| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SACKS PRESS & LACHER | 7,000 | 7,000 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABBVIE INC NTS B/E CALL@MW+25BP RATE 03.600% MATURES 05/14/25 CALLABLE 10200 | 105,953 | 111,330 |
| ACE INA HOLDINGS INC NTS CALL@MW+20BP RATE 02.875% MATURES 11/03/22 CALLABLE | 105,294 | 107,074 |
| AMGEN INC NTS B/E CALL@MW+20BP RATE 03.625% MATURES 05/22/24 CALLABLE 102000 | 106,286 | 109,814 |
| BK OF NOVA SCOTIA NTS B/E RATE 02.800% MATURES 07/21/21 104000 | 104,056 | 104,145 |
| BK OF NY MELLON CORP B/E RATE 02.800% MATURES 05/04/26 CALLABLE 103000 | 105,501 | 111,024 |
| BP CPTL MARK PLC CALL@MW+20BP RATE 03.535% MATURES 11/04/24 101000 | 105,612 | 110,009 |
| CAPITAL ONE FINCL CORP NTS B/E RATE 03.300% MATURES 10/30/24 CALLABLE 102000 | 104,931 | 109,866 |
| CITIGROUP INC RATE 03.700% MATURES 01/12/26 102000 | 107,138 | 112,844 |
| CME GROUP INC CALL@MW+15BP RATE 03.000% MATURES 03/15/25 CALLABLE 104000 | 107,401 | 111,408 |
| COMCAST CORP B/E CALL@MW+25BP RATE 03.150% MATURES 03/01/26 CALLABLE 102000 | 105,940 | 111,086 |
| CONAGRA FOODS INC B/E CALL@MW+25BP RATE 03.200% MATURES 01/25/23 CALLABLE 10 | 52,853 | 53,740 |
| CVS HEALTH CORP NTS B/E CALL@MW+25BP RATE 03.500% MATURES 07/20/22 CALLABLE | 103,377 | 104,846 |
| ENBRIDGE INC B/E CALL@MW+30BP RATE 04.250% MATURES 12/01/26 CALLABLE 102000 | 110,350 | 114,944 |
| EXPEDIA INC B/E RATE 03.800% MATURES 02/15/28 CALLABLE 62000 | 63,627 | 67,483 |
| FEDEX CORP B/E CALL@MW+20BP RATE 03.250% MATURES 04/01/26 CALLABLE 102000 | 105,430 | 111,692 |
| GENL MOTORS FINL CO INC CALL@MW+35BP RATE 04.000% MATURES 01/15/25 CALLABLE | 104,209 | 110,065 |
| HESS CORP B/E CALL@MW+40BP RATE 04.300% MATURES 04/01/27 CALLABLE 101000 | 106,258 | 112,462 |
| INTEL CORP B/E CALL@MW+25BP RATE 03.700% MATURES 07/29/25 CALLABLE 100000 | 106,247 | 110,579 |
| J P MORGAN CHASE & CO B/E RATE 04.125% MATURES 12/15/26 161000 | 173,700 | 182,233 |
| LOCKHEED MARTIN CORP B/E CALL@MW+20BP RATE 03.550% MATURES 01/15/26 CALLABLE | 106,949 | 111,651 |
| MERCK & CO INC NTS B/E CALL@MW+12.5BP RATE 02.350% MATURES 02/10/22 104000 | 104,469 | 105,349 |
| MICROSOFT CORP NTS B/E CALL@MW+15BP RATE 03.125% MATURES 11/03/25 CALLABLE 1 | 107,848 | 112,405 |
| MORGAN STANLEY NTS B/E CALL@MW+30BP RATE 03.875% MATURES 01/27/26 100000 | 105,847 | 111,807 |
| MOSAIC CO B/E CALL@MW+25BP RATE 04.250% MATURES 11/15/23 CALLABLE 101000 | 105,116 | 108,466 |
| ORACLE CORP NTS B/E CALL@MW+15BP RATE 01.900% MATURES 09/15/21 CALLABLE 1070 | 107,028 | 107,226 |
| PARKER HANNIFIN CORP NTS CALL@MW+20BP RATE 03.250% MATURES 06/14/29 CALLABLE | 64,661 | 67,897 |
| PRUDENTIAL FINANCIAL INC CALL@MW+15BP RATE 03.500% MATURES 05/15/24 102000 | 106,376 | 110,464 |
| STARBUCKS CORP NTS B/E 3.550% 081529 DTD051319 FC081519 CALL@MW+20BP 101000 | 108,402 | 112,964 |
| STATOIL ASA B/E CALL@MW+15BP RATE 02.450% MATURES 01/17/23 104000 | 104,925 | 107,266 |
| TARGET CORP B/E 5BP RATE 02.900% MATURES 01/15/22 104000 | 104,671 | 105,509 |
| VERIZON COMMUNICATIONS CALL@MW+12.5BP RATE 02.450% MATURES 11/01/22 CALLABLE | 107,598 | 107,249 |
| VISA INC NTS B/E CALL@MW+15BP RATE 03.150% MATURES 12/14/25 CALLABLE 102000 | 106,874 | 111,629 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ACCENTURE PLC IRELAND CL A - 305 SHS | 46,801 | 89,911 |
| ALPHABET INC CL A - 87 SHS | 53,023 | 212,436 |
| ALPHABET INC CL C - 19 SHS | 9,294 | 47,620 |
| AMGEN INC - 263 SHS | 56,391 | 64,106 |
| APPLE INC - 4968 SHS | 89,655 | 680,417 |
| ASTRAZENECA PLC SPON ADR - 1030 SHS | 28,619 | 61,697 |
| BLACKROCK INC - 123 SHS | 62,109 | 107,621 |
| BOEING COMPANY - 449 SHS | 57,275 | 107,562 |
| CISCO SYSTEMS INC - 1753 SHS | 68,684 | 92,909 |
| CITIZENS FINANCIAL GROUP INC - 806 SHS | 27,514 | 36,971 |
| COLGATE PALMOLIVE CO - 1158 SHS | 72,885 | 94,203 |
| COMCAST CORP NEW CL A - 1397 SHS | 54,350 | 79,657 |
| DIAGEO PLC NEW GB SPON ADR - 658 SHS | 74,624 | 126,132 |
| ECOLAB INC - 333 SHS | 63,176 | 68,588 |
| EVERSOURCE ENERGY COM - 777 SHS | 34,398 | 62,346 |
| HOME DEPOT INC - 705 SHS | 68,749 | 224,817 |
| ILLINOIS TOOL WORKS INC - 783 SHS | 65,687 | 175,047 |
| INTEL CORP - 2705 SHS | 71,145 | 151,859 |
| INTL BUSINESS MACH - 628 SHS | 68,709 | 92,059 |
| JOHNSON & JOHNSON COM - 435 SHS | 42,947 | 71,662 |
| KIMBERLY CLARK CORP - 541 SHS | 69,248 | 72,375 |
| LOCKHEED MARTIN CORP - 152 SHS | 55,656 | 57,509 |
| MCDONALDS CORP - 349 SHS | 34,283 | 80,616 |
| MEDTRONIC PLC - 1106 SHS | 83,161 | 137,288 |
| MICROSOFT CORP - 1355 SHS | 56,453 | 367,070 |
| MONDELEZ INTL INC - 939 SHS | 39,461 | 58,631 |
| NEXTERA ENERGY INC COM - 741 SHS | 70,970 | 217,202 |
| NOVARTIS AG SPON ADR - 839 SHS | 65,146 | 76,550 |
| PEPSICO INC - 468 SHS | 46,379 | 69,344 |
| PROCTER & GAMBLE CO - 431 SHS | 33,860 | 58,155 |
| QUEST DIAGNOSTICS INC - 890 SHS | 68,871 | 117,453 |
| RAYTHEON TECHNOLOGIES CORP - 1186 SHS | 67,583 | 101,178 |
| ROCKWELL AUTOMATION INC NEW - 598 SHS | 67,238 | 171,040 |
| STANLEY BLACK & DECKER INC COM - 427 SHS | 34,317 | 87,531 |
| STARBUCKS CORP - 1070 SHS | 68,673 | 119,637 |
| UNILEVER PLC AMER SHS NEW SPONADR - 865 SHS | 34,311 | 50,603 |
| UNION PACIFIC CORP - 469 SHS | 39,722 | 103,147 |
| UNITED PARCEL SERVICE INC CL B - 751 SHS | 72,592 | 156,185 |
| WALT DISNEY CO (HOLDING CO) DISNEY COM - 436 SHS | 60,353 | 76,636 |
| WASTE MGMT INC NEW - 763 SHS | 68,714 | 106,904 |
| YUM! BRANDS INC - 838 SHS | 46,902 | 96,395 |
| LIPIO PHARMACEUTICALS INC - 322500 SHS | 250,000 | 250,000 |
| ELICIO THERAPEUTICS | 250,000 | 250,000 |
| LB PHARMACEUTICALS | 250,000 | 250,000 |
| ELUCIDA ONCOLOGY INC. | 350,000 | 350,000 |
| CENTREXION THERAPEUTICS | 250,000 | 250,000 |
| OCUTERRA THERAPEUTICS | 250,000 | 250,000 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTITUTIONAL | AT COST | 241,600 | 251,665 |
| JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS I -211 | AT COST | 242,370 | 243,378 |
| THORNBURG STRATEGIC INCOME CLASS I -30494.249 SHS | AT COST | 363,085 | 377,519 |
| FT-PREFERRED SECUR & INC ETF - 17770 SHS | AT COST | 358,826 | 366,062 |
| BROOKSIDE CAPITAL PARTNERS | AT COST | 59,716 | 59,716 |
| SC FUNDAMENTAL VALUE FUND LP | AT COST | 15,553 | 15,553 |
| NSV EXTENSION FUND II LP | AT COST | 619,931 | 619,931 |
| NSV OPPORTUNITY FUND LP | AT COST | 660,449 | 660,449 |
| MITHRIL LP | AT COST | 380,872 | 919,148 |
| Description | Amount |
|---|---|
| UNREALIZED APPRECIATION FROM PARTNERSHIP INVESTMENTS | 1,105,450 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONSULTANT | 24,000 | 0 | 24,000 | |
| K-1 PASS THRU DEDUCTIONS | 43,150 | 43,150 | 0 | |
| OFFICE EXPENSE | 4,150 | 0 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| UBS | 73,133 | 73,133 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES WITHHELD | 945 | 945 | 0 |