Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE WILLIAM AND ELAINE KAPLAN FAMILY
PRIVATE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)CO PKFOD LLP 11 BALMVILLE ROAD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEWBURGH, NY125502047
A Employer identification number

22-2470361
B Telephone number (see instructions)

(845) 565-5400
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$61,968,968J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 5,951 5,951  
4 Dividends and interest from securities... 777,759 829,445  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,436,085
b Gross sales price for all assets on line 6a 23,835,946
7 Capital gain net income (from Part IV, line 2)... 1,384,629
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 15,637 1,962  
12 Total. Add lines 1 through 11........ 2,235,432 2,221,987  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 60,000 0   60,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 71,048 0   71,048
b Accounting fees (attach schedule)....... Click to see attachment 19,000 0   19,000
c Other professional fees (attach schedule).... Click to see attachment 202,428 174,803   27,625
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 60,000 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 30,000 0   30,000
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 30,458 18,365   30,235
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 472,934 193,168   237,908
25 Contributions, gifts, grants paid....... 3,201,702 3,201,702
26 Total expenses and disbursements. Add lines 24 and 25 3,674,636 193,168   3,439,610
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,439,204
b Net investment income (if negative, enter -0-) 2,028,819
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 71,657 648,477 648,477
2 Savings and temporary cash investments......... 858,441 143,272 143,272
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment2,981,552 3,100,550
b Investments—corporate stock (attach schedule)....... 882,630 Click to see attachment882,629 934,431
c Investments—corporate bonds (attach schedule)....... 8,637,650 Click to see attachment5,680,480 6,041,615
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 40,585,301 Click to see attachment39,260,065 51,100,623
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 51,035,679 49,596,475 61,968,968
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 51,035,679 49,596,475
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 51,035,679 49,596,475
30 Total liabilities and net assets/fund balances (see instructions). 51,035,679 49,596,475
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
51,035,679
2
Enter amount from Part I, line 27a .....................
2
-1,439,204
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
49,596,475
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
49,596,475
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b GOLDENTREEE OFFSHORE LTD. P    
c LOCUST WOOD CAPITAL OFFSHORE, LTD. P    
d WINTON FUTURES FUND LTD P    
e YORK CREDIT OPPORTUNITIES UNIT TRUST P    
AESSF III PRIVATE INVESTORS OFFSHORE, L.P. P    
AIF VIII PRIVATE INVESTORS OFFSHORE, L.P. P    
AP X PRIVATE INVESTORS OFFSHORE, L.P. P    
BCP VI PRIVATE INVESTORS OFFSHORE, LP P    
BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) P    
BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. P    
CCMP III PRIVATE INVESTORS OFFSHORE, L.P. P    
CERBERUS VI PRIVATE INVESTORS OFFSHORE, L.P. P    
COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), L.P. P    
GIF V PRIVATE INVESTORS OFFSHORE LP P    
GSO PRIVATE INVESTORS OFFSHORE III P    
HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P. P    
HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019 L.P. P    
KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE L.P. P    
KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, L.P. P    
LC ASIA 3 PRIVATE INVESTORS OFFSHORE P    
LION CAPITAL II PRIVATE INVESTORS OFFSHORE, L.P. P    
PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP P    
PEG DIGITAL GROWTH FUND OFFSHORE LP P    
PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, L.P. P    
PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) P    
RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP P    
RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) P    
SLA PRIVATE INVESTORS OFFSHORE P    
STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, L.P. P    
THRU SCHEDULE K-1'S P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 22,566,260   21,479,422 1,086,838
b 103,129   37,001 66,128
c 56,980   50,000 6,980
d 806,318   925,000 -118,682
e 129,029   89,991 39,038
      -967
      -9,308
      -17,674
      53,853
      -2,145
      -13,506
      -5,139
      -1,298
      -1,585
      11,250
      -1,505
      -372
      -3,040
      19,749
      -1,985
      -1,147
      -8,167
      -5,491
      5,937
      -1,118
      105,362
      -1,622
      7,105
      -763
      -638
      4,311
174,230     174,230
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,086,838
b       66,128
c       6,980
d       -118,682
e       39,038
      -967
      -9,308
      -17,674
      53,853
      -2,145
      -13,506
      -5,139
      -1,298
      -1,585
      11,250
      -1,505
      -372
      -3,040
      19,749
      -1,985
      -1,147
      -8,167
      -5,491
      5,937
      -1,118
      105,362
      -1,622
      7,105
      -763
      -638
      4,311
      174,230
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,384,629
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 28,201
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 28,201
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 28,201
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 62,277
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 40,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 102,277
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 74,076
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet74,076 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDAVID MARKS TREASURER Telephone no.bullet (845) 565-5400

    Located atbulletC/O PKFOD LLP 11 BALMVILLE ROADNEWBURGHNY ZIP+4bullet125502047
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WILLIAM KAPLAN DIRECTOR, CHAIRMAN
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    JOAN P KAPLAN DIRECTOR, PRESIDENT
    8.00     		60,000 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    AMY KAPLAN DIRECTOR, VICE PRESIDENT
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    DAVID MARKS DIRECTOR, TREASURER
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    RICHARD J DRAKE ESQ DIRECTOR, SECRETARY
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    DR HAROLD KAPLAN DIRECTOR
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    A VINCENT MAZZIE DIRECTOR
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    JAMES O'DONNELL DIRECTOR
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    SISTER ANN SAKAC DIRECTOR
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    GLEN L HELLER ESQ ASSISTANT SECRETARY
    1.00     		0 0 0
    C/O PKFOD LLP 11 BALMVILLE RD
    NEWBURGH,NY12550
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    JPMORGAN CHASE INVESTMENT ADVISORY 151,416
    1111 POLARIS PARKWAY
    COLUMBUS,OH43240
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    58,402,400
    b
    Average of monthly cash balances.......................
    1b
    1,388,018
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    59,790,418
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    59,790,418
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    896,856
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    58,893,562
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,944,678
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,944,678
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    28,201
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    28,201
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,916,477
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,916,477
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,916,477
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,439,610
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,439,610
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,439,610
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,916,477
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016...... 1,476,497
    c From 2017...... 1,056,258
    d From 2018...... 63,018
    e From 2019......  
    fTotal of lines 3a through e........ 2,595,773
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 3,439,610
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 2,916,477
    e Remaining amount distributed out of corpus 523,133
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 3,118,906
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		3,118,906
    10 Analysis of line 9:
    a Excess from 2016.... 1,476,497
    b Excess from 2017.... 1,056,258
    c Excess from 2018.... 63,018
    d Excess from 2019....  
    e Excess from 2020.... 523,133
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A BETTER CHANCE OF WESTPORT
    PO BOX 2153
    WESTPORT,CT06880     		N/A PC OPERATING SUPPORT 2,000
    ACCESS SUPPORTS FOR LIVING FOUNDATION
    15 FORTUNE ROAD
    WEST MIDDLETOWN,NY10941     		N/A PC CHILDREN CAN'T WAIT 100,000
    ACCESS SUPPORTS FOR LIVING FOUNDATION
    15 FORTUNE ROAD
    WEST MIDDLETOWN,NY10941     		N/A PC OPERATING SUPPORT 500
    ACCESS SUPPORTS FOR LIVING FOUNDATION
    15 FORTUNE ROAD
    WEST MIDDLETOWN,NY10941     		N/A PC OPERATING SUPPORT 15,000
    ACCESS SUPPORTS FOR LIVING FOUNDATION
    15 FORTUNE ROAD
    WEST MIDDLETOWN,NY10941     		N/A PC OPERATING SUPPORT 100,000
    BETHEL WOODS CENTER FOR THE ARTS
    200 HURT ROAD
    BETHEL,NY12720     		N/A PC OPERATING SUPPORT 47,000
    BEVERLY CHILDREN'S LEARNING CENTER
    550 CABOT STREET
    BEVERLY,MA01915     		N/A PC OPERATING SUPPORT 75,000
    CARE DIMENSIONS
    75 SYLVAN STREET STE B-102
    DANVERS,MA01923     		N/A PC OPERATING SUPPORT 50,000
    CATHOLIC CHARITIES OF ORANGE SULLIVAN
    280 BROADWAY
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 2,000
    CENTER FOR DISABILITY SERVICES OF NY
    314 SOUTH MANNING BLVD
    ALBANY,NY12208     		N/A PC START UP RECOVERY FOUNDATION 18,000
    CENTER FOR PREVENTION OF CHILD ABUSE
    35 VAN WAGNER ROAD
    POUGHKEEPSIE,NY12603     		N/A PC COVID-19 5,000
    CENTER FOR PREVENTION OF CHILD ABUSE
    35 VAN WAGNER ROAD
    POUGHKEEPSIE,NY12603     		N/A PC COVID-19 1,000
    CHABAD OF ORANGE COUNTY
    SUITE 1
    CHESTER,NY10918     		N/A PC OPERATING SUPPORT 18,000
    CITY OF NEWBURGH PBA
    55 BROADWAY
    NEWBURGH,NY12550     		N/A PC RESTRICTED GRANT 8,000
    COLUMBIA SCHOOL OF SOCIAL WORK
    1255 AMSTERDAM AVE
    NEW YORK,NY10027     		N/A PC COMPLICATED GRIEF 10,000
    COMMUNITY FOUNDATION OF ORANGE & SULLIVAN
    30 SCOTTS CORNERS DRIVE STE 230
    MONTGOMERY,NY12549     		N/A PC PRESENTING PHILANTHROPY SPONSOR 68,000
    COMMUNITY FOUNDATION OF ORANGE & SULLIVAN
    30 SCOTTS CORNERS DRIVE STE 230
    MONTGOMERY,NY12549     		N/A PC OPERATING SUPPORT 5,000
    COMMUNITY FOUNDATION OF ORANGE & SULLIVAN
    30 SCOTTS CORNERS DRIVE STE 230
    MONTGOMERY,NY12549     		N/A PC PRESIDENT'S CIRCLE 16,000
    CONGREGATION AGUDAS ISRAEL
    290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC COVID 19 RELIEF FUND 55,200
    CONGREGATION AGUDAS ISRAEL
    290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC COVID 19 RELIEF FUND 26,800
    CORNERSTONE FAMILY HEALTHCARE
    147 LAKE STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 15,000
    VARIOUS INDIVIDUALS
    C/O PKFOD LLP 32 FOSTERTOWN RD
    NEWBURGH,NY12550     		NONE I INDIGENT PERSONS - COVID-19 PANDEMIC GIFTS TO 112 INDIVIDUALS 32,755
    CRONOMER VALLEY FIRE DEPARTMENT
    296 N PLAN RD
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 1,000
    DUTCHESS DEBS ASSOCIATION
    17 KENDELL DR
    WAPPINGERS FALLS,NY12590     		N/A PC OPERATING SUPPORT 7,500
    EDUCATION FOUNDATION OF OCCC
    115 SOUTH STREET
    MIDDLETOWN,NY10940     		N/A PC OPERATING SUPPORT 250,000
    ENCOUNTER CHURCH INC
    647 STATION ROAD
    ROCK TAVERN,NY12575     		N/A PC COVID 19 FOOD DISTRIBUTION 1,700
    FEEDING WESTCHESTER
    200 CLEARBROOK RD
    ELMSFORD,NY10523     		N/A PC OPERATING SUPPORT 1,800
    FOOD BANK OF THE HUDSON VALLEY
    195 HUDSON STREET CORNWALL
    HUDSON,NY12520     		N/A PC OPERATING SUPPORT 18,000
    FOOD BANK OF THE HUDSON VALLEY
    195 HUDSON STREET CORNWALL
    HUDSON,NY12520     		N/A PC FARM TO FORK FEAST - FUND A MISSION 7,500
    FOUNDATION FOR NEUROLOGICAL DISEASE
    10 STATE STREET
    NEWBURYPORT,MA01950     		N/A PC OPERATING SUPPORT 100,000
    GARRISON ART CENTER
    23 GARRISONS LANDING
    GARRISON,NY10524     		N/A PC OPERATING SUPPORT 500
    GIFT OF LIFE MARROW REGISTRY
    5901 BROKE SOUND PARKWAY NW SUITE
    600
    BOCA RATON,FL33487     		N/A PC STEPS FOR LIFE 5K SOUTH FLORIDA 3,600
    GOLDBACKS YOUTH FOOTBALL LEAGUE
    201 FULLERTON AVE
    NEWBURGH,NY12550     		N/A PC FIELD RENOVATIONS 15,000
    GREATER NEWBURGH SYMPHONY ORCHESTRA
    2011 DUPONT AVENUE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 6,000
    GREATER NEWBURGH SYMPHONY ORCHESTRA
    2011 DUPONT AVENUE
    NEWBURGH,NY12550     		N/A PC PRESENTING SEASON SPON/1ST CIRCLE CHAIR 10,000
    HABITAT FOR HUMANITY OF GREATER NEWBURGH
    125 WASHINGTON STREET
    NEWBURGH,NY12550     		N/A PC HV GIVES 1,000
    HISTORICAL SOCIETY OF NEWBURGH BAY
    189 MONTGOMERY ST
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 500
    HOSPICE OF ORANGE & SULLIVAN COUNTIES
    800 STONY BROOK COURT
    NEWBURGH,NY12550     		N/A PC TEITELBAUM SILVER LEAF 1,000
    HOSPICE OF ORANGE & SULLIVAN COUNTIES
    800 STONY BROOK COURT
    NEWBURGH,NY12550     		N/A PC 2 TABLES GALA 4,500
    HOSPICE OF ORANGE & SULLIVAN COUNTIES
    800 STONY BROOK COURT
    NEWBURGH,NY12550     		N/A PC MEMORIAL - PATRCIA SERGI 6,500
    HUDSON HIGHLANDS NATURE MUSEUM
    120 MUSER DR
    CORNWALL,NY12518     		N/A PC PATHFINDER MEMBERSHIP 1,150
    HUDSON VALLEY COUNCIL BSA
    6 JEANNE DR
    NEWBURGH,NY12550     		N/A PC FRED JAJORK GOLF - 2 GOLFERS 500
    HUDSON VALLEY COUNCIL BSA
    6 JEANNE DR
    NEWBURGH,NY12550     		N/A PC EVENT SPONSOR - JOHN SERGI 10,000
    INSPIRE FOUNDATION
    2 FLETCHER STREET
    GOSHEN,NY10924     		N/A PC GALA TABLE 1,500
    JEWISH COMMUNITY OF AMHURST
    742 MAIN STREET
    AMHURST,MA01002     		N/A PC MEMORIAL - EDEN RICH 1,000
    JEWISH FAMILY SERVICES
    720 ROUTE 17M
    MIDDLETOWN,NY10940     		N/A PC OPERATING SUPPORT 1,000
    JEWISH FEDERATION OF GREATER OC
    292 NORTH STREET
    NEWBURGH,NY12550     		N/A PC MEMORIAL OF GILDA RIEGER 7,200
    KOL YISRAEL
    429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC OPERATING SUPPORT 6,000
    KOL YISRAEL
    429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC COVID-19 RELIEF FUNDS 1,000
    KOL YISRAEL
    429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC AIR QUALITY SERVICE INC 18,400
    KOL YISRAEL
    429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC KAPLAN CAPITAL FUND 8,000
    KOL YISRAEL
    429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC 2020 GRANT INSTALLMENT 300,000
    KOL YISRAEL
    429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC ASBESTOS #2 OF #5 50,000
    LEADERSHIP ORANGE
    PO BOX 26
    ROCK TAVERN,NY12575     		N/A PC SCHOLARSHIP MAX COARTES 1,300
    LEE ARCHER RED TAIL FLYING ACADEMY
    1032 1ST ST BLDG 118
    NEW WINDSOR,NY12553     		N/A PC OPERATING SUPPORT 101,500
    MEALS ON WHEELS OF GREATER NEWBURGH
    35 CERONE PLACE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 5,000
    ST PATRICK'S MID-HUDSON PARADE COMMITTEE INC
    PO BOX 45
    CHESTER,NY10918     		N/A PC PLATINUM SPONSOR 1,000
    MOUNT SAINT MARY COLLEGE
    330 POWELL AVE
    NEWBURGH,NY12550     		N/A PC EDUCATIONAL RESEARCH 16,000
    MOUNT SAINT MARY COLLEGE
    330 POWELL AVE
    NEWBURGH,NY12550     		N/A PC FOURSOME - GOLF OUTING 1,100
    MOUNT SAINT MARY COLLEGE
    330 POWELL AVE
    NEWBURGH,NY12550     		N/A PC CONTINENTAL BREAKFAST, GOLF SPONSOR 288,100
    NATIONAL ORG OF ADULT ADDICTIONS & RECOV
    93 COUNTY HOUSE RD
    MILLBROOK,NY12545     		N/A PC OPERATING SUPPORT 10,000
    NEWBURGH ARMORY UNITY CENTER
    321 SOUTH WILLIAM STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 208,992
    NEWBURGH JEWISH COMMUNITY CENTER
    290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC COVID 19 RELIEF FUND 3,000
    NEWBURGH JEWISH COMMUNITY CENTER
    290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC MEMORIAL - MARILYN HAUCK 500
    NATIONAL PURPLE HEART HALL OF HONOR
    374 TEMPLE HILL RD
    NEW WINDSOR,NY12553     		N/A PC OPERATING SUPPORT 100,000
    NEWBURGH ZION LIONS
    180 SOUTH STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 10,000
    ORANGE COUNTY ARTS COUNCIL
    23 WHITE OAK DRIVE
    CHESTER,NY10918     		N/A PC JARRETT MARKEL BRIT CAMP (ART SUPPLIES) 3,700
    ORANGE COUNTY CHAMBER OF COMMERCE
    40 MATTHEWS ST 104
    GOSHEN,NY10924     		N/A PC 4 TABLES SNOW BALL 7,200
    ORANGE COUNTY CITIZENS FOUNDATION
    23 WHITE OAK DRIVE
    CHESTER,NY10918     		N/A PC OPERATING SUPPORT 29,000
    ORANGE COUNTY CITIZENS FOUNDATION
    23 WHITE OAK DRIVE
    CHESTER,NY10918     		N/A PC COVID-19 10,000
    REHOBATH CHRISTIAN CENTER
    36 NORTH STREET
    MIDDLETOWN,NY10940     		N/A PC OPERATING SUPPORT 2,200
    CONGREGATION BETH YAM
    4501 MEETING STREET
    HEAD ISLAND,SC29926     		N/A PC RUTH HILSON FUND 1,800
    SAFE HARBORS OF THE HUDSON
    111 BROADWAY
    NEWBURGH,NY12550     		N/A PC COVID-19 3,500
    SAFE HARBORS OF THE HUDSON
    111 BROADWAY
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 5,500
    SETEBAID SERVICES INC
    1157 WESTBRANCH HWY
    WINDFIELD,PA17889     		N/A PC SETEBAID CAMP 25,000
    SHARON LIONS CLUB INC
    PO BOX 548 27 MAIN STREET
    SALISBURY,CT06068     		N/A PC MEMORIAL - EDEN RICH 1,000
    SHEPHERD'S KITCHEN
    271 BROADWAY
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 2,500
    ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC
    70 DUBOIS ST
    NEWBURGH,NY12550     		N/A PC DIAMOND SPONSOR 56,000
    ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC
    70 DUBOIS ST
    NEWBURGH,NY12550     		N/A PC AS DIRECTED NURSE APP 18,178
    ST GEORGE'S CHURCH
    105 GRAND ST
    NEWBURGH,NY12550     		N/A PC FOOD PANTRY 2,500
    ST LUKES CORNWALL HOSPITAL
    70 DUBOIS ST
    NEWBURGH,NY12550     		N/A PC OUTREACH - RESTRICTED COMMUNITY 1,800
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC OPERATING SUPPORT 40,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC CURATOR & DIRECTOR RENEWAL 7,500
    THE SULLIVAN ARC GREATER HUDSON VALLEY
    162 E BROADWAY
    MONTICELLO,NY12701     		N/A PC HONOR OF ADAM POMERANTZ 1,800
    ORANGE COUNTY COMMUNITY COLLEGE - NEWBURGH CAMPUS
    ONE WASHINGTON CENTER
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 13,225
    TEMPLE BETH JACOB
    290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC COVID 19 RELIEF FUND 3,000
    TEMPLE BETH JACOB
    290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC HIGH HOLIDAY APPEAL 3,600
    TEMPLE BETH JACOB
    290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 1,800
    THE METROPOLITAN MUSEUM OF ART
    1000 5TH AVENUE
    NEW YORK,NY10028     		N/A PC MEMBERSHIP 600
    THE METROPOLITAN MUSEUM OF ART
    1000 5TH AVENUE
    NEW YORK,NY10028     		N/A PC EXPLORE RENEWAL 180
    TOWN OF NEWBURGH
    1496 ROUTE 300
    NEWBURGH,NY12550     		N/A PC FOR TOWN TO PURCHASE LAND 700,000
    TOWN OF NEWBURGH EMS
    97 SOUTH PLANK ROAD
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 1,000
    UNITED WAY OF THE DUTCHESS-ORANGE REGION
    75 MARKET STREET
    POUGHKEEPSIE,NY12601     		N/A PC OPERATING SUPPORT 270
    WHITNEY MUSEUM OF AMERICAN ART
    99 GANSEVOORT STREET
    NEW YORK,NY10014     		N/A PC OPERATING SUPPORT 252
    Total .................................bullet 3a 3,201,702
    bApproved for future payment
    CARE DIMENSIONS
    75 SYLVAN STREET SUITE B-102
    DANVERS,MA01923     		N/A PC OPERATING SUPPORT 200,000
    FOUNDATION FOR NEUROLOGICAL DISEASES
    10 STATE STREET
    NEWBURYPORT,MA01950     		N/A PC OPERATING SUPPORT 1,600,000
    KOL YISRAEL
    429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC OPERATING SUPPORT 1,700,000
    MSMC - DOMINICAN CENTER
    330 POWELL AVENUE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 2,250,000
    MSMC - PSYCH CENTER
    330 POWELL AVENUE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 110,000
    MSMC MATH SCI & TECH CTR
    330 POWELL AVENUE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 2,400,000
    NATIONAL PURPLE HEART HALL OF HONOR
    374 TEMPLE HILL ROAD
    NEW WINDSOR,NY12553     		N/A PC OPERATING SUPPORT 50,000
    NEWBURGH ARMORY UNITY CENTER
    321 SOUTH WILLIAM STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 75,000
    ORANGE COUNTY COMMUNITY COLLEGE - NEWBURGH CAMPUS
    ONE WASHINGTON CENTER
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 4,000,000
    PHILANTHROPY NEW YORK
    320 EAST 43RD STREET
    NEW YORK,NY10017     		N/A PC OPERATING SUPPORT 26,400
    CONGREGATION AGUDAS ISRAEL
    290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 200,000
    OCCUPATIONS INC
    21 GRAND STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 800,000
    Total .................................bullet 3b 13,411,400
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 5,951  
    4 Dividends and interest from securities....     14 777,759  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 1,957  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,436,085  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL EXCISE TAX REFUND     		    01 8,680  
    bRESCINDED GRANT     01 5,000  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,235,432 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,235,432
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A BETTER CHANCE OF WESTPORTPO BOX 2153
    WESTPORT,CT06880     		N/A PC OPERATING SUPPORT 2,000
    ACCESS SUPPORTS FOR LIVING FOUNDATION15 FORTUNE ROAD
    WEST MIDDLETOWN,NY10941     		N/A PC CHILDREN CAN'T WAIT 100,000
    ACCESS SUPPORTS FOR LIVING FOUNDATION15 FORTUNE ROAD
    WEST MIDDLETOWN,NY10941     		N/A PC OPERATING SUPPORT 500
    ACCESS SUPPORTS FOR LIVING FOUNDATION15 FORTUNE ROAD
    WEST MIDDLETOWN,NY10941     		N/A PC OPERATING SUPPORT 15,000
    ACCESS SUPPORTS FOR LIVING FOUNDATION15 FORTUNE ROAD
    WEST MIDDLETOWN,NY10941     		N/A PC OPERATING SUPPORT 100,000
    BETHEL WOODS CENTER FOR THE ARTS200 HURT ROAD
    BETHEL,NY12720     		N/A PC OPERATING SUPPORT 47,000
    BEVERLY CHILDREN'S LEARNING CENTER550 CABOT STREET
    BEVERLY,MA01915     		N/A PC OPERATING SUPPORT 75,000
    CARE DIMENSIONS75 SYLVAN STREET STE B-102
    DANVERS,MA01923     		N/A PC OPERATING SUPPORT 50,000
    CATHOLIC CHARITIES OF ORANGE SULLIVAN280 BROADWAY
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 2,000
    CENTER FOR DISABILITY SERVICES OF NY314 SOUTH MANNING BLVD
    ALBANY,NY12208     		N/A PC START UP RECOVERY FOUNDATION 18,000
    CENTER FOR PREVENTION OF CHILD ABUSE35 VAN WAGNER ROAD
    POUGHKEEPSIE,NY12603     		N/A PC COVID-19 5,000
    CENTER FOR PREVENTION OF CHILD ABUSE35 VAN WAGNER ROAD
    POUGHKEEPSIE,NY12603     		N/A PC COVID-19 1,000
    CHABAD OF ORANGE COUNTYSUITE 1
    CHESTER,NY10918     		N/A PC OPERATING SUPPORT 18,000
    CITY OF NEWBURGH PBA55 BROADWAY
    NEWBURGH,NY12550     		N/A PC RESTRICTED GRANT 8,000
    COLUMBIA SCHOOL OF SOCIAL WORK1255 AMSTERDAM AVE
    NEW YORK,NY10027     		N/A PC COMPLICATED GRIEF 10,000
    COMMUNITY FOUNDATION OF ORANGE & SULLIVAN30 SCOTTS CORNERS DRIVE STE 230
    MONTGOMERY,NY12549     		N/A PC PRESENTING PHILANTHROPY SPONSOR 68,000
    COMMUNITY FOUNDATION OF ORANGE & SULLIVAN30 SCOTTS CORNERS DRIVE STE 230
    MONTGOMERY,NY12549     		N/A PC OPERATING SUPPORT 5,000
    COMMUNITY FOUNDATION OF ORANGE & SULLIVAN30 SCOTTS CORNERS DRIVE STE 230
    MONTGOMERY,NY12549     		N/A PC PRESIDENT'S CIRCLE 16,000
    CONGREGATION AGUDAS ISRAEL290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC COVID 19 RELIEF FUND 55,200
    CONGREGATION AGUDAS ISRAEL290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC COVID 19 RELIEF FUND 26,800
    CORNERSTONE FAMILY HEALTHCARE147 LAKE STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 15,000
    VARIOUS INDIVIDUALSC/O PKFOD LLP 32 FOSTERTOWN RD
    NEWBURGH,NY12550     		NONE I INDIGENT PERSONS - COVID-19 PANDEMIC GIFTS TO 112 INDIVIDUALS 32,755
    CRONOMER VALLEY FIRE DEPARTMENT296 N PLAN RD
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 1,000
    DUTCHESS DEBS ASSOCIATION17 KENDELL DR
    WAPPINGERS FALLS,NY12590     		N/A PC OPERATING SUPPORT 7,500
    EDUCATION FOUNDATION OF OCCC115 SOUTH STREET
    MIDDLETOWN,NY10940     		N/A PC OPERATING SUPPORT 250,000
    ENCOUNTER CHURCH INC647 STATION ROAD
    ROCK TAVERN,NY12575     		N/A PC COVID 19 FOOD DISTRIBUTION 1,700
    FEEDING WESTCHESTER200 CLEARBROOK RD
    ELMSFORD,NY10523     		N/A PC OPERATING SUPPORT 1,800
    FOOD BANK OF THE HUDSON VALLEY195 HUDSON STREET CORNWALL
    HUDSON,NY12520     		N/A PC OPERATING SUPPORT 18,000
    FOOD BANK OF THE HUDSON VALLEY195 HUDSON STREET CORNWALL
    HUDSON,NY12520     		N/A PC FARM TO FORK FEAST - FUND A MISSION 7,500
    FOUNDATION FOR NEUROLOGICAL DISEASE10 STATE STREET
    NEWBURYPORT,MA01950     		N/A PC OPERATING SUPPORT 100,000
    GARRISON ART CENTER23 GARRISONS LANDING
    GARRISON,NY10524     		N/A PC OPERATING SUPPORT 500
    GIFT OF LIFE MARROW REGISTRY5901 BROKE SOUND PARKWAY NW SUITE
    600
    BOCA RATON,FL33487     		N/A PC STEPS FOR LIFE 5K SOUTH FLORIDA 3,600
    GOLDBACKS YOUTH FOOTBALL LEAGUE201 FULLERTON AVE
    NEWBURGH,NY12550     		N/A PC FIELD RENOVATIONS 15,000
    GREATER NEWBURGH SYMPHONY ORCHESTRA2011 DUPONT AVENUE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 6,000
    GREATER NEWBURGH SYMPHONY ORCHESTRA2011 DUPONT AVENUE
    NEWBURGH,NY12550     		N/A PC PRESENTING SEASON SPON/1ST CIRCLE CHAIR 10,000
    HABITAT FOR HUMANITY OF GREATER NEWBURGH125 WASHINGTON STREET
    NEWBURGH,NY12550     		N/A PC HV GIVES 1,000
    HISTORICAL SOCIETY OF NEWBURGH BAY189 MONTGOMERY ST
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 500
    HOSPICE OF ORANGE & SULLIVAN COUNTIES800 STONY BROOK COURT
    NEWBURGH,NY12550     		N/A PC TEITELBAUM SILVER LEAF 1,000
    HOSPICE OF ORANGE & SULLIVAN COUNTIES800 STONY BROOK COURT
    NEWBURGH,NY12550     		N/A PC 2 TABLES GALA 4,500
    HOSPICE OF ORANGE & SULLIVAN COUNTIES800 STONY BROOK COURT
    NEWBURGH,NY12550     		N/A PC MEMORIAL - PATRCIA SERGI 6,500
    HUDSON HIGHLANDS NATURE MUSEUM120 MUSER DR
    CORNWALL,NY12518     		N/A PC PATHFINDER MEMBERSHIP 1,150
    HUDSON VALLEY COUNCIL BSA6 JEANNE DR
    NEWBURGH,NY12550     		N/A PC FRED JAJORK GOLF - 2 GOLFERS 500
    HUDSON VALLEY COUNCIL BSA6 JEANNE DR
    NEWBURGH,NY12550     		N/A PC EVENT SPONSOR - JOHN SERGI 10,000
    INSPIRE FOUNDATION2 FLETCHER STREET
    GOSHEN,NY10924     		N/A PC GALA TABLE 1,500
    JEWISH COMMUNITY OF AMHURST742 MAIN STREET
    AMHURST,MA01002     		N/A PC MEMORIAL - EDEN RICH 1,000
    JEWISH FAMILY SERVICES720 ROUTE 17M
    MIDDLETOWN,NY10940     		N/A PC OPERATING SUPPORT 1,000
    JEWISH FEDERATION OF GREATER OC292 NORTH STREET
    NEWBURGH,NY12550     		N/A PC MEMORIAL OF GILDA RIEGER 7,200
    KOL YISRAEL429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC OPERATING SUPPORT 6,000
    KOL YISRAEL429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC COVID-19 RELIEF FUNDS 1,000
    KOL YISRAEL429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC AIR QUALITY SERVICE INC 18,400
    KOL YISRAEL429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC KAPLAN CAPITAL FUND 8,000
    KOL YISRAEL429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC 2020 GRANT INSTALLMENT 300,000
    KOL YISRAEL429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC ASBESTOS #2 OF #5 50,000
    LEADERSHIP ORANGEPO BOX 26
    ROCK TAVERN,NY12575     		N/A PC SCHOLARSHIP MAX COARTES 1,300
    LEE ARCHER RED TAIL FLYING ACADEMY1032 1ST ST BLDG 118
    NEW WINDSOR,NY12553     		N/A PC OPERATING SUPPORT 101,500
    MEALS ON WHEELS OF GREATER NEWBURGH35 CERONE PLACE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 5,000
    ST PATRICK'S MID-HUDSON PARADE COMMITTEE INCPO BOX 45
    CHESTER,NY10918     		N/A PC PLATINUM SPONSOR 1,000
    MOUNT SAINT MARY COLLEGE330 POWELL AVE
    NEWBURGH,NY12550     		N/A PC EDUCATIONAL RESEARCH 16,000
    MOUNT SAINT MARY COLLEGE330 POWELL AVE
    NEWBURGH,NY12550     		N/A PC FOURSOME - GOLF OUTING 1,100
    MOUNT SAINT MARY COLLEGE330 POWELL AVE
    NEWBURGH,NY12550     		N/A PC CONTINENTAL BREAKFAST, GOLF SPONSOR 288,100
    NATIONAL ORG OF ADULT ADDICTIONS & RECOV93 COUNTY HOUSE RD
    MILLBROOK,NY12545     		N/A PC OPERATING SUPPORT 10,000
    NEWBURGH ARMORY UNITY CENTER321 SOUTH WILLIAM STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 208,992
    NEWBURGH JEWISH COMMUNITY CENTER290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC COVID 19 RELIEF FUND 3,000
    NEWBURGH JEWISH COMMUNITY CENTER290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC MEMORIAL - MARILYN HAUCK 500
    NATIONAL PURPLE HEART HALL OF HONOR374 TEMPLE HILL RD
    NEW WINDSOR,NY12553     		N/A PC OPERATING SUPPORT 100,000
    NEWBURGH ZION LIONS180 SOUTH STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 10,000
    ORANGE COUNTY ARTS COUNCIL23 WHITE OAK DRIVE
    CHESTER,NY10918     		N/A PC JARRETT MARKEL BRIT CAMP (ART SUPPLIES) 3,700
    ORANGE COUNTY CHAMBER OF COMMERCE40 MATTHEWS ST 104
    GOSHEN,NY10924     		N/A PC 4 TABLES SNOW BALL 7,200
    ORANGE COUNTY CITIZENS FOUNDATION23 WHITE OAK DRIVE
    CHESTER,NY10918     		N/A PC OPERATING SUPPORT 29,000
    ORANGE COUNTY CITIZENS FOUNDATION23 WHITE OAK DRIVE
    CHESTER,NY10918     		N/A PC COVID-19 10,000
    REHOBATH CHRISTIAN CENTER36 NORTH STREET
    MIDDLETOWN,NY10940     		N/A PC OPERATING SUPPORT 2,200
    CONGREGATION BETH YAM4501 MEETING STREET
    HEAD ISLAND,SC29926     		N/A PC RUTH HILSON FUND 1,800
    SAFE HARBORS OF THE HUDSON111 BROADWAY
    NEWBURGH,NY12550     		N/A PC COVID-19 3,500
    SAFE HARBORS OF THE HUDSON111 BROADWAY
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 5,500
    SETEBAID SERVICES INC1157 WESTBRANCH HWY
    WINDFIELD,PA17889     		N/A PC SETEBAID CAMP 25,000
    SHARON LIONS CLUB INCPO BOX 548 27 MAIN STREET
    SALISBURY,CT06068     		N/A PC MEMORIAL - EDEN RICH 1,000
    SHEPHERD'S KITCHEN271 BROADWAY
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 2,500
    ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC70 DUBOIS ST
    NEWBURGH,NY12550     		N/A PC DIAMOND SPONSOR 56,000
    ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC70 DUBOIS ST
    NEWBURGH,NY12550     		N/A PC AS DIRECTED NURSE APP 18,178
    ST GEORGE'S CHURCH105 GRAND ST
    NEWBURGH,NY12550     		N/A PC FOOD PANTRY 2,500
    ST LUKES CORNWALL HOSPITAL70 DUBOIS ST
    NEWBURGH,NY12550     		N/A PC OUTREACH - RESTRICTED COMMUNITY 1,800
    STORM KING ART CENTER1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC OPERATING SUPPORT 40,000
    STORM KING ART CENTER1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC CURATOR & DIRECTOR RENEWAL 7,500
    THE SULLIVAN ARC GREATER HUDSON VALLEY162 E BROADWAY
    MONTICELLO,NY12701     		N/A PC HONOR OF ADAM POMERANTZ 1,800
    ORANGE COUNTY COMMUNITY COLLEGE - NEWBURGH CAMPUSONE WASHINGTON CENTER
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 13,225
    TEMPLE BETH JACOB290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC COVID 19 RELIEF FUND 3,000
    TEMPLE BETH JACOB290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC HIGH HOLIDAY APPEAL 3,600
    TEMPLE BETH JACOB290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 1,800
    THE METROPOLITAN MUSEUM OF ART1000 5TH AVENUE
    NEW YORK,NY10028     		N/A PC MEMBERSHIP 600
    THE METROPOLITAN MUSEUM OF ART1000 5TH AVENUE
    NEW YORK,NY10028     		N/A PC EXPLORE RENEWAL 180
    TOWN OF NEWBURGH1496 ROUTE 300
    NEWBURGH,NY12550     		N/A PC FOR TOWN TO PURCHASE LAND 700,000
    TOWN OF NEWBURGH EMS97 SOUTH PLANK ROAD
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 1,000
    UNITED WAY OF THE DUTCHESS-ORANGE REGION75 MARKET STREET
    POUGHKEEPSIE,NY12601     		N/A PC OPERATING SUPPORT 270
    WHITNEY MUSEUM OF AMERICAN ART99 GANSEVOORT STREET
    NEW YORK,NY10014     		N/A PC OPERATING SUPPORT 252
    Total ...............................bullet 3a 3,201,702
    bApproved for future payment
    CARE DIMENSIONS75 SYLVAN STREET SUITE B-102
    DANVERS,MA01923     		N/A PC OPERATING SUPPORT 200,000
    FOUNDATION FOR NEUROLOGICAL DISEASES10 STATE STREET
    NEWBURYPORT,MA01950     		N/A PC OPERATING SUPPORT 1,600,000
    KOL YISRAEL429 MIDDLE NECK ROAD
    GREAT NECK,NY11023     		N/A PC OPERATING SUPPORT 1,700,000
    MSMC - DOMINICAN CENTER330 POWELL AVENUE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 2,250,000
    MSMC - PSYCH CENTER330 POWELL AVENUE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 110,000
    MSMC MATH SCI & TECH CTR330 POWELL AVENUE
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 2,400,000
    NATIONAL PURPLE HEART HALL OF HONOR374 TEMPLE HILL ROAD
    NEW WINDSOR,NY12553     		N/A PC OPERATING SUPPORT 50,000
    NEWBURGH ARMORY UNITY CENTER321 SOUTH WILLIAM STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 75,000
    ORANGE COUNTY COMMUNITY COLLEGE - NEWBURGH CAMPUSONE WASHINGTON CENTER
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 4,000,000
    PHILANTHROPY NEW YORK320 EAST 43RD STREET
    NEW YORK,NY10017     		N/A PC OPERATING SUPPORT 26,400
    CONGREGATION AGUDAS ISRAEL290 NORTH STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 200,000
    OCCUPATIONS INC21 GRAND STREET
    NEWBURGH,NY12550     		N/A PC OPERATING SUPPORT 800,000
    Total ................................bullet 3b 13,411,400

    TY 2020 AccountingFeesSchedule
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND TAX RETURN PREPARATION 19,000 0   19,000

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABB FIN USA INC 2.875% DUE 05/08/22 (00037BAB8) 30,000.000 QTY 30,160 31,009
    ABBVIE INC NTS B/E 3.200% DUE 11/06/22 (00287YAP4) 15,000.000 QTY 15,117 15,705
    AETNA INC NTS B/E 2.750% DUE 11/15/22 (008117AP8) 7,000.000 QTY 6,726 7,259
    AFLAC INC B/E 2.875% DUE 10/15/26 (001055AQ5) 15,000.000 QTY 14,603 16,595
    AFLAC INC B/E 3.625% DUE 06/15/23 (001055AL6) 10,000.000 QTY 10,216 10,782
    ALABAMA POWER CO NTS B/E 2.450% DUE 03/30/22 (010392FQ6) 20,000.000 QTY 19,984 20,495
    ALLY MASTER OWNER TRUST 2.7000% DUE 01/17/23 (02005AGP7) 27,000.000 QTY 27,149 27,024
    ALTRIA GROUP INC B/E 2.950% DUE 05/02/23 (02209SAP8) 15,000.000 QTY 14,676 15,807
    AMER WATER CPTL CORP B/E 2.950% DUE 09/01/27 (03040WAQ8) 5,000.000 QTY 5,182 5,528
    AMERICAN EXPRESS CO NTS 2.500% (025816BM0) 70,000.000 QTY 68,237 72,224
    AMERICAN HONDA FIN 2.150% DUE 09/10/24 (02665WDD0) 35,000.000 QTY 34,990 37,062
    AMERIPRISE FINANCIAL INC 2.875% DUE 09/15/26 (03076CAH9) 19,000.000 QTY 18,980 21,004
    AMERIPRISE FINANCIAL INC 3.700% DUE 10/15/24 (03076CAG1) 25,000.000 QTY 25,385 27,881
    APPLE INC B/E 3.250% DUE 02/23/26 (037833BY5) 16,000.000 QTY 16,264 17,955
    APPLE INC NTS B/E 2.100% DUE 09/12/22 (037833DC1) 15,000.000 QTY 14,999 15,464
    APPLE INC NTS B/E 2.850% (037833CU2) 5,000.000 QTY 5,046 5,391
    APPLE INC NTS B/E 3.450% (037833AS9) 45,000.000 QTY 45,792 49,554
    ATMOS ENERGY CORP B/E 1.500% DUE 01/15/31 (049560AT2) 20,000.000 QTY 19,913 19,985
    ATMOS ENERGY CORP NTS 2.625% DUE 09/15/29 (049560AR6) 15,000.000 QTY 14,991 16,471
    AVALONBAY COMMUNITIES 3.200% DUE 01/15/28 (05348EBC2) 15,000.000 QTY 14,940 16,699
    AVALONBAY COMMUNITIES 3.450% DUE 06/01/25 (05348EAV1) 15,000.000 QTY 14,551 16,697
    BAKER HUGHES A GE CO LLC 2.773% DUE 12/15/22 (05723KAD2) 40,000.000 QTY 39,943 41,776
    BALTIMORE GAS & ELEC CO 2.400% DUE 08/15/26 (059165EG1) 27,000.000 QTY 27,233 29,214
    BANK OF AMER CORP 3.124% DUE 01/20/23 (06051GGE3) 8,000.000 QTY 8,013 8,230
    BANK OF AMER CORP 3.300% DUE 01/11/23 (06051GEU9) 12,000.000 QTY 12,123 12,723
    BANK OF AMER CORP NTS 3.366% DUE 01/23/26 (06051GGZ6) 40,000.000 QTY 41,179 44,036
    BANK OF AMER CORP NTS 3.500% DUE 04/19/26 (06051GFX2) 10,000.000 QTY 9,660 11,333
    BANK OF NOVA SCOTIA NTS 3.400% DUE 02/11/24 (064159MK9) 65,000.000 QTY 66,435 70,731
    BB&T CORP MED TERM NTS 2.850% DUE 10/26/24 (05531FBB8) 60,000.000 QTY 59,338 64,928
    BERKSHIRE HATHAWAY INC 2.750% DUE 03/15/23 (084670BR8) 45,000.000 QTY 45,385 47,257
    BK OF AMER CORP 2.816% DUE 07/21/23 (06051GGQ6) 15,000.000 QTY 15,004 15,576
    BK OF AMER CORP 3.559% DUE 04/23/27 (06051GHT9) 75,000.000 QTY 83,715 84,683
    BK OF AMER CORP B/E 3.875% DUE 08/01/25 (06051GFS3) 15,000.000 QTY 15,400 17,097
    BK OF AMER CORP NTS B/E 2.456% (06051GHW2) 9,000.000 QTY 9,000 9,594
    BK OF NY MELLON CORP NTS 2.661% DUE 05/16/23 (06406RAC1) 20,000.000 QTY 20,665 20,611
    BLACKROCK INC B/E 1.900% DUE 01/28/31 (09247XAR2) 15,000.000 QTY 15,002 15,701
    BLACKROCK INC NTS B/E 3.500% DUE 03/18/24 (09247XAL5) 15,000.000 QTY 15,341 16,476
    BOEING CO 7.250% DUE 06/15/25 (097023AM7) 10,000.000 QTY 11,577 12,269
    BOEING CO NTS B/E 2.300% DUE 08/01/21 (097023CL7) 30,000.000 QTY 29,999 30,275
    BOSTON PROPERTIES INC 4.125% DUE 05/15/21 (10112RAS3) 15,000.000 QTY 15,089 15,062
    BP CPTL MARK AMER INC 3.224% DUE 04/14/24 (10373QAY6) 60,000.000 QTY 59,220 64,906
    BROOKFIELD FIN LLC NTS 4.000% DUE 04/01/24 (11271RAA7) 15,000.000 QTY 14,840 16,465
    BURLINGTON NTHN SANTA FE 3.400% DUE 09/01/24 (12189LAT8) 15,000.000 QTY 16,455 16,458
    BURLINGTON NTHN SANTA FE CORP 3.050% DUE 03/15/22 (12189LAH4) 20,000.000 QTY 19,437 20,509
    CAN IMPERIAL BANK NTS 3.500% DUE 09/13/23 (13607RAD2) 15,000.000 QTY 15,219 16,285
    CANADIAN IMPERIAL BANK 2.250% DUE 01/28/25 (13607GLZ5) 31,000.000 QTY 30,997 32,929
    CAPITAL ONE FINANCIAL CO 3.050% DUE 03/09/22 (14040HBL8) 15,000.000 QTY 15,011 15,459
    CARMAX AUTO OWNER TRUST 2.4800% DUE 11/15/22 (14314AAC3) 55,000.000 QTY 12,434 20,258
    CHARLES SCHWAB CORP B/E 3.200% DUE 01/25/28 (808513AU9) 10,000.000 QTY 10,027 11,324
    CHARLES SCHWAB CORP NTS 3.225% DUE 09/01/22 (808513AG0) 5,000.000 QTY 5,037 5,242
    CHUBB INA HLDGS INC NTS 1.375% DUE 09/15/30 (171239AG1) 35,000.000 QTY 34,922 34,936
    CITIGROUP INC B/E 3.200% DUE 10/21/26 (172967KY6) 95,000.000 QTY 93,774 105,825
    CITIGROUP INC DEP SHS 2.876% DUE 07/24/23 (172967LM1) 15,000.000 QTY 14,968 15,582
    CITIGROUP INC NTS B/E 3.352% DUE 04/24/25 (172967MF5) 30,000.000 QTY 32,022 32,615
    CME GROUP INC 3.000% DUE 03/15/25 (12572QAG0) 20,000.000 QTY 19,878 21,927
    COCA-COLA CO/THE NTS B/E 1.450% DUE 06/01/27 (191216CU2) 5,000.000 QTY 4,994 5,165
    COLUMBIA PIPELINE GROUP 4.500% DUE 06/01/25 (198280AF6) 50,000.000 QTY 54,088 57,502
    COMCAST CORP B/E 2.350% DUE 01/15/27 (20030NBW0) 20,000.000 QTY 18,314 21,520
    COMCAST CORP B/E 3.150% DUE 03/01/26 (20030NBS9) 17,000.000 QTY 17,270 18,980
    COMCAST CORP NEW B/E 3.375% DUE 02/15/25 (20030NBL4) 20,000.000 QTY 19,585 22,112
    COMCAST CORP NTS B/E 3.100% DUE 04/01/25 (20030NDJ7) 30,000.000 QTY 33,043 33,009
    COMCAST CORP NTS B/E 3.950% (20030NCS8) 3,000.000 QTY 2,996 3,447
    COMERICA INC NTS B/E 3.700% DUE 07/31/23 (200340AS6) 45,000.000 QTY 45,292 48,548
    CONNECTICUT LIGHT & PWR 3.200% DUE 03/15/27 (207597EJ0) 15,000.000 QTY 14,949 16,835
    COSTCO WHSL CORP NTS B/E 1.375% DUE 06/20/27 (22160KAN5) 20,000.000 QTY 19,955 20,606
    DEUTSCHE BK AG NTS B/E 3.375% DUE 5/12/21 (25152R5F6) 10,000.000 QTY 10,013 10,090
    DOMINION GAS HLDGS LLC 3.550% DUE 11/01/23 (257375AE5) 15,000.000 QTY 14,894 16,162
    DRIVE AUTO RECIEVABLES TRUST 3.6300% DUE 08/15/24 (26208JAF0) 40,000.000 QTY 226 1,150
    DUKE ENERGY FLORIDA LLC 2.500% (26444HAH4) 50,000.000 QTY 49,974 54,585
    ELI LILLY & CO B/E 3.375% DUE 03/15/29 (532457BV9) 20,000.000 QTY 19,969 23,219
    ENTERGY ARK INC B/E 3.050% DUE 06/01/23 (29364DAR1) 13,000.000 QTY 13,004 13,706
    ERP OPERATING LP B/E 3.000% DUE 04/15/23 (26884ABA0) 45,000.000 QTY 45,443 47,385
    EXXON MOBIL CORP B/E 3.043% DUE 03/01/26 (30231GAT9) 14,000.000 QTY 14,000 15,512
    EXXON MOBIL CORP NTS B/E 2.019% DUE 08/16/24 (30231GBC5) 15,000.000 QTY 15,700 15,793
    FANNIE MAE 5.0000% DUE 07/25/38 (31397LK40) 1,300,000.000 QTY 66,352 70,915
    FANNIE MAE 5.5000% DUE 09/25/40 (31398NDR2) 1,500,000.000 QTY 16,823 17,943
    FHLMC PL D94917 7.0000% DUE 08/01/21 (3128DYPA9) 511,332.000 QTY 1,480 1,109
    FHLMC PL G12185 5.0000% DUE 04/01/21 (3128M1J67) 915,000.000 QTY 58 21
    FHLMC PL G12255 5.5000% DUE 07/01/21 (3128M1MC0) 355,000.000 QTY 97 373
    FHLMC PL G12277 6.0000% DUE 08/01/21 (3128M1M22) 790,000.000 QTY 500 896
    FHLMC PL G12381 5.0000% DUE 09/01/21 (3128M1RA9) 610,000.000 QTY 608 409
    FHLMC PL G12710 5.5000% DUE 07/01/22 (3128MBGT8) 800,000.000 QTY 829 4,015
    FHLMC PL ZK3791 3.0000% DUE 12/01/26 (3131X7F86) 200,000.000 QTY 23,703 32,482
    FHLMC POOL 09 5.5000% DUE 11/15/37 (31397PG53) 179,600.000 QTY 21,156 22,403
    FHR 1644 K 6.7500% DUE 12/15/23 (3133T3BU1) 169,000.000 QTY 3,295 2,941
    FHR 2177 FH 0.6586% DUE 08/15/29 (3133TLPN2) 5,000,000.000 QTY 16,960 17,165
    FHR 2626 YC 5.0000% DUE 06/15/23 (31393VKE0) 213,000.000 QTY 13,454 12,352
    FHR 2696 DG 5.5000% DUE 10/15/33 (31394KR89) 100,000.000 QTY 38,707 37,103
    FHR 2697 LG 4.5000% DUE 10/15/23 (31394JYA9) 760,000.000 QTY 33,735 30,876
    FHR 3237 CD 5.5000% DUE 09/15/36 (31397CDQ9) 60,000.000 QTY 67,555 68,136
    FHR 3249 CB 4.2500% DUE 12/15/36 (31397EDF9) 1,391,897.000 QTY 80,004 84,426
    FHR 4213 VE 3.5000% DUE 06/15/26 (3137B33G1) 85,000.000 QTY 42,293 41,789
    FHR 4274 PN 3.5000% DUE 10/15/35 (3137B5VK6) 525,000.000 QTY 98,383 99,678
    FHR 4774 LP 3.5000% DUE 09/15/46 (3137F4VQ2) 60,000.000 QTY 36,860 35,912
    FHR R003 ZA 5.5000% DUE 10/15/35 (31396C3Y4) 200,000.000 QTY 64,567 67,169
    FNMA PL 831304 5.5000% DUE 01/01/21 (31407HRZ1) 365,000.000 QTY 94 94
    FNMA PL 845159 4.5000% DUE 01/01/21 (31407Y5U9) 412,408.000 QTY 5 5
    FNMA PL 889717 5.5000% DUE 12/01/21 (31410KPA6) 490,000.000 QTY 283 565
    FNMA PL 890231 5.0000% DUE 07/01/25 (31410LA85) 255,000.000 QTY 4,524 14,604
    FNMA PL 962034 5.0000% DUE 03/01/23 (31414CHK7) 625,000.000 QTY 2,410 8,088
    FNMA PL 995264 6.5000% DUE 12/01/23 (31416BTV0) 250,000.000 QTY 774 4,803
    FNMA POOL 05-68G 5.0000% DUE 07/25/35 (31394E2Q0) 115,000.000 QTY 26,193 23,811
    FNR 2003-33 PG 5.5000% DUE 05/25/33 (31393BGN9) 498,000.000 QTY 77,648 80,000
    FNR 2005-70 KP 5.0000% DUE 06/25/35 (31394EX60) 119,000.000 QTY 126,208 123,154
    FREDDIE MAC 4.0000% DUE 11/15/37 (31398Q4F1) 320,000.000 QTY 89,273 92,727
    GENERAL DYNAMICS CORP 3.875% DUE 07/15/21 (369550AR9) 25,000.000 QTY 25,178 25,254
    GENL ELEC CAP CORP B/E 3.150% DUE 09/07/22 (36962G6F6) 13,000.000 QTY 13,222 13,580
    GILEAD SCIENCES INC B/E 3.700% DUE 04/01/24 (375558AW3) 45,000.000 QTY 45,773 49,047
    GILEAD SCIENCES INC NTS 3.250% DUE 09/01/22 (375558BC6) 15,000.000 QTY 15,206 15,665
    GM FIN CONS ATMB TR 2020-3 0.4500% DUE 04/16/25 (362590AC5) 50,000.000 QTY 49,989 50,201
    GNMA PL 721420X 4.0000% DUE 09/15/24 (3620A7PD1) 204,000.000 QTY 3,847 13,619
    GNR 2009-78 NC 5.0000% DUE 09/20/39 (38376FUV2) 38,000.000 QTY 27,885 26,901
    GNR 2012-140 VW 3.0000% DUE 07/20/42 (38378GEK0) 100,000.000 QTY 13,508 8,479
    GOLDMAN SACHS GROUP INC 2.905% MATURES 07/24/23 (38141GWM2) 10,000.000 QTY 9,745 10,386
    GOLDMAN SACHS GROUP INC 3.000% DUE 04/26/22 (38141GWC4) 20,000.000 QTY 19,557 20,162
    GOLDMAN SACHS GROUP INC 3.500% DUE 01/23/25 (38148LAC0) 5,000.000 QTY 4,998 5,518
    GOLDMAN SACHS GROUP INC 3.850% DUE 01/26/27 (38141GWB6) 75,000.000 QTY 78,017 85,590
    GOLDMAN SACHS GROUP INC 4.250% DUE 10/21/25 (38141GVR2) 3,000.000 QTY 2,979 3,440
    HALLIBURTON CO CALL @MAKE 3.250% DUE 11/15/21 (406216AZ4) 15,000.000 QTY 15,082 15,257
    HOME DEPOT INC B/E 2.125% DUE 09/15/26 (437076BN1) 35,000.000 QTY 32,497 37,722
    HOME DEPOT INC NTS B/E 3.900% DUE 12/06/28 (437076BW1) 15,000.000 QTY 14,897 18,048
    HSBC HLDGS PLC B/E 4.000% DUE 03/30/22 (404280AN9) 42,000.000 QTY 42,559 43,894
    HYUNDAI AUTO REC TRUST 1.9400% DUE 02/15/24 (44891JAC2) 30,000.000 QTY 30,435 30,551
    INDIANA MICH PWR CO NTS 3.850% DUE 05/15/28 (454889AS5) 30,000.000 QTY 29,906 35,226
    INTEL CORP B/E 3.700% DUE 07/29/25 (458140AS9) 2,000.000 QTY 1,997 2,263
    INTEL CORP NTS B/E 2.450% DUE 11/15/29 (458140BH2) 15,000.000 QTY 14,980 16,271
    INTUIT INC NTS B/E 0.950% DUE 07/15/25 (46124HAB2) 30,000.000 QTY 29,976 30,377
    INVESCO FIN PLC B/E 4.000% DUE 01/30/24 (46132FAB6) 30,000.000 QTY 30,441 32,930
    JOHN DEERE CAPITAL CORP 2.750% DUE 03/15/22 (24422ERM3) 27,000.000 QTY 26,991 27,804
    JOHN DEERE CPTL 2.700% DUE 01/06/23 (24422EUA5) 15,000.000 QTY 14,507 15,724
    KEYCORP MED TERM NTS B/E 5.100% DUE 3/24/21 (49326EED1) 15,000.000 QTY 15,087 15,157
    LINCOLN NATL CORP B/E 4.000% DUE 09/01/23 (534187BD0) 20,000.000 QTY 20,255 21,816
    LLOYDS BANK PLC NTS B/E 6.375% DUE 1/21/21 (539473AH1) 30,000.000 QTY 30,593 30,081
    LOCKHEED MARTIN CORP B/E 1.850% DUE 06/15/30 (539830BP3) 35,000.000 QTY 36,306 36,720
    MANULIFE FINANCIAL CORP 4.150% DUE 03/04/26 (56501RAC0) 6,000.000 QTY 6,079 6,979
    MARSH & MCLENNAN COS INC 3.300% DUE 03/14/23 (571748BA9) 15,000.000 QTY 15,012 15,881
    MEAD JOHNSON NUTRITION 4.125% DUE 11/15/25 (582839AH9) 50,000.000 QTY 52,222 57,691
    MEDTRONIC INC B/E 3.500% DUE 03/15/25 (585055BS4) 11,000.000 QTY 11,101 12,344
    MERCK & CO INC NTS B/E 2.350% DUE 02/10/22 (58933YAQ8) 15,000.000 QTY 14,496 15,344
    METLIFE INC B/E 4.368% DUE 09/15/23 (59156RBB3) 30,000.000 QTY 31,304 33,233
    MICROSOFT CORP B/E 3.300% DUE 02/06/27 (594918BY9) 15,000.000 QTY 17,216 17,116
    MITSUBISHI UFJ FIN GRP 3.741% DUE 03/07/29 (606822BH6) 75,000.000 QTY 85,893 87,919
    MITSUBISHI UFJ FINL GROUP INC 2.998% DUE 02/22/22 (606822AL8) 20,000.000 QTY 20,100 20,599
    MORGAN STANLEY B/E 4.000% DUE 07/23/25 (6174468C6) 25,000.000 QTY 28,324 28,609
    MORGAN STANLEY NTS B/E 3.700% (61761JVL0) 60,000.000 QTY 59,364 66,768
    MORGAN STANLEY NTS B/E 3.875% DUE 01/27/26 (61746BDZ6) 45,000.000 QTY 45,418 51,618
    MUFG AMERICAS HLDGS CORP 3.000% DUE 02/10/25 (553794AC2) 24,000.000 QTY 24,009 26,209
    NATL RURAL UTILS COOP 3.900% DUE 11/01/28 (637432NQ4) 30,000.000 QTY 30,863 35,230
    NORTHERN TRUST CORP NTS 1.950% DUE 05/01/30 (665859AV6) 15,000.000 QTY 14,943 15,635
    NTHN STATES PWR CO B/E 2.600% DUE 05/15/23 (665772CK3) 15,000.000 QTY 15,005 15,625
    NUCOR CORP B/E 4.125% DUE 09/15/22 (670346AL9) 15,000.000 QTY 15,381 15,805
    NUTRIEN LTD NTS B/E 3.625% DUE 03/15/24 (67077MAC2) 20,000.000 QTY 19,822 21,693
    ONCOR ELEC DELIVERY NTS 2.950% DUE 04/01/25 (68233JAZ7) 30,000.000 QTY 29,552 32,827
    ONE GAS INC NTS B/E 2.000% DUE 05/15/30 (68235PAH1) 5,000.000 QTY 4,974 5,215
    ONEBEACON US HOLDINGS IN 4.600% DUE 11/09/22 (68245JAB6) 10,000.000 QTY 10,092 10,642
    ORACLE CORP B/E 2.500% DUE 10/15/22 (68389XAP0) 20,000.000 QTY 19,932 20,789
    ORACLE CORP NTS B/E 2.400% DUE 09/15/23 (68389XBL8) 45,000.000 QTY 44,989 47,318
    ORIX CORP NTS 2.900% DUE 07/18/22 (686330AH4) 15,000.000 QTY 15,048 15,546
    ORIX CORP NTS B/E 3.700% DUE 07/18/27 (686330AJ0) 30,000.000 QTY 29,861 34,216
    PACCAR FINANCIAL CORP 0.800% DUE 06/08/23 (69371RQ82) 10,000.000 QTY 9,986 10,107
    PFIZER & CO INC B/E 3.450% DUE 03/15/29 (717081ET6) 15,000.000 QTY 14,965 17,532
    PHILIP MORRIS INTL INC 2.125% DUE 05/10/23 (718172BU2) 20,000.000 QTY 19,780 20,780
    PHILIP MORRIS INTL INC 2.500% DUE 11/02/22 (718172CD9) 10,000.000 QTY 9,644 10,378
    PINNACLE WEST CPTL CORP 1.300% DUE 06/15/25 (723484AH4) 23,000.000 QTY 23,355 23,365
    PNC FINL SERV GRP INC WT 3.450% DUE 04/23/29 (693475AW5) 30,000.000 QTY 34,575 34,581
    POTOMAC ELEC PWR CO B/E 3.600% DUE 03/15/24 (737679DG2) 15,000.000 QTY 15,336 16,277
    PRECISION CASTPARTS CORP 3.250% DUE 06/15/25 (740189AM7) 15,000.000 QTY 15,012 16,574
    PRINCIPAL FINANCIAL GROU 3.125% DUE 05/15/23 (74251VAH5) 13,000.000 QTY 12,982 13,818
    PROGRESSIVE CORP B/E 2.450% DUE 01/15/27 (743315AR4) 6,000.000 QTY 5,998 6,495
    PROLOGIS B/E 1.250% DUE 10/15/30 (74340XBR1) 10,000.000 QTY 9,962 9,902
    PRUDENTIAL FINL INC 3.878% DUE 03/27/28 (74432QCC7) 15,000.000 QTY 15,000 17,637
    PRUDENTIAL FINL INC NTS 1.500% (74432QCH6) 15,000.000 QTY 15,213 15,564
    PUBLIC STORAGE B/E 3.385% DUE 05/01/29 (74460DAD1) 10,000.000 QTY 9,981 11,445
    QUALCOMM INC NTS B/E 3.250% DUE 05/20/27 (747525AU7) 19,000.000 QTY 18,950 21,566
    RABOBK NEDERL&MED TERM NTS 03.875% DUE 02/08/22 (21685WDD6) 70,000.000 QTY 70,655 72,787
    REALTY INCOME CORP B/E 3.000% DUE 01/15/27 (756109AS3) 15,000.000 QTY 13,970 16,597
    REALTY INCOME CORP B/E 3.650% DUE 01/15/28 (756109AU8) 15,000.000 QTY 14,975 17,113
    REALTY INCOME CORP B/E 3.875% DUE 07/15/24 (756109AQ7) 15,000.000 QTY 14,993 16,583
    ROYAL BK OF CANADA MED TERM NTS 2.500% DUE 1/19/21 (78012KKU0) 5,000.000 QTY 4,994 5,004
    S&P GLOB INC B/E 2.500% DUE 12/01/29 (78409VAP9) 15,000.000 QTY 14,975 16,360
    SAN DIEGO GAS & ELEC NTS 2.500% DUE 05/15/26 (797440BU7) 14,000.000 QTY 13,955 15,185
    SANTANDER DRIVE AUTO 2.9300% DUE 12/15/22 (80284YAF1) 55,000.000 QTY 2,300 6,057
    SANTANDER DRIVE AUTO RECEIVABL 3.2100% 09/15/23 (80285HAE0) 150,000.000 QTY 51,971 66,302
    SANTANDER UK GROUP HLDGS 3.125% DUE 1/8/21 (80281LAD7) 15,000.000 QTY 15,001 15,003
    SCHLUMBERGER FIN CANADA 1.400% DUE 09/17/25 (80685XAC5) 15,000.000 QTY 14,982 15,426
    SHELL INTL FIN NTS B/E 3.250% DUE 05/11/25 (822582BD3) 40,000.000 QTY 40,114 44,337
    SIERRA PAC POWER CO B/E 3.375% DUE 08/15/23 (826418BJ3) 30,000.000 QTY 30,779 32,055
    SIMON PPTY GROUP LP B/E 2.450% DUE 09/13/29 (828807DF1) 5,000.000 QTY 4,947 5,252
    SIMON PPTY GROUP LP B/E 3.375% DUE 10/01/24 (828807CS4) 20,000.000 QTY 19,804 21,748
    SIMON PPTY GROUP LP NTS 3.750% DUE 02/01/24 (828807CR6) 25,000.000 QTY 25,527 27,079
    SOUTHERN CO NTS B/E 2.350% DUE 07/01/21 (842587CS4) 15,000.000 QTY 14,744 15,118
    SOUTHWESTERN ELEC PWR CO 3.550% DUE 02/15/22 (845437BM3) 15,000.000 QTY 15,117 15,402
    STATE STREET CORP B/E 3.100% DUE 05/15/23 (857477AL7) 10,000.000 QTY 9,984 10,633
    STATE STREET CORP B/E 3.550% DUE 08/18/25 (857477AT0) 25,000.000 QTY 25,868 28,380
    STATE STREET CORP NTS 2.653% DUE 05/15/23 (857477AZ6) 20,000.000 QTY 19,393 20,625
    SUMITOMO MITSUI FINL GRP 2.058% DUE 07/14/21 (86562MAE0) 30,000.000 QTY 29,642 30,629
    SUMITOMO MITSUI FINL GRP 2.784% DUE 07/12/22 (86562MAQ3) 15,000.000 QTY 15,012 15,551
    SUMITOMO MITSUI FINL GRP 3.102% DUE 01/17/23 (86562MAX8) 50,000.000 QTY 49,171 52,751
    SUNTRUST BANK NTS B/E 3.200% DUE 04/01/24 (86787EBC0) 30,000.000 QTY 30,131 32,564
    SUNTRUST BANKS INC NTS 2.700% DUE 01/27/22 (867914BM4) 15,000.000 QTY 14,988 15,354
    TEXAS INSTRUMENTS INC 1.750% DUE 05/04/30 (882508BJ2) 15,000.000 QTY 15,044 15,556
    THE DETROIT EDISON CO 2.650% DUE 06/15/22 (250847EJ5) 5,000.000 QTY 4,933 5,136
    TJX COS INC B/E 2.250% (872540AQ2) 15,000.000 QTY 16,050 16,173
    TORONTO-DOMINION BANK 0.750% DUE 09/11/25 (89114QCK2) 20,000.000 QTY 19,954 20,075
    TORONTO-DOMINION BK 2.125% DUE 4/7/21 (89114QBG2) 25,000.000 QTY 24,958 25,123
    TOTAL CAPITAL INTL SA 3.455% DUE 02/19/29 (89153VAQ2) 15,000.000 QTY 15,000 17,367
    TOTAL CAPITAL INTL SA 3.750% DUE 04/10/24 (89153VAL3) 15,000.000 QTY 15,452 16,584
    TOTAL CPTL SA NTS B/E 4.125% DUE 1/28/21 (89152UAF9) 15,000.000 QTY 15,021 15,037
    TOYOTA MOTOR CRDT CORP 1.800% DUE 02/13/25 (89236TGT6) 35,000.000 QTY 36,511 36,701
    UNITED HEALTH GROUP INC 03.375% DUE 11/15/21 (91324PBT8) 25,000.000 QTY 25,050 25,462
    UNITED HEALTH GROUP INC 1.250% DUE 01/15/26 (91324PDW9) 15,000.000 QTY 14,942 15,463
    UNITEDHEALTH GROUP INC 2.950% DUE 10/15/27 (91324PDE9) 12,000.000 QTY 11,900 13,472
    US BANCORP B/E 3.000% (91159HHW3) 15,000.000 QTY 14,999 16,754
    US BANCORP NTS B/E 1.450% DUE 05/12/25 (91159HHZ6) 57,000.000 QTY 56,934 59,155
    VERIZON COMMUNICATIONS 2.625% (92343VDD3) 4,000.000 QTY 3,990 4,383
    VIRGINIA ELEC & POWER CO 3.450% DUE 02/15/24 (927804FQ2) 14,000.000 QTY 14,090 15,103
    VISA INC NTS B/E 1.900% DUE 04/15/27 (92826CAL6) 10,000.000 QTY 9,972 10,643
    WALMART INC B/E 3.250% DUE 07/08/29 (931142EN9) 10,000.000 QTY 9,988 11,638
    WALT DISNEY COMPANY/THE 2.550% DUE 02/15/22 (25468PCT1) 40,000.000 QTY 39,318 40,974
    WELLPOINT INC NTS B/E 3.300% DUE 01/15/23 (94973VBA4) 15,000.000 QTY 15,112 15,866
    WELLS FARGO & CO 2.406% DUE 10/30/25 (95000U2H5) 35,000.000 QTY 35,000 37,008
    WELLS FARGO & CO 3.750% DUE 01/24/24 (95000U2C6) 35,000.000 QTY 36,198 38,209
    WELLS FARGO & CO 4.100% DUE 06/03/26 (94974BFY1) 30,000.000 QTY 30,204 34,393
    WELLS FARGO & CO NTS B/E 3.069% DUE 01/24/23 (949746SK8) 35,000.000 QTY 35,169 35,999
    WELLS FARGO & CO NTS B/E 3.450% DUE 02/13/23 (94974BFJ4) 30,000.000 QTY 29,991 31,793
    WESTPAC BANKING CORP B/E 2.850% DUE 05/13/26 (961214CX9) 30,000.000 QTY 27,846 33,310
    WESTPAC BANKING CORP NTS 2.350% DUE 02/19/25 (961214EH2) 35,000.000 QTY 35,137 37,586
    WESTPAC BANKING CORP NTS B/E 2.1% DUE 5/13/21 (961214CV3) 15,000.000 QTY 14,928 15,104
    WORLD FINANCIAL NETWORK 2.0300% DUE 04/15/25 (981464FJ4) 100,000.000 QTY 99,875 100,751
    WORLD OMNI AUTO RECV TR 0.4800% DUE 11/17/25 (98163CAD2) 50,000.000 QTY 49,987 50,174

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BIOGEN INC (BIIB) 1,200.000 SHARES 458,448 293,832
    INVITATION HOMES INC REIT (INVH) 21,569.000 SHARES 424,181 640,599

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    US Government Securities - End of Year Book Value:

    2,981,552
    US Government Securities - End of Year Fair Market Value:

    3,100,550
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AESSF III PRIVATE INVESTORS OFFSHORE, LP AT COST 363,239 447,548
    AIF (APOLLO) VIII PRIVATE INVESTORS OFFSHORE, LP AT COST 443,889 760,093
    AP X PRIVATE INVESTORS OFFSHORE, LP AT COST 12,000 12,000
    APOLLO VII PRIVATE INVESTORS ONSHORE (TAX EXEMPT), LLC AT COST 0 37,056
    BCP VI PRIVATE INVESTORS, LP AT COST 0 236,601
    BLACKROCK HIGH YIELD BOND (BHYIX) 254,799.782 SHARES AT COST 1,690,086 1,984,890
    BLACKSTONE GSO PRIVATE INVESTORS, LP (OFFSHORE) AT COST 0 12,770
    BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, LP AT COST 506,989 730,790
    CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, LP AT COST 49,254 310,982
    CCMP III PRIVATE INVESTORS OFFSHORE, LP AT COST 291,016 474,562
    CERBERUS VI PRIVATE INVESTORS OFFSHORE, LP AT COST 652,278 802,542
    COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), LP AT COST 643,718 657,887
    DODGE & COX INCOME FUND (DODIX) 64,266.471 SHARES AT COST 899,377 941,504
    EDGEWOOD GROWTH FD INS (EGFIX) 43,739.482 SHARES AT COST 1,445,526 2,264,393
    FIDELITY 500 INDEX FUND (FXAIX) 86,825.672 SHARES AT COST 9,089,285 11,302,098
    GIF V PRIVATE INVESTORS OFFSHORE, LP AT COST 0 154,820
    GOLDENTREE OFFSHORE FUND, LTD. AT COST 15,482 84,067
    GSO PRIVATE INVESTORS OFFSHORE III SICAV-RAIF S.C.S AT COST 138,832 134,426
    HIGHBRIDGE MEZZANINE PARTNERS, LP (OFFSHORE) AT COST 0 102,245
    HPS - CORE SENIOR LENDING OFFSHORE FUND (PB), LP AT COST 619,662 677,569
    HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019, LP AT COST 252,716 275,969
    HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II, LP AT COST 0 164,784
    ISHARES 20+ YEAR TREASURY BO (TLT) 7,603.000 SHARES AT COST 1,117,393 1,199,221
    ISHARES MSCI USA QUALITY FACTOR (QUAL) 19,018.000 SHARES AT COST 1,857,884 2,210,082
    JPM U.S. REAL ESTATE INCOME AND GROWTH DOMESTIC, LP AT COST 1,244,783 952,967
    JPM US I&G DOMESTIC GROWTH REIT INC. AT COST 1,000 1,000
    JPMORGAN HIGH YIELD R6 (JHYUX) 139,211.801 SHARES AT COST 893,084 991,188
    KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP AT COST 200,324 423,751
    KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE, LP AT COST 0 1,744
    LC ASIA3 PRIVATE INVESTORS OFFSHORE, LP AT COST 388,460 341,887
    LIGHT STREET XENON, LTD. SERIES A2 AT COST 950,000 1,132,335
    LION CAPITAL II PRIVATE INVESTORS OFFSHORE, LP AT COST 225,839 27,188
    PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II, LP AT COST 759,075 345,802
    PEG DIGITAL GROWTH FUND OFFSHORE, LP AT COST 0 30,108
    PIMCO INVESTMENT GRADE CREDIT BOND (PIGIX) 92,525.215 SHARES AT COST 1,013,121 1,044,610
    PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) AT COST 0 346,763
    PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, LP AT COST 309,878 278,915
    PSAM WORLD ARB FUND LIMITED AT COST 573,167 1,322,103
    RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP AT COST 1,049 46,843
    RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP AT COST 655,256 268,421
    SCULPTOR OF II PRIVATE INVESTORS OFFSHORE LTD. AT COST 340,896 691,254
    SLA PRIVATE INVESTORS OFFSHORE, LP AT COST 839,217 840,700
    SPDR S&P 500 ETF (SPY) 25,055.000 SHARES AT COST 5,053,465 9,367,563
    STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, LP AT COST 292,848 305,396
    VANGUARD TOTAL INTERNATIONAL BOND INDEX (VTABX) 80,494.271 SHARES AT COST 1,832,984 1,882,761
    VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP AT COST 199,454 342,826
    WCM FOCUSED INTL GROWTH FUND (WCMIX) 159,559.694 SHARES AT COST 3,209,748 3,949,102
    YORK CREDIT OPPORTUNITIES UNIT TRUST CLASS B AT COST 187,791 186,497

    TY 2020 LegalFeesSchedule
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 71,048 0   71,048


    TY 2020 OtherExpensesSchedule
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK FEES 223 223   0
    FILING FEES 1,500 0   1,500
    OTHER EXPENSES THRU SCHEDULE K-1'S 0 18,142   0
    PROGRAM EXPENSES 28,735 0   28,735


    TY 2020 OtherIncomeSchedule2
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME THRU SCHEDULE K-1'S   5  
    SECURITIES LITIGATION PROCEEDS 1,957 1,957 1,957
    FEDERAL EXCISE TAX REFUND 8,680   8,680
    RESCINDED GRANT 5,000   5,000


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADMINISTRATIVE SERVICES 27,625 0   27,625
    INVESTMENT MANAGEMENT AND ADVISORY 174,803 174,803   0


    TY 2020 TaxesSchedule
    Name:
    THE WILLIAM AND ELAINE KAPLAN FAMILY
     
    PRIVATE FOUNDATION
    EIN:
    22-2470361
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX PAID 60,000 0   0