TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
ELLAMAE SIEBERT FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)111 EAST WISCONSIN AVE RM/STE 1800
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI53202

A Employer identification number

39-1708686

B Telephone number (see instructions)

(414) 276-3400

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,641,190J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	29,089		29,089
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		103,699
b	Gross sales price for all assets on line 6a 303,439
7	Capital gain net income (from Part IV, line 2)...			103,699
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		2,344	2,344
12	Total. Add lines 1 through 11........	135,132		135,132
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		7,243	3,621
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		23,085	23,085
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		529	529
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	30,857		27,235	0
25	Contributions, gifts, grants paid.......	50,000			50,000
26	Total expenses and disbursements. Add lines 24 and 25	80,857		27,235	50,000
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	54,275
b	Net investment income (if negative, enter -0-)			107,897
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	35,496	50,371	50,371
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........	1,219	1,219	1,219
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	1,077,508	1,115,557	1,589,600
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,114,223	1,167,147	1,641,190
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	1,114,223	1,167,147
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	1,114,223	1,167,147
	30	Total liabilities and net assets/fund balances (see instructions).	1,114,223	1,167,147

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

1,114,223

Enter amount from Part I, line 27a .....................

54,275

Other increases not included in line 2 (itemize) bullet

358

Add lines 1, 2, and 3 ..........................

1,168,856

Decreases not included in line 2 (itemize) bullet

1,709

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

1,167,147

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	SIKA AG	P	2020-01-07	2020-10-22
b	AIA GROUP LTD	P	2017-01-25	2020-10-22
c	DSV A/S	P		2020-01-08
d	ICON PLC	P	2016-04-06	2020-12-30
e	STERIS PLC	P	2016-02-04	2020-10-22
	SERVICENOW INC	P	2019-11-15	2020-08-18
	GARTNER INC	P	2016-10-26	2020-10-21
	STARBUCKS CORP	P	2018-08-20	2020-10-21
	ADOBE SYSTEMS INC	P	2016-03-01	2020-08-21
	COMMERCE BANCSHARES INC	P	2019-10-15	2020-10-21
	MICROSOFT CORP	P	2016-03-01	2020-06-29
	SUN COMMUNITIES INC	P	2018-09-17	2020-10-21
	DIAGEO PLC	P	2018-12-26	2020-10-14
	WELLS FARGO & CO	P	2019-12-27	2020-05-11
	MERCADOLIBRE INC	P	2020-02-21	2020-12-31
	ALCON INC	P	2019-05-06	2020-10-22
	DSV A/S	P	2016-08-18	2020-04-17
	LVMH MOET HENNESSY LOUIS	P	2016-02-04	2020-04-17
	TAIWAN SEMICONDUCTOR MFG CO	P	2016-02-04	2020-01-08
	SERVICENOW INC	P	2019-11-15	2020-10-21
	MASTERCARD INCORPORATED	P	2016-10-26	2020-10-21
	VISA INC	P	2016-10-26	2020-10-21
	ADOBE SYSTEMS INC	P	2016-03-01	2020-10-21
	CULLEN FROST BANKERS INC	P	2016-03-01	2020-10-21
	MICROSOFT CORP	P	2016-03-01	2020-08-21
	TWITTER INC	P	2018-08-30	2020-09-04
	ELI LILLY & CO	P	2018-12-26	2020-09-01
	WELLS FARGO & CO	P	2018-12-26	2020-05-11
	FERRARI N V	P	2020-04-06	2020-04-17
	AMADEUS IT GROUP SA	P	2018-05-18	2020-10-22
	DSV A/S	P	2016-08-18	2020-10-22
	LVMH MOET HENNESSY LOUIS	P	2016-02-04	2020-10-22
	TAIWAN SEMICONDUCTOR MFG CO	P	2016-02-04	2020-10-22
	UNITEDHEALTH GROUP INC	P	2020-08-07	2020-10-21
	MICROSOFT CORP	P	2018-01-16	2020-10-21
	VISA INC	P	2016-10-26	2020-03-16
	ALCON INC	P	2016-03-01	2020-10-21
	DANAHER CORPORATION	P	2016-07-19	2020-10-21
	MICROSOFT CORP	P	2016-03-01	2020-08-21
	TWITTER INC	P	2018-08-30	2020-10-21
	HSBC HOLDINGS PLC	P	2018-12-26
	WELLTOWER INC	P	2018-12-26	2020-11-09
	FERRARI N V	P	2020-04-06	2020-10-22
	ASML HOLDING N V	P	2018-11-30	2020-10-22
	DSV A/S	P	2016-08-18	2020-12-10
	LVMH MOET HENNESSY LOUIS	P	2018-06-29	2020-12-30
	TAIWAN SEMICONDUCTOR MFG CO	P	2016-02-04	2020-12-30
	ACCENTURE	P	2016-10-26	2020-10-21
	MICROSOFT CORP	P	2018-01-16	2020-09-29
	ZOETIS INC	P	2018-01-31	2020-03-17
	ALLEGION PUBLIC LIMITED	P	2019-06-14	2020-10-21
	EAST WEST BANCORP INC	P	2018-03-13	2020-06-04
	MICROSOFT CORP	P	2016-03-01	2020-10-21
	TYSON FOODS INC	P	2019-06-07	2020-10-21
	INTEL CORP	P	2018-12-26	2020-05-11
	AON PLC	P	2020-07-30	2020-10-22
	ASML HOLDING N V	P	2018-11-30	2020-12-30
	ESSILOR INTERTIONAL	P	2016-05-25	2020-04-13
	METTLER-TOLEDO INTERNATIONAL	P	2010-02-01	2020-10-22
	TENCENT HOLDINGS LIMITED	P	2016-04-06	2020-10-22
	ADOBE INC	P	2016-10-26	2020-10-21
	MSCI INC	P	2019-09-17	2020-10-21
	ZOETIS INC	P	2018-01-31	2020-03-17
	AMERIPRISE FINL INC	P	2016-06-27	2020-10-21
	EQUITY LIFESTYLE PROPERTIES INC	P	2018-09-28	2020-04-14
	NOVARTIS AG	P	2016-03-01	2020-10-21
	UNILEVER N V	P	2016-03-01	2020-05-11
	MICROSOFT CORP	P	2018-12-26	2020-02-12
	LONZA GROUP AG ZUERICH	P	2020-07-31	2020-10-22
	ATLAS COPCO	P	2017-04-11	2020-01-10
	ESSILOR INTERTIONAL	P	2016-05-25	2020-10-22
	NESTLE SA	P	2010-02-01	2020-01-02
	TENCENT HOLDINGS LIMITED	P	2016-04-06	2020-11-17
	ALIGN TECHNOLOGIES	P	2016-12-12	2020-10-21
	NESTLE SA	P	2016-10-26	2020-01-14
	LOOMIS SAYLES	P	2007-04-26	2020-10-21
	AMGEN INC	P	2016-03-01	2020-08-21
	GENERAL DYNAMICS CORP	P	2018-09-28	2020-04-14
	OSHKOSH CORPORATION	P	2016-03-01	2020-10-21
	BANK OF AMERICA CORP	P	2019-07-01	2020-03-05
	MICROSOFT CORP	P	2018-12-26	2020-08-05
	ADYEN N V	P	2020-10-01	2020-10-22
	ATLAS COPCO	P	2017-04-17	2020-10-22
	ESSILOR INTERTIONAL	P	2016-05-25	2020-11-17
	NESTLE SA	P	2018-01-17	2020-12-30
	TENCENT HOLDINGS LIMITED	P	2016-04-06	2020-11-18
	ALIGN TECHNOLOGIES	P	2016-12-12	2020-08-25
	NESTLE SA	P	2016-10-26	2020-03-13
	CABOT OIL AND GAS CORP	P	2019-11-15	2020-10-21
	AMGEN INC	P	2016-03-01	2020-10-21
	HALLIBURTON COMPANY	P	2016-03-01	2020-06-03
	PARKER HANNIFIN CORP	P	2018-10-19	2020-10-21
	BANK OF AMERICA CORP	P	2019-07-01	2020-03-06
	NEXTERA ENERGY INC	P	2018-12-26	2020-05-11
	LULULEMON ATHLETICA INC	P	2019-11-27	2020-07-13
	CANADIAN PACIFIC RAILWAY	P	2008-06-20	2020-10-22
	EXPERIAN PLC	P	2016-02-04	2020-10-22
	PERNOD RICARD SA	P	2018-12-26	2020-10-22
	TENCENT HOLDINGS LIMITED	P	2016-04-06	2020-12-30
	ALPHABET INC CLASS A	P	2016-08-09	2020-10-21
	NIKE INC	P	2016-10-26	2020-10-21
	CORTEVA INC	P	2020-01-22	2020-10-21
	ANSYS INC	P	2017-06-30	2020-09-04
	HOME DEPOT INC	P	2016-03-01	2020-10-21
	PAYPAL HOLDINGS	P	2016-03-01	2020-04-18
	BOEING CO	P	2018-12-26	2020-03-24
	PFIZER INC	P	2018-12-26	2020-05-11
	LULULEMON ATHLETICA INC	P	2019-11-27	2020-09-24
	CANADIAN PACIFIC RAILWAY	P	2008-06-20	2020-12-30
	EXPERIAN PLC	P	2016-02-04	2020-12-30
	RESMED INC	P	2018-05-02	2020-10-22
	WAL-MART DE MEXICO S A	P	2016-02-04	2020-04-17
	ALPHABET INC CLASS C	P	2016-10-26	2020-10-21
	NIKE INC	P	2016-10-26	2020-06-11
	ELANCO ANIMAL HEALTH	P	2020-05-11	2020-09-04
	BANK OF AMERICA CORP	P	2016-03-01	2020-06-10
	JOHNSON CONTROLS	P	2018-01-04	2020-10-21
	PAYPAL HOLDINGS	P	2016-03-01	2020-08-13
	CHEVRON CORPORATION	P	2018-12-26	2020-06-09
	ROYAL DUTCH SHELL PLC	P	2018-12-26	2020-02-10
	LULULEMON ATHLETICA INC	P	2019-11-27	2020-10-22
	CHR HANSEN HLDG	P	2016-04-06	2020-01-07
	EXPERIAN PLC	P	2016-02-04	2020-04-17
	SHOPIFY INC	P	2018-05-02	2020-01-08
	WAL-MART DE MEXICO S A	P	2016-02-04	2020-09-30
	AUTOMATIC DATA PROCESSING	P	2016-10-26	2020-08-07
	NIKE INC	P	2016-10-26	2020-01-08
	PROCTER & GAMBLE CO	P	2020-08-21	2020-10-21
	BANK OF AMERICA CORP	P	2016-03-01	2020-12-22
	JPMORGAN CHASE & CO	P	2016-03-01	2020-10-21
	PAYPAL HOLDINGS	P	2016-03-01	2020-09-04
	CISCO SYSTEMS INC	P	2018-12-26	2020-10-30
	ROYAL DUTCH SHELL PLC	P	2018-12-26	2020-03-13
	ACCENTURE	P	2016-04-14	2020-10-22
	CHUBB LTD	P	2016-02-04	2020-04-17
	GEBERIT AG	P	2018-12-20	2020-05-05
	SHOPIFY INC	P	2018-05-02	2020-02-13
	AUTODESK INC	P	2020-03-17	2020-10-21
	AUTOMATIC DATA PROCESSING	P	2018-12-13	2020-08-07
	O REILLY AUTOMOTIVE	P	2017-04-28	2020-01-21
	QUALCOMM INC	P	2020-04-16	2020-09-04
	BOK FINANCIAL CORP	P	2016-03-01	2020-09-04
	LENNAR CORP	P	2016-03-01	2020-10-21
	PAYPAL HOLDINGS	P	2016-03-01	2020-10-21
	CISCO SYSTEMS INC	P	2018-12-26	2020-11-09
	SIEMENS AG	P	2018-12-26	2020-06-09
	ACCENTURE	P	2016-04-14	2020-12-30
	CHUBB LTD	P	2016-04-06	2020-05-14
	GEBERIT AG	P	2018-12-20	2020-04-17
	SHOPIFY INC	P	2018-05-02	2020-07-08
	ILLUMINA INC	P	2020-10-12	2020-10-21
	BOOKING HOLDINGS INC	P	2018-12-13	2020-03-20
	O REILLY AUTOMOTIVE	P	2018-12-13	2020-03-25
	RPM INTERNATIONAL INC	P	2020-06-03	2020-10-21
	BOK FINANCIAL CORP	P	2016-03-01	2020-10-21
	MARTIN MARIETTA MATERIALS	P	2016-03-01	2020-10-21
	PHILLIPS 66	P	2016-03-01	2020-10-21
	CONOCO PHILLIPS	P	2018-12-26	2020-04-28
	THE TRAVELERS COMPANIES INC	P	2018-12-26	2020-03-27
	ADIDAS AG	P	2016-08-04	2020-03-05
	COMPASS GROUP PLC	P	2017-01-11	2020-04-06
	HDFC BK LTD	P	2016-02-04	2020-10-22
	SHOPIFY INC	P	2018-05-02	2020-07-23
	INTUITIVE SURGICIAL INC	P	2020-09-03	2020-10-21
	DOLLAR GENERAL CORPORATION	P	2016-10-26	2020-10-21
	PAYPAL HOLDINGS INC	P	2019-01-03	2020-10-21
	XYLEM INC	P	2020-03-04	2020-10-21
	CAPITAL ONE FINANCIAL CORP	P	2017-09-28	2020-10-21
	MEDTRONIC PLC	P	2016-03-01	2020-08-21
	PPG INDUSTRIES INC	P	2016-08-04	2020-03-04
	CORNING INC	P	2018-12-26	2020-01-31
	TRUIST FINANCIAL CORPORATION	P	2018-12-26	2020-03-05
	ADIDAS AG	P	2016-08-04	2020-03-19
	CSL LTD	P	2016-02-04	2020-10-22
	HDFC BK LTD	P	2016-02-04	2020-10-22
	SHOPIFY INC	P	2019-10-14	2020-09-21
	MSCI INC	P	2019-09-17	2020-08-06
	DOLLAR GENERAL CORPORATION	P	2016-10-26	2020-01-09
	PAYPAL HOLDINGS INC	P	2019-10-13	2020-08-18
	ADOBE SYSTEMS INC	P	2016-03-01	2020-03-17
	CHUBB LTD	P	2016-03-01	2020-10-21
	MICROCHIP TECHNOLOGY INC	P	2016-05-13	2020-10-21
	SONY CORPORATION	P	2018-05-11	2020-10-21
	CORNING INC	P	2018-12-26	2020-03-04
	VIATRIS	P	2018-12-26	2020-12-01
	AIA GROUP LTD	P	2017-01-25	2020-04-17
	CSL LTD	P	2016-02-04	2020-12-30
	ICON PLC	P	2016-04-06	2020-10-22
	SMITH & NEPHEW PLC	P	2018-08-10	2020-10-22
	SALESFORCE.COM INC	P	2019-11-04	2020-10-21
	FACEBOOK INC	P	2016-10-26	2020-10-21
	REGENERON PHARMACEUTICALS INC	P	2016-10-26	2020-10-21
	ADOBE SYSTEMS INC	P	2016-03-01	2020-06-30
	COCA COLA COMPANY	P	2016-11-01	2020-10-21
	MICROCHIP TECHNOLOGY INC	P	2016-05-13	2020-03-17
	SUN COMMUNITIES INC	P	2018-09-17	2020-06-04
	DIAGEO PLC	P	2018-12-26	2020-09-01
	WELLS FARGO & CO	P	2019-12-27	2020-12-01

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	818	599	219
b	1,055	646	409
c	113	50	63
d	390	152	238
e	753	460	293
	1,314	778	536
	896	601	295
	1,062	649	413
	947	171	776
	676	630	46
	3,332	1,184	2,148
	145	102	43
	699	697	2
	125	270	-145
	1,700	737	963
	735	711	24
	239	125	114
	392	172	220
	646	255	391
	1,534	778	756
	1,336	412	924
	398	164	234
	993	171	822
	274	197	77
	2,567	669	1,898
	872	790	82
	1,180	876	304
	2,032	3,623	-1,591
	162	146	16
	379	546	-167
	845	250	595
	603	206	397
	1,597	417	1,180
	324	317	7
	2,803	1,153	1,650
	5,591	2,921	2,670
	1,146	973	173
	2,497	888	1,609
	214	51	163
	703	503	200
	1,689	1,878	-189
	586	613	-27
	383	292	91
	1,138	510	628
	3,056	950	2,106
	505	137	368
	109	23	86
	1,635	811	824
	9,149	3,476	5,673
	323	154	169
	729	737	-8
	269	475	-206
	1,077	257	820
	237	330	-93
	1,390	1,043	347
	415	411	4
	489	170	319
	2,202	2,487	-285
	1,064	581	483
	1,012	289	723
	2,982	651	2,331
	352	237	115
	3,077	2,095	982
	838	432	406
	688	527	161
	253	191	62
	6,247	5,558	689
	739	395	344
	565	564	1
	559	370	189
	406	393	13
	939	382	557
	602	165	437
	673	196	477
	3,311	2,252	1,059
	2,224	2,000	224
	475	290	185
	137	137
	468	208	260
	541	592	-51
	2,133	987	1,146
	370	373	-3
	647	378	269
	3,780	3,567	213
	591	239	352
	2,185	599	1,586
	2,649	883	1,766
	7,558	5,975	1,583
	1,389	1,297	92
	458	290	168
	1,406	7,209	-5,803
	1,115	792	323
	588	680	-92
	1,368	1,009	359
	2,510	1,818	692
	1,264	267	997
	333	171	162
	799	739	60
	651	186	465
	1,590	809	781
	646	261	385
	1,219	1,034	185
	2,239	851	1,388
	9,537	4,745	4,792
	1,960	702	1,258
	605	1,538	-933
	951	1,040	-89
	2,538	1,818	720
	695	133	562
	1,051	461	590
	1,281	743	538
	118	129	-11
	3,197	1,603	1,594
	3,382	1,826	1,556
	2,520	1,874	646
	4,952	2,349	2,603
	570	516	54
	5,770	1,169	4,601
	924	948	-24
	620	700	-80
	647	454	193
	3,183	2,782	401
	729	324	405
	419	125	294
	3,781	3,483	298
	4,274	2,788	1,486
	3,663	1,878	1,785
	430	414	16
	4,849	2,143	2,706
	299	174	125
	570	117	453
	143	167	-24
	1,224	2,626	-1,402
	687	344	343
	229	225	4
	85	76	9
	5,364	1,249	4,115
	1,018	611	407
	5,355	4,343	1,012
	4,012	2,235	1,777
	685	463	222
	287	249	38
	161	84	77
	1,280	234	1,046
	310	334	-24
	1,095	989	106
	517	230	287
	4,266	5,151	-885
	3,642	3,261	381
	2,035	250	1,785
	319	348	-29
	3,719	4,373	-654
	6,459	5,596	863
	179	155	24
	116	100	16
	1,536	869	667
	293	484	-191
	955	1,511	-556
	596	691	-95
	1,951	1,143	808
	3,805	5,104	-1,299
	235	175	60
	1,886	250	1,636
	729	738	-9
	1,539	481	1,058
	2,138	827	1,311
	273	253	20
	444	505	-61
	329	220	109
	7,692	7,589	103
	992	1,060	-68
	312	262	50
	1,767	2,169	-402
	1,487	537	950
	480	233	247
	2,725	375	2,350
	2,924	1,894	1,030
	3,367	1,510	1,857
	3,910	1,655	2,255
	2,430	685	1,745
	1,027	930	97
	1,399	596	803
	673	433	240
	491	573	-82
	170	172	-2
	482	323	159
	553	192	361
	395	152	243
	616	750	-134
	763	474	289
	3,635	1,716	1,919
	1,144	730	414
	2,590	514	2,076
	100	84	16
	664	275	389
	827	609	218
	523	557	-34
	59	58	1

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			219
b			409
c			63
d			238
e			293
			536
			295
			413
			776
			46
			2,148
			43
			2
			-145
			963
			24
			114
			220
			391
			756
			924
			234
			822
			77
			1,898
			82
			304
			-1,591
			16
			-167
			595
			397
			1,180
			7
			1,650
			2,670
			173
			1,609
			163
			200
			-189
			-27
			91
			628
			2,106
			368
			86
			824
			5,673
			169
			-8
			-206
			820
			-93
			347
			4
			319
			-285
			483
			723
			2,331
			115
			982
			406
			161
			62
			689
			344
			1
			189
			13
			557
			437
			477
			1,059
			224
			185

			260
			-51
			1,146
			-3
			269
			213
			352
			1,586
			1,766
			1,583
			92
			168
			-5,803
			323
			-92
			359
			692
			997
			162
			60
			465
			781
			385
			185
			1,388
			4,792
			1,258
			-933
			-89
			720
			562
			590
			538
			-11
			1,594
			1,556
			646
			2,603
			54
			4,601
			-24
			-80
			193
			401
			405
			294
			298
			1,486
			1,785
			16
			2,706
			125
			453
			-24
			-1,402
			343
			4
			9
			4,115
			407
			1,012
			1,777
			222
			38
			77
			1,046
			-24
			106
			287
			-885
			381
			1,785
			-29
			-654
			863
			24
			16
			667
			-191
			-556
			-95
			808
			-1,299
			60
			1,636
			-9
			1,058
			1,311
			20
			-61
			109
			103
			-68
			50
			-402
			950
			247
			2,350
			1,030
			1,857
			2,255
			1,745
			97
			803
			240
			-82
			-2
			159
			361
			243
			-134
			289
			1,919
			414
			2,076
			16
			389
			218
			-34
			1

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	103,699
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3	11,217

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	1,500
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	1,500
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,500
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	1,235
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,235
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	265
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

NONE

The books are in care of bullet

ANDREW B CHRISTOPHERSON Telephone no. bullet

(414) 276-3400

Located at bullet

111 EAST WISCONSIN AVE SUITE 1800MILWAUKEEWI ZIP+4 bullet

53202

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

2019, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

Yes

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
FRANK W BASTIAN	DIRECTOR 1.00	0	0	0
111 EAST WISCONSIN AVE SUITE 1800 MILWAUKEE,WI53202	DIRECTOR 1.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1	N/A
2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,342,368

Average of monthly cash balances.......................

40,444

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

1,382,812

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,382,812

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

20,742

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,362,070

Minimum investment return. Enter 5% of line 5..................

68,104

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

68,104

Tax on investment income for 2020 from Part VI, line 5......

1,500

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,500

Distributable amount before adjustments. Subtract line 2c from line 1............

66,604

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

66,604

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

66,604

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

50,000

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

50,000

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

50,000

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7		66,604
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......	64,680
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........
4Qualifying distributions for 2020 from Part
XII, line 4: $ 50,000
a Applied to 2019, but not more than line 2a	50,000
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........
d Applied to 2020 distributable amount.....
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2020.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............	14,680
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........		66,604
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

FRANK W BASTIAN
111 EAST WISCONSIN
SUITE 1800
MILWAUKEE,WI53202
(414) 276-3400

bThe form in which applications should be submitted and information and materials they should include:

APPLICATION FORM & IRS DETERMINATION LETTER FOR SECTION 501(C)(3) STATUS

cAny submission deadlines:

SEPTEMBER 1 OF EACH YEAR

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

EMPHASIS ON MILWAUKEE METROPOLITAN AREA

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
KATHY'S HOUSE 600 N 103RD STREET MILWAUKEE,WI53226		PUBLIC	GENERAL	10,000
UNIVERSITY OF WISCONSIN FOUNDATION 1848 UNIVERSITY AVE MADISON,WI53726		PUBLIC	GENERAL	15,000
HOPE CENTER 502 N EAST AVENUE WAUKESHA,WI53186		PUBLIC	GENERAL	5,000
HUNGER TASK FORCE 201 S HAWLEY COURT MILWAUKEE,WI53214		PUBLIC	GENERAL	10,000
UWM RESEARCH FOUNDATION 1440 EAST NORTH AVENUE MILWAUKEE,WI53202		PUBLIC	GENERAL	10,000
Total ................................. 3a				50,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	29,089
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............					103,699
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a301-97703					2,344
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				29,089	106,043

13Total. Add line 12, columns (b), (d), and (e)..................

135,132

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN:

39-1708686

Name of Stock	End of Year Book Value	End of Year Fair Market Value
INVESTED ASSETS	1,115,557	1,589,600

- TIN:

TY 2020 LegalFeesSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN:

39-1708686

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LEGAL AND ADMINISTRATION	7,243	3,621

- TIN:

TY 2020 OtherDecreasesSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN:

39-1708686

Description	Amount
OTHER REDUCTION/DISBURSEMENT	1,709

- TIN:

TY 2020 OtherIncomeSchedule2

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN:

39-1708686

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
301-97703	2,344	2,344

- TIN:

TY 2020 OtherIncreasesSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN:

39-1708686

Description	Amount
RETURN OF PRINCIPAL	273
OTHER TRANSFER IN	85

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN:

39-1708686

Category	Amount	Net Investment Income
RBC 301-97703	4,327	4,327
RBC 301-97705	4,336	4,336
RBC 301-97706	5,493	5,493
RBC 317-65030	6,499	6,499
RBC 320-69848	2,430	2,430

- TIN:

TY 2020 TaxesSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN:

39-1708686

Category	Amount	Net Investment Income
FOREIGN TAX - 320-96848	121	121
FOREIGN TAX - 317-65030	125	125
FOREIGN TAX - 301-97705	283	283