Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
HENRY UIHLEIN II AND MILDRED A UIHLEIN
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)HEAVEN HILL FARM 302 BEAR CUB LANE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAKE PLACID, NY129463117
A Employer identification number

39-1322495
B Telephone number (see instructions)

(518) 523-3061
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$24,620,327J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 851,200
2 Check bullet.............
3 Interest on savings and temporary cash investments 2,899 2,899  
4 Dividends and interest from securities... 146,697 146,697  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 704,005
b Gross sales price for all assets on line 6a 8,137,860
7 Capital gain net income (from Part IV, line 2)... 704,005
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 7,299 978  
12 Total. Add lines 1 through 11........ 1,712,100 854,579  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 219,667 10,983   208,684
14 Other employee salaries and wages...... 96,544 0   96,544
15 Pension plans, employee benefits....... 16,916 0   16,916
16a Legal fees (attach schedule)......... Click to see attachment 9,895 0   9,895
b Accounting fees (attach schedule)....... Click to see attachment 53,241 0   53,241
c Other professional fees (attach schedule).... Click to see attachment 43,244 43,244   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 26,268 268   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 990 0   990
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 136,489 13   136,476
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 603,254 54,508   522,746
25 Contributions, gifts, grants paid....... 275,874 275,874
26 Total expenses and disbursements. Add lines 24 and 25 879,128 54,508   798,620
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 832,972
b Net investment income (if negative, enter -0-) 800,071
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 0    
2 Savings and temporary cash investments......... 1,127,555 548,183 548,183
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 2,795,491 Click to see attachment2,549,548 2,549,548
b Investments—corporate stock (attach schedule)....... 2,929,332 Click to see attachment3,867,901 3,867,901
c Investments—corporate bonds (attach schedule)....... 869,228 Click to see attachment2,148,225 2,148,225
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 9,389,730 Click to see attachment9,388,663 9,388,663
14 Land, buildings, and equipment: basis bullet6,117,807
Less: accumulated depreciation (attach schedule) bullet   5,183,564 Click to see attachment6,117,807 6,117,807
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 22,294,900 24,620,327 24,620,327
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 22,294,900 24,620,327
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 22,294,900 24,620,327
30 Total liabilities and net assets/fund balances (see instructions). 22,294,900 24,620,327
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
22,294,900
2
Enter amount from Part I, line 27a .....................
2
832,972
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,492,455
4
Add lines 1, 2, and 3 ..........................
4
24,620,327
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
24,620,327
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 8,003,995   7,433,855 570,140
b 133,865     133,865
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       570,140
b       133,865
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 704,005
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 11,121
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 11,121
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 11,121
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 20,700
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 20,700
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 55
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,524
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet9,524 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDWAYNE JOHNSON ASSOCIATES Telephone no.bullet (262) 522-4136

    Located atbulletW233N2080 RIDGEVIEW PKWY STE 301WAUKESHAWI ZIP+4bullet531881025
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOHN D LEEKLEY JR TRUSTEE, CHAIRPERSON
    6.00     		68,000 0 0
    C/O HEAVEN HILL FARM 302 BEAR CUB
    LN
    LAKE PLACID,NY129463117
    JAMES MCKENNA TRUSTEE
    13.75     		78,000 0 0
    C/O HEAVEN HILL FARM 302 BEAR CUB
    LN
    LAKE PLACID,NY129463117
    ELEONORE WOTHERSPOON TRUSTEE (THRU 12.31.2020)
    6.00     		73,667 0 0
    C/O HEAVEN HILL FARM 302 BEAR CUB
    LN
    LAKE PLACID,NY129463117
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE FOUNDATION'S FOUNDER, HENRY UIHLEIN, DIRECTED THAT, IF POSSIBLE, HIS PROPERTY NOT BE TURNED INTO A COMMERCIAL OR RESIDENTIAL DEVELOPMENT. ACCORDINGLY, THE FOUNDATION HAS RENOVATED AND RESTORED HIS RATHER EXTENSIVE FARMHOUSE AND HOLDS IT AVAILABLE TO LOCAL NOT-FOR-PROFIT ORGANIZATIONS AS A VENUE FOR MEETINGS, SEMINARS, RETREATS, FUND-RAISERS AND THE LIKE. AN UPDATED (BUT NOT "COMMERCIAL") KITCHEN IS AVAILABLE ALONG WITH FIBER-SUPPORTED WI-FI. THE BUILDING USUALLY SEES ABOUT 3,000 VISITORS A YEAR. IN 2020, DUE TO THE COVID SHUTDOWN, IT WAS LESS THAN 300 (IN JANUARY). 126,900
    2 THE FOUNDATION HAS DEVELOPED ABOUT ELEVEN MILES OF WALKING/HIKING/CROSS-COUNTRY SKI TRAILS THAT ARE EXTENSIVELY USED YEAR-ROUND BY LOCAL RESIDENTS AND VISITORS. THE COVID LOCKDOWN SPURRED EVEN MORE USAGE. GUESSTIMATES PUT TOTAL USAGE OVER THE YEAR IN SIX FIGURES. HENRY'S WOODS LIES AT THE EASTERN END OF THE PROPERTY AND CONSISTS OF SEVERAL HEAVILY ENGINEERED TRIALS OF LIGHT TO MODERATE DIFFICULTY AND BREATH-TAKING VIEWS FROM LOOKOUTS HIGHER UP THE HILL. HEAVEN HILL TRAILS, INCLUDING OLD ORCHARD TRAIL, ARE LOCATED ON RELATIVELY FLAT TERRAIN AT THE WESTERN END OF THE PROPERTY. ALL TRAILS ARE WELL MARKED. UNDER DEVELOPMENT IS A HISTORY TRAIL WHICH WILL EXTEND OVER THE TOP OF HEAVEN HILL, CONNECTING THE EAST AND WEST TRAIL SYSTEMS AND WILL HIGHLIGHT THE REMAINS OF BUILDINGS AND OTHER STRUCTURES LEFT BY THE VERY EARLY SETTLERS OF THE FARM. 111,900
    3 THE FOUNDATION HAS REFURBISHED THE SUGARHOUSE BUILT BY THE FOUNDER AND HAS HIRED AN EXPERT TO OVERSEE THE HARVEST OF MAPLE SAP FROM THE LARGE STAND OF MAPLE TREES (THE "SUGARBUSH") AND BOIL SYRUP WHILE RUNNING AN OUTREACH PROGRAM FOR STUDENTS AT LOCAL SCHOOLS AND THE GENERAL PUBLIC. COVID LIMITED IN-PERSON CONTACT, BUT THE 2020 SYRUP HARVEST WAS VERY GOOD (80 GALLONS) AND RESULTED IN DONATIONS OF ABOUT 20 GALLONS TO THE LAKE PLACID CENTRAL SCHOOL FOOD PROGRAM AND 11 GALLONS TO THE NORTH ELBA CHRISTMAS FUND (THE BALANCE WAS DISTRIBUTED DURING OUTREACH PROGRAMS DURING THE YEAR). 33,100
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    16,486,382
    b
    Average of monthly cash balances.......................
    1b
    332,867
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    16,819,249
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    16,819,249
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    252,289
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    16,566,960
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    828,348
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    828,348
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    11,121
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    11,121
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    817,227
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    817,227
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    817,227
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    798,620
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    84,243
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    882,863
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    882,863
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 817,227
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 199,238
    b From 2016...... 229,024
    c From 2017...... 192,670
    d From 2018...... 263,063
    e From 2019...... 40,696
    fTotal of lines 3a through e........ 924,691
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 882,863
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 817,227
    e Remaining amount distributed out of corpus 65,636
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 990,327
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		199,238
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		791,089
    10 Analysis of line 9:
    a Excess from 2016.... 229,024
    b Excess from 2017.... 192,670
    c Excess from 2018.... 263,063
    d Excess from 2019.... 40,696
    e Excess from 2020.... 65,636
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADIRONDACK COUNCIL INC
    PO BOX D-2
    ELIZABETHTOWN,NY129320640     		N/A PC CLARENCE PETTY INTERN 7,500
    ADIRONDACK FOUNDATION
    PO BOX 288
    LAKE PLACID,NY129460288     		N/A PC UIHLEIN IRONMAN SPORTS FUND 25,000
    ADIRONDACK FOUNDATION
    PO BOX 288
    LAKE PLACID,NY129460288     		N/A PC NORTH ELBA CHRISTMAS FUND 10,000
    ADIRONDACK RESEARCH CONSORTIUM
    PO BOX 96
    PAUL SMITHS,NY129700096     		N/A PC GENERAL SUPPORT 1,500
    ADIRONDACK SPEEDSKATING CLUB
    122 MCKINLEY STREET
    LAKE PLACID,NY129461537     		N/A PC SKATES 1,300
    ESSEX COUNTY HISTORICAL SOCIETY
    PO BOX 428
    ELIZABETHTOWN,NY129320428     		N/A PC EDUCATIONAL PROGRAMS 7,500
    LAKE PLACID ASSOCIATION FOR MUSIC DRAMA & ART INC
    17 ALGONQUIN DRIVE
    LAKE PLACID,NY129461054     		N/A PC GENERAL SUPPORT 20,000
    LAKE PLACID CENTRAL SCHOOL DISTRICT
    50 CUMMINGS ROAD
    LAKE PLACID,NY129461508     		N/A PC FOOD PROGRAM 10,000
    LAKE PLACID COMMUNITY BEAUTIFICATION ASSOCIATION
    2693 MAIN STREET
    LAKE PLACID,NY129463351     		N/A PC GENERAL SUPPORT 14,000
    LAKE PLACID NORTH ELBA HISTORICAL SOCIETY
    PO BOX 189
    LAKE PLACID,NY129460189     		N/A PC GENERAL SUPPORT 10,000
    LAKE PLACID OUTING CLUB INC
    34 SCHOOL STREET
    LAKE PLACID,NY129463323     		N/A PC GENERAL SUPPORT 2,500
    LAKE PLACID PUBLIC LIBRARY
    2471 MAIN STREET
    LAKE PLACID,NY129463301     		N/A PC GENERAL SUPPORT 5,000
    LAKE PLACID SINFONIETTA INC
    PO BOX 1303
    LAKE PLACID,NY129465303     		N/A PC GENERAL SUPPORT 7,500
    LAKE PLACID VOLUNTEER AMBULANCE SERVICES INC
    PO BOX 107
    LAKE PLACID,NY129460107     		N/A PC GENERAL SUPPORT 5,000
    LAKE PLACID VOLUNTEER FIRE DEPARTMENT INC
    PO BOX 569
    LAKE PLACID,NY129460569     		N/A PC GENERAL SUPPORT 10,000
    LITERACY VOLUNTEERS
    129 SEAMON ROAD SUITE A
    FARMINGTON,ME049386336     		N/A PC GENERAL SUPPORT 5,000
    NEW YORK SKI EDUCATION FOUNDATION INC
    5021 NYS ROUTE 86
    WILMINGTON,NY129970000     		N/A PC GENERAL SUPPORT 15,000
    NORTHWOOD SCHOOL
    92 NORTHWOOD ROAD
    LAKE PLACID,NY129463625     		N/A PC GENERAL SUPPORT 4,774
    SONGS AT MIRROR LAKE INC
    PO BOX 1450
    LAKE PLACID,NY129465450     		N/A PC GENERAL SUPPORT 6,000
    THOMAS SHIPMAN SR MEMORIAL YOUTH CENTER INC
    PO BOX 1122
    LAKE PLACID,NY129465122     		N/A PC GENERAL SUPPORT 15,000
    TOWN OF NORTH ELBA
    2693 MAIN STREET
    LAKE PLACID,NY129463567     		N/A PC GLOBAL SPORTS INITIATIVE 50,000
    TRI-LAKES HUMANE SOCIETY
    PO BOX 111
    SURANAC LAKE,NY129830111     		N/A PC GENERAL SUPPORT 5,000
    TRUDEAU INSTITUTE INC
    154 ALGONQUIN AVENUE
    SURANAC LAKE,NY129832100     		N/A PC RAPID RESPONSE COVID TESTING LAB SARANA LAKE 25,000
    UNITED STATES LUGE ASSOCIATION
    57 CHURCH STREET
    LAKE PLACID,NY129461805     		N/A PC GENERAL SUPPORT 13,300
    Total .................................bullet 3a 275,874
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 2,899  
    4 Dividends and interest from securities....     14 146,697  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 978  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 704,005  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aINSURANCE PROCEEDS     		    01 6,321  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 860,900 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    860,900
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
    FOUNDATION
    Employer identification number

    39-1322495
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
    FOUNDATION         		Employer identification number
    39-1322495
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    CORNELL UNIVERSITY
     
    REAL ESTATE DEPT 15 THORNWOOD DRIVE
     
    ITHACA, NY148501299

    		$ 850,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
    FOUNDATION         		Employer identification number

    39-1322495
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 430.7 ACRES OF LAND WITH VARIOUS STRUCTURES AT 281 BEAR CUB LANE, LAKE PLACID, NEW YORK 12946 $ 850,000 2020-09-01
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
    FOUNDATION         		Employer identification number

    39-1322495
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 23,241 0   23,241
    BOOKKEEPING 30,000 0   30,000

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE INC 3.600% DUE 05/14/2025 50,000 QTY 55,736 55,736
    ACE INA HLDGS INC 2.875% DUE 11/03/2022 35,000 QTY 36,464 36,464
    AMAZON.COM INC 1.200% DUE 06/03/2027 40,000 QTY 40,705 40,705
    AMERICAN HONDA FINANCE 1.950% DUE 05/20/2022 35,000 QTY 35,790 35,790
    ANTHEM INC 3.650% DUE 12/01/2027 35,000 QTY 40,342 40,342
    APPLE INC 2.050% DUE 09/11/2026 39,000 QTY 41,723 41,723
    ARCHER-DANIELS-MIDLAND C 2.750% DUE 03/27/2025 35,000 QTY 38,063 38,063
    BANK OF AMERICA CORP 3.366% DUE 01/23/2026 40,000 QTY 44,060 44,060
    BRISTOL-MYERS SQUIBB CO 1.450% DUE 11/13/2030 51,000 QTY 51,173 51,173
    BROADCOM CRP / CAYMN FI 3.625% DUE 01/15/2024 45,000 QTY 48,677 48,677
    CANADIAN IMPERIAL BANK 3.100% DUE 04/02/2024 35,000 QTY 37,825 37,825
    CHURCH & DWIGHT CO INC 3.150% DUE 08/01/2027 35,000 QTY 38,769 38,769
    CIGNA CORP 3.750% DUE 07/15/2023 45,000 QTY 48,597 48,597
    CITIGROUP INC 3.668% DUE 07/24/2028 50,000 QTY 56,876 56,876
    COMCAST CORP 3.700% DUE 04/15/2024 40,000 QTY 44,093 44,093
    D.R. HORTON INC 1.400% DUE 10/15/2027 50,000 QTY 50,315 50,315
    DUPONT DE NEMOURS INC 4.493% DUE 11/15/2025 43,000 QTY 50,218 50,218
    ELECTRONIC ARTS INC 3.700% DUE 03/01/2021 35,000 QTY 35,086 35,086
    ENTERGY LOUISIANA LLC 0.620% DUE 11/17/2023 50,000 QTY 50,143 50,143
    EQUIFAX INC 2.600% DUE 12/01/2024 40,000 QTY 42,821 42,821
    ESTEE LAUDER CO INC 2.600% DUE 04/15/2030 40,000 QTY 44,122 44,122
    EVERSOURCE ENERGY 3.800% DUE 12/01/2023 40,000 QTY 43,714 43,714
    GEORGIA POWER CO 2.400% DUE 04/01/2021 45,000 QTY 45,143 45,143
    HP ENTERPRISE CO 1.450% DUE 04/01/2024 45,000 QTY 46,173 46,173
    INTERCONTINENTALEXCHANGE 0.700% DUE 06/15/2023 50,000 QTY 50,388 50,388
    JABIL INC 4.700% DUE 09/15/2022 45,000 QTY 48,107 48,107
    JPMORGAN CHASE & CO 4.203% DUE 07/23/2029 35,000 QTY 41,698 41,698
    KIMBERLY-CLARK CORP 1.050% DUE 09/15/2027 50,000 QTY 50,676 50,676
    MCDONALD'S CORP 3.300% DUE 07/01/2025 40,000 QTY 44,498 44,498
    MICROSOFT CORP 2.400% DUE 08/08/2026 30,000 QTY 32,719 32,719
    MORGAN STANLEY 3.875% DUE 04/29/2024 30,000 QTY 33,199 33,199
    NATIONAL RURAL UTIL COOP 1.750% DUE 01/21/2022 40,000 QTY 40,627 40,627
    NUTRIEN LTD 3.625% DUE 03/15/2024 40,000 QTY 43,455 43,455
    ORACLE CORP SR GLBL NT 2.500% DUE 05/15/2022 35,000 QTY 35,926 35,926
    PAYPAL HOLDINGS INC 1.650% DUE 06/01/2025 40,000 QTY 41,835 41,835
    PFIZER INC 3.200% DUE 09/15/2023 40,000 QTY 43,067 43,067
    PNC FINANCIAL SERVICES 3.300% DUE 03/08/2022 40,000 QTY 41,314 41,314
    ROPER TECHNOLOGIES INC 1.400% DUE 09/15/2027 50,000 QTY 50,653 50,653
    SHELL INTERNATIONAL FIN 2.375% DUE 11/07/2029 43,000 QTY 46,246 46,246
    SOUTHWEST AIRLINES CO 5.125% DUE 06/15/2027 40,000 QTY 47,555 47,555
    SUMITOMO MITSUI FINL GRP 2.632% DUE 07/14/2026 66,000 QTY 71,695 71,695
    TOYOTA MOTOR CR CORP FRN 0.345% DUE 08/13/2021 40,000 QTY 40,019 40,019
    UNION PACIFIC CORP 3.950% DUE 09/10/2028 40,000 QTY 47,645 47,645
    VALERO ENERGY CORP 1.200% DUE 03/15/2024 50,000 QTY 50,322 50,322
    VERISK ANALYTICS INC 4.000% DUE 06/15/2025 45,000 QTY 50,931 50,931
    VERIZON COMMUNICATIONS 1.750% DUE 01/20/2031 49,000 QTY 48,805 48,805
    VISA INC 3.150% DUE 12/14/2025 40,000 QTY 44,834 44,834
    WESTPAC BANKING CORP 2.000% DUE 08/19/2021 35,000 QTY 35,383 35,383

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADOBE INC (ADBE) 125.000 SHARES 62,515 62,515
    ADVANCE AUTO PARTS (AAP) 195.000 SHARES 30,714 30,714
    AIR PRODUCTS & CHEMICALS (APD) 215.000 SHARES 58,742 58,742
    ALIBABA GROUP HOLDINGS LTD (BABA) 200.000 SHARES 46,546 46,546
    ALPHABET INC CLASS C (GOOG) 90.000 SHARES 157,669 157,669
    AMAZON.COM INC (AMZN) 45.000 SHARES 146,561 146,561
    AMEREN CORP (AEE) 420.000 SHARES 32,785 32,785
    AMERICAN TOWER CORP (AMT) 260.000 SHARES 58,359 58,359
    AMERICAN WATER WORKS CO (AWK) 180.000 SHARES 27,624 27,624
    AMPHENOL CORP (APH) 320.000 SHARES 41,846 41,846
    ANSYS INC (ANSS) 75.000 SHARES 27,285 27,285
    AON PLC (AON) 145.000 SHARES 30,634 30,634
    APPLE INC (AAPL) 1,425.000 SHARES 189,083 189,083
    APTARGROUP INC (ATR) 165.000 SHARES 22,586 22,586
    ASML HOLDING 50.000 SHARES 24,391 24,391
    ASPEN TECHNOLOGY (AZPN) 100.000 SHARES 13,025 13,025
    BANK OF AMERICA CORP (BAC) 2,555.000 SHARES 77,442 77,442
    BLACKROCK INC (BLK) 60.000 SHARES 43,292 43,292
    BLACKSTONE GROUP INC (BX) 925.000 SHARES 59,949 59,949
    BURLINGTON STORES INC (BURL) 125.000 SHARES 32,693 32,693
    CDW CORP/DE (CDW) 170.000 SHARES 22,404 22,404
    CHARTER COMMUNICATIONS INC (CHTR) 130.000 SHARES 86,001 86,001
    CHUBB LIMITED (CB) 215.000 SHARES 33,092 33,092
    CINTAS CORP (CTAS) 110.000 SHARES 38,880 38,880
    CITIGROUP INC (C) 740.000 SHARES 45,628 45,628
    CMC MATERIALS INC (CCMP) 190.000 SHARES 28,747 28,747
    CONOCOPHILLIPS (COP) 980.000 SHARES 39,190 39,190
    COOPER COS INC (COO) 105.000 SHARES 38,148 38,148
    DANAHER CORP (DHR) 325.000 SHARES 72,195 72,195
    DOLLARAMA INC 765.000 SHARES 31,139 31,139
    DOVER CORP (DOV) 225.000 SHARES 28,406 28,406
    EQUIFAX INC (EFX) 200.000 SHARES 38,568 38,568
    FACEBOOK INC-A (FB) 445.000 SHARES 121,556 121,556
    FIDELITY NATL INFO SVCS (FIS) 525.000 SHARES 74,266 74,266
    FORTIVE CO (FTV) 575.000 SHARES 40,721 40,721
    HILTON WORLDWIDE HOLDINGS (HLT) 445.000 SHARES 49,510 49,510
    HOME DEPOT (HD) 110.000 SHARES 29,218 29,218
    IAA INC (IAA) 495.000 SHARES 32,165 32,165
    IDEX CORP (IEX) 65.000 SHARES 12,948 12,948
    IQVIA HOLDINGS INC (IQV) 490.000 SHARES 87,793 87,793
    L3 HARRIS TECHNOLOGIES INC (LHX) 70.000 SHARES 13,231 13,231
    LAB CORP OF AMER HLDGS NEW (LH) 120.000 SHARES 24,426 24,426
    LVMH MOET HENNESSY VUITTON 75.000 SHARES 47,019 47,019
    MATCH GROUP INC (MTCH) 209.000 SHARES 31,598 31,598
    MICROSOFT CORP (MSFT) 1,060.000 SHARES 235,765 235,765
    NASDAQ INC. (NDAQ) 210.000 SHARES 27,875 27,875
    NICE LTD ADR (NICE) 90.000 SHARES 25,518 25,518
    NIKE INC CL B (NKE) 615.000 SHARES 87,004 87,004
    PAYCOM SOFTWARE INC (PAYC) 37.000 SHARES 16,733 16,733
    PEPSICO INC (PEP) 450.000 SHARES 66,735 66,735
    PIONEER NATURAL RESOURCES (PXD) 170.000 SHARES 19,361 19,361
    RENTOKIL INITIAL PLC 3,305.000 SHARES 22,993 22,993
    ROSS STORES INC (ROST) 420.000 SHARES 51,580 51,580
    S&P GLOBAL INC. (SPGI) 90.000 SHARES 29,585 29,585
    SAFRAN SA 340.000 SHARES 48,375 48,375
    SCHWAB CHARLES CORP NEW (SCHW) 635.000 SHARES 33,680 33,680
    SEA LTD ADR (SE) 235.000 SHARES 46,776 46,776
    SERVICENOW INC (NOW) 102.000 SHARES 56,143 56,143
    SMITH A O CORP (AOS) 410.000 SHARES 22,476 22,476
    SS&C TECHNOLOGIES HOLDINGS (SSNC) 310.000 SHARES 22,552 22,552
    STERIS PLC (STE) 150.000 SHARES 28,431 28,431
    SYNOPSYS INC (SNPS) 105.000 SHARES 38,886 38,886
    TELEFLEX INC (TFX) 84.000 SHARES 34,571 34,571
    TENCENT HOLDINGS LTD 805.000 SHARES 58,541 58,541
    TEXAS INSTRUMENTS INC (TXN) 515.000 SHARES 84,526 84,526
    THERMO FISHER SCIENTIFIC (TMO) 164.00 SHARES 76,387 76,387
    UNION PACIFIC CORP (UNP) 460.00 SHARES 95,781 95,781
    UNITEDHEALTH GROUP INC (UNH) 210.000 SHARES 73,642 73,642
    US FOODS HOLDING CORP (USFD) 595.000 SHARES 19,819 19,819
    VERISK ANALYTICS INC-CL A (VRSK) 90.000 SHARES 18,683 18,683
    VISA INC (V) 700.000 SHARES 153,111 153,111
    WEST PHARMACEUTICAL SVC (WST) 30.000 SHARES 8,499 8,499
    WEX INC (WEX) 180.000 SHARES 36,635 36,635
    WYNDHAM HOTELS & RESORTS (WH) 315.000 SHARES 18,723 18,723
    ZOETIS INC (ZTS) 350.000 SHARES 57,925 57,925

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    US Government Securities - End of Year Book Value:

    2,549,548
    US Government Securities - End of Year Fair Market Value:

    2,549,548
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    OW CREDIT INCOME FUND (OWCIX) 88,495.781 SHARES FMV 903,541 903,541
    OW LARGE CAP STRATEGIES FD (OWLSX) 374,551.481 SHARES FMV 6,419,812 6,419,812
    OW SMALL & MIDCAP STRAT FD (OWSMX) 112,123.287 SHARES FMV 2,065,310 2,065,310

    TY 2020 LandEtcSchedule2
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    MILLS PROPERTY LAND 1,971,102 0 1,971,102 1,971,102
    HEAVEN HILL FARM 2,379,927 0 2,379,927 2,379,927
    HENRY'S WOODS LAND 321,639 0 321,639 321,639
    OLD ORCHARD TRAIL 81,419 0 81,419 81,419
    HEAVEN HILL TRAIL 64,220 0 64,220 64,220
    CARETAKERS RESIDENCE 139,373 0 139,373 139,373
    HEAVEN HILL OFFICE 88,017 0 88,017 88,017
    EQUIPMENT 154,712 0 154,712 154,712
    CORNELL LOT 917,398 0 917,398 917,398


    TY 2020 LegalFeesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 9,895 0   9,895


    TY 2020 OtherExpensesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DIRECTORS AND OFFICERS INSURANCE 2,093 0   2,093
    PROPERTY INSURANCE 25,341 0   25,341
    REPAIRS AND MAINTENANCE 87,238 0   87,238
    UTILITIES 14,795 0   14,795
    OFFICE AND OTHER EXPENSES 7,009 0   7,009
    OTHER INVESTMENT EXPENSES 13 13   0


    TY 2020 OtherIncomeSchedule2
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT INCOME 962 962 962
    SECURITY LITIGATION PROCEEDS 16 16 16
    INSURANCE PROCEEDS 6,321   6,321


    TY 2020 OtherIncreasesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Description Amount
    UNREALIZED APPRECIATION ON INVESTMENTS 1,492,455


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT AND ADVISORY 43,244 43,244   0


    TY 2020 TaxesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX PAID 26,000 0   0
    FOREIGN TAXES WITHHELD 268 268   0