Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
The Carol Moss Foundation
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

95-4076344
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$65,482,596J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 11,321 11,321  
4 Dividends and interest from securities... 1,080,630 1,080,630  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 10,523
b Gross sales price for all assets on line 6a 20,609,087
7 Capital gain net income (from Part IV, line 2)... 3,535
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,102,474 1,095,486  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 212,364     212,364
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 7,586     7,586
16a Legal fees (attach schedule)......... Click to see attachment 37,508 5,027 0 32,481
b Accounting fees (attach schedule)....... Click to see attachment 21,664 0 0 7,544
c Other professional fees (attach schedule).... Click to see attachment 349,584 329,338   20,246
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 136,997 13,697    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 17,153     17,153
21 Travel, conferences, and meetings....... 150     150
22 Printing and publications.......... 795 795    
23 Other expenses (attach schedule)....... Click to see attachment 85,234 5,614   62,020
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 869,035 354,471 0 359,544
25 Contributions, gifts, grants paid....... 2,424,000 2,924,000
26 Total expenses and disbursements. Add lines 24 and 25 3,293,035 354,471 0 3,283,544
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,190,561
b Net investment income (if negative, enter -0-) 741,015
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 3,946,331 1,277,984 1,277,984
3 Accounts receivable bullet53,950
Less: allowance for doubtful accounts bullet   62,309 53,950 53,950
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable................. 5,300,000 4,908,262 4,908,262
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 4,849 2,745 2,745
10a Investments—U.S. and state government obligations (attach schedule) 3,144,276 Click to see attachment3,773,322 3,773,322
b Investments—corporate stock (attach schedule)....... 46,018,880 Click to see attachment53,302,723 53,302,723
c Investments—corporate bonds (attach schedule)....... 1,828,636 Click to see attachment2,163,610 2,163,610
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) 2,126    
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 60,307,407 65,482,596 65,482,596
Liabilities 17 Accounts payable and accrued expenses.......... 75,809 204,926
18 Grants payable................. 1,000,000 500,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 1,075,809 704,926
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 53,931,598 59,869,408
25 Net assets with donor restrictions............ 5,300,000 4,908,262
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 59,231,598 64,777,670
30 Total liabilities and net assets/fund balances (see instructions). 60,307,407 65,482,596
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
59,231,598
2
Enter amount from Part I, line 27a .....................
2
-2,190,561
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
8,128,371
4
Add lines 1, 2, and 3 ..........................
4
65,169,408
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
391,738
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
64,777,670
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 20,609,087   20,605,552 3,535
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       3,535
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,535
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 10,300
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 10,300
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,300
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 10,300
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 1,970
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 12,270
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,970
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,970 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Keith Allen-NiesenClick to see attachment Dir
    2.0     		18,450 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Susan A BeveridgeClick to see attachment Dir
    2.0     		18,450 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Louis HalperClick to see attachment Dir, Pres
    8.0     		58,788 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Samuel W HalperClick to see attachment Dir, CFO/Treas
    7.0     		3,547 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    William HalperClick to see attachment Treas, Dir
    8.0     		30,164 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Mary Heth-AguadoClick to see attachment Dir, Sec
    7.0     		46,065 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Ronald MagerClick to see attachment Dir
    2.0     		18,450 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Theresa StrombomClick to see attachment Dir
    5.0     		18,450 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Morgan Stanley Investment mgmt 329,338
    1999 ave of the stars suite 2400
    LOS ANGELES,CA90067
    Foundation Source Administrative 54,025
    55 Walls Drive 3rd Fl
    Fairfield,CT06824
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    51,144,741
    b
    Average of monthly cash balances.......................
    1b
    3,004,036
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    54,148,777
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    54,148,777
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    812,232
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    53,336,545
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,666,827
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,666,827
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    10,300
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    10,300
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,656,527
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,656,527
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,656,527
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,283,544
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,283,544
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,283,544
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,656,527
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 666,474
    b Total for prior years:2018, 2017, 2016  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 3,283,544
    a Applied to 2019, but not more than line 2a 666,474
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 2,617,070
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		39,457
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMERS GREATER LOS ANGELES
    4221 WILSHIRE BLVD STE 400
    LOS ANGELES,CA90010     		N/A PC General & Unrestricted 500
    ANGEL CITY PIT BULLS
    1834 S GRAMERCY PL
    LOS ANGELES,CA90019     		N/A PC General & Unrestricted 26,000
    ANIMAL PLACE
    PO BOX 1118
    GRASS VALLEY,CA95945     		N/A PC General & Unrestricted 1,000
    ARGUS SERVICE DOG FOUNDATION
    5116 VARNA AVE
    SHERMAN OAKS,CA91423     		N/A PC General & Unrestricted 20,000
    AUSTRALIAN SHEPHERDS FUREVER CORPORATION
    PO BOX 1676
    RCH CUCAMONGA,CA91729     		N/A PC General & Unrestricted 3,000
    CAMP RONALD MCDONALD FOR GOOD TIMES
    1250 LYMAN PL
    LOS ANGELES,CA90029     		N/A PC General & Unrestricted 50,000
    CARSON CATS RESCUE
    223 GULL ST
    MANHATTAN BCH,CA90266     		N/A PC General & Unrestricted 3,500
    CEDARS-SINAI MEDICAL CENTER
    8700 BEVERLY BLVD
    W HOLLYWOOD,CA90048     		N/A PC TO FURTHER THE AREA of oncology at the medical center's board of governors innovation center 500,000
    CEDARS-SINAI MEDICAL CENTER
    8700 BEVERLY BLVD
    W HOLLYWOOD,CA90048     		N/A PC Lung Organoids project 50,000
    CITY OF HOPE
    1500 DUARTE RD
    DUARTE,CA91010     		N/A PC COVID-19 Immunity between Allogeneic Transplant Donors and recipients Project 250,000
    CITY OF HOPE
    1500 DUARTE RD
    DUARTE,CA91010     		N/A PC Covid Vaccine Research fund 250,000
    COMMUNITY PARTNERS
    PO BOX 741265
    LOS ANGELES,CA90074     		N/A PC Stepping Forward LA Project 2,000
    CONCERN FOUNDATION
    11111 W OLYMPIC BLVD STE 214
    LOS ANGELES,CA90064     		N/A PC General & Unrestricted 1,000
    CORE COMMUNITY ORGANIZED RELIEF EFFORT
    6464 W SUNSET BLVD STE 530
    LOS ANGELES,CA90028     		N/A PC General & Unrestricted 3,000
    DOGS TO DOG TAGS INC
    PO BOX 262
    SHEBOYGAN FLS,WI53085     		N/A PC General & Unrestricted 30,000
    DOWNTOWN DOG RESCUE
    PO BOX 90035
    PASADENA,CA91109     		N/A PC General & Unrestricted 61,500
    EASTERN SIERRA LAND TRUST
    PO BOX 755
    BISHOP,CA93515     		N/A PC General & Unrestricted 5,000
    ELITE ATHLETE SERVICES LLC
    2800 OLYMPIC PKWY
    CHULA VISTA,CA91915     		N/A PC General & Unrestricted 100,000
    FEEDING AMERICA
    161 N CLARK ST SUITE 700
    CHICAGO,IL60601     		N/A PC General & Unrestricted 1,000
    FEEDING PETS OF THE HOMELESS
    400 W KING ST STE 200
    CARSON CITY,NV89703     		N/A PC General & Unrestricted 115,000
    FENCES FOR FIDO
    PO BOX 42265
    PORTLAND,OR97242     		N/A PC General & Unrestricted 1,000
    FOOD FINDERS INC
    10539 HUMBOLT ST
    LOS ALAMITOS,CA90720     		N/A PC General & Unrestricted 85,000
    FOOD FORWARD INC
    7412 FULTON AVE 3
    NORTH HOLLYWOOD,CA91605     		N/A PC General & Unrestricted 86,500
    FRIENDS OF CERRO GORDO
    PO BOX 426
    TUJUNGA,CA91043     		N/A PC Rebuilding of the American Hotel Project 1,000
    FRIENDS OF LONG BEACH ANIMAL SHELTER
    PO BOX 92736
    LONG BEACH,CA90809     		N/A PC General & Unrestricted 1,000
    GENTLE BARN FOUNDATION
    15825 SIERRA HWY
    SANTA CLARITA,CA91390     		N/A PC General & Unrestricted 1,000
    GUIDE DOGS FOR THE BLIND INC
    350 LOS RANCHITOS RD
    SAN RAFAEL,CA94903     		N/A PC General & Unrestricted 75,000
    GUIDE DOGS OF THE DESERT
    60735 DILLON RD
    WHITEWATER,CA92282     		N/A PC General & Unrestricted 75,000
    HANAELEH
    PO BOX 291
    TRABUCO CYN,CA92678     		N/A PC General & Unrestricted 1,000
    JEWISH VOCATIONAL SERVICE INC
    75 FEDERAL ST 3RD FL
    BOSTON,MA02110     		N/A PC General & Unrestricted 2,500
    JEWISH VOCATIONAL SERVICE INC
    75 FEDERAL ST 3RD FL
    BOSTON,MA02110     		N/A PC COVID-19 Response Fund 10,000
    JONSSON CANCER CENTER FOUNDATION- UCLA
    PO BOX 951780
    LOS ANGELES,CA90095     		N/A PC Melanoma Research fund 5,000
    JONSSON CANCER CENTER FOUNDATION- UCLA
    PO BOX 951780
    LOS ANGELES,CA90095     		N/A PC Pancreatic Cancer Fund 2,000
    JVS SOCAL
    6505 WILSHIRE BLVD STE 200
    LOS ANGELES,CA90048     		N/A PC JVS Veteran Services fund 22,500
    JVS SOCAL
    6505 WILSHIRE BLVD STE 200
    LOS ANGELES,CA90048     		N/A PC General & Unrestricted 25,000
    KITTEN RESCUE
    3519 CASITAS AVE
    LOS ANGELES,CA90039     		N/A PC General & Unrestricted 50,000
    LASTING IMPRESSIONS
    14305 MORGAN ST
    BALDWIN PARK,CA91706     		N/A PC General & Unrestricted 2,000
    LILYS LEGACY SENIOR DOG SANCTUARY
    PO BOX 751002
    PETALUMA,CA94975     		N/A PC General & Unrestricted 1,500
    LONG BEACH RESCUE MISSION
    1430 PACIFIC AVE
    LONG BEACH,CA90813     		N/A PC General & Unrestricted 4,000
    LOS ANGELES REGIONAL FOOD BANK
    1734 E 41ST ST
    VERNON,CA90058     		N/A PC General & Unrestricted 1,000
    LOVE ON 4 PAWS INC
    4005 VIA VICO
    RCH PALOS VRD,CA90275     		N/A PC General & Unrestricted 1,000
    MISSION K9 RESCUE
    10902 BRITOAK LN
    HOUSTON,TX77079     		N/A PC General & Unrestricted 20,000
    NAPA COMMUNITY ANIMAL RESPONSE TEAM
    PO BOX 67
    NAPA,CA94559     		N/A PC General & Unrestricted 50,000
    NATIONAL COALITION AGAINST DOMESTIC VIOLENCE
    1 N BROADWAY STE 210B
    DENVER,CO80203     		N/A PC General & Unrestricted 1,000
    NATURAL HIGH
    7881-A DRURY LN
    LA JOLLA,CA92037     		N/A PC General & Unrestricted 500
    ONE VOICE
    1228 15TH ST STE C
    SANTA MONICA,CA90404     		N/A PC General & Unrestricted 2,500
    OPERATION GRATITUDE INC
    PO BOX 260257
    ENCINO,CA91426     		N/A PC General & Unrestricted 77,500
    PAWS FOR LIFE K9 RESCUE
    1158 26TH ST STE 187
    SANTA MONICA,CA90403     		N/A PC General & Unrestricted 51,000
    PLACER FAMILY HOUSING NON-PROFIT ORGANIZATION
    PO BOX 238
    AUBURN,CA95604     		N/A PC General & Unrestricted 2,000
    PLACER FOOD BANK
    8284 INDUSTRIAL AVE
    ROSEVILLE,CA95678     		N/A PC General & Unrestricted 5,000
    SACRAMENTO FOOD BANK SERVICES
    3333 3RD AVE
    SACRAMENTO,CA95817     		N/A PC General & Unrestricted 135,000
    SAINT JOHNS HOSPITAL & HEALTH CENTER FOUNDATION
    2121 SANTA MONICA BLVD
    SANTA MONICA,CA90404     		N/A PC Pawsitive Pet Program 12,500
    SAN FRANCISCO FOOD BANK
    900 PENNSYLVANIA AVE
    SAN FRANCISCO,CA94107     		N/A PC General & Unrestricted 10,000
    SAVING HORSES INC
    3224 WILDFLOWER VALLEY DR
    ENCINITAS,CA92024     		N/A PC General & Unrestricted 1,000
    SECOND HARVEST OF SILICON VALLEY
    4001 N 1ST ST
    SAN JOSE,CA95134     		N/A PC General & Unrestricted 75,000
    ST VINCENT SENIOR CITIZEN NUTRITION PROGRAM INC
    2303 MIRAMAR ST
    LOS ANGELES,CA90057     		N/A PC Bone appetit meat delivery for pets fund, and general & unrestricted 125,000
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    3750 NW 87TH AVE STE 100
    DORAL,FL33178     		N/A PC General & Unrestricted 2,000
    STRAY CAT ALLIANCE
    11812 SAN VICENTE BLVD STE 100
    LOS ANGELES,CA90049     		N/A PC General & Unrestricted 101,000
    THE UCLA FOUNDATION
    PO BOX 7145
    PASADENA,CA91109     		N/A PC COVID-19 High Through Put Testing Research fund 250,000
    UNION RESCUE MISSION
    545 S SAN PEDRO ST
    LOS ANGELES,CA90013     		N/A PC General & Unrestricted 2,500
    UNITED STATES OLYMPIC AND PARALYMPIC FOUNDATION
    1 OLYMPIC PLZ
    COLORADO SPRING,CO80909     		N/A PC General & Unrestricted 20,000
    UNITED STATES OLYMPIC AND PARALYMPIC FOUNDATION
    1 OLYMPIC PLZ
    COLORADO SPRING,CO80909     		N/A PC Paralympic fund 25,000
    UNITED STATES OLYMPIC AND PARALYMPIC FOUNDATION
    1 OLYMPIC PLZ
    COLORADO SPRING,CO80909     		N/A PC Infectious Disease Prevention program 30,000
    Total .................................bullet 3a 2,924,000
    bApproved for future payment
    cedars-sinai medical center
    8700 beverly blvd
    w hollywood,CA90048     		n/a PC to further the area of oncology at the medical center's board of governors innovation center 500,000
    Total .................................bullet 3b 500,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 11,321  
    4 Dividends and interest from securities....     14 1,080,630  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 10,523  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,102,474  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,102,474
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Bookkeeping 1,664     1,664
    General Consultations       5,000
    Tax Return Preparation/Review       880
    AUDIT FEE 20,000      

    TY 2020 CompensationExplanation
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Person Name Explanation
    Samuel W Halper *Deceased in 2020

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2020 GeneralExplanationAttachment
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Identifier Return Reference Explanation
    FORM 990-PF, PARTS I AND XV: FORM 990-PF, PARTS I AND XV: TOTAL form 990-pf, Part I, Line 25, Column (d) and Part XV, Line 3a: $2,924,000 Less grants authorized in prior years: $500,000 TOTAL Form 990-PF, Part I, Line 25, Column (a): $2,424,000

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BANK AMER CORP MTN - 2.884% - 180,090 180,090
    CITIGROUP INC NOTE - 3.668% - 178,591 178,591
    COMCAST CORP NOTE - 4.150% - 1 178,158 178,158
    CVS CAREMARK CORP NOTE - 4.300 185,634 185,634
    ENTERPRISE PRODUCTS OPERTATING 118,451 118,451
    GE CAP CORP NTS - 5.875% - 01/ 127,254 127,254
    GOLDMAN SACHS - 3.800% - 03/15 178,760 178,760
    JP MORGAN CHASE BANK - 4.203% 238,277 238,277
    MICROSOFT CORP - 4.250% - 02/0 238,946 238,946
    SHELL INT'L FINANCE - 2.875% - 180,271 180,271
    VERIZON COMMUNICATIONS INC - 4 177,982 177,982
    WELLS FARGO &CO MTN - 3.584% - 181,196 181,196

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Name of Stock End of Year Book Value End of Year Fair Market Value
    21VIANET GROUP INC 119,299 119,299
    ABB LTD 242,301 242,301
    ABBOTT LABS 312,594 312,594
    ABBVIE INC 62,468 62,468
    ACCENTURE PLC 260,688 260,688
    ACI WORLDWIDE INC 59,028 59,028
    ACTIVISION BLIZZARD INC 328,039 328,039
    ADIDAS AG 259,846 259,846
    ADOBE SYSTEMS, INC 547,131 547,131
    ADYEN-NV 461,511 461,511
    AIR PRODS & CHEM INC 70,764 70,764
    AIRBUS GROUP 187,279 187,279
    AKZO NOBEL NV-ADR 216,288 216,288
    ALCON INC 91,514 91,514
    ALIBABA GROUP HOLDING LTD 467,555 467,555
    ALIGN TECHNOLOGY, INC 158,176 158,176
    ALLEGION PLC 101,483 101,483
    ALPHABET INC CL A 120,932 120,932
    ALPHABET INC CL C 395,925 395,925
    ALTRA HLDGS INC 66,461 66,461
    AMADEUS IT HLDS SA 242,402 242,402
    AMERICAN TOWER REIT INC 14,141 14,141
    AMERIPRISE FINANCIAL INC 112,128 112,128
    AMGEN INC 133,813 133,813
    ANSYS INC 171,350 171,350
    ARCELORMITTAL 94,600 94,600
    ARCOSA INC 33,672 33,672
    ARMADA HOFFLER PROPERTIES INC 43,982 43,982
    ASML HOLDING NV NY REG SHS 222,400 222,400
    ASTRAZENECA 251,100 251,100
    ATLASSIAN CORP PLC 141,959 141,959
    ATMOS ENERGY CORP 71,382 71,382
    AUTODESK, INC 244,272 244,272
    AUTOMATIC DATA PROCESSING INC 61,670 61,670
    AVERY DENNISON CORP 44,982 44,982
    AXA ADS 229,417 229,417
    B&M EUROPEAN VALUE RETAIL SA A 214,742 214,742
    BAIDU.COM - ADR 166,072 166,072
    BALFOUR BEATTY PLC 45,552 45,552
    BANCO BILBAO ARG SA 226,138 226,138
    BANCORPSOUTH BANK 57,679 57,679
    BARCLAYS PLC ADR 180,542 180,542
    BASF AG SPONS ADR 328,164 328,164
    BAYER A G SPONSORED ADR 103,509 103,509
    BAZAARVOICE INC 36,560 36,560
    BLACKROCK INC 76,483 76,483
    BLUE PRISM GROUP PLC 55,216 55,216
    BNP PARIBAS SPONS ADR 199,868 199,868
    BOOZT AB UNSPONSORED 135,540 135,540
    BORG WARNER INC 47,257 47,257
    BP PLC SPONSORED ADR 112,121 112,121
    BRITISH AMERICAN TOBACCO PLC 222,428 222,428
    BROADCOM INC 73,121 73,121
    BROOKS AUTOMATION, INC 59,912 59,912
    BRUNSWICK CORP 62,746 62,746
    CABOT OIL & GAS CORP 86,691 86,691
    CAIXABANK 196,669 196,669
    CALLON PETROLEUM CO 4,356 4,356
    CAP GEMINI SA UNSP/ADR 92,336 92,336
    CAPITAL ONE FINANCIAL CORP 102,507 102,507
    CARREFOUR S.A 117,800 117,800
    CARSALES.COM 206,063 206,063
    CARTER'S INC 34,147 34,147
    CASELLA WASTE SYSTEMS INC 75,579 75,579
    CELLNEX TELECOM ADR 116,644 116,644
    CHEVRON CORP 42,309 42,309
    CHUBB LIMITED 77,114 77,114
    CINCINNATI FINANCIAL CORP 80,380 80,380
    CISCO SYSTEMS INC 59,965 59,965
    COMCAST CORP 38,619 38,619
    COMMERCE BANCSHARES, INC 68,065 68,065
    COMPAGNIE FINANCIERE RICHEMONT 236,289 236,289
    COMPASS GROUP PLC ADR 108,316 108,316
    CONCENTRIX CORP 59,121 59,121
    CORTEVA INC 126,460 126,460
    CREDIT SUISSE GROUP ADR 24,909 24,909
    CROWN CASTLE INTL 66,223 66,223
    CSL LTD 218,427 218,427
    CULLEN FROST BANKERS INC 62,195 62,195
    CURTISS WRIGHT CP 50,729 50,729
    DANAHER CORP 160,829 160,829
    DELAWARE SMID CAP GROWTH INSTL 2,665,030 2,665,030
    DEUTSCHE POST AG 24,322 24,322
    DOLLAR GENERAL CORP 162,352 162,352
    EAST WEST BANCORP, INC 65,264 65,264
    EASTGROUP PROPERTIES INC 57,847 57,847
    EATON CORP PLC 26,070 26,070
    EDENRED SA 145,130 145,130
    ELANCO ANIMAL HEALTH INCORPORA 99,616 99,616
    ELI LILLY & CO 42,379 42,379
    EMCOR GROUP INC 58,534 58,534
    ENCOMPASS HEALTH CORPORATION 55,485 55,485
    ENEL SOCIETA PER AZI 176,092 176,092
    ENTEGRIS INC MINNESOTA 45,648 45,648
    EQUITY LIFESTYLE PRP 45,176 45,176
    EVERSOURCE ENERGYINC 10,814 10,814
    EVOLUTION GAMING GROUP AB ADR 128,194 128,194
    F M C CP 43,214 43,214
    FACEBOOK INC 417,388 417,388
    FANUC LIMITED UNSPONSORED 188,335 188,335
    FERRARI NV 169,845 169,845
    FIRST HORIZON NATL 60,827 60,827
    FRESENIUS MED CAR AG 171,726 171,726
    FULLER H B CO 45,239 45,239
    GARTNER INC 138,885 138,885
    GEN DYNAMICS CP 73,964 73,964
    GLATFELTER 40,835 40,835
    GROUPE DANONE ADS 167,916 167,916
    GRUPO FIN ADR 75,534 75,534
    HANOVER INS GROUP 37,531 37,531
    HASBRO INC 43,028 43,028
    HILL-ROM HOLDINGS, INC 31,448 31,448
    HOME DEPOT INC 94,561 94,561
    HONEYWELL INTL 51,686 51,686
    HORACE MANN EDUCATOR 43,511 43,511
    HUYA INC 41,953 41,953
    ICF INTERNATIONAL, INC 36,124 36,124
    ICU MEDICAL, INC 43,970 43,970
    ILLINOIS TOOL WORKS 36,087 36,087
    ILLUMINA INC COM 49,210 49,210
    INDEPENDENT BANK CORP 81,001 81,001
    INFINEON TECH ADS 240,706 240,706
    ING GROUP N V SPONSORED ADR 284,304 284,304
    INGREDION INC 28,243 28,243
    INTL CONSOLIDATED AIRLINES GRO 59,745 59,745
    INTUITIVE SURGICAL 58,903 58,903
    ISHARES CORE MSCI EMERGING MAR 2,490,659 2,490,659
    ISHARES TRUST RUSSELL 1000 GRO 2,497,729 2,497,729
    ISHARES TRUST RUSSELL 1000 VAL 2,472,216 2,472,216
    JAPAN EXCHANGE GROUP INC 191,992 191,992
    JOHNSON & JOHNSON 15,108 15,108
    JOHNSON CONTROLS INTERNATIONAL 102,079 102,079
    JP MORGAN CHASE 202,677 202,677
    JUST EAT TAKEAWAY COM NV 137,662 137,662
    KERRY GROUP PLC 183,657 183,657
    L'AIR LIQUIDE ADR OTC 83,080 83,080
    LA Z BOY INC 68,286 68,286
    LANCASTER COLONY CORPORATION 34,541 34,541
    LEGGETT PLATT INC 37,611 37,611
    LENNAR CORP 124,865 124,865
    LITTELFUSE, INC 60,864 60,864
    LOCKHEED MARTIN CORP 66,736 66,736
    LONZA GROUP AG UNSP/ADR 294,319 294,319
    LVMH MOET HENN UNSP 242,849 242,849
    LYONDELLBASELL INDUSTRIES NV 9,716 9,716
    MAGNOLIA OIL + GAS CORPORATION 30,245 30,245
    MARSH AND MCLENNAN COMPANIES I 50,427 50,427
    MARTIN MARIETTA MATLS INC 101,945 101,945
    MASTERCARD INC 451,529 451,529
    MATADOR RESOURCES COMPANY 29,921 29,921
    MCDONALD'S CORP 57,293 57,293
    MEDTRONIC PLC 180,278 180,278
    MERCADOLIBRE, INC 316,617 316,617
    MERCK & CO INC 80,000 80,000
    MEREDITH CORP. (UNITED STATES) 16,915 16,915
    MICHELIN CIE GEN UNSP/ADR 89,557 89,557
    MICROCHIP TECHNOLOGY INC 148,330 148,330
    MICRON TECHNOLOGY 193,062 193,062
    MICROSOFT CORP 652,136 652,136
    MID-AMERICA APT COMMUNITIES IN 36,993 36,993
    MITSUBISHI UFJ FINANCIAL GROUP 49,727 49,727
    MKS INSTRUMENTS, INC 97,040 97,040
    MONDELEZ INTERNATIONAL INC 60,750 60,750
    MONOTARO CO., LTD 121,178 121,178
    MSA SAFETY INCORPORATED 23,454 23,454
    MSCI INC 105,828 105,828
    MURATA MFG INC UNSP/ADR 251,503 251,503
    NESTLE S.A 264,461 264,461
    NEXTERA ENERGY, INC 118,502 118,502
    NIHON M&A CENTER I 236,797 236,797
    NIKE INC-CL B 124,918 124,918
    NOVARTIS AG ADR 391,129 391,129
    ONE GAS INC 33,932 33,932
    PARKER HANNIFIN CP 144,922 144,922
    PAYCHEX 58,703 58,703
    PAYPAL HOLDINGS, INC 332,564 332,564
    PEBBLEBROOK HOTEL TR COM 23,274 23,274
    PEPSICO INC 72,667 72,667
    PERNOD-RECARD SA 99,672 99,672
    PHILLIPS 66 90,572 90,572
    PIMCO INCOME FUND P CLASS 4,867,095 4,867,095
    PIONEER NAT RES CO 43,392 43,392
    PLEXUS CORPORATION INC 42,077 42,077
    PNC FINANCIAL GROUP INC 159,132 159,132
    PROCTER GAMBLE CO 141,923 141,923
    PROLOGIS 39,266 39,266
    PROSUS NV ADR 93,375 93,375
    PRUDENTIAL PLC SC 152,115 152,115
    QTS REALTY TRUST 54,454 54,454
    QUALCOMM INC 173,972 173,972
    REALTY INCOME CORP 21,013 21,013
    REGENERON PHARMACEUTICALS INC 133,821 133,821
    ROCHE HOLDING LTD ADR 219,901 219,901
    ROLLS ROYCE GRP PLC S/ADR 258,027 258,027
    RPM INTERNATIONAL INC 100,040 100,040
    RWE AKTIENGESELLSCHAF 145,951 145,951
    RYANAIR HOLDINGS PLC-ADR COM 164,640 164,640
    SALESFORCE.COM 204,283 204,283
    SANDS CHINA LTD UNSP ADR 97,251 97,251
    SANOFI-AVENTIS SPONSORED ADR 240,763 240,763
    SAP AKTIENGESELL ADS 156,859 156,859
    SIG COMBIBLOC GROUP 69,269 69,269
    SEMPRA ENERGY COM 44,211 44,211
    SEMTECH CORPORATION 52,193 52,193
    SERVICE CP INTL 51,604 51,604
    SERVICE NOW 229,529 229,529
    SHOPIFY INC 201,487 201,487
    SIEMENS AG 255,644 255,644
    SIEMENS HEALTHINEERS AG 115,470 115,470
    SIKA AG BEARER SHS 86,537 86,537
    SIMPLICITY BANCORP INC 62,250 62,250
    SONY CORP ADR 146,191 146,191
    ST JAMES PLACE 114,379 114,379
    STARBUCKS CORP COM 256,431 256,431
    STERIS PLC 40,751 40,751
    STIFEL FINANCIAL CP 34,288 34,288
    SUMITOMO MITSUI FINCL GRP 151,208 151,208
    SUN COMMUNITIES INC 48,928 48,928
    SYNEOS HEALTH INC 70,174 70,174
    SYNNEX CORP 48,783 48,783
    SYNOVUS FINL CP 36,675 36,675
    TAIWAN SEMICONDUCTOR MFG CO LT 369,537 369,537
    TAKEDA PHARMACEUTICAL COMPANY 280,080 280,080
    TAL EDUCATION GROUP 157,179 157,179
    TCF FINANCIAL CORPORATION NEW 55,604 55,604
    TENCENT HOLDINGS LIMITED 415,093 415,093
    TEXAS INSTRUMENTS INC 107,013 107,013
    THE COCA-COLA CO 133,974 133,974
    TOTAL FINA ELF S.A 146,895 146,895
    TRIMBLE NAV LTD 65,168 65,168
    TRUIST FINANCIAL CORPORATION 75,394 75,394
    TWITTER INC 122,866 122,866
    TYSON FOODS INC CL A 79,519 79,519
    UBISOFT ENTERTAIN UNSP ADR EAC 242,319 242,319
    UNICREDIT SPA 289,589 289,589
    UNITED BANKSHARES, INC 65,675 65,675
    UNITED PARCEL SERVICE 14,146 14,146
    UNITEDHEALTH GROUP INC 155,001 155,001
    US BANCORP 36,247 36,247
    US ECOLOGY INC 31,098 31,098
    VALEO SA SPONS ADR 89,944 89,944
    VERIZON COMMUNICATIONS 44,415 44,415
    VINCI SA ADR 154,803 154,803
    VISA INC 460,645 460,645
    VOLKSWAGEN AG 467,394 467,394
    VOLVO AS-A ADR 112,337 112,337
    WALGREENS BOOTS ALLIANCE 38,763 38,763
    WEC ENERGY GROUP, INC 47,487 47,487
    WESTERN ASSET SMASH SERIES C F 1,383,299 1,383,299
    WESTERN ASSET SMASH SERIES EC 2,596,910 2,596,910
    WESTERN ASSET SMASH SERIES M F 1,921,005 1,921,005
    WOLTERS KLUWER S/ADR 76,637 76,637
    XYLEM INC 117,771 117,771
    YANDEX N V 210,410 210,410
    ZOETIS INC 232,031 232,031
    ZURICH INS GROU ADR 205,020 205,020

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    US Government Securities - End of Year Book Value:

    3,773,322
    US Government Securities - End of Year Fair Market Value:

    3,773,322
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 LegalFeesSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Document Review/Drafting 5,027 5,027    
    General Consultations 32,481     32,481


    TY 2020 OtherDecreasesSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Description Amount
    TO ADJ PLEDGE REC TO ACTUAL 391,738


    TY 2020 OtherExpensesSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 71,625     54,025
    Bank Charges 5,614 5,614    
    Indemnification Insurance 4,888     4,888
    Payroll Processing Fees 142     142
    Postage/Delivery Service 456     456
    State or Local Filing Fees 305     305
    Website Hosting/Support 2,104     2,104
    REGISTERED AGENT FEE 100     100


    TY 2020 OtherIncreasesSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 8,128,371


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 329,338 329,338    
    Website Development 20,246     20,246


    TY 2020 TaxesSchedule
    Name:
    The Carol Moss Foundation
    EIN:
    95-4076344
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF TAX FOR 2020 10,300      
    DEFERRED EXCISE TAXES 113,000      
    Foreign Tax Paid 13,697 13,697