| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PRICEWATERHOUSECOOPERS LLP | 80,984 | 25,518 | 55,466 | |
| DELOITTE TAX, LLP | 497,352 | 0 | 244,404 | |
| DELOITTE & TOUCHE | 10,500 | 10,500 | 0 |
| Category | Amount |
|---|---|
| ALMONO, LP ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRA., & EST. A MASTER DEVELOPMENT PLAN TO PROV. ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. PRI TOWARD SUPPORT OF CAPITAL PROJECTS AND OPERATIONS. | 3,513,925 |
| THE CONSERVATION FUND TO PURCHASE PROPERTY IN THE OSCEOLA NATIONAL FOREST. | 1,700,000 |
| ARCTARIS OPPORTUNITY ZONE FUND MANAGEMENT LLC TO LAUNCH AN OPPORTUNITY ZONE INVESTMENT PROGRAM FOCUSED ON JOB CREATION, COMMUNITY REVITALIZATION, AND OTHER CATALYTIC PROGRAMS IN ALLEGHENY AND WESTMORELAND COUNTIES. | 4,000,000 |
| THREAD INTERNATIONAL PBC, INC. TO SUPPORT HIRING AND TRAINING EMPLOYEES FROM LOW-INCOME COMMUNITIES TO DEVELOP AND MANUFACTURE NEW PRODUCTS, AND EXPAND CORPORATE PARTNERSHIPS. | 500,000 |
| SIXUP PBC, INC. TO PROVIDE STUDENT LOANS AND EDUCATIONAL SUPPORT SERVICES TO UNDERSERVED STUDENTS FROM SOUTHWESTERN PENNSYLVANIA OR STUDENTS WHO WILL COME TO SOUTHWESTERN PENNSYLVANIA TO ATTEND SCHOOL. | 2,000,000 |
| CYTOAGENTS, INC. TOWARD PHASE 1 HUMAN CLINICAL TRIALS OF A DRUG DESIGNED TO REDUCE THE SEVERITY OF THE HUMAN IMMUNE SYSTEM RESPONSE TO COVID-19 INFECTION. | 250,000 |
| GID BIO, INC. TO SUPPORT THE TESTING OF A REGENERATIVE MEDICINE THERAPEUTIC TO REDUCE INFLAMMATION OF THE LUNGS IN COVID-19 PATIENTS. | 250,000 |
| OMICELLO LLC TO PROVIDE AFFORDABLE AND WORKFORCE HOUSING AND SOCIAL SUPPORT TO LOW-TO MODERATE-INCOME FAMILIES. | 2,500,000 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2013-04-23 | 1,703,000 | PROGRAM RELATED INVESTMENT TOWARD CAPITAL PROJECTS FOR THE ALMONO SITE. | 1,703,000 | NO KNOWN DIVERSION | 4/30/18, 7/26/19, 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2015-03-30 | 4,000,000 | PROGRAM RELATED INVESTMENT TOWARD PURCHASING A TWENTY PERCENT OWNERSHIP INTEREST IN THE ALMONO LIMITED PARTNERSHIP. | 4,000,000 | NO KNOWN DIVERSION | 6/1/18, 7/26/19, 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2015-12-14 | 797,000 | PROGRAM RELATED INVESTMENT TOWARD CAPITAL PROJECTS FOR THE ALMONO SITE. | 797,000 | NO KNOWN DIVERSION | 5/1/17, 7/26/19, 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
POWER OF 32 SITE DEVELOPMENT FUND PARTNERS LP |
11 STANWIX STREET 17TH FLOOR PITTSBURGH,PA15222 |
2014-04-14 | 5,000,000 | PROGRAM RELATED INVESTMENT TO CREATE A REGIONAL FUND TO SPUR DEVELOPMENT OF HIGH PRIORITY REGIONAL SITES. | 5,000,000 | NO KNOWN DIVERSION | 06/30/17, 8/26/19, 6/30/20, 4/14/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
EAST LIBERTY TRID REVITALIZATION AUTHORITY |
200 ROSS STREET PITTSBURGH,PA15219 |
2014-04-14 | 1,500,000 | PROGRAM RELATED INVESTMENT TOWARD TRANSIT-ORIENTED DEVELOPMENT PROJECTS IN EAST LIBERTY. | 1,500,000 | NO KNOWN DIVERSION | 07/01/17, 07/09/19, 7/1/20, 6/24/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2017-06-19 | 1,155,600 | PROGRAM RELATED INVESTMENT TOWARD THE SUPPORT OF OPERATIONS AT THE ALMONO SITE. | 1,155,600 | NO KNOWN DIVERSION | 11/13/18, 7/26/19, 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2018-03-26 | 1,190,565 | PROGRAM RELATED INVESTMENT TOWARD THE SUPPORT OF OPERATIONS AT THE ALMONO SITE. | 1,190,565 | NO KNOWN DIVERSION | 7/26/19, 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
REGIONAL INDUSTRIAL DEVELOPMENT CORPORATION |
210 SIXTH AVENUE PITTSBURGH,PA15222 |
2016-12-15 | 10,000,000 | PROGRAM RELATED INVESTMENT TOWARD CAPITAL PROJECTS FOR THE ALMONO LTV PROJECT. | 10,000,000 | NO KNOWN DIVERSION | 6/4/18, 7/26/19, 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
STRATEGIC INVESTMENT FUND PARTNERSHIP |
REGIONAL ENTERPRISE TOWER 425 SIXTH AVE SUITE 12 PITTSBURGH,PA15219 |
2002-04-17 | 1,000,000 | PROGRAM RELATED INVESTMENT TO PROMOTE ECONOMIC DEVELOPMENT IN THE GREATER SOUTHWESTERN PENNSYLVANIA REGION | 1,000,000 | NO KNOWN DIVERSION | 2/9/18, 7/26/19, 7/28/20, 7/31/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
STRATEGIC INVESTMENT FUND PARTNERSHIP |
REGIONAL ENTERPRISE TOWER 425 SIXTH AVE SUITE 12 PITTSBURGH,PA15219 |
2003-02-05 | 1,000,000 | PROGRAM RELATED INVESTMENT TO PROMOTE ECONOMIC DEVELOPMENT IN THE GREATER SOUTHWESTERN PENNSYLVANIA REGION | 1,000,000 | NO KNOWN DIVERSION | 2/9/18, 7/26/19, 7/28/20, 7/31/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
STRATEGIC INVESTMENT FUND PARTNERSHIP |
REGIONAL ENTERPRISE TOWER 425 SIXTH AVE SUITE 12 PITTSBURGH,PA15219 |
2004-05-20 | 1,000,000 | PROGRAM RELATED INVESTMENT TO PROMOTE ECONOMIC DEVELOPMENT IN THE GREATER SOUTHWESTERN PENNSYLVANIA REGION | 1,000,000 | NO KNOWN DIVERSION | 2/9/18, 7/26/19, 7/28/20, 7/31/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
THREAD INTERNATIONAL PBC INC |
7800 SUSQUEHANNA ST PITTSBURGH,PA15208 |
2017-12-15 | 1,500,000 | PROGRAM RELATED INVESTMENT TO ESTABLISH A CUT AND SEW FACILITY (EQUIPMENT, PERSONNEL, SPACE, AND OPERATIONS) TO EMPLOYEE PITTSBURGHERS FROM THE HOMEWOOD COMMUNITY. | 1,500,000 | NO KNOWN DIVERSION | 11/9/18, 11/6/19, 8/26/20, 11/24/20 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
BLOOD SCIENCE FOUNDATION |
875 GREENTREE ROAD PARKWAY CENTER BUILDING 5 PITTSBURGH,PA152200000 |
2019-03-25 | 350,000 | PURCHASE OF A BLOODMOBILE AND AWARENESS CAMPAIGN | 350,000 | NO KNOWN DIVERSION | 9/10/20 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2019-06-24 | 10,000,000 | PROGRAM RELATED-INVESTMENT TOWARD ROUNDHOUSE RENOVATIONS AT THE ALMONO SITE. | 10,000,000 | NO KNOWN DIVERSION | 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2019-03-25 | 937,178 | PROGRAM RELATED-INVESTMENT TOWARD OPERATIONAL SUPPORT. | 937,178 | NO KNOWN DIVERSION | 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2019-03-21 | 1,500,000 | PROGRAM RELATED-INVESTMENT TOWARD SOLAR CANOPY INSTALLATION. | 1,500,000 | NO KNOWN DIVERSION | 7/1/20, 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
FOUNDATION FOR SUSTAINABLE FORESTS |
22418 FIRTH ROAD SPARTANSBURG,PA164343222 |
2019-10-22 | 22,000 | TOWARD STRATEGIC PLANNING WITH A FOCUS ON A BUSINESS MODEL. | 22,000 | NO KNOWN DIVERSION | 9/15/20 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2020-04-13 | 2,161,419 | PROGRAM RELATED-INVESTMENT TOWARD OPERATIONAL SUPPORT. | 2,161,419 | NO KNOWN DIVERSION | 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O REED SMITH 225 FIFTH AVE PITTSBURGH,PA15222 |
2020-04-13 | 1,352,506 | PROGRAM RELATED INVESTMENT TOWARD CAPITAL PROJECTS FOR THE ALMONO SITE | 1,352,506 | NO KNOWN DIVERSION | 6/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
GID BIO INC |
901 FRONT STREET LOUISVILLE,CO80027 |
2020-07-28 | 250,000 | PROGRAM RELATED INVESTMENT TO SUPPORT TESTING OF A REGENERATIVE LUNG INFLAMMATION MEDICINE. | 250,000 | NO KNOWN DIVERSION | 3/31/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
CYTOAGENTS INC |
100 S COMMONS PITTSBURGH,PA15212 |
2020-06-25 | 250,000 | PROGRAM RELATED INVESTMENT RELATED TO COVID-19 HUMAN CLINICAL TRIAL. | 250,000 | NO KNOWN DIVERSION | 3/17/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
SIXUP PBC INC |
77 VAN NESS AVENUE SAN FRANCISCO,CA94102 |
2020-06-15 | 2,000,000 | PROGRAM RELATED INVESTMENT TO PROVIDE STUDENT LOANS TO UNDERSERVED STUDENTS IN WESTERN PENNSYLVANIA. | 2,000,000 | NO KNOWN DIVERSION | 8/16/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ARCTARIS OPPORTUNITY ZONE FUND MANAGEMENT LLC |
400 WEST 15TH STREET AUSTIN,TX78701 |
2020-12-02 | 4,000,000 | PROGRAM RELATED INVESTMENT TO LAUNCH AN OPPORTUNITY ZONE FOCUSED ON JOB CREATION, COMMUNITY REVITALIZATION AND OTHER CATALYTIC PROGRAMS IN ALLEGHENY AND WESTMORELAND COUNTIES. | 0 | NO KNOWN DIVERSION | 8/9/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
OMICELO FUND II |
1435 BEDFORD AVENUE PITTSBURGH,PA15219 |
2020-12-02 | 2,500,000 | PROGRAM RELATED INVESTMENT TO PROVIDE AFFORDABLE AND WORKFORCE HOUSING TO LOW TO MODERATE INCOME FAMILIES | 1,250,000 | NO KNOWN DIVERSION | 7/1/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
THREAD INTERNATIONAL PBC INC |
7800 SUSQUEHANNA ST PITTSBURGH,PA15208 |
2020-12-02 | 500,000 | PROGRAM RELATED-INVESTMENT SUPPORTING DAY OWL IN HIRING AND TRAINING LOW-INCOME EMPLOYEES | 500,000 | NO KNOWN DIVERSION | 7/31/21 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
BLOOD SCIENCE FOUNDATION |
875 GREENTREE ROAD PARKWAY CENTER BUILDING 5 PITTSBURGH,PA152200000 |
2020-06-03 | 150,000 | TO IMPROVE NEGATIVE IMPACTS OF THE COVID-19 PANDEMIC ON THE LOCAL BLOOD SUPPLY WHILE SUPPORTING CONVALESCENT PLASMA TREATMENT | 150,000 | NO KNOWN DIVERSION | 10/29/20 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. |
| Identifier | Return Reference | Explanation |
|---|---|---|
| STATEMENT OF CONTROLLED ENTITIES | FORM 990-PF PART VII-A, LINE 11 | NAME OF CONTROLLED ENTITY: GLOBAL EQUITY PLUS FUNDEMPLOYER ID NO: 47-2305331ADDRESS: 1301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101EXCESS BUSINESS HOLDING: NOTRANSFERS FROM CONTROLLED ENTITY: 20,000,000DESCRIPTION OF TRANSFER: CASH DISTRIBUTION FROM GLOBAL EQUITY PLUS FUND |
| STATEMENT OF CONTROLLED ENTITIES | FORM 990-PF PART VII-A, LINE 11 | NAME OF CONTROLLED ENTITY: R.K. MELLON FAMILY FOUNDATIONEMPLOYER ID NO: 25-1356145ADDRESS: BNY MELLON CENTER, 500 GRANT STREET 4106 PITTSBURGH, PA 15219-2502EXCESS BUSINESS HOLDING: NO |
| STATEMENT OF CONTROLLED ENTITIES | FORM 990-PF PART VII-A, LINE 11 | NAME OF CONTROLLED ENTITY: BRANDYWINE GLOBAL UNCONSTRAINED FIXED INCOME FUNDEMPLOYER ID NO: 46-1858165 ADDRESS: 1735 MARKET STREET, SUITE 1800 PHILDELPHIA, PA 19103EXCESS BUSINESS HOLDING: NOTRANSFERS FROM CONTROLLED ENTITY: 431,640DESCRIPTION OF TRANSFER: CASH DISTRIBUTION FROM BRANDYWINE GLOBAL UNCONSTRAINED FIXED INCOME FUND |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| A M S AG REGS 0.875% 9/28/22 | 690,240 | 753,438 |
| A T & T INC 3.65% 9/15/59 | 339,825 | 402,886 |
| A T & T INC 3.55% 9/15/55 | 199,258 | 235,200 |
| ABBVIE INC 4.05% 11/21/39 | 305,626 | 369,120 |
| ABBVIE INC 4.25% 11/21/49 | 245,237 | 344,801 |
| AIR TRANSPORT SERVIC 1.125% 10/15/24 | 63,439 | 84,271 |
| ALLEGHENY TECH INC 4.75% 7/01/22 | 46,292 | 69,388 |
| ANHEUSER-BUSCH INBEV 3.5% 6/01/30 | 299,370 | 347,508 |
| ANHEUSER-BUSCH INBEV 4.5% 6/01/50 | 349,406 | 441,791 |
| APHRIA INC 5.25% 6/01/24 | 377,673 | 564,374 |
| APOLLO CMMRL REAL 4.75% 8/23/22 | 739,947 | 773,503 |
| ARBOR REALTY TRUST IN 4.75% 11/01/22 | 874,293 | 900,819 |
| ARES CAPITAL CORP 4.625% 3/01/24 | 761,992 | 791,480 |
| ASHMORE EMERG MKT TOT RETURN | 22,701,629 | 21,143,808 |
| AT&T INC 4.5% 3/09/48 | 780,199 | 1,075,339 |
| ATLAS AIR WORLDWIDE 2.25% 6/01/22 | 135,928 | 159,812 |
| AURORA CANNABIS INC 5.5% 2/28/24 | 353,261 | 354,315 |
| AVAYA HLDGS CORP 2.25% 6/15/23 | 255,710 | 302,081 |
| B N P PARIBAS 4.25% 10/15/24 | 1,147,312 | 1,294,831 |
| B N P PARIBAS 4.625% 3/13/27 | 260,654 | 261,999 |
| BANK OF AMERICA CORP 4.2% 8/26/24 | 184,865 | 207,104 |
| BANK OF AMERICA CORP 4.45% 3/03/26 | 124,251 | 145,694 |
| BANK OF AMERICA CORP 3.004% 12/20/23 | 1,201,896 | 1,145,131 |
| BANK OF AMERICA CORP 4.083% 3/20/51 | 150,000 | 189,431 |
| BANK OF AMERICA CORP 4.183% 11/25/27 | 317,996 | 377,029 |
| BANK ONE CORP 8.75% 9/01/30 | 332,318 | 334,825 |
| BARCLAYS PLC 4.375% 9/11/24 | 424,163 | 472,859 |
| BARCLAYS PLC 4.836% 5/09/28 | 225,648 | 259,331 |
| BAT CAPITAL CORP 2.726% 3/25/31 | 273,766 | 284,829 |
| BAT CAPITAL CORP 3.984% 9/25/50 | 247,546 | 260,885 |
| BAT CAPITAL CORP 2.259% 3/25/28 | 100,000 | 103,805 |
| BAT CAPITAL CORP 3.734% 9/25/40 | 50,000 | 52,152 |
| BAYER US FINANCE II 4.375% 12/15/28 | 626,530 | 735,138 |
| BENEFITFOCUS INC 1.25% 12/15/23 | 334,862 | 356,400 |
| BLACKROCK STRAT INC OPP-INST | 56,545,604 | 58,978,492 |
| BLACKSTONE MORTGAGE 4.375% 5/05/22 | 544,263 | 566,921 |
| BNP PARIBAS 4.375% 9/28/25 | 272,388 | 314,597 |
| BNSF RAILWAY CO 20 5.342% 4/01/24 | 89,134 | 96,866 |
| BOINGO WIRELESS INC 1.0% 10/01/23 | 120,426 | 125,355 |
| BOSTON PROPERTIES LP 3.25% 1/30/31 | 129,805 | 143,328 |
| BOSTON PROPERTIES LP 3.85% 2/01/23 | 610,288 | 664,919 |
| BOSTON PROPERTIES LP 4.125% 5/15/21 | 282,513 | 276,139 |
| BURLINGTN NO SF 00-1 8.251% 1/15/21 | 64,566 | 53,382 |
| C V S HEALTH CORP 4.78% 3/25/38 | 323,931 | 380,094 |
| C V S HEALTH CORP 5.05% 3/25/48 | 101,493 | 135,528 |
| C V S HEALTH CORP 4.125% 4/01/40 | 122,893 | 149,955 |
| CALAMP CORP 2.0% 8/01/25 | 189,636 | 204,551 |
| CALIFORNIA ST 7.3% 10/01/39 | 309,980 | 330,126 |
| CALIFORNIA ST 7.625% 3/01/40 | 528,552 | 694,212 |
| CAPITAL ONE FINANCIA 3.5% 6/15/23 | 258,698 | 295,103 |
| CAPITAL ONE FINANCIAL 4.2% 10/29/25 | 326,618 | 371,056 |
| CEMEX SAB DE CV 5.2% 9/17/30 | 400,175 | 438,600 |
| CEMEX SAB DE CV 7.375% 6/05/27 | 526,344 | 540,550 |
| CEMEX SAB DE CV 7.75% 4/16/26 | 397,500 | 421,800 |
| CHARTER COMM OPT LLC 5.375% 5/01/47 | 149,952 | 187,217 |
| CHARTER COMM OPT LLC 6.484% 10/23/45 | 1,716,504 | 2,227,775 |
| CHEFS WHSE INC 1.875% 12/01/24 | 126,525 | 158,865 |
| CHENIERE ENERGY INC 4.875% 5/28/21 | 322,038 | 318,978 |
| CIGNA CORP 3.75% 7/15/23 | 156,567 | 169,728 |
| CIGNA CORP 7.875% 5/15/27 | 160,462 | 164,605 |
| CITIGROUP CAPITAL XI 7.875% | 1,332,096 | 1,379,400 |
| COCA-COLA CO/THE 1.65% 6/01/30 | 598,776 | 616,284 |
| COLONY CAPITAL INC 5.0% 4/15/23 | 549,146 | 564,432 |
| COX COMMUNICATIONS IN 2.95% 6/30/23 | 257,319 | 315,606 |
| COX COMMUNICATIONS INC 3.5% 8/15/27 | 912,125 | 1,045,731 |
| DELL INT LLC / EMC C 6.1% 7/15/27 | 99,762 | 124,300 |
| DIAMOND 1 FIN/DIAMOND 6.02% 6/15/26 | 135,394 | 152,494 |
| DISH NETWORK CORP 2.375% 3/15/24 | 688,392 | 753,931 |
| DOMINION RESOURCES 4.104% 4/01/21 | 175,126 | 176,554 |
| DOMINION RESOURCES IN 5.75% 10/01/54 | 629,250 | 668,568 |
| DOW CHEMICAL CO 7.375% 11/01/29 | 630,675 | 712,915 |
| DOW CHEMICAL CO/THE 5.55% 11/30/48 | 128,341 | 179,771 |
| DYCOM INDUSTRIES INC 0.75% 9/15/21 | 538,332 | 607,465 |
| ELANCO ANIMAL HEALTH 4.912% 8/27/21 | 75,000 | 76,688 |
| ELANCO ANIMAL HEALTH 5.272% 8/28/23 | 75,000 | 81,938 |
| ELANCO ANIMAL HEALTH 5.9% 8/28/28 | 298,094 | 324,500 |
| ENCORE CAPITAL GROUP 2.875% 3/15/21 | 620,453 | 701,856 |
| ENEL FINANCE INTL NV 6.8% 9/15/37 | 966,771 | 1,434,898 |
| ERP OPERATING LP 3.0% 4/15/23 | 577,831 | 658,125 |
| EVOLENT HEALTH INC 2.0% 12/01/21 | 349,604 | 406,175 |
| EXXON MOBIL CORPORAT 2.61% 10/15/30 | 225,000 | 245,763 |
| EXXON MOBIL CORPORAT 3.452% 4/15/51 | 250,000 | 285,723 |
| EXXON MOBIL CORPORAT 4.227% 3/19/40 | 284,313 | 342,471 |
| EXXON MOBIL CORPORAT 4.327% 3/19/50 | 482,447 | 589,167 |
| EZCO RP INC 2.375% 5/01/25 | 352,058 | 371,507 |
| FEDEX CORP 5.25% 5/15/50 | 343,135 | 460,340 |
| FHLMC GOLD A64639 6.5% 8/01/37 | 20,554 | 23,119 |
| FHLMC GOLD C91377 4.5% 6/01/31 | 227,892 | 234,173 |
| FHLMC GOLD C91402 4.0% 10/01/31 | 214,168 | 222,600 |
| FHLMC GOLD C91925 3.5% 4/01/37 | 1,424,907 | 1,463,465 |
| FHLMC GOLD E02388 6.0% 9/01/22 | 16,903 | 17,153 |
| FHLMC GOLD G01749 5.5% 1/01/35 | 74,426 | 80,233 |
| FHLMC GOLD G01767 6.5% 12/01/32 | 105,523 | 119,956 |
| FHLMC GOLD G06447 4.5% 5/01/41 | 205,122 | 216,004 |
| FHLMC GOLD G07504 4.5% 7/01/41 | 252,338 | 265,594 |
| FHLMC GOLD G07515 4.5% 9/01/41 | 29,098 | 30,514 |
| FHLMC GOLD G08768 4.5% 6/01/47 | 569,125 | 577,985 |
| FHLMC GOLD G08772 4.5% 7/1/47 | 1,328,505 | 1,342,648 |
| FHLMC GOLD H09203 6.0% 6/01/38 | 7,599 | 7,405 |
| FHLMC GOLD H09212 5.5% 5/01/38 | 34,363 | 35,481 |
| FHLMC GOLD POOL #G0760 4.5% 3/01/42 | 133,165 | 140,451 |
| FHLMC GOLD V83115 4.5% 3/1/47 | 290,221 | 295,993 |
| FHLMC POOL # 1B1150 2.416% 9/1/33 | 50,942 | 53,238 |
| FHLMC POOL # 1B7006 2.929% 11/1/35 | 107,707 | 123,345 |
| FHLMC POOL # 1G0169 3.463% 4/1/35 | 110,326 | 111,853 |
| FHLMC POOL # 1G0782 3.731% 3/1/36 | 42,020 | 45,887 |
| FHLMC POOL # 2B2558 3.033% 5/1/44 | 206,263 | 205,720 |
| FHLMC POOL # 2B3821 2.69% 2/1/45 | 341,216 | 341,754 |
| FHLMC POOL # 2B4962 2.836% 12/1/45 | 396,246 | 402,159 |
| FHLMC POOL # 840423 2.703% 10/1/46 | 293,816 | 296,349 |
| FHLMC POOL # 849254 2.959% 1/1/42 | 41,317 | 41,648 |
| FHLMC POOL # 849399 3.097% 5/1/44 | 262,432 | 262,186 |
| FHLMC POOL # 849402 2.911% 7/1/44 | 147,329 | 147,391 |
| FHLMC POOL # 849626 3.367% 8/1/44 | 229,876 | 230,165 |
| FHLMC POOL # 849885 2.783% 12/1/45 | 124,955 | 126,537 |
| FHLMC POOL #RA-2958 2.0% 7/01/50 | 1,605,392 | 1,628,335 |
| FHLMC POOL #RA-3053 2.0% 7/01/50 | 658,870 | 667,879 |
| FHLMC POOL #RA-3202 2.5% 7/01/50 | 2,898,533 | 2,923,127 |
| FHLMC POOL #RA-3454 2.0% 9/01/50 | 648,936 | 648,414 |
| FHLMC REMIC 4283 EW 4.5% 12/15/43 | 759,486 | 752,313 |
| FHLMC STRCTRD PASSTHRU 6.5% 10/25/43 | 641,330 | 743,088 |
| FHLMC ZK2315 4.5% 5/01/25 | 65,632 | 65,334 |
| FIREEYE INC 1.625% 6/01/35 | 624,888 | 635,869 |
| FLEXION THERAPEUTICS 3.375% 5/01/24 | 101,533 | 118,255 |
| FNA 2012-M3 1A2 3.044% 1/25/22 | 603,882 | 610,445 |
| FNGT 2001-T4 A1 7.5% 7/25/41 | 77,125 | 88,714 |
| FNMA POOL # 256939 7% 10/1/2037 | 56,209 | 62,191 |
| FNMA POOL # 310048 6.5% 2/01/38 | 20,692 | 22,030 |
| FNMA POOL # 725693 2.597% 10/1/33 | 92,946 | 96,859 |
| FNMA POOL # 735417 6.5% 3/01/35 | 157,609 | 179,399 |
| FNMA POOL # 745942 6.0% 4/01/34 | 312,892 | 372,886 |
| FNMA POOL # 888379 2.735% 12/1/36 | 174,250 | 182,295 |
| FNMA POOL # 888673 6.0% 4/01/35 | 62,962 | 74,670 |
| FNMA POOL # 968066 6% 10/1/22 | 33,109 | 33,322 |
| FNMA POOL # AD0130 6.5% 8/01/39 | 58,796 | 63,138 |
| FNMA POOL # AD0964 5.5% 11/01/39 | 313,653 | 337,219 |
| FNMA POOL # AE0442 6.5% 1/01/39 | 113,756 | 118,284 |
| FNMA POOL # AE0467 5.5% 3/01/24 | 22,691 | 21,824 |
| FNMA POOL # AL0778 6.5% 1/01/49 | 37,775 | 40,158 |
| FNMA POOL # AL4147 4.5% 1/01/25 | 48,732 | 48,737 |
| FNMA POOL # AL4165 4.5% 1/01/31 | 309,376 | 319,522 |
| FNMA POOL # AL5145 4.0% 10/01/33 | 341,949 | 349,289 |
| FNMA POOL # AL5281 3.442% 5/1/44 | 61,470 | 61,669 |
| FNMA POOL # AL5441 4.5% 9/01/41 | 143,055 | 147,656 |
| FNMA POOL # AL5749 4.5% 7/01/42 | 265,961 | 275,180 |
| FNMA POOL # AL5931 3.5% 9/01/28 | 47,299 | 47,373 |
| FNMA POOL # AL7384 4.5% 9/01/45 | 210,019 | 214,540 |
| FNMA POOL # AL8618 4.0% 6/01/36 | 290,639 | 293,682 |
| FNMA POOL # AL8840 4.5% 6/01/46 | 637,935 | 649,988 |
| FNMA POOL # AL9063 3.5% 2/01/31 | 463,859 | 468,659 |
| FNMA POOL # AL9128 4.5% 2/01/46 | 106,412 | 108,370 |
| FNMA POOL # AL9407 4.5% 9/01/42 | 126,300 | 128,887 |
| FNMA POOL # AL9781 4.5% 2/1/46 | 335,148 | 346,276 |
| FNMA POOL # AO4105 2.651% 6/1/42 | 138,675 | 139,218 |
| FNMA POOL # AX3721 3.5% 7/01/27 | 293,606 | 293,213 |
| FNMA POOL # AX5628 2.899% 9/1/45 | 199,843 | 203,432 |
| FNMA POOL # BA3527 2.683% 12/1/45 | 472,681 | 480,950 |
| FNMA POOL # BC0442 2.863% 12/1/45 | 221,687 | 225,011 |
| FNMA POOL # BJ0420 3.016% 9/1/47 | 269,786 | 275,244 |
| FNMA POOL # BK0922 4.5% 7/1/48 | 234,554 | 245,271 |
| FNMA POOL # BK5326 3.311% 7/1/48 | 211,208 | 218,624 |
| FNMA POOL # BM1357 4.5% 1/01/43 | 385,183 | 396,607 |
| FNMA POOL # CA1909 4.5% 6/01/48 | 425,816 | 452,353 |
| FNMA POOL # CA6271 2.5% 7/01/50 | 2,694,530 | 2,737,840 |
| FNMA POOL # CA6398 2.5% 7/01/50 | 1,304,536 | 1,321,865 |
| FNMA POOL # CA6925 2.0% 9/01/50 | 1,288,135 | 1,290,920 |
| FNMA POOL # CA8099 2.0% 12/01/50 | 1,680,306 | 1,679,307 |
| FNMA POOL # MA0587 4.0% 12/01/30 | 185,441 | 186,765 |
| FNMA POOL # MA0818 4.0% 8/01/31 | 264,614 | 271,412 |
| FNMA POOL # MA2508 4.0% 1/01/36 | 239,379 | 245,420 |
| FNMA POOL # MA2923 3.5% 3/01/37 | 279,756 | 285,138 |
| FNMA POOL # MA3894 4.0% 9/01/31 | 175,204 | 179,444 |
| FNMA POOL #0FM4714 2.5% 10/01/50 | 2,335,277 | 2,344,709 |
| FNMA POOL #BJ9262 4.5% 6/01/48 | 367,919 | 383,687 |
| FNMA POOL #BN7702 3.5% 8/01/49 | 2,180 | 2,235 |
| FNMA POOL #MA0634 4.5% 1/01/31 | 51,180 | 51,663 |
| FNMA REMIC 2003-34 A1 6.0% 4/25/43 | 305,749 | 189,833 |
| FNW 2001-W3 A 7% 9/25/41 | 162,439 | 167,909 |
| FORD MOTOR CR CO LLC 3.813% 10/12/21 | 425,204 | 429,781 |
| FORD MOTOR CREDIT CO 3.375% 11/13/25 | 400,000 | 410,944 |
| FORD MOTOR CREDIT CO 4.063% 11/01/24 | 218,492 | 236,378 |
| FORD MOTOR CREDIT CO 4.375% 8/06/23 | 196,564 | 207,500 |
| FORD MOTOR CREDIT CO 5.596% 1/07/22 | 350,000 | 361,788 |
| FORD MOTOR CREDIT CO 5.875% 8/02/21 | 971,941 | 895,563 |
| FORTIVE CORPORATION 0.875% 2/15/22 | 637,906 | 680,986 |
| GNMA REMIC 2.506% 11/20/69 | 1,166,019 | 1,177,317 |
| GNMA REMIC 2017-H17 0.7186% 9/20/67 | 1,057,506 | 1,054,171 |
| GNMA REMIC 2018-H01 2.1125% 12/20/67 | 1,419,224 | 1,409,195 |
| GNMA REMIC 2018-H04 1.8466% 3/20/68 | 691,131 | 686,836 |
| GNMA REMIC 2020-H01 0.8056% 1/20/70 | 2,880,970 | 2,920,178 |
| GOLAR LNG LTD 2.75% 2/15/22 | 235,358 | 266,911 |
| GOLDMAN SACHS BDC INC 4.5% 4/01/22 | 547,605 | 556,255 |
| GRANITE PT MTG TR IN 5.625% 12/01/22 | 545,399 | 579,884 |
| GREEN PLAINS INC 4.125% 9/01/22 | 282,286 | 312,574 |
| GREENBRIER COS INC 2.875% 2/01/24 | 720,582 | 795,240 |
| GUESS INC 2% 4/15/24 | 236,270 | 385,836 |
| H C A INC 5.25% 6/15/49 | 223,078 | 297,180 |
| H C A INC 4.125% 6/15/29 | 174,120 | 203,014 |
| H S B C HOLDINGS PLC 4.3% 3/08/26 | 249,638 | 288,040 |
| H S B C HOLDINGS PLC 6.5% 9/15/37 | 511,100 | 548,756 |
| H S B C HOLDINGS PLC 4.95% 3/31/30 | 799,789 | 971,540 |
| HCI GROUP INC 4.25% 3/01/37 | 202,380 | 217,253 |
| HELIX ENERGY SOL GR I 4.25% 5/01/22 | 427,484 | 452,537 |
| HERBALIFE LTD 2.625% 3/15/24 | 421,419 | 524,088 |
| HERCULES TECHNOLOGY 4.375% 2/01/22 | 559,347 | 584,226 |
| HOPE BANCORP INC 2% 5/15/38 | 777,373 | 833,576 |
| HSBC HOLDINGS PLC 6.5% 5/02/36 | 816,431 | 1,050,010 |
| ILLINOIS ST 5.1% 6/01/33 | 620,110 | 699,537 |
| IMPERIAL BRANDS FIN 3.875% 7/26/29 | 1,007,999 | 1,061,853 |
| IMPERIAL TOBACCO FINA 4.25% 7/21/25 | 195,772 | 225,244 |
| INNOVIVA INC 2.125% 1/15/23 | 338,334 | 344,139 |
| INSMED INC 1.75% 1/15/25 | 45,583 | 60,599 |
| INTREXON CORP 3.5% 7/01/23 | 105,837 | 111,220 |
| INVACARE CORP 5% 11/15/24 | 251,075 | 267,827 |
| INVESTMENTS - MB - ANNUAL REPORT FIXED INCOME | 2,746,597 | 2,746,597 |
| J2 GLOBAL INC 1.75% 11/01/26 | 281,610 | 362,719 |
| JAZZ INVESTMENTS I 1.875% 8/15/21 | 601,735 | 621,808 |
| JAZZ INVESTMENTS I LTD 1.5% 8/15/24 | 127,173 | 148,813 |
| JPMORGAN CHASE & CO 4.25% 10/01/27 | 289,113 | 326,112 |
| JPMORGAN CHASE & CO 2.522% 4/22/31 | 300,000 | 322,458 |
| JPMORGAN CHASE & CO 2.956% 5/13/31 | 301,206 | 328,977 |
| JPMORGAN CHASE & CO 3.797% 7/23/24 | 651,677 | 705,094 |
| JPMORGAN CHASE & CO 3.875% 9/10/24 | 326,573 | 363,938 |
| KINDER MORGAN ENER PAR 5.4% 9/01/44 | 757,886 | 1,065,518 |
| KINDER MORGAN ENER PAR 6.5% 9/01/39 | 343,137 | 456,589 |
| KINDER MORGAN INC 5.2% 3/01/48 | 141,032 | 158,983 |
| KKR REAL ESTATE FIN 6.125% 5/15/23 | 711,230 | 721,768 |
| KRAFT HEINZ FOODS CO 5.2% 7/15/45 | 148,125 | 178,359 |
| L Y B INT FINAN III 4.2% 5/01/50 | 74,530 | 87,401 |
| L Y B INT FINANCE II 3.625% 4/01/51 | 99,707 | 109,273 |
| L Y B INT FINANCE III 2.25% 10/01/30 | 49,602 | 51,440 |
| LIBERTY LATIN AMER LTD 2.0% 7/15/24 | 330,470 | 366,789 |
| LIGAND PHARMACEUTICAL 0.75% 5/15/23 | 702,589 | 766,907 |
| LIMELIGHT NETWORKS INC 3.5% 8/01/25 | 115,676 | 120,205 |
| LIVE NATION ENT INC 2.0% 2/15/25 | 374,560 | 501,606 |
| LLOYDS BANKING GROUP 4.5% 11/04/24 | 624,822 | 699,213 |
| LLOYDS BANKING GROUP 4.65% 3/24/26 | 199,540 | 230,178 |
| LOS ANGELES CALIF UNI 5.75% 7/01/34 | 568,854 | 775,940 |
| LUMINEX CORP DEL 3.0% 5/15/25 | 170,308 | 169,587 |
| MACQUARIE INFRA CORP 2.0% 10/01/23 | 565,691 | 671,625 |
| MARRIOTT VACATIONS WRL 1.5% 9/15/22 | 413,631 | 527,503 |
| MFA FINL INC 6.25% 6/15/24 | 642,449 | 648,727 |
| MGIC INVT CORP 9.0% 4/01/63 | 914,326 | 911,213 |
| MOMO INC 1.25% 7/01/25 | 227,274 | 232,475 |
| MYRIAD INTL HOLDINGS 5.5% 7/21/25 | 1,124,128 | 1,262,250 |
| MYRIAD INT'L HOLDINGS 4.85% 7/06/27 | 200,000 | 229,928 |
| NEW JERSEY ST TPK AU 7.102% 1/01/41 | 657,338 | 775,628 |
| NEW MOUNTAIN FINANCE 5.75% 8/15/23 | 644,519 | 652,463 |
| NEW RELIC INC 0.5% 5/01/23 | 440,237 | 472,235 |
| NEW YORK MORTGAGE TRU 6.25% 1/15/22 | 124,866 | 126,104 |
| NEWPARK RES INC 4.0% 12/01/21 | 122,037 | 117,040 |
| NUTANIX INC 1/15/23 | 482,808 | 549,054 |
| NUVASIVE INC 2.25% 3/15/21 | 494,958 | 496,663 |
| NUVASIVE INC 0.375% 3/15/25 | 211,477 | 225,980 |
| OCCIDENTAL PETROLEUM 3.5% 8/15/29 | 375,894 | 343,189 |
| OCCIDENTAL PETROLEUM 2.9% 8/15/24 | 381,083 | 433,125 |
| OCCIDENTAL PETROLEUM 3.2% 8/15/26 | 49,966 | 46,750 |
| ORACLE CORP 3.6% 4/01/40 | 149,597 | 175,679 |
| ORACLE CORP 2.95% 4/01/30 | 149,846 | 167,721 |
| PARATEK PHARMS INC 4.75% 5/01/24 | 132,079 | 132,525 |
| PATRICK INDUSTRIES INC 1.0% 2/01/23 | 401,167 | 522,636 |
| PENNYMAC CORP 5.5% 11/01/24 | 815,445 | 848,880 |
| PETROBRAS GLOBAL FIN 5.093% 1/15/30 | 469,505 | 556,515 |
| PETROBRAS GLOBAL FIN 6.9% 3/19/49 | 237,867 | 380,250 |
| PETROBRAS GLOBAL FIN 7.25% 3/17/44 | 144,188 | 193,500 |
| PETROLEOS MEXICANOS 6.5% 3/13/27 | 386,915 | 421,276 |
| PETROLEOS MEXICANOS 6.35% 2/12/48 | 179,105 | 136,882 |
| PETROLEOS MEXICANOS 6.375% 1/23/45 | 473,161 | 504,075 |
| PETROLEOS MEXICANOS 6.625% 6/15/35 | 233,000 | 198,000 |
| PETROLEOS MEXICANOS 6.875% 8/04/26 | 174,676 | 191,188 |
| PETROLEOS MEXICANOS 6.84% 1/23/30 | 420,689 | 504,548 |
| PETROLEOS MEXICANOS 6.95% 1/28/60 | 106,847 | 83,718 |
| PETROLEOS MEXICANOS 7.69% 1/23/50 | 562,117 | 831,806 |
| PLURALSIGHT INC 0.375% 3/01/24 | 608,701 | 690,200 |
| PRETIUM RES INC 2.25% 3/15/22 | 368,392 | 416,230 |
| PROSUS NV 3.68% 1/21/30 | 200,000 | 217,630 |
| PROVIDENT COMPANIES 7.25% 3/15/28 | 244,450 | 263,385 |
| PURE STORAGE INC 0.125% 4/15/23 | 78,375 | 92,368 |
| QUOTIENT TECH INC 1.75% 12/01/22 | 333,353 | 348,515 |
| RADIUS HEALTH INC 3.0% 9/01/24 | 296,645 | 310,162 |
| RESOURCE CAPITAL CORP 4.5% 8/15/22 | 275,381 | 256,345 |
| RETROPHIN INC 2.5% 9/15/25 | 335,101 | 435,802 |
| RIO OIL FINANCE TRUS 9.25% 7/06/24 | 680,761 | 768,044 |
| RIO OIL FINANCE TRUS 9.75% 1/06/27 | 586,452 | 687,533 |
| ROYAL BK SCOTLND GRP 6.0% 12/19/23 | 173,422 | 200,001 |
| ROYAL BK SCOTLND GRP 6.125% 12/15/22 | 1,027,823 | 1,121,765 |
| RWT HOLDINGS INC 5.75% 10/01/25 | 426,000 | 404,189 |
| SBA PART CERTFS CMO 4.35% 7/01/23 | 21,168 | 21,846 |
| SBAP 2003-20J 1 4.92% 10/01/23 | 23,497 | 24,494 |
| SBAP 2004-20K 1 4.88% 11/01/24 | 48,807 | 51,617 |
| SBAP 2007-20E 1 5.31% 5/01/27 | 55,865 | 60,674 |
| SBAP 2007-20F 1 5.71% 6/01/27 | 157,103 | 147,133 |
| SBAP 200S-20H 1 5.11% 8/01/25 | 128,187 | 119,712 |
| SBAP 200S-20J 1 5.09% 10/01/25 | 118,438 | 110,960 |
| SCORPIO TANKERS INC 3.0% 5/15/22 | 89,263 | 92,340 |
| SEACOR HOLDINGS INC 2.5% 12/15/27 | 285,107 | 303,800 |
| SHIP FINANCE INT'L 5.75% 10/15/21 | 161,741 | 172,462 |
| SLCLT 2005-2 A4 0.4104% 12/15/39 | 2,513,484 | 2,524,659 |
| SLMA 2006-8 A6 0.3748% 1/25/41 | 3,415,679 | 3,433,005 |
| SMALL BUS ADMIN GTD 4.64% 5/01/23 | 17,108 | 17,762 |
| SMALL BUSINESS AD 6.14% 1/01/22 | 4,614 | 4,385 |
| SOUTHERN CO 4.0% 1/15/51 | 675,938 | 715,176 |
| SPIRIT RLTY CAP INC 3.75% 5/15/21 | 166,601 | 166,260 |
| STARWOOD PROPERTY TR 4.375% 4/01/23 | 785,992 | 812,440 |
| SUNPOWER CORP 4.0% 1/15/23 | 212,650 | 337,405 |
| SUNPOWER CORP 0.875% 6/01/21 | 64,558 | 66,547 |
| SUPERNUS PHARMACEUTI 0.625% 4/01/23 | 726,368 | 766,259 |
| T ROWE PRICE INST FLOAT RATE | 38,252,060 | 37,254,499 |
| T ROWE PRICE INST HIGH YIELD | 40,798,273 | 38,214,514 |
| TABULA RASA HEALTHCAR 1.75% 2/15/26 | 311,782 | 340,172 |
| TEAM INC 5.0% 8/01/23 | 156,748 | 178,302 |
| TELECOM ITALIA CAPIT 7.721% 6/04/38 | 480,001 | 660,250 |
| TELECOM ITALIA SPA 5.303% 5/30/24 | 509,969 | 570,938 |
| TEVA PHARM FIN CONV 0.25% 2/01/26 | 447,159 | 479,590 |
| TILRAY INC 5.0% 10/01/23 | 282,508 | 275,520 |
| TIME WARNER CABLE INC 7.3% 7/01/38 | 380,674 | 518,679 |
| T-MOBILE USA INC 4.5% 4/15/50 | 74,681 | 92,504 |
| T-MOBILE USA INC 3.875% 4/15/30 | 322,654 | 376,415 |
| T-MOBILE USA INC 4.375% 4/15/40 | 122,531 | 152,546 |
| TRANSCANADA TRUST 5.3% 3/15/77 | 654,844 | 715,500 |
| TRANSCANADA TRUST 5.5% 9/15/79 | 275,000 | 302,500 |
| TRANSCANADA TRUST 5.625% 5/20/75 | 625,350 | 684,919 |
| TRANSCANADA TRUST 5.875% 8/15/76 | 171,844 | 250,875 |
| TURNING PT BRANDS INC 2.5% 7/15/24 | 238,036 | 327,183 |
| TWITTER INC 1.0% 9/15/21 | 662,430 | 708,542 |
| TWO HBRS INVT CORP 6.25% 1/15/22 | 819,807 | 819,945 |
| ULTRAPAR INTERNATIONL 5.25% 6/06/29 | 474,990 | 529,031 |
| ULTRAPAR INTERNATIONL 5.25% 10/06/26 | 318,815 | 361,566 |
| UNICREDIT SPA 5.459% 6/30/35 | 300,000 | 330,102 |
| UNICREDIT SPA 7.296% 4/02/34 | 625,000 | 755,944 |
| UNION PACIFIC RAILRO 5.082% 1/02/29 | 280,175 | 308,837 |
| VEECO INSTRUMENTS INC 2.7% 1/15/23 | 278,701 | 337,351 |
| VERINT SYSTEMS INC 1.5% 6/01/21 | 576,275 | 650,260 |
| VERIZON COMMUNICATIO 4.272% 1/15/36 | 321,582 | 434,098 |
| VIDEOCON INDUSTRIES 12/31/19 | 32,977 | 11,798 |
| VISHAY INTERTECH INC 2.25% 6/15/25 | 571,121 | 616,627 |
| VODAFONE GROUP PLC 7.0% 4/04/79 | 450,000 | 559,818 |
| VONAGE HOLDINGS CORP 1.75% 6/01/24 | 374,043 | 460,093 |
| WEIBO CORP 1.25% 11/15/22 | 314,321 | 326,887 |
| WELLS FARGO & COMPAN 5.013% 4/04/51 | 700,631 | 994,854 |
| WELLS FARGO & COMPANY 4.3% 7/22/27 | 624,740 | 732,363 |
| WELLS FARGO BANK NA 3.55% 8/14/23 | 625,709 | 675,006 |
| WESTERN DIGITAL 1.5% 2/01/24 | 760,700 | 828,954 |
| WILLIAMS COMPANIES I 3.5% 11/15/30 | 397,785 | 453,036 |
| WISDOMTREE INVTS INC 4.25% 6/15/23 | 306,703 | 353,690 |
| ZOETIS INC 4.5% 11/13/25 | 303,639 | 350,184 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 10X GENOMICS INC | 31,142 | 460,900 |
| 2U INC | 394,497 | 456,594 |
| 51JOB INC | 430,568 | 428,750 |
| A A R CORP | 125,148 | 126,806 |
| A S G N INC | 1,395,151 | 2,100,863 |
| ABB LTD | 1,207,249 | 1,909,654 |
| ABBOTT LABORATORIES | 2,984,892 | 4,900,772 |
| ABBVIE INC. | 740,131 | 1,092,930 |
| ACADIA HEALTHCARE CO INC | 491,398 | 578,895 |
| ACADIA PHARMACEUTICALS INC | 35,669 | 48,114 |
| ACCENTURE PLC | 230,354 | 1,071,483 |
| ADOBE INC | 669,860 | 4,946,187 |
| ADVERUM BIOTECHNOLOGIES INC | 15,600 | 108,400 |
| AEON FINANCIAL SERVICE CO LTD | 825,235 | 493,227 |
| AERCAP HOLDINGS NV | 884,123 | 1,016,434 |
| AGILENT TECHNOLOGIES INC | 418,036 | 1,638,954 |
| AGNICO EAGLE MINES LIMITED | 1,417,655 | 1,696,795 |
| AIA GROUP LTD | 1,587,903 | 4,268,589 |
| AIR LEASE CORP | 503,030 | 1,444,672 |
| AIR LIQUIDE SA | 1,142,180 | 2,079,716 |
| AIRBNB INC-CLASS A | 737,868 | 1,592,927 |
| AKZO NOBEL NV | 1,138,389 | 1,643,047 |
| ALARM.COM HOLDINGS INC | 561,362 | 1,621,268 |
| ALASKA AIR GROUP INC | 371,620 | 358,124 |
| ALCOA CORPORATION | 230,474 | 677,670 |
| ALCON INC | 279,805 | 327,499 |
| ALCON INC | 419,347 | 492,013 |
| ALEXION PHARMACEUTICALS INC | 1,150,725 | 1,734,264 |
| ALIBABA GROUP HOLDING LTD | 1,935,483 | 1,859,876 |
| ALIGN TECHNOLOGY INC | 1,955,509 | 4,537,421 |
| ALKERMES PLC | 317,408 | 356,367 |
| ALLETE INC | 1,320,413 | 1,569,126 |
| ALLIANZ SE | 1,462,534 | 2,253,809 |
| ALNYLAM PHARMACEUTICALS INC | 144,205 | 372,754 |
| ALPHABET INC-CL C | 482,245 | 4,092,392 |
| AMADEUS IT GROUP SA | 467,516 | 955,314 |
| AMAZON.COM INC | 1,749,245 | 13,102,629 |
| AMBEV SA | 336,704 | 334,844 |
| AMEDISYS INC | 377,022 | 988,229 |
| AMEREN CORPORATION | 271,504 | 269,229 |
| AMERICAN EQUITY INVT LIFE HLDG CO | 88,310 | 278,619 |
| AMERICAN EXPRESS CO | 2,458,364 | 2,412,638 |
| AMG CAPITAL TRUST II 5.15% | 362,912 | 362,338 |
| AMN HEALTHCARE SVCS INC | 609,451 | 780,985 |
| AMPHENOL CORP NEW | 277,946 | 376,748 |
| AMUNDI SA | 611,697 | 805,807 |
| ANHEUSER-BUSCH INBEV SA/NV | 252,313 | 169,852 |
| ANNALY CAPITAL MANAGEMENT INC | 1,551,536 | 1,956,344 |
| AP MOLLER - MAERSK A/S | 821,671 | 1,369,892 |
| APREA THERAPEUTICS INC | 114,426 | 70,189 |
| APTIV PLC | 724,497 | 1,063,557 |
| ARCELORMITTAL SA | 354,573 | 729,448 |
| ARGENX SE - ADR | 255,710 | 540,243 |
| ARISTA NETWORKS INC | 2,651,343 | 3,719,296 |
| ARRAY TECHNOLOGIES INC | 383,451 | 462,159 |
| ASCENDIS PHARMA A/S-ADR | 127,684 | 176,787 |
| ASSURANT INC | 410,693 | 583,975 |
| ASTRAZENECA PLC SPONSORED ADR | 594,855 | 699,860 |
| AT&T INC | 1,587,743 | 1,489,768 |
| ATLASSIAN CORP PLC-CLASS A | 837,461 | 2,945,827 |
| AUTODESK INC | 1,282,998 | 4,530,635 |
| AVANTOR INC | 551,585 | 946,290 |
| AVERY DENNISON CORP | 448,475 | 714,126 |
| AVISTA CORP | 137,061 | 227,072 |
| AVIVA PLC | 455,507 | 297,890 |
| AVROBIO INC | 18,240 | 55,760 |
| AXALTA COATING SYSTEMS LTD | 2,304,652 | 2,573,497 |
| AXIS CAPITAL HOLDINGS LTD | 473,573 | 430,028 |
| B W X TECHNOLOGIES INC | 517,223 | 589,056 |
| BALL CORP | 3,702,539 | 6,127,237 |
| BANCO SANTANDER SA | 3,219,644 | 2,226,827 |
| BANCO SANTANDER SA | 1,511,532 | 1,428,989 |
| BANDAI NAMCO HOLDINGS INC | 473,911 | 1,123,909 |
| BANK OF AMERICA CORP | 1,255,414 | 2,385,397 |
| BANK OF AMERICA CORP PFD CONV | 341,796 | 372,052 |
| BANKIA SA | 593,076 | 356,420 |
| BARCLAYS PLC | 456,608 | 341,545 |
| BASF SE | 844,494 | 1,036,256 |
| BAYER AG | 2,062,573 | 1,365,001 |
| BENTLEY SYSTEMS INC | 42,687 | 65,667 |
| BERKSHIRE HATHAWAY INC DEL CL B | 1,647,637 | 2,411,448 |
| BILL.COM HOLDINGS INC | 122,893 | 189,462 |
| BIO-TECHNE CORP | 176,556 | 946,299 |
| BLACK HILLS CORP | 106,110 | 234,432 |
| BLACK KNIGHT INC | 255,280 | 759,987 |
| BLACKLINE INC | 443,410 | 1,735,941 |
| BLACKROCK INC | 341,835 | 678,248 |
| BOSTON BEER INC | 147,594 | 155,109 |
| BOSTON PROPERTIES INC | 1,461,263 | 1,550,292 |
| BOUYGUES SA | 385,723 | 320,034 |
| BP PLC | 2,257,736 | 1,486,153 |
| BP PLC SPONS ADR | 1,887,381 | 1,469,088 |
| BRIGHT HORIZONS FAMILY SOLUTIONS | 86,794 | 103,794 |
| BRISTOL-MYERS SQUIBB CO | 899,293 | 1,066,916 |
| BROADRIDGE FINANCIAL SOLUTIONSINC | 283,606 | 352,054 |
| BRUKER CORPORATION | 348,981 | 1,210,076 |
| BURBERRY GROUP PLC | 646,911 | 667,018 |
| BURLINGTON STORES INC | 530,222 | 1,373,138 |
| C B R E GROUP INC | 1,219,664 | 3,125,338 |
| C M C MATERIALS INC | 90,457 | 389,598 |
| C N X RESOURCES CORP | 1,000,574 | 1,026,950 |
| CACTUS INC | 320,731 | 270,633 |
| CALAVO GROWERS INC | 246,195 | 328,126 |
| CAL-MAINE FOODS INC | 1,677,564 | 1,508,357 |
| CANADIAN NAT RES LTD | 1,243,594 | 1,820,585 |
| CANADIAN NATIONAL RAILWAY CO | 1,080,661 | 2,884,441 |
| CAPGEMINI SE | 596,728 | 650,373 |
| CARMAX INC | 1,276,787 | 1,882,588 |
| CASEYS GENERAL STORES INC | 622,320 | 947,758 |
| CASS INFORMATION SYS INC | 94,068 | 186,690 |
| CATALENT INC | 498,372 | 1,901,983 |
| CATCHER TECHNOLOGY CO LTD | 368,407 | 329,917 |
| CBOE GLOBAL MARKETS INC | 350,020 | 740,770 |
| CENTENE CORP DEL | 2,629,333 | 2,676,077 |
| CENTURYLINK INC | 2,205,118 | 1,586,559 |
| CERIDIAN HCM HOLDING INC | 437,309 | 975,344 |
| CHAMPIONX CORP | 399,811 | 266,404 |
| CHART INDUSTRIES INC | 586,499 | 1,507,712 |
| CHARTER COMMUNICATIONS INC-A | 2,814,902 | 3,461,230 |
| CHEESECAKE FACTORY INC/THE | 374,980 | 280,544 |
| CHEMED CORP NEW | 92,726 | 867,622 |
| CHEVRON CORPORATION | 1,570,936 | 1,342,755 |
| CHINA MOBILE LTD | 2,243,732 | 1,339,593 |
| CHINA RESOURCES GAS GROUP LTD | 530,698 | 680,952 |
| CHINA RESOURCES POWER HOLDINGS | 667,575 | 450,138 |
| CHIPOTLE MEXICAN GRILL INC -CL A | 395,868 | 755,757 |
| CIE DE SAINT-GOBAIN | 1,627,248 | 2,256,807 |
| CIE GENERALE DES ETABLISSEMENT | 752,938 | 894,387 |
| CITIGROUP INC | 5,015,886 | 6,739,438 |
| CITIZENS FINANCIAL GROUP INC | 1,299,843 | 2,138,448 |
| CITRIX SYS INC | 472,334 | 481,370 |
| CK HUTCHISON HOLDINGS LTD | 3,547,741 | 2,309,446 |
| CLARIVATE PLC. | 685,472 | 1,048,228 |
| COCA-COLA BOTTLERS JAPAN HOLDI | 1,560,243 | 978,693 |
| COGNEX CORP | 135,690 | 240,534 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP | 735,239 | 983,400 |
| COLFAX CORP | 534,677 | 723,463 |
| COLUMBIA BKG SYS INC | 307,658 | 408,363 |
| COMERICA INC | 1,505,019 | 1,949,514 |
| COMMVAULT SYSTEMS INC | 562,882 | 496,946 |
| CONOCOPHILLIPS | 542,416 | 543,864 |
| CONTINENTAL AG | 2,250,391 | 2,726,921 |
| COOPER COS INC | 273,470 | 1,350,824 |
| CORE LABORATORIES N V USD | 1,450,513 | 1,027,156 |
| CORNING INC | 542,300 | 670,032 |
| CORTEVA INC | 3,310,729 | 4,823,815 |
| COSTAR GROUP INC | 1,334,079 | 4,660,220 |
| COUPA SOFTWARE INC | 740,982 | 1,558,308 |
| COVESTRO AG | 566,247 | 1,040,799 |
| CRACKER BARREL OLD COUNTRY STORE INC | 429,697 | 815,398 |
| CREDICORP LTD | 482,437 | 586,700 |
| CREDIT SUISSE GROUP AG | 301,633 | 341,439 |
| CRINETICS PHARMACEUTICALS IN | 127,178 | 523,001 |
| CROWDSTRIKE HOLDINGS INC - A | 135,101 | 447,364 |
| CROWN HLDGS INC | 2,583,615 | 4,780,141 |
| CVB FINANCIAL CORP | 187,723 | 231,680 |
| CVS HEALTH CORPORATION | 2,520,618 | 2,595,400 |
| D R HORTON INC | 225,261 | 516,900 |
| DANAHER CORP | 2,107,988 | 3,577,787 |
| DANONE SA | 2,086,051 | 2,022,346 |
| DANSKE BANK A/S | 515,402 | 279,722 |
| DASSAULT AVIATION SA | 344,958 | 422,547 |
| DASSAULT SYSTEMES SE | 427,324 | 614,554 |
| DBS GROUP HOLDINGS LTD | 1,543,014 | 1,866,107 |
| DELTA ELECTRONICS INC | 1,013,697 | 1,675,457 |
| DENNYS CORP | 282,907 | 411,730 |
| DENTSPLY SIRONA INC | 187,111 | 216,352 |
| DESCARTES SYS GROUP INC | 392,355 | 590,180 |
| DEXCOM INC. | 979,787 | 1,365,006 |
| DIAGEO PLC | 2,026,331 | 2,913,109 |
| DIODES INC | 197,415 | 659,739 |
| DOCUSIGN INC | 351,874 | 3,183,114 |
| DOLLAR GENERAL CORP | 104,160 | 1,043,088 |
| DOLLAR TREE INC | 629,155 | 812,353 |
| DOMINOS PIZZA INC | 323,282 | 307,535 |
| DOORDASH INC - A | 1,273,332 | 1,359,266 |
| DORMAN PRODUCTS INC | 170,117 | 314,983 |
| DRAFTKINGS INC-CL A | 189,366 | 220,136 |
| DUN & BRADSTREET HOLDINGS IN | 229,120 | 238,716 |
| DUPONT DE NEMOURS INC | 1,930,947 | 2,439,073 |
| DYCOM INDS INC | 449,539 | 475,172 |
| E P R PROPERTIES | 4,321 | 4,255 |
| EAGLE MATERIALS INC | 246,506 | 325,739 |
| EAGLE PHARMACEUTICALS INC | 334,104 | 237,786 |
| EARLENS CORPD | 2,999,628 | 2,999,628 |
| EASTMAN CHEM CO | 654,520 | 1,032,884 |
| EBAY INC | 647,455 | 1,369,715 |
| EDWARDS LIFESCIENCES CORP | 584,942 | 2,150,656 |
| ELANCO ANIMAL HEAL TH INC | 557,972 | 610,394 |
| ELEMENT FLEET MANAGEMENT CORP | 777,448 | 944,162 |
| ENEL SPA | 1,081,478 | 2,509,703 |
| ENI SPA | 2,569,908 | 1,345,936 |
| ENPRO INDS INC | 258,146 | 436,506 |
| ENSIGN GROUP INC/THE | 634,022 | 986,608 |
| ENSTAR GROUP LTD | 893,215 | 1,810,203 |
| ENTEGRIS INC | 274,833 | 691,440 |
| EQUIFAX INC | 460,541 | 848,303 |
| EQUINIX INC | 900,473 | 3,650,888 |
| ESSENT GROUP LTD | 566,867 | 785,376 |
| ESSILORLUXOTTICA SA | 1,950,537 | 2,586,445 |
| ETSY INC | 410,148 | 614,501 |
| EURONET WORLDWIDE INC | 1,389,369 | 2,698,410 |
| EVERSOURCE ENERGY | 171,907 | 202,866 |
| EVONIK INDUSTRIES AG | 1,721,156 | 1,894,154 |
| EXACT SCIENCES CORP | 236,313 | 546,786 |
| EXELIXIS INC | 47,110 | 46,161 |
| EXLSERVICE HOLDINGS INC | 242,734 | 434,163 |
| EXPERIAN PLC | 764,195 | 1,779,271 |
| EXPONENT INC | 207,963 | 703,314 |
| F N B CORP PA | 249,042 | 276,317 |
| FACEBOOK INC-A | 4,811,188 | 16,695,812 |
| FARFETCH LTD -CLASS A | 240,784 | 306,288 |
| FEDEX CORP | 263,125 | 519,240 |
| FERRO CORP | 257,846 | 311,502 |
| FIRST FINANCIAL BANCORP | 346,820 | 225,331 |
| FIRST INDUSTRIAL REALTY TR | 94,093 | 229,777 |
| FIRST MIDWEST BANCORP INC DEL | 282,821 | 300,665 |
| FIRSTENERGY CORP | 1,903,378 | 1,652,940 |
| FIVE BELOW | 438,193 | 1,514,277 |
| FIVE9 INC | 534,807 | 1,575,006 |
| FIVERR INTERNATIONAL LTD | 1,592,256 | 1,804,870 |
| FLEETCOR TECHNOLOGIES INC | 3,538,143 | 5,871,847 |
| FLOOR & DECOR HOLDINGS INC-A | 1,469,141 | 3,756,711 |
| FLUTTER ENTERTAINMENT PLC | 778,505 | 1,688,102 |
| FORTIVE CORP. | 503,838 | 771,726 |
| FRANCO-NEVADA CORP | 717,940 | 888,448 |
| FREEPORT-MCMORAN INC | 212,169 | 690,571 |
| FRESH DEL MONTE PRODUCE INC | 335,533 | 260,847 |
| FRESHPET INC | 41,821 | 983,849 |
| FUJIFILM HOLDINGS CORP | 1,636,780 | 2,154,237 |
| FUJITSU LTD | 504,496 | 1,198,232 |
| FUKUOKA FINANCIAL GROUP INC | 163,817 | 161,560 |
| GALAXY ENTERTAINMENT GROUP LTD | 310,971 | 365,206 |
| GEA GROUP AG | 1,088,260 | 1,026,688 |
| GENERAL MOTORS CO | 3,213,443 | 3,991,610 |
| GENTEX CORP | 1,415,321 | 3,339,526 |
| G-III APPAREL GROUP LTD | 335,614 | 288,085 |
| GLATFELTER CORP | 429,582 | 387,944 |
| GLAXO SMITHKLINE PLC SPONS ADR | 1,333,305 | 1,328,480 |
| GLAXOSMITHKLINE PLC | 2,369,937 | 2,078,924 |
| GLOBAL PMTS INC | 16,343 | 320,545 |
| GLOBANT SA | 361,955 | 1,889,290 |
| GOHEALTH INC | 155,972 | 102,641 |
| GOOSEHEAD INSURANCE INC - A | 156,023 | 434,789 |
| GRAND CANYON EDUCATION INC | 339,216 | 818,809 |
| GROCERY OUTLET HOLDING CORP | 1,526,092 | 1,762,521 |
| GRUPO FINANCIERO BANORTE SAB D | 859,902 | 865,239 |
| HARSCO CORP | 404,579 | 304,078 |
| HCA HEALTHCARE INC | 1,301,425 | 2,643,366 |
| HDFC BANK LTD | 826,748 | 2,789,742 |
| HEALTH CATALYST INC | 478,468 | 653,211 |
| HEALTHCARE REALTY TRUST INC | 192,921 | 342,857 |
| HEALTHCARE SERVICES GROUP INC | 683,564 | 727,200 |
| HESKA CORP | 305,125 | 598,476 |
| HILTON WORLDWIDE HOLDINGS IN | 1,851,007 | 2,814,433 |
| HITACHI LTD | 2,058,917 | 2,366,279 |
| HITACHI METALS LTD | 751,702 | 1,023,827 |
| HOLOGIC INC | 1,104,595 | 2,240,178 |
| HON HAI PRECISION INDUSTRY CO | 676,850 | 686,939 |
| HONDA MOTOR CO LTD | 3,351,112 | 2,959,858 |
| HSBC HOLDINGS PLC | 1,006,182 | 684,400 |
| HUB GROUP INC | 218,288 | 321,936 |
| HUGEL INC | 229,631 | 212,124 |
| HUNT J B TRANSPORT SERVICES INC | 684,360 | 1,003,284 |
| HUNTSMAN CORP | 1,385,009 | 1,664,268 |
| I T T INC | 304,253 | 694,720 |
| IAC/INTERACTIVECORP | 114,109 | 559,719 |
| ICU MED INC | 429,014 | 414,180 |
| IDEX CORP | 214,380 | 1,146,994 |
| IDEXX LABS INC | 33,722 | 401,895 |
| IHS MARKIT LTD | 3,047,649 | 4,679,604 |
| IIDA GROUP HOLDINGS CO LTD | 348,062 | 385,533 |
| ILLUMINA INC | 3,535,571 | 5,910,750 |
| INCYTE CORPORATION | 493,970 | 705,408 |
| INDEPENDENT BANK GROUP INC | 394,943 | 395,814 |
| INFOSYS LTD | 692,928 | 1,192,026 |
| ING GROEP NV | 643,736 | 837,562 |
| INGERSOLL RAND INC | 1,417,871 | 2,407,482 |
| INGREDION INC | 2,213,804 | 2,116,223 |
| INOGEN INC | 247,343 | 171,973 |
| INOVALON HOLDINGS INC- A | 404,734 | 401,139 |
| INPHI CORP | 258,678 | 379,832 |
| INTUIT | 4,099,878 | 6,776,524 |
| INTUITIVE SURGICAL INC | 1,605,464 | 3,379,571 |
| INVESTMENTS - MB - ANNUAL REPORT STOCKS | 330,892 | 330,892 |
| IONIS PHARMACEUTICALS INC | 444,620 | 486,696 |
| ISHARES RUSSELL 1000 VALUE ETF | 103,167,582 | 115,546,421 |
| ISS A/S | 1,710,222 | 906,161 |
| ISUZU MOTORS LTD | 671,817 | 540,094 |
| J SAINSBURY PLC | 973,049 | 1,058,771 |
| JACK IN THE BOX INC | 441,040 | 536,106 |
| JACOBS ENGR GROUP INC | 1,584,150 | 2,826,204 |
| JAPAN AIRPORT TERMINAL CO LTD | 227,344 | 369,267 |
| JARDINE MATHESON HOLDINGS LTD | 552,270 | 1,136,800 |
| JAZZ PHARMACEUTICALS PLC | 943,451 | 1,221,370 |
| JEFFERIES FINANCIAL GROUP IN | 1,391,674 | 1,857,398 |
| JELD-WEN HOLDING INC | 105,897 | 150,537 |
| JOHN WOOD GROUP PLC | 1,362,239 | 930,970 |
| JOHNSON & JOHNSON | 2,187,303 | 2,470,866 |
| JP MORGAN CHASE & CO | 1,838,098 | 3,030,620 |
| KADANT INC | 257,281 | 444,792 |
| KAO CORP | 824,574 | 980,377 |
| KBC GROUP NV | 270,839 | 212,568 |
| KEMPER CORP | 502,245 | 527,668 |
| KERING SA | 346,106 | 1,352,737 |
| KEYSIGHT TECHNOLOGIES IN | 243,464 | 1,229,097 |
| KINGFISHER PLC | 2,054,194 | 1,696,164 |
| KINGSOFT CORP LTD | 232,849 | 290,178 |
| KIRKLAND LAKE GOLD LTD | 377,338 | 445,097 |
| KITE REALTY GROUP TRUST | 207,386 | 135,029 |
| KKR & CO INC | 908,613 | 1,565,951 |
| KLA CORPORATION | 597,282 | 742,813 |
| KNOLL INC | 200,370 | 184,028 |
| KOITO MANUFACTURING CO LTD | 460,956 | 1,019,904 |
| KOMATSU LTD | 669,358 | 985,149 |
| KOMERCNI BANKA AS | 285,343 | 215,982 |
| KONINKLIJKE AHOLD DELHAIZE NV | 61,248 | 129,816 |
| KONINKLIJKE KPN NV | 200,735 | 194,001 |
| KORN FERRY | 231,002 | 325,163 |
| KORNIT DIGITAL LTD | 434,334 | 940,945 |
| KOSE CORP | 568,155 | 750,061 |
| KROGER CO | 2,276,472 | 2,264,488 |
| KYOCERA CORP | 2,272,030 | 2,254,800 |
| LABORATORY CORP AMER HLDGS | 1,166,056 | 2,715,357 |
| LEGRAND SA | 284,784 | 636,488 |
| LEIDOS HOLDINGS INC | 233,388 | 241,776 |
| LENOVO GROUP LTD | 290,779 | 547,168 |
| LIBERTY BROADBAND-C | 1,788,895 | 2,476,748 |
| LINCOLN NATL CORP IND | 307,715 | 792,483 |
| LINDE PLC | 1,919,125 | 3,093,871 |
| LINDE PLC | 1,308,828 | 2,932,192 |
| LLOYDS BANKING GROUP PLC | 3,117,528 | 1,929,593 |
| LOREAL SA | 1,166,950 | 2,862,363 |
| LULULEMON ATHLETICA INC | 71,005 | 139,560 |
| LVMH MOET HENNESSY LOUIS VUITT | 1,438,679 | 4,733,346 |
| M & T BK CORP | 2,012,287 | 2,374,654 |
| MAGNA INTL INC CL A | 1,360,830 | 1,932,840 |
| MARKEL CORP | 1,382,186 | 2,436,521 |
| MARKETAXESS HLDGS INC | 171,111 | 461,583 |
| MARRIOTT INTL INC NEW CL A | 148,244 | 448,660 |
| MARTIN MARIETTA MATLS INC | 105,489 | 271,759 |
| MARVELL TECH GROUP LTD | 1,400,898 | 3,004,195 |
| MATCH GROUP INC | 2,850,027 | 10,563,796 |
| MAVEN CLINIC CO | 1,999,999 | 1,999,999 |
| MAXIM INTEGRATED PRODS INC | 621,742 | 921,871 |
| MAXIMUS INC | 98,522 | 485,982 |
| MCGRATH RENTCORP | 165,491 | 316,980 |
| MCKESSON CORPORATION | 1,718,934 | 2,096,606 |
| MEDTRONIC PLC ADR | 993,226 | 1,229,970 |
| MELLANOX TECHNOLOGIES LTD | 396,585 | 799,375 |
| METAVENTION INC | 1,500,000 | 1,500,000 |
| MGM RESORTS INTERNATIONAL | 528,449 | 732,324 |
| MICROCHIP TECHNOLOGY INC | 306,367 | 1,768,084 |
| MICRON TECHNOLOGY INC | 1,496,312 | 2,435,832 |
| MICROSOFT CORPORATION | 2,829,490 | 6,236,879 |
| MINERALS TECHNOLOGIES INC | 209,752 | 374,273 |
| MIRATI THERAPEUTICS INC | 161,619 | 423,027 |
| MITSUBISHI ELECTRIC CORP | 1,188,839 | 1,652,837 |
| MITSUI & CO LTD | 310,672 | 375,173 |
| MOHAWK INDS INC | 1,053,250 | 1,908,322 |
| MOLINA HEALTHCARE INC | 214,943 | 258,194 |
| MOLSON COORS BEVERAGE CO - B | 1,487,276 | 1,428,004 |
| MOOG INC CL A | 398,449 | 357,643 |
| MORGAN STANLEY | 1,028,263 | 1,398,012 |
| MS&AD INSURANCE GROUP HOLDINGS | 270,265 | 255,551 |
| MSCI INC-A | 2,342,880 | 2,621,578 |
| MUELLER WATER PRODUCTS INC-A | 382,621 | 424,263 |
| MULTIPLAN CORP | 374,915 | 294,831 |
| N C R CORP NEW | 1,567,212 | 2,774,657 |
| NATIONAL INSTRS CORP | 884,584 | 1,266,439 |
| NATIONAL VISION HOLDINGS INC | 388,905 | 633,471 |
| NATURGY ENERGY GROUP SA | 964,221 | 1,157,397 |
| NATWEST GROUP PLC | 631,070 | 374,050 |
| NAVER CORP | 828,859 | 2,165,949 |
| NCINO INC | 75,059 | 73,424 |
| NEOGEN CORP | 251,843 | 596,415 |
| NESTLE SA | 3,257,756 | 5,784,162 |
| NETFLIX COM INC | 1,638,054 | 8,793,892 |
| NEUROCRINE BIOSCIENCES INC | 348,350 | 342,951 |
| NEWMONT CORPORATION | 1,967,990 | 2,479,446 |
| NEWS CORP - CLASS B | 1,487,713 | 1,818,937 |
| NICE LTD | 106,915 | 839,278 |
| NIKE INC CLASS B | 1,628,428 | 4,289,795 |
| NIPPON TELEGRAPH & TELEPHONE C | 1,199,324 | 1,422,105 |
| NISOURCE INC | 1,061,349 | 1,069,004 |
| NORTHWESTERN CORP | 177,404 | 398,782 |
| NOVARTIS AG | 4,368,237 | 5,667,135 |
| NOVO NORDISK A/S | 774,768 | 1,539,615 |
| NUVAIRA INC | 1,400,000 | 1,400,000 |
| OBIC CO LTD | 1,892 | 20,078 |
| OCADO GROUP PLC | 119,750 | 113,638 |
| OIL SEARCH LTD | 1,116,224 | 712,934 |
| OLLIE'S BARGAIN OUTLET HOLDI | 437,066 | 619,326 |
| OMNICOM GROUP INC | 2,267,001 | 2,700,621 |
| O'REILLY AUTOMOTIVE INC | 198,827 | 726,375 |
| ORTHOPEDIATRICS CORP | 217,501 | 297,248 |
| OTSUKA HOLDINGS CO LTD | 1,330,352 | 1,561,887 |
| OXFORD INDUSTRIES INC | 134,754 | 159,451 |
| P D C ENERGY INC | 354,811 | 129,195 |
| P P D INC | 196,849 | 226,605 |
| P R A GROUP INC | 645,531 | 955,766 |
| P T C INC | 118,418 | 156,689 |
| PACIFIC PREMIER BANCORP | 219,034 | 372,733 |
| PACKAGING CORP AMER | 227,481 | 312,090 |
| PANASONIC CORP | 862,677 | 1,007,794 |
| PARSONS CORP | 427,411 | 448,790 |
| PATTERSON COS INC | 262,985 | 491,532 |
| PAYLOCITY HOLDING CORP | 197,198 | 1,179,041 |
| PAYPAL HOLDINGS INC | 1,963,188 | 5,182,143 |
| PEBBLEBROOK HOTEL TRUST | 357,853 | 224,848 |
| PEGASYSTEMS INC | 193,430 | 1,436,543 |
| PELOTON INTERACTIVE INC-A | 177,238 | 1,182,506 |
| PENNANT GROUP INC/ THE | 243,771 | 511,683 |
| PERNOD RICARD SA | 1,220,955 | 2,270,192 |
| PERRIGO CO PLC | 640,188 | 521,435 |
| PERSHING SQUARE TONTINE HLDG | 192,024 | 235,066 |
| PETIQ INC | 477,094 | 618,007 |
| PFIZER INC | 1,243,688 | 1,170,558 |
| PHATHOM PHARMACEUTICALS INC | 4 | 444,550 |
| PHIBRO ANIMAL HEALTH CORP-A | 253,526 | 156,739 |
| PHREESIA INC | 264,064 | 447,754 |
| PIEDMONT OFFICE REALTY TRU-A | 365,469 | 286,573 |
| PLEXUS CORP | 160,758 | 434,144 |
| PLURALSIGHT INC-A | 709,600 | 685,120 |
| PNM RES INC | 282,405 | 353,104 |
| POPULAR INC | 412,791 | 782,848 |
| PORTLAND GENERAL ELECTRIC CO | 1,414,552 | 1,487,883 |
| POSCO | 838,568 | 935,712 |
| POWER INTEGRATIONS INC | 143,718 | 744,926 |
| PPL CORP | 1,349,965 | 1,452,300 |
| PRA HEALTH SCIENCES INC | 672,162 | 872,435 |
| PRESTIGE CONSUMER HEALTHCARE INC | 1,003,057 | 1,240,012 |
| PROGRESS SOFTWARE CORP | 159,496 | 353,295 |
| PROS HOLDINGS INC | 229,398 | 556,896 |
| PROSUS NV | 898,074 | 864,795 |
| PROTO LABS INC | 285,813 | 999,861 |
| PRYSMIAN SPA | 782,777 | 1,369,115 |
| PS BUSINESS PARKS INC | 164,746 | 403,925 |
| PUBLICIS GROUPE SA | 1,012,099 | 735,611 |
| PULTE GROUP INC | 1,365,660 | 1,985,676 |
| QBE INSURANCE GROUP LTD | 1,200,982 | 701,482 |
| QIAGEN NV | 775,945 | 1,287,222 |
| QUIDEL CORP | 327,691 | 313,669 |
| RAPID MICRO INC | 3,541,782 | 1,201,681 |
| RAYMOND JAMES FINL INC | 203,491 | 277,443 |
| RECKITT BENCKISER GROUP PLC | 1,921,616 | 2,543,272 |
| REGENERON PHARMACEUTICALS INC | 2,658,329 | 3,389,017 |
| RELIEVANT MEDSYSTEMS INC | 2,500,000 | 2,500,000 |
| RENASANT CORP | 293,170 | 310,395 |
| RESONA HOLDINGS INC | 248,358 | 208,396 |
| REXEL SA | 1,231,694 | 1,238,690 |
| REYNOLDS CONSUMER PRODUCTS I | 269,214 | 287,333 |
| RITCHIE BROS AUCTIONEERS INC | 1,166,706 | 2,398,197 |
| RITCHIE BROS AUCTIONEERS INC | 384,592 | 1,274,852 |
| ROCHE HOLDING AG | 4,025,688 | 6,072,683 |
| ROGERS CORP | 399,714 | 424,097 |
| ROLLS-ROYCE HOLDINGS PLC | 2,072,540 | 1,116,219 |
| ROPER TECHNOLOGIES INC | 66,781 | 753,545 |
| ROSS STORES INC | 341,474 | 482,520 |
| ROYAL DUTCH SHELL PLC | 2,242,325 | 1,673,694 |
| ROYAL DUTCH SHELL PLC | 1,542,884 | 1,391,794 |
| ROYAL DUTCH SHELL PLC | 115,075 | 81,481 |
| RPM INTERNATIONAL INC | 205,004 | 420,493 |
| RUSH ENTERPRISES INC -CL A | 172,224 | 550,513 |
| RUSSELL GLOBAL EQUITY PLUS FUND | 212,451,361 | 289,702,850 |
| RYMAN HOSPITALITY PPTYS INC | 1,107,001 | 1,843,072 |
| S T A G INDUSTRIAL INC | 308,870 | 374,900 |
| SAIA INC | 116,760 | 723,742 |
| SALESFORCE.COM INC | 1,589,052 | 4,737,664 |
| SANDERSON FARMS INC | 299,996 | 357,865 |
| SANDY SPRING BANCORP INC | 390,180 | 336,546 |
| SANOFI | 1,727,235 | 2,495,443 |
| SAP SE | 2,563,338 | 3,944,723 |
| SAREPTA THERAPEUTICS INC | 537,002 | 825,513 |
| SCHNEIDER ELECTRIC SE | 1,834,989 | 3,798,858 |
| SCHWAB CHARLES CORP NEW | 312,623 | 535,704 |
| SCOR SE | 360,969 | 303,705 |
| SEA LTD-ADR | 2,302,500 | 10,763,430 |
| SEAGEN INC | 232,842 | 701,085 |
| SEALED AIR CORP NEW | 467,573 | 579,289 |
| SEKISUI CHEMICAL CO LTD | 1,366,914 | 1,491,357 |
| SELECTIVE INS GROUP INC | 311,269 | 565,043 |
| SELECTQUOTE INC | 102,362 | 83,747 |
| SEMPRA ENERGY | 561,688 | 658,200 |
| SENSATA TECHNOLOGIES HOLDING | 1,815,313 | 2,476,407 |
| SERVICENOW INC | 1,080,770 | 7,470,986 |
| SETPOINT MEDICAL CORP | 2,182,170 | 2,182,170 |
| SHINHAN FINANCIAL GROUP CO LTD | 350,220 | 314,806 |
| SIEMENS AG | 449,189 | 486,303 |
| SIKA AG | 311,278 | 1,030,170 |
| SINGAPORE TELECOMMUNICATIONS L | 918,629 | 716,080 |
| SKYWORKS SOLUTIONS INC | 408,081 | 703,707 |
| SLM CORP | 2,404,931 | 2,820,224 |
| SNOWFLAKE INC-CLASS A | 520,680 | 1,220,995 |
| SOCIETE GENERALE SA | 1,560,602 | 992,815 |
| SONY CORP | 1,195,736 | 1,763,228 |
| SOUTH STATE CORP | 1,964,198 | 2,011,820 |
| SOUTHWEST GAS HOLDINGS INC | 358,203 | 265,842 |
| SPECTRUM BRANDS HLDGS INC NEW | 922,661 | 1,315,649 |
| SPLUNK INC | 347,724 | 678,031 |
| SPOTIFY TECHNOLOGY SA | 328,421 | 711,761 |
| SPROUTS FARMERS MARKETS INC | 78,044 | 88,058 |
| SPS COMMERCE INC | 119,197 | 1,478,127 |
| SQUARE INC - A | 2,729,484 | 8,534,753 |
| SS&C TECHNOLOGIES HOLDINGS INC | 132,883 | 294,710 |
| SSE PLC | 2,134,197 | 2,614,148 |
| STANDARD CHARTERED PLC | 789,305 | 499,733 |
| SUMITOMO MITSUI FINANCIAL GROU | 543,676 | 385,975 |
| SUZUKI MOTOR CORP | 161,115 | 166,741 |
| SYMRISE AG | 342,163 | 1,330,970 |
| SYNCHRONY FINANCIAL | 960,367 | 1,385,137 |
| T ROWE PRICE INSTL EMERGING MKT EQTY | 19,719,799 | 37,596,049 |
| T&D HOLDINGS INC | 136,615 | 175,634 |
| TAIWAN SEMICONDUCTOR MANUFACTU | 911,262 | 7,663,331 |
| TAIWAN SEMICONDUCTOR MANUFACTU | 171,835 | 641,327 |
| TAKEDA PHARMACEUTICAL CO LTD | 2,361,960 | 2,091,263 |
| TAULIA INC | 1,981,003 | 1,981,003 |
| TECHNIPFMC PLC | 1,169,225 | 842,306 |
| TELEFLEX INC | 412,082 | 2,005,992 |
| TELEFONAKTIEBOLAGET LM ERICSSO | 169,071 | 311,447 |
| TELIA CO AB | 2,382,193 | 1,751,846 |
| TENCENT HOLDINGS LTD | 2,266,344 | 3,273,213 |
| TERMINIX GLOBAL HOLDINGS INC | 951,371 | 1,549,531 |
| TERUMO CORP | 415,270 | 1,328,119 |
| TESCO PLC | 2,327,942 | 2,471,237 |
| TEXTRON INC | 1,520,063 | 2,649,499 |
| THERMO FISHER SCIENTIFIC INC. | 3,238,067 | 3,570,669 |
| THOR INDUSTRIES INC | 909,212 | 911,302 |
| TOKIO MARINE HOLDINGS INC | 777,731 | 1,506,363 |
| TOWNE BANK | 370,804 | 311,368 |
| TOYOTA INDUSTRIES CORP | 1,063,900 | 1,634,113 |
| TRADEWEB MARKETS INC-CLASS A | 431,030 | 640,300 |
| TRANSUNION | 389,991 | 983,965 |
| TRAVIS PERKINS PLC | 1,411,602 | 1,692,727 |
| TREEHOUSE FOODS INC | 1,577,824 | 1,549,313 |
| TRI POINTE GROUP INC | 247,424 | 305,601 |
| TRIMAS CORP | 313,196 | 392,961 |
| TRINITY INDUSTRIES INC | 1,356,773 | 1,645,733 |
| TRUEBLUE INC | 290,829 | 259,268 |
| TWILIO INC - A | 2,057,536 | 4,901,819 |
| TWO HARBORS INVESTMENT CORP | 2,448,910 | 1,882,048 |
| TYSON FOODS INC CLASS A | 2,282,033 | 2,306,952 |
| U G I CORP NEW | 729,997 | 786,600 |
| U S PHYSICAL THERAPY INC | 365,483 | 633,958 |
| UBER TECHNOLOGIES INC | 5,001,590 | 6,238,728 |
| UBS GROUP AG | 832,751 | 755,112 |
| ULTA BEAUTY, INC | 926,960 | 1,478,874 |
| ULTRAGENYX PHARMACEUTICAL IN | 142,351 | 227,025 |
| UMB FINANCIAL CORP | 189,104 | 340,949 |
| UMPQUA HLDGS CORP | 238,593 | 300,711 |
| UNICREDIT SPA | 277,182 | 118,862 |
| UNIFIRST CORP MASS | 376,726 | 452,382 |
| UNION PAC CORP | 3,530,181 | 4,330,351 |
| UNITED BANKSHARES INC W VA | 161,151 | 196,344 |
| UNITED COMMUNITY BANKS INC/GA | 289,532 | 454,045 |
| UNITED OVERSEAS BANK LTD | 1,630,126 | 2,220,354 |
| UNITEDHEALTH GROUP INC | 2,570,463 | 5,552,316 |
| V F CORP | 378,342 | 392,288 |
| VAIL RESORTS INC | 382,356 | 641,887 |
| VEEVA SYSTEMS INC-CLASS A | 484,863 | 953,420 |
| VERISK ANALYTICS INC-COMMON | 157,217 | 1,005,151 |
| VERIZON COMMUNICATIONS INC | 2,073,999 | 2,090,325 |
| VIATRIS INC | 1,756,267 | 2,068,071 |
| VISA INC-CLASS A SHRS | 1,408,561 | 14,632,600 |
| VODAFONE GROUP PLC | 928,701 | 622,226 |
| VOLKSWAGEN AG | 961,792 | 973,613 |
| WAL-MART DE MEXICO SAB DE CV | 354,316 | 343,109 |
| WALT DISNEY CO/THE | 2,415,725 | 2,523,475 |
| WARNER MUSIC GROUP CORP | 2,109,989 | 2,996,651 |
| WASTE CONNECTIONS INC | 173,302 | 362,380 |
| WEBSTER FINL CORP WATERBURY CONN | 412,355 | 399,919 |
| WELLS FARGO & COMPANY | 1,942,621 | 2,381,202 |
| WELLS FARGO ADVISORS | 5,499,993 | 4,500,739 |
| WEST PHARMACEUTICAL SERVICE INC | 96,761 | 453,863 |
| WEX INC | 304,617 | 327,073 |
| WH GROUP LTD | 1,927,835 | 1,950,289 |
| WILLSCOT MOBILE MINI HOLDINGS | 275,476 | 951,986 |
| WILMAR INTERNATIONAL LTD | 433,262 | 676,223 |
| WISETECH GLOBAL LTD | 105,058 | 168,708 |
| WOLVERINE WORLD WIDE INC | 223,747 | 274,406 |
| WORKDAY INC-CLASS A | 3,066,479 | 4,618,243 |
| WORKIVA INC | 299,171 | 1,268,021 |
| WPP PLC | 2,378,242 | 1,831,790 |
| XILINX INC | 77,850 | 550,209 |
| YUM! BRANDS INC | 3,640,650 | 4,861,860 |
| ZILLOW GROUP INC - C | 979,895 | 3,185,681 |
| ZIMMER BIOMET HOLDINGS, INC | 1,668,131 | 3,352,382 |
| ZOETIS INC | 2,444,986 | 3,660,198 |
| ZURICH INSURANCE GROUP AG | 302,597 | 652,817 |
| ZYNGA INC | 480,622 | 537,530 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ABERDEEN ASIA PARTNERS III, L.P. | AT COST | 2,937,987 | 6,731,570 |
| ABERDEEN INTERNATIONAL PARTNERS, L.P. | AT COST | 0 | 1,186,994 |
| ABERDEEN NEXT GENERATION PARTNERS V, L.P. | AT COST | 0 | 1,668,480 |
| ABERDEEN VENTURE PARTNERS IX, L.P. | AT COST | 4,365,592 | 7,654,258 |
| ABERDEEN VENTURE PARTNERS VI, L.P. | AT COST | 0 | 1,586,413 |
| ABERDEEN VENTURE PARTNERS VIII SPV-C, L.P. | AT COST | 651,374 | 4,068,665 |
| ABERDEEN VENTURE PARTNERS VIII, L.P. | AT COST | 0 | 8,287,801 |
| ABERDEEN VENTURE PARTNERS X, L.P. | AT COST | 4,434,868 | 6,003,799 |
| ABERDEEN VENTURE PARTNERS XI, L.P. | AT COST | 1,580,000 | 1,690,986 |
| ABERDEEN VENTURE PARTNERS XII, L.P. | AT COST | 350,000 | 311,996 |
| ACE REDPOINT VENTURES CHINA I, L.P. | AT COST | 6,510,000 | 9,019,709 |
| ACE REDPOINT VENTURES CHINA II, L.P. | AT COST | 1,540,000 | 1,518,947 |
| ALTIRA TECHNOLOGY FUND VI, L.P. | AT COST | 4,869,321 | 10,587,095 |
| ALTOS HYBRID 3 M, LLC | AT COST | 2,725,241 | 2,695,353 |
| ALTOS HYBRID 3, L.P. | AT COST | 3,500,000 | 4,462,442 |
| ALTOS HYBRID 4, L.P. | AT COST | 1,050,000 | 1,036,271 |
| ALTOS KOREA OPPORTUNITY FUND 4, L.P. | AT COST | 1,250,000 | 1,210,079 |
| ALTOS VENTURES IV LIQUIDITY FUND, L.P. | AT COST | 2,353,807 | 10,251,850 |
| ALTOS VENTURES IV RESERVE FUND, L.P. | AT COST | 125,000 | 270,094 |
| AMPLIFY PARTNERS IV, L.P. | AT COST | 363,000 | 336,711 |
| AMPLIFY PARTNERS SELECT FUND IV, L.P. | AT COST | 96,000 | 86,202 |
| AXIOM INTERNATIONAL EQUITY FUND | AT COST | 67,160,195 | 70,417,997 |
| BBH CREDIT VALUE FUND | AT COST | 19,590,003 | 19,939,510 |
| BELLWETHER CO-INVEST, L.P. | AT COST | 2,500,000 | 3,163,127 |
| BLUE LAKE CAPITAL FUND III,L.P. | AT COST | 916,767 | 853,486 |
| BRANDYWINE GLOBAL OPPORTUNISTIC AB RET | AT COST | 68,499,749 | 72,468,132 |
| C/R JADE PARTNERS, L.P. | AT COST | 471,675 | 233,302 |
| CANVAS VENTURE FUND, L.P. | AT COST | 2,629,081 | 9,755,587 |
| CANVAS VENTURES 2, L.P. | AT COST | 5,029,179 | 5,616,734 |
| CANVAS VENTURES 3, L.P. | AT COST | 237,349 | 222,493 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | AT COST | 690,239 | 6,286 |
| CARLYLE ASIA GROWTH PARTNERS IV, L.P. | AT COST | 111,613 | 662,419 |
| CARLYLE ASIA GROWTH PARTNERS V, L.P. | AT COST | 575,100 | 5,083,255 |
| CARLYLE ASIA PARTNERS II, L.P. | AT COST | 0 | 59,337 |
| CARLYLE ASIA PARTNERS IV, L.P. | AT COST | 2,708,609 | 6,193,726 |
| CARLYLE ASIA PARTNERS V, L.P. | AT COST | 1,334,500 | 1,653,056 |
| CARLYLE EUROPE PARTNERS II, L.P. | AT COST | 0 | 123,321 |
| CARLYLE EUROPE PARTNERS III, L.P. | AT COST | 0 | 565,018 |
| CARLYLE EUROPE PARTNERS IV, L.P. | AT COST | 3,753,115 | 6,254,169 |
| CARLYLE EUROPE PARTNERS V, L.P. | AT COST | 1,699,965 | 1,400,971 |
| CARLYLE EUROPE REAL ESTATE PARTNERS III, L.P. | AT COST | 1,348,406 | 237,383 |
| CARLYLE INTERNATIONAL ENERGY PARTNERS II, L.P. | AT COST | 1,162,799 | 796,341 |
| CARLYLE INTERNATIONAL ENERGY PARTNERS, L.P. | AT COST | 5,541,939 | 6,739,889 |
| CARLYLE JAPAN INTERNATIONAL PARTNERS, L.P. | AT COST | 6,279 | 7,105 |
| CARLYLE PARTNERS V, L.P. | AT COST | 0 | 988,820 |
| CARLYLE PARTNERS VI, L.P. | AT COST | 5,441,046 | 16,820,335 |
| CARLYLE PARTNERS VII, L.P. | AT COST | 5,190,853 | 5,175,376 |
| CARLYLE REALTY FOREIGN INVESTORS III, L.P. | AT COST | 0 | 142,143 |
| CARLYLE REALTY HALLEY COINVESTMENT IV, L.P. | AT COST | 0 | 86,565 |
| CARLYLE REALTY PARTNERS IV AIV, L.P. | AT COST | 0 | 584,026 |
| CARLYLE REALTY PARTNERS IV, L.P. | AT COST | 3,950,951 | 250,147 |
| CARLYLE REALTY PARTNERS V AIV, L.P. | AT COST | 0 | 546,941 |
| CARLYLE REALTY PARTNERS V, L.P. | AT COST | 0 | 1,815,803 |
| CARLYLE REALTY PARTNERS VI, L.P. | AT COST | 0 | 576,172 |
| CARLYLE REALTY PARTNERS VII, L.P. | AT COST | 627,980 | 3,722,978 |
| CARLYLE REALTY PARTNERS VIII, L.P. | AT COST | 2,933,048 | 3,311,407 |
| CARLYLE STRATEGIC PARTNERS II, L.P. | AT COST | 0 | 182,119 |
| CARLYLE US EQUITY OPPORTUNITY FUND II, L.P. | AT COST | 6,523,766 | 7,047,672 |
| CARLYLE VENTURE PARTNERS II, L.P. | AT COST | 711,008 | 28,521 |
| CARLYLE VENTURE PARTNERS III, L.P. | AT COST | 0 | 79,424 |
| CARLYLE/RIVERSTONE TE PARTNERS III, L.P. | AT COST | 183,259 | 975,560 |
| CEPSA (MATADOR COINVESTMENT) | AT COST | 1,849,746 | 1,633,336 |
| CLARUS LIFESCIENCES III, L.P. | AT COST | 0 | 8,764,603 |
| CLARUS LIFESCIENCES IV, L.P. | AT COST | 3,373,995 | 3,956,525 |
| DAG VENTURES II, L.P. | AT COST | 1,746,808 | 247,754 |
| DAG VENTURES III-QP, L.P. | AT COST | 0 | 91,953 |
| DAG VENTURES VI, L.P. | AT COST | 4,650,212 | 5,418,257 |
| DAG VENTURES, L.P. | AT COST | 249,098 | 137,264 |
| ENERGY CAPITAL PART CREDIT SOL II, L.P. | AT COST | 11,117,967 | 9,608,835 |
| ENERGY CAPITAL PARTNERS IV, L.P. | AT COST | 1,323,815 | 1,844,854 |
| ENERGY SPECTRUM PART VI AZURE MIDSTREAM | AT COST | 2,075,993 | 1,667,241 |
| ENERGY SPECTRUM PART VI, L.P. | AT COST | 132,607 | 1,284,884 |
| ENERGY SPECTRUM PART VII, L.P. | AT COST | 5,371,215 | 4,848,963 |
| ENERGY SPECTRUM PART VIII, L.P. | AT COST | 1,600,069 | 1,294,288 |
| ENERGY TRUST PARTNERS III, L.P. | AT COST | 47,127 | 3,991 |
| ENERGY TRUST PARTNERS IV, L.P. | AT COST | 1,023,878 | 736,956 |
| ENERGY TRUST PARTNERS V, L.P. | AT COST | 4,910,666 | 5,403,374 |
| FELICIS VENTURE V, L.P. | AT COST | 5,760,000 | 11,588,327 |
| FELICIS VENTURE VI, L.P. | AT COST | 5,048,760 | 5,147,977 |
| FELICIS VENTURE VII, L.P. | AT COST | 2,400,000 | 2,314,844 |
| FRAZIER LIFE SCIENCES IX, L.P. | AT COST | 4,717,618 | 9,247,814 |
| FRAZIER LIFE SCIENCES VIII, L.P. | AT COST | 2,834,271 | 6,956,602 |
| FRAZIER LIFE SCIENCES X, L.P. | AT COST | 2,171,203 | 3,233,914 |
| GENESIS CAPITAL I, L.P. | AT COST | 3,283,385 | 9,318,710 |
| GREENSPRING MICRO I, L.P. | AT COST | 2,545,810 | 3,146,972 |
| GREENSPRING MICRO II, L.P. | AT COST | 2,758,146 | 3,236,613 |
| GREENSPRING MICRO III, L.P. | AT COST | 1,000,000 | 1,113,766 |
| GREENSPRING OPPORTUNITIES IV, L.P. | AT COST | 7,595,999 | 15,319,530 |
| GREENSPRING OPPORTUNITIES V, L.P. | AT COST | 6,370,000 | 8,979,192 |
| GREENSPRING OPPORTUNITIES VI, L.P. | AT COST | 1,800,000 | 2,189,548 |
| GREENSPRING SPV VII, L.P. (BRIGHT HEALTH) | AT COST | 2,293,831 | 4,085,966 |
| HIGH ALPHA CAPITAL FUND II L.P. | AT COST | 2,800,000 | 4,046,210 |
| HIGHLAND CAPITAL PARTNERS 10 L.P. | AT COST | 3,660,000 | 5,347,420 |
| HIGHLAND LEADERS FUND I, L.P. | AT COST | 3,375,000 | 4,697,332 |
| HYDE PARK VENTURE PARTNERS III, L.P. | AT COST | 450,000 | 351,169 |
| ICON VENTURES V L.P. | AT COST | 7,829,236 | 6,090,533 |
| ICON VENTURES VI L.P. | AT COST | 6,841,517 | 7,681,014 |
| INVESTMENTS - ALT INV - ANNUAL REPORT | AT COST | 1,492,306 | 1,492,306 |
| KKR AMERICAS FUND XII, L.P. | AT COST | 4,364,997 | 6,406,091 |
| KKR ASIAN FUND III, L.P. | AT COST | 3,540,500 | 5,429,269 |
| KKR DISLOCATION OPPORTUNITIES FUND, L.P. | AT COST | 1,362,803 | 1,673,453 |
| KKR ENERGY INCOME AND GROWTH FUND II, L.P. | AT COST | 3,374,351 | 3,355,504 |
| KKR ENERGY INCOME AND GROWTH FUND I-TE, L.P. | AT COST | 4,895,782 | 4,059,835 |
| KKR GLOBAL CREDIT OPPORTUNITIES FUND | AT COST | 51,854,776 | 52,197,497 |
| KKR HEALTH CARE STRATEGIC GROWTH FUND | AT COST | 2,446,653 | 4,166,955 |
| KKR SPECIAL SITUATIONS FUND II, L.P. | AT COST | 5,576,937 | 5,660,904 |
| KPCB DIGITAL GROWTH FUND III, LLC. | AT COST | 8,824,921 | 11,539,314 |
| KPCB XVII, LLC. | AT COST | 5,340,000 | 7,866,142 |
| KSL CAPITAL PART CREDIT OPP FND II | AT COST | 1,443,479 | 1,756,303 |
| KSL CAPITAL PARTNERS IV, L.P. | AT COST | 4,455,629 | 5,473,347 |
| KSL CAPITAL PARTNERS V, L.P. | AT COST | 1,234,025 | 1,485,395 |
| LAZARD EM DEBT BLEND | AT COST | 25,416,626 | 26,973,737 |
| LIGHTSTONE VENTURES II, L.P. | AT COST | 2,154,726 | 6,393,895 |
| LIGHTSTONE VENTURES, L.P. | AT COST | 1,963,676 | 9,310,430 |
| M/C VENTURE PARTNERS V, L.P. | AT COST | 0 | 8,849 |
| M/C VENTURE PARTNERS VI, L.P. | AT COST | 0 | 15,404 |
| M/C VENTURE PARTNERS VII, L.P. | AT COST | 2,505,983 | 7,736,614 |
| M/C VENTURE PARTNERS VIII, L.P. | AT COST | 1,848,114 | 1,683,637 |
| MAYFIELD SELECT, L.P. | AT COST | 942,323 | 2,600,106 |
| MAYFIELD XV, L.P. | AT COST | 1,720,000 | 3,053,866 |
| MERITECH CAPITAL PARTNERS IV, L.P. | AT COST | 0 | 2,130,368 |
| MERITECH CAPITAL PARTNERS V, L.P. | AT COST | 3,740,482 | 37,392,979 |
| MERITECH CAPITAL PARTNERS VI, L.P. | AT COST | 7,624,159 | 13,655,391 |
| MERITECH CAPITAL PARTNERS VII, L.P. | AT COST | 480,000 | 435,155 |
| MONDRIAN EMERGING MARKETS EQUITY FUND | AT COST | 24,429,473 | 33,101,830 |
| MORGENTHALER PARTNERS VII, L.P. | AT COST | 1,741,899 | 83,148 |
| MORGENTHALER PARTNERS VIII, L.P. | AT COST | 0 | 1,490,479 |
| MORGENTHALER PRIVATE EQUITY PARTNERS II, L.P. | AT COST | 2,724,486 | 5,079,096 |
| MORGENTHALER PRIVATE EQUITY PARTNERS, L.P. | AT COST | 0 | 1,216,155 |
| MORGENTHALER VENTURE PARTNERS IX, L.P. | AT COST | 0 | 2,370,086 |
| MTS-MKG, LLC | AT COST | 0 | 6,552 |
| NEWBRIDGE ASIA IV, L.P. | AT COST | 0 | 7,124 |
| NFX CAPITAL FUND I, L.P. | AT COST | 4,185,000 | 5,104,188 |
| NFX CAPITAL FUND II, L.P. | AT COST | 1,500,000 | 1,370,311 |
| NGP NATURAL RESOURCES XI, L.P. | AT COST | 5,236,348 | 5,284,383 |
| NGP NATURAL RESOURCES XII, L.P. | AT COST | 3,903,695 | 3,750,444 |
| OAKTREE EMERGING MKTS OPP FUND II, L.P. | AT COST | 2,911,516 | 2,902,268 |
| OAKTREE EMERGING MKTS OPP FUND, L.P. | AT COST | 0 | 645,680 |
| OAKTREE OPPORTUNITIES FUND IX, L.P. | AT COST | 5,199,442 | 6,801,364 |
| OAKTREE OPPORTUNITIES FUND X, L.P. | AT COST | 6,602,470 | 8,963,066 |
| OAKTREE OPPORTUNITIES FUND XB, L.P. | AT COST | 8,250,000 | 9,303,948 |
| OAKTREE OPPORTUNITIES FUND XI, L.P. | AT COST | 500,000 | 500,000 |
| OAKTREE PRINCIPAL FUND V, L.P. | AT COST | 0 | 30,965 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VI, L.P. | AT COST | 106,107 | 3,440,176 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VII, L.P. | AT COST | 5,729,300 | 7,737,521 |
| OAKTREE US SENIOR LOAN FUND | AT COST | 42,472,551 | 44,546,918 |
| OCM ASIA PRINCIPAL OPPORTUNITIES FUND, L.P. | AT COST | 650,392 | 33,369 |
| OCM EUROPEAN CREDIT OPPORTUNITIES FUND, L.P. | AT COST | 7,451 | 7,451 |
| OCM EUROPEAN PRINCIPAL OPPORTUNITIES FUND II, L.P. | AT COST | 0 | 48,661 |
| OCM GLOBAL HIGH YIELD BOND FUND, L.P. | AT COST | 38,549,109 | 38,158,278 |
| OCM HIGH YIELD PLUS FEEDER FUND, L.P. | AT COST | 0 | 76,806 |
| OCM OPPORTUNITIES FUND V, L.P. | AT COST | 0 | 6,492 |
| OCM OPPORTUNITIES FUND VI, L.P. | AT COST | 0 | 2,102 |
| OCM OPPORTUNITIES FUND VII, L.P. | AT COST | 0 | 79,505 |
| OCM OPPORTUNITIES FUND VIIB, L.P. | AT COST | 0 | 28,598 |
| OCM OPPORTUNITIES FUND VIII, L.P. | AT COST | 0 | 144,156 |
| OCM OPPORTUNITIES FUND VIIIB CAYMAN, L.P. | AT COST | 0 | 1,498,833 |
| OCM PRINCIPAL OPPORTUNITIES FUND IV, L.P. | AT COST | 0 | 57,053 |
| OCM REAL ESTATE OPPORTUNITIES FUND IV, L.P. | AT COST | 0 | 147,216 |
| OCM REAL ESTATE OPPORTUNITIES FUND V, L.P. | AT COST | 0 | 277,981 |
| OCM/GFI POWER OPPORTUNITIES FUND II, L.P. | AT COST | 0 | 4,128 |
| OPENVIEW VENTURE PARTNERS V, L.P. | AT COST | 5,004,362 | 12,979,057 |
| OPENVIEW VENTURE PARTNERS VI, L.P. | AT COST | 615,000 | 479,520 |
| PEAR VENTURES III, L.P. | AT COST | 356,250 | 306,750 |
| PHOENIX REAL ESTATE FUND IX, L.P. | AT COST | 1,157,223 | 1,140,781 |
| PIONEER SQUARE VENTURES FUND I, L.P. | AT COST | 2,850,000 | 2,631,443 |
| QUESTMARK PARTNERS IV, L.P. | AT COST | 3,018,842 | 4,096,169 |
| REDPOINT OMEGA II, L.P. | AT COST | 2,117,959 | 12,073,896 |
| REDPOINT OMEGA III, L.P. | AT COST | 4,049,932 | 12,230,233 |
| REDPOINT OMEGA, L.P. | AT COST | 0 | 12,238,653 |
| REDPOINT VENTURES III, L.P. | AT COST | 0 | 1,087,976 |
| REDPOINT VENTURES IV, L.P. | AT COST | 1,812,416 | 1,839,912 |
| REDPOINT VENTURES V, L.P. | AT COST | 316,981 | 30,246,456 |
| REDPOINT VENTURES VI, L.P. | AT COST | 5,172,000 | 8,832,451 |
| REDPOINT VENTURES VII, L.P. | AT COST | 4,480,000 | 5,846,569 |
| RESURGENS TECHNOLOGY PARTNERS, L.P. | AT COST | 2,879,882 | 3,716,500 |
| RIVERSTONE GLOBAL ENERGY & POWER FUND V, L.P. | AT COST | 5,861,200 | 2,042,471 |
| RIVERSTONE GLOBAL ENERGY & POWER FUND VI, L.P. | AT COST | 9,199,347 | 6,218,465 |
| RIVERSTONE/CARLYLE TE PARTNERS IV, L.P. | AT COST | 476,380 | 612,409 |
| RREEF GLOBAL OPPORTUNITY FUND II, L.P. | AT COST | 2,423,249 | 38,598 |
| SANDS CAPITAL GLOBAL VENTURE FUND I, L.P. | AT COST | 2,426,696 | 6,969,010 |
| SANDS CAPITAL GLOBAL VENTURE FUND II, L.P. | AT COST | 2,969,666 | 2,826,132 |
| SANDS CAPITALGLOBALPRIVATE GROWTH I, L.P. | AT COST | 876,258 | 1,123,055 |
| SANFORD C. BERNSTEIN & CO., LLC | AT COST | 23,805,724 | 25,807,204 |
| TA SUBORDINATED DEBT FUND II, L.P. | AT COST | 0 | 4,069 |
| TA XI DO FEEDER, L.P. | AT COST | 0 | 4,121,315 |
| TA XI ECM FEEDER, L.P. | AT COST | 0 | 15,806 |
| TA XI FS-A FEEDER, L.P. | AT COST | 0 | 65,707 |
| TA XI NX AIV, L.P. | AT COST | 0 | 104,770 |
| TA XI SMM FEEDER, L.P. | AT COST | 56,831 | 35,414 |
| TA XI, L.P. | AT COST | 0 | 2,143,800 |
| TPG ASIA PARTNERS V, L.P. | AT COST | 95,044 | 651,002 |
| TPG ASIA V DELAWARE, L.P. | AT COST | 0 | 7,147 |
| TPG ASIA V DFI AIV 1, L.P. | AT COST | 0 | 569 |
| TPG ASIA V SF AIV, L.P. | AT COST | 0 | 146,745 |
| TPG ASIA VI, L.P. | AT COST | 3,947,027 | 7,146,204 |
| TPG ASIA VII, L.P. | AT COST | 3,921,088 | 4,462,761 |
| TPG BIOTECH PART IV UNCHAINED LABS | AT COST | 2,637,600 | 2,624,714 |
| TPG BIOTECH PART V ENTASIS THERAPEUTICS INC | AT COST | 2,875,130 | 2,849,077 |
| TPG BIOTECHNOLOGY PARTNERS IV, L.P. | AT COST | 2,609,108 | 1,819,181 |
| TPG BIOTECHNOLOGY PARTNERS V, L.P. | AT COST | 4,693,548 | 5,837,675 |
| TPG BLUEGRASS V - AIV 1, L.P. | AT COST | 0 | 284 |
| TPG GROWTH III, L.P. | AT COST | 2,301,939 | 6,717,922 |
| TPG GROWTH IV, L.P. | AT COST | 4,476,208 | 5,151,186 |
| TPG MEDIA V -AIV, L.P. | AT COST | 37,043 | 22,633 |
| TPG PARTNERS IV, L.P. | AT COST | 0 | 20,345 |
| TPG PARTNERS V, L.P. | AT COST | 0 | 9,509 |
| TPG PARTNERS VI, L.P. | AT COST | 0 | 743,167 |
| TPG PARTNERS VII, L.P. | AT COST | 4,579,742 | 9,797,241 |
| TPG PARTNERS VIII, L.P. | AT COST | 969,620 | 915,142 |
| TPG REAL ESTATE PARTNERS II, L.P. | AT COST | 488,670 | 2,923,190 |
| TPG REAL ESTATE PARTNERS III, L.P. | AT COST | 1,406,052 | 1,345,387 |
| TPG UMBRELLA IV, L.P. | AT COST | 155,327 | 15,368 |
| TPG V VE AIV I, L.P. | AT COST | 15,355 | 18,021 |
| UNICORN PARTNERS FUND I, L.P. | AT COST | 6,013,772 | 10,350,562 |
| UNICORN PARTNERS FUND II, L.P. | AT COST | 4,285,240 | 5,434,198 |
| UNICORN PARTNERS FUND III, L.P. | AT COST | 1,150,150 | 1,327,891 |
| VALPOINT ENERGY PARTNERS II, LLC | AT COST | 1,860,000 | 1,087,895 |
| VARO COINVESTMENT, L.P. | AT COST | 0 | 2,128,801 |
| VENSANA CAPITAL I, L.P. | AT COST | 751,225 | 841,739 |
| VERSANT VANTAGE I, L.P. | AT COST | 3,410,705 | 5,014,000 |
| VERSANT VENTURE CAPITAL I, L.P. | AT COST | 0 | 2,606 |
| VERSANT VENTURE CAPITAL II, L.P. | AT COST | 186,874 | 262,762 |
| VERSANT VENTURE CAPITAL III, L.P. | AT COST | 749,551 | 901,338 |
| VERSANT VENTURE CAPITAL IV, L.P. | AT COST | 511,944 | 4,137,445 |
| VERSANT VENTURE CAPITAL V, L.P. | AT COST | 0 | 18,345,345 |
| VERSANT VENTURE CAPITAL VI, L.P. | AT COST | 6,718,766 | 14,968,589 |
| VERSANT VENTURE CAPITAL VII, L.P. | AT COST | 3,565,640 | 4,006,868 |
| VOYAGER CAPITAL FUND IV, L.P. | AT COST | 2,936,373 | 6,167,209 |
| VOYAGER CAPITAL FUND V, L.P. | AT COST | 1,500,000 | 1,588,599 |
| WARBURG PINCUS CHINA, L.P. | AT COST | 4,682,640 | 8,294,273 |
| WARBURG PINCUS ENERGY, L.P. | AT COST | 4,390,481 | 2,668,070 |
| WARBURG PINCUS EQUITY PARTNERS, L.P. | AT COST | 0 | 29,486 |
| WARBURG PINCUS GLOBAL GROWTH, L.P. | AT COST | 3,616,000 | 3,768,336 |
| WARBURG PINCUS PRIVATE EQUITY IX, L.P. | AT COST | 0 | 330,035 |
| WARBURG PINCUS PRIVATE EQUITY X, L.P. | AT COST | 0 | 1,144,227 |
| WARBURG PINCUS PRIVATE EQUITY XI, L.P. | AT COST | 0 | 5,070,225 |
| WARBURG PINCUS PRIVATE EQUITY XII, L.P. | AT COST | 8,449,688 | 13,700,362 |
| WESTWOOD GLOBAL INVEST EMERGING MKTS FD | AT COST | 41,569,096 | 51,797,795 |
| WINDROSE HEALTH INVESTORS III, L.P. | AT COST | 0 | 7,968,241 |
| WINDROSE HEALTH INVESTORS IV, L.P. | AT COST | 2,542,958 | 7,209,854 |
| WINDROSE HEALTH INVESTORS V, L.P. | AT COST | 1,885,085 | 2,368,745 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| REED SMITH LLP | 379,654 | 33,169 | 346,485 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| PROGRAM RELATED ASSETS | 141,338,815 | 151,499,888 | 151,499,888 |
| PREPAID TAXES | 1,195,906 | 1,195,906 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OFFICE EXPENSES AND SUPPLIES | 135,588 | 27,901 | 107,687 | |
| COMPUTER EXPENSES | 157,938 | 0 | 157,938 | |
| DUES AND MEMBERSHIPS | 48,089 | 0 | 48,089 | |
| LIABILITY/WORKERS COMP/ | 80,697 | 24,779 | 55,918 | |
| OTHER EXPENSES | 13,011 | 4,100 | 8,912 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PARTNERSHIP INCOME/ (LOSS) | 5,387,419 | 8,986,233 | 0 |
| UBTI TAX PROVISION | 433,718 | 0 | 0 |
| FOREIGN EXCHANGE GAIN | 0 | 97,064 | 0 |
| Description | Amount |
|---|---|
| CHANGE IN GRANTS PAYABLE | 20,481,708 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| UBI TAX PAYABLE | 260,000 | 0 |
| FEDERAL EXCISE TAX PAYABLE | 287,822 | 689,683 |
| APPROPRIATIONS FOR PROGRAM RELATED ASSETS | 138,665,740 | 151,499,888 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 8,313,149 | 8,313,149 | 0 | |
| CUSTODIAN FEE | 860,962 | 860,962 | 0 | |
| CONSULTANTS | 936,275 | 49,034 | 887,241 | |
| OTHER PROFESSIONAL FEES | 11,583 | 11,583 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL EXCISE TAX PROVISION | 3,362,758 | 0 | 0 | |
| FOREIGN INCOME TAXES WITHHELD | 318,278 | 318,278 | 0 |