Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE W DALE BROUGHER FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)4333 HIGEL AVENUE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SARASOTA, FL34242
A Employer identification number

52-1499358
B Telephone number (see instructions)

(941) 504-8823
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$78,179,872J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,347,886 1,347,886  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,926,506
b Gross sales price for all assets on line 6a 66,825,224
7 Capital gain net income (from Part IV, line 2)... 2,926,506
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -149,648 -149,648  
12 Total. Add lines 1 through 11........ 4,124,744 4,124,744  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 257,217     257,217
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 36,666     36,666
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 10,300 5,150   5,150
c Other professional fees (attach schedule).... Click to see attachment 289,383 286,352   3,031
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 140,023 17,300   12,723
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 108,588 80,412   28,151
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 842,177 389,214   342,938
25 Contributions, gifts, grants paid....... 3,413,033 3,413,033
26 Total expenses and disbursements. Add lines 24 and 25 4,255,210 389,214   3,755,971
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -130,466
b Net investment income (if negative, enter -0-) 3,735,530
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 3,142 25,274 25,274
2 Savings and temporary cash investments......... 4,686,743 8,335,366 8,335,366
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 2,506,499    
b Investments—corporate stock (attach schedule)....... 28,221,248 Click to see attachment22,257,176 26,427,898
c Investments—corporate bonds (attach schedule)....... 9,627,567 Click to see attachment11,285,587 11,863,387
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 25,592,000 Click to see attachment28,603,330 31,527,947
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 70,637,199 70,506,733 78,179,872
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 70,637,199 70,506,733
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 70,637,199 70,506,733
30 Total liabilities and net assets/fund balances (see instructions). 70,637,199 70,506,733
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
70,637,199
2
Enter amount from Part I, line 27a .....................
2
-130,466
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
70,506,733
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
70,506,733
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a SEE ATTACHED 898-02294 - SHORT COV P    
b SEE ATTACHED 898-02323 SUPP - ST NC P    
c SEE ATTACHED 898-02294 - LONG COV P    
d SEE ATTACHED 898-04B44 - SHORT COV P    
e SEE ATTACHED 898-02294 - OTHER P    
YORK ACCESS LTD P    
SEE ATTACHED 898-02295 - SHORT COV P    
AG MORTGAGE VALUE P    
SEE ATTACHED 898-02295 - SHORT NONC P    
MANIKAY OFFSHORE P    
SEE ATTACHED 898-02295 - LONG COV P    
GLOBAL EQUITY P    
SEE ATTACHED 898-02295 - LONG NONCOV P    
SEE ATTACHED 898-02295 - OTHER P    
SEE ATTACHED 898-02295 SUPP - ST NC P    
SEE ATTACHED 898-02295 SUPP -LONG NC P    
SEE ATTACHED 898-02295 SUPP - OTHER P    
SEE ATTACHED 898-02323 - SHORT COV P    
SEE ATTACHED 898-02323 - SHORT NC P    
SEE ATTACHED 898-02323 - LONG COV P    
SEE ATTACHED 898-02323 - 1256 CONT P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,396,471   1,294,382 102,089
b 205,874   195,786 10,088
c 1,552,184   1,848,064 -295,880
d 427,155   417,170 9,985
e 251,248   250,000 1,248
111,960   291,758 -179,798
11,545,094   12,389,793 -844,699
962,171   1,000,000 -37,829
22,425   23,511 -1,086
783,664   1,000,000 -216,336
27,065,755   24,807,707 2,258,048
540,639   1,000,000 -459,361
62,400   52,138 10,262
31,571   28,812 2,759
373,814   373,814  
88,758   91,330 -2,572
1,776,134   1,780,104 -3,970
7,821,742   6,958,771 862,971
2,530,940   2,531,158 -218
483,866   386,260 97,606
8,682,310   7,178,160 1,504,150
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       102,089
b       10,088
c       -295,880
d       9,985
e       1,248
      -179,798
      -844,699
      -37,829
      -1,086
      -216,336
      2,258,048
      -459,361
      10,262
      2,759
       
      -2,572
      -3,970
      862,971
      -218
      97,606
      1,504,150
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,926,506
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 139,130
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 51,924
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 51,924
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 51,924
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 82,065
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 5,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 87,065
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 35,141
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet35,141 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMD
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletROBERT BOSSERT Telephone no.bullet (941) 504-8823

    Located atbullet4333 HIGEL AVENUESARASOTAFL ZIP+4bullet34242
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ROBERT E BOSSERT PRESIDENT
    40.00     		195,110 0 0
    4333 HIGEL AVENUE
    SARASOTA,FL34242
    NANCY M BROUGHER VICE-PRES.
    3.00     		20,855 0 0
    1200 COUNTRY CLUB ROAD
    YORK,PA17403
    SONYA L EICHOLTZ DIRECTOR
    3.00     		20,855 0 0
    3 S PLEASANT AVENUE
    JACOBUS,PA17407
    SALLY BOSSERT DIRECTOR
    25.00     		20,397 0 0
    499 EVERNIA STREET APT 240
    WEST PALM BEACH,FL33401
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    65,460,080
    b
    Average of monthly cash balances.......................
    1b
    9,937,632
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    75,397,712
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    75,397,712
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,130,966
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    74,266,746
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,713,337
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,713,337
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    51,924
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    51,924
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,661,413
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    3,661,413
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    3,661,413
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,755,971
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,755,971
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,755,971
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 3,661,413
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016...... 22,674
    c From 2017...... 56,710
    d From 2018...... 257,189
    e From 2019...... 2,552
    fTotal of lines 3a through e........ 339,125
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 3,755,971
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 3,661,413
    e Remaining amount distributed out of corpus 94,558
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 433,683
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		433,683
    10 Analysis of line 9:
    a Excess from 2016.... 22,674
    b Excess from 2017.... 56,710
    c Excess from 2018.... 257,189
    d Excess from 2019.... 2,552
    e Excess from 2020.... 94,558
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADOPT-A-FAMILY OF THE PALM BEACHES
    1712 SECOND AVENUE NORTH
    LAKE WORTH,FL33460     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 25,000
    ALZHEIMERS ASSOCIATION
    3544 NORTH PROGRESS AVE
    HARRISBURG,PA17110     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 7,000
    BETHESDA MISSION
    PO BOX 3041
    HARRISBURG,PA17105     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 5,000
    BRITTANY'S HOPE
    1160 N MARKET ST
    ELIZABETHTOWN,PA17022     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 16,000
    CREATIVE YORK
    10 N BEAVER STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 1,000
    CRISPUS ATTUCKS ASSOCIATION
    605 SOUTH DUKE STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 265,000
    CULTURAL ALLIANCE OF YORK COUNTY
    14 WEST MARKET STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 35,000
    DARTMOUTH REVIEW
    PO BOX 343
    HANOVER,NH03755     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 300
    DOVER AREA ATHLETIC ASSOCIATION
    101 EDGEWAY ROAD
    DOVER,PA17315     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 400
    FOR THE LOVE OF A VETERAN INC
    1082 CARLISLE STREET
    HANOVER,PA17331     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 4,700
    FRIENDS OF MARTIN COUNTY LIBRARY
    2351 SE MONTEREY ROAD
    STUART,FL34996     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 500,000
    HOFFMAN HOMES FOR YOUTH
    815 ORPHANAGE ROAD
    LITTLESTOWN,PA17340     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 500
    HOPE
    PO BOX 175
    SHREWSBURY,PA17361     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 6,000
    HUMAN LIFE SERVICES
    742 SOUTH GEORGE STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 11,000
    JUNIOR ACHIEVEMENT YORK
    610 SOUTH GEORGE STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 18,500
    KEYSTONE WARRIORS
    16 EAST NOBLE AVENUE
    SHOEMAKERSVILLE,PA19555     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 3,500
    KPETS
    2120 OREGON PIKE 2ND FL
    LANCASTER,PA17601     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 5,000
    LIFEPATH CHRISTIAN MINSTRIES
    367 W MARKET STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 55,000
    LOGOS ACADEMY
    250 WEST KING STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 1,000,000
    MARGARET E MOUL HOME
    2050 BARLEY ROAD
    YORK,PA17408     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 50,000
    NEW YORK UNIVERSITY
    70 WASHINGTON SQ SOUTH
    NEW YORK,NY10012     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 500
    PALM BEACH CIVIC ASSOCIATION
    139 NORTH COUNTY ROAD
    PALM BEACH,FL33480     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 1,000
    PEGGY ADAMS ANIMAL RESCUE LEAGUE
    3200 NORTH MILITARY TRAIL
    WEST PALM BEACH,FL33409     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 100,000
    QUICK RESPONSE TEAM YORK COUNTY
    45 NORTH GEORGE STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 6,000
    ROLLINS COLLEGE
    1000 HOLT AVENUE
    WINTER PARK,FL32789     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 100
    ROTARY CLUB OF YORK PA
    724 SOUTH GEORGE STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 6,000
    SALEM SQUARE COMMUNITY ASSOCIATION
    PO BOX 1173
    YORK,PA17405     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 5,000
    SALEM UNITED CHURCH OF CHRIST
    231 CHESTNUT STREET
    HARRISBURG,PA17101     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 3,000
    SALVATION ARMY
    50 EAST KING STREET
    YORK,PA17405     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 100,000
    SERVANTS INC
    100 REDCO AVENUE
    RED LION,PA17356     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 31,000
    SPCA OF YORK COUNTY
    3159 SUSQUEHANNA TRAIL
    YORK,PA17406     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 256,000
    ST JOHN EPISCOPAL CHURCH
    140 NORTH BEAVER STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 125,000
    STEAM INTO HISTORY
    2 WEST MAIN STREET
    NEW FREEDOM,PA17349     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 25,000
    STRAND CAPITOL PERFORMING ARTS
    50 NORTH GEORGE STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 65,000
    SUSAN BYRNES HEALTH EDUCATION CTR
    515 SOUTH GEORGE STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 110,000
    THE BOYS & GIRLS CLUB OF PALM BEACH
    800 NORTHPOINT PARKWAY
    WEST PALM BEACH,FL33407     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 1,000
    THE SOCIETY OF THE FOUR ARTS
    100 FOUR ARTS PLAZA
    PALM BEACH,FL33480     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 25,000
    UNITED WAY OF YORK COUNTY
    800 EAST KING STREET
    YORK,PA17403     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 50,000
    YMCA OF YORK COUNTY
    4075 EAST MARKET STREET
    YORK,PA17402     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 177,000
    YORK COLLEGE OF PA
    441 COUNTRY CLUB ROAD
    YORK,PA17403     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 25,000
    YORK COUNTRY DAY SCHOOL
    1071 REGENTS GLEN BLVD
    YORK,PA17403     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 10,000
    YORK COUNTY COMMUNITY FOUNDATION
    14 WEST MARKET STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 118,833
    YORK COUNTY HERITAGE TRUST
    250 EAST MARKET STREET
    YORK,PA17403     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 7,500
    YORK COUNTY HONORS CHOIRS
    PO BOX 827
    YORK,PA17405     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 5,000
    YORK COUNTY VETERANS OUTREACH
    521 S ROYAL STREET
    YORK,PA17402     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 5,200
    YORK LITTLE THEATRE
    27 S BELMONT STREET
    YORK,PA17403     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 105,000
    YORK OPIOID COLLABORATIVE
    651 LOMBARD ROAD MAILBOX
    RED LION,PA17356     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 5,000
    YORK SCORE CHAPTER 4441
    2101 PENNSYLVANIA AVENUE
    YORK,PA17404     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 5,000
    YORK SYMPHONY ORCHESTRA
    50 NORTH GEORGE STREET
    YORK,PA17401     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 30,000
    ZIONS VIEW ATHLETIC ASSOCIATION
    PO BOX 514
    MANCHESTER,PA17345     		NONE PC ORGANIZATION'S EXEMPT PURPOSE 1,000
    Total .................................bullet 3a 3,413,033
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,347,886  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,926,506  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aPARTNERSHIP LOSS     		    14 -204,711  
    bBASIS ADJUSTMENTS     14 55,063  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   4,124,744  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,124,744
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE W DALE BROUGHER FOUNDATION
    EIN:
    52-1499358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PREPARATION OF FORM 990-PF 10,300 5,150   5,150

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE W DALE BROUGHER FOUNDATION
    EIN:
    52-1499358
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ACE INA HOLDINGS 185,568 192,848
    AFLAC INC 201,720 226,800
    ALPHABET INC 241,063 242,862
    AMAZON.COM INC 251,244 251,405
    AMERICAN HONDA FINANCE 271,199 289,764
    AMERIPRISE FINANCIAL INC 195,254 231,048
    APPLE INC 249,395 248,881
    BALTIMORE GAS & ELECTRIC 271,866 313,780
    BARCLAYS PLC 345,668 345,607
    BHP BILLITON FIN USA LTD    
    BLACKROCK INC 222,599 239,439
    BOEING CO    
    BOSTON PROPERTIES LP    
    BP CAPITAL MARKETS PLC 189,071 221,779
    CATERPILLAR FINL SERVICE 182,727 190,595
    CHARLES SCHWAB CORP 205,325 246,872
    CITIGROUP INC 126,796 140,968
    CLOROX COMPANY 245,584 249,744
    COCA-COLA CO 247,184 246,592
    COMCAST CORP 225,559 244,365
    CON EDISON CO OF NY INC 215,338 228,040
    DIAGEO CAPITAL PLC    
    DUKE ENERGY OHIO INC 248,621 245,072
    EMERSON ELECTRIC CO 266,766 271,107
    ENERGY TFR OPRTNG LP    
    ENTERPRISE PRODUCTS OPER    
    ERP OPERATING LP 196,418 229,008
    GENERAL ELEC CAP CORP    
    GOLDMAN SACHS GROUP INC 247,802 247,099
    HOME DEPOT INC 249,566 247,859
    HONEYWELL INTERNATIONAL 249,940 250,734
    IBM CORP 241,077 248,228
    INTEL CORP 246,327 245,156
    JOHN DEERE CAPITAL CORP 234,324 250,064
    JPMORGAN CHASE & CO 160,653 187,895
    KEYCORP    
    LOCKHEED MARTIN CORP 247,889 247,626
    MEDTRONIC INC 57,924 63,966
    MERCK & CO INC 245,785 245,841
    METLIFE INC 197,895 220,767
    MICROSOFT CORP    
    MORGAN STANLEY 83,896 94,761
    NEXTERA ENERGY CAPITAL 246,895 245,576
    NOVARTIS CAPITAL CORP 246,264 245,730
    ORACLE CORP 233,449 247,103
    PEPSICO INC 233,111 247,278
    PFIZER INC 226,528 245,442
    PHILIP MORRIS INTL INC 252,891 250,959
    QUALCOMM INC    
    RIO TINTO FIN USA LTD 264,818 292,341
    SHELL INTERNATIONAL FIN CO 230,455 248,164
    SIMON PROPERTY GROUP LP 268,749 277,218
    SOUTHWESTERN ELEC POWER    
    TARGET CORP 180,512 197,051
    TJX COS INC 246,146 247,483
    TOYOTA MOTOR CREDIT CORP 183,764 205,580
    UNITED PARCEL SERVICE 240,104 246,868
    UNITEDHEALTH GROUP INC 184,719 193,606
    USD STATOIL ASA    
    USD TOTAL CAP INTL 247,746 247,572
    VERIZON COMMUNICATIONS    
    WALMART INC 241,160 246,171
    WALT DISNEY COMPANY 184,027 192,108
    WASTE MANAGEMENT INC    
    WELLS FARGO & COMPANY 126,206 140,565

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE W DALE BROUGHER FOUNDATION
    EIN:
    52-1499358
    Name of Stock End of Year Book Value End of Year Fair Market Value
    2U INC 99,745 103,626
    3M COMPANY 186,593 184,928
    ABB LTD 58,742 63,945
    ABM INDUSTRIES INC 23,549 23,574
    ACADIA PHARMACUTICAL INC 79,588 110,502
    ACCENTURE PLC 50,417 54,593
    ACI WORLDWIDE INC 85,391 110,179
    ADIDAS AG SPONSORED ADR 89,687 99,912
    ADOBE INC 59,481 125,030
    AERCAP HOLDINGS N.V. SHS    
    AERIE PHARMACEUTICALS 115,687 140,274
    AIA GROUP LTD 102,481 126,117
    AIR LIQUIDE 45,592 45,454
    ALCON SA ACT NOM    
    ALIBABA GROUP HOLDING LT 111,150 90,997
    ALLEGION PLC SHS    
    ALPHABET INC 203,193 294,443
    ALSTOM SA-UNSPON ADR 108,135 120,230
    ALTAIR ENGR INC 5,934 8,203
    ALTRA INDUSTRIAL MOTION CORP 52,056 71,948
    ALTRIA GROUP INC 153,242 115,661
    AMAZON COM INC 274,306 462,484
    AMBARELLA INC 65,427 120,927
    AMERICAN FINL GRP HLDGS 35,700 46,088
    AMERICAN STATES WATER CO 23,179 23,933
    AMERICAN TOWER REIT INC 65,285 79,010
    AMERICAN WOODMARK CORP 64,287 70,575
    AMERICOLD RLTY TR 23,646 22,958
    AON PLC 63,462 67,184
    APPLE INC 219,020 606,659
    APPLIED MATERIAL INC 74,627 73,010
    ASHTEAD GROUP PLC 96,182 127,533
    ASML HLDG NV NY 90,893 118,028
    ASPEN TECHNOLOGY INC 23,390 23,966
    AT&T INC 268,452 210,581
    AVALARA INC 56,181 72,057
    AXOGEN INC 73,869 115,043
    AXOS FINL INC 8,104 11,935
    B AND M EUROPEAN VALUE - UNSP 73,219 80,053
    BANCO BRADESCO SA    
    BANCO SANTANDER SA ADR 24,928 33,739
    BANK HAWAII CORP 23,774 32,104
    BANK OF NOVA SCOTIA    
    BCE INC 204,679 211,603
    BEIERSDORF AG 44,396 45,258
    BHP GROUP LTD 36,163 43,059
    BILL COM HLDGS INC 9,369 12,148
    BLACKSTONE MORTGAGE TRUST INC 35,805 41,157
    BNP PARIBAS SPONSORED ADR 31,190 38,478
    BOEING COMPANY    
    BRADY CORP 17,505 19,702
    BROADCOM LTD 151,601 195,281
    BRUKER CORP 35,939 46,227
    CALAVO GROWERS INC 23,651 25,481
    CALIFORNIA WTR SVC GP 23,710 27,393
    CANADA GOOSE HLDGS INC 5,621 6,877
    CANADIAN NATL RAILWAY CO 32,658 33,614
    CAPGEMINI SE 105,165 117,031
    CARLSBERG AS SPONSOREDAD 37,235 42,379
    CARPENTER TECHNOLOGY 85,667 119,072
    CASELLA WASTE SYS INC 100,590 110,705
    CATCHMARK TIMBER INC 81,978 75,601
    CBIZ INC 23,534 25,546
    CERENCE INC 43,996 76,566
    CHEGG INC 146,684 180,570
    CHEMED CORP 35,919 37,283
    CHEVRON CORP 280,613 211,294
    CHUBB LTD 227,624 262,588
    CISCO SYSTEMS INC 225,721 191,396
    CITIGROUP INC COM NEW 251,736 195,277
    CMC MATERIALS INC 35,619 34,950
    CMNTY BANK SYS INC 72,178 78,884
    COCA-COLA EUROPEAN PARTNERS PLC    
    COGENT COMMUNICATIONS HLDGS INC 51,399 49,153
    CONMED CORP 17,740 22,848
    CONOCOPHILLIPS 158,781 110,332
    CONTINENTAL AG SPNRD ADR 17,874 24,908
    CORE LAB N.V. COM 52,987 58,189
    CORESITE REALTY CORP 35,562 36,081
    CORNING INC 21,811 28,512
    COSTCO WHOLESALE CRP 74,415 99,847
    CURTISS WRIGHT 23,738 26,877
    CVS HEALTH CORP    
    CYBER-ARK SOFTWARE LTD    
    CYRUSONE INC 35,549 31,601
    D R HORTON INC 48,578 68,575
    DAIKIN INDUSTRIES LTD 73,920 87,891
    DAIWA HOUSE IND LTD ADR 28,266 32,159
    DBS GROUP HLDGS SPN ADR 24,056 30,648
    DIAGEO PLC SPON ADR NEW 145,106 149,758
    DISNEY (WALT) CO COM STK    
    DOMINOS PIZZA INC    
    DORMAN PRODUCTS INC 72,706 74,578
    DOUGLAS DYNAMICS INC 16,867 21,000
    DOVER CORP 70,452 103,020
    DOW INC REG 88,724 105,783
    DUKE ENERGY CORP NEW 189,262 206,742
    EARGO INC 19,889 19,407
    EBIX INC 24,289 36,185
    ECOLAB INC 49,303 77,024
    EDWARDS LIFESCIENCES CRP 45,641 76,907
    EHEALTH INC 14,435 13,981
    ELI LILLY & CO 59,724 93,706
    EMCOR GROUP INC 36,000 43,901
    ENEL SOCIETA PER AZIONI 58,293 65,914
    ENGIE 66,048 76,347
    ENSIGN GROUP INC 36,128 45,210
    ENTERPRISE FINL SVCS CRP 73,287 83,670
    EQUINOR ASA 23,180 23,858
    ESCO TECHNOLOGIES INC 17,661 21,057
    EUROFINS SCIENTIFIC SE A 74,367 78,094
    EVERBRIDGE INC 95,711 100,175
    EVO PMTS INC 80,843 85,379
    EXLSERVICE HLDGS INC 35,640 46,566
    EXPONENT INC 17,144 21,697
    EXXON MOBILE CORP 361,887 212,407
    FANUC LTD-UNSP 78,217 77,724
    FAST RETAILING CO LTD 67,673 102,530
    FERGUSON NEWCO 31,633 39,139
    FIRST AMERICAN FINL CORP 72,348 70,630
    FIRST INDL REALTY TR INC 35,523 34,799
    FIRST INTST BANCSYSTEM 55,703 68,820
    FIRSTSVC CORP 132,657 145,786
    FLUGHAFEN ZUERICH AG ADR 11,491 14,299
    FOX FACTORY HLDG CORP 32,556 37,527
    FRESHPET INC 53,520 69,575
    FTI CONSULTING INC COM 35,808 34,186
    FUJITSU LTD NEW ADR 25,973 28,009
    GENL DYNAMICS CORP COM 240,654 210,580
    GENMAB A/S 107,574 118,890
    GENMARK DIAGNOSTICS INC 56,408 65,101
    GENUINE PARTS CO 172,861 176,456
    GLACIER BANCORP INC NEW 35,968 46,194
    GLAUKOS CORP 79,317 134,565
    GLOBAL BLOOD THERAPEUTICS INC 83,599 84,584
    GLOBANT S A 69,262 84,215
    GOOSEHEAD INS INC 40,949 53,023
    GRAND CANYON EDUCATN INC 63,788 65,736
    GW PHARMACEUTICALS PLC    
    HAMILTON LANE INC 61,015 66,811
    HDFC BANK LTD ADR    
    HEALTH CARE SVCS GROUP 88,297 115,070
    HEALTHPEAK PPTYS INC 137,909 158,496
    HEARTLAND EXPRESS INC 51,009 43,603
    HELEN OF TROY LTD 23,965 26,663
    HEXAGON AB ADR 30,923 39,161
    HILL ROM HLDGS 48,160 49,671
    HITACHI LTD 10 NEW ADR 42,950 51,372
    HONEYWELL INTL INC 100,017 142,084
    HOULIHAN LOKEY INC 35,566 40,136
    HSBC HOLDING PLC SP ADR    
    HUBSPOT INC   15,065
    HUDSON PAC PPTYS INC 17,498 17,535
    IDACORP INC COM 35,694 38,604
    IHS MARKIT LTD    
    IMPINJ INC 15,192 27,425
    INDUSTRIA DE DISENO 12,350 14,276
    INFORMA 17,786 24,288
    ING GP NV SPSD    
    INGERSOLL-RAND PLC    
    INSPIRE MED SYS INC 6,076 9,969
    INSULET CORP   11,759
    INTEL CORP 216,176 219,457
    INTERCONTINENTAL EXCHANGE INC 76,228 97,766
    INTUIT INC COM 80,674 140,165
    INTUITIVE SURGICAL INC 47,886 76,901
    JOHNSON AND JOHNSON COM 208,391 245,041
    JOHNSON CONTROLS INTER 191,759 227,965
    JP MORGAN CHASE & CO 251,094 300,648
    KAISER ALUM CORP 23,557 35,901
    KAO CORP 29,526 30,201
    KB HOME 47,802 43,911
    KERRY GRO ADR 49,800 54,184
    KEYENCE CORP 73,102 99,433
    KIMBERLY CLARK 163,954 183,908
    KINSALE CAPITAL GROUP 26,968 25,817
    KION GROUP AG-UNSP 90,603 93,784
    KNORR-BREMSE AG 36,067 38,329
    KNOWLES CORP 58,288 71,619
    KONINKL PHIL NV SH NEW    
    KOSE CORP 65,066 89,523
    KRATOS DEFNS & SEC SOLTN 38,985 54,202
    LAUDER ESTEE COS INC 66,736 102,749
    LENDINGTREE INC 19,167 17,249
    LIFE STORAGE INC 17,544 19,938
    LIGAND PHARMACEUTICALS 73,774 73,792
    LITHIA MOTORS INC 11,453 13,463
    LITTELFUSE INC 73,374 102,628
    LIVEPERSON INC 7,079 7,343
    LIVERAMP HLDGS INC 78,599 106,784
    LONDON STK EXHANGE 27,159 31,010
    LONZA GROUP AG 146,051 152,318
    LOWE'S COMPANIES INC 125,288 211,552
    LULULEMON ATHLETICA INC    
    LVMH MOET HENNESSY ADR 69,626 91,427
    MAKITA CORP SPOND ADR 43,114 46,706
    MANTECH INTL CORP 71,985 85,027
    MASTERCARD INC 44,567 81,382
    MCGRATH RENTCORP 23,529 23,552
    MEDPACE HLDGS INC 17,839 19,766
    MEDTRONIC PLC 245,297 284,650
    MERCK AND CO INC 149,664 153,293
    MERCK KGAA-ADR 32,789 37,773
    MERCURY SYSTEMS INC 47,638 56,358
    MICROSOFT CORP 301,101 495,329
    MIMECAST LTD 21,629 25,635
    MODERNA INC 49,509 31,132
    MONRO INC 115,135 135,862
    MONTROSE ENVIRONMENTAL 48,502 51,239
    MORGAN STANLEY 177,516 267,473
    MURATA MANUFACTURING CO 83,698 125,667
    NATERA INC 91,173 130,968
    NATIONAL GRID PLC    
    NATL HEALTH INVS INC 47,842 52,569
    NEOGEN CORP 45,430 47,659
    NEOGENOMICS INC 118,970 169,704
    NESTLE S A REP 79,751 77,512
    NETFLIX COM INC 94,419 159,515
    NEVRO CORP 126,581 154,751
    NEW ORIENTAL EDUCATION ADR    
    NEW RELIC INC 44,521 46,892
    NEXON CO LTD ADR 28,202 36,537
    NEXTERA ENERGY INC 135,489 243,177
    NIDEC CORPORATION ADR 101,365 154,823
    NINTENDO LTD ADR 65,016 76,897
    NORDEA BANK ABP 32,617 33,415
    NORTHROP GRUMMAN CORP    
    NOVANTA INC 15,748 17,142
    NOVARTIS ADR 260,979 289,900
    NVIDIA 84,814 170,237
    OLLIES BARGAIN OUTLET 165,290 136,801
    OMNICELL INC 32,110 56,289
    ONE GAS INC 59,421 61,800
    ORANGE ADR    
    O'REILLY AUTOMOTIVE INC 88,477 104,091
    PAGSEGURO DIGITAL LTD    
    PARSONS CORP 60,740 63,463
    PAYLOCITY HLDG CORP 145,041 205,292
    PAYPAL HOLDINGS INC 102,060 200,007
    PERNOD-RICARD SA-UNSPON 33,498 37,238
    PETIQ INC 39,117 45,717
    PFIZER INC COM 188,607 199,731
    PHILIP MORRIS INTL INC 230,181 231,564
    PLANET FITNESS INC 55,386 68,470
    PNC FINCL SERVICES GROUP 181,099 253,151
    PRIMERICA INC COM 35,708 37,366
    PROGYNY INC 113,837 166,169
    PRUDENTIAL PLC ADR 34,743 40,549
    PT BANK CENT ASIA TBK 55,511 69,558
    PUMA BIOTECH INC 31,052 32,196
    RAPID7 ORD 26,447 36,695
    RAYTHEON CO DELAWARE NEW    
    RAYTHEON TECHNOLOGIES 209,578 178,632
    RECKITT BENCKISER GROUP 74,485 67,642
    RECRUIT HOLDINGS CO LTD 76,955 82,365
    RELIANCE STL & ALUM CO 17,426 19,759
    RELX PLC 70,831 76,249
    RESTAURANT BRANDS INTL INC    
    REXFORD INDL RLTY INC 41,704 42,480
    RH 23,695 32,669
    RITCHIE BROS AUCTIONEERS 51,901 59,952
    ROGERS CORP 89,546 123,611
    ROYAL BANK CANADA PV1    
    ROYAL DSM N V SPON ADR 45,956 50,104
    ROYAL DUTCH SHEL PLC    
    ROYAL GOLD INC COM 23,451 18,400
    RYANAIR HOLDINGS PLC 32,369 40,253
    RYOHIN KEIKAKU CO LTD 25,431 34,332
    SAFRAN SA-UNSPON ADR 61,283 72,870
    SALESFORCE COM INC 87,334 136,856
    SAMPO PLC 39,757 42,542
    SANDVIK AB ADR 33,621 40,475
    SANOFI ADR 76,082 72,593
    SAP SE 91,443 71,975
    SCIENCE APPLICATIONS 35,959 40,695
    SELECTIVE INS GRP INC 35,819 40,322
    SFL CORP LTD 35,470 25,516
    SHIMANO INC ADR 40,010 42,307
    SHIN-ETSU CHEM-UNSPON 38,864 55,943
    SIEMENS AG ADR 131,669 187,515
    SIEMENS GAMESA RENEWABLE 18,563 28,929
    SIGNATURE BANK 64,272 81,580
    SILICON LABS INC 53,857 67,872
    SILK ROAD MEDICAL INC 16,945 18,579
    SIMPSON MFG DEL PV 59,169 57,285
    SITEONE LANDSCAPE SUPPLY 82,790 105,330
    SK TELECOM ADR    
    SONOCO PRODUCTS CO 23,653 26,129
    SONY CORP ADR NEW    
    SPIRE INC 59,632 66,730
    SPS COMM INC 25,998 35,183
    STEPAN CO 17,521 18,256
    STEPSTONE GROUP INC 49,054 68,973
    STRATEGIC EDUCATION INC 35,291 32,698
    SUMITOMO MITSUI-UNSPON 40,144 43,054
    SUNCOR ENERGY INC NEW 24,985 25,808
    SUZUKI MOTOR CORP 25,671 30,271
    TABULA RASA HEALTHCARE 47,876 46,010
    TARGET CORP 91,981 195,595
    TAIWAN S MANUFCTRING ADR    
    TAKEDA PHARMACEUTICAL CO LTD SPON    
    TELENOR ASA 36,729 37,808
    TENCENT HOLDINGS LTD ADR 71,360 72,178
    TERRENO REALTY CORP 11,381 11,175
    TESCO PLC SPNRD ADR 49,221 53,397
    TESLA INC 76,496 93,148
    TETRA TECH INC NEW 23,517 29,292
    TFI INTERNATIONAL INC 16,932 19,085
    THERMO FISHER SCIENTIFIC INC 58,049 102,472
    TJX COS INC NEW 107,711 135,351
    TORONTO DOMINION BANK    
    TOTAL S.A. SP ADR    
    TOYOTA MOTOR CORP ADR    
    TRAVELERS COS INC 112,578 121,982
    TREASURY WINE ESTATES 57,115 61,473
    TRUIST FINL CORP 199,227 189,467
    U S PHYSICAL THERAPY INC 21,573 29,461
    UFP INDUSTRIES INC 35,501 32,497
    ULTRAGENYX 15,120 25,471
    UNILEVER NV NY REG    
    UNILEVER PLC NEW ADR 236,688 244,337
    UNITED COMMUNITY BANKS 37,484 59,155
    UNITED PARCEL SVC 146,623 150,213
    UNITED TECHS CORP    
    UNITEDHEALTH GROUP INC 82,426 117,478
    UPSTART HLDGS INC 36,528 41,239
    VERTEX INC 40,217 50,323
    VESTAS WIND SYTS AS ADR 35,088 55,309
    VINCI SA ADR 27,744 28,758
    VISA INC 106,393 154,423
    VIVENDI UNSP ADR 49,105 55,501
    VMWARE INC 50,837 49,933
    VOLKSWAGEN AG-UNSP 56,268 63,624
    WALGREENS BOOTS ALLIANCE INC 209,461 149,590
    WALKER & DUNLOP INC 36,290 59,353
    WATTS WATER TECH INC 23,618 29,938
    WD 40 COMPANY 35,594 46,760
    WELLS FARGO & CO NEW DEL    
    WELLTOWER INC 177,073 165,233
    WENDYS CO 21,441 21,767
    WINGSTOP INC 49,884 47,453
    WIX COM LTD    
    WOLTERS KLUWR NV SPN ADR 34,217 34,835
    WORLD FUEL SERVICES CRP 11,437 13,181
    XPO LOGISTICS INC 33,915 45,296
    YETI HLDGS INC 23,882 30,948
    YUM CHINA HOLDINGS INC 60,761 62,685
    Z HOLDINGS CORP ADR 22,131 19,974
    ZOETIS INC 44,698 87,053

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE W DALE BROUGHER FOUNDATION
    EIN:
    52-1499358
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AG MORTGAGE VALUE PARTICP FUND FMV    
    BLACKROCK 2022 GLOBAL INC OPP TR FMV 529,415 550,312
    BLACKROCK CAP ALLOCATION TR FMV 3,000,000 3,265,500
    BLACKROCK HEALTH SCIENCES TR II FMV 1,000,000 1,432,500
    BLACKROCK LIQUIDITY FUNDS FMV 7,490 7,492
    BLACKROCK MULTI-SECTOR OPPOR TR FMV 1,104,557 1,034,299
    BLACKROCK SCIENCE AND TECH TR II FMV 1,059,360 1,957,354
    BLACKSTONE ALT SOLUTION 2016 FD FMV 1,575,000 1,624,420
    BLACKSTONE ALTERNATIVES SOLUTION V FMV 920,000 975,898
    DOUBLELINE INCOME SOLUTIONS FD FMV 432,454 363,405
    FEDERATED HERMES INSTL PRM VAL OBL FMV 31,774 31,769
    FEDERATED INSTL PRIME VAL OBL FMV    
    FIRST TR INTER DURATION PFD FMV 92,433 96,200
    FIRST TRUST ENHANCED SHORT MAT FMV    
    GLOBAL EQUITY ABSOLUTE RETURN INV FMV 60,071 60,070
    GSO RESCUE FINANCE II FMV 148,500 26,102
    INVESCO CEF INCOME COMPOSITE ETF FMV 481,869 493,460
    INVESCO ULTRA SHORT DURATION ETF FMV    
    ISHARES MSCI EMERGING MKTS FMV    
    ISHARES 1-3 YEAR TREAS BOND FMV 516 532
    ISHARES CORE S & P SMALL CAP ETF FMV    
    ISHARES S & P GLBL HEALTH CARE SEC FMV    
    MANIKAY OFFSHORE FUND LTD FMV    
    MANTICORE FUND (CAYMAN) LTD FMV 1,000,000 1,299,314
    SPDR BLOOMBERG BARCLAYS FMV 10,832,130 10,820,593
    SPDR DOW JONES INDUST AV FMV 757,952 764,475
    THE CHILDREN'S INVESTMENT FUND FMV 1,000,000 2,237,800
    WESTERN ASSET SMASH FMV    
    YORK ACCESS LTD FMV    
    BLACKSTONE ALTERNATIVES 2014 TRUST FMV 791,290 716,264
    CZECH II SENIOR LOAN FMV 6,000 2,778
    QIM GLOBAL ACCESS LLC FMV 2,438,735 2,431,044
    RENAISSANCE RIEF ACCESS LLC FMV 1,330,399 1,336,366
    INCOME IN TRANSIT FMV 3,385  

    TY 2020 OtherExpensesSchedule
    Name:
    THE W DALE BROUGHER FOUNDATION
    EIN:
    52-1499358
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    INVESTMENT EXPENSES 4,511 4,511    
    PARTNERSHIP DEDUCTIONS 75,901 75,901    
    PARTNERSHIP NONDEDUCTIBLE EXP 25      
    MEETING & EVENT EXPENSES 11,903     11,903
    TELEPHONE 7,446     7,446
    OFFICE & IT SUPPLIES 8,802     8,802


    TY 2020 OtherIncomeSchedule2
    Name:
    THE W DALE BROUGHER FOUNDATION
    EIN:
    52-1499358
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PARTNERSHIP LOSS -204,711 -204,711  
    BASIS ADJUSTMENTS 55,063 55,063  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE W DALE BROUGHER FOUNDATION
    EIN:
    52-1499358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ASSET MGMT & CUSTODY FEES 286,352 286,352    
    PAYROLL PROCESSING FEES 3,031     3,031


    TY 2020 TaxesSchedule
    Name:
    THE W DALE BROUGHER FOUNDATION
    EIN:
    52-1499358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX WITHHELD 17,300 17,300    
    PAYROLL TAXES 12,723     12,723
    990-PF EXCISE TAX PAID 110,000