Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE TF DIXON FAMILY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)CO BBH CO 140 BROADWAY-16TH FL
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10005
A Employer identification number

13-4118192
B Telephone number (see instructions)

(212) 493-8185
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,447,738J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,257
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 106,231 106,231  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 610,242
b Gross sales price for all assets on line 6a 1,503,813
7 Capital gain net income (from Part IV, line 2)... 610,242
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,059 0  
12 Total. Add lines 1 through 11........ 719,789 716,473  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 2,985 0   2,985
14 Other employee salaries and wages...... 5,638 0   5,638
15 Pension plans, employee benefits....... 1,211 0   1,211
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 2,170 0   2,170
c Other professional fees (attach schedule).... Click to see attachment 35,165 35,165   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 22,864 3,112   693
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 1,146 0   1,146
21 Travel, conferences, and meetings.......        
22 Printing and publications.......... 160 0   160
23 Other expenses (attach schedule)....... Click to see attachment 572 33   539
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 71,911 38,310   14,542
25 Contributions, gifts, grants paid....... 239,025 239,025
26 Total expenses and disbursements. Add lines 24 and 25 310,936 38,310   253,567
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 408,853
b Net investment income (if negative, enter -0-) 678,163
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 219,986 123,872 123,872
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,391,569 Click to see attachment3,892,436 7,323,866
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,611,555 4,016,308 7,447,738
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment7,402 Click to see attachment3,302
23 Total liabilities (add lines 17 through 22)......... 7,402 3,302
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 2,035,824 2,035,824
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 1,568,329 1,977,182
29 Total net assets or fund balances (see instructions)..... 3,604,153 4,013,006
30 Total liabilities and net assets/fund balances (see instructions). 3,611,555 4,016,308
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,604,153
2
Enter amount from Part I, line 27a .....................
2
408,853
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
4,013,006
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
4,013,006
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 213 SHS UNILEVER N V-NY SHARES P 2019-05-29 2020-02-28
b 162 SHS UNILEVER N V-NY SHARES P 2019-05-29 2020-03-09
c 7 SHS ALPHABET INC CL C P 2019-05-01 2020-03-16
d 87 SHS UNILEVER N V-NY SHARES P 2019-05-29 2020-03-16
e 140 SHS UNILEVER N V-NY SHARES P 2019-11-08 2020-03-16
4 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-09-16 2020-03-19
6 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-09-17 2020-03-19
11 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-08-16 2020-03-19
24 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-08-15 2020-03-19
25 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-11-06 2020-03-19
27 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-09-10 2020-03-19
30 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-09-18 2020-03-19
35 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-09-13 2020-03-19
38 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-12-04 2020-03-19
40 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-09-10 2020-03-19
47 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2020-02-28 2020-03-19
48 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-11-05 2020-03-19
55 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2020-03-11 2020-03-19
55 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2019-08-14 2020-03-19
68 SHS BRIGHT HORIZONS FAMILY SOLUT COM P 2020-03-02 2020-03-19
225 SHS BROWN-FORMAN CORP CLASS B COMMON P 2019-07-31 2020-05-26
88 SHS AO SMITH CORP COM STK P 2019-12-18 2020-06-09
147 SHS AO SMITH CORP COM STK P 2019-10-29 2020-06-09
2 SHS BOOKING HOLDINGS INC COM STK P 2019-11-08 2020-09-11
4 SHS BOOKING HOLDINGS INC COM STK P 2019-12-04 2020-09-11
23 SHS WASTE MANAGEMENT INC P 2020-03-19 2020-10-29
74 SHS WASTE MANAGEMENT INC P 2020-06-09 2020-10-29
84 SHS DIAGEO PLC- SPONSORED ADR P 2020-09-02 2020-11-12
5 SHS CELANESE CORP COM STK P 2020-06-09 2020-12-04
43 SHS CELANESE CORP COM STK P 2020-03-12 2020-12-09
65 SHS CELANESE CORP COM STK P 2020-06-09 2020-12-09
150 SHS U S BANCORP P 2014-05-19 2020-02-28
162 SHS COMCAST CORP CL A P 2018-03-01 2020-02-28
201 SHS U S BANCORP P 2012-01-10 2020-02-28
213 SHS COMCAST CORP CL A P 2018-03-01 2020-02-28
925 SHS COMCAST CORP CL A P 2012-01-10 2020-02-28
446 SHS COMCAST CORP CL A P 2012-01-10 2020-03-04
100 SHS ORACLE CORP P 2015-03-10 2020-03-06
113 SHS ORACLE CORP P 2014-09-15 2020-03-06
119 SHS ORACLE CORP P 2014-09-18 2020-03-06
200 SHS ORACLE CORP P 2015-06-29 2020-03-06
406 SHS ORACLE CORP P 2014-09-19 2020-03-06
34 SHS NOVARTIS AG - ADR P 2006-03-24 2020-03-09
65 SHS NOVARTIS AG - ADR P 2016-11-23 2020-03-09
1228 SHS U S BANCORP P 2012-01-10 2020-03-09
678 SHS U S BANCORP P 2012-01-10 2020-03-10
993 SHS U S BANCORP P 2012-01-10 2020-03-12
79 SHS ORACLE CORP P 2014-09-19 2020-03-13
112 SHS ORACLE CORP P 2014-09-19 2020-03-13
125 SHS ORACLE CORP P 2015-07-20 2020-03-13
385 SHS COMCAST CORP CL A P 2012-01-10 2020-03-13
25 SHS ALPHABET INC CL C P 2019-03-15 2020-03-16
98 SHS UNILEVER N V-NY SHARES P 2014-05-19 2020-03-16
611 SHS COMCAST CORP CL A P 2012-01-10 2020-03-25
21 SHS BERKSHIRE HATHAWAY INC-CL B P 2002-03-27 2020-05-13
100 SHS BERKSHIRE HATHAWAY INC-CL B P 2006-03-09 2020-05-13
200 SHS BERKSHIRE HATHAWAY INC-CL B P 2014-05-19 2020-05-13
253 SHS COMCAST CORP CL A P 2012-01-10 2020-05-13
88 SHS COPART INC COM STK P 2019-02-20 2020-05-21
52 SHS UNILEVER N V-NY SHARES P 2014-05-19 2020-05-26
118 SHS UNILEVER N V-NY SHARES P 2016-11-11 2020-05-26
50 SHS LINDE PLC COM STK P 2019-04-23 2020-06-09
69 SHS LINDE PLC COM STK P 2018-10-31 2020-06-09
32 SHS UNILEVER N V-NY SHARES P 2016-11-11 2020-07-09
75 SHS UNILEVER N V-NY SHARES P 2014-03-17 2020-07-09
103 SHS UNILEVER N V-NY SHARES P 2014-03-13 2020-07-09
147 SHS UNILEVER N V-NY SHARES P 2014-03-14 2020-07-09
883 SHS LONGLEAF PARTNERS SMALL CAP FD P 2018-01-11 2020-07-29
3337 SHS LONGLEAF PARTNERS SMALL CAP FD P 2011-06-01 2020-07-29
8 SHS ALPHABET INC CL C P 2019-05-01 2020-08-06
24 SHS ALPHABET INC CL C P 2014-06-24 2020-08-06
122 SHS UNILEVER N V-NY SHARES P 2014-03-13 2020-08-06
151 SHS UNILEVER N V-NY SHARES P 2014-03-12 2020-08-06
2 SHS UNILEVER N V-NY SHARES P 2014-03-12 2020-08-07
114 SHS UNILEVER N V-NY SHARES P 2014-10-21 2020-08-07
137 SHS UNILEVER N V-NY SHARES P 2014-10-22 2020-08-07
149 SHS UNILEVER N V-NY SHARES P 2014-10-23 2020-08-07
1500 SHS UNION PACIFIC CORP P 1935-11-15 2020-08-11
1 SHS BROWN-FORMAN CORP CLASS B COMMON P 2019-03-15 2020-09-02
185 SHS BROWN-FORMAN CORP CLASS B COMMON P 2019-07-31 2020-09-02
44 SHS COPART INC COM STK P 2018-10-03 2020-09-04
77 SHS COPART INC COM STK P 2019-02-20 2020-09-04
9 SHS BOOKING HOLDINGS INC COM STK P 2019-08-15 2020-09-11
524 SHS ORACLE CORP P 2014-09-19 2020-09-11
200 SHS NOVARTIS AG - ADR P 2012-05-22 2020-09-16
1041 SHS NOVARTIS AG - ADR P 2006-03-24 2020-09-16
72 SHS COPART INC COM STK P 2018-10-03 2020-09-17
32 SHS DOLLAR GENERAL CORP COM STK P 2018-10-03 2020-09-23
34 SHS DOLLAR GENERAL CORP COM STK P 2018-08-30 2020-09-23
56 SHS DOLLAR GENERAL CORP COM STK P 2018-10-03 2020-10-23
72 SHS COPART INC COM STK P 2018-10-03 2020-10-23
135 SHS COPART INC COM STK P 2018-10-02 2020-10-23
147 SHS ORACLE CORP P 2014-09-19 2020-10-23
235 SHS ORACLE CORP P 2014-09-23 2020-10-23
165 SHS ORACLE CORP P 2014-09-23 2020-10-28
167 SHS ORACLE CORP P 2015-07-27 2020-10-28
69 SHS WASTE MANAGEMENT INC P 2008-10-21 2020-10-29
6 SHS ALPHABET INC CL C P 2014-06-24 2020-11-02
7 SHS COPART INC COM STK P 2018-10-01 2020-11-02
69 SHS COPART INC COM STK P 2018-10-02 2020-11-02
57 SHS DIAGEO PLC- SPONSORED ADR P 2014-05-19 2020-11-12
80 SHS PAYPAL HOLDINGS INC- COM STK P 2009-05-19 2020-11-19
100 SHS WALMART INC P 2004-04-30 2020-11-19
27 SHS CELANESE CORP COM STK P 2019-07-31 2020-12-04
50 SHS CELANESE CORP COM STK P 2019-04-04 2020-12-04
26 SHS ALLEGION PLC- COM STK P 2019-04-08 2020-12-09
33 SHS ALLEGION PLC- COM STK P 2019-04-04 2020-12-09
95 SHS ALLEGION PLC- COM STK P 2019-04-05 2020-12-09
69 SHS AO SMITH CORP COM STK P 2019-12-12 2020-12-16
138 SHS AO SMITH CORP COM STK P 2019-12-12 2020-12-17
LITIGATION SETTLEMENTS P 2000-11-11 2020-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 11,136   12,856 -1,720
b 8,706   9,777 -1,071
c 7,877   8,278 -401
d 3,823   5,251 -1,428
e 6,152   8,408 -2,256
292   632 -340
438   952 -514
803   1,758 -955
1,753   3,789 -2,036
1,826   3,657 -1,831
1,972   4,194 -2,222
2,191   4,791 -2,600
2,556   5,421 -2,865
2,775   5,704 -2,929
2,921   6,073 -3,152
3,432   7,238 -3,806
3,505   6,962 -3,457
4,016   7,293 -3,277
4,016   8,574 -4,558
4,966   10,766 -5,800
14,383   12,340 2,043
4,351   4,142 209
7,269   7,267 2
3,566   3,781 -215
7,133   7,690 -557
2,478   2,325 153
7,973   8,263 -290
12,777   11,444 1,333
663   485 178
5,618   3,158 2,460
8,493   6,307 2,186
6,819   6,208 611
6,380   5,914 466
9,137   5,696 3,441
8,409   7,776 633
36,426   11,826 24,600
18,821   5,702 13,119
4,719   4,235 484
5,332   4,585 747
5,615   4,837 778
9,437   8,096 1,341
19,158   16,282 2,876
2,790   1,667 1,123
5,333   3,906 1,427
45,067   34,800 10,267
25,111   19,214 5,897
31,826   28,140 3,686
3,578   3,133 445
5,073   4,492 581
5,661   5,007 654
13,952   4,922 9,030
28,133   29,616 -1,483
4,306   4,317 -11
20,620   7,812 12,808
3,575   1,005 2,570
17,023   5,973 11,050
34,046   25,390 8,656
8,767   3,235 5,532
7,617   4,666 2,951
2,515   2,291 224
5,708   4,689 1,019
10,728   8,971 1,757
14,804   11,278 3,526
1,665   1,272 393
3,902   2,887 1,015
5,358   3,958 1,400
7,648   5,661 1,987
25,963   25,000 963
98,097   100,000 -1,903
11,997   9,461 2,536
35,991   13,598 22,393
7,191   4,688 2,503
8,900   5,801 3,099
116   77 39
6,629   4,342 2,287
7,966   5,242 2,724
8,664   5,528 3,136
288,232   315 287,917
80   50 30
14,797   10,146 4,651
4,542   2,300 2,242
7,948   4,083 3,865
16,049   17,019 -970
30,101   20,778 9,323
18,043   9,198 8,845
93,914   51,038 42,876
7,327   3,764 3,563
6,575   3,364 3,211
6,986   3,576 3,410
11,984   5,887 6,097
8,232   3,764 4,468
15,435   7,047 8,388
8,799   5,829 2,970
14,067   9,173 4,894
9,193   6,441 2,752
9,304   6,446 2,858
7,434   2,177 5,257
9,752   3,400 6,352
793   365 428
7,812   3,602 4,210
8,670   7,385 1,285
15,267   856 14,411
15,216   340 14,876
3,578   3,039 539
6,625   5,229 1,396
2,902   2,457 445
3,684   3,095 589
10,604   9,007 1,597
3,814   3,210 604
7,614   6,419 1,195
35     35
21,972     21,972
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1,720
b       -1,071
c       -401
d       -1,428
e       -2,256
      -340
      -514
      -955
      -2,036
      -1,831
      -2,222
      -2,600
      -2,865
      -2,929
      -3,152
      -3,806
      -3,457
      -3,277
      -4,558
      -5,800
      2,043
      209
      2
      -215
      -557
      153
      -290
      1,333
      178
      2,460
      2,186
      611
      466
      3,441
      633
      24,600
      13,119
      484
      747
      778
      1,341
      2,876
      1,123
      1,427
      10,267
      5,897
      3,686
      445
      581
      654
      9,030
      -1,483
      -11
      12,808
      2,570
      11,050
      8,656
      5,532
      2,951
      224
      1,019
      1,757
      3,526
      393
      1,015
      1,400
      1,987
      963
      -1,903
      2,536
      22,393
      2,503
      3,099
      39
      2,287
      2,724
      3,136
      287,917
      30
      4,651
      2,242
      3,865
      -970
      9,323
      8,845
      42,876
      3,563
      3,211
      3,410
      6,097
      4,468
      8,388
      2,970
      4,894
      2,752
      2,858
      5,257
      6,352
      428
      4,210
      1,285
      14,411
      14,876
      539
      1,396
      445
      589
      1,597
      604
      1,195
      35
      21,972
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 610,242
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 9,426
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 9,426
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,426
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 9,059
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 4,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 13,059
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 49
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,584
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet3,584 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletLOTUS WU Telephone no.bullet (212) 493-8182

    Located atbullet140 BROADWAY 16TH FLNEW YORKNY ZIP+4bullet10005
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    THOMAS F DIXON VICE PRESIDENT
    1.00     		0 0 0
    C/O 140 BROADWAY 16TH FL
    NEW YORK,NY10005
    LINDA F DIXON VICE PRESIDENT
    1.00     		0 0 0
    C/O 140 BROADWAY 16TH FL
    NEW YORK,NY10005
    BARBARA O'CONNELL SECRETARY
    1.00     		2,985 427 0
    C/O 140 BROADWAY 16TH FL
    NEW YORK,NY10005
    ANNA T KORNICZKY TREASURER
    1.00     		0 0 0
    C/O 140 BROADWAY 16TH FL
    NEW YORK,NY10005
    HILLARY A DIXON VICE PRESIDENT
    1.00     		0 0 0
    C/O 140 BROADWAY 16TH FL
    NEW YORK,NY10005
    ADAM H DIXON PRESIDENT
    1.00     		0 0 0
    C/O 140 BROADWAY 16TH FL
    NEW YORK,NY10005
    JOSH ALLER VICE PRESIDENT
    1.00     		0 0 0
    C/O 140 BROADWAY 16TH FL
    NEW YORK,NY10005
    MARY P DIXON VICE PRESIDENT
    1.00     		0 0 0
    C/O 140 BROADWAY 16TH FL
    NEW YORK,NY10005
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,276,479
    b
    Average of monthly cash balances.......................
    1b
    255,526
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,532,005
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,532,005
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    97,980
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,434,025
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    321,701
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    321,701
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    9,426
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,426
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    312,275
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    312,275
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    312,275
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    253,567
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    253,567
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    253,567
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 312,275
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 60,237
    b From 2016...... 8,135
    c From 2017...... 37,079
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 105,451
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 253,567
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 253,567
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 58,708 58,708
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 46,743
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		1,529
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		45,214
    10 Analysis of line 9:
    a Excess from 2016.... 8,135
    b Excess from 2017.... 37,079
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    THE TF DIXON FAMILY FOUNDATION INC
    140 BROADWAY 16TH FLOOR
    NEW YORK,NY10005
    (212) 493-8000
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN SUMMARY IN LETTER FORM WITH BRIEF DESCRIPTION OF ORGANIZATION AND THEIR FUNDING REQUIREMENTS. MUST INCLUDE COPY OF 501(C)(3).
    cAny submission deadlines:
    REQUESTS MUST BE RECEIVED BY FEBRUARY 28.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    ONLY US CHARITIES WITH 501(C)(3). NO FUNDING OUTSIDE USA. NO MATCHING OF US GOVERNMENT FUNDS. NO FUNDS TO INDIVIDUALS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FRIENDS OF IDAHO PUBLIC TELEVISION
    PO BOX 4
    BOISE,ID83707     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    AMERICAN RED CROSS (NATIONAL)
    430 17TH STREET NW
    WASHINGTON,DC20006     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 25,000
    AMERICAN RED CROSS DISASTER RELIEF FUND
    2025 E STREET NW
    WASHINGTON,DC20006     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 25,000
    CAMP UKANDU
    601 SW 2ND AVE SUITE 2300
    PORTLAND,OR97204     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,500
    THE DOUGY CENTER
    PO BOX 86852
    PORTLAND,OR97286     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,500
    FAMILY DOGS NEW LIFE SHELTER
    9101 SE STANLEY AVE
    PORTLAND,OR97206     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    FREE GEEK
    1731 SE 10TH AVENUE
    PORTLAND,OR97214     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    MT SCOTT LEARNING CENTER
    HIGH SCHOOL ADMINISTRATIVE OFFICE
    PORTLAND,OR97206     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    NAYA FAMILY CENTER
    5135 NE COLUMBID BLVD
    PORTLAND,OR97218     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,500
    OUTSIDE IN
    1132 SW13TH AVENUE
    PORTLAND,OR97205     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    OREGON FOOD BANK
    PO BOX 55370
    PORTLAND,OR97238     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    PLANNED PARENTHOODCOLUMBIAWILLAMETTE
    3231 SE 50TH AVE
    PORTLAND,OR97206     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    AMERICAN RED CROSS OF GREATER IDAHO
    146 SOUTH COLE RD
    BOISE,ID83709     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,000
    AMERICAN RED CROSS (NATIONAL)
    430 17TH STREET NW
    WASHINGTON,DC20006     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 15,000
    BASQUE MUSEUM & CULTURAL CENTER
    611 GROVE STREET
    BOISE,ID83702     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 500
    BISHOP KELLY FOUNDATION
    7009 FRANKLIN RD
    BOISE,ID83709     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,000
    BOISE ART MUSEUM
    670 JULIA DAVID DR
    BOISE,ID83702     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 1,500
    BOISE BICYCLE PROJECT
    1027 LUSK ST
    BOISE,ID83706     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 1,000
    BOISE BOMBERS INC
    3416 W BELLAMY LANE
    BOISE,ID83703     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 500
    BOISE PUBLIC LIBRARY
    715 S CAPITAL BLVD
    BOISE,ID83702     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    BOISE STATE PUBLIC RADIO
    1910 UNIVERSITY DRIVE
    BOSIE,ID837251916     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 3,500
    BOISE STATE UNIVERSITY
    1910 UNIVERSITY DRIVE
    BOISE,ID83725     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,500
    BOY'S CLUB OF NEW YORK
    287 EAST 10TH STREET
    NEW YORK,NY10009     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    CORPUS CHRISTI HOUSE INC
    525 AMERICANA BLVD
    BOISE,ID83703     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 6,000
    IDAHO HUMANE SOCIETY
    4775 DORMAN ST
    BOISE,ID83705     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 4,000
    IDAHO SHAKESPEARE FESTIVAL
    PO BOX 9365
    BOISE,ID83707     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 13,000
    FOUNDATION FOR IDAHO HISTORY
    PO BOX 664
    BOISE,ID83701     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,000
    MONASTERY OF ST GERTRUDE
    465 KEUTERVILLE RD
    COTTONWOOD,ID83522     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,500
    RONALD MCDONALD HOUSE CHARITIES OF IDAHO
    101 WARM SPRINGS AVE
    BOISE,ID83712     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 1,500
    SALVATION ARMY
    4308 W STATE STREET
    BOSIE,ID83703     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,500
    SOARING SOCIETY OF AMERICA
    PO BOX 2100
    HOBBS,NM882412100     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 1,000
    SUN VALLEY CENTER FOR THE ARTS
    PO BOX 656
    SUN VALLEY,ID83353     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 500
    AMERICAN RED CROSS CASCADES
    3131 N VANCOUVER AVENUE
    PORTLAND,OR97277     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    GIRL SCOUTS OF SILVER SAGE COUNCIL
    1410 ETHERIDGE LANE
    BOISE,ID83704     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 3,000
    LIBRARY FOUNDATION
    620 SW 5TH AVENUE
    PORTLAND,OR97204     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    MERCY CORPS
    DEPARTMENT W
    PORTLAND,OR97208     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,500
    OREGON FOOD BANK
    PO BOX 55370
    PORTLAND,OR97238     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 10,000
    OREGON PUBLIC BROADCASTING
    7140 SW MACADAM AVENUE
    PORTLAND,OR97219     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    RONALD MCDONALD HOUSE CHARITIES OF OREGON
    2620 N COMMERCIAL AVENUE
    PORTLAND,OR97227     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 2,000
    SOCIETY OF ST VINCENT DEPAUL
    PO BOX 42157
    PORTLAND,OR97242     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 5,000
    BIRD DOG FOUNDATION INC
    PO BOX 774
    GRAND JUNCTION,TN38039     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 1,000
    LEWIS & CLARK COLLEGE
    IA-MAJOR GIFTS MAILL-57 MCAFEE
    PORTLAND,OR97219     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 23,525
    ST PAUL'S CATHOLIC SCHOOL
    1515 8TH STREET SOUTH
    NAMPA,ID83651     		NONE PUBLIC CHARITY - 501 GENERAL SUPPORT 10,000
    Total .................................bullet 3a 239,025
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 106,231  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 610,242  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aPRIOR YEAR TAX REFUND     		    01   2,059
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 716,473 2,059
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    718,532
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11A PRIOR YEAR TAX OVER PAYMENT APPLIED TO CURRENT YEAR
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE TF DIXON FAMILY FOUNDATION INC
     
    Employer identification number

    13-4118192
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE TF DIXON FAMILY FOUNDATION INC
          		Employer identification number
    13-4118192
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ADAM DIXON
    C/O BBH CO 140 BROADWAY
     
    NEW YORK, NY10005

    		$ 340


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    HILLARY DIXON
    C/O BBH CO 140 BROADWAY
     
    NEW YORK, NY10005

    		$ 856


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    THOMAS DIXON
    C/O BBH CO 140 BROADWAY
     
    NEW YORK, NY10005

    		$ 61


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE TF DIXON FAMILY FOUNDATION INC
          		Employer identification number

    13-4118192
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 100 SHARES WALMART INC $ 15,134 2020-11-16
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 80 SHARES PAYPAL HOLDINGSINC- COM STK $ 15,036 2020-11-16
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    3
    		 242 SHARES UNION PACIFIC $ 50,150 2020-11-16
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE TF DIXON FAMILY FOUNDATION INC
          		Employer identification number

    13-4118192
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THE TF DIXON FAMILY FOUNDATION INC
    EIN:
    13-4118192
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 2,170 0   2,170

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE TF DIXON FAMILY FOUNDATION INC
    EIN:
    13-4118192
    Name of Stock End of Year Book Value End of Year Fair Market Value
    36776.851 SHS BBH LIMITED DURATION FUND CL I 375,000 380,270
    27632.874 SHS BBH INCOME FUND-I 300,000 294,249
    2318 SHS ALCON INC COM STK 120,442 152,942
    904 SHS ALLEGION PLC- COM STK 75,979 105,208
    156 SHS ALPHABET INC CL C 57,961 273,293
    51 SHS AMAZON.COM INC 161,418 166,103
    2038 SHS AO SMITH CORP COM STK 91,850 111,723
    1489 SHS ARTHUR J GALLAGHER & CO 136,200 184,204
    1330 SHS BAXTER INTL INC 102,547 107,045
    1061 SHS BERKSHIRE HATHAWAY INC-CL B 46,846 246,014
    37 SHS BOOKING HOLDINGS INC COM STK 67,503 82,409
    1616 SHS BROWN-FORMAN CORP CLASS B COMMON STOCK 80,416 128,649
    872 SHS CELANESE CORP COM STK 37,474 113,308
    1278 SHS COLGATE PALMOLIVE CO 82,103 109,282
    2130 SHS COMCAST CORP CL A 23,892 111,612
    1451 SHS COPART INC COM STK 73,478 184,640
    207 SHS COSTCO WHOLESALE CORP 58,873 77,993
    786 SHS DIAGEO PLC- SPONSORED ADR 56,676 124,825
    427 SHS DOLLAR GENERAL CORP COM STK 43,235 89,798
    525 SHS FLEETCOR TECHNOLOGIES INC COM STK 68,890 143,236
    582 SHS GRACO INC COMMON STOCK 40,154 42,108
    1725 SHS HENRY SCHEIN INC COM STK 84,822 115,334
    387 SHS KLA CORPORATION 38,274 100,198
    705 SHS LINDE PLC COM STK 122,884 185,775
    531 SHS MASTERCARD INCORPORATED 138,492 189,535
    815 SHS NESTLE S A SPONS ADR 36,427 96,007
    877 SHS NIKE INC CL B 72,100 124,069
    2194 SHS ORACLE CORP 82,371 141,930
    1294 SHS PERRIGO CO PLC COM STK 126,165 57,868
    1102 SHS PROGRESSIVE CORP OHIO 81,733 108,966
    854 SHS STARBUCKS CORP 77,944 91,361
    176 SHS THERMO FISHER SCIENTIFIC INC 76,679 82,016
    7347 SHS UNION PACIFIC CORP 1,244 1,529,792
    370 SHS VISA INC- CL.A SHARES 03/01/2022 72,419 80,930
    606 SHS WASTE MANAGEMENT INC 19,119 71,466
    1166 SHS ZOETIS INC COM STK 34,302 192,973
    22058.486 SHS CLARKSTON SERIES TRUST CLARKSTON PARTNERS FUND FOUNDERS CL 275,000 329,774
    29581.838 SHS BBH PARTNER FUND - INTERNATIONAL EQUITY 451,524 596,961

    TY 2020 OtherExpensesSchedule
    Name:
    THE TF DIXON FAMILY FOUNDATION INC
    EIN:
    13-4118192
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FILLING FEES 250 0   250
    TRANSACTION FEE 33 33   0
    ADMINISTRATIVE EXPENSE 289 0   289


    TY 2020 OtherIncomeSchedule2
    Name:
    THE TF DIXON FAMILY FOUNDATION INC
    EIN:
    13-4118192
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PRIOR YEAR TAX REFUND 2,059   2,059


    TY 2020 OtherLiabilitiesSchedule
    Name:
    THE TF DIXON FAMILY FOUNDATION INC
    EIN:
    13-4118192
    Description Beginning of Year - Book Value End of Year - Book Value
    DUE TO FOUNDATION 7,402 3,302


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE TF DIXON FAMILY FOUNDATION INC
    EIN:
    13-4118192
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BBH INVESTMENT ADVISORY FEES 35,165 35,165   0


    TY 2020 SubstantialContributorsSch
    Name:
    THE TF DIXON FAMILY FOUNDATION INC
    EIN:
    13-4118192
    Name Address
    ADAM DIXON C/O BBH CO 140 BROADWAY
    NEW YORK,NY10005
    HILLARY DIXON C/O BBH CO 140 BROADWAY
    NEW YORK,NY10005
    THOMAS DIXON C/O BBH CO 140 BROADWAY
    NEW YORK,NY10005


    TY 2020 TaxesSchedule
    Name:
    THE TF DIXON FAMILY FOUNDATION INC
    EIN:
    13-4118192
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 3,112 3,112   0
    PAYROLL TAXES 693 0   693
    FEDERAL TAXES 19,059 0   0