Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 08-01-2020 , and ending 07-31-2021
Name of foundation
ROBERT HOAG RAWLINGS FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)301 NORTH MAIN STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PUEBLO, CO81003
A Employer identification number

84-1090907
B Telephone number (see instructions)

(719) 544-2566
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$35,623,920J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 947,201
2 Check bullet.............
3 Interest on savings and temporary cash investments 74,521 74,521  
4 Dividends and interest from securities... 571,338 571,338  
5a Gross rents............ 1,200 1,200  
b Net rental income or (loss) -978
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 1,426,991
b Gross sales price for all assets on line 6a 6,573,116
7 Capital gain net income (from Part IV, line 2)... 1,426,991
8 Net short-term capital gain......... 213,989
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule)..... 0  
11 Other income (attach schedule)....... Click to see attachment 157,992 157,992  
12 Total. Add lines 1 through 11........ 3,179,243 2,232,042 213,989
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 75,095 15,019   60,076
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 10,000 2,000   8,000
16a Legal fees (attach schedule)......... Click to see attachment 1,361 272   1,089
b Accounting fees (attach schedule)....... Click to see attachment 6,840 1,368   5,472
c Other professional fees (attach schedule).... Click to see attachment 146,798 146,798   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 8,152 3,562   4,590
19 Depreciation (attach schedule) and depletion... 0    
20 Occupancy.............. 12,226 1,223   11,003
21 Travel, conferences, and meetings....... 420     420
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 11,452 1,224   10,228
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 272,344 171,466   100,878
25 Contributions, gifts, grants paid....... 1,294,245 1,294,245
26 Total expenses and disbursements. Add lines 24 and 25 1,566,589 171,466   1,395,123
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,612,654
b Net investment income (if negative, enter -0-) 2,060,576
c Adjusted net income (if negative, enter -0-)... 213,989
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 2,160,347 850,677 850,677
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....   0  
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet     0  
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 949,652 Click to see attachment845,595 859,318
b Investments—corporate stock (attach schedule)....... 14,203,739 Click to see attachment11,284,888 18,870,252
c Investments—corporate bonds (attach schedule)....... 1,924,593 Click to see attachment2,081,731 2,225,413
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet     0  
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,786,756 Click to see attachment11,551,072 12,818,260
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet     0  
15 Other assets (describe bullet) 0 0 0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 25,025,087 26,613,963 35,623,920
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons   0
21 Mortgages and other notes payable (attach schedule)......   0
22 Other liabilities (describe bullet) Click to see attachment3,369 Click to see attachment10,447
23 Total liabilities (add lines 17 through 22)......... 3,369 10,447
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 25,021,718 26,603,516
29 Total net assets or fund balances (see instructions)..... 25,021,718 26,603,516
30 Total liabilities and net assets/fund balances (see instructions). 25,025,087 26,613,963
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
25,021,718
2
Enter amount from Part I, line 27a .....................
2
1,612,654
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
26,634,372
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
30,856
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
26,603,516
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a SECURITY SALES - MORGAN STANLEY 4034 P 2020-01-01 2021-07-31
b SECURITY SALES - MORGAN STANLEY 4034 P 2020-08-01 2021-07-31
c SECURITY SALES - MORGAN STALEY 3702 P 2020-01-01 2021-07-31
d SECURITY SALES - MORGAN STALEY 3702 P 2020-08-01 2021-07-31
e SECURITY SALES - RBC 3033 P 2020-01-01 2021-07-31
SECURITY SALES - RBC 6186 P 2020-01-01 2021-07-31
SECURITY SALES - RBC 9923 P 2020-01-01 2021-07-31
SECURITY SALES - SCHWAB 8100 P 2020-01-01 2021-07-31
SECURITY SALES - SCHWAB 8100 P 2020-08-01 2021-07-31
CAPITAL GAIN DISTRIBUTIONS - SCHWAB P 2020-08-01 2021-07-31
CAPITAL GAIN DISTRIBUTIONS - MORGAN STANLEY P 2020-08-01 2021-07-31
WEST STREET LOT D 2020-08-01 2020-11-17
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,607,850 0 2,599,182 1,008,668
b 614,349 0 580,585 33,764
c 586,780 0 564,295 22,485
d 649,858 0 655,872 -6,014
e 149,933 0 95,396 54,537
89,548 0 56,363 33,185
296,575 0 296,754 -179
263,866 0 169,560 94,306
210 0 174 36
112,277 0 0 112,277
1,870 0 0 1,870
200,000 0 127,944 72,056
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a 0 0 0 1,008,668
b 0 0 0 33,764
c 0 0 0 22,485
d 0 0 0 -6,014
e 0 0 0 54,537
0 0 0 33,185
0 0 0 -179
0 0 0 94,306
0 0 0 36
0 0 0 112,277
0 0 0 1,870
0 0 0 72,056
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,426,991
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 213,989
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 28,642
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 28,642
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 28,642
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 20,000
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Part VI Line 7 - Tax Paid with the Original Return: 20000 7 20,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 8,642
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletRAWLINGSFOUNDATION.COM
    14
    The books are in care ofbulletHEWITT HEERSCHAP & COUCH PC Telephone no.bullet (719) 542-1287

    Located atbullet511 W 10TH STREET SUITE BPUEBLOCO ZIP+4bullet81003
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JANE RAWLINGS PRESIDENT
    20.00     		0 0 0
    624 DITTMER AVENUE
    PUEBLO,CO81005
    ROBERT H RAWLINGS JR VICE PRESIDENT
    1.00     		0 0 0
    455 LIBERTY
    ASHLAND,OR97520
    CAROLYN TEMPLE SECRETARY
    1.00     		0 0 0
    2721 MESA AVENUE
    DURANGO,CO813014758
    ANDREW TRAINOR TREASURER
    1.00     		0 0 0
    301 N MAIN STREET SUITE 204
    PUEBLO,CO81003
    DAVID CARDINAL DIRECTOR
    1.00     		0 0 0
    3022 THUNDER LAKE CIRCLE
    LAFAYETTE,CO80026
    PAULETTE STUART DIRECTOR
    1.00     		0 0 0
    1430 CARTERET AVENUE
    PUEBLO,CO81004
    RICK KLEIN DIRECTOR
    1.00     		0 0 0
    601 COLORADO AVENUE
    LA JUNTA,CO81050
    JAMES HADLEY DIRECTOR
    1.00     		0 0 0
    511 WEST 29TH STREET SUITE A
    PUEBLO,CO81008
    ANDREA ARAGON EXEC. DIRECTOR
    40.00     		75,095 10,000 0
    4802 INDIGO COURT
    PUEBLO,CO81001
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    31,109,072
    b
    Average of monthly cash balances.......................
    1b
    1,622,094
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    32,731,166
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    32,731,166
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    490,967
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    32,240,199
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,612,010
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,612,010
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    28,642
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    28,642
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,583,368
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,583,368
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,583,368
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,395,123
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,395,123
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,395,123
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,583,368
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 138,764
    d From 2018...... 7,177
    e From 2019...... 0
    fTotal of lines 3a through e........ 145,941
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,395,123
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,395,123
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 145,941 145,941
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		42,304
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NA
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NA
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ROBERT HOAG RAWLINGS FOUNDATION
    301 NORTH MAIN STREET SUITE 204
    PUEBLO,CO81003
    (719) 544-2566
    bThe form in which applications should be submitted and information and materials they should include:
    GRANT APPLICATION AVAILABLE ON THE FOUNDATION WEBSITE
    cAny submission deadlines:
    VARY, BUT GENERALLY SPRING AND FALL OF EACH YEAR
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SOUTHERN COLORADO AREA
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SANGRE DE CRISTO ARTS & CONFERENCE CENTER
    210 NORTH SANTA FE AVENUE
    PUEBLO,CO81003     		  PUBLIC CAPITAL CAMPAIGNEXHIBIT SPONSORSHIP 310,000
    COLORADO STATE UNIV-PUEBLO FDN
    2200 BONFORTE BLVD
    PUEBLO,CO81001     		  PUBLIC SCHOLARSHIPSBASEBALL FIELD 226,000
    ADAMS STATE UNIVERSITY FOUNDATION
    208 EDGEMONT BLVD
    ALAMOSA,CO81101     		  PUBLIC SCHOLARSHIPS 4,000
    OTERO JUNIOR COLLEGE FOUNDATION
    1802 COLORADO AVENUE
    LA JUNTA,CO81050     		  PUBLIC SCHOLARSHIPS 4,000
    LAMAR COMMUNITY COLLEGE FOUNDTAION
    2401 SOUTH MAIN STREET
    LAMAR,CO81052     		  PUBLIC SCHOLARSHIPS 4,000
    TRINIDAD STATE JUNIOR COLLEGE FDN
    600 PROSPECT STREET
    TRINIDAD,CO81082     		  PUBLIC SCHOLARSHIPS 4,000
    PUEBLO COMMUNITY COLLEGE FDN
    900 WEST ORMAN AVENUE
    PUEBLO,CO81004     		  PUBLIC SCHOLARSHIPS 8,000
    BOYS & GIRLS CLUB - SAN LUIS VALLEY
    PO BOX 1032
    ALAMOSA,CO81101     		  PUBLIC YOUTH ENRICHMENTPROGRAMS 6,500
    ALAMOSA LIVE MUSIC ASSOC
    PO BOX 1836
    ALAMOSA,CO81101     		  PUBLIC MUSIC PERFORMANCES 3,000
    BENT COUNTY HISTORICAL SOCIETY
    560 BENT AVENUE
    LAS ANIMAS,CO81054     		  PUBLIC DIGITIZE FILMSFROM HISTORICALEVENTS 3,000
    CENTER FOR AMERICAN VALUES
    101 S MAIN STREET 100
    PUEBLO,CO81003     		  PUBLIC FOOD DISTRIBUTIONFOR VETERANS 5,000
    POSADA
    827 EAST 4TH STREET
    PUEBLO,CO81001     		  PUBLIC STOVE REPLACEMENT@ MONTEREY HOUSING 2,500
    PUEBLO CITYCOUNTY LIBRARY
    100 EAST ABRIENDO AVENUE
    PUEBLO,CO81004     		  PUBLIC INFOZONE EXHIBITCAPITAL CAMPAIGN 220,000
    ARKANSAS VALLEY PREGNANCY CENTER
    118 WEST 4TH STREET
    LA JUNTA,CO81050     		  PUBLIC COMPUTERS & TABLETSFOR CLIENT USE 4,500
    MT BLANCA FINE ARTS ASSOCIATION
    PO BOX 175
    FORT GARLAND,CO81133     		  PUBLIC MUSIC FUNDAMENTALSFORUM FOR KIDS 5,000
    ELEVATEHER
    PO BOX 5118
    BUENA VISTA,CO81211     		  PUBLIC LIFE SKILLS & OUTDOOR ADVENTURES 6,500
    BOYS & GIRLS CLUB - CHAFFEE COUNTY
    PO BOX 1430
    SALIDA,CO81201     		  PUBLIC YOUTH DEVELOPMENTPROGRAMMING 7,500
    CATHOLIC CHARITIES
    429 WEST 10TH STREET
    PUEBLO,CO81003     		  PUBLIC PROGRAMMING 10,000
    FRIENDLY HARBOR COMMUNITY CENTER
    2713 N GRAND AVENUE
    PUEBLO,CO81003     		  PUBLIC COVID-19 EXPENSES 5,000
    METRO VOLUNTEERS SPARK THE CHANGE CO
    ATTN BETTY NUFER
    PUEBLO,CO81004     		  PUBLIC MENTAL HEALTH COUNSELINGFOR PEOPLE W/BARRIERS 5,000
    MT CARMEL CENTER FOR WELLNESS
    911 ROBINSON
    TRINIDAD,CO81082     		  PUBLIC FOOD BASKETS FORRURAL, SENIOR& LOW-INCOME FAMILIES 5,000
    YWCA OF PUEBLO
    801 N SANTA FE AVENUE
    PUEBLO,CO81003     		  PUBLIC DOMESTIC VIOLENCE SHELTER 10,000
    YOUTH CLUB OF TRINIDAD
    204 E KANSAS
    TRINIDAD,CO81082     		  PUBLIC FUNDS TO COVERADDITIONAL HOURSFOR REMOTE LEARNING 7,500
    BESSEMER HISTORICAL SOCIETY
    215 CANAL STREET
    PUEBLO,CO81004     		  PUBLIC SECURE H20 TODAYSMITHSONIAN EXHIBIT 7,500
    KOSHARE INDIAN MUSEUM
    115 WEST 18TH STREET
    LA JUNTA,CO81050     		  PUBLIC OPERATING EXPENSES 7,500
    PUEBLO CRISIS PREGNANCY CENTER
    500 COLORADO AVENUE
    PUEBLO,CO81004     		  PUBLIC BUILDING UPDATESAND EQUIPMENT 7,500
    SAN LUIS VALLEY GREAT OUTDOORS
    610 STATE AVENUE
    ALAMOSA,CO81101     		  PUBLIC HEALTH & DEVELOPMENTFOR YOUTH IN OUTDOORS 10,000
    VETERANS COALITION OF THE SAN LUIS VALLEY
    223 6TH STREET
    ALAMOSA,CO81101     		  PUBLIC PEER-TO-PEER SUPPORT 7,500
    COLORADO HUMANITIES
    7935 E PRENTICE AVENUE SUITE 4
    GREENWOOD VILLAGE,CO80111     		  PUBLIC PRE-PRODUCTION SUPPORTFOR DOCUMENTARY 5,000
    PUEBLO PERFORMING ARTS GUILD
    107 S GRANT AVENUE
    PUEBLO,CO81003     		  PUBLIC CAPITAL CAMPAIGN 10,000
    ST JOHN NEUMANN CATHOLIC SCHOOL
    2415 E ORMAN AVENUE
    PUEBLO,CO81004     		  PUBLIC SUPPORT FOR REVENUELOST DUE TO COVID 20,000
    TRINIDAD HISTORY MUSEUM
    312 E MAIN STREET
    TRINIDAD,CO81082     		  PUBLIC BORDERLANDSSANTA FE TRAIL EXHIBIT 12,000
    CARE & SHARE FOOD BANK
    2605 PREAMBLE POINT
    COLORADO SPRINGS,CO80915     		  PUBLIC SUNNY SIDE MARKETFOR PUEBLO'S EAST SIDE 25,000
    SPANISH PEAKS COMMUNITY FOUNDATION
    715 MAIN STREET
    WALSENBURG,CO81089     		  PUBLIC FOX THEATERREVITALIZATION PROJECT 10,000
    BOYS & GIRLS CLUB OF PUEBLO COUNTY
    635 WEST CORONA AVENUE SUITE 201
    PUEBLO,CO81004     		  PUBLIC HEROES & HELPERS FUND 1,500
    CANON LITERACY CENTER
    PO BOX 1793
    CANON CITY,CO81215     		  PUBLIC TUTORING PROGRAM 3,000
    PUEBLO CHORALE SOCIETY
    310 WEST 11TH STREET
    PUEBLO,CO81003     		  PUBLIC OPERATING EXPENSES 5,000
    ROCKY MTN COUNCIL BOY SCOUTS
    411 S PUEBLO BLVD
    PUEBLO,CO81005     		  PUBLIC YOUTH PROGRAMMING 5,000
    YMCA OF PUEBLO
    3200 E SPAULDING AVENUE
    PUEBLO,CO81008     		  PUBLIC LIFEGUARD PROGRAMS 7,500
    CANYONS & PLAINS
    1413 TOPEKA
    LA JUNTA,CO81050     		  PUBLIC TOURISM PROGRAMS 10,000
    SOUTHWEST CONSERVATION CORPS
    701 E HIGHWAY 50
    SALIDA,CO81201     		  PUBLIC YOUTH ENGAGEMENT & ENRICHMENT PROGRAMS 15,000
    UVIATION WATER DBA RIVER SCIENCE
    425 MAIN STREET SUITE 10
    CANON CITY,CO81212     		  PUBLIC MOVE WATER CURRICULUMONLINE 10,000
    CASA OF PUEBLO
    130 W ABRIENDO AVENUE
    PUEBLO,CO81004     		  PUBLIC FOSTERING FUTURES PROGRAM 12,000
    BENT COUNTY DEVELOPMENT FOUNDATION
    332 AMBASADOR THOMPSON ROAD
    LAS ANIMAS,CO81054     		  PUBLIC EXPAND THE NATIVEAMERICAN PROGRAM 15,000
    SAN LUIS VALLEY LOCAL FOODS COALITION
    412 STATE AVENUE
    ALAMOSA,CO81101     		  PUBLIC REGENERATIVE AG INITIATIVE 15,000
    LA VETA VILLAGE
    109 E FRANCISCO
    LA VETA,CO81055     		  PUBLIC ASSISTED LIVINGKITCHEN 20,000
    PUEBLO COOPERATIVE CARE CENTER
    326 W 8TH STREET
    PUEBLO,CO81003     		  PUBLIC EMERGENCY FOODINFRASTRUCTURE 20,000
    ROCKY MOUNTAIN PUBLIC MEDIA
    330 E HARVARD AVENUE
    DENVER,CO80210     		  PUBLIC GREAT PUEBLOFLOOD EVENT 20,000
    CONEJOS CLEAN WATER
    304 RIVER STREET
    ANTONITO,CO81120     		  PUBLIC OUTDOOR/ENVIRONMENTALYOUTH PROGRAMS 20,000
    IMPOSSIBLE PLAYERS
    5 OAKBRIDGE DRIVE
    PUEBLO,CO81001     		  PUBLIC HVAC SYSTEM 22,245
    SANTA FE TRAIL BOCES
    302 COLORADO AVENUE
    LA JUNTA,CO81050     		  PUBLIC WORK CONNECTEDLEARNING PROJECTS 25,000
    PUEBLO CENTENNIAL HIGH SCHOOL
    2525 MOUNTVIEW DRIVE
    PUEBLO,CO81008     		  GOV SCORE BOARD 25,000
    PUEBLO COMMUNITY HEALTH CENTER INC
    110 E ROUTT AVENUE
    PUEBLO,CO81004     		  PUBLIC LAB TESTING EQUIPMENT 25,000
    SANGRE DE CRISTO COMMUNITY CARE
    1920 VALLEY DRIVE
    PUEBLO,CO81008     		  PUBLIC HOSPICE HOUSEIMPROVEMENTS 30,000
    Total .................................bullet 3a 1,294,245
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 74,521  
    4 Dividends and interest from securities....     14 571,338  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16 1,200  
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 141,718  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,426,991  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aWELLS FARGO SETTLEMENT     		    14 91  
    bINTEREST ON WEST PROPERTY SALE     14 16,184  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,232,043  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,232,043
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  
    Part VI Line 7 - Tax Paid with the Original Return: 20,000


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    ROBERT HOAG RAWLINGS FOUNDATION
     
    Employer identification number

    84-1090907
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    ROBERT HOAG RAWLINGS FOUNDATION
          		Employer identification number
    84-1090907
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ROBERT H RAWLINGS ESTATE
    624 DITTMER AVENUE
     
    PUEBLO, CO81005

    		$ 115,061


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    STAR-JOURNAL PUBLISHING CORPORATION
     
    624 DITTMER AVENUE
     
    PUEBLO, CO81005

    		$ 760,920


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    ROBERT H RAWLINGS ESTATE
    624 DITTMER AVENUE
     
    PUEBLO, CO81005

    		$ 71,219


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    ROBERT HOAG RAWLINGS FOUNDATION
          		Employer identification number

    84-1090907
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 VACANT LOT - WEST STREET, PUEBLO, CO 81003 $ 115,061 2020-08-15
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    ROBERT HOAG RAWLINGS FOUNDATION
          		Employer identification number

    84-1090907
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    HEWITT, HEERSCHAP & COUCH ACCOUNTING 6,840 1,368   5,472

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    WEST STREET PROPERTY 2019-08 Donated 2020-11 PUEBLO COUNTY GOVERNMENT 200,000 115,061   12,883 72,056  
    CAPITAL GAIN DISTRIBUTIONS - CHARLES SCHWAB     2021-07   112,277       112,277  
    CAPITAL GAIN DISTRIBUTIONS - MORGAN STANLEY     2021-07   1,870       1,870  
    SECURITY SALES - MORGAN STANLEY 4034   Purchased 2021-07   3,607,850 2,599,182     1,008,668  
    SECURITY SALES - MORGAN STANLEY 4034 2020-08 Purchased 2021-07   614,349 580,585     33,764  
    SECURITY SALES - MORGAN STANLEY 3702   Purchased 2021-07   586,780 564,295     22,485  
    SECURITY SALES - MORGAN STANLEY 3702 2020-08 Purchased 2021-07   649,858 655,872     -6,014  
    SECURITY SALES - RBC 3033   Purchased 2021-07   149,933 95,396     54,537  
    SECURITY SALES - RBC 6186   Purchased 2021-07   89,548 56,363     33,185  
    SECURITY SALES - RBC 9923   Purchased 2021-07   296,575 296,754     -179  
    SECURITY SALES - SCHWAB 8100   Purchased 2021-07   263,866 169,560     94,306  
    SECURITY SALES - SCHWAB 8100 2020-08 Purchased 2021-07   210 174     36  

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS - MS 3702 421,466 446,019
    CORPORATE BONDS - RBC 9923 1,660,265 1,779,394

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCKS - RBC 6186 352,789 466,756
    CORPORATE STOCKS - RBC 3033 553,488 798,176
    CORPORATE STOCKS - MS 4034 2,597,592 3,790,240
    CORPORATE STOCKS - SCHWAB 8100 7,781,019 13,815,080

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    US Government Securities - End of Year Book Value:

    845,595
    US Government Securities - End of Year Fair Market Value:

    859,318
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 InvestmentsOtherSchedule2
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SPDR S&P 500 ETF - SCHWAB 9347   348,525 657,765
    ELLINGTON INVESTMENT FUND   1,649,579 1,649,579
    REITS - RBC 6186   21,629 41,368
    REITS - SCHWAB 8100   165,548 228,633
    MUTUAL FUNDS - SCHWAB 9347   8,171,539 9,017,758
    MUTUAL FUNDS - MS 3702   1,194,252 1,223,157

    TY 2020 LegalFeesSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SUSEMIHL, MCDERMOTT & DOWNIE LEGAL 1,361 272   1,089


    TY 2020 OtherDecreasesSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Description Amount
    PENALITES 100
    50% MEALS 88
    FEDERAL TAXES 28,642
    UNREALIZED GAIN/LOSS ADJUSTMENT 2,026


    TY 2020 OtherExpensesSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 157 157   0
    COMPUTER & INTERNET 4,131 413   3,718
    DUES & SUBSCRIPTIONS 1,705 170   1,535
    INSURANCE 1,902 190   1,712
    OFFICE EXPENSES 990 99   891
    TELEPHONE 1,773 177   1,596
    MEALS @ 50% 88 0   88
    POSTAGE & SHIPPING 179 18   161
    BOARD GIFTS 527 0   527


    TY 2020 OtherIncomeSchedule2
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ELLINGTON FUND INT/DIV/GAINS 141,718 141,718  
    WEST STREET SALE INTEREST 16,184 16,184  
    WELLS FARGO SETTLEMENT 90 90  


    TY 2020 OtherLiabilitiesSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Description Beginning of Year - Book Value End of Year - Book Value
    PAYROLL TAXES PAYABLE 1,813 1,805
    FEDERAL TAXES PAYABLE 1,556 8,642


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ELLWOOD INVESTMENT 30,000 30,000   0
    MORGAN STANLEY INVESTMENT 67,184 67,184   0
    RBC INVESTMENT 10,846 10,846   0
    CHARLES SCHWAB INVESTMENT 28,471 28,471   0
    ELLINGTON FUND INVESTMENT 10,297 10,297   0


    TY 2020 TaxesSchedule
    Name:
    ROBERT HOAG RAWLINGS FOUNDATION
    EIN:
    84-1090907
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD 236 236   0
    PROPERTY 2,178 2,178   0
    PAYROLL 5,738 1,148   4,590