NOT HAVE DIRECT REMOVAL AUTHORITY FOR ALL OF THESE DIRECTORS, AND REMOVAL OF A DIRECTOR UNDER THE BYLAWS REQUIRES THE VOTE OF AT LEAST ONE DIRECTOR NOT AFFILIATED WITH THE MEDICAL SCHOOL/DEPARTMENT. HOWEVER, THE MEDICAL SCHOOL/DEPARTMENT HAS INDIRECT CONTROL OF THE APPOINTMENT AND ELECTION PROCESS OF THESE EIGHT DIRECTORS. ONE DIRECTOR IS APPOINTED BY THE DEAN OF THE MEDICAL SCHOOL, TWO DIRECTORS (INCLUDING THE CHAIR) ARE ON THE BOARD BY VIRTUE OF THEIR POSITIONS AT THE DEPARTMENT, AND THE CHAIR APPOINTS FIVE PHYSICIANS ON FACULTY AT THE DEPARTMENT. UCARE'S CURRENT BOARD INCLUDES SIX INDEPENDENT DIRECTORS: FIVE DIRECTORS WHO ARE ENROLLEES OF UCARE'S PLAN, AND AN AT-LARGE DIRECTOR FROM THE COMMUNITY. UNDER MINNESOTA LAW, THE BOARD IS CHARGED TO ACT IN THE BEST INTERESTS OF THE CORPORATION. SEE MINN. STAT. SECTIONS 62D.12, SUBD. 9 AND 317A.251. UCARE'S BYLAWS DESCRIBE AN EXECUTIVE COMMITTEE SUBJECT TO THE CONTROL OF THE BOARD AND WITH THE AUTHORITY TO ONLY MEET BETWEEN SCHEDULED MEETINGS OF THE BOARD AND TO TAKE ACTIONS ON CERTAIN MATTERS. THIS EXECUTIVE COMMITTEE RARELY IS CONVENED AND DID NOT MEET DURING 2020.
FORM 990, PART VI, SECTION A, LINE 7A UCARE'S BOARD OF DIRECTORS CONSISTS OF 15 DIRECTORS. UNDER UCARE'S BYLAWS, THE CHAIR OF THE BOARD HAD THE AUTHORITY TO APPOINT FIVE PHYSICIAN DIRECTORS FROM THE UNIVERSITY OF MINNESOTA MEDICAL SCHOOL. DEPARTMENT OF FAMILY MEDICINE AND THE DEAN OF THE MEDICAL SCHOOL APPOINTS ONE DIRECTOR. IN ADDITION, TWO DIRECTORS (INCLUDING THE CHAIR) ARE DIRECTORS BY VIRTUE OF THEIR POSITIONS IN THE DEPARTMENT. INDIVIDUALS ENROLLED IN UCARE'S HEALTH PLANS HAVE THE RIGHT UNDER THE BYLAWS, AND CONSISTENT WITH MINN. STAT. 62D.06, TO ELECT SIX OF THE BOARD OF DIRECTORS AMONG THE ENROLLED MEMBERS.
FORM 990, PART VI, SECTION A, LINE 7B UCARE MINNESOTA HAS RESERVED TO ITSELF THE FOLLOWING POWERS CONCERNING THE GOVERNANCE OF THE CORPORATION, WHICH SHALL BE EXPRESSED THROUGH THE UCARE MINNESOTA BOARD OF DIRECTORS: (A) THE APPROVAL OF ANY PLANS OF MERGER OR CONSOLIDATION BY THE CORPORATION WITH ANY FOREIGN OR DOMESTIC CORPORATION, VOLUNTARY DISSOLUTION OF THE CORPORATION, OR ANY SALES, LEASE, OR TRANSFER OF ALL OR SUBSTANTIALLY ALL OF THE CORPORATION'S ASSETS; (B) THE APPROVAL OF THE GRANT OF A SECURITY INTEREST IN ALL OR SUBSTANTIALLY ALL OF THE CORPORATION'S ASSETS OR THE GUARANTEE OF ANY INDEBTEDNESS BEFORE SUCH SECURITY INTEREST OR GUARANTEE BECOMES LEGALLY BINDING, AND (C) THE AMENDMENT OF THE ARTICLES OF INCORPORATION OR BYLAWS.
FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE CONTROLLER AND REVIEWED BY AN INDEPENDENT ACCOUNTING FIRM. UCARE PROVIDED A COPY AND REVIEWED THE DETAIL OF THE COMPLETED 990 FORM WITH THE BOARD'S FINANCE AND AUDIT COMMITTEE. UCARE ALSO PROVIDED A COPY OF THE COMPLETED 990 FORM TO ALL MEMBERS OF THE BOARD OF DIRECTORS VIA ON-LINE PORTAL PRIOR TO THE FINANCE AND AUDIT COMMITTEE'S REPORT TO THE BOARD. UPON APPROVAL BY THE BOARD OF DIRECTORS, THE 990 FORM WAS FILED WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C UCARE REQUIRES COMPLETION OF AN ANNUAL QUESTIONNAIRE BY ITS BOARD MEMBERS, OFFICERS, AND SENIOR EXECUTIVE, WHICH IS DESIGNED TO SURFACE POTENTIAL CONFLICTS OF INTEREST. IN ADDITION, UCARE'S POLICY REQUIRES DISCLOSURE TO THE BOARD CHAIR AND/OR CEO OF A POTENTIAL CONFLICT INVOLVING A DIRECTOR, OFFICER, OR MANAGEMENT STAFF WHEN A PARTICULAR TRANSACTION ARISES. IF THE BOARD OR DESIGNATED BOARD COMMITTEE DETERMINES THAT A POTENTIAL CONFLICT EXISTS RELATED TO A TRANSACTION REQUIRING ACTION BY THE BOARD, THE POLICY CALLS FOR THE BOARD MEMBER WITH THE POTENTIAL CONFLICT TO ABSTAIN FROM VOTING. IN ADDITION, A MAJORITY OF THE DISINTERESTED DIRECTORS MUST FIND THAT THE TRANSACTION IS FAIR AND REASONABLE TO THE OPERATION AND THAT THE ORGANIZATION COULD NOT REASONABLY FIND A MORE ADVANTAGEOUS TRANSACTION FROM ANOTHER ENTITY WITHOUT A POTENTIAL CONFLICT. IN PRACTICE, UCARE SEEKS TO MANAGE CERTAIN BUSINESS MATTERS SO THAT THEY ARE NOT SUBJECT TO ACTION BY THE BOARD OR SENIOR EXECUTIVES WHERE A POTENTIAL CONFLICT EXISTS. FOR EXAMPLE, THE BOARD INCLUDES MEMBERS WHO ARE ENROLLED IN UCARE'S HEALTH PLANS, AND THE BENEFIT DESIGNS AND PREMIUM AMOUNTS OF SUCH PLANS ARE NOT BROUGHT BEFORE THE BOARD FOR ACTION. THE POLICY ALSO REQUIRES DISCLOSURE OF POTENTIAL CONFLICTS TO THE BOARD OR DESIGNATED COMMITTEE EVEN FOR TRANSACTIONS NOT REQUIRING BOARD ACTION.
FORM 990, PART VI, SECTION B, LINE 15 ON AN ANNUAL BASIS, UCARE'S COMPENSATION COMMITTEE REVIEWS AND APPROVES THE PRESIDENT AND CEO'S TOTAL CASH COMPENSATION, INCLUDING BASE PAY AND INCENTIVE PAY. COMPENSATION AND BENEFITS ARE REVIEWED, AS DESCRIBED BELOW, EVERY TWO TO THREE YEARS. THE MOST RECENT FULL REVIEW WAS IN 2019, AND THE CASH COMPENSATION REVIEW WAS REFRESHED IN 2020. THE COMPENSATION COMMITTEE IS COMPOSED OF MEMBERS OF THE BOARD OF DIRECTORS. UCARE ENGAGES AN INDEPENDENT CONSULTANT ORGANIZATION THAT SPECIALIZES IN ADVISING HEALTH CARE ORGANIZATIONS ABOUT EXECUTIVE COMPENSATION ISSUES. THE INDEPENDENT CONSULTANT ORGANIZATION CONDUCTS A COMPARABILITY ANALYSIS THAT INCORPORATES MULTIPLE INDUSTRY SURVEYS AND COMPENSATION FOR COMPARABLE POSITIONS AT PEER ORGANIZATIONS. THE INDEPENDENT CONSULTANT ORGANIZATION THEN SHARES THE RESULTS OF THIS COMPARABILITY ANALYSIS WITH THE COMPENSATION COMMITTEE. AFTER DELIBERATION ABOUT THE COMPARABILITY ANALYSIS AND RECOMMENDATIONS, THE COMMITTEE EVALUATES THE ANNUAL CASH COMPENSATION PACKAGE FOR THE PRESIDENT & CEO. THE COMMITTEE BRINGS RECOMMENDATIONS ABOUT CEO BASE COMPENSATION AND INCENTIVE OPPORTUNITY TO THE BOARD FOR APPROVAL, AND REPORTS OTHER ACTIONS TAKEN BY THE COMMITTEE TO THE BOARD. MINUTES ARE RECORDED CONTEMPORANEOUSLY TO ACCURATELY DOCUMENT THE COMMITTEE'S DISCUSSIONS AND ACTIONS, AND THE INDEPENDENT CONSULTANT ORGANIZATION'S REPORT IS RETAINED FOR RECORDKEEPING PURPOSES. THE COMPENSATION COMMITTEE ALSO PARTICIPATES IN THE COMPENSATION PROCESS FOR OTHER SENIOR EXECUTIVES, INCLUDING THE TREASURER & SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER; THE SENIOR VICE PRESIDENT/SECRETARY/CHIEF LEGAL OFFICER; THE SENIOR VICE PRESIDENT/CHIEF MEDICAL OFFICER; THE SENIOR VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER, AND THE SENIOR VICE PRESIDENT OF PUBLIC AFFAIRS/CHIEF MARKETING OFFICER. THE PROCESS FOR DETERMINING COMPENSATION FOR THESE POSITIONS FOLLOWS A COMPENSATION PHILOSOPHY APPROVED BY THE BOARD OF DIRECTORS. EVERY TWO TO THREE YEARS, AN INDEPENDENT CONSULTANT ORGANIZATION CONDUCTS A COMPARABILITY ANALYSIS FOR THESE POSITIONS, FOCUSING ON TOTAL COMPENSATION DATA INCLUDING BASE PAY, INCENTIVE PAY, AND BENEFITS FOR COMPARABLE POSITIONS AT PEER ORGANIZATIONS. THE PRESIDENT AND CEO'S POSITION IS ALSO INCLUDED IN THIS COMPARABILITY ANALYSIS. THE MOST RECENT ANALYSIS OCCURRED IN 2019. THE COMPENSATION COMMITTEE RECEIVES AND DISCUSSES THE ANALYSIS AND RECOMMENDATIONS WITH THE INDEPENDENT CONSULTANT ORGANIZATION, AND PROVIDES INPUT FOR THE PRESIDENT & CEO IN DETERMINING CASH COMPENSATION FOR THE OFFICERS AND SENIOR EXECUTIVES. THE COMPENSATION COMMITTEE HAS DELEGATED SPECIFIC CASH COMPENSATION APPROVAL FOR THESE LEADERS TO THE PRESIDENT & CEO, WHO IS AN INDEPENDENT PERSON WITH RESPECT TO THESE COMPENSATION DETERMINATIONS, PROVIDED THAT THE PRESIDENT & CEO FOLLOWS THE BOARD-APPROVED COMPENSATION PHILOSOPHY, TAKES INTO ACCOUNT THE COMPARABILITY ANALYSIS, AND OBTAINS ANNUAL REVIEW BY THE COMMITTEE. THE COMMITTEE'S DISCUSSION AND INPUT ARE REFLECTED IN CONTEMPORANEOUS DOCUMENTATION, AND A COPY OF THE INDEPENDENT CONSULTANT ORGANIZATION'S REPORT IS RETAINED.
FORM 990, PART VI, SECTION C, LINE 18 UCARE MINNESOTA'S 990 FORM IS AVAILABLE ON WWW.GUIDESTAR.ORG IN ADDITION TO BEING MADE AVAILABLE UPON REQUEST.
FORM 990, PART VI, SECTION C, LINE 19 UCARE FILES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY WITH THE MINNESOTA DEPARTMENT OF HEALTH, AND THIS PUBLIC INFORMATION WOULD BE AVAILABLE FROM THIS AGENCY UPON REQUEST. UCARE'S FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.
FORM 990, PART IX, LINE 11G MEDICAL SERVICES: PROGRAM SERVICE EXPENSES 3,686,212,042. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,686,212,042. TEMPORARY/CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 13,196,853. MANAGEMENT AND GENERAL EXPENSES 18,472,309. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 31,669,162. PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 22,941,787. MANAGEMENT AND GENERAL EXPENSES 6,566,793. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 29,508,580. OUTSOURCED SERVICES: PROGRAM SERVICE EXPENSES 15,584,031. MANAGEMENT AND GENERAL EXPENSES 6,067,041. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 21,651,072. BROKER COMMISSIONS: PROGRAM SERVICE EXPENSES 10,249,343. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 10,249,343. HEALTH PROMOTION SERVICES: PROGRAM SERVICE EXPENSES 2,429,907. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,429,907. DISEASE MANAGEMENT SERVICES: PROGRAM SERVICE EXPENSES 650,417. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 650,417.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
UCARE MINNESOTA
 
Employer identification number

36-3573805
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)UCARE HEALTH INC
500 STINSON BLVD NE

MINNEAPOLIS,MN55413
20-8295948 		NON-PROFIT SERVICE INSURANCE ORGANIZATION MN 501(C)(4)   UCARE MINNESOTA
 
Yes
 
(2)U OF MN SCHOOLDEPT OF FAMILY MEDICINE & COMMUNITY HEALTH
516 DELAWARE ST

MINNEAPOLIS,MN55455
41-6007513 		MEDICAL EDUCATION MN     UNIVERSITY OF MINNESOTA
 
 
No
(3)UCARE FOUNDATION
500 STINSON BLVD NE

MINNEAPOLIS,MN55413
46-4795214 		COMMUNITY-DIRECTED INITIATIVE MN 501(C)(3) LINE 12A, I UCARE MINNESOTA
 
Yes
 








For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) UCARE FOUNDATION

 B 1,000,000 ACTUAL COST
(2) UCARE HEALTH INC

 L 1,481,093 ACTUAL COST
(3) UCARE HEALTH INC

 P 2,585,426 ACTUAL COST
(4) UCARE HEALTH INC

 R 6,874,980 ACTUAL COST


Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R (Form 990) 2020

Additional Data


Software ID:  
Software Version: