Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THEODORE W BATTERMAN
FAMILY FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)833 EAST MICHIGAN ST SUITE NO 180
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532025615
A Employer identification number

39-1688812
B Telephone number (see instructions)

(262) 369-9978
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$71,851,862J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 23,314,991
2 Check bullet.............
3 Interest on savings and temporary cash investments 14,630 36,489  
4 Dividends and interest from securities... 844,215 844,215  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,512,612
b Gross sales price for all assets on line 6a 20,016,183
7 Capital gain net income (from Part IV, line 2)... 4,512,612
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 8,060 35,032 0
12 Total. Add lines 1 through 11........ 28,694,508 5,428,348 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 42,671 0 0 42,671
b Accounting fees (attach schedule)....... Click to see attachment 25,968 12,984 0 12,984
c Other professional fees (attach schedule).... Click to see attachment 512,371 389,452 0 122,919
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 144,972 7,129 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 22,542 18,055 0 4,765
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 748,524 427,620 0 183,339
25 Contributions, gifts, grants paid....... 4,858,573 4,858,573
26 Total expenses and disbursements. Add lines 24 and 25 5,607,097 427,620 0 5,041,912
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 23,087,411
b Net investment income (if negative, enter -0-) 5,000,728
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 7,672,359 4,585,751 4,585,751
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 18,171,458 Click to see attachment33,157,026 47,695,017
c Investments—corporate bonds (attach schedule)....... 7,617,460 Click to see attachment12,684,905 12,916,209
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,101,378 Click to see attachment5,720,435 6,654,885
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 36,562,655 56,148,117 71,851,862
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 36,562,655 56,148,117
29 Total net assets or fund balances (see instructions)..... 36,562,655 56,148,117
30 Total liabilities and net assets/fund balances (see instructions). 36,562,655 56,148,117
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
36,562,655
2
Enter amount from Part I, line 27a .....................
2
23,087,411
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
59,650,066
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
3,501,949
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
56,148,117
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a NORTHERN TRUST COMPANY (69523) P    
b NORTHERN TRUST COMPANY (61649) P    
c NORTHERN TRUST COMPANY (69511) P    
d NORTHERN TRUST COMPANY PRIVATE VII K-1 P    
e NORTHERN TRUST COMPANY PRIVATE VIII K-1 P    
NORTHERN TRUST COMPANY PRIVATE EQUITY STRATEGIC OPPORTUNIES K-1 P    
NORTHERN TRUST COMPANY (61660) P    
NORTHERN TRUST COMPANY (95411) P    
NORTHERN TRUST COMPANY (35044) P    
NORTHERN TRUST COMPANY (45516) P    
NORTHERN TRUST COMPANY (61658) P    
NORTHERN TRUST COMPANY (72038) P    
NORTHERN TRUST COMPANY (96532) P    
NORTHERN TRUST COMPANY (74715) P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 978,949   1,117,745 -138,796
b 135,186   171,348 -36,162
c 838,965   931,471 -92,506
d 67,374     67,374
e 4,428     4,428
303     303
202,825   171,111 31,714
2,300,000   481,884 1,818,116
690,942   621,946 68,996
500,000   738,025 -238,025
1,218,794   1,202,848 15,946
11,182,024   8,960,948 2,221,076
93,344   46,271 47,073
1,415,882   1,059,974 355,908
387,167     387,167
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -138,796
b       -36,162
c       -92,506
d       67,374
e       4,428
      303
      31,714
      1,818,116
      68,996
      -238,025
      15,946
      2,221,076
      47,073
      355,908
      387,167
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 4,512,612
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 69,510
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 69,510
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 69,510
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 89,247
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 90,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 179,247
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 121
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 109,616
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet109,616 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletGODFREY KAHN SC Telephone no.bullet (414) 273-3500

    Located atbullet833 EAST MICHIGAN ST SUITE 1800MILWAUKEEWI ZIP+4bullet53202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    THEODORE W BATTERMAN PRES/TRES/DIR
    1.00     		0 0 0
    625 WALNUT RIDGE DR
    HARTLAND,WI53029
    LINDA C BATTERMAN JOHNSON DIRECTOR
    1.00     		0 0 0
    625 WALNUT RIDGE DR
    HARTLAND,WI53029
    CHRISTOPHER T BATTERMAN VICE PRES/SECY/DIRECTOR
    1.00     		0 0 0
    625 WALNUT RIDGE DR
    HARTLAND,WI53029
    LAURA G BATTERMAN WILKINS DIRECTOR
    1.00     		0 0 0
    625 WALNUT RIDGE DR
    HARTLAND,WI53029
    JOAN KLIMPEL ASST SECY/DIR
    1.00     		0 0 0
    833 EAST MICHIGAN ST SUITE 1800
    MILWAUKEE,WI53202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    REBECCA EMMONS MANAGEMENT SERVICES 95,511
    14885 WOODBRIDGE ROAD
    BROOKFIELD,WI53005
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    28,215,931
    b
    Average of monthly cash balances.......................
    1b
    7,310,958
    c
    Fair market value of all other assets (see instructions)................
    1c
    11,336,496
    d
    Total (add lines 1a, b, and c).........................
    1d
    46,863,385
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    46,863,385
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    702,951
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    46,160,434
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,308,022
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,308,022
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    69,510
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    69,510
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,238,512
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,238,512
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,238,512
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    5,041,912
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    5,041,912
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    5,041,912
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,238,512
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 8,022,203
    b From 2016...... 2,574,920
    c From 2017...... 3,047,898
    d From 2018...... 3,302,610
    e From 2019...... 2,508,957
    fTotal of lines 3a through e........ 19,456,588
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 5,041,912
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 2,238,512
    e Remaining amount distributed out of corpus 2,803,400
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 22,259,988
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		8,022,203
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		14,237,785
    10 Analysis of line 9:
    a Excess from 2016.... 2,574,920
    b Excess from 2017.... 3,047,898
    c Excess from 2018.... 3,302,610
    d Excess from 2019.... 2,508,957
    e Excess from 2020.... 2,803,400
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    THEODORE W BATTERMAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AGRACE HOSPICECARE
    5395 E CHERYL PARKWAY
    FITCHBURG,WI53711     		NONE PC VIRTUAL VISITS 64,000
    ALZHEIMER'S ASSOCIATION WISCONSIN CHAPTER
    2820 WALTON COMMONS SUITE 132
    MADISON,WI53718     		NONE PC SUPPORT OF ALZHEIMER'S ASSOCIATION--RESEARCH AND CARE AND SUPPORT 25,000
    AMERICAN BIBLE SOCIETY
    101 NORTH INDEPENDENCE MALL EAST
    FL8
    PHILADELPHIA,PA19106     		NONE PC MISSION SUPPORT 7,500
    AMERICAN RED CROSS
    431 18TH ST NW
    WASHINGTON,DC20006     		NONE PC MISSION SUPPORT 5,000
    AMERICARES FOUNDATION
    88 HAMILTON AVE
    STAMFORD,CT06902     		NONE PC MISSION SUPPORT 5,000
    BADGERLAND AFTERSCHOOL ENRICHMENT PROGRAM (BASE)
    734 MADISON AVE
    FORT ATKINSON,WI53538     		NONE PC BASE STEM PROGRAMMING 10,000
    BETHANY CHRISTIAN SERVICES OF WISCONSIN
    N14 W23755 STONE RIDGE DR STE 265
    WAUKESHA,WI53188     		NONE PC RENEWED GENERATIONS 50,000
    BETHANY CHRISTIAN SERVICES OF WISCONSIN
    N14 W23755 STONE RIDGE DR STE 265
    WAUKESHA,WI53188     		NONE PC PROGRAM SUPPORT 3,000
    BETHEL UNIVERSITY
    3900 BETHEL DRIVE
    ST PAUL,MN55112     		NONE PC MARILYN H. BATTERMAN MEMORIAL NURSING SCHOLARSHIPS 12,000
    BETHESDA LUTHERAN COMMUNITIES
    600 HOFFMANN DRIVE
    WATERTOWN,WI53094     		NONE PC PEER SUPPORTS FOR POSTSECONDARY EDUCATIONAL PROGRAM FOR STUDENTS WITH DISABILITIES 25,000
    BILLY GRAHAM EVANGELISTIC ASSOCIATION
    1 BILLY GRAHAM PARKWAY
    CHARLOTTE,NC28201     		NONE PC MISSION SUPPORT 7,500
    BLACKHAWK TECHNICAL COLLEGE FOUNDATION
    PO BOX 5009 6004 S COUUNTY ROAD G
    JANESVILLE,WI53546     		NONE PC NANCY B. PARKER NURSING SCHOLARS PROGRAM 50,000
    BOY SCOUTS OF AMERICA - GLACIER'S EDGE COUNCIL
    5846 MANUFACTURERS DRIVE
    MADISON,WI53704     		NONE PC PROGRAM SUPPORT 5,000
    CAMBRIDGE HIGH SCHOOL
    403 BLUE JAY WAY
    CAMBRIDGE,WI53523     		NONE PC CAMBRIDGE HIGH SCHOOL - BASKETBALL PROGRAM 10,000
    CENTER FOR URBAN TEACHING
    2600 W WISCONSIN AVENUE
    MILWAUKEE,WI53233     		NONE PC 2019 & 2020 CENTER FOR URBAN TEACHING SUMMER SCHOOL PROGRAM 50,000
    CHICAGOLAND LUTHERAN EDUCATIONAL FOUNDATION
    861 S CHURCH ROAD
    BENSENVILLE,IL60106     		NONE PC COMPLETE REWIRING OF ELECTRICAL SYSTEM IN BETHESDA INTERNATIONAL ACADEMY 60,000
    COMMUNITY FOUNDATION OF SOUTHERN WISCONSIN
    121 N PARKER DRIVE
    JANESVILLE,WI53545     		NONE PC THEODORE W. BATTERMAN FAMILY FOUNDATION SCHOLARSHIP, ADMINISTERED BY CFSW 97,075
    CONCORDIA UNIVERSITY WISCONSIN
    12800 N LAKE SHORE DRIVE
    MEQUON,WI53097     		NONE PC ERNA A. BATTERMAN SCHOLARSHIPS 52,500
    CROSSPOINT COMMUNITY CHURCH
    W380N6931 N LAKE ROAD
    OCONOMOWOC,WI53066     		NONE PC GENERAL BUDGET SUPPORT 5,000
    CROWN OF LIFE CHRISTIAN ACADEMY
    404 ROOSEVELT STREET
    FORT ATKINSON,WI53538     		NONE PC EARLY CHILDHOOD EXPANSION 10,000
    DANCEWORKS INC
    1661 N WATER STREET
    MILWAUKEE,WI53202     		NONE PC GENERAL FUND 2,500
    DISCOVERY WORLD LTD
    500 N HARBOR DRIVE
    MILWAUKEE,WI53202     		NONE PC DISCOVERY WORLD EDUCATIONAL OUTREACH TO BATTERMAN SCHOOLS OF CHOICE 50,000
    DIVINE REDEEMER LUTHERAN CHURCH AND SCHOOL
    31385 HILL ROAD
    HARTLAND,WI53029     		NONE PC WOMEN'S MINISTRY--MARILYN BATTERMAN MEMORIAL GIFT FUND 2,500
    DUCKS UNLIMITED INC
    ONE WATERFOWL WAY
    MEMPHIS,TN38120     		NONE PC RESTORING WETLAND HABITAT AT PUBLIC-ACCESS WILDLIFE AREAS 10,000
    ECHO INC
    65 S HIGH ST
    JANESVILLE,WI53548     		NONE PC FOOD PANTRY 5,000
    ELMBROOK CHURCH
    777 S BARKER RD
    BROOKFIELD,WI53045     		NONE PC JUST BETWEEN US WEB MINISTRY EXPANSION 35,000
    EVANS SCHOLARS FOUNDATION
    155 LANGDON STREET
    MADISON,WI53703     		NONE PC PROGRAM SUPPORT 500
    EXPLOIT NO MORE
    PO BOX 510286
    MILWAUKEE,WI53203     		NONE PC CHURCHES AGAINST HUMAN TRAFFICKING 5,000
    FEEDING AMERICA EASTERN WISCONSIN
    1700 W FOND DU LAC AVE
    MILWAUKEE,WI53205     		NONE PC FOOD SUPPORT PROGRAM 4,500
    FIRST IMMANUEL LUTHERAN CHURCH
    W67N622 EVERGREEN BLVD
    CEDARBURG,WI53012     		NONE PC SCHOOL EDUCATIONAL COURTYARD, IN MEMORY OF MARY E. BATTERMAN 75,000
    FOOD PANTRY OF WAUKESHA COUNTY INC
    1301 SENTRY DRIVE
    WAUKESHA,WI53186     		NONE PC PROGRAM SUPPORT 5,000
    FORT ATKINSON COMMUNITY FOUNDATION
    244 NORTH MAIN STREET
    FORT ATKINSON,WI53538     		NONE PC RENEWAL OF THE THEODORE W. BATTERMAN FAMILY FOUNDATION SCHOLARSHIP PROGRAM 60,000
    FORT ATKINSON FIRE DEPARTMENT
    128 MILWAUKEE AVE W
    FORT ATKINSON,WI53538     		NONE PC ACTIVE SHOOTER BALLISTIC PROTECTION 10,000
    FORT ATKINSON FOOD PANTRY
    715 JONES AVENUE
    FORT ATKINSON,WI53538     		NONE PC PROGRAM SUPPORT 5,000
    FORT ATKINSON HISTORICAL SOCIETY
    401 WHITEWATER AVE
    FORT ATKINSON,WI53538     		NONE PC PROGRAM SUPPORT 5,000
    FORT ATKINSON HISTORICAL SOCIETY
    401 WHITEWATER AVE
    FORT ATKINSON,WI53538     		NONE PC HOARD HISTORICAL MUSEUM 5,000
    FORWARD FOUNDATION
    14 S JACKSON STREET NO 200
    JANESVILLE,WI53548     		NONE PC JANESVILLE TOWN SQUARE EAST SIDE KIOSK AND HERITAGE BRIDGE UNDERLIGHTING 42,500
    GLACIAL COMMUNITY YMCA
    1750 E VALLEY RD
    OCONOMOWOC,WI53066     		NONE PC SPIRITUAL DEVELOPMENT DIRECTOR ENDOWMENT 83,333
    HAROLD JOHNSON DELAVAN FOOD PANTRY
    714 E WALWORTH AVENUE
    DELAVAN,WI53115     		NONE PC FOOD PANTRY SUPPORT 5,000
    HARTLAND AREA FOOD PANTRY
    555 S INDUSTRIAL DR NO STE 7
    HARTLAND,WI53029     		NONE PC PROGRAM SUPPORT 7,500
    HARVEST CHRISTIAN FELLOWSHIP
    6612 S HOWELL AVENUE
    OAK CREEK,WI53154     		NONE PC OPERATING SUPPORT 2,000
    HILLSIDE HEALTH CARE INTERNATIONAL
    PO BOX 11244
    ST LOUIS,MO63105     		NONE PC HEALTHY HEARTS WITH HILLSIDE: COMMUNITY OUTREACH IN SOUTHERN BELIZE 22,500
    HUMANE ANIMAL WELFARE SOCIETY OF WAUKESHA COUNTY INC
    701 NORTHVIEW ROAD
    WAUKESHA,WI53188     		NONE PC WHERE NEEDED MOST AND ANIMAL SUPPORT 5,000
    HYDROCEPHALUS ASSOCIATION
    4340 EAST WEST HIGHWAY SUITE 905
    BETHESDA,MD20814     		NONE PC POSTINFECTIOUS HYDROCEPHALUS RESEARCH INITIATIVE 261,050
    ILLINOIS WESLEYAN UNIVERSITY
    1312 PARK ST
    BLOOMINGTON,IL61701     		NONE PC TITAN ATHLETIC FUND--MEN'S GOLF PROGRAM/TEAM 5,000
    INDIANA UNIVERSITY FOUNDATION
    PO BOX 500
    BLOOMINGTON,IN47402     		NONE PC ERIC D. BATTERMAN MEMORIAL SCHOLARSHIP 5,000
    JEFFERSON AREA FOOD PANTRY
    PO BOX 44
    JEFFERSON,WI53549     		NONE PC ST. VINCENT DE PAUL RESOURCE CENTER 5,000
    JUDICIAL WATCH
    425 3RD STREET NW NO 800
    WASHINGTON,DC20024     		NONE PC OPERATING SUPPORT 5,000
    KINGDOM WORKERS
    N19W24075 RIVERWOOD DR STE 200
    WAUKESHA,WI53188     		NONE PC MALAWI DISABILITY MINISTRY 40,000
    LAKESIDE LUTHERAN HIGH SCHOOL
    231 WOODLAND BEACH RD
    LAKE MILLS,WI53551     		NONE PC STEM PROGRAM EXPANSION 10,000
    LIFE NETWORK
    3700 GALLEY ROAD
    COLORADO SPRINGS,CO80909     		NONE PC GENERAL FUND 5,000
    LITERACY SERVICES OF WISCONSIN
    555 N PLANKINTON AVE
    MILWAUKEE,WI53203     		NONE PC ONLINE GED & HSED PROGRAM 20,000
    LIVING WATER MINISTRIES FOUNDATION
    4454 WOODGATE DR
    JANESVILLE,WI53546     		NONE PC LIVING WATERS SITE REHAB AND PASTORAL EXPENSES 10,000
    LORD OF LIFE LUTHERAN CHURCH
    N60 W35980 LAKE DR
    OCONOMOWOC,WI53066     		NONE PC BABY BLESSINGS MINISTRY 2,500
    LUTHERAN CHURCH MISSOURI SYNOD
    PO BOX 66861
    ST LOUIS,MO63166     		NONE PC MINISTRY TO ARMED FORCES 5,000
    LUTHERAN CHURCH MISSOURI SYNOD
    PO BOX 66861
    ST LOUIS,MO63166     		NONE PC JOINT SEMINARY FUND 5,000
    LUTHERAN COUNSELING AND FAMILY SERVICES OF WISCONSIN
    3800 N MAYFAIR ROAD
    WAUWATOSA,WI53222     		NONE PC IN SCHOOL COUNSELING FOR AT-RISK STUDENTS 20,000
    LUTHERAN HIGH SCHOOL ASSOCIATION OF GREATER MILWAUKEE
    10427 W LINCOLN AVENUE NO 1300
    WEST ALLIS,WI53227     		NONE PC LAKE COUNTRY LUTHERAN HIGH SCHOOL BUILDING EXPANSION 423,860
    LUTHERAN HIGH SCHOOL ASSOCIATION OF GREATER MILWAUKEE
    10427 W LINCOLN AVENUE NO 1300
    WEST ALLIS,WI53227     		NONE PC COMPLETION OF PERFORMANCE SPACE AT LAKE COUNTRY LUTHERAN HIGH SCHOOL 520,000
    LUTHERAN HOUR MINISTRIES
    660 MASON RIDGE CENTER
    ST LOUIS,MO63141     		NONE PC EQUIPPING THE CHURCH FOR GOSPEL OUTREACH IN THE DIGITAL AGE 25,000
    LUTHERAN HOUR MINISTRIES
    660 MASON RIDGE CENTER
    ST LOUIS,MO63141     		NONE PC MISSION SUPPORT 5,000
    LUTHERAN URBAN MISSION INITIATIVE
    8242 N GRANVILLE RD
    MILWAUKEE,WI53224     		NONE PC LUMIN SCHOOL'S DUAL APPROACH TO LEARNING THROUGH A PANDEMIC 80,000
    MADISON COLLEGE FOUNDATION
    3591 ANDERSON ST 203A
    MADISON,WI53704     		NONE PC MADISON COLLEGE SCHOLARSHIPS FOR FORT ATKINSON HIGH SCHOOL GRADUATES (E.G. SCHOLARS OF PROMISE) 90,000
    MEDICAL COLLEGE OF WISCONSIN
    9200 W WISCONSIN AVE
    MILWAUKEE,WI53226     		NONE PC ACCELERATING CLINICAL TRIALS AND HEALTH SERVICES RESEARCH FOR PANCREATIC CANCER 497,795
    MILWAUKEE SCHOOL OF ENGINEERING
    1025 NORTH BROADWAY STREET
    MILWAUKEE,WI53202     		NONE PC THE THEODORE W. BATTERMAN FAMILY FOUNDATION ANNUAL SCHOLARSHIP PROGRAM 89,024
    MILWAUKEE SYMPHONY ORCHESTRA
    1101 N MARKET STREET NO 100
    MILWAUKEE,WI53202     		NONE PC OPERATING SUPPORT 2,500
    OCONOMOWOC FOOD PANTRY
    PO BOX 832
    OCONOMOWOC,WI53066     		NONE PC GENERAL FUND 10,000
    OUTDOOR OUTREACH
    5275 MARKET STREET SUITE 21
    SAN DIEGO,CA92114     		NONE PC OUTDOOR OUTREACH DAY CAMP 2020/2021 10,000
    PANCREATIC CANCER ACTION NETWORK
    1500 ROSECRANS AVENUE NO 200
    MANHATTAN BEACH,CA90266     		NONE PC KNOW YOUR TUMOR 100,000
    PEWAUKEE INTER-CHURCH LAY COUNCIL
    W243N2312 SADDLE BROOK DR APT 111
    PEWAUKEE,WI53072     		NONE PC PROGRAM SUPPORT 5,000
    PROHEALTH CARE FOUNDATION
    725 AMERICAN AVENUE
    WAUKESHA,WI53188     		NONE PC COMMUNITY COMFORT AND CARE AT ANGELSGRACE HOSPICE 40,000
    PUJOLS FAMILY FOUNDATION
    111 WESTPORT PLAZA SUITE 255
    ST LOUIS,MO63146     		NONE PC GENERAL FUND 5,000
    RONALD MCDONALD HOUSE CHARITIES OF MADISON
    2716 MARSHALL CT
    MADISON,WI53705     		NONE PC "BUILDING ON HOPE" THE COMMUNITY CAMPAIGN TO EXPAND THE RONALD MCDONALD HOUSE 100,000
    ROTARY GARDENS
    PO BOX 385
    DELAVAN,WI53115     		NONE PC PROGRAM SUPPORT 5,000
    SAFE FAMILIES FOR CHILDREN OF WISCONSIN
    2327 N 52ND ST
    MILWAUKEE,WI53210     		NONE PC SAFE FAMILIES FOR CHILDREN AND ROCK COUNTY CHILDREN, YOUTH AND FAMILIES PILOT PROGRAM 25,000
    SALTY EARTH PICTURES
    PO BOX 284
    LAKE MILLS,WI53551     		NONE PC SALTY EARTH PICTURES STUDIO POST PRODUCTION ON FEATURE FILM AND FAMILY PROGRAM 22,500
    SALVATION ARMY JANESVILLE
    514 SUTHERLAND AVE
    JANESVILLE,WI53545     		NONE PC MISSION SUPPORT 25,000
    SALVATION ARMY MILWAUKEE
    4129 W VILLARD AVENUE
    MILWAUKEE,WI53209     		NONE PC EMERGENCY SHELTER 5,000
    SALVATION ARMY MILWAUKEE
    4129 W VILLARD AVENUE
    MILWAUKEE,WI53209     		NONE PC FOOD PANTRY SUPPORT 20,000
    SAMARITAN'S PURSE
    PO BOX 3000
    BOONE,NC28607     		NONE PC MISSION SUPPORT 10,000
    SECOND HARVEST FOODBANK OF SOUTHERN WISCONSIN
    2802 DAIRY DRIVE
    MADISON,WI53718     		NONE PC ROCK COUNTY MOBILE PANTRY PROGRAM 100,000
    SHRINERS HOSPITAL FOR CHILDREN
    2900 N ROCKY POINT DR
    TAMPA,FL33607     		NONE PC PROGRAM SUPPORT 7,500
    SMILE TRAIN INC
    633 THIRD AVENUE SUITE 9TH FL
    NEW YORK,NY10017     		NONE PC PROGRAM SUPPORT 10,000
    ST JOHN'S LUTHERAN SCHOOL
    6802 W FOREST HOME AVENUE
    MILWAUKEE,WI53220     		NONE PC IMPACT--SCHOOL EXPANSION 32,000
    ST JOSEPH CATHOLIC PARISH
    12130 W CENTER ST
    WAUWATOSA,WI53222     		NONE PC ST. JOSEPH CATHOLIC SCHOOL PRESENTATION AND TECHNOLOGY INFRASTRUCTURE PROJECT 10,000
    ST PETER'S EVANGELICAL LUTHERAN CHURCH AND SCHOOL
    1600 S MAIN STREET
    FOND DU LAC,WI54937     		NONE PC SCRUBBER, SAFETY FILM WITH LOGO, AND LED LIGHTING UPGRADES 10,000
    ST VINCENT DE PAUL SOCIETY - BLESSED TERESA OF CALCUTTA PARISH
    W314 N7462 WI-83
    HARTLAND,WI53029     		NONE PC PROGRAM SUPPORT 5,000
    ST VINCENT DE PAUL SOCIETY - FORT ATKINSON
    1525 SUMMIT DR STE 4
    FORT ATKINSON,WI53538     		NONE PC ST. VINCENT DE PAUL FORT ATKINSON STORE AND MINISTRY UPGRADE 11,648
    TEACHBEYOND
    PO BOX 610
    DOWNERS GROVE,IL60515     		NONE PC BELIZE CHRISTIAN ACADEMY "FAITH FOR THE FUTURE" 55,000
    TEACHBEYOND
    PO BOX 610
    DOWNERS GROVE,IL60515     		NONE PC MISSION SUPPORT 10,000
    THE BOX THEATRE COMPANY
    W359 N5920 BROWN ST UNIT 101
    OCONOMOWOC,WI53066     		NONE PC GENERAL BUDGET SUPPORT 5,000
    THE SHEEPFOLD
    PO BOX 4487
    ORANGE,CA92863     		NONE PC SHELTER VAN ($45,000) AND NEW APPLIANCES FOR SECOND STEP APARTMENTS ($11,000) 56,000
    TIME OF GRACE MINISTRY
    101 E NORTH AVENUE
    MILWAUKEE,WI53212     		NONE PC TIME OF GRACE TELEVISION MEDIA MARKET EXPANSION 25,000
    UNITED WAY BLACKHAWK REGION INC
    205 N MAIN STREET NO 101
    JANESVILLE,WI53545     		NONE PC PROGRAM SUPPORT 10,000
    UNITED WAY OF JEFFERSON AND NORTHERN WALWORTH COUNTIES
    734 MADISON AVENUE
    FORT ATKINSON,WI53538     		NONE PC PROGRAM SUPPORT 10,000
    WATERTOWN FOOD PANTRY INC
    204 N TENTH STREET
    WATERTOWN,WI53094     		NONE PC FOOD PANTRY SUPPORT 5,000
    WHEATON COLLEGE
    501 COLLEGE AVENUE
    WHEATON,IL60187     		NONE PC PROGRAM SUPPORT 5,000
    WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES
    122 W WASHINGTON AVENUE SUITE 700
    MADISON,WI53703     		NONE PC WAICU NONPROFIT INTERNSHIP PROGRAM 187,500
    WISCONSIN CONSERVATORY OF MUSIC
    1584 N PROSPECT AVENUE
    MILWAUKEE,WI53202     		NONE PC GROWING MILWAUKEE'S JAZZ COMMUNITY: A NEW, EARLIER, AND MORE DIVERSE JAZZ EDUCATION PATHWAY 150,000
    WISCONSIN LUTHERAN INSTITUTIONAL MINISTRIES
    1833 EXECUTIVE DR 101B
    OCONOMOWOC,WI53066     		NONE PC BRINGING HOPE BEHIND WALLS (JAIL AND PRISON MINISTRY) 40,000
    WISCONSIN RIGHT TO LIFE EDUCATION FUND
    5317 N 118TH COURT
    MILWAUKEE,WI53225     		NONE PC VERITAS SOCIETY 16,667
    WISCONSIN RIGHT TO LIFE EDUCATION FUND
    5317 N 118TH COURT
    MILWAUKEE,WI53225     		NONE PC EDUCATION FUND 5,000
    WISCONSIN YOUTH SYMPHONY ORCHESTRAS FOUNDATION INC
    PO BOX 258039
    MADISON,WI53725     		NONE PC WYSO PERCUSSION INSTRUMENT PURCHASE 187,203
    WLCFS - CHRISTIAN FAMILY SOLUTIONS
    4351 W COLLEGE AVENUE 410
    APPLETON,WI54914     		NONE PC URBAN SCHOOL COUNSELING PROGRAM 50,000
    WOODCREST CHRISTIAN SCHOOL SYSTEM
    18401 VAN BUREN BLVD
    RIVERSIDE,CA92508     		NONE PC GENERAL FUND 15,000
    WORLD VISION
    PO BOX 9716
    FEDERAL WAY,WA98063     		NONE PC WORLD VISION HONDURAS ECONOMIC EMPOWERMENT/THRIVE PROGRAM 100,000
    WYCLIFFE BIBLE TRANSLATORS
    11221 JOHN WYCLIFFE BLVD
    ORLANDO,FL32832     		NONE PC MORRIS AND WENDY JOHNSON MINISTRY PROJECT 49,000
    WYCLIFFE BIBLE TRANSLATORS
    11221 JOHN WYCLIFFE BLVD
    ORLANDO,FL32832     		NONE PC TSUVADI, EASTERN OROMO, AND MARO SCRIPTURE TRANSLATION 64,579
    YMCA OF NORTHERN ROCK COUNTY CHARITABLE FOUNDATION INC
    221 DODGE STREET
    JANESVILLE,WI53545     		NONE PC FRIENDS OF YOUTH SCHOLARSHIP PROGRAM 25,000
    YOUNG AMERICA'S FOUNDATION
    11480 COMMERCE PARK DRIVE SIXTH
    FLOOR
    RESTON,VA20191     		NONE PC PROGRAM SUPPORT 5,000
    ZACHARIAH'S ACRES
    N74 W35911 SERVANTS WAY
    OCONOMOWOC,WI53066     		NONE PC PRODUCTION GREENHOUSE PROVIDING VOLUNTEER & EMPLOYMENT OPPORTUNITIES 62,500
    ZOOLOGICAL SOCIETY OF MILWAUKEE COUNTY
    10005 WEST BLUEMOUND ROAD
    MILWAUKEE,WI53226     		NONE PC ANIMAL AMBASSADOR CONTINUUM 18,339
    Total .................................bullet 3a 4,858,573
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 14,630  
    4 Dividends and interest from securities....     14 844,215  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 8,060  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 4,512,612  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 5,379,517 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    5,379,517
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THEODORE W BATTERMAN
    FAMILY FOUNDATION INC
    Employer identification number

    39-1688812
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THEODORE W BATTERMAN
    FAMILY FOUNDATION INC         		Employer identification number
    39-1688812
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    CHRISTOPHER ANGELA BATTERMAN
    625 WALNUT RIDGE DRIVE
     
    HARTLAND, WI53029

    		$ 175,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    LINDA C BATTERMAN JOHNSON
    625 WALNUT RIDGE DRIVE
     
    HARTLAND, WI53029

    		$ 300,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    MARILYN BATTERMAN TRUST
     
    833 E MICHIGAN STREET SUITE 1800
     
    MILWAUKEE, WI53202

    		$ 504,588


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    JOHN E WILKINS LAURA G WILKINS
    625 WALNUT RIDGE DR
     
    HARTLAND, WI53029

    		$ 200,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    MARILYN BATTERMAN TRUST
     
    833 E MICHIGAN STREET SUITE 1800
     
    MILWAUKEE, WI53202

    		$ 6,769,901


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THEODORE W BATTERMAN
    FAMILY FOUNDATION INC         		Employer identification number

    39-1688812
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    5
    		 PUBLICLY TRADED SECURITIES $ 6,769,901 2020-12-31
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THEODORE W BATTERMAN
    FAMILY FOUNDATION INC         		Employer identification number

    39-1688812
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 25,968 12,984 0 12,984

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Name of Bond End of Year Book Value End of Year Fair Market Value
    MFO BLACKROCK FDS HIGH YIELD BD 4,288,484 4,243,536
    MFO DOUBLELINE CORE FIXED INCOME FUND I 3,334,392 3,507,213
    MFO PIMCO FDS PAC INVT MGMT SER HIGH 975,000 1,069,458
    MFC ISHARESTR 1-5 YR INVT GRADE CORPORTATE BD 4,002,360 4,011,631
    MFC ISAHRES INC MSCI BRAZIL 84,669 84,371

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LAB COM 161,369 219,746
    ACCENTURE PLC 209,784 362,037
    ACTIVISION BLIZZARD INC COM STK 65,141 112,534
    ADIDAS AG 115,241 167,252
    ADOBE SYS INC 48,239 290,570
    ADR ABB LTD SPONSORED ADR 129,119 151,431
    ADR ADYEN 97,508 112,752
    ADR AIA GROUP LTD 177,332 222,018
    ADR ALIBABA GROUP HOLDING LTD 84,558 114,969
    ADR AMADEUS IT GROUP S A 124,105 127,437
    ADR ASML HLDG NV NY REG 2012 (POST REV SPLIT) 252,187 427,731
    ADR ASTRAZENECA PLC 124,264 118,975
    ADR ATLAS COPCO AB 103,685 123,205
    ADR CREDIT SUISSE GROUP AG 138,696 148,736
    ADR CSL LTD 164,583 200,914
    ADR DSV PANALPINA A/S 113,613 163,923
    ADR HDFC BK LTD 270,236 388,037
    ADR JD COM INC 129,473 175,448
    ADR LONZA GROUP 125,902 130,531
    ADR LVMH MOET HENNESSY LOUIS VUITTON 221,854 342,259
    ADR NESTLE S A 225,538 253,742
    ADR NICE LTD 83,087 179,197
    ADR NOVO-NORDISK 103,912 114,275
    ADR PERNOD RICARD S A 88,436 97,447
    ADR PRUDENTIAL PLC 79,134 73,565
    ADR SMITH & NEPHEW GROUP PLC 110,851 111,244
    ADR SONY CORP AMERN 104,110 179,554
    ADR TAIWAN SEMICONDUCTOR MANUFACTURING 341,892 511,071
    ADR TAL ED GROUP 79,266 147,597
    ADR TENCENT HLDGS LTD 191,584 279,293
    ADR WNS HLDGS LTD 127,790 170,902
    AGILENT TECHNOLOGIES INC 51,772 103,205
    AIR LEASE CORP 44,216 52,860
    AKAMAI TECHNOLOGIES INC 42,993 53,335
    ALBEMARLE CORP 53,297 85,709
    ALCON AG COM 118,503 127,671
    ALLSTATE CORP 97,238 144,118
    ALIGEN TECHNOLOGY INC 18,653 126,648
    ALPHABET INC 147,455 376,693
    AMAZON 27,060 45,597
    AMERICAN INTERNATIONAL GROUP INC 171,521 152,121
    AMERICOLD RLTY TR 76,353 80,446
    AMERISOURCEBERGEN CORP 55,954 51,422
    ANSYS INC 63,675 146,611
    AON PLC 80,506 82,818
    APARTMENT COM 1,392 176
    APARTMENT INCOME REIT CORP 1,175 1,191
    APPLE INC 83,257 265,380
    APPLIED MATERIALS INC 74,270 136,354
    ARCHER-DANIELS-MIDLAND CO 120,403 136,712
    ARROW ELECTR INC 41,161 53,418
    AT&T INC 172,954 144,318
    ATLASSIAN CORPORATION PLC 131,076 217,498
    AUTODESK INC 161,883 342,286
    BIO RAD LABS INC 46,399 101,432
    BLACK KNIGHT INC 53,681 94,446
    BROADCOM INC 96,702 154,999
    BRISTOL MYERS SQUIBB CO 21,458 31,015
    BSTN PPTYS INC 50,775 46,603
    CANADIAN PAC RY LTD 260,744 355,011
    CARNIVAL CORP 164,191 146,754
    CATERPILLAR INC COM 115,409 166,366
    CBRE GROUP INC 66,805 106,749
    CHEVRON CORP 46,966 54,893
    CIGNA CORP 124,458 141,771
    CIMAREX ENERGY CO 69,136 56,378
    CISCO SYSTEMS INC 104,317 143,603
    CMC MATLS INC 60,141 69,447
    COGNIZANT TECH SOLUTIONS CORP 107,305 151,444
    CONAGRA BRANDS INC 103,131 124,952
    CONOCOPHILLIPS COM 147,718 143,564
    CONTINENTAL RES INC 57,301 40,424
    COMCAST CORP NEW 109,059 156,257
    COPA HOLDINGS 141,973 151,989
    CSX CORP 39,089 81,312
    CUMMINS INC 53,956 81,756
    CVS HEALTH CORP 164,807 151,489
    D R HORTON INC 70,108 121,851
    DARDEN RESTAURANTS INC 65,156 114,593
    DENTSPLY SIRONA INC 62,399 69,220
    DISCOVER FINL SVCS 144,023 157,160
    DOLLAR TREE INC 151,544 262,777
    DOVER CORP 38,156 68,806
    DUPONT DE NEMOURS INC 168,553 172,797
    EASTMAN CHEM CO 48,784 63,578
    EATON VANCE CORP 47,627 84,369
    EDISON INTL 139,408 142,790
    EQTY RESDNTL EFF 5/15/02 131,441 130,238
    EXPERIAN PLC 142,693 171,162
    FACEBOOK 152,630 338,445
    FERRARI N V FERRARI N COMMON STOCK 79,605 98,464
    GARTNER INC 54,500 100,920
    GATX CORP 38,349 58,642
    GENERAL DYNAMICS CORP 44,016 44,944
    GLOBAL PMTS INC 60,275 140,669
    GLOBANT SA 76,399 155,374
    HONEYWELL INTL 140,464 143,785
    HOULIHAN LOKEY INC 54,873 69,919
    ICON PLC 195,336 269,072
    ILL TOOL WKS INC 25,128 112,134
    ILLUMINA INC 80,920 91,390
    INTEL CORP 122,626 153,197
    INTERCONTINENTAL EXCHANGE INC 68,525 130,969
    INTUIT COM 20,812 47,481
    INTUITIVE SURGICAL INC 77,532 87,537
    JOHNSON CONTROLS 138,721 149,088
    JOHNSON & JOHNSON 167,604 213,565
    JPMORGAN CHASE & CO 50,388 63,535
    KEYCORP 45,702 55,335
    KEYSIGHT TECHNOLOGIES INC 47,934 122,315
    LAB CORP AMER HLDGS 43,358 61,065
    LOWES COS INC 65,833 126,963
    LULULEMON ATHLETICA INC 241,597 329,236
    MASCO CORP 59,307 93,326
    MASTERCARD INC 88,391 200,600
    MEDTRONIC PLC COMMON STOCK 22,669 29,285
    MERCADOLIBRE INC 257,651 469,062
    MERCK & CO INC 119,512 165,155
    METTLER-TOLEDO INTL INC 97,095 123,085
    MICROSOFT CORP 156,835 639,680
    MONDELEZ INTL INC 113,739 144,596
    MOTOROLA SOLUTIONS INC 131,341 138,939
    MSCI INC 43,345 83,055
    NIKE INC 38,756 96,765
    NORTHROP GRUMMAN CORP 83,101 122,497
    ORACLE CORP 97,645 147,235
    PACKAGING CORP AMER 37,745 67,714
    PAYPAL HOLDINGS 65,307 177,055
    PEPSICO INC 13,064 37,075
    PROCTER & GAMBLE COM 43,215 69,570
    PROGRESSIVE CORP 54,453 111,339
    RAYMOND JAMES FNCL INC 50,100 77,110
    RAYTHEON CO 141,215 171,052
    REGENERON PHARMACEUTICALS INC 96,867 98,071
    REINSURANCE GROUP AMER INC 48,691 61,775
    RENAISSANCE RE HLDGS LTD 39,222 50,907
    REPUBLIC SVCS INC 69,261 119,605
    RESMED INC 144,650 174,299
    SALESFORCE COM 123,306 161,557
    SBA COMMUNICATIONS CORP 67,218 72,790
    SCOTTS MIRACLE-GRO CLASS'A'COM NPV 41,051 89,016
    SEALED AIR CORP 55,468 55,314
    SENSATA TECHNOLOGIES B V HOLDING 70,139 84,859
    SERVICENOW INC 90,740 184,944
    SHOPIFY INC CL A SHOPIFY INC 80,407 135,834
    SIKA AG ADR 96,831 118,587
    SKYWORKS SOLUTIONS INC 91,207 136,216
    SNAP-ON INC 63,898 70,167
    SOLAREDGE TECHNOLOGIES 145,087 270,614
    STARBUCKS CORP 82,212 142,497
    STERICYCLE INC 80,346 88,396
    STERIS PLC 213,668 277,486
    STIFEL FINL CORP 53,239 77,406
    SYNEOS HEALTH INC 45,179 67,653
    SYNOPSYS INC 63,352 170,839
    SYSCO CORP COM 54,262 73,517
    THE TRADE DESK INC 23,318 160,200
    TJX COS INC 56,397 97,108
    TRANE TECHNOLOGIES 98,188 170,128
    TRITON INTL 154,950 154,262
    TRUIST FINL CORP 138,404 167,036
    UNITEDHEALTH GROUP INC 106,730 123,089
    VERIZON COMMUNICATIONS 161,125 190,996
    VIATRIS INC 143,189 149,976
    VISA INC 74,344 202,325
    WALMART INC 44,282 72,075
    WALT DISNEY CO 106,677 184,260
    WEC ENERGY GROUP INC 55,350 77,581
    WOODWARD INC 44,560 90,054
    XILINX INC 55,870 128,444
    YUM CHINA HLDGS INC 115,462 136,445
    ZOETIS INC 87,889 185,525
    MFB NORTHERN FUNDS SMALL CAP INDEX FD 2,311,578 3,087,805
    MFO ADVISORS INNER CIRCLE FD EDGEWOOD GROWTH FD INSTL CL 1,326,678 6,115,948
    MFO VANGUARD DEVELOPED MARKETS INDEX 2,406,562 2,978,123
    MFC NUVEEN NASDAQ 100 DYNAMIC OVERWITE 106,381 117,045
    MFC SPDR S&P 500 ETF 10,128,658 10,468,640
    MFC SPDR SER TR S&P BIOTECH 41,851 70,390

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INVESTMENT IN PARTNERSHIP AT COST 4,520,435 5,435,357
    INVESTMENT IN HEDGES AT COST 1,200,000 1,219,528

    TY 2020 LegalFeesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 42,671 0 0 42,671


    TY 2020 OtherDecreasesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Description Amount
    TIMING ADJUSTMENT 15,163
    EXCESS FMV OVER COST OF CONTRIBUTED SECURITIES 3,486,786


    TY 2020 OtherExpensesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MISCELLANEOUS EXPENSES 4,765 0 0 4,765
    PRIVATE EQUITY VII K-1 13,016 12,867 0 0
    CARLYLE DIRECT K-1 4,761 4,761 0 0
    METROPOLITAN REAL ESTATE PARTNERS GLOBAL VI UBTI 0 427 0 0


    TY 2020 OtherIncomeSchedule2
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    NORTHERN TRUST COMPANY (50042) 1,320 1,320  
    NORTHERN TRUST COMPANY (95411) 2,078 2,078  
    NORTHERN TRUST COMPANY (69511) 112 112  
    NORTHERN TRUST COMPANY (69523) 21 21  
    PRIVATE EQUITY VIII K-1 1,784 1,801  
    PRIVATE EQUITY STRATEGIC OPPORTUNITIES K-1 304 304  
    CARLYLE DIRECT K-1 320 320  
    METROPOLITAN REAL ESTATE PARTNERS GLOVAL VI K-1 2,121 2,126  
    NORTHERN TRUST PRIVATE EQUITY FUND (QP) VII, L.P. UBTI 0 9,428  
    NORTHERN TRUST PRIVATE EQUITY FUND (QP) VIII, L.P. UBTI 0 16,376  
    PRIVATE EQUITY STRATEGIC OPPORTUNITIES UBTI 0 1,146  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 300,986 300,986 0 0
    AGENCY FEES 211,385 88,466 0 122,919


    TY 2020 SubstantialContributorsSch
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Name Address
    LINDA C BATTERMAN JOHNSON 625 WALNUT RIDGE DRIVE
    HARTLAND,WI53029
    CHRISTOPHER BATTERMAN 625 WALNUT RIDGE DRIVE
    HARTLAND,WI53029


    TY 2020 TaxesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 137,843 0 0 0
    FOREIGN TAXES 7,129 7,129 0 0