TY 2020 Form 990

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2020

Open to Public Inspection

Name of the organization

U A LOCAL NO 467
HEALTH & WELFARE TRUST FUND

Employer identification number

94-6415220

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2020

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....
b	Contributions ...
c	Net investment earnings, gains, and losses
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...
f	Administrative expenses ....
g	End of year balance ......

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

Term endowment SchDMd Bullet

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .......................

3a(i)

(ii) Related organizations .......................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....
b	Buildings ....
c	Leasehold improvements
d	Equipment ....
e	Other .....
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..		0

Schedule D (Form 990) 2020

Page 3

Part VII

Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3)Other
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	15,406,033
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2020

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	32,984,287
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a	1,929,762
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................			2e	1,929,762
3	Subtract line 2e from line 1..................			3	31,054,525
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a	39,318
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................			4c	39,318
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	31,093,843

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	29,203,501
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................			2e	0
3	Subtract line 2e from line 1...................			3	29,203,501
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a	39,318
b	Other (Describe in Part XIII.) ............	4b	-453,650
c	Add lines 4a and 4b.....................			4c	-414,332
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	28,789,169

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
PART X, LINE 2:	THE INTERNAL REVENUE SERVICE (IRS) HAS DETERMINED AND INFORMED THE SPONSOR BY A LETTER DATED JUNE 17, 1977, THAT THE PLAN AND RELATED TRUST WERE DESIGNED IN ACCORDANCE WITH THE APPLICABLE REGULATIONS OF THE INTERNAL REVENUE CODE (IRC). SUBSEQUENT TO THE ISSUANCE OF THIS DETERMINATION LETTER, THE PLAN WAS AMENDED. HOWEVER, THE SPONSOR AND PLAN MANAGEMENT BELIEVES THAT THE PLAN IS CURRENTLY DESIGNED AND OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC, AND THE PLAN AND RELATED TRUST CONTINUE TO BE TAX-EXEMPT. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	CHANGE IN BENEFIT OBLIGATIONS -453,650.

Return Reference

Explanation

PART X, LINE 2:

THE INTERNAL REVENUE SERVICE (IRS) HAS DETERMINED AND INFORMED THE SPONSOR BY A LETTER DATED JUNE 17, 1977, THAT THE PLAN AND RELATED TRUST WERE DESIGNED IN ACCORDANCE WITH THE APPLICABLE REGULATIONS OF THE INTERNAL REVENUE CODE (IRC). SUBSEQUENT TO THE ISSUANCE OF THIS DETERMINATION LETTER, THE PLAN WAS AMENDED. HOWEVER, THE SPONSOR AND PLAN MANAGEMENT BELIEVES THAT THE PLAN IS CURRENTLY DESIGNED AND OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC, AND THE PLAN AND RELATED TRUST CONTINUE TO BE TAX-EXEMPT. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS.

PART XII, LINE 4B - OTHER ADJUSTMENTS:

CHANGE IN BENEFIT OBLIGATIONS -453,650.

Schedule D (Form 990) 2020

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2020

Open to Public
Inspection

Name of the organization

U A LOCAL NO 467
HEALTH & WELFARE TRUST FUND

Employer identification number

94-6415220

Return Reference	Explanation
FORM 990, PART VI, SECTION A, LINE 3	THE ORGANIZATION DELEGATES CONTROL OVER MANAGEMENT DUTIES CUSTOMARILY PERFORMED BY OR UNDER THE DIRECT SUPERVISION OF OFFICERS, DIRECTORS, TRUSTEES, OR KEY EMPLOYEES TO THE CONTRACT ADMINISTRATOR, UNITED ADMINISTRATIVE SERVICES.
FORM 990, PART VI, SECTION A, LINE 8B	THERE ARE NO COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE TRUSTEES.
FORM 990, PART VI, SECTION B, LINE 11B	CHAIR AND CO-CHAIR REVIEW THE FORM
FORM 990, PART VI, SECTION B, LINE 12C	THE ENTITY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY AT THE TRUST FUND MEETINGS.
FORM 990, PART VI, SECTION C, LINE 19	THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC.
FORM 990 PART VII SECTION A COLUMN E AND F	TRUSTEES OF THE TRUST ARE EMPLOYEES OF CONTRIBUTING EMPLOYERS THAT ARE CONSIDERED RELATED ORGANIZATIONS UNDER THE DEFINITIONS IN SCHEDULE R. THE TRUST IS UNABLE TO REPORT COMPENSATION AND BENEFITS PAID TO THE TRUSTEES BY RELATED ORGANIZATIONS AS IT WAS UNABLE TO OBTAIN THE INFORMATION AFTER MAKING REASONABLE EFFORTS. THE TRUST REQUESTED THE COMPENSATION INFORMATION FROM THE TRUSTEE(S) BY PROVIDING A QUESTIONNAIRE REQUESTING THE REQUIRED INFORMATION ALONG WITH INSTRUCTIONS TO EXPLAIN THE INFORMATION NEEDED. THE QUESTIONNAIRES FOR THE TRUSTEES WERE NOT RECEIVED BACK PRIOR TO FILING THE TAX RETURN.
FORM 990, PART XI, LINE 2C:	THE BOARD OF TRUSTEES ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF THE PLAN'S FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2020

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2020

Open to Public Inspection

Name of the organization

U A LOCAL NO 467
HEALTH & WELFARE TRUST FUND

Employer identification number

94-6415220

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)UA LOCAL 467 DEFINED CONTRIBUTION PLAN 1120 SOUTH BASCOM AVENUE SAN JOSE,CA95218 77-6007903	TO PROVIDE ANNUITY BENEFITS TO ELIGIBLE PARTICIPANTS	CA	401A		N/A		No
(2)UA LOCAL 467 DEFINED BENEFIT PLAN 1120 SOUTH BASCOM AVENUE SAN JOSE,CA95218 94-2353807	TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS	CA	401A		N/A		No
(3)UA LOCAL 467 LOCAL UNION 1120 SOUTH BASCOM AVENUE SAN JOSE,CA95218 94-0775047	TO PROVIDE VACATION BENEFITS TO ELIGIBLE PARTICIPANTS	CA	501(C)(5)		N/A		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2020

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No	(k) Percentage ownership

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	Yes	No
(1) A & B MECHANICAL INC 24179 PARK STREET HAYWARD,CA94544				C					No
(2) AH DITTMANN PLBG CO 941 SOUTH CLAREMONT ST SAN MATEO,CA94402 94-2292453				C					No
(3) AGC INC 745-B CAMDEN AVE CAMPBELL,CA95008 77-0543045				C					No
(4) ABM BUILDING SOLUTIONS 6200 GOODYEAR RD BENICIA,CA94510 20-0357058				C					No
(5) ACCEL AIR SYSTEMS INC 374 REED STREET SANTA CLARA,CA95050				C					No
(6) ACCO ENGRD SYSTEMS 888 EAST WALNUT ST PASADENA,CA91101 95-1625123				C					No
(7) AIR SYSTEMS INC 940 REMILLARD CT SAN JOSE,CA95122 65-1174056				C					No
(8) ALL BAY MECHANICAL 107 N 27TH ST SAN JOSE,CA95116 88-0321116				C					No
(9) ALL BAY PLUMBING 6393 GALLETTA DR NEWARK,CA94560				C					No
(10) ALLIED HEATING & AIR COND 12 DE LUCA PLACE SAN RAFAEL,CA94901 68-0012119				C					No
(11) ATS AIR CONDITIONING INC 1466 SEAREEL PLACE SAN JOSE,CA95131				C					No
(12) AUTOMATED BLDG SOLU INC 330 MATHEW ST SANTA CLARA,CA95050				C					No
(13) AUTOMATED SOLUTIONS GROUP 2150 BERING DR SAN JOSE,CA95131				C					No
(14) AYOOB & PEERY PLUMBING CO 975 INDIANA ST SAN FRANCISCO,CA94107 94-2612017				C					No
(15) BACON PLUMBING CO INC 1698 HUDSON ST SAN FRANCISCO,CA94124				C					No
(16) BAY CITY MECHANICAL 4124 LAKESIDE DR RICHMOND,CA94806 94-2651338				C					No
(17) BAY CITY MECHANICAL SERV 4124 LAKESIDE DRIVE RICHMOND,CA94806				C					No
(18) BAYSIDE HTG & AIR CONINC 629 BAIR ISLAND RD 134 REDWOOD CITY,CA94063				C					No
(19) BELLANTI PLUMBING INC 121 SOUTH MAPLE AVE 10 S SAN FRANCISCO,CA94080 94-2303321				C					No
(20) BOSS ELECTRIC 3555 PINE RIDGE WAY SAN JOSE,CA00009				C					No
(21) BRADY AIR SERVICE INC 338 NO CANAL ST 6 S SAN FRANCISCO,CA94080 83-1811526				C					No
(22) BROADWAY MECH CONT INC 873 81ST AVE OAKLAND,CA94621 94-3111200				C					No
(23) BULLARD'S HEATING & AIR 1255 22ND ST SUITE D SAN FRANCISCO,CA94107				C					No
(24) BURI BURI PLUMBING 494 ALHAMBRA RD S SAN FRANCISCO,CA94080				C					No
(25) CAL PACIFIC PLUMBING SYS 3785 BAYSHORE BLVD BRISBANE,CA94005				C					No
(26) CALIFORNIA COMM POOLS 2255 E AUTO CENTRE DR GLENDORA,CA91740				C					No
(27) CARRIER CORPATTN AMY 5900 NORTHWOODS BUSS PRKW CHARLOTTE,NC28269				C					No
(28) CASTRO PLUMBING SERVICE PO BOX 5216 SAN JOSE,CA95150 77-0371271				C					No
(29) CHM MECHANICAL INC 3480 ARDEN RD HAYWARD,CA94545 71-1021828				C					No
(30) CITY MECHANICAL 724 ALFRED NOBLE DR HERCULES,CA94547 94-3120188				C					No
(31) CLI-METRICS SERVICE CO 1285 ALMA COURT SAN JOSE,CA95112				C					No
(32) CLIMATE PROS LLC 2190 GLADSTONE CT STE E GLENDALE HEIGHT,IL60139				C					No
(33) COATS PLUMBING INC 1417 VENTURA DR PITTSBURG,CA94565				C					No
(34) COLD AIR REFRIGERATION 825 ARNOLD DR STE 110 MARTINEZ,CA94553				C					No
(35) COLD ROOM SOLUTIONS INC 1040 SERPENTINE LN ST 207 PLEASANTON,CA94566 94-3395555				C					No
(36) COMFORT DYNAMICS 823 ESTABROOK STREET SAN LEANDRO,CA94577 91-1989303				C					No
(37) CONTROL AIR NORTH INC 30655 SAN CLEMENTE ST HAYWARD,CA94544				C					No
(38) COOL TECH MECHANICAL INC 1383 LAUREL ST A SAN CARLOS,CA94070				C					No
(39) CORE CONTRN BUILDER & ASSOCIATES 6 CROW CANYON CT STE 200 SAN RAMON,CA94583				C					No
(40) CP MECHANICAL 720 S AMPHLETT BLVD SAN MATEO,CA94402				C					No
(41) CRITCHFIELD MECH INC 1901 JUNCTION AVE SAN JOSE,CA95131 94-2423335				C					No
(42) DANIEL LARRATT PLUMBING 944 TERMINAL WAY SAN CARLOS,CA94070 91-2000682				C					No
(43) DAVE MCLAUGHLIN PLUMBING 508 ANITA LANE MILLBRAE,CA94030 94-3124631				C					No
(44) DEGREE HVAC 2566 BAY RD REDWOOD CITY,CA94063 33-1142502				C					No
(45) DENNCO AC 912 WASHINGTON ST SAN CARLOS,CA94070				C					No
(46) DINELLI PLUMBING INC 1160 CHESS DR SUITE 5 FOSTER CITY,CA94404				C					No
(47) DISTRICT COUNCIL #36				C					No
(48) DORMATECH MECH SYST INC 400 CONTRA COSTA ST VALLEJO,CA94590				C					No
(49) DPW INC 203 EAST HARRIS AVENUE S SAN FRANCISC,CA94080 94-3196729				C					No
(50) EDGINGTON PLUMBING INC 350 LINDBERGH AVE LIVERMORE,CA94551				C					No
(51) EGAN PLUMBING 725 INDUSTRIAL RD A SAN CARLOS,CA94070 68-0584341				C					No
(52) ENERGY MECHANIX INC PO BOX 2397 ROCKLIN,CA95677				C					No
(53) ENVIRONMENTAL SYSTEMS INC 3353 DELACRUZ BLVD SANTA CLARA,CA95054				C					No
(54) ENVISE 7390 LINCOLN WAY GARDEN GROVE,CA92841				C					No
(55) ESTES COMMERCIAL REFRIG 1400 POTRERO AVENUE RICHMOND CA,CA94804 94-2199479				C					No
(56) FLUID MECHANICAL INC 1008 BRANSTEN RD SAN CARLOS,CA94070				C					No
(57) FRANK DENNY PLBG PO BOX 853 MENLO PARK,CA94025 94-1436200				C					No
(58) FRANK M BOOTH INC PO BOX 5 MARYSVILLE,CA95901 94-1257060				C					No
(59) FREIGHT TRAIN REFRIGERATI 300 BROADWAY ST SUITE 21 SAN FRANCISCO,CA94133				C					No
(60) GMP PROCESS PIPING INC 45 COMMERCE PLACE UNIT B VACAVILLE,CA95687				C					No
(61) GRANT MECHANICAL INC 1015 EDEN BOWER LANE REDWOOD CITY,CA94061				C					No
(62) HARRIS BAY AREA LLC 99 SOUTH HILL DR BRISBANE,CA94005				C					No
(63) IC0M MECHANICAL INC 477 BURKE STREET SAN JOSE,CA95112				C					No
(64) IES 1512 SILICA AVE SACRAMENTO,CA95815 68-0262819				C					No
(65) J W MCCLENAHAN CO 2301 PALM AVE SAN MATEO,CA94403 51-0649863				C					No
(66) JD COLLINS COMPANY 361 LAVENDER WAY OAKLEY,CA94561 68-0178366				C					No
(67) JET MECHANICAL INC 803 ALDO AVE STE 105 SANTA CLARA,CA95054				C					No
(68) JOE KOCHER PLBG INC 255 N SAN TOMAS AQUINO CAMPBELL,CA95008				C					No
(69) JOHNSON CONTROLS INC 507 E MICHIGAN ST LD54 MILWAUKEE,WI53202 39-0380010				C					No
(70) KDS PLUMBING INC 2087 RINGWOOD AVE 10 SAN JOSE,CA95131 77-0382221				C					No
(71) KEY MECHANICAL SVC CO 19430 68TH AVE B KENT,WA98032 94-2346461				C					No
(72) KIEWIT INFRASTRUCTURE W 12720 I STREET OMAHA,NE68137				C					No
(73) KINETIC SYSTEMS INC 4900 PROSPECTUS DR 500 DURHAM,NC27713 94-2229569				C					No
(74) KINETICS MECHANICAL SVCS 6336 PATTERSON PASS RD H LIVERMORE,CA94550 77-0476369				C					No
(75) KLEMISH INC 419 HELEN DR MILLBRAE,CA94030				C					No
(76) L J KRUSE CO PO BOX 2900 BERKELEY,CA94702				C					No
(77) LARRATT BROS PLUMBING 88 ELMIRA ST UNIT A SAN FRANCISCO,CA94124				C					No
(78) LEFCO INC ATTNDIANE 1 1650 LAS PLUMAS AVE STE G SAN JOSE,CA95133 94-2268923				C					No
(79) LEFEVRE WELDING 2511 ISABELLE AVE SAN MATEO,CA94403				C					No
(80) LESCURE CO INC 2301 ARNOLD INDUS WAY STC CONCORD,CA94520				C					No
(81) LOCAL #38 1625 MARKET STREET SAN FRANCISCO,CA94103				C					No
(82) MJ MECHANICAL SERVICES PO BOX 289 SAN CARLOS,CA94070				C					No
(83) MAINLINE PLUMBING 5571 PLEASANT OAKS RD VALLEY SPRINGS,CA95252				C					No
(84) MARELICH MECHANICAL CO 24041 AMADOR STREET HAYWARD,CA94544 94-3305355				C					No
(85) MARINA MECHANICAL 799 THORNTON STREET SAN LEANDRO,CA94577				C					No
(86) MATRIX HG INC 115 MASON CIR STE B CONCORD,CA94520				C					No
(87) MC PLUMBING 1011 16TH AVE REDWOOD CITY,CA94063				C					No
(88) MECHANICAL SERVICES LLC 2021 LAS POSITAS CT 121 LIVERMORE,CA94551				C					No
(89) MESA ENERGY SYSTEMS INC 2 CROMWELL IRVINE,CA92618 33-0112640				C					No
(90) MIRAMAR PLUMBING PO BOX 3033 HALF MOON BAY,CA94019 94-3028349				C					No
(91) MONTEREY MECH 8275 SAN LEANDRO ST OAKLAND,CA94621 94-2614825				C					No
(92) MSR MECHANICAL LLC 4501 CALIFORNIA CT BENICIA,CA94510 82-5340082				C					No
(93) MURRAY COMPANY 18414 S SANTA FE AVE COMPTON,CA90221 95-1896727				C					No
(94) NATIONAL PENSION				C					No
(95) NORTHERN SERVICES INC PO BOX 15489 SAN FRANCISCO,CA94115				C					No
(96) O C MCDONALD CO 1150 W SAN CARLOS ST SAN JOSE,CA95126 94-1393070				C					No
(97) OMAHA PIPE TRADES				C					No
(98) PACIFIC COAST TRANE SERV 310 SOQUEL WAY SUNNYVALE,CA94086				C					No
(99) PACIFIC PLUMBING 956 TERMINAL WAY SAN CARLOS,CA94070				C					No
(100) PAN PACIFIC PLUMBING CO 18250 EUCLID ST FOUNTAIN VLY,CA92708 95-1511203				C					No
(101) PARAGON MECHANICAL INC PO BOX 2168 MORGAN HILL,CA95038 77-0115209				C					No
(102) PAUL'S PLUMBING 999 42ND ST OAKLAND,CA94608				C					No
(103) PETALUMA MECHANICAL INC 2040 PETALUMA BLVD N PETALUMA,CA94952				C					No
(104) PETERSON MECHANICAL 21819 8TH STREET EAST SONOMA,CA95476				C					No
(105) PLUMBERS UA LOCAL #467 1519 ROLLINS ROAD BURLINGAME,CA94010 94-0775047				C					No
(106) PLUMBING JOINT APP 1519 ROLLINS ROAD BURLINGAME,CA94010 94-1201260				C					No
(107) POMI MECHANICAL INC 834 BRANSTEN RD SAN CARLOS,CA94070 20-4151193				C					No
(108) PRIBUSS ENGINEERING INC 523 MAYFAIR AVENUE SSAN FRANCISCO,CA94080 94-1658691				C					No
(109) PRIME MECHANICAL 296 WRIGHT BROTHER AVE LIVERMORE,CA94551				C					No
(110) PRO TEMP MECHANICAL INC 3350 SCOTT BLVD BLDG 3 SANTA CLARA,CA95054				C					No
(111) PROS AT PRO PLUMBING INC 50 WOODSIDE PLAZA 309 REDWOOD CITY,CA94061				C					No
(112) QUALITY PLUMBING ASSOCIATE 607 A BRUNKEN AVE SALINAS,CA93901				C					No
(113) R & V REFRIGERATION 654 SHELBORNE DR TRACY,CA85377				C					No
(114) REC- AZ PIPE TRADES #469 3109 N 24TH ST B PHOENIX,AZ85016				C					No
(115) REC- LOCAL 32 SEATTLE ARE 11724 NE 195TH ST BOTHELL,WA98011				C					No
(116) RECIP - LOCAL 150 PO BOX 1449 GOODLETTSVILLE,TN37070				C					No
(117) RECIP - SO CALIFORNIA				C					No
(118) RECIP-WAST PLBG & PIPE				C					No
(119) RECIPROCITY - LOCAL #12				C					No
(120) RECIPROCITY - LOCAL #159 160 AIRWAY BLVDEET LIVERMORE,CA94550				C					No
(121) RECIPROCITY - LOCAL #27				C					No
(122) RECIPROCITY - LOCAL #350				C					No
(123) RECIPROCITY - LOCAL 290 1305 SW 12TH AVENUE PORTLAND,OR97201				C					No
(124) RECIPROCITY LOCAL #286 2300 BUENA VISTA SE 127 ALBUQUERQUE,NM87106				C					No
(125) RECIPROCITY LOCAL #4 PO BOX 5817 WALLINGFORD,CT06492				C					No
(126) RECIPROCITY LOCAL 344 4337 SW 44 OAKLAHOMA CITY,OK73119				C					No
(127) RECIPROCITY-LOCAL 234 5411 CASSIDY RD JACKSONVILLE,FL32254				C					No
(128) RECIPROCITY-LOCAL 342				C					No
(129) RECIPROCITY-LOCAL 343				C					No
(130) RECIPROCITY-LOCAL 393				C					No
(131) RECIPROCITY-LOCAL 447				C					No
(132) RECIPROCITY-LOCAL 719 2010 NW 150TH AVENUEL00 PEMBROKE PINES,FL33020				C					No
(133) REFRIGERATION SOLUTIONS 4119 S MARKET CT SACRAMENTO,CA95834				C					No
(134) RESCUE AIR SYSTEMS INC 751 LAUREL STREET 416 SAN CARLOS,CA94070				C					No
(135) RICHARDSON MECHANICAL CO 203 BOARDWALK AVE UNIT F SAN BRUNO,CA94066				C					No
(136) RIGNEY PLUMBING INC 860 GOSSAGE AVE PETALUMA,CA00009				C					No
(137) RMI MECHANICAL CONT INC 1385 LOWRIE AVE S SAN FRANCISCO,CA94080				C					No
(138) ROUNTREE PLUMBING 1624 SANTA CLARA DR 130 ROSEVILLE,CA95661 94-1717635				C					No
(139) SE PIPE LINE CONS INC 11832 SO BLOOMFIELD AVE SANTA FE SPRING,CA90670 95-1600027				C					No
(140) SERVICE UNLIMITED 1300 INDUSTRIAL RD 9 SAN CARLOS,CA94070 94-2693916				C					No
(141) SIEMENS 25821 INDUSTRIAL BLVD 300 HAYWARD,CA94545 13-2762488				C					No
(142) SILICON VALLEY MECHANICAL 2115 RINGWOOD AVENUE SAN JOSE,CA95131 46-4540945				C					No
(143) SOIL ENGINEERING CONT INC 927 ARGUELLO ST REDWOOD CITY,CA94063				C					No
(144) SOUTHLAND INDUSTRIES 12131 WESTERN AVE GARDEN GROVE,CA92841 95-1596533				C					No
(145) STEPHAN CIARI PLBG & HTG 1054 ELM STREET SAN JOSE,CA95126				C					No
(146) SUNBELT CONTROLS INC 888 E WALNUT ST PASADENA,CA91101				C					No
(147) THERMA 1601 LAS PLUMAS AVENUE SAN JOSE,CA95133 94-1745020				C					No
(148) THERMAL MECHANICAL 425 ALDO AVE SANTA CLARA,CA95050 94-1682162				C					No
(149) THERMOTEK SERVICES INC 1452 N VASCO RD 294 LIVERMORE,CA94551				C					No
(150) U A LOCAL 467 1519 ROLLINS ROAD BURLINGAME,CA94010 94-0775047				C					No
(151) UNDERGROUND CONSTRUCTION 5145 INDUSTRIAL WAY BENICIA,CA94510 76-0575471				C					No
(152) UNITED MECHANICAL INC 2185 OAKLAND RD SAN JOSE,CA95131 54-2095461				C					No
(153) W L HICKEY SONS INC 1960 HARTOG DRIVE STE 10 SAN JOSE,CA95131 94-1073393				C					No
(154) WESTERN ALLIED MECH INC 1180 OBRIEN DRIVE MENLO PARK,CA94025 77-0606923				C					No

Schedule R (Form 990) 2020

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

b Gift, grant, or capital contribution to related organization(s) ............................

c Gift, grant, or capital contribution from related organization(s) ............................

d Loans or loan guarantees to or for related organization(s) ............................

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

p Reimbursement paid to related organization(s) for expenses ............................

Yes

q Reimbursement paid by related organization(s) for expenses ............................

r Other transfer of cash or property to related organization(s) ............................

s Other transfer of cash or property from related organization(s) ............................

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) UA 467 LOCAL UNION	P	76,738	BOOK VALUE

Schedule R (Form 990) 2020

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No	(k) Percentage ownership

Schedule R (Form 990) 2020

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. See instructions.

Return Reference	Explanation

Schedule R (Form 990) 2020

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: PROVIDE HEALTH AND WELFARE BENEFITS ACCORDING TO COLLECTIVE BARGAINING AGREEMENTS
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	8
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	8
5	Total number of individuals employed in calendar year 2020 (Part V, line 2a) ......	5	0
6	Total number of volunteers (estimate if necessary) .............	6	8
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	-1,042,956
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	0	0
9	Program service revenue (Part VIII, line 2g) .........	33,345,904	32,060,049
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	700,264	-1,042,956
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	1,329	76,750
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	34,047,497	31,093,843
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	0	0
14	Benefits paid to or for members (Part IX, column (A), line 4).....	31,183,363	27,638,824
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	0	0
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	1,101,484	1,150,345
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	32,284,847	28,789,169
19	Revenue less expenses. Subtract line 18 from line 12.......	1,762,650	2,304,674
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	51,270,368	54,606,445
21	Total liabilities (Part X, line 26).............	16,868,067	15,969,708
22	Net assets or fund balances. Subtract line 21 from line 20.....	34,402,301	38,636,737

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )
	TO PROVIDE APPROXIMATELY 1,100 ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS WITH HEALTH AND WELFARE BENEFITS ACCORDING TO COLLECTIVE BARGAINING AGREEMENTS BETWEEN EMPLOYERS AND THE UNION.

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)		(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(1) MARK BURRI...................................................................... CHAIRMAN	5.00 .................	X	X	0	0	0
(2) PETE DUFAULT...................................................................... TRUSTEE	5.00 .................	X		0	0	0
(3) GARY SAUNDERS...................................................................... TRUSTEE	5.00 .................	X		0	0	0
(4) ERIC TASSIO...................................................................... TRUSTEE	5.00 .................	X		0	0	0
(5) DANIEL LARATT...................................................................... TRUSTEE	5.00 .................	X		0	0	0
(6) MICHAEL VLAMING...................................................................... TRUSTEE	5.00 .................	X		0	0	0
(7) KEN WESTPHAL...................................................................... TRUSTEE	5.00 .................	X		0	0	0
(8) ALEX HALL...................................................................... CO-CHAIR	5.00 .................	X	X	0	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	0	0	0

(A) Name and business address	(B) Description of services	(C) Compensation





2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 0

1a	Federated campaigns..	1a
b	Membership dues..	1b
c	Fundraising events..	1c
d	Related organizations	1d
e	Government grants (contributions)	1e

f	All other contributions, gifts, grants, and similar amounts not included above	1f

g	Noncash contributions included in lines 1a - 1f:$	1g

h Total. Add lines 1a-1f.......

		Business Code
2a	EMPLOYER CONTRIBUTIONS	900099	32,060,049	32,060,049
b
c
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f .....		32,060,049

3 Investment income (including dividends, interest, and othersimilar amounts) ......			212,151		212,151
4 Income from investment of tax-exempt bond proceeds
5 Royalties...........
		(ii) Personal	(i) Real
6a	Gross rents			6a
b	Less: rental expenses			6b
c	Rental income or (loss)			6c
d	Net rental income or (loss).......
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory			7a
b	Less: cost or other basis and sales expenses		1,255,107	7b
c	Gain or (loss)		-1,255,107	7c
d	Net gain or (loss).........			-1,255,107		-1,255,107
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ....
			8a
b	Less: direct expenses ...		8b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a
b	Less: direct expenses ...		9b
c	Net income or (loss) from gaming activities..
10a	Gross sales of inventory, less returns and allowances ..
			10a
b	Less: cost of goods sold ..		10b
c	Net income or (loss) from sales of inventory..
Business Code			Miscellaneous Revenue
11a	MEDICARE D SUBSIDY		900099	75,711	75,711
b	OHTER REVENUE		900099	1,039	1,039
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......			76,750
12	Total revenue. See instructions.....			31,093,843	32,136,799	-1,042,956	0

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............
4	Benefits paid to or for members .......	27,638,824
5	Compensation of current officers, directors, trustees, and key employees ...........
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........
7	Other salaries and wages........
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....
9	Other employee benefits .......
10	Payroll taxes ...........
11	Fees for services (non-employees):
a	Management ......	415,350
b	Legal .........	16,265
c	Accounting ...........	52,253
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17
f	Investment management fees ......	39,318
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	530,027
12	Advertising and promotion ....
13	Office expenses .......
14	Information technology ......
15	Royalties ..
16	Occupancy ...........
17	Travel ............
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....
20	Interest ...........
21	Payments to affiliates .......	3,270
22	Depreciation, depletion, and amortization ..
23	Insurance ...	31,180
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	PRINTING	23,622
b	MISCELLANEOUS	22,891
c	POSTAGE	12,809
d	PCORI FEES	3,360
e	All other expenses
25	Total functional expenses. Add lines 1 through 24e	28,789,169
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........		10,876,915	1	13,833,723
2	Savings and temporary cash investments .........		8,300,165	2	18,002,177
3	Pledges and grants receivable, net ......			3
4	Accounts receivable, net .............		2,912,533	4	3,172,179
5	Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
				5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
				6
7	Notes and loans receivable, net ...........			7
8	Inventories for sale or use ............			8
9	Prepaid expenses and deferred charges ......		10,221	9	8,523
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a
b	Less: accumulated depreciation	10b		10c
11	Investments—publicly traded securities .		28,832,564	11	19,514,132
12	Investments—other securities. See Part IV, line 11 .....			12
13	Investments—program-related. See Part IV, line 11 ..			13
14	Intangible assets ...............			14
15	Other assets. See Part IV, line 11 ...........		337,970	15	75,711
16	Total assets. Add lines 1 through 15 (must equal line 33)...		51,270,368	16	54,606,445

17	Accounts payable and accrued expenses .....	1,008,384	17	563,675
18	Grants payable ...		18
19	Deferred revenue .........		19
20	Tax-exempt bond liabilities .........		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
			22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	15,859,683	25	15,406,033
26	Total liabilities. Add lines 17 through 25..	16,868,067	26	15,969,708

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........		27
28	Net assets with donor restrictions ...........		28
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....	0	29	0
30	Paid-in or capital surplus, or land, building or equipment fund ...	0	30	0
31	Retained earnings, endowment, accumulated income, or other funds	34,402,301	31	38,636,737
32	Total net assets or fund balances ...........	34,402,301	32	38,636,737
33	Total liabilities and net assets/fund balances ........	51,270,368	33	54,606,445