Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
Humana Foundation Inc
 
Number and street (or P.O. box number if mail is not delivered to street address)PO Box 740026
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Louisville, KY40201
A Employer identification number

61-1004763
B Telephone number (see instructions)

(502) 580-3613
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$445,891,040J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 200,022,500
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 5,556,933 5,554,132  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,978,217
b Gross sales price for all assets on line 6a 205,716,408
7 Capital gain net income (from Part IV, line 2)... 2,978,217
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 208,557,650 8,532,349 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 258,102 0 0 258,102
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 363,868 0 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 585 0 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 622,555 0 0 258,102
25 Contributions, gifts, grants paid....... 65,725,540 61,279,362
26 Total expenses and disbursements. Add lines 24 and 25 66,348,095 0 0 61,537,464
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 142,209,555
b Net investment income (if negative, enter -0-) 8,532,349
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 517,297 4,770,775 4,770,775
2 Savings and temporary cash investments......... 11,745,769 72,940,480 72,939,658
3 Accounts receivable bullet1,088,900
Less: allowance for doubtful accounts bullet   141 1,088,900 1,088,900
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........   8,278 8,278
10a Investments—U.S. and state government obligations (attach schedule) 13,716,387 Click to see attachment36,198,453 36,258,674
b Investments—corporate stock (attach schedule)....... 62,937,019 Click to see attachment101,372,169 220,894,075
c Investments—corporate bonds (attach schedule)....... 29,491,471 Click to see attachment24,407,253 25,905,465
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans............. 47,506,786 70,858,527 73,410,639
13 Investments—other (attach schedule).......... 629,108 Click to see attachment10,592,076 10,592,076
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment105,986,631 Click to see attachment123,654,129 Click to see attachment22,500
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 272,530,609 445,891,040 445,891,040
Liabilities 17 Accounts payable and accrued expenses.......... 1,053,902 9,868,334
18 Grants payable................. 2,648,202 7,094,380
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,473,214 Click to see attachment1,718,482
23 Total liabilities (add lines 17 through 22)......... 5,175,318 18,681,196
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 267,355,291 427,209,844
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 0 0
29 Total net assets or fund balances (see instructions)..... 267,355,291 427,209,844
30 Total liabilities and net assets/fund balances (see instructions). 272,530,609 445,891,040
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
267,355,291
2
Enter amount from Part I, line 27a .....................
2
142,209,555
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
17,644,998
4
Add lines 1, 2, and 3 ..........................
4
427,209,844
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
427,209,844
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b BONDS AND MORTGAGE NOTES      
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 7,337,904   6,562,922 774,982
b 198,378,504   196,175,269 2,203,235
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       774,982
b       2,203,235
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,978,217
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 118,600
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 118,600
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 118,600
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 126,878
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 126,878
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 10
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 8,268
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet8,268 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletKY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.humanafoundation.org
    14
    The books are in care ofbulletBrittany Forshee Telephone no.bullet (502) 580-9959

    Located atbullet500 W Main StreetLouisvilleKY ZIP+4bullet40202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Walter D Woods Chief Executive Officer
    40.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    Brain A Kane Senior Vice President, CFO
    1.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    James K Moore Vice President, Operational Risk Manag
    1.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    W Mark Preston Vice President & Treasurer
    1.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    D Hank Robinson Vice President, Tax
    1.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    Joseph C Ventura General Counsel & Secretary
    1.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    Bruce D Broussard Chairman Director
    1.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    Bettina Beech PhD MPH Director
    1.00     		0 0 0
    4849 Calhoun Rd Room 6013
    Houston,TX77204
    Caraline L Coats Director
    1.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    David A Jones Jr Director
    1.00     		0 0 0
    101 S Fifth St
    Louisville,KY40202
    Heidi S Margulis Director
    1.00     		0 0 0
    500 W Main St
    Louisville,KY40202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    The Rensselaerville Institute Consulting 171,102
    750 Delaware Ave Suite 3
    Delmar,NY12054
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 Scholarship America - The Foundation has made no distribution in which it maintains "significant involvement" within the meaning of Reg. Sec. 53.4942(b)-1(b)(2). 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 100% of the Foundation's assets are held for the production of investment income. The Foundation has no program-related activities. 0
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    358,297,949
    b
    Average of monthly cash balances.......................
    1b
    1,617,779
    c
    Fair market value of all other assets (see instructions)................
    1c
    10,592,076
    d
    Total (add lines 1a, b, and c).........................
    1d
    370,507,804
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    370,507,804
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    5,557,617
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    364,950,187
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    18,247,509
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    18,247,509
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    118,600
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    118,600
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    18,128,909
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    18,128,909
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    18,128,909
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    61,537,464
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    61,537,464
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    61,537,464
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 18,128,909
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 769,342
    b From 2016...... 144,871
    c From 2017...... 1,638,638
    d From 2018...... 2,139,896
    e From 2019......  
    fTotal of lines 3a through e........ 4,692,747
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 61,537,464
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 18,128,909
    e Remaining amount distributed out of corpus 43,408,555
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 48,101,302
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		769,342
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		47,331,960
    10 Analysis of line 9:
    a Excess from 2016.... 144,871
    b Excess from 2017.... 1,638,638
    c Excess from 2018.... 2,139,896
    d Excess from 2019....  
    e Excess from 2020.... 43,408,555
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Humana Foundation Inc
    500 W Main St
    Louisville,KY40202
    (502) 580-3613
    bThe form in which applications should be submitted and information and materials they should include:
    Applications for contributions, other than scholarships, should be submitted by letter and accompanied by a copy of the organization's exemption letter under Code Sec. 501(c)(3). The application must request a specific dollar amount and include a brief explanation of the charitable activities of the organization. Applications for scholarship awards should be submitted directly to Scholarship America, St. Peter MN, on a pre-approved form. For details, see "Grant Applications and Scholarship Program" at www.humanafoundation.org.
    cAny submission deadlines:
    February 1, Humana Scholarship Program
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    The Humana Foundation identifies, funds, and nurtures projects and organizations in three fields: domestic and international health, education, and civic and cultural development in communities where the company has a meaningful presence. The scholarship competition is open to high school seniors, high school graduates, and college students who are children of Humana employees and plan on pursuing a college degree.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    21ST CENTURY PARKS ENDOWMENT INC
    471 WEST MAIN STREET SUITE 202
    LOUISVILLE,KY40202     		NONE   MEMORIAL GIFT 2,000,000
    ACTORS THEATRE
    316 WEST MAIN
    LOUISVILLE,KY40202     		NONE   2020 HUMANA FESTIVAL OF PLAYS 750,000
    ALLIANCE FOR A JUST SOCIETY
    3518 SOUTH EDMUNDS STREET
    SEATTLE,WA98118     		NONE   COVID-19 RELIEF EFFORT GRANT 2,000,000
    AMERICAN ACADEMY OF FAMILY PHYSICIANS
    11400 TOMAHAWK CREEK PKWY
    LEAWOOD,KS66211     		NONE   COVID-19 RELIEF EFFORT GRANT 1,000,000
    AMERICAN NURSES FOUNDATION INC
    8515 GEORGIA AVE 400
    SILVER SPRING,MD20910     		NONE   COVID-19 RELIEF EFFORT GRANT & SPECIAL COVID-19 MATCHING GIFT 2,010,095
    AMERICAN ONLINE GIVING FOUNDATION INC DBA BENEVITY COMMUNITY IMPACT FUND
    40 EAST MAIN STREET
    NEWARK,DE19711     		NONE   MATCHING GIFTS, PROGRAM GRANTS, VOLUNTEER AWARDS 2,984,424
    AMERICARES FOUNDATION INC
    88 HAMILTON AVENUE
    STAMFORD,CT06902     		NONE   HURRICANE LAURA RELIEF, SPECIAL COVID-19 MATCHING GIFT 110,400
    BATON ROUGE AREA FOUNDATION
    100 NORTH STREET
    BATON ROUGE,LA70802     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    BLUE GRASS COMMUNITY FOUNDATION
    499 EAST HIGH STREET NO 112
    LEXINGTON,KY40507     		NONE   COVID-19 RELIEF EFFORT GRANT 25,000
    CENTER FOR DISASTER PHILANTHROPY INC
    1201 CONNECTICUT AVENUE NW STE 300
    WASHINGTON,DC20036     		NONE   COVID-19 RELIEF EFFORT GRANT & SPECIAL COVID-19 MATCHING GIFT 5,000,752
    COMMUNITIES FOUNDATION OF TEXAS INC
    5500 CARUTH HAVEN LANE
    DALLAS,TX75225     		NONE   COVID-19 RELIEF EFFORT GRANT 300,000
    COMMUNITY FOUNDATION FOR GREATER ATLANTA
    191 PEACHTREE ST 1000
    ATLANTA,GA30303     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    COMMUNITY FOUNDATION FOR SOUTHEAST MICHIGAN
    333 WEST FORT STREET SUITE 2010
    DETRIOT,MI48226     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    COMMUNITY FOUNDATION OF BROWARD INC
    910 EAST LAS OLAS BLVD NO 200
    FORT LAUDERDALE,FL33301     		NONE   COVID-19 RELIEF EFFORT GRANT 250,000
    COMMUNITY FOUNDATION OF LOUISVILLE
    325 W MAIN ST NO 1110
    LOUISVILLE,KY40202     		NONE   COORDINATED COMMUNITY INVESTMENT SPECIALISTS, COVID-19 RELIEF EFFORT GRANT, NORTON HEALTHCARE COVID-19 FUND, ONE LOUISVILLE COVID-19 FUND 590,000
    COMMUNITY FOUNDATION OF SOUTHERN INDIANA INC
    4108 CHARLESTOWN ROAD
    NEW ALBANY,IN47150     		NONE   COVID-19 RELIEF EFFORT GRANT 10,000
    COMMUNITY FOUNDATION OF TAMPA BAY INC
    4300 W CYPRESS ST NO 700
    TAMPA,FL33607     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    COMMUNITY FOUNDATION OF WEST KENTUCKY INC
    P O BOX 7
    PADUCAH,KY42002     		NONE   COVID-19 RELIEF EFFORT GRANT 25,000
    DARE TO CARE INC
    PO BOX 35458
    LOUISVILLE,KY40232     		NONE   SPECIAL COVID-19 MATCHING GIFT 40,836
    DETRIOT COMMUNITY HEALTH CONNECTION
    13901 EAST JEFFERSON AVENUE
    DETRIOT,MI48215     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    DIRECT RELIEF
    6100 WALLACE BECKNELL RD
    SANTA BARBARA,CA93117     		NONE   SPECIAL COVID-19 MATCHING GIFT 2,381
    EAST TENNESSEE FOUNDATION
    520 W SUMMIT HILL DR SUITE 1101
    KNOXVILLE,TN37902     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    EL PASO COMMUNITY FOUNDATION
    PO BOX 272
    EL PASO,TX79943     		NONE   COVID-19 RELIEF EFFORT GRANT 100,000
    EVOLVE502 SCHOLARS FOUNDATION INC
    334 EAST BROADWAY
    LOUISVILLE,KY40202     		NONE   MATCHING GIFT 7,500
    EXCELTH INC
    1515 POYDRAS STREET SUITE 1070
    NEW ORLEANS,LA70112     		NONE   SECURITY TO HELTH INITATIVE 500,000
    FAMILY COMMUNITY CLINIC INC
    1406 E WASHINGTON ST
    LOUISVILLE,KY40206     		NONE   PATIENT CARE WORK 700
    FAMILY SCHOLAR HOUSE INC
    403 REG SMITH CIRCLE
    LOUISVILLE,KY40208     		NONE   SPECIAL COVID-19 MATCHING GIFT 106,788
    FEEDING AMERICA
    161 NORTH CLARK STREET NO 700
    CHICAGO,IL60601     		NONE   COVID-19 MEMBER GRANTS, COVID-19 RELIEF EFFORT GRANT, SNAP PROGRAM MEMBER GRANTS, HURRICANE LAURA RELIEF, SPECIAL COVID-19 MATCHING GIFT 4,729,422
    FOUNDATION FOR THE CAROLINAS
    220 NORTH TRYON ST
    CHARLOTTE,NC28202     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    FOUNDATION FOR THE TRI STATE COMMUNITY INC
    PO BOX 2096
    ASHLAND,KY41105     		NONE   COVID-19 RELIEF EFFORT GRANT 25,000
    FUND FOR THE ARTS
    623 W MAIN
    LOUISVILLE,KY40202     		NONE   SPECIAL COVID-19 MATCHING GIFT 91,055
    GOODWILL INDUSTRIES OF KENTUCKY INC
    1325 SOUTH FOURTH STREET
    LOUISVILLE,KY40208     		NONE   GOODWILL & INTERAPT PARTNERSHIP FOR DATA SCIENCE TRAINING 10,000
    GREATER HOUSTON COMMUNITY FOUNDATION
    515 POST OAK BLVD NO 1000
    HOUSTON,TX77027     		NONE   COVID-19 RELIEF EFFORT GRANT 300,000
    GREATER KANSAS CITY COMMUNITY FOUNDATION
    1055 BROADWAY BLVD SUITE STE 130
    KANSAS CITY,MO64105     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    GREATER NEW ORLEANS FOUNDATION
    919 ST CHARLES AVENUE
    NEW ORLEANS,LA70130     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    HEALTH FOUNDATION OF SOUTH FLORIDA INC
    2 S BISCAYNE BLVD SUITE 1710
    MIAMI,FL33131     		NONE   COVID-19 RELIEF EFFORT GRANT 250,000
    LOCAL INITIATIVES SUPPORT CORPORATION
    28 LIBERTY STREET 34TH FLOOR
    NEW YORK,NY10005     		NONE   LISC LOUISVILLE GRANT 100,000
    MARCH OF DIMES INC
    1550 CRYSTAL DRIVE
    ARLINGTON,VA22202     		NONE   COVID-19 RELIEF EFFORT GRANT & SPECIAL COVID-19 MATCHING GIFT 3,018,128
    MEALS ON WHEELS AMERICA
    1550 CRYSTAL DRIVE NO 1004
    ARLINGTON,VA22202     		NONE   COVID-19 RELIEF EFFORT GRANT & SPECIAL COVID-19 MATCHING GIFT 2,020,693
    NATIONAL DOMESTIC WORKERS ALLIANCE
    45 BROADWAY SUITE 320
    NEW YORK,NY10006     		NONE   COVID-19 RELIEF EFFORT GRANT 2,000,000
    OLDER ADULTS TECHNOLOGY SERVICES INC
    168 7TH STREET SUITE 3A
    BROOKLYN,NY11215     		NONE   COVID-19 RELIEF EFFORT GRANT 3,000,000
    PARK DUVALLE COMMUNITY HEALTH CENTER INC
    3015 WILSON AVENUE
    LOUISVILLE,KY40211     		NONE   SECURITY TO HEALTH INITIATIVE 500,000
    SAN ANTONIO AREA FOUNDATION
    303 PEARL PARKWAY NO 114
    SAN ANTONIO,TX78215     		NONE   COVID-19 RELIEF EFFORT GRANT 300,000
    SAVE THE CHILDREN FEDERATION INC
    501 KINGS HIGHWAY EST STE 400
    FAIRFIELD,CT06825     		NONE   SPECIAL COVID-19 MATCHING GIFT 18,038
    SCHOLARSHIP AMERICA INC
    1 SCHOLARSHIP WAY
    SAINT PETER,MN56082     		NONE   SCHOLARSHIP AWARDS 687,390
    SHARE OUR STRENGTH
    1030 15TH STREET NW NO 1100W
    WASHINGTON,DC20005     		NONE   COVID-19 RELIEF EFFORT GRANT 3,000,000
    SIMMONS COLLEGE OF KENTUCKY INC
    1018 S 7TH ST
    LOUISVILLE,KY40203     		NONE   BUILDING A QUALITY ONLINE DISTANCE LEARNING PROGRAM 1,300,000
    SOUTHEASTERN COUNCIL OF FOUNDATIONS
    100 PEACHTREE ST NW NO 2080
    ATLANTA,GA30303     		NONE   2020 ANNUAL MEMBERSHIP 10,590
    THE ADVERTISING COUNCIL INC
    815 SECOND AVENUE 9TH FLOOR
    NEW YORK,NY10017     		NONE   THE COVID-19 VACCINE; A CRISIS OF CONFIDENCE CAMPAIGN 2,000,000
    THE CHICAGO COMMUNITY FOUNDATION
    225 N MICHIGAN AVE NO 2200
    CHICAGO,IL60601     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    THE COMMUNITY FOUNDATION FOR NORTHEAST FLORIDA INC
    245 RIVERSIDE AVENUE
    JACKSONVILLE,FL32202     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    THE COMMUNITY FOUNDATION INC DBA COMMUNITY FOUNDATION FOR A GREATER RICHM
    3409 W MOORE ST
    RICHMOND,VA23230     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    THE GREATER CINCINNATI FOUNDATION
    720 E PETE ROSE WAY SUITE 120
    CINCINNATI,OH45202     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    THE HEALTHCARE CONNECTION INC
    1401 STEFFEN AVENUE
    CINCINNATI,OH45215     		NONE   COVID-19 RELIEF EFFORT GRANT 500,000
    THE LOUISVILLE URBAN LEAGUE INC
    1535 WEST BROADWAY
    LOUISVILLE,KY40203     		NONE   COVID-19 RELIEF EFFORT GRANT 2,000,000
    THE RENSSELAERVILLE INSTITUTE
    90 STATE STREET SUITE 700
    ALBANY,NY12207     		NONE   TRI & ADSYSECH DATA AND RESEARCH 15,000
    UNITED WAY WORLDWIDE
    701 NORTH FAIRFAX STREET
    ALEXANDRIA,VA22314     		NONE   SPECIAL COVID-19 MATCHING GIFT 1,420
    UNIVERSITY OF LOUISVILLE FOUNDATION INC
    215 CENTRAL AVENUE NO 212
    LOUISVILLE,KY40208     		NONE   THRIVALS 2020 PROGRAM 25,000
    USPIRITUS INC
    3121 BROOKLAWN CAMPUS DRIVE
    LOUISVILLE,KY40218     		NONE   CPP GRANT 20,000
    VOLUNTEERS OF AMERICA INC
    1660 DUKE STREET
    ALEXANDRIA,VA22314     		NONE   COVID-19 RELIEF EFFORT GRANT 11,000,000
    WEST NASHVILLE DREAM CENTER
    PO BOX 92456
    NASHVILLE,TN37209     		NONE   LEADER FORUM 10,000
    YOUNG MENS CHRISTIAN ASSOCIATION OF GREATER LOUISVILLE INC DBA YMCA OF GR
    545 SOUTH 2ND STREET
    LOUISVILLE,KY40202     		NONE   BLACK ACHIEVER'S SCHOLARSHIPS 30,000
    YPAL CARES INC DBA YPAL FOUNDATION
    614 W MAIN STREET STE 6000
    LOUISVILLE,KY40202     		NONE   DIVERSITY EQUITY & INCLUSION INITIATIVES/EMERGING LEADERS PROGRAM 3,750
    Total .................................bullet 3a 61,279,362
    bApproved for future payment
    AMERICAN ONLINE GIVING FOUNDATION INC DBA BENEVITY COMMUNITY IMPACT FUND
    40 EAST MAIN STREET
    NEWARK,DE19711     		NONE   COMMUNITY DEVELOPMENT & EDUCATION 5,844,380
    LOCAL INITIATIVES SUPPORT CORPORATION
    28 LIBERTY STREET 34TH FLOOR
    NEW YORK,NY10005     		NONE   EDUCATION 100,000
    Total .................................bullet 3b 5,944,380
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 5,556,933  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,978,217  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 8,535,150 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    8,535,150
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    Humana Foundation Inc
     
    Employer identification number

    61-1004763
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    Humana Foundation Inc
          		Employer identification number
    61-1004763
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    Humana Inc
     
    500 W Main Street
     
    Louisville, KY40202

    		$ 200,022,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    Humana Foundation Inc
          		Employer identification number

    61-1004763
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    Humana Foundation Inc
          		Employer identification number

    61-1004763
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE INC. 463,704 506,388
    APPLE INC 469,744 521,829
    AT&T 342,410 351,494
    BANK OF AMERICA 910,860 971,119
    BANK OF NEW YORK MELLON CO 285,678 281,542
    BOSTON PROPERTIES LP 169,727 189,764
    BP CAPITAL MARKETS AMERICA INC. 215,000 241,049
    BRITISH COLUMBIA 209,868 213,677
    CAPITAL ONE FINANCIAL CORP 182,467 197,088
    CHARLES SCHWAB CORP 261,823 277,603
    CHEVRON TEXACO CORP 198,718 224,259
    CHUBB INA HOLDINGS INC. 246,181 263,266
    CITIGROUP INC. 546,329 581,785
    COMCAST CORP 538,005 582,488
    CREDIT SUSSIE GROUP 320,000 336,728
    DOW CHEMICAL CO 157,443 175,521
    DUKE ENERGY CORP 189,786 203,971
    DUKE REALTY LP 130,119 133,809
    FISERV INC. 79,996 89,614
    GENERAL MILLS INC. 122,522 140,056
    GOLDMAN SACHS GROUP INC 608,864 665,687
    INTL BUSINESS MACHINE CORP 224,357 231,415
    JACKSON NTL LIFE GLOBAL 214,927 221,824
    JOHN DEERE CAPITAL 49,941 53,532
    JPMORGAN CHASE & CO 1,043,551 1,098,748
    LOWES CO INC 139,277 146,287
    MASSMUTUAL GLOBAL FUNDING 199,759 217,799
    MICROSOFT CORP 523,611 576,669
    MORGAN STANLEY 514,611 579,482
    NEW YORK LIFE 249,899 268,198
    NORTHROP GRUMMAN CORP 217,792 249,992
    ORACLE CORPORATION 183,888 184,493
    PAYPAL HOLDINGS INC. 114,928 122,969
    PENSKE TRUCK LEASING CO 320,175 339,687
    PNC FINANCIAL SERVICES GROUP 182,764 191,154
    REALTY INCOME CORP 243,615 264,505
    SHIRE ACQUISTIONS INVESTMENTS 147,287 167,803
    STATE STREET CORPORATION 124,975 125,272
    SUMITOMO MITSUIBISHI FINANCE 255,714 261,393
    THERMO FISHER SCIENTIFIC INC. 201,333 229,753
    TRANSCONTINENTAL GAS PIPE LINE 119,139 131,081
    UNION PACIFIC CORP 252,285 284,472
    VERIZON COMMUNICATION INC. 1,108,201 1,191,141
    WALT DISNEY CO 24,674 26,129
    WELLS FARGO & CO 804,685 839,888
    AGILENT TECHNOLOGIES, INC. 74,866 77,630
    ALEXANDRIA REAL ESTATE EQUITIES, INC 248,563 254,304
    AMPHENOL CORP 44,936 47,538
    ANHEUSER-BUSCH INBEV FINANCE INC 213,529 226,545
    ANHEUSER-BUSCH INBEV WORLDWIDE 243,230 254,574
    AON CORP 174,942 190,920
    AVALONBAY COMMUNITIES, INC. 74,828 80,259
    BMW US CAPITAL, LLC 184,726 208,314
    BON SECOURS MERCY HEALTH INC. 185,000 189,799
    CAMDEN PROPERTY TRUST 24,984 27,764
    CARLISLE COMPANIES, INC. 24,712 26,781
    CMS ENERGY CORP 433,825 435,042
    COLONIAL ENTERPRISES, INC. 19,990 22,621
    COMMONSPIRIT HEALTH 453,950 471,851
    COX COMMMUNITCATIONS, INC. 34,894 34,964
    CREDIT AGRICOLE SA (LONDON BRANCH) 250,000 259,302
    DEERE & CO 19,977 21,798
    EASTERN ENERGY GAS HOLDINGS, LLC 224,183 249,254
    ECOLAB INC. 35,883 44,660
    ENBRIDGE INC. 119,663 120,949
    ENTERGY CORP 29,778 32,399
    ENTERPRISE PRODUCTS OPERATING, LLC 226,306 227,602
    FEDERATION OF CAISSES DESJARDINS 199,796 210,255
    FLORIDA GAS TRANSMISSION COMPANY 14,966 15,810
    FLORIDA POWER & LIGHT CO 29,974 32,648
    GE CAPITAL FUNDING, LLC 344,801 348,918
    GENERAL ELECTRIC CO 9,986 11,310
    HEALTHCARE REALY TRUST, INC. 34,722 35,158
    HEALTHPEAK PROPERTIES, INC. 172,755 184,493
    IDEX CORP 14,975 16,514
    INGREDION INC. 109,802 121,150
    INTERPUBLIC GROUP OF COMPANIES, INC 104,426 130,222
    ITC HOLDINGS CORP 59,883 65,582
    KINDER MORGAN ENERGY PARTNERS LP 231,622 249,128
    KINDER MORGAN INC. 72,458 73,047
    KROGER CO 69,859 73,558
    L3HARRIS TECHNOLOGIES INC. 102,197 101,922
    LLOYDS BANKING GROUP PLC 200,000 220,497
    MAGNA INTERNATIONAL INC. 14,938 16,135
    MARSH & MCLENNAN COMPANIES INC 55,015 60,876
    MCDONALDS CORP 183,130 191,789
    MID-AMERICAN APARTMENTS LP 30,056 29,889
    MITSUBISHI UFJ FINANCIAL GROUP INC 617,378 639,899
    NEWMONT CORPORATION 123,563 126,291
    NEXTERA ENERGY CAPITAL HOLDINGS INC. 227,748 237,415
    NISOURCE INC. 135,053 137,641
    NUCOR CORP 14,980 15,885
    OMNICOM GROUP INC. 134,561 147,554
    PEACEHEALTH 372,130 376,630
    PPG INDUSTRIES INC. 39,760 42,971
    RAYTHEON TECHNOLOGIES CORP 219,537 229,394
    RELX CAPITAL INC. 9,938 11,104
    REPUBLIC SERVICES INC. 158,904 165,552
    SEMPRA ENERGY 134,267 136,671
    SERVICENOW INC. 19,928 19,511
    SONOCO PRODUCTS CO 49,948 55,567
    SOUTHWEST GAS CORP 19,976 21,103
    STANLEY BLACK & DECKER INC. 65,134 65,158
    STARBUCKS CORP 149,611 162,224
    SUTTER HEALTH 1,514,034 1,549,399
    TAKEDA PHARMACEUTICAL CO LTD 204,130 204,718
    TJX COMPANIES INC. 189,341 212,133
    VOLKSWAGEN GROUP OF AMERICA 219,625 222,181
    WASTE MANAGEMENT INC. 179,578 178,307
    XYLEM INC. 44,790 47,449
    PIONEER NATURAL RESOURCES CO 54,581 54,514

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M COMPANY 1,112,619 2,272,270
    ABBOT LABORATORIES 828,384 1,861,330
    AMERICAN ELECTRIC POWER 934,142 2,123,385
    APPLE INC 2,508,834 5,466,828
    ARCHER DANIELS MIDLAND 1,068,359 1,890,375
    AT&T 618,486 756,388
    AUTOMATIC DATA PROCESSES 686,386 2,819,200
    BANK OF AMERICA 1,282,496 941,792
    BOEING CO. 671,993 2,119,194
    CHEVRON CORP 1,252,872 1,216,080
    CISCO SYSTEMS 1,085,401 1,029,250
    CLOROX COMPANY 669,797 2,221,120
    CME GROUP 1,371,599 1,456,400
    COCA-COLA COMPANY 1,136,154 1,754,880
    CSX CORPORATION 852,890 3,584,625
    DETRIOT EDISON 595,480 1,469,061
    EATON CORPORATION 403,135 1,201,400
    ELI LILLY AND COMPANY 701,070 3,123,540
    EXXON MOBIL CORPORATION 1,500,123 824,400
    GENERAL DYNAMICS CORPORATION 744,309 1,711,430
    GOLDMAN SACHS & CO. 1,281,607 2,373,390
    HOME DEPOT 1,382,842 1,859,340
    HONEYWELL 294,055 2,063,190
    HUMANA INC. 2,589,475 57,438,210
    ILLINOIS TOOL WORKS 903,378 3,547,512
    INTEL CORPORATION 894,660 2,092,440
    INTERNATIONAL PAPER CO. 1,002,223 1,193,280
    JOHNSON AND JOHNSON 946,919 1,888,560
    JP MORGAN CHASE & CO. 2,377,104 2,668,470
    MCDONALDS 161,826 2,253,090
    MERCK & CO 881,127 1,881,400
    MICROSOFT CORPORATION 1,000,491 8,340,750
    MONDELEZ INTERNATIONAL INC 399,527 993,990
    MORGAN STANLEY 1,515,281 1,918,840
    NESTLE SA 914,231 1,592,295
    NEXTERA ENERGY INC. 284,216 2,900,840
    NORFOLK SOUTHERN CORPORATION 966,485 3,445,345
    PEPSICO, INC. 1,268,647 2,966,000
    PFIZER 885,289 1,196,325
    PROCTOR & GAMBLE 1,303,469 2,601,918
    PROLOGIS, INC. 706,631 2,342,010
    UNITED PARCEL SERVICE 952,851 2,357,600
    U.S. BANCORP 916,557 1,452,536
    VANGUARD FTSE DEVELOPED 11,602,682 12,510,650
    VANGUARD FTSE EMER 6,148,405 6,764,850
    VERIZON COMMUNICATION 877,138 1,279,340
    WAL-MART STORES, INC. 762,395 2,090,175
    WALT DISNEY COMPANY 794,889 3,714,190
    WASTE MANAGEMENT 981,452 3,478,935
    WELLTOWER, INC. 713,256 936,991
    ISHARES CORE S&P SM-CP 6,971,420 7,443,900
    ISHARES MSCI MV EAFE MVF 5,842,897 6,093,030
    ISHARES MSCI USA MVF 8,799,585 9,028,040
    RAYTHEON TECHNOLOGIES 624,951 965,385
    VANGUARD FTSE DIV 12,664,907 13,411,150
    VIATRIS 48,604 75,560
    ESSENIAL UTILITIES 686,168 1,891,600

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    US Government Securities - End of Year Book Value:

    36,198,453
    US Government Securities - End of Year Fair Market Value:

    36,258,674
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACCRUED INTEREST RECEIVABLE AT COST 375,329 375,329
    ACCRUED DIVIDENDS RECEIVABLE AT COST 217,024 217,024
    ACCRUED OTHER RECEIVABLE AT COST 9,999,723 9,999,723

    TY 2020 OtherAssetsSchedule
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    UNREALIZED GAIN/LOSS 105,986,631 123,631,629 0
    GIFT CARDS 0 22,500 22,500


    TY 2020 OtherExpensesSchedule
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MISCELLANEOUS EXPENSE 585 0 0 0


    TY 2020 OtherIncreasesSchedule
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Description Amount
    UNREALIZED APPRECIATION 17,644,998


    TY 2020 OtherLiabilitiesSchedule
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX 1,473,214 1,718,482


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT FEES 25,000 0 0 25,000
    CONSULTING FEES 233,102 0 0 233,102


    TY 2020 TaxesSchedule
    Name:
    Humana Foundation Inc
    EIN:
    61-1004763
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 118,600 0 0 0
    DEFERRED TAX EXPENSE 245,268 0 0 0