Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 01-01-2020 , and ending 12-31-2020
BCheck if applicable:
CName of organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
 
Doing business as
ELLIS MEDICINE
 
Number and street (or P.O. box if mail is not delivered to street address)
1101 NOTT STREET
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SCHENECTADY, NY123082425
D Employer identification number

14-1338428
E Telephone number

G Gross receipts $ 426,519,569
F Name and address of principal officer:
PAUL A MILTON
1101 NOTT STREET
SCHENECTADY,NY123082425
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.ELLISMEDICINE.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1885
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: THE MISSION OF ELLIS HOSPITAL (D/B/A ELLIS MEDICINE) IS TO MEET THE HEALTH AND WELLNESS NEEDS OF OUR COMMUNITY WITH EXCELLENCE.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 15
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 12
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 3,961
6 Total number of volunteers (estimate if necessary) ............. 6 150
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 4,338,931
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 12,995,020 15,927,891
9 Program service revenue (Part VIII, line 2g) ......... 427,334,573 366,019,290
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 4,073,209 4,100,150
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 25,412,681 24,787,334
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 469,815,483 410,834,665
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 0 0
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 254,153,229 254,090,754
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 209,614,529 178,166,067
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 463,767,758 432,256,821
19 Revenue less expenses. Subtract line 18 from line 12....... 6,047,725 -21,422,156
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 363,599,711 392,626,330
21 Total liabilities (Part X, line 26)............. 169,934,041 212,122,370
22 Net assets or fund balances. Subtract line 21 from line 20..... 193,665,670 180,503,960
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: THE MISSION OF ELLIS HOSPITAL (D/B/A ELLIS MEDICINE) IS TO MEET THE HEALTH AND WELLNESS NEEDS OF OUR COMMUNITY WITH EXCELLENCE.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 323,803,687 including grants of $   ) (Revenue $ 343,873,272 )
SEE SCHEDULE O
4b (Code:   ) (Expenses $ 22,041,075 including grants of $   ) (Revenue $ 16,221,338 )
SEE SCHEDULE O
4c (Code:   ) (Expenses $ 12,757,864 including grants of $   ) (Revenue $ 9,396,197 )
SEE SCHEDULE O
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet358,602,626
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D,
Part IIIClick to see attachment..............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D,
Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII
Click to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....Click to see attachment
20a
Yes
 
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? Click to see attachment
20b
Yes
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....
21
 
No
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
231
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
3,961
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
15
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
12
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
NY
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletELLIS MEDICINE FINANCE DEPT1101 NOTT STREET   SCHENECTADY,NY12308 (518) 612-8645
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) PAUL A MILTON......................................................................
PRESIDENT / CEO
55.00
.................
5.00
X   X       698,468 0 67,274
(2) DAVID BROWN......................................................................
TRUSTEE
1.44
.................
 
X           0 0 0
(3) PATRICIA BUHR......................................................................
TRUSTEE
3.31
.................
 
X           0 0 0
(4) CRISTINE CIOFFI ESQ......................................................................
TRUSTEE
2.43
.................
 
X           0 0 0
(5) THOMAS DONOVAN......................................................................
TREASURER
2.10
.................
 
X   X       0 0 0
(6) DAVID HORAN......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(7) WILLIAM KENNEALLY ESQ......................................................................
TRUSTEE
2.37
.................
 
X           0 0 0
(8) MARK LITTLE......................................................................
CHAIR
2.38
.................
 
X   X       0 0 0
(9) STEPHEN PAGANO......................................................................
TRUSTEE
7.50
.................
 
X           0 0 0
(10) ARETA PIDWERBETSKY MD......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(11) STEPHANIE ROBERTS ESQ......................................................................
TRUSTEE
2.73
.................
 
X           0 0 0
(12) JANET SAPIO-MAYTA......................................................................
SECTETARY
3.05
.................
 
X   X       0 0 0
(13) MARY THERRIAULT RN......................................................................
TRUSTEE
2.31
.................
 
X           0 0 0
(14) JOHN TOBISON......................................................................
TRUSTEE
2.03
.................
 
X           0 0 0
(15) GARY WOOD MD......................................................................
TRUSTEE
3.27
.................
 
X           0 0 0
(16) NICK MONTALTO......................................................................
TRUSTEE
3.00
.................
 
X           414,676 0 0
(17) MARC MESICK......................................................................
VICE PRESIDENT / CFO
55.00
.................
5.00
    X       431,775 0 19,451
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) JOSEPH GIANSANTE........................................................................
VICE PRESIDENT / CHIEF HUM
55.00
.......................  
    X       220,455 0 0
(19) RONALD MCKINNON........................................................................
VICE PRESIDENT / CHIEF I.T
50.00
.......................  
    X       460,805 0 18,205
(20) AVINASH BACHWANI MD........................................................................
VICE PRESIDENT / CHIEF MED
55.00
.......................  
    X       541,975 0 38,062
(21) DAVID M LIEBERS MD........................................................................
VICE PRESIDENT / CMO
55.00
.......................  
    X       507,138 0 47,101
(22) WENDY A ROSHER........................................................................
EXECUTIVE VICE PRESIDENT
55.00
.......................5.00
    X       302,513 0 5,086
(23) LESLYN WILLIAMSON........................................................................
EXECUTIVE VICE PRESIDENT /
55.00
.......................  
    X       438,063 0 50,718
(24) JEANETTE GLIHA........................................................................
VICE PRESIDENT / CHIEF HUM
55.00
.......................  
    X       261,766 0 16,568
(25) TERRENCE CLARKE MD........................................................................
SURGEON
50.00
.......................  
        X   731,949 0 91,224
(26) BERTAND SOREL DMD MD........................................................................
SURGEON
50.00
.......................  
        X   508,871 0 116,191
(27) HERBERT REICH MD........................................................................
SURGEON
50.00
.......................  
        X   888,961 0 30,718
(28) KYRIL CHOUMAROV........................................................................
SURGEON
50.00
.......................  
        X   832,994 0 26,755
(29) IFTIKHAR SYED MD........................................................................
SURGEON
50.00
.......................  
        X   795,549 0 23,504


1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 8,035,958 0 550,857
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet428
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual
...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
CERNER CORPORATION

PO BOX 959156
ST LOUIS,MO631959156
INFORMATIONAL TECHNOLOGY 10,310,156
COMMUNITY CARE PHYSICANS PC

2125 RIVER ROAD 103
SCHENECTADY,NY12309
PHYSICIAN SERVICES 7,648,256
MEDICAL STAFFING NET

PO BOX 840292
DALLAS,TX752840292
AGENCY LABOR STAFFING 6,663,637
SCHENECTADY ANESTHESIA

1201 NOTT STREET SUITE 106
SCHENECTADY,NY12308
ANESTHESIA SERVICES 1,667,500
INNOVATIVE CONSULTING GROUP

9210 PETERSBURG RD
EVANSVILLE,IN47725
INFORMATIONAL TECHNOLOGY 1,531,921
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet50
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d  
e Government grants (contributions)1e 13,208,881
f All other contributions, gifts, grants, and similar amounts not included above1f 2,719,010
g Noncash contributions included in lines 1a - 1f:$ 1g  
h Total. Add lines 1a-1f.......MediumBullet 15,927,891
 Program Service RevenueAmt Business Code
2a GENERAL HOSPITAL 621990 335,484,004 335,484,004    
b MENTAL HEALTH SERVICES 621990 16,221,338 16,221,338    
c LONG TERM CARE 623000 9,396,197 9,396,197    
d LAB-PHYSICIAN REFERRALS 621500 1,971,012   1,971,012  
e SUNNYVIEW HOSP SVCS 621990 1,940,479   1,940,479  
f All other program service revenue. 1,006,260 1,006,260    
g Total. Add lines 2a–2f .....MediumBullet 366,019,290
 OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 2,272,309     2,272,309
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents   741,372 6a
b Less: rental expenses   312,508 6b
c Rental income or (loss)   428,864 6c
d Net rental income or (loss).......MediumBullet 428,864   258,385 170,479
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 938,698 13,322,912 7a
b Less: cost or other basis and sales expenses 80,146 12,353,623 7b
c Gain or (loss) 858,552 969,289 7c
d Net gain or (loss).........MediumBullet 1,827,841     1,827,841
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a 3,869,849
b Less: cost of goods sold .. 10b 2,938,627
c Net income or (loss) from sales of inventory..MediumBullet 931,222 931,222    
Business Code Miscellaneous Revenue
11a 340B REVENUE 900099 15,109,711     15,109,711
b PURCHASE DISCOUNTS, REBATED, REFU 900099 1,221,539 1,221,539    
c FOOD SERVICES REVENUE 900099 1,157,517     1,157,517
d All other revenue .... 5,938,481 5,230,247 169,055 539,179
e Total. Add lines 11a–11d ...... MediumBullet 23,427,248
12 Total revenue. See instructions.....MediumBullet 410,834,665 369,490,807 4,338,931 21,077,036
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....    
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ...........    
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............    
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 4,540,100   4,540,100  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 212,600,775 190,863,455 21,737,320  
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 7,244,761 6,368,541 876,220  
9 Other employee benefits ....... 14,203,933 12,476,380 1,727,553  
10 Payroll taxes ........... 15,501,185 13,626,388 1,874,797  
11 Fees for services (non-employees):        
a Management ...... 1,272,666 1,272,666    
b Legal ......... 727,287   727,287  
c Accounting ........... 211,070 1,595 209,475  
d Lobbying ........... 114,346   114,346  
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 88,907   88,907  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 15,719,102 15,514,352 204,750  
12 Advertising and promotion .... 1,568,152   1,568,152  
13 Office expenses ....... 72,030,571 68,373,071 3,657,500  
14 Information technology ...... 10,511,796   10,511,796  
15 Royalties ..        
16 Occupancy ........... 12,120,387 10,741,291 1,379,096  
17 Travel ............ 242,589 242,589    
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings ....        
20 Interest ........... 78,126 65,940 12,186  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 18,203,891 16,354,538 1,849,353  
23 Insurance ... 5,443,123   5,443,123  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PURCHASED SERVICES 14,505,026 7,571,497 6,933,529  
b EQUIPMENT RENTAL AND MA 12,426,165 7,237,862 5,188,303  
c BAD DEBTS 7,179,913 7,179,913    
d NYS ASSESSMENT 2,279,435   2,279,435  
e All other expenses 3,443,515 712,548 2,730,967  
25 Total functional expenses. Add lines 1 through 24e 432,256,821 358,602,626 73,654,195 0
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 350,372 1 449,538
2 Savings and temporary cash investments ......... 37,336,751 2 55,172,700
3 Pledges and grants receivable, net ......   3  
4 Accounts receivable, net ............. 41,377,181 4 34,074,923
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ...........   7  
8 Inventories for sale or use ............ 11,764,168 8 13,306,567
9 Prepaid expenses and deferred charges ...... 1,407,551 9 1,154,153
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 519,136,270
b Less: accumulated depreciation 10b 351,193,339 171,353,397 10c 167,942,931
11 Investments—publicly traded securities . 79,941,000 11 84,394,820
12 Investments—other securities. See Part IV, line 11 .....   12 8,839,054
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 20,069,291 15 27,291,644
16 Total assets. Add lines 1 through 15 (must equal line 33)... 363,599,711 16 392,626,330
Liabilities 17 Accounts payable and accrued expenses ..... 37,916,282 17 35,720,246
18 Grants payable ...   18  
19 Deferred revenue ......... 2,423,599 19 540,000
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D 214,223 21 244,795
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties .. 85,155,161 23 85,810,473
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 44,224,776 25 89,806,856
26 Total liabilities. Add lines 17 through 25.. 169,934,041 26 212,122,370
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 178,689,577 27 159,710,670
28 Net assets with donor restrictions ........... 14,976,093 28 20,793,290
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 193,665,670 32 180,503,960
33 Total liabilities and net assets/fund balances ........ 363,599,711 33 392,626,330
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
410,834,665
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
432,256,821
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
-21,422,156
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
193,665,670
5
Net unrealized gains (losses) on investments ...............
5
4,700,204
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
3,560,242
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
180,503,960
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10  
12
12
 
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI
). See instructions
8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2020
(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.
 
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions)
 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.
 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.
 
7 Excess distributions carryover to 2021. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
Name of organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number
14-1338428
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 3
Name of organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 4
Name of organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e))
 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))
 
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
No
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
No
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
114,346
j
Total. Add lines 1c through 1i ....................................................................................................
114,346
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: ELLIS HOSPITAL PAYS DUES TO THE HEALTHCARE ASSOCIATION OF NEW YORK STATE, IROQUOIS HEALTHCARE ALLIANCE, AMERICAN HOSPITAL ASSOCIATION AND ENVISION STRATEGY. THE PORTION OF THE DUES THAT WERE ATTRIBUTABLE TO LOBBYING ACTIVITIES ARE SHOWN ON FORM 990, PART IX, LINE 11 D AND ABOVE IN SCHEDULE C, PART II-B, LINE 1I AND INCLUDE $23,868- IROQUOIS, $19,614- HANYS, $13,089- AHA, AND $57,775- ENVISION STRATEGY.
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 14,976,093 13,046,893 14,914,562 14,493,443 14,587,886
b Contributions ... 12,474,744 2,526,103 2,372,491 2,845,785 2,818,390
c Net investment earnings, gains, and losses 283,304 424,057 -5,374 168,904 62,754
d Grants or scholarships ...          
e Other expenditures for facilities
and programs ...
6,940,851 1,020,960 4,234,786 2,593,570 2,975,587
f Administrative expenses ....          
g End of year balance ...... 20,793,290 14,976,093 13,046,893 14,914,562 14,493,443
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet28.992 %
c
Term endowment SchDMd Bullet71.008 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
Yes
 
(ii) Related organizations .......................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   6,460,334 6,460,334
b Buildings ....   234,004,993 116,591,898 117,413,095
c Leasehold improvements   1,313,843 1,251,455 62,388
d Equipment ....   274,926,227 233,349,986 41,576,241
e Other .....   2,430,873   2,430,873
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 167,942,931
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3)Other
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)INTEREST IN NET ASSETS OF FOUNDATION 20,288,042
(2)DEFERRED TAX ASSET 1,067,169
(3)PENSION ASSET 5,936,433
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 27,291,644
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 89,806,856
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART IV, LINE 2B: THE ELLIS RESIDENTIAL AND REHABILITATION CENTER RESIDENTS SPENDING ACCOUNT IS INCLUDED IN LINE 2 AND LINE 21 ON FORM 990, PART X. THE TOTAL IS $4,294. THESE FUNDS BELONG TO THE RESIDENTS AND ARE DEPOSITED AND DISBURSED BY THE ELLIS RESIDENTIAL AND REHABILITATION DIRECTOR'S DESIGNEE. THE ELLIS HOSPITAL ACCOUNTING DEPARTMENT IS RESPONSIBLE FOR TRACKING THE FUNDS. MEDICAL/DENTAL STAFF DUES ACCOUNT IS INCLUDED IN LINE 2 AND LINE 21 ON FORM 990, PART X. THE TOTAL IS $240,501. THIS FUND CONTAINS DEPOSITS AND DISBURSEMENTS AS DIRECTED BY THE MEDICAL/DENTAL STAFF APPOINTED OFFICERS. THE ELLIS HOSPITAL ACCOUNTING DEPARTMENT IS RESPONSIBLE FOR DEPOSITING AND DISBURSING THE FUNDS ON THE MEDICAL/DENTAL OFFICER'S BEHALF. THE ACCOUNTING DEPARTMENT ALSO ISSUES IRS FORMS 1099 BASED ON THE DISBURSEMENTS.
PART V, LINE 4: TEMPORARILY RESTRICTED NET ASSETS ARE AVAILABLE FOR GENERAL HEALTH SERVICES, PURCHASE OF EQUIPMENT, AWARDS AND EQUIPMENT, AND HEALTH EDUCATION AND RESEARCH. PERMANENTLY RESTRICTED NET ASSETS ARE TO BE HELD IN PERPETUITY, THE INCOME FROM WHICH IS EXPENDABLE TO SUPPORT HEALTH CARE SERVICES.
PART X, LINE 2: THE HOSPITAL AND VNS ARE NOT-FOR-PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND ARE EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. THE PHARMACY IS A DISREGARDED ENTITY AND, AS SUCH, TAKES ON THE SECTION 501(C)(3) STATUS ACCORDED TO THE HOSPITAL. ELLIS MEDICINE RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. RECOGNIZED INCOME TAX POSITIONS ARE MEASURED AT THE LARGEST AMOUNT THAT IS GREATER THAN FIFTY PERCENT LIKELY OF BEING REALIZED UPON SETTLEMENT. CHANGES IN RECOGNITION IN MEASUREMENT ARE REFLECTED IN THE PERIOD IN WHICH THE CHANGE IN JUDGMENT OCCURS. ELLIS MEDICINE DID NOT RECOGNIZE THE EFFECT OF ANY UNCERTAIN INCOME TAX POSITIONS IN EITHER 2020 OR 2019. THE TAX YEARS OPEN TO EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES ARE 2017 THROUGH 2020. ELLIS MEDICINE IS SUBJECT TO INCOME TAX ON ANY INCOME FROM UNRELATED BUSINESS ACTIVITIES. AT DECEMBER 31, 2020 AND 2019, ELLIS MEDICINE HAS A NET DEFERRED TAX ASSET OF APPROXIMATELY $942,000 AND $1,044,000 RESPECTIVELY, WHICH RELATE TO NET OPERATING LOSSES AVAILABLE FOR INCOME TAX PURPOSES. THE LOSSES EXPIRE IN VARYING AMOUNTS THROUGH 2037, AND A VALUATION ALLOWANCE IS RECORDED AGAINST DEFERRED TAX ASSETS WHEN THERE IS UNCERTAINTY REGARDING USE IN FUTURE PERIODS.
Schedule D (Form 990) 2020


Additional Data


Software ID:  
Software Version:  




SCHEDULE H
(Form 990)
Department of the Treasury
Internal Revenue Service
Hospitals
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, question 20.
MediumBullet Attach to Form 990.
MediumBullet Go to www.irs.gov/Form990EZ for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part I
Financial Assistance and Certain Other Community Benefits at Cost
Yes
No
1a
Did the organization have a financial assistance policy during the tax year? If "No," skip to question 6a . . . .
1a
Yes
 
b
If "Yes," was it a written policy? ......................
1b
Yes
 
2
If the organization had multiple hospital facilities, indicate which of the following best describes application of the financial assistance policy to its various hospital facilities during the tax year.
3
Answer the following based on the financial assistance eligibility criteria that applied to the largest number of the organization's patients during the tax year.
a
Did the organization use Federal Poverty Guidelines (FPG) as a factor in determining eligibility for providing free care?
If "Yes," indicate which of the following was the FPG family income limit for eligibility for free care:
3a
Yes
 
b
Did the organization use FPG as a factor in determining eligibility for providing discounted care? If "Yes," indicate
which of the following was the family income limit for eligibility for discounted care: . . . . . . . .
3b
 
No
%
c
If the organization used factors other than FPG in determining eligibility, describe in Part VI the criteria used for determining eligibility for free or discounted care. Include in the description whether the organization used an asset test or other threshold, regardless of income, as a factor in determining eligibility for free or discounted care.
4
Did the organization's financial assistance policy that applied to the largest number of its patients during the tax year provide for free or discounted care to the "medically indigent"? . . . . . . . . . . . . .

4

Yes

 
5a
Did the organization budget amounts for free or discounted care provided under its financial assistance policy during
the tax year? . . . . . . . . . . . . . . . . . . . . . . .

5a

Yes

 
b
If "Yes," did the organization's financial assistance expenses exceed the budgeted amount? . . . . . .
5b
 
No
c
If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discountedcare to a patient who was eligibile for free or discounted care? . . . . . . . . . . . . .
5c
 
 
6a
Did the organization prepare a community benefit report during the tax year? . . . . . . . . .
6a
Yes
 
b
If "Yes," did the organization make it available to the public? . . . . . . . . . . . . .
6b
Yes
 
Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.
7
Financial Assistance and Certain Other Community Benefits at Cost
Financial Assistance and
Means-Tested
Government Programs
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community benefit expense (d) Direct offsetting revenue (e) Net community benefit expense (f) Percent of total expense
a Financial Assistance at cost
(from Worksheet 1) . . .
    2,469,462 58,968 2,410,494 0.570 %
b Medicaid (from Worksheet 3, column a) . . . . .     92,213,203 49,595,485 42,617,718 10.030 %
c Costs of other means-tested government programs (from Worksheet 3, column b) . .            
d Total Financial Assistance and Means-Tested Government Programs . . . . .     94,682,665 49,654,453 45,028,212 10.600 %
Other Benefits
e Community health improvement services and community benefit operations (from Worksheet 4).     491,139 0 491,139 0.120 %
f Health professions education (from Worksheet 5) . . .     9,692,474 4,384,425 5,308,049 1.250 %
g Subsidized health services (from Worksheet 6) . . . .     338,519 120,550 217,969 0.050 %
h Research (from Worksheet 7) .            
i Cash and in-kind contributions for community benefit (from Worksheet 8) . . . .     34,680   34,680 0.010 %
j Total. Other Benefits . .     10,556,812 4,504,975 6,051,837 1.430 %
k Total. Add lines 7d and 7j .     105,239,477 54,159,428 51,080,049 12.030 %
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page
Part II
Community Building Activities Complete this table if the organization conducted any community building activities during the tax year, and describe in Part VI how its community building activities promoted the health of the communities it serves.
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community building expense (d) Direct offsetting
revenue
(e) Net community building expense (f) Percent of total expense
1 Physical improvements and housing            
2 Economic development            
3 Community support            
4 Environmental improvements            
5 Leadership development and
training for community members
           
6 Coalition building            
7 Community health improvement advocacy            
8 Workforce development            
9 Other            
10 Total            
Part III
Bad Debt, Medicare, & Collection Practices
Section A. Bad Debt Expense
Yes
No
1
Did the organization report bad debt expense in accordance with Healthcare Financial Management Association Statement No. 15? ..........................
1
Yes
 
2
Enter the amount of the organization's bad debt expense. Explain in Part VI the methodology used by the organization to estimate this amount. ......
2
7,179,913
3
Enter the estimated amount of the organization's bad debt expense attributable to patients eligible under the organization's financial assistance policy. Explain in Part VI the methodology used by the organization to estimate this amount and the rationale, if any, for including this portion of bad debt as community benefit. ......
3
841,365
4
Provide in Part VI the text of the footnote to the organization’s financial statements that describes bad debt expense or the page number on which this footnote is contained in the attached financial statements.
Section B. Medicare
5
Enter total revenue received from Medicare (including DSH and IME).....
5
56,065,274
6
Enter Medicare allowable costs of care relating to payments on line 5.....
6
65,257,902
7
Subtract line 6 from line 5. This is the surplus (or shortfall)........
7
-9,192,628
8
Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.Check the box that describes the method used:
Section C. Collection Practices
9a
Did the organization have a written debt collection policy during the tax year? ..........
9a
Yes
 
b
If "Yes," did the organization’s collection policy that applied to the largest number of its patients during the tax year
contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance? Describe in Part VI .........................

9b

Yes

 
Part IV
Management Companies and Joint Ventures(owned 10% or more by officers, directors, trustees, key employees, and physicians—see instructions)
(a) Name of entity (b) Description of primary
activity of entity
(c) Organization's
profit % or stock
ownership %
(d) Officers, directors,
trustees, or key
employees' profit %
or stock ownership %
(e) Physicians'
profit % or stock
ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13
Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page
Part VFacility Information
Section A. Hospital Facilities
(list in order of size from largest to smallest—see instructions)How many hospital facilities did the organization operate during the tax year?1Name, address, primary website address, and state license number (and if a group return, the name and EIN of the subordinate hospital organization that operates the hospital facility)
Licensed Hospital General-Medical-Surgical Children's Hospital Teaching Hospital Critical Hospital ResearchGrp Facility ER-24Hours ER-Other Other (describe) Facility reporting group
1 ELLIS HOSPITAL
1101 NOTT STREET
SCHENECTADY,NY12308
WWW.ELLISMEDICINE.ORG
4601001H
X X   X     X   82 BED SKILLED NURSING FACILITY  
Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page 4
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
ELLIS HOSPITAL
Name of hospital facility or letter of facility reporting group  
Line number of hospital facility, or line numbers of hospital facilities in a facility
reporting group (from Part V, Section A):
1
Yes No
Community Health Needs Assessment
1 Was the hospital facility first licensed, registered, or similarly recognized by a state as a hospital facility in the current tax year or the immediately preceding tax year?........................ 1   No
2 Was the hospital facility acquired or placed into service as a tax-exempt hospital in the current tax year or the immediately preceding tax year? If “Yes,” provide details of the acquisition in Section C............... 2   No
3 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 12...................... 3 Yes  
If "Yes," indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
4 Indicate the tax year the hospital facility last conducted a CHNA: 20 19
5 In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Section C how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted ................. 5 Yes  
6 a Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Section C.................................. 6a Yes  
b Was the hospital facility’s CHNA conducted with one or more organizations other than hospital facilities?” If “Yes,” list the other organizations in Section C. ............................ 6b Yes  
7 Did the hospital facility make its CHNA report widely available to the public?.............. 7 Yes  
If "Yes," indicate how the CHNA report was made widely available (check all that apply):
a
b
c
d
8 Did the hospital facility adopt an implementation strategy to meet the significant community health needs
identified through its most recently conducted CHNA? If "No," skip to line 11. ..............
8 Yes  
9 Indicate the tax year the hospital facility last adopted an implementation strategy: 20 19
10 Is the hospital facility's most recently adopted implementation strategy posted on a website?......... 10 Yes  
a If "Yes" (list url): HTTP://WWW.ELLISMEDICINE.ORG/PAGES/COMMUNITY-REPORT.ASPX
b If "No," is the hospital facility’s most recently adopted implementation strategy attached to this return? ...... 10b    
11 Describe in Section C how the hospital facility is addressing the significant needs identified in its most recently conducted CHNA and any such needs that are not being addressed together with the reasons why such needs are not being addressed.
12a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)?............................... 12a   No
b If "Yes" on line 12a, did the organization file Form 4720 to report the section 4959 excise tax?........ 12b    
c If "Yes" on line 12b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page 5
Part VFacility Information (continued)

Financial Assistance Policy (FAP)
ELLIS HOSPITAL
Name of hospital facility or letter of facility reporting group  
Yes No
Did the hospital facility have in place during the tax year a written financial assistance policy that:
13 Explained eligibility criteria for financial assistance, and whether such assistance included free or discounted care? 13 Yes  
If “Yes,” indicate the eligibility criteria explained in the FAP:
a
b
c
d
e
f
g
h
14 Explained the basis for calculating amounts charged to patients?................. 14 Yes  
15 Explained the method for applying for financial assistance?................... 15 Yes  
If “Yes,” indicate how the hospital facility’s FAP or FAP application form (including accompanying instructions) explained the method for applying for financial assistance (check all that apply):
a
b
c
d
e
16 Was widely publicized within the community served by the hospital facility?........ 16 Yes  
If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a
HTTP://WWW.ELLISMEDICINE.ORG/FINANCIAL-ASSISTANCE/FAQS.ASPX
b
HTTP://ELLISMEDICINE.ORG/PDF/CHARITY-CARE-APPLICATION.PDF
c
d
e
f
g
h
i
j
Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page 6
Part VFacility Information (continued)

Billing and Collections
ELLIS HOSPITAL
Name of hospital facility or letter of facility reporting group  
Yes No
17 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained all of the actions the hospital facility or other authorized party may take upon nonpayment?.................................. 17 Yes  
18 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a
b
c
d
e
f
19 Did the hospital facility or other authorized party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?............ 19   No
If "Yes," check all actions in which the hospital facility or a third party engaged:
a
b
c
d
e
20 Indicate which efforts the hospital facility or other authorized party made before initiating any of the actions listed (whether or not checked) in line 19. (check all that apply):
a
b
c
d
e
f
Policy Relating to Emergency Medical Care
21 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that required the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.................. 21 Yes  
If "No," indicate why:
a
b
c
d
Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page 7
Part VFacility Information (continued)

Charges to Individuals Eligible for Assistance Under the FAP (FAP-Eligible Individuals)
ELLIS HOSPITAL
Name of hospital facility or letter of facility reporting group  
Yes No
22 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
23 During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ............................... 23   No
If "Yes," explain in Section C.
24 During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ........................... 24 Yes  
If "Yes," explain in Section C.
Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page 8
Part V
Facility Information (continued)
Section C. Supplemental Information for Part V, Section B. Provide descriptions required for Part V, Section B, lines 2, 3j, 5, 6a, 6b, 7d, 11, 13b, 13h, 15e, 16j, 18e, 19e, 20a, 20b, 20c, 20d, 20e, 21c, 21d, 23, and 24. If applicable, provide separate descriptions for each hospital facility in a facility reporting group, designated by facility reporting group letter and hospital facility line number from Part V, Section A (“A, 1,” “A, 4,” “B, 2,” “B, 3,” etc.) and name of hospital facility.
Form and Line Reference Explanation
ELLIS HOSPITAL PART V, SECTION B, LINE 5: THE HOSPITAL TOOK INTO ACCOUNT INPUT FROM PERSONS WHO REPRESENT THE BROAD INTERESTS OF THE COMMUNITY SERVED BY THE HOSPITAL FACILITY, INCLUDING THE SCHENECTADY COUNTY PUBLIC HEALTH SERVICES (A LOCAL GOVERNMENTAL PUBLIC HEALTH DEPARTMENT), WITH KNOWLEDGE, INFORMATION, AND EXPERTISE RELEVANT TO THE HEALTH NEEDS OF THAT COMMUNITY; ORGANIZATIONS REPRESENTING THE INTERESTS OF MEDICALLY UNDERSERVED, LOW-INCOME, AND MINORITY POPULATIONS IN THE COMMUNITY SERVED BY THE HOSPITAL FACILITY; AND WRITTEN COMMENTS RECEIVED ON THE HOSPITAL FACILITY'S MOST RECENTLY CONDUCTED CHNA AND MOST RECENTLY ADOPTED IMPLEMENTATION STRATEGY. 1. COMMUNITY MEETINGS: THE FOLLOWING MEETINGS OF THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY (SCHC) WERE CONDUCTED TO PLAN FOR, DEVELOP, COMMENT UPON, AND ADOPT THE 2019 CHNA AND IMPLEMENTATION STRATEGY. DATES, TOPICS, AND ATTENDEE ORGANIZATIONS ARE LISTED: MAY 24, 2018TOPICS: POTENTIALLY ESTABLISHING A LAW ENFORCEMENT ASSISTED DIVERSION (LEAD) PROGRAM IN SCHENECTADY, HOMETOWN HEALTH CENTERS AFFILIATION DISCUSSIONS, CARVER COMMUNITY CENTER REESTABLISHMENT COMMITTEE, COMMUNITY MEDIA SERVICES VIDEO PRODUCTION DISCUSSION, DISCUSS POSSIBILITY OF UMATTER2 SURVEY FOR 2019 COMMUNITY HEALTH NEEDS ASSESSMENTATTENDEES: SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, CATHOLIC CHARITIES, SCHENECTADY CITY SCHOOL DISTRICT, BETHESDA HOUSE, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, HEALTHY CAPITAL DISTRICT INITIATIVE, SCHENECTADY INNER CITY MINISTRY, SCHENECTADY COMMUNITY ACTION PROGRAM, ELLIS HOSPITAL, NEW CHOICES RECOVERY CENTER, MIRACLE ON CRAIG STREET, LEAD NATIONAL SUPPORT BUREAU, HOMETOWN HEALTH CENTERS, CAPITAL DISTRICT TOBACCO FREE COMMUNITIES, BOYS AND GIRLS CLUB OF SCHENECTADY, ELLIS MEDICAL GROUP, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, SCHENECTADY INNER CITY MINISTRY, SCHENECTADY COUNTY PUBLIC LIBRARY, THE SCHENECTADY FOUNDATION, SCHENECTADY CITY MISSION, COMMUNITY MEDIA SERVICESJUNE 26, 2018TOPICS: MISSION, VISION, AND GOALS FOR TRAUMA-INFORMED COMMUNITY WORK GROUPATTENDEES: ELLIS HOSPITAL, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, CAPITAL DISTRICT CHILD CARE COORDINATION COUNCIL, PREVENT CHILD ABUSE, SCHENECTADY COMMUNITY ACTION PROGRAM, HEALTHY CAPITAL DISTRICT INITIATIVE, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, ALLIANCE FOR BETTER HEALTH, ELLIS MEDICAL GROUPJULY 19, 2018TOPICS: SCHENECTADY SUICIDE PREVENTION COALITION, REGIONAL AND COUNTY-SPECIFIC MENTAL HEALTH EQUITY REPORT, TRAUMA-INFORMED COMMUNITY WORK GROUP REPORT OUT, 2019 CHNA REPORT AND NEXT STEPS, DSRIP INNOVATION FUNDS REPORTATTENDEES: HEALTHY CAPITAL DISTRICT INITIATIVE, CANCER PEER EDUCATION PROGRAM, NEW CHOICES RECOVERY CENTER, THE SCHENECTADY FOUNDATION, ELLIS HOSPITAL, CAPITAL DISTRICT CHILD CARE COORDINATING COUNCIL, BOYS AND GIRLS CLUB OF SCHENECTADY, UNIVERSITY AT ALBANY SCHOOL OF PUBLIC HEALTH, SCHENECTADY COUNTY OFFICE OF SENIOR AND LONG-TERM CARE, SCHENECTADY COMMUNITY ACTION PROGRAM, BETHESDA HOUSE, CAPITAL DISTRICT TOBACCO FREE COMMUNITIES, CATHOLIC CHARITIES, SCHENECTADY CITY MISSION, CONIFER PARK, THE COMMUNITY BUILDERS, PREVENT CHILD ABUSE, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, CATHOLIC CHARITIES, CAPITAL DISTRICT PHYSICIANS HEALTH PLANJULY 31, 2018TOPICS: INITIATE TRAUMA INFORMED CARE ORGANIZATIONAL SELF-ASSESSMENT TOOL (TICOSAT) SURVEYATTENDEES: ELLIS HOSPITAL, HEALTHY CAPITAL DISTRICT INITIATIVE, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, SCHENECTADY COMMUNITY ACTION PROGRAM, BETHESDA HOUSE, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, YWCA OF NORTHEASTERN NEW YORKAUGUST 28, 2018TOPICS: TRAUMA INFORMED WORK GROUP COMMON DEFINITION OF TERMS, TRAUMA INFORMED WORK GROUP TIME LINE FOR TICOSAT SURVEYATTENDEES: NORTHERN RIVERS, NORTHEAST PARENT AND CHILD SOCIETY, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK HUDSON, YWCA OF NORTHEASTERN NEW YORK, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, ELLIS HOSPITAL, SCHENECTADY COMMUNITY ACTION PROGRAM, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, HEALTHY CAPITAL DISTRICT INITIATIVE, BETHESDA HOUSE, CENTRO CIVICOOCTOBER 18, 2018TOPICS: CAPITAL REGION HEALTH CONNECTIONS HEALTH HOME NEW HEALTH HOME REPLACING CARE CENTRAL, CANCER PEER EDUCATION WALKING PROGRAM AT MOHAWK HARBOR, SPECIAL VICTIMS TASK FORCE, TRAUMA INFORMED COMMUNITY WORK GROUP REPORT OUT, OPIOID GRANT ACTIVITIES REPORTATTENDEES: ELLIS HOSPITAL, CANCER PEER EDUCATION, CAPITAL REGION HEALTH CONNECTIONS, THE LEGAL PROJECT, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, EMPOWER HEALTH, CATHOLIC CHARITIES, CAPITAL DISTRICT CENTER FOR INDEPENDENCE, SCHENECTADY INNER CITY MINISTRY, SCHENECTADY WORKS, SCOTIA-GLENVILLE SUBSTANCE ABUSE TASK FORCE, NEW YORK STATE DIVISION OF CRIMINAL JUSTICE SERVICES, HEALTHY CAPITAL DISTRICT INITIATIVE, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK HUDSON, ST. PETER'S HEALTH PARTNERS, IN OUR OWN VOICESOCTOBER 30, 2018TOPICS: TRAUMA INFORMED WORK GROUP-TICOSAT UPDATE, TRAUMA INFORMED WORK GROUP-TRAUMA SENSITIVE SCHOOLS PRESENTATION, TRAUMA INFORMED WORK GROUP-INTRODUCTION TO ADVERSE CHILDHOOD EXPERIENCES (ACES) FOR HEALTH CARE PROFESSIONALS COURSEATTENDEES: CENTRO CIVICO, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, SAFE INC., ELLIS HOSPITAL, SCHENECTADY CITY SCHOOL DISTRICT, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK HUDSON, THE LEGAL PROJECT, EMPOWER HEALTH, BETHESDA HOUSE, CONCERNED CITIZENJANUARY 17, 2019TOPICS: ELLIS DIABETES PREVENTION PROGRAM (DPP) CDC FULL RECOGNITION, SCHENECTADY COUNTY DISASTER PREPAREDNESS PROGRAM, "ASSET LIMITED, INCOME CONSTRAINED, EMPLOYED" (ALICE) PROJECT, TRAUMA INFORMED COMMUNITY WORK GROUP REPORT, MAYOR MCCARTHY'S HEALTH CARE EDUCATION INITIATIVE, COMMUNITY HEALTH NEEDS ASSESSMENT PLANNING REPORTATTENDEES: ELLIS MEDICINE, CONIFER PARK, PLANNED PARENTHOOD MOHAWK-HUDSON, CAPITAL ROOTS, TRI-COUNTY CATHOLIC CHARITIES, CITY OF SCHENECTADY MAYOR'S OFFICE, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, BETHESDA HOUSE, UNITED WAY OF THE GREATER CAPITAL REGION, BOYS AND GIRLS CLUBS OF SCHENECTADY, THE FOOD PANTRIES FOR THE CAPITAL DISTRICT, SAFE INC., NEW YORK STATE DIVISION OF CRIMINAL JUSTICE SERVICES, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, CAPITAL REGION HEALTH CONNECTIONS HEALTH HOME, SCHENECTADY CITY SCHOOL DISTRICT, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, KATAL CENTER, ST. PETER'S HEALTH PARTNERS CREATING HEALTHY SCHOOLS PROJECT, HEALTHY CAPITAL DISTRICT INITIATIVE, SUNNYVIEW REHABILITATION HOSPITAL, CAPITAL DISTRICT TOBACCO-FREE COMMUNITIES, CENTRO CIVICOJANUARY 25, 2019TOPICS: TRAUMA-INFORMED WORK GROUP-DEVELOPING A PURPOSE-DRIVEN CULTURE WORKSHOP, TRAUMA-INFORMED WORK GROUP-SURVIVOR SPEAK PLANNINGATTENDEES: VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK-HUDSON, OUR WELLNESS COLLECTIVE, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE, SCHENECTADY COMMUNITY ACTION PROGRAM, NEW CHOICES RECOVERY CENTER, CENTRO CIVICO, ELLIS MEDICINE, 845 COMMONS RESIDENCE, SAFE INC., SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, HEALTHY CAPITAL DISTRICT INITIATIVE, CONCERNED CITIZEN, CAPITAL DISTRICT YMCA, NORTHEAST PARENT AND CHILD SOCIETY, ST. MARY'S HEALTHCARE AMSTERDAMFEBRUARY 14, 2019TOPICS: CHNA PARTNER KICK-OFF BRIEF DISCUSSION OF CHNA LAWS AND PROCESS, LIST AND SUMMARY DESCRIPTION OF TOP-RANKED COMMUNITY HEALTH NEEDS: SOURCES AND STRUCTURE OF PUBLIC HEALTH DATA, INCLUDING PREVENTION AGENDA FRAMEWORK, HCDI RANKINGS PROCESS, DATA SUMMARY FOR EACH TOP RANKED NEED, GROUP DISCUSSION QUESTIONS: IS THERE ANYTHING ON THE LIST WHICH IS NOT A COMMUNITY HEALTH NEED?, IS THERE A COMMUNITY HEALTH NEED WHICH IS NOT ON THE LIST?, WHAT ARE THE TOP COMMUNITY HEALTH NEED PRIORITIES?, NEXT STEPS: REFINEMENT OF NEEDS LISTING AND DATA, DATA PRESENTATION TO COMMUNITY FORUM, PRIORITIZATION EXERCISEATTENDEES: (CHNA PARTNERS BY INVITATION) - SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, HEALTHY CAPITAL DISTRICT INITIATIVE, HOMETOWN HEALTH CENTERS (FQHC), ELLIS MEDICINE, SUNNYVIEW REHABILITATION HOSPITALFEBRUARY 22, 2019TOPICS: TRAUMA-INFORMED WORK GROUP EMPLOYEE WELLNESS AND EMPLOYEE ASSISTANCE PROGRAMSATTENDEES: ELLIS MEDICINE, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK-HUDSON, ST. MARY'S HEALTHCARE AMSTERDAM, BETHESDA HOUSE, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, SCHENECTADY COMMUNITY ACTION PROGRAM, 845 COMMONS RESIDENCE, CENTRO CIVICO, SAFE INC., CAPITAL DISTRICT YMCA, NEW YORK STATE POLICECONTINUED ON SCHEDULE O
ELLIS HOSPITAL PART V, SECTION B, LINE 6A: THE PORTION OF THE CHNA WHICH INCLUDES COMPILED PUBLIC HEALTH DATA AND THE RESULTS OF THE COMMUNITY TELEPHONE SURVEY WAS PREPARED BY THE HEALTHY CAPITAL DISTRICT INITIATIVE (HCDI), DESIGNATED BY THE STATE OF NEW YORK AS A REGIONAL POPULATION HEALTH IMPROVEMENT PROGRAM (PHIP) HEALTH RESEARCH AND PLANNING ENTITY, WHOSE HOSPITAL MEMBERS INCLUDE ELLIS HOSPITAL, ALBANY MEDICAL CENTER (INCLUDING AFFILIATES COLUMBIA MEMORIAL HOSPITAL AND SARATOGA HOSPITAL), AND ST. PETER'S HEALTH PARTNERS (INCLUDING ST. PETER'S HOSPITAL, SUNNYVIEW REHABILITATION HOSPITAL, ALBANY MEMORIAL HOSPITAL, SAMARITAN HOSPITAL OF TROY, AND SETON HEALTH/ST. MARY'S HOSPITAL OF TROY).
ELLIS HOSPITAL PART V, SECTION B, LINE 6B: THE CHNA WAS CONDUCTED TO MEET NOT ONLY FEDERAL REQUIREMENTS, BUT ALSO TO SERVE AS THE NEW YORK STATE-REQUIRED COMMUNITY SERVICE PLAN (CSP) FOR ELLIS HOSPITAL AND THE NEW YORK STATE-REQUIRED COMMUNITY HEALTH ASSESSMENT AND COMMUNITY HEALTH IMPROVEMENT PLAN (CHIP) FOR SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, A UNIT OF COUNTY GOVERNMENT. IN ADDITION, IT WAS INTENDED TO INFORM THE COMMUNITY SERVICE ACTIVITIES OF THE MEMBER ORGANIZATIONS OF THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY (SCHC). AS OF THE 2019 CHNA, ACTIVE MEMBERS OF SCHC PARTICIPATING IN THE SELECTION AND PRIORITIZATION PROCESS WERE:-ALLIANCE FOR BETTER HEALTH (DSRIP PPS)-BETHESDA HOUSE (HOMELESS SERVICES)-CAPITAL DISTRICT CENTER FOR INDEPENDENCE, INC-CAPITAL ROOTS (COMMUNITY GARDENS AND NUTRITION SERVICES)-CAPITAL REGION CHAMBER-CAPITAL REGION TOBACCO FREE COMMUNITIES-CDPHP HEALTH PLAN (NON-PROFIT MANAGED CARE ORGANIZATION)-CENTRO CIVICO-ELLIS ASTHMA CARE-ELLIS DEPARTMENT OF PSYCHIATRY-ELLIS FAMILY HEALTH CENTER-ELLIS MEDICINE BOARD OF TRUSTEES-ELLIS PEDIATRIC HEALTH CENTER-ELLIS PRIMARY CARE-HEALTHY CAPITAL REGION INITIATIVE-HOMETOWN HEALTH CENTERS (FQHC)-INDEPENDENT LIVING CENTER OF HUDSON VALLEY-MOHAWK VALLEY PHYSICIANS (MVP) HEALTH PLAN (NON-PROFIT MANAGED CARE ORGANIZATION)-NEW CHOICES RECOVERY CENTER (ADDICTION PREVENTION AND TREATMENT SERVICES)-PLANNED PARENTHOOD - MOHAWK HUDSON-SCHENECTADY CITY MISSION, EMPOWER HEALTH-SCHENECTADY COMMUNITY ACTION PROGRAM-SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE (LOCAL GOVERNMENT MH/SUD SERVICES)-SCHENECTADY COUNTY PUBLIC HEALTH SERVICES-SCHENECTADY COUNTY PUBLIC LIBRARY-SCHENECTADY INNER CITY MINISTRY-ST. PETERS HEALTH PARTNERS-SUNNYVIEW REHABILITATION HOSPITAL
ELLIS HOSPITAL PART V, SECTION B, LINE 11: THE GLOBAL COVID-19 PANDEMIC EMERGENCY STRUCK EARLY IN 2020 IN NEW YORK STATE INCLUDING SCHENECTADY (WHICH IS ON A DIRECT HIGHWAY ROUTE JUST 150 MILES NORTH OF THE PANDEMIC'S INITIAL U.S. EPICENTER IN NEW YORK CITY), WHERE ELLIS HOSPITAL IS THE ONLY GENERAL HOSPITAL WITH THE ONLY INTENSIVE CARE UNIT (ICU) AND SCPHS IS THE ONLY MUNICIPAL HEALTH DEPARTMENT WITH A PUBLIC HEALTH MISSION AND CAPACITY. ONE OF THE EARLIEST IDENTIFIED COVID-19 DEATHS IN THE CAPITAL REGION WAS OF A SCHENECTADY RESIDENT ON MARCH 23, 2020. FROM MID-MARCH THROUGH THE END OF THE YEAR, ELLIS, SCPHS, AND COMMUNITY-BASED AGENCIES WERE FORCED TO PIVOT FROM THE PREVIOUSLY-DETERMINED COMMUNITY HEALTH PRIORITIES AND TO DEVOTE NEARLY ALL MEDICAL AND NON-MEDICAL COMMUNITY SUPPORT RESOURCES TO GOVERNMENT-MANDATED COVID EMERGENCY RESPONSE ACTIVITIES. AS A RESULT, AND IN ORDER TO COMPLY WITH STATE AND FEDERAL PANDEMIC EMERGENCY REGULATORY DIRECTIVES, ELLIS PAUSED SUBSTANTIALLY DURING 2020 IN ADDRESSING THE SIGNIFICANT NEEDS IDENTIFIED IN ITS MOST RECENTLY CONDUCTED CHNA. INSTEAD, ELLIS LEVERAGED UNIQUE COVID-RELATED OPPORTUNITIES TO BENEFIT THE COMMUNITY. IN ONE EXAMPLE, ELLIS RECEIVED SIGNIFICANT DONATIONS OF HAND-MADE FACE MASKS FROM INDIVIDUALS AND CRAFT CLUBS. ALTHOUGH THE DONATIONS WERE WELL-INTENTIONED AND DEEPLY-APPRECIATED, THE HAND-MADE MASKS DID NOT MEET GOVERNMENT CERTIFICATION REQUIREMENTS AND THEREFORE COULD NOT BE USED IN A HEALTH CARE ENVIRONMENT. ELLIS WAS ABLE TO USE THE DONATIONS TO BENEFIT THE COMMUNITY BY RE-DONATING THE MASKS TO COMMUNITY SERVICE ORGANIZATIONS FOR USE BY THEIR CLIENTS, INCLUDING LOW-INCOME FAMILIES AND HOMELESS INDIVIDUALS.ADDITIONALLY, COMMUNITY HEALTH MOMENTUM WHICH HAD DEVELOPED OVER THE PAST SEVERAL YEARS CONTRIBUTED TO A COORDINATED COMMUNITY-WIDE COVID RESPONSE, AND TO AT LEAST SOME AMOUNT OF CONTINUED EFFORTS TO ADDRESS THE PRE-COVID NEEDS. ELLIS HOSPITAL PARTICIPATED AS AN ANCHOR INSTITUTION WITH THE SCHENECTADY COUNTY COVID-19 EMERGENCY RESPONSE COALITION. THIS AD HOC COALITION, COMPRISING SOME OF THE SAME PARTICIPANTS AS THE SCHC, ORGANIZED A VARIETY OF RESOURCES FOR THE COMMUNITY. THE COALITION OPERATED TO HELP ADDRESS NON-MEDICAL COVID-RELATED ISSUES; AND TO ENSURE THAT PEOPLE WHO WERE QUARANTINED OR ISOLATED, SENIOR CITIZENS, AND OTHER AT-RISK INDIVIDUALS GOT THE BASIC SUPPLIES THEY NEEDED WHILE THEY REMAINED AT HOME. AREAS OF SUPPORT INCLUDED CHILDCARE, EMPLOYMENT, MEAL DELIVERY, EMERGENCY HOUSING, LEGAL AID, AND MORE. THE COVID-19 COALITION OPERATED A TELEPHONE HOTLINE OUT OF THE NEW BOYS & GIRLS CLUBHOUSE IN THE MONT PLEASANT NEIGHBORHOOD. STAFF WORKED WITH CALLERS TO IDENTIFY THEIR NEEDS, INCLUDING ANY DIETARY OR ALLERGY RESTRICTIONS, AND SET UP A DROP-OFF TIME FOR FOOD AND OTHER EMERGENCY DELIVERIES TO QUARANTINED FAMILIES AND INDIVIDUALS. REPRESENTATIVES FROM THE COUNTY DEPARTMENT OF SOCIAL SERVICES WERE ALSO ON HAND TO ASSIST WITH SHELTER, TEMPORARY ASSISTANCE PROGRAMS, AND MEDICAID ISSUES.ELLIS ASSIGNED A VICE PRESIDENT-LEVEL LEADER TO ATTEND LEADERSHIP MEETINGS OF THE COVID-19 COALITION AND TO KEEP OTHER PARTNERS AWARE OF THE ONGOING MEDICAL SITUATION. ELLIS ALSO DISTRIBUTED CONTACT AND SERVICE INFORMATION ABOUT THE COVID-19 COALITION TO COVID PATIENTS AND THEIR FAMILIES, AND TO THE GENERAL PUBLIC, BY POSTING INFORMATION ON THE HOSPITAL'S WEBSITE AND BY DISTRIBUTING PRINTED MATERIALS AT THE HOSPITAL AND AT OUTPATIENT AND CLINIC LOCATIONS.INITIALLY OPERATIONAL DURING THE FIRST LOCAL COVID "WAVE" FROM MARCH THROUGH JUNE 2020, THE COVID-19 COALITION FIELDED OVER 25,000 HOTLINE CALLS, AND MADE 16,500 DELIVERIES INCLUDING 800,000 POUNDS OF FOOD DURING A 14-WEEK PERIOD. BULK FOOD DISTRIBUTION WAS ACCOMPLISHED THROUGH "DRIVE-THROUGH FOOD PANTRIES" ESTABLISHED AT THE SUNY SCHENECTADY CAMPUS PARKING LOT. FAMILIES AND VULNERABLE INDIVIDUALS RECEIVED GROCERIES AT NO CHARGE IN AN ENTIRELY CONTACTLESS DRIVE-THROUGH ENVIRONMENT. THE COVID-19 COALITION WAS REVIVED, WITH A PRIMARY FOCUS ON FOOD SECURITY FOR QUARANTINED AND ISOLATED PEOPLE, DURING THE SECOND "WAVE" IN DECEMBER.ELLIS ALSO UTILIZED ITS UNIQUE RESOURCES TO PROVIDE COMMUNITY EDUCATION AS WELL AS TO SUPPORT ESSENTIAL HEALTH WORKERS THROUGHOUT THE REGION. ELLIS' VICE PRESIDENT AND CHIEF MEDICAL OFFICER (CMO) IS A SPECIALIST IN INFECTIOUS DISEASE, SO WAS AMONG THE FEW MEDICAL PROFESSIONALS ESPECIALLY KNOWLEDGEABLE DURING THE EARLY STAGES OF THE PANDEMIC. ELLIS PRODUCED WEEKLY TWO-MINUTE VIDEOS FEATURING THE CMO AND OFFERING FACTUAL EDUCATION REGARDING ASPECTS OF THE DISEASE, AND ELECTRONICALLY DISTRIBUTED THESE TO A LIST WHICH REACHED 10,000 PEOPLE. WHEN THE INITIALLY AVAILABLE VACCINES REQUIRED HIGHLY SPECIALIZED REFRIGERATION EQUIPMENT AND HANDLING TECHNIQUES, AVAILABLE IN THE REGION ONLY AT ELLIS AND ONE OTHER HOSPITAL, ELLIS STEPPED UP TO VACCINATE NOT ONLY ITS OWN ESSENTIAL HEALTH WORKERS, BUT ALSO HOSPITAL STAFFS AND HEALTH CARE WORKERS FROM NUMEROUS OTHER HOSPITALS AND HEALTH CARE SYSTEMS IN THE AREA.THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY (SCHC) DID CONTINUE TO MEET BY VIDEOCONFERENCE IN JULY AND OCTOBER THE JANUARY MEETING WAS THE LAST IN-PERSON AND THE APRIL MEETING WAS CANCELLED. PURSUANT TO GUIDANCE FROM THE NEW YORK STATE DEPARTMENT OF HEALTH, SCHENECTADY'S 2019 AND 2016 CHNAS FOCUSED SPECIFICALLY ON THE TWO MOST SIGNIFICANT COMMUNITY HEALTH NEEDS: 1) CHRONIC DISEASE (OBESITY AND DIABETES FOR 2016, AND TOBACCO PREVENTION FOR 2019) AND 2) MENTAL HEALTH. THE INITIAL 2013 COMMUNITY HEALTH NEEDS ASSESSMENT IDENTIFIED FIFTEEN HEALTH NEEDS, AND, CONSISTENT WITH FEDERAL REQUIREMENTS, THE 2019 AND 2016 CHNAS CONTINUE TO IDENTIFY ALL FIFTEEN (CONSOLIDATED TO FOURTEEN THROUGH COMBINATION OF THE INTERCONNECTED OBESITY/DIABETES AND FOOD INSECURITY TOPICS) HEALTH NEEDS AS REMAINING IN NEED OF ATTENTION BY THE HOSPITAL. DURING 2020 AND DATING BACK TO THE INITIAL PPACA REQUIREMENTS FOR 2013, ELLIS HOSPITAL AND ITS PARTNERS INCLUDING OTHER HOSPITALS, COUNTY PUBLIC HEALTH AGENCIES, AND COMMUNITY-BASED ORGANIZATIONS TOOK ACTIONS TO ADDRESS SUCH NEEDS, COMMENSURATE WITH THE PRIORITY OF EACH NEED AND THE AVAILABILITY OF RESOURCES. SEE CONTINUATION ON SCHEDULE O
ELLIS HOSPITAL PART V, SECTION B, LINE 24: IN 2020, SELF PAY PATIENTS MAY BE BILLED CHARGES FOR SERVICES RENDERED. ELLIS DOES NOT HAVE A MECHANISM TO KNOW PRE-SERVICE UNLESS ELLIS HAS SPOKEN TO THE PATIENT PRIOR TO THE DATE OF SERVICE, THAT THERE IS NO INSURANCE COVERAGE. FOR INPATIENT ACCOUNTS, THERE IS A DEPARTMENT THAT IS RESPONSIBLE TO CONTACT THE PATIENT WHILE IN-HOUSE TO ASSIST WITH ANY PAYMENT ARRANGEMENTS. THIS INCLUDES ASSISTING THE PATIENT IN OBTAINING HEALTHCARE COVERAGE THROUGH THE NYS MARKETPLACE, NYS MEDICAID, OR FAP. SELF PAY PATIENTS ARE PROVIDED A 50% DISCOUNT OF CHARGES IF NO INSURANCE IS OBTAINABLE OR IF THE PATIENT REFUSES TO OBTAIN COVERAGE. ELLIS ALSO HAS PRESUMPTIVE ELIGIBILITY PROCESS FOR PATIENTS WHO HAVE NOT PAID THEIR BILL IN FULL PRIOR TO GOING TO BAD DEBT. THE PATIENT MEETS "SCORING CRITERIA" FOR ELLIS FAP, THE BALANCES WILL BE WRITTEN OFF TO PRESUMPTIVE ELIGIBILITY, TO SAFEGUARD AGAINST SEND POTENTIAL FAP QUALIFYING PATIENTS TO BAD DEBT.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page 9
Part VFacility Information (continued)

Section D. Other Health Care Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility
(list in order of size, from largest to smallest)
How many non-hospital health care facilities did the organization operate during the tax year?16
Name and address Type of Facility (describe)
1 1 - ELLIS HOSPITAL MENTAL HEALTH CLINIC
1023 STATE ST
SCHENECTADY,NY12307
MENTAL HEALTH SERVICES
2 2 - GLENVILLE HEALTHCARE CENTER
115 SARATOGA ROAD SUITE 200
GLENVILLE,NY12302
PRIMARY CARE SERVICES, BLOOD DRAW
3 3 - ELLIS HOSPITAL BARIATRIC CENTER
2125 RIVER RD
NISKAYUNA,NY12309
BARIATRIC CARE SERVICES
4 4 - ELLIS BLOOD DRAW STATION
2 CHELSEA PLACE
CLIFTON PARK,NY12065
BLOOD DRAW
5 5 - ELLIS HOSPITAL PRIMARY CARE
1201 NOTT STREET
SCHENECTADY,NY12308
PRIMARY CARE SERVICES
6 6 - ELLIS HOSPITAL NEUROLOGY
1101 NOT STREET B6
SCHENECTADY,NY12308
OUTPATIENT NEUROLOGY
7 7 - ELLIS HOSPITAL PROS PROGRAM
1023 STATE ST
SCHENECTADY,NY12307
MENTAL HEALTH SERVICES
8 8 - ELLIS HOSPITAL REHABILITATION SERVICES
650 MCCLELLAN STREET
SCHENECTADY,NY12304
PHYSICAL THERAPY SERVICES
9 9 - MEDICAL CENTER OF CLIFTON PARK
103 SITTERLY ROAD
CLIFTON PARK,NY12065
24/7 EMERGENT CARE, LAB, MEDICAL IMAGING, PRIMARY CARE AND SPECIALTY SERVICE
10 10 - BLOOD DRAW- NISKAYUNA
2123 RIVER RD
NISKAYUNA,NY12309
PROVIDE BLOOD DRAW SERVICES
11 11 - ELLIS CUSHING MEDICAL ARTS BUILDING
624 MCCLELLAN STREET
SCHENECTADY,NY12304
FAMILY AND PRIMARY CARE SERVICES
12 12 - ELLIS MEDICINE PRIMARY CARE BALLSTON SPA
990 STATE ROUTE 67
BALLSTON SPA,NY12020
PRIMARY CARE MEDICINE
13 13 - ELLIS HOSPITAL MCCLELLAN ST HEALTH CENT
600 MCCLELLAN STREET
SCHENECTADY,NY12304
MEDICAL CENTER
14 14 - ELLIS MEDICINE PRIMARY CARE- MALTA
2537 ROUTE 9
MALTA,NY12020
PRIMARY CARE MEDICINE
15 15 - ELLIS PRIMARY CARE PLUS
624 MCCLELLAN STREET
SCHENECTADY,NY12304
PRIMARY CARE MEDICINE
16 16 - ELLIS MEDICINE URGENT AND PRIMARY CARE
200 HARBORSIDE DRIVE
SCHENECTADY,NY13205
URGENT AND PRIMARY CARE
Schedule H (Form 990) 2020
Schedule H (Form 990) 2020
Page 10
Part VI
Supplemental Information
Provide the following information.
1 Required descriptions. Provide the descriptions required for Part I, lines 3c, 6a, and 7; Part II and Part III, lines 2, 3, 4, 8 and 9b.
2 Needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any CHNAs reported in Part V, Section B.
3 Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4 Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5 Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6 Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7 State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.
Form and Line Reference Explanation
PART I, LINE 3C: APPEALS PROCESS IF INCOME OVER 300% FPG:1. A FORMAL LETTER WRITTEN TO THE PATIENT FINANCIAL SERVICES DEPARTMENT FOR RE-CONSIDERATION MUST BE RECEIVED WITHIN 2 WEEKS OF DENIAL NOTIFICATION2. CONSIDERATION OF CHANGE IN WAGES THAT WOULD PROVIDE A DIFFERENT RESULT THAN THE CURRENT PAYSTUB OR OTHER PROOF OF INCOME. PROOF OF CHANGE IN WAGES MUST BE RECEIVED IN THIS CASE.3. A REVIEW OF PRIOR PAYMENT HISTORY WILL BE CONDUCTED.4. ALL CASES NEED TO BE BELOW 400% OF THE FEDERAL POVERTY LEVEL TO BE CONSIDERED.5. WITHIN 14 DAYS OF RECEIVING THE LETTER, REVIEW OF THE SUPPORTING DOCUMENTATION WILL TAKE PLACE AND THE DIRECTOR WILL INFORM THE MANAGER OF SELF PAY/CUSTOMER SERVICE OF THE DECISION MADE AND ADVISE TO UPHOLD OR OVERTURN THE ORIGINAL DENIAL DECISION.
PART I, LINE 7: ELLIS HOSPITAL USED A COST-TO-CHARGE RATIO DERIVED FROM OUR WORKSHEET 2- RATIO OF PATIENT CARE COST TO CHARGES. THE ADJUSTED PATIENT CARE COST IS DIVIDED BY ADJUSTED PATIENT CARE CHARGES RESULTING IN THE RATIO.
PART I, LN 7 COL(F): SEE ATTACHED FINANCIAL STATEMENTS, PAGES 12, 13, 14, 15, 16, AND 17.
SCHEDULE H, PART I, LINE 6A DURING THE TAX YEAR, ELLIS FILED ITS COMMUNITY SERVICE PLAN/COMMUNITY HEALTH IMPROVEMENT PLAN ANNUAL REPORT (EQUIVALENT TO A COMMUNITY BENEFIT REPORT) WITH THE NEW YORK STATE DEPARTMENT OF HEALTH, JOINTLY WITH THE SCHENECTADY COUNTY PUBLIC HEALTH SERVICE. ELLIS MADE AVAILABLE TO THE PUBLIC A COPY OF THE MOST RECENT (2019, 2016, 2013) THREE CHNAS AND THE MOST RECENTLY COMPLETED AND FILED IRS FORM 990 (2019) LISTING COMMUNITY BENEFITS BY POSTING THEM TO ITS PUBLIC WEBSITE.
PART II, COMMUNITY BUILDING ACTIVITIES: ELLIS HOSPITAL'S COMMUNITY-BUILDING ACTIVITIES PROMOTE THE HEALTH OF THE COMMUNITY IT SERVES. ELLIS SUCCESSFULLY RESTRUCTURED HEALTH CARE SERVICES IN SCHENECTADY FOLLOWING THE NEW YORK STATE-MANDATED HOSPITAL CONSOLIDATION, AND HAS SINCE BEEN WORKING TO IMPROVE THE EFFICIENCY AND EFFECTIVENESS OF SERVICES TO ITS COMMUNITY BY ALIGNING ITS INNOVATIVE APPROACHES TO COMMUNITY HEALTH WITH THE SERVICES PROVIDED BY OTHER LOCAL COMMUNITY-BASED PUBLIC AND NOT-FOR-PROFIT ORGANIZATIONS. ELLIS IS NOW THE SOLE ACUTE CARE HOSPITAL IN SCHENECTADY COUNTY, AND IS ONE OF THE LARGEST PRIMARY CARE PROVIDERS, HAVING ASSUMED RESPONSIBILITY FOR THE SERVICES OF TWO FORMER HOSPITALS WHICH CLOSED DURING THE STATE'S "RIGHTSIZING" PROCESS. IN THIS IMPORTANT ROLE, ELLIS HAS ENGAGED THE COMMUNITY AND DEVELOPED COALITIONS WITH COMMUNITY PARTNERS IN ORDER TO ENSURE ACCESS TO A FULL RANGE OF HEALTHCARE SERVICES, WITH SPECIAL ATTENTION PAID TO DISADVANTAGED MEMBERS OF OUR COMMUNITY. ELLIS HAS UNDERTAKEN A NUMBER OF SIGNIFICANT CAPITAL PROJECTS TO CONSOLIDATE CARE, ENHANCE ACCESS TO CARE, AND IMPROVE THE OVERALL QUALITY, EFFICIENCY, AND COST-EFFECTIVENESS OF OUR LOCAL HEALTH CARE SYSTEM. ELLIS SERVES AS CO-LEAD AGENCY (WITH SCHENECTADY COUNTY PUBLIC HEALTH SERVICES) OF THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY (SCHC). ELLIS MAINTAINS FOR SCHC AN E-MAIL LIST OF APPROXIMATELY 335 INDIVIDUALS FROM ABOUT 60 (SEE PART V, SECTION B, LINE 6B NARRATIVE) HEALTH CARE PROVIDERS, MANAGED CARE ORGANIZATIONS, COMMUNITY-BASED ORGANIZATIONS, AND LOCAL GOVERNMENT AGENCIES LOCATED IN OR SERVING PEOPLE IN SCHENECTADY. SCHC MEETS QUARTERLY AT THE ELLIS MCCLELLAN STREET HEALTH CENTER AUDITORIUM. THE FORMAL AGENDA (SEE PART V, SECTION B, LINE 5 NARRATIVE) INCLUDES PRESENTATIONS ON CURRENT TOPICS AND ACTIVITIES OF INTEREST, ALONG WITH REGULAR PRESENTATIONS ON LOCAL DSRIP AND PHIP INITIATIVES, AND PROVIDES TIME FOR INFORMAL INFORMATION SHARING AMONG THE PARTICIPANTS. AS THE RESULT OF THE HOSPITAL'S RESOURCE REALLOCATIONS IN RESPONSE TO COVID-RELATED GOVERNMENT MANDATES; ADMINISTRATION OF SCHC WAS FULLY ASSUMED BY SCPHS IN THE SECOND QUARTER OF 2020, WITH FURTHER MEETINGS THAT YEAR CONDUCTED BY VIDEOCONFERENCE. SCHC SUPPORTS AD HOC COMMITTEES FOCUSED ON LOCAL POPULATION HEALTH NEEDS. THESE HAVE INCLUDED GROUPS FOCUSED ON THE MOST SIGNIFICANT COMMUNITY HEALTH NEEDS OBESITY/DIABETES, TOBACCO/NICOTINE, AND SUICIDE/MENTAL HEALTH ALONG WITH THOSE INVESTIGATING EMERGING NEEDS AND RESPONSES, PARTICULARLY TRAUMA-INFORMED COMMUNITIES. THE COMMITTEES ENGAGE DIRECTLY AFFECTED MEMBER ORGANIZATIONS AND REPORT TO THE FULL GROUP. THE COMMITTEES ALSO HELP TO EMPHASIZE ACTIVITIES SUPPORTING THE IMPLEMENTATION STRATEGY.ELLIS IS A VOTING MEMBER OF THE HEALTHY CAPITAL DISTRICT INITIATIVE (HCDI), A COLLABORATIVE MEMBERSHIP ORGANIZATION SUPPORTED BY DUES FROM THE HOSPITALS, FEDERALLY QUALIFIED HEALTH CENTERS, NOT-FOR-PROFIT MANAGED CARE ORGANIZATIONS, AND COUNTY PUBLIC HEALTH DEPARTMENTS IN THE REGION. AN ELLIS EMPLOYEE SERVES ON THE HCDI BOARD OF DIRECTORS, AND WAS TREASURER AND A MEMBER OF THE EXECUTIVE COMMITTEE DURING 2019 AND EARLY 2020. IN ADDITION TO SERVING AS A NEUTRAL CONVENER SUPPORTING REGIONAL COLLABORATION, HCDI HAS BEEN DESIGNATED BY THE NEW YORK STATE DEPARTMENT OF HEALTH AS THE POPULATION HEALTH IMPROVEMENT PROGRAM (PHIP) AGENCY FOR THE CAPITAL REGION. THE PHIP RECEIVES STATE FUNDING FOR RESEARCH AND REGIONAL HEALTH PLANNING SUPPORT.IN 2012, ELLIS AND ITS AFFILIATED VISITING NURSE SERVICE OF NORTHEASTERN NEW YORK (VNS) LED SIX COMMUNITY-BASED ORGANIZATIONS AND TEN HOSPITALS IN A TEN-COUNTY REGION COVERING 20% OF THE GEOGRAPHY OF THE STATE OF NEW YORK IN SUCCESSFULLY RECEIVING A CONTRACT AS A MEDICARE COMMUNITY-BASED CARE TRANSITIONS PROGRAM (CCTP). ALTHOUGH THE CCTP WAS HIGHLY SUCCESSFUL IN REDUCING READMISSIONS AMONG THE PATIENTS IT SERVED, IT DID NOT ACHIEVE THE PATIENT VOLUME REQUIRED BY CMS, AND THE CONTRACT FOR THIS REGION WAS NOT RENEWED BY CMS IN 2014. ELLIS AND ITS REGIONAL PARTNERS CONTINUED TO DELIVER CCTP-LIKE SERVICES TO PATIENTS INSURED BY A REGIONAL NOT-FOR-PROFIT MANAGED CARE ORGANIZATION. A DSRIP "CARE TRANSITIONS" PROJECT NOW SUSTAINS FUNDING FOR CERTAIN PATIENTS.ELLIS AND VNS ALSO LED COMMUNITY PROVIDERS AND COMMUNITY-BASED ORGANIZATIONS IN ESTABLISHMENT OF ONE OF THE FIRST THREE STATE-RECOGNIZED HEALTH HOMES IN UPSTATE NEW YORK. HEALTH HOMES RECEIVE CAPITATED STATE FUNDING TO DELIVER CARE MANAGEMENT SERVICES TO AT-RISK MEDICAID BENEFICIARIES, SPECIFICALLY THOSE WITH TWO OR MORE CHRONIC CONDITIONS, A SEVERE AND PERSISTENT MENTAL HEALTH DIAGNOSIS, OR A DIAGNOSIS OF HIV/AIDS. MUCH OF THE CARE MANAGEMENT IS DELIVERED BY "DOWNSTREAM" COMMUNITY-BASED AGENCIES INCLUDING CATHOLIC CHARITIES CAREGIVERS SERVICE AND THE ALLIANCE FOR POSITIVE HEALTH. IN 2018, ELLIS WITHDREW FROM PROVIDING HEALTH HOME SERVICES IN SCHENECTADY, BUT REMAINS AS A "DOWNSTREAM PROVIDER" FOR THE REGIONAL CAPITAL REGION HEALTH CONNECTIONS HEALTH HOME.ELLIS ALSO PROVIDES SERVICES AND EXPERTISE AT NO CHARGE TO COMMUNITY ORGANIZATIONS. MEETING ROOMS, INCLUDING AUDITORIUMS AT BOTH THE NOTT STREET AND MCCLELLAN STREET CAMPUSES, ARE MADE AVAILABLE AT NO CHARGE FOR CERTAIN COMMUNITY MEETINGS AND GROUPS, INCLUDING RED CROSS BLOOD DRIVES. MANY BOARD MEMBERS, PHYSICIANS AND OTHER STAFF DONATE THEIR SERVICES TO COMMUNITY ORGANIZATIONS. AS EXAMPLES, FACULTY PHYSICIANS AT THE FAMILY MEDICINE RESIDENCY SERVE AS OFFICERS OR BOARD MEMBERS OF SUCH ORGANIZATIONS AS CORNELL COOPERATIVE EXTENSION, SOUTHERN MEDICAL ASSOCIATION, NEW YORK COLLEGE OF OSTEOPATHIC MEDICINE EDUCATION AND RESEARCH COMMITTEE, HEPATITIS C TASK FORCE OF THE CAPITAL REGION, NEW YORK STATE ACADEMY OF FAMILY PHYSICIANS, AND HOMETOWN HEALTH CENTERS (FQHC) CREDENTIALING COMMITTEE. A FORMER MEMBER OF THE ELLIS BOARD OF TRUSTEES SERVES AS CHAIR OF THE BOARD OF HOMETOWN HEALTH CENTERS, AND THE CURRENT CHAIR OF THE BOARD ALSO CHAIRS THE CITY OF SCHENECTADY MAYOR'S SMART CITY ADVISORY COMMITTEE.ANOTHER EXAMPLE OF ELLIS' COALITION BUILDING ACTIVITIES HAS BEEN ITS PARTICIPATION OVER THE YEARS IN THE SCHENECTADY COUNTY PUBLIC HEALTH SERVICES' FEDERALLY-FUNDED STRATEGIC ALLIANCE FOR HEALTH (SAH), WHICH BRINGS TOGETHER A HOST OF HEALTH CARE AND COMMUNITY ORGANIZATIONS TO ADDRESS CHRONIC DISEASE AND TO PROMOTE DISEASE PREVENTION AND WELLNESS. AN ELLIS REPRESENTATIVE PARTICIPATED WHEN THE SAH BOARD HELD REGULAR MEETINGS. ADDITIONALLY, ELLIS WORKS WITH A NUMBER OF COMMUNITY PARTNERS, SUCH AS THE AMERICAN HEART ASSOCIATION AND THE YMCA, TO PROVIDE HEALTH SCREENINGS TO UNINSURED AND UNDERINSURED POPULATIONS IN OUR SERVICE AREA. IN RECENT YEARS, ELLIS PROVIDED OFFICE SPACE AND OTHER IN-KIND SUPPORT FOR THE STATE-SPONSORED SCHENECTADY COUNTY CANCER SERVICES PROGRAM; AND ALSO PROVIDED NO-CHARGE OFFICE SPACE FOR THE VITA INCOME TAX PREPARATION VOLUNTEERS. IN COLLABORATION WITH COMMUNITY PARTNERS, ELLIS OFFERS OUTPATIENT SMOKING CESSATION COURSES AND SPONSORS PEER-DRIVEN MENTAL HEALTH AND CANCER PATIENT SUPPORT GROUPS. AND, ELLIS COOPERATES WITH COMMUNITY GROUPS TO FACILITATE ACCESS TO HEALTHY FOODS FOR PEOPLE THROUGH THE COMMUNITY. IN PAST YEARS, ACTING IN COLLABORATION WITH THE SCHENECTADY COUNTY PLANNING DEPARTMENT AND THE COOPERATIVE EXTENSION, ELLIS HOSTED A WEEKLY FARMERS' MARKET IN THE PARKING LOT OF THE ELLIS HEALTH CENTER DURING THE SUMMER MONTHS. AS PART OF A COUNTY GRANT, PHYSICIANS AT THE FAMILY HEALTH CENTER "PRESCRIBED" FRESH VEGETABLES TO AT-RISK PATIENTS. THE "PRESCRIPTION" CONSTITUTED A VOUCHER FOR NO-CHARGE LOCALLY-GROWN VEGETABLES WHICH WERE DISTRIBUTED AT A "FARM STAND" LOCATED AT THE ELLIS MCCLELLAN STREET HEALTH CENTER. DURING 2018-2020, A "FOOD FARMACY" FOOD PANTRY, SPECIFICALLY FOCUSED ON ENSURING THE AVAILABILITY OF HEALTHY FOOD TO PATIENTS RECENTLY DISCHARGED FROM THE HOSPITAL, WAS LOCATED AT THE ELLIS MCCLELLAN STREET HEALTH CENTER, FUNDED BY A DSRIP GRANT. IN OTHER RECENT YEARS, ELLIS OFFERED USE OF THE PARKING LOT AT THE MCCLELLAN STREET HEALTH CENTER TO THE SCHENECTADY INNER CITY MINISTRY (SICM) MOBILE MEALS TRUCK WHICH PROVIDES FREE BREAKFASTS AND LUNCHES FOR CHILDREN AGE 18 OR UNDER DURING THE SUMMER WHEN SCHOOLS ARE CLOSED. ONE-HUNDRED PERCENT OF CHILDREN ATTENDING THE SCHENECTADY CITY SCHOOL DISTRICT (SCSD) SCHOOLS ARE ELIGIBLE FOR FREE SCHOOL LUNCHES.MEDICAL RESIDENTS FROM THE ELLIS FAMILY MEDICINE RESIDENCY DONATE THEIR TIME AND EXPERTISE TO STAFF FREE COMMUNITY-BASED MEDICAL CLINICS. RESIDENT-STAFFED FREE CLINICS AT THE SCHENECTADY CITY MISSION AND, SINCE 2018, AT BETHESDA HOUSE SERVE UNINSURED, HOMELESS INDIVIDUALS IN THE CITY OF SCHENECTADY. ELLIS STAFF MEMBERS ALSO SIT ON NUMEROUS COMMUNITY BOARDS AND HEALTHCARE COALITIONS TO TARGET IMPROVEMENTS IN SUCH AREAS AS DIABETES, LONG TERM CARE, CANCER, HOSPITAL READMISSION RATES, WORKFORCE DEVELOPMENT, AND HEALTHY LIVING.
PART III, LINE 2: THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNTS ON PART III, COST TO CHARGE RATIO WAS APPLIED AT 100%. BAD DEBTS ALREADY REPRESENTED AS EXPENSE ON FINANCIALS, THEREFORE NO NEED TO APPLY RCC HERE.
PART III, LINE 3: IN 2020, UNDER THE FINANCIAL ASSISTANCE POLICY, THERE WAS NO SLIDING SCALE. THIS MEANS THAT IF A PATIENT QUALIFIED FOR FINANCIAL ASSISTANCE, THE PATIENT BALANCE WAS WRITTEN OFF AT 100% TO CHARITY CARE. THE SHORTFALL IS CONSIDERED A COMMUNITY BENEFIT.
PART III, LINE 4: SEE ATTACHED FINANCIAL STATEMENTS, PAGE 8, 9, AND 10.
PART III, LINE 8: ELLIS HOSPITAL USED A COST-TO-CHARGE RATIO DERIVED FROM OUR WORKSHEET 2- RATIO OF PATIENT CARE COST TO CHARGES. THE ADJUSTED PATIENT CARE COST IS DIVIDED BY ADJUSTED PATIENT CARE CHARGES RESULTING IN THE RATIO.ELLIS BELIEVES THAT THE MEDICARE SHORTFALL REPORTED ON PART III LINE 7 SHOULD BE TREATED AS A COMMUNITY BENEFIT. FIRST, ELLIS IS THE ONLY ACUTE CARE GENERAL HOSPITAL IN SCHENECTADY, AND THUS PROVIDES VITAL HEALTH CARE SERVICES FOR MEDICARE BENEFICIARIES WHICH WOULD OTHERWISE BE UNAVAILABLE IN THE COMMUNITY. SECOND, THE INCOME LEVEL AND POVERTY RATE IN THE COMMUNITY DEMONSTRATE THE CHALLENGES WHICH WOULD BE FACED IF ELLIS WERE NOT ABLE TO PROVIDE CARE TO ALL PATIENTS, REGARDLESS OF ABILITY TO PAY. FOR EXAMPLE, THE MEDIAN HOUSEHOLD INCOME FOR THE CITY IS ONLY ABOUT TWO-THIRDS THAT OF THE COUNTY AS A WHOLE WHICH IN TURN IS BELOW THAT OF THE STATE. THE POVERTY RATE IN THE CITY IS NEARLY 40% HIGHER THAN THAT OF THE COUNTY AS A WHOLE. (US CENSUS BUREAU, STATE AND COUNTY QUICKFACTS, AS ACCESSED APRIL 23, 2019) THIRD, MEDICARE BENEFICIARIES ARE AMONG THOSE AFFECTED BY INCOME DISPARITIES WITHIN SCHENECTADY. NEARLY HALF (46%) OF THE RESIDENTS OF THE LARGELY MINORITY (67% NON-WHITE) HAMILTON HILL NEIGHBORHOOD ARE BELOW THE FEDERAL POVERTY LEVEL; 7.8% OF THESE RESIDENTS ARE 65 YEARS OF AGE OR OLDER (2009-2013 AMERICAN COMMUNITY SURVEY). RESIDENTS OF THIS NEIGHBORHOOD ARE AMONG THE HEAVIEST USERS OF HOSPITAL SERVICES; FOR EXAMPLE, THE RATE OF EMERGENCY DEPARTMENT UTILIZATION FOR FALLS AMONG PERSONS 65 AND OLDER IN HAMILTON HILL IS 52% ABOVE THE STATEWIDE AVERAGE (2010-2014 SPARCS). FINALLY, ABOUT 25% OF ELLIS' MEDICARE DISCHARGES ARE DUAL-ELIGIBLE (ENROLLED IN BOTH MEDICARE AND MEDICAID) WHO, BY VIRTUE OF THEIR MEDICAID ELIGIBILITY, ARE LOW-INCOME INDIVIDUALS. HENCE, THE FINANCIAL LOSSES INCURRED IN TREATING MEDICARE PATIENTS DETRACT FROM THE ABILITY OF THE HOSPITAL TO SERVE OTHER LOW-INCOME PATIENTS AND RESIDENTS, AND THE ABILITY OF THE HOSPITAL TO FUNCTION IN SPITE OF THESE LOSSES REPRESENTS A COMMUNITY BENEFIT.
PART III, LINE 9B: THE COLLECTION POLICIES ARE THE SAME FOR ALL PATIENTS. IF PATIENTS QUALIFY FOR FINANCIAL ASSISTANCE UNDER OUR PRESUMPTIVE CHECK, THOSE ACCOUNTS ARE WRITTEN OFF IMMEDIATELY AND THERE ARE NO COLLECTION EFFORTS. IF THE PATIENT DOESN'T QUALITY BASED ON THE PRESUMPTIVE CHECK, THOSE PATIENTS ARE TREATED THE SAME AS EVERYONE ELSE UNTIL SUCH TIME AS THEY APPLY FOR ASSISTANCE. IF A PATIENT HAD ASSISTANCE IN THE PAST AND THE TIMEFRAME HAS EXPIRED, THEY ARE REQUIRED TO RE-APPLY AS THERE MANY SITUATIONS THAT CHANGE THAT MAY IMPACT WHETHER OR NOT A PATIENT WILL QUALIFY FOR ASISSTANCE. AS SOON AS ASSISTANCE IS APPROVED, ANY COLLECTION EFFORTS THAT MAY HAVE BEGAN ARE HAULTED IMMEDIATELY.
PART VI, LINE 2: THE COMMUNITY HEALTH NEEDS ASSESSMENTS REQUIRED EACH THREE YEARS PURSUANT TO FEDERAL AND STATE LAW CONSTITUTE THE PRIMARY METHOD WHICH ELLIS USES TO ASSESS THE HEALTH CARE NEEDS OF THE COMMUNITIES IT SERVES. THESE ASSESSMENTS CONSUME SUBSTANTIAL HOSPITAL RESOURCES AND GENERATE COMPREHENSIVE REPORT DOCUMENTS.TWO ADDITIONAL COMPREHENSIVE ASSESSMENT DOCUMENTS HAVE BEEN PRODUCED FOR THE SCHENECTADY COMMUNITY IN RECENT YEARS. 1) IN 2014, AS PART OF THE STATE-REQUIRED DELIVERY SYSTEM REFORM INCENTIVE PAYMENT PROGRAM (DSRIP), ELLIS AND OTHER HOSPITALS IN NEW YORK'S CAPITAL REGION ENGAGED THE HEALTHY CAPITAL DISTRICT INITIATIVE (HCDI) TO PRODUCE A COMMUNITY HEALTH NEEDS ASSESSMENT FOCUSED SPECIFICALLY ON THE NEEDS OF MEDICAID BENEFICIARIES WHICH WERE TO BE SERVED BY THE DSRIP PROGRAM. THE 224-PAGE ASSESSMENT ARE POSTED ON THE ALLIANCE FOR BETTER HEALTH (DSRIP PERFORMING PROVIDER SYSTEM) WEBSITE (HTTPS://WWW.HEALTH.NY.GOV/HEALTH_CARE/MEDICAID/REDESIGN/DSRIP/PPS_APPLICATIONS/DOCS/ALBANY_MEDICAL_CENTER_HOSPITAL/3.8_ALBANY_MED_CNA.PDF).2) THE SCHENECTADY COMMUNITY ACTION PROGRAM (SCAP), A SIGNIFICANT COMMUNITY PARTNER, IS REQUIRED AS A CONDITION OF ITS RECEIPT OF FEDERAL FUNDING TO CONDUCT PARALLEL COMMUNITY NEEDS ASSESSMENTS. A COMPREHENSIVE ASSESSMENT WAS CONDUCTED IN NOVEMBER 2018. THE RESULTS, WHICH PARALLEL THE FINDINGS OF THE OTHER CHNAS, ARE AVAILABLE HERE: HTTP://SCAPNY.ORG/PUBLICATIONS/.ELLIS MONITORS OTHER RESOURCES TO IDENTIFY AND ASSESS COMMUNITY HEALTH CARE NEEDS. THESE INCLUDE:1)INFORMATION FROM COMMUNITY ORGANIZATIONS AS REPORTED AT THE QUARTERLY MEETINGS OF THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY.2)PATIENT SATISFACTION DATA AS REPORTED FROM FORMAL (E.G., CAHPS) AND INFORMAL (E.G., NURSING ROUNDS) SOURCES.3)COMMUNITY LEADER COMMENTS OBTAINED FROM FORMAL MEETINGS (E.G., CHAMBER OF COMMERCE) AND INFORMAL CONTACT (E.G., PERIODIC MEETINGS WITH THE MAYOR, STATE LEGISLATORS, AND THE LOCAL MEMBER OF CONGRESS).4) AN ANNUAL, ANONYMOUS, FORMAL ASSESSMENT OF ELLIS EMPLOYEE SATISFACTION, AS WELL AS EMPLOYEE COMMENTS RECEIVED THROUGH SUCH SOURCES AS THE COMPLIANCE PROGRAM AND UNION MEETINGS.5) COMPARATIVE DATA OBTAINED FROM REGIONAL ORGANIZATIONS INCLUDING THE MEDICARE MSSP ACO (INNOVATIVE HEALTH ALLIANCE OF NEW YORK) AND THE MEDICAID DSRIP SYSTEM (ALLIANCE FOR BETTER HEALTH).6) COMPARATIVE DATA OBTAINED FROM REGULATORY AGENCIES, SUCH AS THE NEW YORK STATEWIDE PLANNING AND RESEARCH COOPERATIVE SYSTEM (SPARCS), AND FEDERAL HOSPITAL COMPARE.7) COMMENTS RECEIVED FROM PATIENTS AND COMMUNITY MEMBERS THROUGH THE ELLIS WEBSITE ( HTTPS://WWW.ELLISMEDICINE.ORG/PAGES/CONTACT.ASPX ) AND OTHER ONLINE COMMUNICATIONS TOOLS SUCH AS FACEBOOK AND TWITTER.
PART VI, LINE 3: ELLIS MEDICINE PROVIDES FINANCIAL ASSISTANCE INFORMATION (IN BOTH ENGLISH AND SPANISH) ABOUT PROGRAMS AVAILABLE TO ASSIST PATIENTS IN PAYING FOR THEIR BILLS, INCLUDING FEDERAL, STATE, OR LOCAL GOVERNMENT PROGRAMS, OR UNDER ELLIS'S FINANCIAL ASSISTANCE POLICY. SUCH INFORMATION IS INCLUDED: 1) THROUGH TELEPHONE CONTACT INFORMATION PRINTED ON PATIENT INVOICES,2) ON ITS PUBLIC WEBSITE (HTTP://WWW.ELLISMEDICINE.ORG/FINANCIAL-ASSISTANCE/DEFAULT.ASPX) 3) IN READILY AVAILABLE AND PUBLICLY DISTRIBUTED BROCHURES, AND 4) THROUGH FLYERS AND POSTERS VISIBLE THROUGHOUT THE ORGANIZATION. APPLICATIONS FOR FINANCIAL ASSISTANCE ARE AVAILABLE ONLINE AT THE ELLIS WEBSITE NOTED ABOVE. ADDITIONALLY, ELLIS EMPLOYS FINANCIAL ADVOCATES WHO ASSIST PATIENTS IN DETERMINING THE AVAILABILITY OF AND THEIR ELIGIBILITY FOR GOVERNMENT PROGRAMS INCLUDING MEDICAID, SUBSIDIZED INSURANCE PROGRAMS THROUGH THE NEW YORK STATE OF HEALTH EXCHANGE, AND FREE OR LOW-COST CARE THROUGH THE HOSPITAL'S FINANCIAL ASSISTANCE POLICY. THE FINANCIAL ADVOCATES THEN ASSIST PATIENTS WITH COMPLETING THE NEEDED PAPERWORK, INCLUDING BEDSIDE VISITS AS NECESSARY. FOR MORE THAN A DECADE, ELLIS MEDICINE HAS INCLUDED AFFIRMATIVE FINANCIAL ASSISTANCE OUTREACH AS PART OF ITS COMMUNITY-BASED POPULATION HEALTH PROGRAMS. PRIOR TO CREATION OF THE HEALTH INSURANCE ENROLLMENT PROGRAMS BY THE PATIENT PROTECTION AND AFFORDABLE CARE ACT OF 2010 (PPACA), ELLIS OFFERED MEDICAID ENROLLMENT THROUGH EMPLOYEES "DEPUTIZED" BY THE SCHENECTADY COUNTY DEPARTMENT OF SOCIAL SERVICES, THROUGH MEDICAID FACILITATED ENROLLERS EMPLOYED BY THE NOT-FOR-PROFIT HEALTH CAPITAL DISTRICT INITIATIVE (HCDI), AND THROUGH FIDELIS, AT THAT TIME THE LARGEST NOT-FOR-PROFIT MEDICAID MANAGED CARE ORGANIZATION SERVING SCHENECTADY COUNTY.WITH THE ADVENT OF THE PPACA, ELLIS BEGAN INVITING ON-SITE SERVICES OF HEALTH INSURANCE NAVIGATORS (ALSO KNOWN AS "IN PERSON ASSISTORS") FROM ALL FOUR NOT-FOR-PROFIT ORGANIZATIONS (PUBLIC POLICY AND EDUCATION FUND, HEALTHY CAPITAL DISTRICT INITIATIVE, CAPITAL DISTRICT BLACK CHAMBER OF COMMERCE, AND UNIVERSITY AT ALBANY SCHOOL OF SOCIAL WELFARE) DESIGNATED AS SERVING SCHENECTADY COUNTY PURSUANT TO THE PPACA. NAVIGATORS SEE UNINSURED RESIDENTS AT BOTH THE NOTT STREET AND ELLIS MCCLELLAN STREET HEALTH CENTER CAMPUSES, AS WELL AS AT OTHER COMMUNITY LOCATIONS. ELLIS-EMPLOYED FINANCIAL ADVOCATES ALSO COMPLETED STATE-APPROVED TRAINING AND ARE QUALIFIED AS NEW YORK STATE CERTIFIED APPLICATION COUNSELORS (CACS); TRAINED TO HELP PEOPLE ENROLL BOTH IN MEDICAID AS WELL AS IN "EXCHANGE" INSURANCE PRODUCTS.ADDITIONALLY, ELLIS OFFERS ITS FINANCIAL ADVOCATES INFORMATION LINE (518-243-3460) THROUGH WHICH PATIENTS WITHOUT INSURANCE CAN RECEIVE INFORMATION ABOUT HOW MUCH THEIR CARE WILL COST AT ELLIS MEDICINE, INCLUDING INSURANCE ENROLLMENT AND PAYMENT PLANS. ANOTHER TELEPHONE RESOURCE (518-243-1695) PROVIDES CALLERS WITH ESTIMATES OF THE TOTAL COST OF PROCEDURES AND HOSPITALIZATIONS, AS MORE AND MORE PATIENTS ARE PAYING HIGHER DEDUCTIBLES AND ARE CONCERNED ABOUT THE COST TO THEM OUT-OF-POCKET. THIS IS PARTICULARLY SIGNIFICANT IN ELLIS' PRIMARY SERVICE AREA, AS THE LARGEST LOCAL EMPLOYER HAS CONVERTED TO A HIGH-DEDUCTIBLE HEALTH INSURANCE PLAN FOR MOST OF ITS EMPLOYEES.
PART VI, LINE 4: FOR THE PURPOSES OF DETERMINING COMMUNITY NEEDS PURSUANT TO THE REQUIREMENTS OF THE PATIENT PROTECTION AND AFFORDABLE CARE ACT OF 2010, ELLIS HOSPITAL DEFINES THE "COMMUNITY" IT SERVES AS CONSISTING OF SCHENECTADY COUNTY, INCLUDING THE CITY OF SCHENECTADY AND THE TOWNS OF DUANESBURG, GLENVILLE, PRINCETOWN, NISKAYUNA, AND ROTTERDAM. THERE ARE SEVERAL REASONS FOR THIS DEFINITION:- THE GEOGRAPHY OF SCHENECTADY COUNTY IS VERY SIMILAR TO THE PRIMARY SERVICE AREA (PSA) OF THE HOSPITAL. ELLIS USES AN INDUSTRY-STANDARD DEFINITION (THE CONTIGUOUS ZIP CODES IN WHICH THE FIRST 60% OF THE HOSPITAL'S INPATIENTS LIVE) TO DETERMINE ITS PSA. ELLIS' PSA CONSISTS OF THE ENTIRE RANGE OF 123NN ZIP CODES (12302, 12303, 12304, 12305, 12306, 12307, 12308, AND 12309), WHICH CONSTITUTES ALL OF THE CITY OF SCHENECTADY AND MOST OF THE POPULATION OF THE REST OF SCHENECTADY COUNTY. (THE DESIGN OF THE ZIP CODE SYSTEM IS NOT ALIGNED WITH COUNTY OR OTHER POLITICAL BOUNDARIES. THE RURAL WESTERNMOST PORTION OF SCHENECTADY COUNTY IS NOT INCLUDED IN THE ZIP CODE-DEFINED PSA DUE TO LOW POPULATION, WHILE CERTAIN AREAS OF ALBANY AND SARATOGA COUNTIES DO FALL WITHIN THE SCHENECTADY ZIP CODES.) ALTHOUGH ELLIS ACTIVELY SERVES PEOPLE WITHIN ITS SECONDARY SERVICE AREA (SSA), THE GEOGRAPHIC BOUNDARIES OF THOSE ADDITIONAL ZIP CODES (THE ADDITIONAL CONTIGUOUS ZIP CODES IN WHICH THE NEXT 20% OF INPATIENTS LIVE, FOR AN APPROXIMATE TOTAL OF 80% OF INPATIENT VOLUME) STRETCH ACROSS FIVE COUNTIES AND INCLUDE PORTIONS OF THE SERVICE AREAS OF AT LEAST SIX OTHER HOSPITALS. RETAINING A FOCUS ON THE SCHENECTADY COMMUNITY WILL PERMIT DEVELOPMENT OF AN ACTIONABLE IMPLEMENTATION PLAN WHICH CAN TARGET COHESIVE POPULATIONS.- POPULATION AND HEALTH DATA ARE COMMONLY AVAILABLE BY COUNTY. THE NEW YORK STATE DEPARTMENT OF HEALTH AND OTHER STATE GOVERNMENT AGENCIES MAINTAIN DATA BY COUNTY, THE HEALTHY CAPITAL DISTRICT INITIATIVE PROVIDES COMPARISON DATA BY COUNTY WITHIN THE REGION, AND DATA COLLECTED BY THE UNITED STATES CENSUS ARE FREQUENTLY AT THE COUNTY AND CITY LEVEL. ALTHOUGH CONVENIENCE IS NOT IN AND OF ITSELF A REASON TO DEFINE "COMMUNITY," THE AVAILABILITY OF SOLID DATA, INCLUDING BASELINE AND COMPARISON DATA, WILL PROVIDE A BETTER BASIS FOR PLANNING, AND AN EXTERNALLY-VERIFIABLE SOURCE FOR OUTCOME MEASURES.- ELLIS HAS ESTABLISHED STRONG PARTNERSHIPS WITH OTHER HEALTHCARE AND COMMUNITY SERVICE ORGANIZATIONS WHICH ARE LOCATED IN AND SERVE SCHENECTADY COUNTY. THE "MEDICAL HOME GROUP," A LOOSE AFFILIATION OF COMMUNITY ORGANIZATIONS CREATED AT THE TIME OF THE THREE-HOSPITAL CONSOLIDATION, HAS EVOLVED INTO THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY; OVER 60 COMMUNITY GROUPS INCLUDING BUSINESSES, LOCAL GOVERNMENT AGENCIES, HEALTHCARE AND SOCIAL SERVICES PROVIDERS AND COMMUNITY AGENCIES, FAITH-BASED ORGANIZATIONS, AND ADVOCACY GROUPS WHOSE LEADERS MEET QUARTERLY AT ELLIS. BY FOCUSING "COMMUNITY" ON A POPULATION WELL-SERVED BY A COORDINATED ARRAY OF PHYSICAL HEALTH, BEHAVIORAL HEALTH, AND COMMUNITY SERVICE ORGANIZATIONS IN COORDINATION WITH STRONG LOCAL GOVERNMENT AGENCIES, A COMMUNITY-WIDE ACTION PLAN CAN LEVERAGE THE HOSPITAL'S IMPLEMENTATION PLAN THROUGH THE EFFICIENT AND EFFECTIVE USE OF MULTIPLE RESOURCES.- SELECTION OF SCHENECTADY COUNTY AS THE "COMMUNITY" IS CONSISTENT WITH REGULATORY REQUIREMENTS TO ASSURE INCLUSION OF "MEDICALLY UNDERSERVED, LOW-INCOME, OR MINORITY POPULATIONS," AS THESE POPULATIONS REPRESENT A GREATER SHARE OF THE POPULATION IN SCHENECTADY COUNTY THAN THEY WOULD IF DIFFUSED AMONG THE FIVE COUNTIES OF THE SECONDARY SERVICE AREA.SCHENECTADY COUNTY (2019 ESTIMATED POPULATION: 155,299) IS, GEOGRAPHICALLY, THE SECOND SMALLEST COUNTY IN UPSTATE NEW YORK. IT CONSISTS OF FIVE TOWNS, TWO PRIMARILY RURAL AND THREE PRIMARILY SUBURBAN, SURROUNDING THE CENTRALLY-LOCATED CITY OF SCHENECTADY (2019 ESTIMATED POPULATION: 65,273). THE COUNTY IS LOCATED IMMEDIATELY WEST OF THE STATE CAPITAL OF ALBANY AND MANY OF ITS RESIDENTS COMMUTE TO JOBS IN ALBANY AND THE OTHER COUNTIES COMPRISING NEW YORK'S CAPITAL REGION.SCHENECTADY COUNTY PUBLIC HEALTH SERVICES (SCPHS), A UNIT OF COUNTY GOVERNMENT, IS RESPONSIBLE FOR ALL PUBLIC HEALTH AND ENVIRONMENTAL HEALTH ACTIVITIES AND ENFORCEMENT THROUGHOUT THE CITY AND COUNTY. THE COUNTY CONTAINS A SINGLE NON-PROFIT ACUTE CARE HOSPITAL ELLIS HOSPITAL (ALSO KNOWN BY THE TRADE NAME ELLIS MEDICINE), AND A SINGLE FEDERALLY QUALIFIED HEALTH CENTER (FQHC) HOMETOWN HEALTH CENTER. THERE IS ALSO A NON-PROFIT SPECIALTY HOSPITAL (SUNNYVIEW REHABILITATION HOSPITAL) WHICH IS A MEMBER OF THE ALBANY-BASED ST. PETER'S HEALTH PARTNERS SYSTEM. THERE IS ONE MEDICALLY UNDERSERVED POPULATION; THE HOMEBOUND POPULATION OF SCHENECTADY COUNTY (ID #06211). THE ENTIRE CITY OF SCHENECTADY IS A FEDERALLY-DESIGNATED HEALTH PROFESSIONS SHORTAGE AREA (HPSA) FOR THE MEDICAID POPULATION FOR MENTAL HEALTH AND DENTAL HEALTH, AND, SINCE 2019, FOR PRIMARY CARE. ELLIS HOSPITAL'S FQHC PARTNER, HOMETOWN HEALTH CENTERS, HAS BEEN DESIGNATED BY HRSA AS A NATIONAL HEALTH SERVICE CORPS PRACTICE SITE. SEE SCHEDULE O.
PART VI, LINE 5: ELLIS MEDICINE FURTHERS ITS EXEMPT PURPOSE BY PROMOTING THE HEALTH OF THE COMMUNITY THROUGH:1) A VOLUNTEER BOARD OF TRUSTEES THAT IS COMPRISED OF COMMUNITY MEMBERS AND EX-OFFICIO MEDICAL STAFF MEMBERS WHO SERVE THREE-YEAR TERMS, UP TO A THREE TERM MAXIMUM. THE ELLIS BOARD CONSISTS OF 15 VOTING TRUSTEES 11 NON-CLINICIAN RESIDENTS OF THE CAPITAL REGION, PLUS THREE PHYSICIANS AND ONE NURSE. ELLIS DOES NOT HAVE A PARENT CORPORATION.2) MEDICAL PRIVILEGES AT ELLIS HOSPITAL ARE AVAILABLE TO ALL QUALIFIED PHYSICIANS AND OTHER CLINICAL PROVIDERS. AN OPEN MEDICAL STAFF CONSISTS OF NEARLY 1,000 AFFILIATED PHYSICIANS AND OTHER PROVIDERS; INCLUDING ON-SITE PHYSICIANS, DENTISTS, AND PODIATRISTS; TELEMEDICINE PROVIDERS; ADVANCED PRACTICE PROVIDERS; AND OTHER MEDICAL PROFESSIONALS INCLUDING THOSE IN RESEARCH AND TEACHING. ELLIS' MEDICAL STAFF IS LED BY A MEDICAL-DENTAL EXECUTIVE COMMITTEE (MDEC). THE MDEC PLAYS AN INTEGRAL PART IN THE HOSPITAL'S CORPORATE STRUCTURE AND DAILY OPERATIONS. THE MDEC AND THE DEPARTMENT CHAIRS, WHO OVERSEE SPECIFIC CLINICAL SERVICES, WORK COLLABORATIVELY WITH THE HOSPITAL'S VOLUNTEER BOARD OF TRUSTEES, ADMINISTRATORS, AND STAFF TO ENSURE THE HIGHEST QUALITY OF CARE IS DELIVERED TO PATIENTS AND THAT THE COMMUNITY'S HEALTHCARE NEEDS ARE MET WITH EXCELLENCE. PHYSICIANS ALSO SERVE AS MEMBERS OF THE HOSPITAL'S BOARD OF TRUSTEES, AND THEY ARE DIRECTLY INVOLVED IN THE HOSPITAL'S ANNUAL BUDGET PROCESS: THEY RANK AND PRIORITIZE ALL CAPITAL ITEMS IN THE HOSPITAL'S CAPITAL BUDGET AND THEY SIGN OFF ON VOLUME PROJECTIONS FOR THE HOSPITAL'S ANNUAL OPERATING BUDGET.3) OPERATION OF A STATE-OF-THE-ART FULL SERVICE, FULLY STAFFED EMERGENCY ROOM INCLUDING A MENTAL HEALTH CRISIS UNIT AT THE NOTT STREET CAMPUS WHICH IS OPEN 24 HOURS-A-DAY, SEVEN DAYS-A-WEEK, 365 DAYS-A-YEAR. THE NEW FACILITY, WHICH COST $61 MILLION AND OPENED IN DECEMBER 2014, REPLACED TWO SMALLER AND LESS EFFICIENT FACILITIES WHICH HAD BEEN LOCATED WITHIN A MILE OF EACH OTHER. IN ADDITION, ELLIS PROVIDES 24/7/365 EMERGENT CARE SERVICES AT THE MEDICAL CENTER OF CLIFTON PARK (THE ONLY SUCH SERVICES IN SOUTHERN SARATOGA COUNTY), AND SEVEN-DAYS-A-WEEK URGENT CARE SERVICES AT MOHAWK HARBOR IN SCHENECTADY. ELLIS' INTENDS TO BE FULLY COMPLIANT WITH THE EMERGENCY MEDICAL TREATMENT AND ACTIVE LABOR ACT (EMTALA) AND OTHER LAWS AND REGULATIONS REQUIRING SERVICES TO ALL THOSE IN NEED OF EMERGENCY CARE REGARDLESS OF THEIR ABILITY TO PAY. 4) THE WORK OF THE FOUNDATION FOR ELLIS MEDICINE, A 501 (C) (3) TAX-EXEMPT CHARITABLE ORGANIZATION WHOSE SOLE PURPOSE IS TO ENCOURAGE PHILANTHROPIC SUPPORT FOR ELLIS HOSPITAL. THE FOUNDATION WAS INITIALLY ESTABLISHED IN 1982 AS THE ELLIS HOSPITAL FOUNDATION AND IS GOVERNED BY A SEPARATE BOARD OF TRUSTEES. FUNDS RAISED THROUGH THE FOUNDATION'S ACTIVITIES ARE USED TO ASSIST THE HOSPITAL IN ACQUIRING STATE-OF-THE-ART MEDICAL EQUIPMENT AND TO SUPPORT A WIDE RANGE OF HEALTH CARE PROGRAMS AND SERVICES. 5) REINVESTING ITS SURPLUS FUNDS TO EXPAND/REPLACE/MODERNIZE ITS FACILITIES AND MEDICAL EQUIPMENT; SUPPORT PROGRAMS/ACTIVITIES AIMED AT IMPROVING QUALITY OF CARE AND PATIENT SAFETY; TRAIN AND EDUCATE ITS MEDICAL AND NURSING STAFFS; AND TO IMPROVE THE OVERALL DELIVERY OF AND ACCESSIBILITY TO HEALTH CARE SERVICES IN THE COMMUNITY.ELLIS MEDICINE DEMONSTRATES LEADERSHIP AS A CHARITABLE INSTITUTION BY ORGANIZING AND PARTICIPATING IN COMMUNITYWIDE EFFORTS FOR LOW-INCOME AND MEDICALLY UNDERSERVED POPULATIONS; REACHING OUT TO THE UNDERSERVED TO PROVIDE NEEDED PRIMARY AND PREVENTATIVE HEALTH CARE SERVICES AND HEALTH EDUCATION; ATTRACTING AND USING FUNDS TO PROVIDE FINANCIAL ASSISTANCE AND OTHER SUPPORT; PARTICIPATING IN MEDICAID AND OTHER FEDERAL, STATE, AND LOCAL HEALTH CARE REIMBURSEMENT PROGRAMS SUCH AS CHILD HEALTH PLUS; AND FORMALLY PLANNING FOR AND PROVIDING FINANCIAL ASSISTANCE WHILE MAINTAINING A POLICY OF PROVIDING CARE TO ALL PERSONS IN NEED.
PART VI, LINE 6: ELLIS HOSPITAL IS A NOT-FOR-PROFIT COMMUNITY HOSPITAL AND DURING 2020 WAS NOT PART OF AN AFFILIATED HEALTH CARE SYSTEM. DURING 2020, THE VISITING NURSE SERVICE ASSOCIATION OF SCHENECTADY COUNTY (D/B/A VISITING NURSE SERVICE OF NORTHEASTERN NEW YORK OR "VNS") EXISTED AS A NEW YORK STATE CERTIFIED HOME HEALTH AGENCY (CHHA) OF WHICH ELLIS HOSPITAL WAS THE SOLE CORPORATE MEMBER. FINANCIAL REPORTING FOR THE TWO ENTITIES WAS ON A CONSOLIDATED BASIS. CERTAIN ACTIVITIES DESCRIBED HEREIN, SUCH AS THE MEDICAID HEALTH HOME AS OPERATED THROUGH MID-2018, WERE PROVIDED BY THE VNS. IN DECEMBER 2020, ELLIS ANNOUNCED DISSOLUTION OF THE VNS.
PART VI, LINE 7, REPORTS FILED WITH STATES NY
Schedule H (Form 990) 2020
Additional Data


Software ID:  
Software Version:  
Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
Yes
 
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation
(ii) Bonus & incentive
compensation
(iii) Other reportable compensation
1HERBERT REICH MD
SURGEON
(i)

(ii)
844,062
-------------
0
0
-------------
0
44,899
-------------
0
11,400
-------------
0
19,318
-------------
0
919,679
-------------
0
0
-------------
0
2KYRIL CHOUMAROV
SURGEON
(i)

(ii)
787,611
-------------
0
0
-------------
0
45,383
-------------
0
11,400
-------------
0
15,355
-------------
0
859,749
-------------
0
0
-------------
0
3TERRENCE CLARKE MD
SURGEON
(i)

(ii)
629,670
-------------
0
81,000
-------------
0
21,279
-------------
0
73,119
-------------
0
18,105
-------------
0
823,173
-------------
0
0
-------------
0
4IFTIKHAR SYED MD
SURGEON
(i)

(ii)
734,691
-------------
0
56,778
-------------
0
4,080
-------------
0
11,400
-------------
0
12,104
-------------
0
819,053
-------------
0
0
-------------
0
5PAUL A MILTON
PRESIDENT / CEO
(i)

(ii)
567,192
-------------
0
110,313
-------------
0
20,963
-------------
0
31,400
-------------
0
35,874
-------------
0
765,742
-------------
0
0
-------------
0
6BERTAND SOREL DMD MD
SURGEON
(i)

(ii)
418,108
-------------
0
89,730
-------------
0
1,033
-------------
0
101,400
-------------
0
14,791
-------------
0
625,062
-------------
0
0
-------------
0
7AVINASH BACHWANI MD
VICE PRESIDENT / CHIEF MED
(i)

(ii)
406,343
-------------
0
135,123
-------------
0
509
-------------
0
11,400
-------------
0
26,662
-------------
0
580,037
-------------
0
0
-------------
0
8DAVID M LIEBERS MD
VICE PRESIDENT / CMO
(i)

(ii)
428,244
-------------
0
77,431
-------------
0
1,463
-------------
0
17,100
-------------
0
30,001
-------------
0
554,239
-------------
0
0
-------------
0
9LESLYN WILLIAMSON
EXECUTIVE VICE PRESIDENT /
(i)

(ii)
386,386
-------------
0
51,018
-------------
0
659
-------------
0
31,400
-------------
0
19,318
-------------
0
488,781
-------------
0
0
-------------
0
10RONALD MCKINNON
VICE PRESIDENT / CHIEF I.T
(i)

(ii)
333,176
-------------
0
127,182
-------------
0
447
-------------
0
6,826
-------------
0
11,379
-------------
0
479,010
-------------
0
0
-------------
0
11MARC MESICK
VICE PRESIDENT / CFO
(i)

(ii)
377,643
-------------
0
53,473
-------------
0
659
-------------
0
11,400
-------------
0
8,051
-------------
0
451,226
-------------
0
0
-------------
0
12NICK MONTALTO
TRUSTEE
(i)

(ii)
414,676
-------------
0
0
-------------
0
0
-------------
0
0
-------------
0
0
-------------
0
414,676
-------------
0
0
-------------
0
13WENDY A ROSHER
EXECUTIVE VICE PRESIDENT
(i)

(ii)
272,015
-------------
0
30,282
-------------
0
216
-------------
0
0
-------------
0
5,086
-------------
0
307,599
-------------
0
0
-------------
0
14JEANETTE GLIHA
VICE PRESIDENT / CHIEF HUM
(i)

(ii)
242,787
-------------
0
18,563
-------------
0
416
-------------
0
0
-------------
0
16,568
-------------
0
278,334
-------------
0
0
-------------
0
15JOSEPH GIANSANTE
VICE PRESIDENT / CHIEF HUM
(i)

(ii)
220,243
-------------
0
0
-------------
0
212
-------------
0
0
-------------
0
0
-------------
0
220,455
-------------
0
0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A ELLIS HOSPITAL HAS A CORPORATE MEMBERSHIP AT THE MOHAWK GOLF CLUB THAT IS IN THE CEO'S NAME. HOWEVER THE CLUB IS USED FOR BUSINESS PURPOSES AND FUNCTIONS ONLY.
PART I, LINE 4A RONALD MCKINNON, VP OF INFORMATION TECHNOLOGY WAS TERMINATED FROM EMPLOYMENT ON 5/15/2020. DURING 2020 HE RECEIVED SEVERANCE PAY OF $220,681.
PART I, LINE 6 THE CEO , COO, CFO AND VICE PRESIDENTS ARE PROVIDED AN INCENTIVE COMPENSATION PLAN. (ICP). THE ICP PROGRAM IS ADMINISTERED BY THE EXECUTIVE COMPENSATION COMMITTEE UNDER THE DIRECTION OF THE BOARD OF TRUSTEES. THE PLAN IS BASED ON PRESET GOALS, FINANCIAL BENCHMARKS, AND INDIVIDUAL GOALS. ALL PAYMENTS FROM THIS PROGRAM ARE BASED ON AUDITED RESULTS AND REVIEWED BY THE BOARD OF TRUSTEES PRIOR TO ANY PAYMENTS BEING MADE. PAYMENTS ARE MADE ANNUALLY AFTER THE YEAR HAS BEEN COMPLETED.
SCHEDULE J, PART III DR. TERENCE CLARKE IS A SURGEON EMPLOYED FOR ELLIS HOSPITAL. IN ADDITION TO HIS BASE SALARY, HE PARTICIPATES IN AN INCENTIVE COMPENSATION PLAN. IN SCHEDULE J, COLUMN F, THE $81,000 INCENTIVE COMPENSATION WAS EARNED IN 2019. THIS AMOUNT WAS INCLUDED IN HIS 2020 W-2 AND IS INCLUDED IN COLUMN B (II). THIS AMOUNT WAS REPORTED AS DEFERRED COMPENSATION IN THE 2019 990 SCHEDULE J PART II COLUMN C. DR. IFTIKHAR SYED IS A SURGEON EMPLOYED FOR ELLIS HOSPITAL. IN ADDITION TO HIS BASE SALARY, HE PARTICIPATES IN AN INCENTIVE COMPENSATION PLAN. IN SCHEDULE J, COLUMN F, THE $56,778 INCENTIVE COMPENSATION WAS EARNED IN 2019. THIS AMOUNT WAS INCLUDED IN HIS 2020 W-2 AND IS INCLUDED IN COLUMN B (II). THIS AMOUNT WAS REPORTED AS DEFERRED COMPENSATION IN THE 2019 990 SCHEDULE J PART II COLUMN C.
Schedule J (Form 990) 2020

Additional Data


Software ID:  
Software Version:  
Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2020
Schedule L (Form 990 or 990-EZ) 2020
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) CRISTINE CIOFFI TRUSTEE 68,098 SON IS EMPLOYEE   No
(2) NICHOLAS MONTALTO TRUSTEE 414,676 MEDICAL SERVICES   No
(3) JANET SAPIO-MAYTA TRUSTEE 133,815 SISTER IS EMPLOYEE   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS CRISTINE CIOFFI: SON PATRICK SHARKEY IS AN INTERVENTIONAL RADIOLOGY NURSE. ($68,098 -COMPENSATION). DR. NICHOLAS MONTALTO IS A PHYSICIAN FOR ELLIS HOSPITAL. HE IS ALSO THE CHIEF OF STAFF ELECT AND RECEIVED COMPENSATION OF $414,676.JANET SAPIO-MAYTA'S SISTER IS AN EMPLOYEE ($133,815-COMPENSATION). EMPLOYEE IS NANCY SAPIO.ARETA PIDWERBETSKY IS AN EMPLOYEE OF COMMUNITY CARE PHYSICIANS AND CHIEF OF STAFF, ELLIS MEDICAL GROUP AND RECEIVED COMPENSATION OF $0. BOARD MEMBER OF MVMA.
Schedule L (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  




SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Return Reference Explanation
FORM 990, PART III, LINE 4A : ELLIS HOSPITAL (D/B/A ELLIS MEDICINE), THE SOLE PROVIDER OF ACUTE HOSPITAL CARE IN SCHENECTADY COUNTY, IS A VOLUNTARY, NOT-FOR-PROFIT, COMMUNITY AND TEACHING HOSPITAL WITH MORE THAN 400 LICENSED BEDS BETWEEN TWO INPATIENT CAMPUSES (ELLIS HOSPITAL AND BELLEVUE WOMAN'S CENTER), INCLUDING 52 INPATIENT MENTAL HEALTH BEDS (SEE ITEM 4B BELOW). ELLIS ALSO OPERATES SEVERAL PRIMARY CARE AND OUTPATIENT SITES, INCLUDING TWO OUTPATIENT CAMPUSES (MCCLELLAN STREET HEALTH CENTER IN THE CITY OF SCHENECTADY AND MEDICAL CENTER OF CLIFTON PARK IN SOUTHERN SARATOGA COUNTY) AND AN OUTPATIENT MENTAL HEALTH FACILITY (STATE STREET HEALTH CENTER). HEALTH CARE SERVICES ARE PROVIDED UNDER A SINGLE CORPORATE TAXPAYER IDENTIFICATION NUMBER (TIN) AND A SINGLE OPERATING CERTIFICATE ISSUED BY THE NEW YORK STATE DEPARTMENT OF HEALTH, THE HOSPITAL'S PRIMARY REGULATOR. THE HOSPITAL IS OVERSEEN BY A VOLUNTEER BOARD OF TRUSTEES DRAWN FROM THE COMMUNITY AND THE MEDICAL STAFF, INCLUDING THREE PHYSICIAN TRUSTEES. WITH THE MISSION TO "MEET THE HEALTH AND WELLNESS NEEDS OF OUR COMMUNITY WITH EXCELLENCE," ELLIS BALANCES STATE-OF-THE-ART TECHNOLOGY AND ADVANCED MEDICAL PROCEDURES WITH A 135-YEAR TRADITION OF COMMUNITY-BASED CARING AND A FIRM COMMITMENT TO QUALITY. ELLIS COUNTED 10,174 MEDICAL/SURGICAL INPATIENT DISCHARGES FROM THE ELLIS HOSPITAL (NOTT STREET) INPATIENT FACILITY, PERFORMED 6,508 AMBULATORY (OUTPATIENT) PROCEDURES, AND HANDLED 284,579 "REFERRED AMBULATORY VISITS" (E.G., LABORATORY TESTS, MEDICAL IMAGING) AT ALL LOCATIONS DURING 2020. IN 2020, ELLIS PROVIDED $8,651,834 IN FINANCIAL ASSISTANCE (CHARITY CARE) ON A "CHARGE" BASIS, TRANSLATING TO A "COST" BASIS OF $3,100,036. ELLIS HAS EARNED NUMEROUS RECOGNITIONS FOR CLINICAL EXCELLENCE AND COMMUNITY SERVICE. IN JUNE 2020, THE ELLIS HOSPITAL EMERGENCY DEPARTMENT ACHIEVED CERTIFICATION AS A CERTIFIED AUTISM CENTER, THE FIRST HOSPITAL EMERGENCY DEPARTMENT IN THE NATION TO EARN THAT DESIGNATION GRANTED BY THE INTERNATIONAL BOARD OF CREDENTIALING AND CONTINUING EDUCATION STANDARDS (IBCCES). ELLIS WAS A NEW YORK STATE DESIGNATED STROKE CENTER, AND WAS THE FIRST HOSPITAL IN NEW YORK STATE TO RECEIVE THE AMERICAN STROKE ASSOCIATION'S (ASA) PERFORMANCE ACHIEVEMENT AWARD FOR STROKE. THE ELLIS STROKE CENTER HAS BEEN A RECIPIENT OF THE GOLD/GOLD PLUS AWARD, RECOGNIZED FOR USING THE ASA'S "GET WITH THE GUIDELINES" PROGRAM FOR IMPROVING THE QUALITY OF CARE AND PATIENT OUTCOMES. THE HOSPITAL'S BARIATRIC PROGRAM WAS AN ACCREDITED BARIATRIC SURGERY CENTER BY THE METABOLIC AND BARIATRIC SURGERY ACCREDITATION AND QUALITY IMPROVEMENT PROGRAM (MBSAQIP) OF THE AMERICAN COLLEGE OF SURGEONS AND THE AMERICAN SOCIETY OF METABOLIC AND BARIATRIC SURGERY. ADDITIONALLY, THE SLEEP DISORDERS CENTER WAS ACCREDITED BY THE AMERICAN ACADEMY OF SLEEP MEDICINE; THE BELANGER SCHOOL OF NURSING WAS ACCREDITED BY THE NATIONAL LEAGUE FOR NURSING ACCREDITING COMMISSION; THE FAMILY MEDICINE RESIDENCY WAS ACCREDITED BY BOTH THE ACCREDITATION COUNCIL FOR GRADUATE MEDICAL EDUCATION AND THE AMERICAN OSTEOPATHIC ASSOCIATION; ELLIS PRIMARY CARE PRACTICES HAVE ACHIEVED NATIONAL COMMISSION ON QUALITY ASSURANCE (NCQA) "PATIENT-CENTERED MEDICAL HOME" (PCMH) RECOGNITION; AND CERTAIN PRIMARY CARE PRACTICES PARTICIPATED IN THE FEDERAL CMS "CPC+" QUALITY PROGRAM. ELLIS HAS BEEN RECOGNIZED BY THE AMERICAN HEART ASSOCIATION (AHA) AS A "FIT-FRIENDLY WORKSITE AND RECEIVED THE AHA'S "INNOVATION AWARD" FOR PRESENTING A UNIQUE PROGRAM OF HEALTH AND WELLNESS TO EMPLOYEES. ELLIS HAS BEEN AWARDED BLUE DISTINCTION CENTER DESIGNATION BY BLUE CROSS BLUE SHIELD FOR CARDIAC CARE, BARIATRIC CARE, KNEE AND HIP REPLACEMENT, AND MATERNITY CARE. ELLIS WAS ALSO A PARTNERS IN PERFORMANCE EXCELLENCE GOLD BALDRIGE AWARD WINNER, RECOGNIZED FOR ITS DEDICATION AND WORK TO CREATE A CULTURE AND SYSTEMS WHERE INNOVATION AND PERFORMANCE EXCELLENCE BECOME THE ACCEPTED NORM. ELLIS HAS ALSO BEEN HONORED WITH THE FIVE RINGS AWARD BY INTELLICENTRICS, INC. FOR EXCELLENCE IN VENDOR CREDENTIALING AND CREATING A CULTURE OF VIGILANCE TO MAKE HOSPITALS SAFER FOR EMPLOYEES AND PATIENTS. THE ELLIS HOSPITAL COVID CARE TEAM RECEIVED THE "GOOD NEWS" AWARD FROM THE CHAMBER OF SCHENECTADY COUNTY FOR THEIR HEROIC ACTIONS IN 2020 DURING THE PANDEMIC. DURING RECENT YEARS, ELLIS HAS RECEIVED OTHER COMMUNITY SERVICE AWARDS FROM THE CHAMBER OF SCHENECTADY COUNTY ("CORPORATION OF THE YEAR"), THE CITY MISSION OF SCHENECTADY ("PARTNERS AWARD," SPECIFICALLY RECOGNIZING THE HOSPITAL'S SERVICES FOR THE UNDERSERVED), THE SCHENECTADY ARC ("EMPLOYER OF THE YEAR," RECOGNIZING THE HOSPITAL FOR PROVIDING EMPLOYMENT, WITH OPPORTUNITIES FOR GROWTH AND MEANINGFUL EXPERIENCE, TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES), THE SIGHT SOCIETY OF NORTHEASTERN NEW YORK ("HOSPITAL OF THE YEAR" FOR COMMITMENT AND COMPASSION TO GRIEVING FAMILIES ALONG WITH OUTSTANDING ACCOMPLISHMENTS AND BEST PRACTICES TO FACILITATE CORNEA DONATIONS), THE GOOSE HILL NEIGHBORHOOD ASSOCIATION ("COMMUNITY AWARD" FOR BEING A GOOD NEIGHBOR AND PROACTIVE COMMUNICATOR), AND THE SEVENTH NATIONAL LEARNING CONGRESS OF THE UNITED STATES DEPARTMENT OF HEALTH AND HUMAN SERVICES ("SILVER MEDAL" FOR ORGAN DONATION). ELLIS OPERATES A STATE-OF-THE-ART EMERGENCY DEPARTMENT AT ELLIS HOSPITAL ON NOTT STREET WHICH TREATED 51,262 PATIENT VISITS IN 2020 (OF WHICH 9,716 (19%) WERE ADMITTED FOR INPATIENT CARE); THE BELLEVUE WOMAN'S CENTER WHICH DISCHARGED 1,863 NEWBORN BABIES IN 2020 (SEE LINE 4D); PRIMARY CARE PRACTICES (IN SCHENECTADY, GLENVILLE, AND CLIFTON PARK) AND NUMEROUS SPECIALTY MEDICAL SERVICES THROUGH THE ELLIS MEDICAL GROUP (EMG); A FULL-SERVICE DENTAL CLINIC INCLUDING ADULT AND PEDIATRIC DENTAL SURGERY; AN 82-BED SKILLED NURSING FACILITY AND SHORT-STAY REHABILITATION FACILITY (SEE LINE 4C); TWO STAND-ALONE OFF-SITE BLOOD DRAW STATIONS; A BARIATRIC CARE LOCATION; A SLEEP DISORDERS CENTER; A WOUND CARE CENTER; A FAMILY MEDICINE RESIDENCY INCLUDING AN OSTEOPATHIC RESIDENCY; A GENERAL DENTAL RESIDENCY; AND A SCHOOL OF NURSING. MEDICAL AND DENTAL RESIDENTS ENROLLED IN THE FAMILY MEDICINE RESIDENCY AND THE GENERAL DENTAL RESIDENCY PROVIDE PRIMARY MEDICAL AND DENTAL CARE TO PATIENTS, THE MAJORITY OF WHOM ARE UNINSURED OR ARE PARTICIPANTS IN GOVERNMENT PROGRAMS SUCH AS MEDICAID AND CHILD HEALTH PLUS, THROUGH THREE CLINICS LOCATED AT THE ELLIS MCCLELLAN STREET HEALTH CENTER: THE FAMILY HEALTH CENTER, THE PEDIATRIC HEALTH CENTER, AND THE DENTAL HEALTH CENTER. ELLIS OPERATES THE MEDICAL CENTER OF CLIFTON PARK (MCCP), THE ONLY 24/7 EMERGENT CARE FACILITY LOCATED IN SOUTHERN SARATOGA COUNTY, ONE OF THE FASTEST-GROWING COMMUNITIES IN NEW YORK STATE. MCCP IS ALSO THE LOCATION FOR A PRIMARY CARE PRACTICE AND SEVERAL SPECIALTY PRACTICES. ELLIS OPENED A COMBINED URGENT CARE, PRIMARY CARE, AND LABORATORY FACILITY ON THE BUS LINE AT THE MOHAWK HARBOR DEVELOPMENT IN SCHENECTADY. WITH THE URGENT CARE COMPONENT OPEN SEVEN DAYS A WEEK, THE FACILITY OFFERS SCHENECTADY RESIDENTS (AS WELL AS EMPLOYEES OF THE DEVELOPMENT'S BUSINESSES, AND VISITORS TO ITS CASINO AND HOTELS), A CONVENIENT AND EASILY ACCESSIBLE "ONE-STOP ALTERNATIVE TO THE EMERGENCY DEPARTMENT FOR URGENT, BUT NON-EMERGENCY, HEALTH CARE NEEDS. URGENT AND EMERGENT CARE VISITS TO THE MCCP AND MOHAWK HARBOR LOCATIONS TOTALED 32,072 DURING 2020.
FORM 990, PART III, LINE 4A, CONTINUED ELLIS SERVES THE COMMUNITY BY ADDRESSING IDENTIFIED HEALTH CARE PRIORITIES; INCLUDING ACCESS TO CARE, AND PREVENTION AND TREATMENT OF CHRONIC DISEASES; THROUGH A VARIETY OF PROGRAMS. IDENTIFICATION OF NEEDS INCLUDES SUCH MECHANISMS AS THE FEDERALLY REQUIRED COMMUNITY HEALTH NEEDS ASSESSMENT WITH ITS IMPLEMENTATION STRATEGY (SEE SCHEDULE H) AND THE STATE-MANDATED TRIENNIAL COMMUNITY SERVICE PLAN. THESE PLANS ARE BUILT COLLABORATIVELY THROUGH REGIONAL AND COMMUNITY PARTNERSHIPS. ON A REGIONAL BASIS, ELLIS IS A MEMBER OF THE HEALTHY CAPITAL DISTRICT INITIATIVE (HCDI) A STATE-FUNDED HEALTH DATA COLLECTION AND PLANNING ENTITY WHICH BRINGS TOGETHER THE COUNTY PUBLIC HEALTH DEPARTMENTS, NOT-FOR-PROFIT HOSPITALS, FQHCS, AND NOT-FOR-PROFIT INSURERS IN THE SIX-COUNTY CAPITAL REGION. IN 2013, 2016, AND 2019, HCDI CONDUCTED REGIONAL INFORMATION-GATHERING EXERCISES TO PROVIDE THE BASIS FOR THE COMMUNITY HEALTH NEEDS ASSESSMENTS (CHNA) OF ITS MEMBER NOT-FOR-PROFIT HOSPITALS. THESE ARE AVAILABLE HERE HTTP://WWW.ELLISMEDICINE.ORG/PAGES/COMMUNITY-REPORT.ASPX AND THEY ARE FURTHER DESCRIBED IN SCHEDULE H. ON A COMMUNITY COLLABORATION BASIS, ELLIS PARTNERS WITH SCHENECTADY COUNTY PUBLIC HEALTH SERVICES (SCPHS), INCLUDING JOINT GRANT APPLICATIONS AND JOINT NEW YORK STATE DEPARTMENT OF HEALTH NEEDS ASSESSMENTS. THIS INCLUDES THE SCHENECTADY COUNTY STRATEGIC ALLIANCE FOR HEALTH (SAH), A COUNTY-LED, FEDERALLY-DESIGNATED AND FEDERALLY-FUNDED COLLABORATIVE FOCUSED ON PREVENTING CHRONIC DISEASE AND PROMOTING COMMUNITY HEALTH. ELLIS ALSO PROVIDES CO-LEADERSHIP, MEETING SPACE, AND RESOURCES FOR THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY (SCHC), A COMMUNITY COLLABORATIVE OF ABOUT 60 HEALTHCARE PROVIDERS, COMMUNITY-BASED ORGANIZATIONS, AND LOCAL GOVERNMENT AGENCIES. SCHC TYPICALLY MEETS QUARTERLY TO DISCUSS COMMUNITY HEALTH NEEDS AND TO MONITOR PROGRESS ON ELLIS' IMPLEMENTATION STRATEGY. DURING 2020, MOST SCHC MEETINGS WERE HELD VIA TELECONFERENCE.
FORM 990, PART III, LINE 4B ELLIS OPERATES A 52-BED INPATIENT MENTAL HEALTH UNIT, ALONG WITH DEDICATED OUTPATIENT MENTAL HEALTH SERVICES. THIS IS THE ONLY INPATIENT MENTAL HEALTH FACILITY IN SCHENECTADY COUNTY, AND IS ONE OF ONLY TWO INPATIENT UNITS IN A 16-COUNTY REGION PROVIDING SERVICES TO ADOLESCENTS. ELLIS' MENTAL HEALTH SERVICES INCLUDE: INPATIENT CARE FOR ADULTS AND ADOLESCENTS; OUTPATIENT CHILD, ADOLESCENT, AND ADULT MENTAL HEALTH SERVICES; CRISIS INTERVENTION, INCLUDING A 24-HOUR CRISIS INFORMATION HOTLINE; A PEER ADVOCACY PROGRAM; AND A SUPPORT AND EDUCATION GROUP FOR PEOPLE WITH MAJOR DISORDERS AND THEIR FAMILIES. THE "LIVING ROOM," A MENTAL HEALTH CRISIS DIVERSION PROGRAM OPERATED FROM THE STATE STREET HEALTH CENTER, PROVIDES PATIENTS WITH AN ALTERNATIVE TO THE EMERGENCY ROOM. ELLIS HAS RECEIVED A GRANT FROM THE SCHENECTADY COUNTY DRUG COURT TO PROVIDE ENHANCED MENTAL HEALTH SERVICES TO LOW-LEVEL OFFENDERS REFERRED BY THE JUDICIAL SYSTEM, AND A CONTRACT WITH THE SCHENECTADY COUNTY CORRECTIONAL FACILITY TO PROVIDE POST-INCARCERATION SUPPORT SERVICES, BOTH INCLUDING PEER SERVICES. THE ELLIS STATE STREET HEALTH CENTER, WHICH HOUSES THE OUTPATIENT MENTAL HEALTH CLINIC AND A PERSONALIZED RECOVERY ORIENTED SERVICES (PROS) SERVICE, WAS OPENED IN 2017. THIS NOT ONLY INCREASED THE SIZE AND IMPROVED THE QUALITY OF FACILITIES FOR ADULT OUTPATIENT MENTAL HEALTH; IT ALSO HAS BECOME PART OF AN INFORMAL "MEDICAL VILLAGE," WITH THE MENTAL HEALTH FACILITY, A FEDERALLY QUALIFIED HEALTH CENTER (FQHC), ANOTHER LARGE COMMUNITY PRIMARY CARE CLINIC, AND A PHARMACY ALL LOCATED WITHIN ONE CITY BLOCK. IN 2020, THE ELLIS MENTAL HEALTH PROGRAMS HAD 1,176 INPATIENT DISCHARGES AND 43,270 OUTPATIENT VISITS.
FORM 990, PART III, LINE 4C THE ELLIS RESIDENTIAL AND REHABILITATION CENTER (ERRC), AN 82-BED LONG-TERM SKILLED NURSING FACILITY (SNF) AND SHORT-STAY REHABILITATION FACILITY, HAS BEEN PROVIDING LONG TERM NURSING CARE SINCE 1989 AND SHORT STAY REHABILITATION SERVICES SINCE 2001. SPECIALIZING IN MEDICALLY COMPLEX CASES, ERRC OPERATES FROM ITS RENOVATED FACILITY ON THE ELLIS MCCLELLAN STREET HEALTH CENTER CAMPUS. THE FACILITY PROVIDES RESIDENTS WITH PRIVATE ROOMS AND SUCH AMENITIES AS A CYBER-CENTER, A HAIR SALON, AND A ROOF-TOP GARDEN. RESIDENT DAYS FOR 2020 WERE 27,166.
FORM 990, PART VI, SECTION B, LINE 11B LINE 11A EXPLANATION - A COPY OF THE ELLIS HOSPITAL'S 990 WAS PREPARED AND SUBMITTED FOR REVIEW TO THE CHIEF FINANCIAL OFFICER. AFTER CFO REVIEW WAS COMPLETED, THE FORM 990 WAS SENT TO EACH MEMBER OF THE AUDIT COMMITTEE FOR REVIEW. AFTER REVIEW BY THE AUDIT COMMITTEE, A COPY OF THE FORM 990, INCLUDING ALL REQUIRED SCHEDULES, AS ULTIMATELY FILED WITH THE IRS, WAS GIVEN TO EACH VOTING MEMBER OF ELLIS' BOARD OF TRUSTEES, PRIOR TO ITS FILING WITH THE IRS. AFTER REVIEW BY THE BOARD OF TRUSTEES, AND UPON THE RECOMMENDATION OF THE AUDIT COMMITTEE, APPROVAL IS GIVEN FOR FILING THE RETURN WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C ELLIS HOSPITAL'S CONFLICT OF INTEREST POLICY APPLIES TO ALL HOSPITAL TRUSTEES, OFFICERS, EMPLOYEES, MEDICAL/DENTAL STAFF MEMBERS, DIRECTORS, MANAGERS, APPOINTEES WITH ADMINISTRATIVE AND/OR DECISION-MAKING RESPONSIBILITIES, VOLUNTEERS OR ANY OF THESE PARTIES' IMMEDIATE FAMILIES (COLLECTIVELY CALLED HOSPITAL AGENTS). THE ELLIS HOSPITAL CORPORATE BYLAWS REQUIRE HOSPITAL AGENTS AND OTHER SELECTED INDIVIDUALS AS IDENTIFIED BY THE VICE PRESIDENT, HUMAN RESOURCES AND THE CORPORATE COMPLIANCE OFFICER/DIRECTOR OF INTERNAL AUDIT (CCO), TO FILE A CONFLICT OF INTEREST DISCLOSURE STATEMENT WITH THE HOSPITAL ON A ANNUAL BASIS. WHEN THE STATEMENTS ARE COMPLETED THEY ARE RETURNED TO THE CCO. UPON RECEIPT, THE CCO WILL REVIEW THE DISCLOSURE AND, IF A POTENTIAL CONFLICT IS DISCLOSED, WILL MEET WITH THE HOSPITAL AGENT AND/OR HIS/HER APPROPRIATE SUPERVISOR TO DISCUSS THE DISCLOSURE AND NEED FOR ACTION IF ANY. ALL STATEMENTS FOR TRUSTEES ARE ALSO REVIEWED BY THE CCO, AND IF A POTENTIAL CONFLICT HAS BEEN DISCLOSED, HE/SHE WILL MEET WITH THE BOARD CHAIRPERSON TO DISCUSS THE DISCLOSURE AND NEED FOR ACTION, IF ANY. ALL POTENTIAL CONFLICTS INVOLVING THE BOARD OF TRUSTEES WILL BE SUMMARIZED BY THE CCO AND REPORTED TO THE AUDIT COMMITTEE OF THE BOARD. THIS COMMITTEE WILL THEN SHARE THIS INFORMATION WITH THE BOARD CHAIRPERSON. WHEN A POTENTIAL OR ACTUAL CONFLICT EXISTS, AN INTERESTED PERSON MAY MAKE A PRESENTATION TO THE BOARD OR AT A COMMITTEE MEETING, BUT AFTER SUCH PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE UPON, THE TRANSACTION OR ARRANGEMENT THAT COULD CONSTITUTE THE CONFLICT OF INTEREST. THE BOARD OR COMMITTEE MEMBERS SHALL DETERMINE BY A MAJORITY VOTE WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE HOSPITAL'S BEST INTEREST.
FORM 990, PART VI, SECTION B, LINE 15 THE CURRENT EXECUTIVE COMPENSATION PLAN IS IN FULL COMPLIANCE WITH ALL EXISTING RULES AND REGULATIONS APPLICABLE TO A 501(C) CORPORATION. THE FOLLOWING IS A SUMMARY OF EACH PLAN: EXECUTIVE COMPENSATION PLAN-THE PRESIDENT, AND ALL OTHER SENIOR EXECUTIVIES ARE GOVERNED BY OUR EXECUTIVE COMPENSATION PROGRAM ESTABLISHED BY THE BOARD OF TRUSTEES. THE EXECUTIVE COMPENSATION PLAN IS ADMINISTERED ALSO BY THE EXECUTIVE COMPENSATION COMMITTEE UNDER THE DIRECTION OF THE BOARD OF TRUSTEES. ALL PAYMENTS FROM THIS PROGRAM ARE BASED ON AUDITED RESULTS AND REVIEWED BY THE BOARD OF TRUSTEES PRIOR TO ANY PAYMENTS BEING MADE. THE REVIEW OF THE COMPENSATION AGREEMENTS AND GATHERING OF COMPARABILITY DATA IN DETERMINING THE REASONABLENESS OF COMPENSATION FOLLOW THE PROCEDURES DESCRIBED IN TREASURY REGULATION SECTION 53.4958-6.
FORM 990, PART VI, SECTION C, LINE 19 CORPORATE COMPLIANCE POLICIES (INCLUDING CONFLICTS OF INTEREST POLICY) AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE GENERAL PUBLIC VIA POSTING ON THE ELLIS HOSPITAL WEBSITE: WWW.ELLISMEDICINE.ORG. IN ADDITION, THESE DOCUMENTS AND GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST.
FORM 990, PART XI, LINE 9: CHANGE IN INTEREST IN FOUNDATION 4,871,715. PENSION AND POSTRETIREMENT RELATED CHANGES 3,726,439. YANKEE ALLIANCE TAX INCOME -4,194,503. ALLIANCE FOR BETTER HEALTH CARE 131,238. VISITING NURSE SERVICE ASSOCIATION OF SCHENECTADY -700,791. INCOME TAX BENEFIT -102,586. OTHER COMPONENTS OF NET PERIODIC BENEFIT COST -171,270.
FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.
CONTINUATION OF SCHEDULE H, PART VI, LINE 4 SCHENECTADY COUNTY WAS DIRECTLY SERVED BY ONE NEW YORK STATE-DESIGNATED DSRIP PERFORMING PROVIDER SYSTEM (PPS), THE ALLIANCE FOR BETTER HEALTH (AFBH), AND IS ADJACENT TO THE SERVICE AREA OF THE ALBANY MEDICAL CENTER PPS. SCHENECTADY COUNTY CITY OF SCHENECTADY NEW YORK STATE POPULATION 155,299 (2019) 65,273 (2019) 19,453,561 (2019) PERSONS PER SQUARE MILE 756.6 (2010) 6,135.5 (2010) 411.2 (2010) PERSONS UNDER 18 YEARS 21.6% (2019) 20.2% (2019) 20.7% (2019) PERSONS 65 YEARS AND OVER 17.3% (2019) 13.8% (2019) 16.9% (2019) WHITE ALONE 72.5% (2019) 52.5% (2019) 56.3% (2019) HISPANIC OR LATINO 7.4% (2019) 10.8% (2019) 19.3% (2019) BLACK OR AFRICAN AMERICAN ALONE 12.7% (2019) 20.2% (2019) 17.6% (2019) BACHELOR'S DEGREE OR + (AGE 25+) 30.1% (2015-19) 21.8% (2015-19) 36.6% (2015-19) MEDIAN VALUE, OWNER-OCCUPIED HOUSING $169,000 (2015-19) $108,700 (2015-19) $313,700 (2015-19) MEDIAN HOUSEHOLD INCOME $65,499 (2015-19) $45,438 (2015-19) $68,486 (2015-19) PERSONS IN POVERTY 12.1% (2019) 19.4% (2019) 13.0% (2019) FIGURE 1: SCHENECTADY COUNTY, CITY, AND STATE DEMOGRAPHICS (SOURCE: US CENSUS BUREAU, STATE AND COUNTY QUICKFACTS, AS ACCESSED JULY 7, 2021) RESIDENTS OF THE CITY OF SCHENECTADY ARE GENERALLY LESS AFFLUENT AND LESS HEALTHY THAN RESIDENTS OF THE SURROUNDING TOWNS, WHILE RESIDENTS OF THE COUNTY AS A WHOLE ARE LESS AFFLUENT THAN THE STATE AS A WHOLE; HOWEVER THE COUNTY'S POVERTY RATE IS BELOW THAT OF THE STATE (SEE FIGURE 1). FOR EXAMPLE, THE MEDIAN HOUSEHOLD INCOME FOR THE CITY IS ONLY ABOUT TWO-THIRDS THAT OF THE COUNTY AS A WHOLE WHICH, IN TURN, IS BELOW THAT OF THE STATE. THE POVERTY RATE IN THE CITY IS NEARLY 40% HIGHER THAN THAT OF THE COUNTY AS A WHOLE. SCHENECTADY COUNTY NEW YORK STATE ADULTS 18-64 WITH HEALTH INSURANCE (2016) 91.8% 88.6% ADULTS WITH REGULAR HEALTH CARE PROVIDER (AGE-ADJUSTED, 2016) 84.6% 83.4% ADULTS WHO VISITED DENTIST W/IN 1 YEAR (AGE-ADJUSTED, 2013-14) 69.7% 69.3% MENTAL DISEASE/DISORDER PRIMARY DX ED VISIT RATE PER 10,000 (AGE-ADJUSTED 2014-16) 235.8 185.4 FIGURE 2: SCHENECTADY COUNTY INSURANCE, PROVIDER, AND DIAGNOSIS INFORMATION (SOURCE: HCDI, 2019 COMMUNITY HEALTH PROFILE) STATE HEALTH DEPARTMENT DATA (2008-09) SHOW THAT HOSPITALIZATIONS FOR CONDITIONS WHICH COULD HAVE BEEN TREATED IN THE COMMUNITY ("PREVENTION QUALITY INDICATORS") RANGE AS HIGH AS 202% OF THE EXPECTED RATE IN CERTAIN CITY NEIGHBORHOODS, BUT ARE AS LOW AS 49% OF THE EXPECTED RATE IN THE RURAL TOWNS. IN ONE DRAMATIC DISPARITY CONFIRMED BY MORE RECENT (2012-16) SPARCS HOSPITAL DISCHARGE DATA, EMERGENCY DEPARTMENT VISITS FOR ASTHMA RANGE FROM 229.3/10,000 IN THE CITY'S HAMILTON HILL NEIGHBORHOOD (12307) TO 24.5/10,000 IN THE NEARBY SUBURB OF NISKAYUNA (12309). A SIGNIFICANT MINORITY POPULATION IN THE CITY OF SCHENECTADY IS COMPRISED OF GUYANESE OF WEST INDIAN DESCENT. THE RESULT OF SECONDARY MIGRATION FROM NEW YORK CITY PROMOTED BY A PREVIOUS MAYOR ALONG WITH PRIMARY MIGRATION FROM GUYANA, THE INFLUX IS CREDITED WITH REVERSING YEARS OF POPULATION DECLINE IN THE CITY. SCHENECTADY COUNTY PUBLIC HEALTH SERVICES LED MULTIPLE INITIATIVES TO IDENTIFY AND ADDRESS HEALTH DISPARITIES RELATING TO THE WEST INDIAN POPULATION. RESEARCH CONDUCTED BY PHYSICIANS AT ELLIS MEDICINE REVEALED SPECIFIC HEALTH ISSUES REGARDING THE WEST INDIAN POPULATION. IN PARTICULAR, THE UNEXPECTED PREVALENCE OF DIABETES AMONG NON-OBESE GUYANESE MALES IS THE SUBJECT OF JOURNAL ARTICLES (SEE FOR EXAMPLE: HOSLER, PRATT, SEN, BUCKENMEYER, SIMAO, BACK, SAVADATTI, KAHN, HUNT, "HIGH PREVALENCE OF DIABETES AMONG INDO-GUYANESE ADULTS, SCHENECTADY, NEW YORK," PREVENTING CHRONIC DISEASE 2013; 10:120211) AND HELPED LEAD TO AWARDING OF A FEDERAL RACIAL AND ETHNIC APPROACHES TO COMMUNITY HEALTH (REACH) GRANT TO SCPHS IN 2010. THE INITIAL PLANNING STAGE OF THE REACH GRANT FUNDED AN EXTENSIVE COMMUNITY SURVEY OF DIABETES PREVALENCE, PILOT TRAINING OF A DOZEN INDIGENOUS DIABETES HEALTH PROMOTERS, AN ELEMENTARY SCHOOL DIABETES PREVENTION EDUCATION PROGRAM, AND A DIABETES HEALTH SCREENING PROGRAM FOR AT-RISK WEST INDIAN RESIDENTS. THE WEST INDIAN DIABETES ACTION COALITION UTILIZED A MAPP PROCESS TO DEVELOP A COMMUNITY ACTION PLAN (CAP). UNFORTUNATELY, SHIFTING PRIORITIES AT THE CENTERS FOR DISEASE CONTROL (CDC) ENDED FUNDING FOR THE PROJECT BEFORE ITS IMPLEMENTATION PHASE. IN 2014, SCPHS WAS AWARDED A "PARTNERSHIPS TO IMPROVE COMMUNITY HEALTH" (PICH) GRANT, FUNDED BY THE CDC. ONE OF THE GOALS OF THIS GRANT IS TO INCREASE SCREENING RATES FOR TYPE-2 DIABETES IN THE WEST INDIAN POPULATION THAT ARE SEEN AT ELLIS FAMILY HEALTH CENTER, AN ELLIS MEDICINE PRIMARY CARE SITE. OVERALL, SCHENECTADY COUNTY RESIDENTS ARE SLIGHTLY MORE LIKELY THAN THE AVERAGE NEW YORK STATE RESIDENT TO HAVE HEALTH INSURANCE, TO SEE A DOCTOR, AND TO SEE A DENTIST; AND SIGNIFICANTLY MORE LIKELY TO VISIT AN EMERGENCY DEPARTMENT FOR MENTAL HEALTH CARE (SEE FIGURE 2). THE VAST MAJORITY OF PRIMARY MEDICAL CARE AND DENTAL CARE FOR LOW-INCOME RESIDENTS IS PROVIDED BY THE HOMETOWN HEALTH FQHC AND THE COMMUNITY PRACTICES OF THE ELLIS MEDICAL GROUP. BOTH HAVE ACHIEVED RECOGNITION BY THE NATIONAL COMMITTEE FOR QUALITY ASSURANCE (NCQA) AS PATIENT-CENTERED MEDICAL HOMES (PCMH).
CONTINUATION OF SCHEDULE H, PART V, LINE 5 MARCH 7, 2019 TOPICS: DAY ONE OF CHNA/CHIP PRIORITIZATION EXERCISE: WELCOME AND INTRODUCTIONS LISA AYERS, BACKGROUND ON THE CHNA/CHIP PROCESS DAVE SMINGLER, INTRODUCTION TO THE PREVENTION AGENDA AND THE RANKING METHODOLOGY KEVIN JOBIN-DAVIS; STRUCTURED REVIEW (APPROX. 10 MINUTES EACH) OF EACH PUBLIC HEALTH ISSUE (X 14 ISSUES SEE OVER): CURRENT AND HISTORICAL DATA MIKE MEDVESKY: 1) RANKING, 2) NUMBER, 3) RATE, 4) TREND, 5) DISPARITY, 6) COMMENTS; GROUP DISCUSSION KEVIN JOBIN-DAVIS: 1) DOES ANYTHING ESPECIALLY STAND OUT ABOUT THIS ISSUE? DO YOU HAVE NEWER DATA OR RECENT EXPERIENCE SUGGESTING DIFFERENT RESULTS?, 2) HOW IMPORTANT IS THE ISSUE TO THE COMMUNITY? (UNIMPORTANT/NEUTRAL/IMPORTANT), CONCLUSION AND PREPARATION FOR DAY TWO NATALIE PREHODA, JORDYN WARTTS ATTENDEES: HEALTHY CAPITAL DISTRICT INITIATIVE, ELLIS MEDICINE BOARD OF TRUSTEES, SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, ELLIS MEDICINE, ALLIANCE FOR BETTER HEALTH, CAPITAL REGION CHAMBER OF COMMERCE, NEW CHOICES RECOVERY CENTER, PLANNED PARENTHOOD MOHAWK-HUDSON, SCHENECTADY COMMUNITY ACTION PROGRAM, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, CAPITAL DISTRICT TOBACCO FREE COMMUNITIES, ST. PETERS HEALTH PARTNERS, SUNNYVIEW REHABILITATION HOSPITAL, HOMETOWN HEALTH CENTERS, SCHENECTADY COUNTY PUBLIC LIBRARY, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, CENTRO CIVICO MARCH 14, 2019 TOPICS: DAY TWO OF CHNA/CHIP PRIORITIZATION EXERCISE: WELCOME AND INTRODUCTIONS LISA AYERS, REPORT OF SIENA SURVEY RESULTS JOHN LAKE, REVIEW OF PROCESS AND GOALS NATALIE AND DAVE; STRUCTURED DISCUSSION (APPROX. 10 MINUTES EACH) OF EACH PUBLIC HEALTH ISSUE (X 14 ISSUES SEE OVER): MIKE, JOHN, NATALIE, AND DAVE: 1) VERY BRIEF DATA SUMMARY, 2) EVIDENCE-BASED OPPORTUNITIES/SOLUTIONS, 3) CURRENTLY AVAILABLE SERVICES/SOLUTIONS, 4) "PITCHES" FROM ISSUE ADVOCATES, 5) OPEN DISCUSSION SURPRISES, UNKNOWNS, MISSING INFO, CONNECTIONS; "DOT-MOCRACY" PRIORITIZATION EXERCISE NATALIE AND DAVE: 1) GROUP SELECTION DOTS FOR TOP THREE PRIORITIES, 2) OPEN DISCUSSION OF RESULTS, 3) POTENTIAL ITERATIVE GROUP SELECTION COMBINATIONS, PERMUTATIONS, DELETIONS; CLOSING DISCUSSION AND THANK YOU LISA AYERS ATTENDEES: SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, ELLIS MEDICINE, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, ST. PETERS HEALTH PARTNERS, CAPITAL ROOTS, NEW CHOICES RECOVERY CENTER, SCHENECTADY COMMUNITY ACTION PROGRAM, INDEPENDENT LIVING CENTERS OF THE HUDSON VALLEY, SCHENECTADY INNER CITY MINISTRY, PLANNED PARENTHOOD MOHAWK-HUDSON, CAPITAL REGION CHAMBER OF COMMERCE, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE, CAPITAL DISTRICT CENTER FOR INDEPENDENCE, ALLIANCE FOR BETTER HEALTH, CAPITAL DISTRICT TOBACCO FREE COMMUNITIES, BETHESDA HOUSE, SCHENECTADY CITY MISSION, SCHENECTADY COUNTY PUBLIC LIBRARY, SUNNYVIEW REHABILITATION HOSPITAL, HOMETOWN HEALTH CENTERS, HEALTHY CAPITAL DISTRICT INITIATIVE MARCH 22, 2019 TOPICS: TRAUMA-INFORMED WORK GROUP GENERAL DISCUSSION ATTENDEES: SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE, SCHENECTADY COMMUNITY ACTION PROGRAM, ST. MARY'S HEALTHCARE AMSTERDAM, 845 COMMONS RESIDENCE, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK-HUDSON, CAPITAL DISTRICT YMCA, ELLIS MEDICINE, ST. PETERS HEALTH PARTNERS (ST. PETERS ADDICTION RECOVERY CENTER), SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, CENTRO CIVICO, SAFE INC., CONCERNED CITIZEN APRIL 18, 2019 TOPICS: PAX GOOD BEHAVIOR GAME SCHOOL-BASED HEALTH PROMOTION, VALE URBAN FARM HEALTHY NUTRITION IN A LOW-INCOME URBAN NEIGHBORHOOD, CHNA/CHIP REPORT AND NEXT STEPS: 1) REVIEW OF NYSDOH PREVENTION AGENDA-ENDORSED INTERVENTIONS, 2) DISCUSS IMPLEMENTATION VIA EXISTING GROUPS/COMMITTEES: A) CHRONIC DISEASE TOBACCO-FREE COMMUNITIES, B) WELLNESS TRAUMA-INFORMED COMMUNITY WORK GROUP, SUBSTANCE USE DISORDER PREVENTION COALITION, ET AL, 3) IMPLEMENTATION/ACTION STEPS; PARTNER UPDATES ATTENDEES: SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, NEW CHOICES RECOVERY CENTER, HOMETOWN HEALTH CENTERS, CAPITAL ROOTS, CANCER PREVENTION IN ACTION, VALE URBAN FARM, HEALTHY CAPITAL DISTRICT INITIATIVE, BETHESDA HOUSE, FAMILIAL HYPERCHOLESTEROLEMIA FOUNDATION, CAPITAL REGION CHAMBER OF COMMERCE, ST. PETERS HEALTH PARTNERS, HARRIS BRAND RECRUITING, CANCER PREVENTION IN ACTION, SUNNYVIEW REHABILITATION HOSPITAL, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE, ELLIS MEDICINE, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, CAPITAL DISTRICT TOBACCO FREE COMMUNITIES, SUNY SCHENECTADY COMMUNITY COLLEGE, SCHENECTADY COUNTY PUBLIC LIBRARY APRIL 26, 2019 TOPICS: TRAUMA-INFORMED WORK GROUP GENERAL DISCUSSION ATTENDEES: NEW CHOICES RECOVERY CENTER, BETHESDA HOUSE, SCHENECTADY COMMUNITY ACTION PROGRAM, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD-MOHAWK HUDSON, SUNY SCHENECTADY COMMUNITY COLLEGE, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE, ST. MARY'S HEALTHCARE AMSTERDAM, CENTRO CIVICO PROJECT NEEDLE SMART, HEALTHY CAPITAL DISTRICT INITIATIVE, MURRAY AND ZUCKERMAN INC., ELLIS MEDICINE, SCHENECTADY COUNTY PUBLIC HEALTH SERVICE MAY 24, 2019 TOPICS: TRAUMA-INFORMED WORK GROUP PRESENTATION ON "GETTING AHEAD IN A JUST GETTING BY WORLD" ATTENDEES: SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, ELLIS MEDICINE, HEALTHY CAPITAL DISTRICT INITIATIVE, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE, YWCA, SUNY SCHENECTADY COMMUNITY COLLEGE, NEW CHOICES RECOVERY CENTER, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK-HUDSON, SAFE INC. OF SCHENECTADY, BOYS AND GIRLS CLUBS, SCHENECTADY COMMUNITY ACTION PROGRAM, EMPIRE STATE COLLEGE, CENTRO CIVICO JUNE 10, 2019 TOPICS: SCHENECTADY CHNA/CHIP/CSP PLANNING MEETING ATTENDEES: HEALTHY CAPITAL DISTRICT INITIATIVE, SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, ELLIS HOSPITAL, ST. PETER'S HEALTH PARTNERS, MVP HEALTHCARE JUNE 28, 2019 TOPICS: TRAUMA-INFORMED WORK GROUP NYS TRAUMA-INFORMED NETWORK, TRAUMA-INFORMED WORK GROUP BRAINSTORM ACTIONABLE ITEMS FOR THE YEAR ATTENDEES: NEW CHOICES RECOVERY CENTER, SUNY SCHENECTADY COMMUNITY COLLEGE, HEALTHY CAPITAL DISTRICT INITIATIVE, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK-HUDSON, SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE, SCHENECTADY POLICE DEPARTMENT, ST. MARY'S HEALTHCARE AMSTERDAM, SCHENECTADY COMMUNITY ACTION PROGRAM, BETHESDA HOUSE, HEALTH SERVICES CONSULTANT JULY 18, 2019 TOPICS: "CANCER PREVENTION IN ACTION" PROGRAM FOR SCHENECTADY, MONTGOMERY, AND FULTON COUNTIES TRAUMA INFORMED COMMUNITY WORK GROUP REPORT, COMMUNITY HEALTH IMPROVEMENT PLAN (CHIP) PREPARATION EXERCISE BREAK INTO TWO GROUPS FOR DISCUSSION AND SELECTION OF SPECIFIC INTERVENTIONS, INCLUDING PARTNER ROLES AND RESOURCES: 1) FOCUS AREA #1: TOBACCO PREVENTION, 2) FOCUS AREA #2: MENTAL AND SUBSTANCE USE DISORDERS PREVENTION; PARTNER UPDATES ATTENDEES: ELLIS MEDICINE, SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, HOMETOWN HEALTH CENTERS, HEALTHY CAPITAL DISTRICT INITIATIVE, CANCER PREVENTION IN ACTION, EMPOWER HEALTH SCHENECTADY CITY MISSION, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, NEW CHOICES RECOVERY CENTER, CAPITAL DISTRICT TOBACCO FREE COMMUNITIES, ST. PETERS HEALTH PARTNERS, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICE, CAPITAL ROOTS, MVP HEALTHCARE, SCHENECTADY INNER CITY MINISTRY, SUNNYVIEW REHABILITATION HOSPITAL SEPTEMBER 27, 2019 TOPICS: TRAUMA-INFORMED WORK GROUP UPDATES AND PLANNING ATTENDEES: NISKAYUNA COMMUNITY ACTION PROGRAM (N-CAP), ELLIS HOSPITAL, ALLIANCE FOR POSITIVE HEALTH, SAFE INC. OCTOBER 17, 2019 TOPICS: PRESENTATION ON IN OUR OWN VOICES, PRESENTATION ON LAUNCH GRANT (BY SCHENECTADY COMMUNITY ACTION PROGRAM), HEROIN AND OPIATE WORK GROUP DISCUSSION, AND CHIP NEXT STEPS, TOBACCO/NICOTINE WORK DISCUSSION, AND CHIP NEXT STEPS, PARTNER UPDATES ATTENDEES: SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, CANCER SERVICES PROGRAM, CAPITAL ROOTS, ELLIS HOSPITAL, SCHENECTADY COMMUNITY ACTION PROGRAM, CAPITAL DISTRICT TOBACCO FREE COMMUNITIES, CAPITAL REGION CHAMBER, EMPOWER HEALTH (CITY MISSION OF SCHENECTADY), HEALTHY CAPITAL DISTRICT INITIATIVE, INDEPENDENT LIVING CENTERS OF THE HUDSON VALLEY, IN OUR OWN VOICES, SCHENECTADY INNER-CITY MISSION, NEW CHOICES RECOVERY CENTER, CATHOLIC CHARITIES, ST. PETERS HEALTH PARTNERS, ALLIANCE FOR BETTER HEALTH OCTOBER 25, 2019 TOPICS: TRAUMA-INFORMED WORK GROUP UPDATES AND PLANNING ATTENDEES: SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, SCHENECTADY COUNTY OFFICE OF SENIOR AND LONG TERM CARE SERVICES, ELLIS PERSONALIZED RECOVERY ORIENTED SERVICES (PROS) PROGRAM, SAFE INC., SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES, ELLIS HOSPITAL, CAPITAL DISTRICT LIBRARY COUNCIL, VICTIMS ADVOCACY SERVICE OF PLANNED PARENTHOOD MOHAWK-HUDSON, YWCA OF NORTHEASTERN NEW YORK, ALLIANCE FOR POSITIVE HEALTH, NISKAYUNA COMMUNITY ACTION PROGRAM
CONTINUATION OF SCHEDULE H, PART V, LINE 5 NOVEMBER 21, 2019 TOPICS: HEROIN AND OPIATE TASK FORCE - HOSPITAL ACTIVITIES: ELLIS ER, ELLIS PSYCHIATRY, HEROIN AND OPIATE TASK FORCE - HOMETOWN HEALTH (FQHC) ACTIVITIES, HEROIN AND OPIATE TASK FORCE - PHARMACIST ROLE, HEROIN AND OPIATE TASK FORCE - COUNTY JAIL ACTIVITIES, HEROIN AND OPIATE TASK FORCE - SCHENECTADY CARE (LAW ENFORCEMENT CONNECTION), HEROIN AND OPIATE TASK FORCE - OD2A GRANT FUNDING ATTENDEES: SCHENECTADY POLICE DEPARTMENT, CONIFER PARK, ELLIS HOSPITAL, NEW CHOICES RECOVERY CENTER, HOMETOWN HEALTH CENTERS, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, CATHOLIC CHARITIES, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES JANUARY 23, 2020 TOPICS: PRESENTATION ON SEPSIS EDUCATION, PRESENTATION ON FAMILIAL HYPERCHOLESTEROLEMIA, PRESENTATION ON THE LIVING ROOM AT ELLIS MEDICINE STATE STREET MENTAL HEALTH CENTER, CHIP UPDATE, STARTING A TOBACCO WORKGROUP, NARCAN TRAININGS, TRAUMA-INFORMED COMMUNITY WORKGROUP MEETINGS ATTENDEES: SCHENECTADY COUNTY PUBLIC HEALTH SERVICE, ELLIS HOSPITAL, FAMILIAL HYPERCHOLESTEROLEMIA FOUNDATION, THE COMMUNITY BUILDERS, SCHENECTADY INNER CITY MINISTRY, MVP HEALTH PLAN, RHOADES TO RECOVERY, CANCER PREVENTION IN ACTION, IN OUR OWN VOICES, NEW CHOICES RECOVERY CENTER, CAPITAL DISTRICT TOBACCO-FREE COMMUNITIES, HOMETOWN HEALTH CENTERS, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, SCHENECTADY CITY SCHOOL DISTRICT, ST. PETER'S HEALTH PARTNERS JULY 16, 2020 (VIDEO CONFERENCE) TOPICS: UPDATE ON COVID-19 RESPONSE FROM THE DIRECTOR OF SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, PRESENTATION ON CANCER SERVICES PROGRAM FOR SCHENECTADY COUNTY, TOBACCO NEIGHBORHOOD CONVERSATION REPORT AND CHIP/IMPLEMENTATION STRATEGY PRIORITY DISCUSSION ATTENDEES: ST. MARY'S HEALTHCARE AMSTERDAM, SCHENECTADY COUNTY DEPARTMENT OF SENIOR AND LONG-TERM CARE SERVICES, SCHENECTADY COMMUNITY ACTION PROGRAM, CATHOLIC CHARITIES, SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, ST. PETER'S HEALTH PARTNERS, SCHENECTADY COUNTY PUBLIC LIBRARY, CAPITAL DISTRICT PHYSICIANS HEALTH PLAN, CORNELL COOPERATIVE EXTENSION, HOMETOWN HEALTH CENTERS, ALLIANCE FOR BETTER HEALTH, HEALTHY CAPITAL DISTRICT INITIATIVE, PLANNED PARENTHOOD, UNIVERSITY AT ALBANY, ELLIS HOSPITAL OCTOBER 15, 2020 (VIDEO CONFERENCE) TOPICS: UPDATE ON COVID-19 RESPONSE FROM SCHENECTADY COUNTY NEW INTERIM PUBLIC HEALTH DIRECTOR, OVERVIEW OF "AGE FRIENDLY COMMUNITY" GRANT, TOBACCO PREVENTION WORKGROUP UPDATE AND DISCUSSION, SUBSTANCE USE DISORDER PREVENTION WORKGROUP UPDATE AND DISCUSSION ATTENDEES: SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, CAPITAL DISTRICT TOBACCO-FREE COMMUNITIES, RHOADES TO RECOVERY, MVP HEALTH PLAN, NEW CHOICES RECOVERY CENTER, ELLIS HOSPITAL, THE COMMUNITY BUILDERS, ALLIANCE FOR BETTER HEALTH, SCHENECTADY COMMUNITY ACTION PROGRAM 2. ENGAGEMENT OF CONSUMERS THROUGH COMMUNITY TELEPHONE SURVEY: THE HEALTHY CAPITAL DISTRICT INITIATIVE (HCDI) CONDUCTED ITS THIRD COMMUNITY HEALTH SURVEY OF RESIDENTS IN THE CAPITAL DISTRICT FROM DECEMBER 9 18, 2018. THE AIM OF THE SURVEY WAS TO CONTINUE TO LEARN MORE ABOUT BEHAVIORAL HEALTH/LIFESTYLE PRACTICES, HEALTH CARE UTILIZATION AND NEEDS, CHALLENGES TO PRACTICING HEALTHY BEHAVIORS AND ACCESSING CARE AS WELL AS OTHER SOCIAL DETERMINANTS OF HEALTH. THE SIENA COLLEGE RESEARCH INSTITUTE (SCRI) WAS CONTRACTED TO COLLECT THE DATA FOR THIS COMMUNITY HEALTH SURVEY. A RANDOM SAMPLING DESIGN WAS APPLIED TO RECRUIT A REPRESENTATIVE SAMPLE OF RESIDENTS OF THE CAPITAL DISTRICT (INCLUDING THE COUNTIES OF ALBANY, COLUMBIA, GREENE, RENSSELAER, SARATOGA, AND SCHENECTADY) AND AUGMENTED BY AN OVERSAMPLE OF LOWER INCOME INDIVIDUALS (DEFINED AS YEARLY HOUSEHOLD INCOME OF NO MORE THAN $50,000). THE SAMPLE FROM EACH COUNTY WAS STATISTICALLY WEIGHTED TO THE PROPORTIONATE SHARE OF THE POPULATION OF THE ENTIRE REGION MAKING THE OVERALL MARGIN OF ERROR INCLUDING THE DESIGN EFFECTS OF WEIGHTING +/- 3.4 PERCENTAGE POINTS ACROSS THE SAMPLE OF 1204 RESIDENTS AT THE 95% CONFIDENCE LEVEL. ADDITIONALLY SEPARATE WEIGHTED ESTIMATES WERE PREPARED FOR: 1) ALBANY, RENSSELAER (N=529), 2) COLUMBIA, GREENE (N=258) 3) SARATOGA (N=226), 4) SCHENECTADY (N=191 AT MOE +/- 8.9%), AND 5) LOWER INCOME RESPONDENTS ACROSS THE SIX COUNTIES (N=724). THE DATA COLLECTION INSTRUMENT WAS DEVELOPED BY HCDI IN COLLABORATION WITH THE PREVENTION AGENDA WORKGROUP AND SIENA COLLEGE. THE BEHAVIORAL QUESTIONS WERE ASKED IN REFERENCE TO A 12-MONTH PERIOD TO IMPROVE CONSISTENCY IN RESPONSE. THE QUESTIONNAIRE WAS PILOT TESTED BEFORE ADOPTED FOR USE. TRAINED INTERVIEWERS AT SIENA COLLEGE ADMINISTERED THE QUESTIONNAIRE TO ENSURE FIDELITY OF THE DATA. PARTICIPANTS WHO WERE 18 YEARS OF AGE OR OLDER AND ELIGIBLE TO TAKE PART IN THE STUDY WERE INTERVIEWED ON THEIR CELLPHONES OR LANDLINES. THE QUESTIONNAIRE TOOK APPROXIMATELY 15 MINUTES TO COMPLETE AND A RESPONSE RATE OF 8.2% WAS OBTAINED. UP TO SEVEN ATTEMPTS WERE MADE BEFORE PARTICIPANTS WERE CLASSIFIED AS NON-RESPONSE. THE PARTICIPANTS WERE NOT COMPENSATED TO TAKE PART IN THE SURVEY. ADDITIONALLY, 301 SURVEYS WERE COMPLETED ONLINE. WHEN ASKED TO RANK THE SERIOUSNESS OF PUBLIC HEALTH ISSUES "IN YOUR COMMUNITY," SCHENECTADY RESIDENTS SURVEYED CHOSE MENTAL HEALTH, SUBSTANCE USE, AND TOBACCO USE AS MOST SIGNIFICANT. THE TOP FIVE TOPICS LISTED AS "VERY SERIOUS" BY OVERALL PERCENTAGE WERE: 1) DRUG ABUSE INCLUDING OPIOID ADDICTION 39% 2) MENTAL ILLNESS INCLUDING SUICIDE 36% 3) ALCOHOL ABUSE 34% 4) TOBACCO USE AND RELATED ILLNESS 33% 5) UNSAFE SEXUAL ACTIVITY INCLUDING TEEN PREGNANCY AND STDS 31% ALTHOUGH THE SURVEY RESPONSES OF SCHENECTADY RESIDENTS GENERALLY MIRRORED THOSE OF THE OVERALL CAPITAL REGION, THERE WERE A NUMBER OF NOTABLE VARIANCES FROM THE REGION OR WITHIN THE COUNTY. THESE INCLUDED: -VERY-LOW-INCOME SCHENECTADY RESIDENTS REPORT POOR HEALTH AT A VERY HIGH RATE. COUNTYWIDE, ONLY 4% OF RESPONDENTS REPORT "POOR" HEALTH; REGIONWIDE, 11% OF VERY-LOW-INCOME (LESS THAN $25,000/YEAR) REPORT "POOR" HEALTH; BUT IN SCHENECTADY, 20% OF VERY-LOW-INCOME RESIDENTS REPORT "POOR" HEALTH. -YOUNGER SCHENECTADIANS IN PARTICULAR ARE MORE LIKELY TO BE IN GOOD PHYSICAL HEALTH THAN IN GOOD MENTAL HEALTH. MORE THAN HALF (53%) OF RESPONDENTS UNDER AGE 55 REPORT NO DAYS WHEN THEIR PHYSICAL HEALTH WAS NOT GOOD," WHILE ONLY ABOUT A THIRD (34%) OF THIS AGE CATEGORY REPORT NO DAYS WITH THEIR MENTAL HEALTH NOT GOOD." -LOW-INCOME, LOW-EDUCATION SCHENECTADY RESIDENTS REPORT VERY HIGH RATES OF TOBACCO USE. REGIONWIDE, 20% OF LOW-INCOME (UNDER $50,000) RESIDENTS SMOKE OR USE TOBACCO EVERY DAY, WHILE THAT SHARE IS FIFTY PERCENT HIGHER IN SCHENECTADY COUNTY, AT 30%. WITHIN SCHENECTADY COUNTY, 18% OF THE TOTAL POPULATION SMOKES OR USES TOBACCO EVERY DAY, DOUBLING TO 36% FOR PEOPLE WITH A HIGH SCHOOL DEGREE OR LESS. -FOOD INSECURITY REMAINS A PROBLEM FOR VERY LOW-INCOME SCHENECTADY RESIDENTS. MORE THAN HALF (52%) OF VERY-LOW-INCOME RESPONDENTS REPORT NOT HAVING ENOUGH MONEY TO BUY FOOD AT LEAST ONCE IN THE PAST 12 MONTHS, FIFTY PERCENT HIGHER THAN THE REGIONWIDE RESPONSE OF 36%. -IT APPEARS THAT, IN SCHENECTADY AT LEAST, MONEY DOES BUY HAPPINESS. ABOUT A THIRD (31%) OF VERY-LOW-INCOME RESIDENTS REPORT FEELING "OVERWHELMED OR STRESSED" ALL SEVEN DAYS OF THE WEEK, WHILE ONLY 2% OF RESPONDENTS WITH INCOMES OF $50,000 OR OVER REPORT THAT MUCH STRESS. CONVERSELY, A NEARLY IDENTICAL SHARE (34%) OF HIGHER-INCOME RESIDENTS REPORT NEVER FEELING "OVERWHELMED OR STRESSED OUT." 3. ENGAGEMENT OF COMMUNITY ORGANIZATIONS AND CONSUMERS THROUGH WRITTEN COMMENTS RECEIVED ON 2013 AND 2016 CHNAS AND IMPLEMENTATION STRATEGIES: AS REQUIRED, ELLIS HOSPITAL POSTED THE 2013 AND 2016 CHNAS AND IMPLEMENTATION STRATEGIES ON ITS PUBLIC WEBSITE. (SEE HTTP://WWW.ELLISMEDICINE.ORG/PAGES/COMMUNITY-REPORT.ASPX). IN ADDITION, THE IMPLEMENTATION STRATEGIES WERE INCLUDED IN THE IRS FORMS 990 SCHEDULE H AND ALSO POSTED ON THE HOSPITAL'S WEBSITE. ELLIS HOSPITAL SOLICITED PUBLIC COMMENT VIA A "CONTACT US" FORM ON ITS WEBSITE (HTTPS://WWW.ELLISMEDICINE.ORG/PAGES/CONTACT.ASPX), THROUGH ITS FACEBOOK PRESENCE (HTTPS://WWW.FACEBOOK.COM/ELLISMEDICINENY) AND ON TWITTER (HTTPS://TWITTER.COM/ELLISMEDICINE) WITH ALL ACCOUNTS ACTIVELY MONITORED BY STAFF FROM THE COMMUNICATIONS AND MARKETING OFFICE. THE HOSPITAL ALSO SOLICITED PUBLIC COMMENTS THROUGH THE REGULAR MEETINGS OF THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY (SCHC).
CONTINUATION OF SCHEDULE H, PART V, LINE 5 NO WRITTEN COMMENTS WERE RECEIVED REGARDING THE 2013 AND 2016 CHNAS AND IMPLEMENTATION STRATEGIES. VERBAL COMMENTS WERE RECEIVED, HOWEVER, DURING MEETINGS OF SCHC AND WERE USED TO MODIFY AND MAKE MID-COURSE CORRECTIONS TO THE OVERALL IDENTIFICATION, EVALUATION, AND PRIORITIZATION OF HEALTH NEEDS. THE MOST SIGNIFICANT COMMENTS RELATED TO PRIORITY MODIFICATIONS SO AS TO BE ABLE TO TAKE ADVANTAGE OF OPPORTUNITIES WHICH OCCURRED BETWEEN ADOPTION OF THE 2013 AND 2016 DOCUMENTS. THIS PARTICULARLY INVOLVED ELEVATION OF THE PRIORITY OF FOOD INSECURITY (INITIALLY LISTED AS TIER B) AS SEVERAL FUNDING OPPORTUNITIES BECAME AVAILABLE. GREATER KNOWLEDGE OF THE IMPACT OF FOOD INSECURITY ON THE OVERALL WELL-BEING OF INDIVIDUALS AND FAMILIES IN SCHENECTADY THEN LED TO IT INCLUSION AS A COMPONENT IN THE OBESITY/DIABETES INITIATIVE FOR 2016. GIVEN THIS EXPERIENCE, THE PARTNERS UNDERTOOK A COLLABORATIVE REGIONAL EFFORT TO MORE AGGRESSIVELY ENCOURAGE WRITTEN COMMENTS ON THE 2019 REGIONAL CHNA EARLY IN ITS DEVELOPMENT PROCESS. HCDI PROVIDED A LINK TO THE NEAR-FINAL DRAFT AND AN ACCOMPANYING ON-LINE QUESTIONNAIRE, WHILE ALL OF THE REGIONAL HOSPITALS AND PUBLIC HEALTH DEPARTMENTS (INCLUDING ELLIS) PROMINENTLY POSTED THE LINK ON QUESTIONNAIRE ON THEIR PUBLIC WEBSITES DURING MAY AND JUNE 2019. THIS POSTING THROUGHOUT THE ENTIRE SIX-COUNTY REGION RESULTED IN 30 WRITTEN COMMENTS. THE WRITTEN COMMENTS INDICATE THAT COMMENTERS FOUND THE DRAFT CHNA EASY TO UNDERSTAND (67% = EASY OR VERY EASY VS. 3% DIFFICULT) AND GENERALLY INFORMATIVE (33% = EXTREMELY INFORMATIVE, 53% = INFORMATIVE, 13% = SOMEWHAT INFORMATIVE). SOME COMMENTERS IDENTIFIED APPARENT ERRORS AND MADE SUGGESTIONS FOR IMPROVEMENT WHICH WERE INCORPORATED IN THE FINAL REGIONAL CHNA.
CONTINUATION OF SCHEDULE H, PART V, LINE 11 ACTIONS ADDRESSING THE SIGNIFICANT NEEDS INCLUDED THE FOLLOWING: CHRONIC DISEASE TOBACCO PREVENTION (INCLUDING ASTHMA AND SMOKING): - SCHENECTADY COUNTY PUBLIC HEALTH SERVICES, ELLIS, AND OTHER COMMUNITY ORGANIZATIONS APPLIED FOR AND RECEIVED A GRANT FROM NEW YORK STATE HEALTH FOUNDATION TO SUPPORT A "SCHENECTADY ASTHMA SUPPORT COLLABORATIVE" (SASC). A REQUIRED LOCAL CASH MATCH WAS PROVIDED BY THE SCHENECTADY FOUNDATION, THE GE FOUNDATION, AND MVP HEALTHCARE. SERVICES OF A COLLABORATIVE MODEL COMBINING CARE MANAGEMENT, PATIENT EDUCATION, AND IN-HOME NURSING SERVICES BEGAN IN LATE 2014, WITH THE GRANT PERIOD ENDING IN DECEMBER 2015. - SASC CREATED A SEAMLESS THREE-TIERED CARE MODEL (CENTRALIZED CARE COORDINATION, HOME VISITS/ASSESSMENTS, AND ASTHMA EDUCATION). OVER THE COURSE OF THE PROJECT, 68 PATIENTS CONSENTED TO PARTICIPATE IN CARE COORDINATION. WHILE 57 (84%) OF THESE REMAINED ENGAGED AFTER TWO MONTHS, ONLY 13 (19%) COMPLETED BOTH THE HOME VISITS AND ASTHMA EDUCATION COMPONENTS. THE PROJECT'S FINAL REPORT CONCLUDED THAT CULTURAL DYNAMICS ("FATALISM") AND STRUCTURAL BARRIERS (ISSUES OF TRUST) MAY HAVE PREVENTED INDIVIDUALS FROM ACCESSING OPTIMAL CARE. - ALTHOUGH THE PROJECT CLEARLY DEMONSTRATED THE CHALLENGES OF ENGAGING PATIENTS, THE CLINICAL ASPECTS OF THE THREE-TIERED MODEL REMAIN VALID. THE DESIGN OF THE SCHENECTADY MODEL WAS USED TO INFORM DEVELOPMENT OF ASTHMA PROJECTS ACROSS THE SIX-COUNTY SERVICE AREA OF THE REGIONAL DSRIP PARTNERSHIP, THE ALLIANCE FOR BETTER HEALTH. - ELLIS, THE SCHENECTADY CITY SCHOOL DISTRICT (SCSD), AND PRICE CHOPPER PHARMACY PARTICIPATED IN THE "SCHOOL-BASED ASTHMA MANAGEMENT PROGRAM," WHICH ENROLLS A SMALL BUT INCREASING NUMBER OF THE 1,150 DIAGNOSED ASTHMATIC STUDENTS IN SCSD. THE PROGRAM ADMINISTERS ALBUTEROL TREATMENTS, ENABLING STUDENTS TO RETURN TO CLASS 98.7% OF THE TIME. IN ADDITION TO THE IN-SCHOOL COMPONENT, NEARLY A THIRD OF THE STUDENTS AND THEIR PARENTS COMPLETED OUTPATIENT ASTHMA SELF-MANAGEMENT TRAINING SESSIONS THROUGH ELLIS ASTHMA CARE. - THE ELLIS ASTHMA EDUCATION PROGRAM FOUND THAT "GRADUATES" ACHIEVE A 60-70% REDUCTION IN EMERGENCY DEPARTMENT VISITS OVER 12 MONTHS POST-DISCHARGE. - ELLIS CONTINUED ITS STRONG ASTHMA EDUCATION PROGRAM, AND CONTINUED TO COLLABORATE WITH THE CAPITAL DISTRICT TOBACCO FREE COMMUNITIES. INFORMAL PERSUASION WITHIN THE COMMUNITY ENCOURAGED VARIOUS SMOKE-FREE INITIATIVES; A NEWLY-CONSTRUCTED AFFORDABLE HOUSING PROJECT ON ALBANY STREET IN SCHENECTADY IS SMOKE-FREE FROM THE START, AND THE ENTIRE UNION COLLEGE CAMPUS WAS SMOKE-FREE AS OF JANUARY 1, 2017. SINCE AUGUST 2016, THE LEGAL AGE FOR THE SALE OF TOBACCO PRODUCTS IN SCHENECTADY COUNTY IS SET BY LOCAL LAW AT 21. - FOR WELL OVER A DECADE, ELLIS HOSTED ON-SITE PRESENTATIONS OF "THE BUTT STOPS HERE," AN EVIDENCE-BASED TOBACCO-CESSATION PROGRAM. DURING THE 2020 COVID-RELATED RESTRICTIONS ON IN-PERSON MEETINGS, ELLIS, ST. PETER'S HEALTH PARTNERS, LOCAL INSURERS, AND OTHER COLLABORATORS CONTINUED WITH "THE VIRTUAL BUTT STOPS HERE," A TELEMEDICINE-BASED DELIVERY OF THE SAME TOBACCO-CESSATION INFORMATION. AT LEAST TEN VIRTUAL SESSIONS WERE PROVIDED DURING 2020. CHRONIC DISEASE OBESITY AND DIABETES: - ELLIS EMBARKED ON A TWO-PRONGED APPROACH TO ISSUES OF DIABETES AND OBESITY: 1) SPECIFIC DIABETES EDUCATION PROGRAMS WERE DEVELOPED AND DELIVERED IN THE COMMUNITY AND 2) WEIGHT LOSS AND PHYSICAL EXERCISE PROGRAMS WERE IMPLEMENTED FOR VARYING TARGET GROUPS. - ELLIS AND PARTNERS PILOTED THE "LEARN TO LIVE WELL" DIABETES PROGRAM FOR PARISHIONERS AND COMMUNITY MEMBERS AT THE ZION LUTHERAN CHURCH; THE FOUR-SESSION CURRICULUM INCLUDED A PRESENTATION BY ELLIS CERTIFIED DIABETES EDUCATORS. - ELLIS STAFF MET WITH REPRESENTATIVES FROM THE CITY MISSION AND THE LOCAL HINDU TEMPLE TO EXPLORE DIABETES PROGRAMMING THROUGH THEIR ORGANIZATIONS. - SCHENECTADY COUNTY PUBLIC HEALTH SERVICES RECEIVED A "PARTNERSHIPS TO IMPROVE COMMUNITY HEALTH" (PICH) GRANT WHICH SUPPORTED INCREASED SCREENING FOR DIABETES IN HIGH RISK POPULATIONS. ELLIS WAS A SUBCONTRACTOR UNDER THE GRANT. - THE PICH GRANT ALSO SUPPORTED TRAINING OF ELLIS DIABETES CARE STAFF AS LIFESTYLE COACHES FOR THE NATIONAL DIABETES PREVENTION PROGRAM (DPP), WHICH IS OFFERED AT ELLIS MEDICINE LOCATIONS STARTING IN OCTOBER 2016. IN LATE 2018, THE ELLIS DDP PROGRAM RECEIVED RECOGNITION FROM THE CENTERS FOR DISEASE CONTROL (CDC). - AN EMBEDDED DIABETES CARE MANAGER WAS PLACED AT ELLIS FAMILY HEALTH CENTER AS PART OF THE PICH GRANT TO WORK ON POLICIES AND SYSTEMS RELATED TO DIABETES MANAGEMENT IN A PRIMARY CARE SETTING, INCLUDING REFERRALS TO THE DIABETES SELF-MANAGEMENT EDUCATION PROGRAM. - WITH ASSISTANCE FROM ELLIS MEDICINE IT STAFF, A REGISTRY OF PATIENTS WITH DIABETES WAS DEVELOPED FOR ELLIS FAMILY HEALTH CENTER TO FACILITATE IMPROVED CARE. - ELLIS STAFF AND LOCAL COLLEGE STUDENTS MET WITH NEIGHBORHOOD ASSOCIATIONS TO CONDUCT A COMMUNITY ASSET MAPPING; THIS INVENTORY IS TO BE USED TO ASSESS THE VIABILITY OF A CITY-WIDE PHYSICAL ACTIVITY PROGRAM. - ELLIS HELD A PHYSICAL ACTIVITY FIELD DAY FOR LOCAL YOUTH IN PARTNERSHIP WITH UNION COLLEGE. - ELLIS ENGAGED ITS OWN EMPLOYEES IN COMPETITIVE WALKING EVENTS AND OTHER WEIGHT-LOSS ACTIVITY; PARTICIPATION COUNTS TOWARD REDUCTIONS IN HEALTH INSURANCE PREMIUMS. - THE HEALTHY FOOD ACCESS WORKGROUP, RENAMED THE DIABETES/OBESITY WORKGROUP, MET THREE TIMES DURING 2017. AVERAGE ATTENDANCE FOR THE MEETINGS WAS 13 PEOPLE. THIS GROUP'S MAIN FOCUS DURING THE YEAR WAS TO STEER THE FOOD ACCESS FOCUSED WORK OF THE "PARTNERSHIPS TO IMPROVE COMMUNITY HEALTH" (PICH) GRANT WHICH HAD BEEN AWARDED TO SCHENECTADY COUNTY PUBLIC HEALTH SERVICES. THIS GROUP WORKED WITH SIX FOOD PANTRIES IN SCHENECTADY COUNTY TO INCREASE THE AVAILABILITY OF HEALTHY OPTIONS DISTRIBUTED TO CLIENTS. THIS INCLUDES INCREASING OPTIONS FOR FRUITS AND VEGETABLES AS WELL AS WHOLE GRAINS AND LOW-FAT DAIRY. IMPLEMENTATION EFFORTS AT FOOD PANTRIES INCLUDE "POLICY, SYSTEMS AND ENVIRONMENTAL" (PSE) IMPROVEMENTS. EXAMPLES OF THESE PSE STRATEGIES INCLUDE SIGNAGE TO PROMOTE THE FOOD GROUPS WITH A NUTRITION MESSAGE, MOVING ITEMS ON SHELVES TO HIGHLIGHT FRUITS AND VEGETABLES AT EYE LEVEL, AND IMPROVING THE DISPLAYS FOR FRESH PRODUCE TO MAKE THE FOOD PANTRIES LOOK MORE LIKE A MARKET. RECIPES AND COOKING DEMONSTRATIONS WERE ALSO DONE AT FOOD PANTRIES TO INCREASE THE LIKELIHOOD OF CLIENTS CHOOSING THE HEALTHIER OPTIONS. EACH PANTRY THAT IS ENGAGED IN THIS WORK IN SCHENECTADY COUNTY IS DOING A DIFFERENT COMBINATION OF INTERVENTIONS TO INCREASE THE AVAILABILITY OF HEALTHY OPTIONS BECAUSE EACH PANTRY USES A SLIGHTLY DIFFERENT MODEL TO DELIVER FOODS TO CLIENTS. SOME PANTRIES ARE A CHOICE MODEL, WHERE CLIENTS GET TO CHOOSE ALL THE FOODS THEY TAKE WITH THEM WHILE SOME PROVIDE PRE-PACKED FOOD BOXES AND SOME ARE A MIX OF BOTH MODELS. THE DIFFERENT PANTRY MODELS LEND THEMSELVES TO DIFFERENT INTERVENTIONS WORKING BETTER THAN OTHERS. THE DIABETES/OBESITY WORKGROUP ASSISTED PANTRIES IN DECIDING WHAT INTERVENTIONS WOULD WORK BEST FOR THEIR MODEL. GIVEN THE COMPLETION OF THE GRANT PERIOD, AND THE ABILITY OF MEMBER ORGANIZATIONS TO PURSUE EVIDENCE-BASED FOOD POLICIES, THE WORKGROUP DISCONTINUED MEETING AFTER 2017.
CONTINUATION OF SCHEDULE H, PART V, LINE 11 - THEREAFTER, SIX FOOD PANTRIES CONTINUED TO SUSTAIN POLICY, SYSTEMS AND ENVIRONMENTAL CHANGES TO OFFER HEALTHIER FOOD OPTIONS TO FOOD PANTRY CLIENTS. THESE INTERVENTIONS INCLUDE SIGNAGE TO INDICATE HEALTHY OPTIONS WITH A NUTRITION MESSAGE, MOVING HEALTHY ITEMS TO EYE LEVEL ON SHELVING, AND IMPROVING DISPLAYS OF FRESH PRODUCE TO MAKE THEM LOOK MORE APPEALING. RECIPES AND FOOD DEMONSTRATIONS ARE ALSO DONE AT FOOD PANTRIES INCREASING THE LIKELIHOOD OF CLIENTS CHOOSING HEALTHIER OPTIONS THEY MAY NOT BE AS FAMILIAR WITH. EACH PANTRY THAT IS ENGAGED IN THIS WORK IN SCHENECTADY COUNTY CONTINUES TO HAVE A DIFFERENT COMBINATION OF INTERVENTIONS TO INCREASE THE AVAILABILITY OF HEALTHY OPTIONS BECAUSE EACH PANTRY USES A SLIGHTLY DIFFERENT MODEL TO DELIVER FOODS TO CLIENTS. IN 2018, NEW WORK BEGAN WITH FOUR (THREE OVERLAPPING WITH PREVIOUS WORK) FOOD PANTRIES IN SCHENECTADY COUNTY TO OFFER CHRONIC DISEASE-SPECIFIC FOOD PACKAGES. FOOD PACKAGES FOR DIABETES AND HYPERTENSION ARE GIVEN OUT TO CLIENTS INDICATING THEY HAVE SOMEONE IN THEIR FAMILY WITH EITHER CONDITION OR SOMEONE AT RISK FOR THE CONDITIONS. THE FOOD PACKAGES INCLUDE HEALTHIER OPTIONS TO ASSIST IN THE MANAGEMENT OR PREVENTION OF DIABETES AND HYPERTENSION THROUGH NUTRITION. EXAMPLES OF FOODS IN THE DIABETES/HYPERTENSION PACKAGES INCLUDE WHOLE WHEAT PASTA, BROWN RICE, NO SUGAR ADDED CANNED FRUIT AND NO SALT ADDED CANNED VEGETABLES. INFORMATION ABOUT THE CONDITIONS AND MANAGEMENT OF THEM IS ALSO INCLUDED IN THE FOOD PACKAGES. CLIENTS CAN GET THE FOOD PACKAGES EACH TIME THEY COME TO THE FOOD PANTRY BY INDICATING THEIR INTEREST IN THE PROGRAM WHEN ASKED. IN ADDITION THE FOOD, A REGISTERED DIETICIAN FROM CORNELL COOPERATIVE EXTENSION, SCHENECTADY COUNTY PROVIDED TECHNICAL ASSISTANCE TO THE FOOD PANTRIES TO MODIFY THE FOOD PACKAGES AND PROVIDES NUTRITION EDUCATION AT EACH OF THE FOOD PANTRIES ONE TIME A MONTH. INDIVIDUALS WHO ARE EXPERIENCING FOOD INSECURITY ARE BEING IDENTIFIED THROUGH THIS WORK BY SCREENING INDIVIDUALS AT COMMUNITY BASED ORGANIZATIONS AND HEALTH INSURERS AND REFERRING THEM TO FOOD PANTRIES THAT ARE OFFERING HEALTHY OPTIONS AND CHRONIC DISEASE SPECIFIC FOOD PACKAGES IF THEY HAVE THAT NEED. - IN OCTOBER 2016, ELLIS DIABETES CARE STARTED THE FIRST DIABETES PREVENTION PROGRAM (DPP) IN THE COMMUNITY IN A NUMBER OF YEARS. THE DPP IS A LIFESTYLE CHANGE PROGRAM TO PREVENT DIABETES. IT RUNS 16 CONSECUTIVE WEEKS AND THEN MONTHLY MAINTENANCE SESSIONS FOR THE REMAINDER OF A YEAR. IN JULY 2018, SCHENECTADY'S DPP WAS GRANTED PRELIMINARY RECOGNITION FROM THE CDC AND CONTINUED TO SUBMIT DATA EVERY SIX MONTHS TO THE CDC IN ORDER TO REACH FULL RECOGNITION, WHICH WAS GRANTED AT THE END OF 2018. CDC-RECOGNIZED PROGRAMS ARE ABLE TO APPLY FOR REIMBURSEMENT THROUGH MEDICARE. ELLIS MEDICINE WILL PURSUE MEDICARE REIMBURSEMENT FOR DPP SERVICES ONCE A SUFFICIENT VOLUME OF MEDICARE-COVERED PARTICIPANTS IS ACHIEVED. - IN ADDITION TO THE DPP, ELLIS DIABETES CARE ALSO OFFERS DIABETES SELF-MANAGEMENT EDUCATION (DSME) PROGRAMS FOR INDIVIDUALS ALREADY DIAGNOSED WITH DIABETES. THEY RECEIVE REFERRALS FROM ELLIS PRACTICES BUT ALSO COMMUNITY BASED ORGANIZATIONS AND OTHER MEDICAL PROVIDERS IN THE COMMUNITY. ONE OF OUR GOALS IS INCREASE REFERRALS TO DSME AND INCREASE THE NUMBER OF INDIVIDUALS WHO FOLLOW THROUGH ON THEIR REFERRAL AND ATTEND AT LEAST ONE SESSION OF DSME. THE INCREASED CONVERSION RATE MEANS THAT MORE PATIENTS ARE GETTING THE BENEFIT OF LEARNING MANAGEMENT SKILLS FOR THEIR DIABETES. - SCPHS PROVIDED FUNDING THROUGH THE PICH GRANT TO TRAIN ELLIS MEDICINE STAFF AS "LIFESTYLE COACHES" TO DELIVER THE DPP. SCPHS ALSO SUPPORTED THE PROMOTION OF THE CLASSES THROUGH ADVERTISEMENTS IN THE LOCAL NEWSPAPER AND SHARING FLYERS WITH LOCAL PARTNERS. THE PICH GRANT WAS ABLE TO PURCHASE INCENTIVES FOR THE PROGRAM TO HELP PEOPLE TO CONTINUE COMING TO THE PROGRAM. - ELLIS MEDICINE PROVIDED STAFF FOR RUNNING BOTH THE DPP AND DSME PROGRAMS, BOTH OF WHICH WERE HOUSED IN ELLIS DIABETES CARE. ELLIS ALSO PROVIDED RESOURCES TO PROMOTE THESE PROGRAMS IN THE COMMUNITY AND TO THEIR EMPLOYEES. ELLIS DIABETES CARE COLLECTED THE DATA THAT IS NEEDED FOR THESE PROGRAMS AND MONITORED PROGRESS WITH REFERRALS. O FUNDING FROM THE COMMUNITY FOUNDATION FOR THE GREATER CAPITAL REGION TO SUPPORT THE CONTINUED WORK WITH FOOD PANTRIES IS HELPFUL IN KEEPING MOMENTUM FOR THESE ACTIVITIES MOVING FORWARD. THE FUNDING SUPPORTS EDUCATION FOR FOOD PANTRY CLIENTS, THE PURCHASE OF HEALTHIER FOOD OPTIONS, AND SUPPORT FROM CORNELL COOPERATIVE EXTENSION, SCHENECTADY COUNTY. ELLIS MEDICINE'S MULTIPLE PRIMARY CARE OFFICES AND OUTPATIENT EDUCATION SERVICES PROVIDE DIRECT INTERFACE WITH COMMUNITY MEMBERS WHO ARE FOOD INSECURE AND COULD BENEFIT FROM ACCESSING HEALTHY FOODS AT THE LOCAL FOOD PANTRIES. ELLIS CARE MANAGERS ALSO HAVE THESE INTERACTIONS WITH THEIR PATIENTS AND PROVIDE THESE REFERRALS TO COMMUNITY BASED ORGANIZATIONS INCLUDING FOOD PANTRIES. CDPHP STARTED UTILIZING THEIR CARE MANAGERS TO SCREEN FOR FOOD INSECURITY AND MAKE APPROPRIATE REFERRALS BASED ON THE OUTCOME. UTILIZING THE MEDICAL COMMUNITY AS A POINT OF ENTRY FOR ACCESS TO COMMUNITY MEMBERS WHO CAN BENEFIT FROM VARIOUS COMMUNITY PROGRAMS HAS BEEN A HELPFUL PARTNERSHIP TO HAVE. CITY MISSION'S EMPOWER HEALTH PROGRAM HAS ALSO BEEN INSTRUMENTAL IN SCREENING FOR FOOD INSECURITY IN THE COMMUNITY AND PROVIDING REFERRALS TO FOOD PANTRIES AS NEEDED. THE FOOD PANTRIES ARE VERY INTERESTED IN THIS WORK AND SEE THE IMPORTANCE OF OFFERING HEALTHY OPTIONS FOR THEIR CLIENTS. PANTRIES UNDERSTAND THAT MANY OF THEIR CLIENTS ARE UTILIZING THE PANTRIES ON A MONTHLY BASIS AS A PART OF THEIR FOOD BUDGETING AND THUS THE FOOD THAT THEY RECEIVE IS A BIG PART OF THEIR DIETS EVERY MONTH. THE NUTRITION EXPERTISE THAT CORNELL COOPERATIVE EXTENSION (SCHENECTADY COUNTY) BRINGS WAS VERY IMPORTANT IN MOVING THE WORK WITH THE FOOD PANTRIES FORWARD. MENTAL HEALTH AND SUBSTANCE ABUSE - SUICIDE AND MENTAL/EMOTIONAL/BEHAVIORAL INFRASTRUCTURE: - THE SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES (THE LOCAL GOVERNMENT'S MENTAL HEALTH AND SUBSTANCE USE DISORDERS UNIT) AND ELLIS UNDERTOOK A COLLABORATION TO FORM WORK GROUPS EVALUATING MENTAL HEALTH NEEDS. - IN COLLABORATION WITH RESEARCHERS FROM THE SCHENECTADY COUNTY PUBLIC HEALTH SERVICES AND STUDENTS AT UNION COLLEGE, A PROJECT TO FOCUS ON THE CHNA-IDENTIFIED EXCESS NUMBER OF DRUG-ADDICTED NEWBORNS IN SCHENECTADY RECEIVED ELLIS INSTITUTIONAL REVIEW BOARD (IRB) APPROVAL TO CONDUCT CHART REVIEWS OF NEWBORNS WITH A POSITIVE DRUG SCREEN. - THE STUDY EVALUATED THE MOST COMMONLY ABUSED DRUGS AND DEMOGRAPHICS OF THE NEWBORNS' MOTHERS. BECAUSE OF THE SMALL SAMPLE SIZE, NO FINAL CONCLUSIONS WERE REACHED. - ELLIS AND SCPHS WORKED WITH HCDI WHICH IS COMPILING MENTAL HEALTH AND SUBSTANCE USE DATA FROM SUCH STANDARDIZED SURVEY TOOLS AS BRFSS AND SCHOOL CLIMATE SURVEY TO ANALYZE AMONG THE CAPITAL REGION COUNTIES. THE SURVEY INFORMATION CONTINUES TO FLAG THE NEWBORN DRUG-RELATED DIAGNOSIS RATE IN SCHENECTADY COUNTY AS A CRITICAL ISSUE COMPARED WITH THE REGION, ALTHOUGH THE SINGLE YEAR RATE DID DIP SLIGHTLY. OTHER INDICATORS FOR WHICH SCHENECTADY COUNTY EXCEEDS THE REGIONAL RATE ARE POST TRAUMATIC STRESS DISORDER (3.8% VS. 3.1%) AND SUBSTANCE ABUSE-OTHER (9.3% VS. 7.7%). SPECIFIC SCHENECTADY NEIGHBORHOODS, HOWEVER, GREATLY EXCEED REGIONAL RATES ON MULTIPLE INDICATORS; FOR EXAMPLE THE SCHENECTADY STOCKADE RATES EXCEED REGIONAL RATES ON 14 OF 18 INDICATORS, WHILE THE DEMENTIA RATE IN SCOTIA/GLENVILLE IS 83% ABOVE THE REGIONAL RATE. - DURING 2016, THE ELLIS OUTPATIENT MENTAL HEALTH CLINIC APPLIED FOR AND RECEIVED DESIGNATION AS A NATIONAL HEALTH SERVICE CORPS (NHSC) PRACTICE SITE. THE SITE, HOWEVER, CHOSE NOT TO RENEW THE DESIGNATION.
CONTINUATION OF SCHEDULE H, PART V, LINE 11 - THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY (SCHC) INITIATED A MENTAL/ EMOTIONAL/BEHAVIORAL (MEB) WORKGROUP TO DISCUSS SUICIDE PREVENTION EFFORTS IN THE COMMUNITY. IN MARCH 2017, SCHC AND SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES HELD A SUICIDE PREVENTION DAY OF DIALOGUE THAT BROUGHT TOGETHER COALITION PARTNERS, STATE LEADERS, COMMUNITY BASED ORGANIZATIONS, MEMBERS OF THE COMMUNITY TO DISCUSS THE ISSUE OF SUICIDE IN THE COMMUNITY AND WHAT CAN BE DONE TO PREVENT IT. ABOUT 30 INDIVIDUALS ATTENDED THE FORUM. THE SECOND HALF OF THE DAY WAS SPENT ON TRAINING THE GROUP IN THE EVIDENCE-BASED SUICIDE PREVENTION TRAINING CALL "QUESTION, PERSUADE, REFER." IT WAS IMPORTANT TO GIVE PARTICIPANTS PRACTICAL SKILLS TO TAKE BACK TO USE IN THEIR ORGANIZATIONS OR LIVES AS WELL AS START THE BROADER CONVERSATION ABOUT SUICIDE PREVENTION IN THE COMMUNITY. FROM THIS DAY OF DIALOGUE, SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES HAS DECIDED TO RE-ENGAGE A PREVIOUSLY FORMED SUICIDE PREVENTION COALITION. THIS GROUP WILL LOOK AT COUNTY LEVEL DATA AND DEVELOP STRATEGIES TO IMPROVE SUICIDE PREVENTION EFFORTS INCLUDING TRAINING IN THE COMMUNITY. THE COALITION IS STILL INTERESTED IN OFFERING MENTAL HEALTH FIRST AID TRAININGS IN THE COMMUNITY AS AN ADDITIONAL EVIDENCE-BASED INTERVENTION; HOWEVER THE COST OF DOING SO HAS BECOME A BARRIER. - ELLIS MEDICINE HAS ASSISTED IN PLANNING WORKGROUP MEETINGS AS WELL AS PROVIDING INPUT DURING THESE GROUPS. THEIR ACCESS TO PRIMARY CARE DOCTORS AS WELL AS MENTAL HEALTH PROFESSIONALS REMAINS OF KEY IMPORTANCE IN MOVING THIS WORK FORWARD. - THE SCHENECTADY COMMUNITY RECOGNIZES SUICIDE PREVENTION AS AN IMPORTANT TOPIC TO INVESTIGATE. A SPECIFIC STRENGTH WE HAVE IN THIS AREA IS TOPIC EXPERTISE. WE HAVE A COALITION MEMBER WHO RETIRED FROM THE NEW YORK STATE SUICIDE PREVENTION CENTER AND THUS HAS VAST KNOWLEDGE IN THIS TOPIC THEY ARE ABLE TO SHARE. THIS PERSON IS ALSO CERTIFIED TO TEACH IN A NUMBER OF SUICIDE PREVENTION TRAININGS INCLUDING: ASIST (APPLIED SUICIDE INTERVENTION SKILLS TRAINING), SAFE TALK (SUICIDE AWARENESS FOR EVERYONE TELL ASK LISTEN KEEP SAFE), AND QPR (QUESTION, PERSUADE, REFER). - A CHALLENGE WE FACED WAS GETTING MOMENTUM GOING FOR THE TOPIC OF SUICIDE PREVENTION AND PREVENTION OF MEB DISEASE. THE COMMUNITY UNDERSTANDS THE MAGNITUDE OF THE ISSUE BUT DOESN'T FEEL CONFIDENT IN THE PREVENTION EFFORTS. THIS WAS ADDRESSED BY INTRODUCING THE TOPIC OF ADVERSE CHILDHOOD EXPERIENCES (ACES) AND TRAUMA PREVENTION TO THE COALITION. THESE TOPICS IMPACT THE DEVELOPMENT OF MEB DISEASES AND SUICIDE RATES BUT HAVE ROOT CAUSES THAT ARE BROADER THAN JUST SUICIDE. THE GOAL OF PRESENTING HIGHER UPSTREAM CAUSES WAS TO HAVE COALITION MEMBERS IDENTIFY THE TOPICS THEY CAN WORK ON THAT WILL ULTIMATELY AFFECT SUICIDE RATES. - THE ELLIS PEDIATRIC HEALTH CENTER RECEIVED A THREE-YEAR (EXTENDED TO FOUR YEARS) $354,500 GRANT FROM THE NEW YORK STATE OFFICE OF MENTAL HEALTH TO IMPLEMENT THE HEALTHY STEPS PROGRAM SUPPORTING AT-RISK FAMILIES WITH CHILDREN FROM BIRTH TO THREE YEARS OLD. THE GRANT ENABLED HIRING A HEALTHY STEPS SPECIALIST WHO IS ENGAGED IN EXPANDING AWARENESS OF THE ADVERSE CHILDHOOD EXPERIENCES (ACES) CONCEPT THROUGHOUT THE COMMUNITY. DURING 2018 AND 2019 ELLIS EXPLORED POTENTIAL OPPORTUNITIES TO SUSTAIN THE PROGRAM AFTER THE GRANT TERMINATED IN 2020. A COLLABORATION WAS DEVELOPED WITH THE SCHENECTADY COMMUNITY ACTION PROGRAM (SCAP) WHICH SUCCESSFULLY APPLIED FOR AND RECEIVED A FEDERAL "PROJECT LAUNCH" GRANT (ONE OF ONLY 18 NATIONWIDE) TO, AMONG OTHER PROJECTS, SUPPORT THE HEALTHY STEPS PROGRAM FOR AN ADDITIONAL FIVE YEARS THROUGH SUB-CONTRACT. - THE OFFICE OF COMMUNITY SERVICES PROVIDED TRAUMA-INFORMED CARE TRAINING FOR SCHENECTADY COUNTY FOSTER PARENTS, AVERAGING 15 PARTICIPANTS EACH. ADDITIONALLY, OCS TRAINED ELLIS MEDICINE'S OUTPATIENT ADULT MENTAL HEALTH CLINIC STAFF ON TRAUMA-INFORMED CARE AND SUICIDE PREVENTION; 45 PARTICIPANTS ATTENDED THAT TRAINING. A TRAUMA-INFORMED CARE TRAINING CLASS WAS HOSTED BY THE UNIVERSITY AT ALBANY SCHOOL OF SOCIAL WELFARE; 10 PEOPLE FROM SCHENECTADY COUNTY ATTENDED. THE TITLE WAS "TRAUMA PAST TRAUMA PRESENT: UNDERSTANDING AND APPLYING IMPORTANT SKILLS IN TRAUMA INFORMED PHASE ORIENTED TREATMENT." THE TRAINER WAS DR. ALLISON JACKSON. - SCHENECTADY CITY SCHOOL DISTRICT IS ALSO ENGAGED IN WORK AROUND TRAUMA, CREATING TRAUMA-SENSITIVE SCHOOLS. IN MAY 2018, SCHENECTADY HIGH SCHOOL HELD A MENTAL HEALTH FAIR IN THE EVENING FOR BOTH STUDENTS AND PARENTS. NUMEROUS COMMUNITY RESOURCES WERE SHARED AND THEN A SCREENING OF THE FILM "RESILIENCE" WAS HELD WITH A DISCUSSION PANEL AFTER. OVER 100 PEOPLE ATTENDED THE EVENT. - THE DUAL RECOVERY TASK FORCE, LED BY THE OFFICE OF COMMUNITY SERVICES, MEETS NINE TIMES A YEAR WITH AN AVERAGE ATTENDANCE OF 16 INDIVIDUALS. THE DUAL RECOVERY TASK FORCE INCLUDES PROVIDERS FROM BOTH MENTAL HEALTH AND SUBSTANCE ABUSE, MAKING AN IMPORTANT CONNECTION FOR TREATING THOSE WITH DUAL DIAGNOSES. THE GROUP HAD 13 DIFFERENT PRESENTATIONS AT THEIR MEETINGS ABOUT COMMUNITY RESOURCES FOR THOSE WITH A DUAL DIAGNOSIS. PROGRAMS THAT PRESENTED RANGED FROM OUTPATIENT MENTAL HEALTH CLINICS, TO HARM REDUCTION SERVICES AND HOUSING. THESE PRESENTATIONS BY COMMUNITY PROVIDERS ARE AN IMPORTANT STEP IN PROMOTING THEIR PROGRAMS AND MAKING SURE THE COMMUNITY IS AWARE OF ALL AVAILABLE RESOURCES. - FOR 2018-2020, THE TRAUMA INFORMED CARE WORKGROUPS THAT WERE ESTABLISHED IN 2017 MERGED INTO ONE GROUP UNDER THE NEW TITLE OF "TRAUMA-INFORMED COMMUNITY WORKGROUP." THIS GROUP HELD A BRAINSTORMING SESSION TO DETERMINE A MISSION, VISION, GOALS AND COMMON DEFINITIONS OF TRAUMA LANGUAGE (TRAUMA-INFORMED CARE, ACES, TOXIC STRESS, AND RESILIENCE). ONE OF THE GOALS OF THE GROUP WAS TO DETERMINE A BASELINE OF TRAUMA-INFORMED PRACTICES EACH PARTICIPATING ORGANIZATION IS USING. THIS BASELINE WOULD HELP DETERMINE NEXT STEPS FOR TRAINING NEEDS OF COMMUNITY BASED ORGANIZATIONS. THE GROUP DECIDED TO UTILIZE COORDINATED CARE SERVICES, INC.'S TOOL CALLED THE "TRAUMA-INFORMED CARE ORGANIZATIONAL SELF-ASSESSMENT TOOL" (TIC OSAT) FOR EACH ORGANIZATION. DURING THE FALL OF 2018, 11 ORGANIZATIONS REPRESENTED ON THE WORKGROUP COMPLETED SURVEYS USING THE TIC OSAT. THE SURVEY DIVIDES RESULTS INTO STAFF AND LEADERSHIP. LEADERSHIP AT THE 11 ORGANIZATIONS COMPLETED 36 SURVEYS AND STAFF COMPLETED 175. THE TIC OSAT SOFTWARE GENERATES REPORTS FOR EACH ORGANIZATION AND AN OVERALL REPORT COMBINING ALL ORGANIZATIONS. THE WORKGROUP ANALYZED THE RESULTS AT A MEETING IN NOVEMBER 2018 AND DETERMINED THAT WORKFORCE DEVELOPMENT AROUND TRAUMA-INFORMED CARE WAS WHERE THE WORK OF THE GROUP SHOULD START. THIS WAS FURTHER EXPLORED IN 2019. ONE EXCITING RESOURCE THAT THE GROUP WILL USE, AND SOME HAVE USED ALREADY, IS AN ONLINE LEARNING PROGRAM CALLED "INTRODUCTION TO ADVERSE CHILDHOOD EXPERIENCES FOR HEALTHCARE PROFESSIONALS." IT WAS DEVELOPED BY THE ALLIANCE FOR BETTER HEALTH'S (THE LOCAL DSRIP PPS) MEB WORKGROUP AND IS BROKEN DOWN INTO THREE MODULES THAT CAN BE TAKEN ALL TOGETHER OR AT DIFFERENT TIMES. THE COURSE PROVIDES A PRE- AND POST-TEST TO ASSESS KNOWLEDGE. - A "SAFE TALK" TRAINING CLASS WAS HELD ON AUGUST 27, 2018 AT THE MAIN BRANCH OF THE SCHENECTADY COUNTY LIBRARY WHERE 30 PEOPLE WERE TRAINED. THIS TRAINING WAS HOSTED BY NORTHERN RIVERS AND THE SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES.
CONTINUATION OF SCHEDULE H, PART V, LINE 11 - SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES LEADS THE SCHENECTADY COUNTY SUICIDE PREVENTION COALITION WHICH WAS REESTABLISHED IN 2017 FOLLOWING A PERIOD WITHOUT MEETING. THE GROUP HAS REPRESENTATION FROM THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY, AS WELL AS OTHERS WHO ARE NOT REPRESENTED IN THE LARGER COALITION, FOR A TOTAL LISTSERV MAILING LIST OF 50 INDIVIDUALS. THERE ARE FOUR QUARTERLY MEETINGS OF THE SUICIDE PREVENTION COALITION. THE SUICIDE PREVENTION COALITION ESTABLISHED FOUR PRIORITY AREAS TO WORK ON AS A GROUP. THESE INCLUDE: 1) CHANGE AND ELIMINATE STIGMA, 2) INCREASE COMMUNITY INVOLVEMENT, 3) ENCOURAGE NETWORKING BETWEEN PROVIDERS OF SERVICE AND THE COMMUNITY, AND 4) INCREASE PEER SERVICES. THE COALITION ESTABLISHED WORKGROUPS AROUND THESE TOPICS AREAS AND IS WORKING TO DETERMINE NEXT STEPS FOR THE WORKGROUPS. THE COALITION HAS STRUGGLED TO MAINTAIN INVOLVEMENT OVER TIME, AND BRAINSTORMING ABOUT HOW TO ADDRESS THIS ISSUE HAS OCCURRED DURING MEETINGS OF THE GROUP. IN 2019, A MISSION STATEMENT AND GOALS WAS DEVELOPED BY THE GROUP TO BETTER BE ABLE TO MARKET THE COALITION TO PARTNERS. THE SUBSTANCE USE DISORDER PREVENTION COALITION IS ANOTHER GROUP WORKING ON MEB AND SUBSTANCE USE PREVENTION IN THE COMMUNITY. THE COALITION IS CO-LED BY THE SCHENECTADY COUNTY OFFICE OF COMMUNITY SERVICES AND NEW CHOICES RECOVERY CENTER. THE GROUP DEVELOPED AND DISTRIBUTED A RESOURCE LIST FOR PARTNERS TO PROMOTE THE EXISTING MENTAL HEALTH AND SUBSTANCE USE DISORDER RESOURCES IN THE COMMUNITY. ADDITIONAL ACTIVITIES INCLUDE PROMOTING COMMUNITY EVENTS, SUCH AS RECOVERY NETWORKS, AND DRUG TAKE BACK DAYS, AND REVIEWING DATA TO SET PRIORITIES. - ON JULY 25, 2018, A MENTAL HEALTH FIRST AID TRAINING WAS HELD IN SCHENECTADY WITH 32 PARTICIPANTS. THIS TRAINING WAS OFFERED FOR FREE THROUGH MENTAL HEALTH ASSOCIATION IN NEW YORK STATE (MHANYS). COST OF THESE TRAININGS IS A BARRIER TO OFFERING THEM MORE OFTEN; HOWEVER WHEN THEY ARE AVAILABLE FOR LOW OR NO COST, THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY PROMOTES THEM TO THE GROUP. THEY ARE ALSO PROMOTED THROUGH THE SUICIDE PREVENTION COALITION AND ITS WORKGROUPS. INAPPROPRIATE EMERGENCY DEPARTMENT UTILIZATION: -ELLIS LED CREATION OF TWO REGION-WIDE HEALTH INNOVATIONS COLLABORATIONS A MEDICARE MSSP ACO ("INNOVATIVE HEALTH ALLIANCE OF NEW YORK" (IHANY)) AND A MEDICAID DSRIP PPS ("ALLIANCE FOR BETTER HEALTH" (AFBH)) BOTH WITH GOALS OF REDUCING INAPPROPRIATE HOSPITAL UTILIZATION. - BOTH COLLABORATIONS WERE APPROVED FOR INAUGURATION IN 2015 THE ACO ON JANUARY 1 AND THE PPS ON APRIL 1. - IHANY ADOPTED THE GOAL OF REDUCING INAPPROPRIATE HOSPITAL EMERGENCY DEPARTMENT UTILIZATION AS PART OF A COMPREHENSIVE PROGRAM INTENDING TO REDUCE COSTS AND PRODUCE SHARED SAVINGS. AFBHC IS REQUIRED BY THE STATE TO REDUCE INAPPROPRIATE HOSPITAL UTILIZATION (BOTH EMERGENCY DEPARTMENT AND INPATIENT) BY 25% OVER A FIVE YEAR PERIOD. IHANY WAS SUCCESSFUL IN REDUCING EMERGENCY DEPARTMENT USE BY ITS ATTRIBUTED PATIENTS DURING ITS FIRST YEAR OF OPERATIONS. ADOLESCENT (TEEN) PREGNANCY: - ELLIS, THE SCHENECTADY CITY SCHOOL DISTRICT, PLANNED PARENTHOOD MOHAWK HUDSON, THE ALLIANCE FOR POSITIVE HEALTH (FORMERLY THE AIDS COUNCIL), AND THE SCHENECTADY TEEN AND ADULT COALITION (STAC) WORKED TO CONSIDER CAUSES AND SOLUTIONS TO THE CONSISTENTLY HIGH RATES OF ADOLESCENT PREGNANCY IN CERTAIN NEIGHBORHOODS. - THE PROJECT ENGAGED ADOLESCENTS/TEENAGERS IN FOCUS GROUP AND MULTIPLE MEETINGS. A GAP IN HEALTH EDUCATION AT LOCAL SCHOOLS WAS IDENTIFIED. AFTER MOST HEALTH EDUCATION TEACHERS HAD BEEN LAID OFF DUE TO BUDGET CUTS, STUDENTS ARE RECEIVING NO HEALTH EDUCATION CLASSES BETWEEN 6TH GRADE AND 10TH GRADE. PLANNED PARENTHOOD ARRANGED STUDENT HEALTH EDUCATION ASSEMBLIES IN 2016 AND 2018, AND IS SEEKING TO REINTRODUCE MIDDLE SCHOOL HEALTH CLASSES. - THE SCHENECTADY FOUNDATION'S "CALL TO ACTION FOR SCHENECTADY'S YOUTH" GRANT PROGRAM IS PROVIDING FUNDING FOR THE "CRADLE PROJECT," A MULTIMEDIA PROJECT THAT IS FOCUSING A LENS ON SCHENECTADY'S HIGH RATE OF TEENAGE PREGNANCY THE HIGHEST IN THE CAPITAL REGION AND ITS TOLL ON THE COMMUNITY. DOZENS OF LOCAL YOUTH ARE INVOLVED IN WRITING ORIGINAL MUSIC AND DIALOG, PERFORMING AND PRODUCING "CRADLE," A DOCUMENTARY FILM ABOUT TEEN PREGNANCY. THE FILM DEBUTED IN 2019 AT PROCTORS THEATRE IN SCHENECTADY. THE CRADLE PROJECT WILL ALSO INCLUDE MUSIC VIDEOS AND FORUMS ABOUT SEXUAL HEALTH AND PROFESSIONAL DEVELOPMENT. ARTHRITIS AND DISABILITY: - AS THIS NEED WAS NOT CATEGORIZED AMONG THE TOP PRIORITIES IN THE DEVELOPMENT OF THE CHNA, RESOURCES WERE DEVOTED TO OTHER HIGHER PRIORITY PROJECTS. DENTAL HEALTH: - IN 2015, ELLIS RECEIVED THE FINAL PAYMENT OF A $250,000 "MEMBER ITEM" GRANT FROM THEN-STATE SENATOR HUGH T. FARLEY WHICH WAS USED TO ACQUIRE EQUIPMENT FOR THE PEDIATRIC DENTAL PROGRAM. ELLIS DENTAL CARE EXPANDED SERVICES TO LOW-INCOME PATIENTS; INCLUDING THE NEW FACILITIES FOR PEDIATRIC DENTAL SURGERY AND A PROGRAM FOR PARENTS AND FAMILIES OF PEDIATRIC DENTAL PATIENTS. - DURING 2016, THE ELLIS DENTAL HEALTH CENTER APPLIED FOR AND RECEIVED DESIGNATION AS A NATIONAL HEALTH SERVICE CORPS (NHSC) PRACTICE SITE. THE SITE, HOWEVER, CHOSE NOT TO RENEW THE DESIGNATION. FALLS: - THE 2013 CHNA IDENTIFIED PARTICULARLY HIGH FALLS MORTALITY IN THE COMMUNITY, AND A HIGH NUMBER OF FALLS IN ONE NEIGHBORHOOD. DATA ANALYSIS AND "DRILLING DOWN" IDENTIFIED A LARGE SENIOR HOUSING FACILITY IN THIS NEIGHBORHOOD AS THE FALLS "HOT SPOT." - ELLIS STAFF MET WITH ADMINISTRATORS AT THE FACILITY ON SEVERAL OCCASIONS. UNION COLLEGE STUDENTS WERE ENGAGED TO ASSIST THE FACILITY STAFF TO TRACK INDICATORS AND TRENDS. - HAVING IDENTIFIED THE ISSUE AT ONE SENIOR HOUSING FACILITY, AMBULANCE CALL DATA WERE OBTAINED FROM THE LOCAL AMBULANCE COMPANY IN AN EFFORT TO ANALYZE THE PREVALENCE OF FALLS AT OTHER SENIOR FACILITIES. - SCHENECTADY COUNTY PUBLIC HEALTH SERVICES AND SCHENECTADY COUNTY SENIOR AND LONG TERM CARE SERVICES PARTNERED TO OFFER TAI CHI FOR ARTHRITIS CLASSES IN THE COMMUNITY TO HELP PREVENT FALLS IN OLDER ADULTS. - AS PART OF THE WORK OF THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY, THE SCHENECTADY COUNTY LEAGUE OF WOMEN VOTERS (LWV) UNDERTOOK LEAD ACTIVITIES FOR A "FALLS PREVENTION WORK GROUP." THE WORK GROUP MET REGULARLY AND ENGAGED EXPERTS FROM THE STATE DEPARTMENT OF HEALTH, SENIOR CITIZEN ORGANIZATIONS, REHABILITATION FACILITIES, AND LOCAL GOVERNMENT AGENCIES. THE LWV BECAME UNABLE TO LEAD THE GROUP AS OF EARLY 2017, AND THE GROUP CEASED TO MEET. FOOD INSECURITY: - THE FOCUS ON FOOD INSECURITY CAME FROM A 2013 UMATTER SCHENECTADY SURVEY FINDING THAT THE MAJORITY OF RESIDENTS IN THREE SCHENECTADY NEIGHBORHOODS (HAMILTON HILL, EASTERN AVENUE, AND CENTRAL STATE) HAD RUN OUT OF FOOD AT LEAST ONCE IN THE PAST YEAR. INTERESTINGLY, THIS FINDING CORRELATED WITH THE PREVALENCE OF SEVERE OBESITY (BMI >35) WHICH IS MORE THAN DOUBLE FOR PEOPLE WHO RUN OUT OF FOOD EVERY MONTH OR NEARLY EVERY MONTH THAN FOR THOSE WHO NEVER RUN OUT OF FOOD. - A PARTNERSHIP INCLUDING SCHENECTADY COMMUNITY ACTION PROGRAM, CITY MISSION OF SCHENECTADY, ELLIS HOSPITAL, AND THE SCHENECTADY FOUNDATION OBTAINED A GRANT FROM THE ROBERT WOOD JOHNSON FOUNDATION TO SUPPORT A "COMMUNITY COACH" FROM THE UNIVERSITY OF WISCONSIN POPULATION HEALTH INSTITUTE. THE "COACH" CONVENED A SERIES OF TELEPHONE CONFERENCES AND AN ON-SITE VISIT TO HELP FOCUS COMMUNITY RESOURCES AND THINKING. - AS A RESULT OF THE COACHING, THE PARTNERSHIP DEVELOPED A COMMUNITY PLAN INCLUDING ASSET MAPPING AND A ROOT CAUSE ANALYSIS, AND DEVELOPED COLLABORATION WITH THE SCHENECTADY COUNTY FOOD PROVIDERS GROUP. NO CLEAR, SINGLE, CAUSE WAS FOUND, ALTHOUGH THERE WAS SOME EVIDENCE THAT SOME SERVICE GAPS (E.G., FEW FOOD PANTRIES ARE OPEN ON WEEKENDS) AND INEFFICIENCIES IN THE DISTRIBUTION SYSTEM MAY BE CONTRIBUTORS. - ELLIS HOSPITAL, SCPHS, AND THEIR PARTNERS WORKED WITH TWO GRANTS (A ROBERT WOOD JOHNSON FOUNDATION ROADMAPS TO HEALTH ACTION AWARD AND PARTNERSHIPS TO IMPROVE COMMUNITY HEALTH) TO IMPROVE ACCESS TO HEALTHY FOODS. THESE EFFORTS RESULTED IN DEVELOPMENT OF A SCHENECTADY FOOD RESOURCE MAP ACCESSIBLE FROM PORTABLE DEVICES SUCH AS SMARTPHONES, WHICH SHOWED THE LOCATIONS OF SUCH RESOURCES AS SOUP KITCHENS, FOOD PANTRIES, AND STORES WHICH ACCEPT ELECTRONIC BENEFIT CARDS. THE RESOURCE MAP WAS ALSO DEVELOPED INTO A MOBILE PHONE APPLICATION, CALLED "FOOD 4 SCHDY." THE APP ALLOWED USERS TO VIEW THE RESOURCE MAP USING THEIR SMARTPHONE'S LOCATION AND GET DIRECTIONS TO THE RESOURCES. - THE PICH GRANT ALSO SUPPORTS POLICY, SYSTEMS, AND ENVIRONMENTAL IMPROVEMENTS AT FOOD PANTRIES WITHIN THE COUNTY TO INCREASE ACCESS TO HEALTHY FOODS. THIS GRANT SUPPORTED THE OPENING OF A NEW FOOD PANTRY IN THE 12308 ZIP CODE (NORTHSIDE NEIGHBORHOOD), WHICH IS AN UNDERSERVED AREA OF THE COUNTY.
CONTINUATION OF SCHEDULE H, PART V, LINE 11 - AS PART OF THE PICH GRANT, A COMMUNITY WIDE FOOD PLAN WAS DEVELOPED WITH GOALS, STRATEGIES AND EVIDENCE BASED ACTIVITIES TO ADDRESS FOOD INSECURITY IN THE COMMUNITY. - PHYSICIANS AT THE ELLIS FAMILY HEALTH CENTER CONTINUE TO PROMOTE FRESH FRUIT AND VEGETABLE CONSUMPTION AMONG PATIENTS. NEIGHBORHOOD SAFETY: - ELLIS AND THE CITY OF SCHENECTADY PARTICIPATED ON SEVERAL INITIATIVES TO STABILIZE THE NORTHSIDE/GOOSE HILL NEIGHBORHOOD WHERE THE NOTT STREET CAMPUS IS LOCATED. THESE INCLUDE A "WALK TO WORK" INITIATIVE AND A PROGRAM TO PROMOTE HOME OWNERSHIP ("HOME OWNERSHIP MADE EASY" (HOME)). IN ADDITION, CONSTRUCTION AT THE NOTT STREET CAMPUS INCLUDED NEW SIDEWALKS AND IMPROVED STREET LIGHTING, BOTH ISSUES OF NEIGHBORHOOD SAFETY WHICH HAD BEEN IDENTIFIED IN THE CHNA. - ELLIS WAS INVITED BY THE NEW YORK STATE HEALTH FOUNDATION TO APPLY FOR A COMMUNITY-WIDE "HEALTHY NEIGHBORHOODS FUND" GRANT. THE APPLICATION WAS SUBMITTED BUT NOT FUNDED. PROGRAMS FOR YOUTH AND ADOLESCENTS: - IN DECEMBER 2014, THE SCHENECTADY FOUNDATION HOSTED A CONFERENCE ENTITLED "BRIDGES TO YOUTHS" TO BETTER UNDERSTAND THE NEEDS OF SCHENECTADY'S YOUTH. - THE CONFERENCE LED TO THE "CALL TO ACTION FOR SCHENECTADY'S YOUTH." SINCE ITS LAUNCH, THE SCHENECTADY FOUNDATION HAS SO FAR INVESTED $770,000 IN EIGHT PROGRAMS WITH THE POTENTIAL TO BRING POWERFUL AND POSITIVE CHANGE TO SCHENECTADY'S YOUTH. CALL TO ACTION FOR YOUTH IS A THREE-YEAR, $2 MILLION COMMUNITY-WIDE EFFORT TO EMPOWER CHILDREN AND TEENS THAT FACE SIGNIFICANT BARRIERS TO SUCCESS. GRANTS INCLUDE SUPPORT OF SCHOLARSHIPS, JOB TRAINING, AND SPORTS PROGRAMS FOR YOUTH. COMMUNITY AND COALITION BUILDING: - ELLIS AND SCPHS CONTINUE TO LEAD AND PARTICIPATE IN NUMEROUS COMMUNITY COALITIONS. THESE INCLUDE THE SCHENECTADY COALITION FOR A HEALTHY COMMUNITY, THE SCHENECTADY STRATEGIC ALLIANCE FOR HEALTH, AND THE HEALTHY CAPITAL DISTRICT INITIATIVE. - IN ADDITION, DURING 2014 ELLIS UNDERTOOK TWO MAJOR BUSINESS INITIATIVES PROMOTING BROAD COALITIONS OF HEALTHCARE PROVIDERS. A MEDICARE SHARED SAVINGS PROGRAM ACCOUNTABLE CARE ORGANIZATION (MSSP ACO) PARTNERED THREE HOSPITAL SYSTEMS, AN FQHC, AND SEVERAL COMMUNITY MEDICAL PRACTICES. A NEW YORK STATE MEDICAID DELIVERY SYSTEM REFORM INCENTIVE PAYMENT PROGRAM PERFORMING PROVIDER SYSTEM (DSRIP PPS) PARTNERED THE SAME THREE HOSPITAL SYSTEMS, TWO FQHCS, AND TWO LARGE COMMUNITY MEDICAL PRACTICES, ALONG WITH MORE THAN 50 COMMUNITY AGENCIES. BOTH WERE APPROVED BY THEIR RESPECTIVE REGULATORS TO START OPERATIONS IN 2015. - THE MSSP ACO (INNOVATIVE HEALTH ALLIANCE OF NEW YORK, OR IHANY) WAS APPROVED TO START OPERATIONS ON JANUARY 1, 2015, AND THE DSRIP PPS (ALLIANCE FOR BETTER HEALTH, OR AFBH) TO BEGIN ON APRIL 1, 2015. EACH WAS ESTABLISHED AS A SEPARATE LIMITED LIABILITY COMPANY (LLC) AND EACH UNDERTOOK TO ADOPT AN OPERATING AGREEMENT AND SEAT A BOARD OF DIRECTORS. THE DSRIP PPS RECEIVED SCHEDULED FUNDING FROM THE NEW YORK STATE DEPARTMENT OF HEALTH UNDER A FIVE-YEAR AGREEMENT. THE MSSP ACO WAS FUNDED BY CAPITAL CONTRIBUTIONS FROM THE TWO MEMBERS OF THE LLC (ELLIS HOSPITAL AND ST. PETER'S HEALTH PARTNERS), AND HAS NOT ACHIEVED "SHARED SAVINGS." IN 2017, ELLIS WITHDREW AS AN EQUITY PARTNER OF THE MSSP ACO, BUT REMAINS A CLINICAL PARTNER. IN FALL 2017, THE FEDERAL CENTERS FOR MEDICARE AND MEDICAID SERVICES (CMS) APPROVED RENEWAL OF IHANY'S MSSP ACO AGREEMENT FOR ANOTHER THREE YEARS. ALTHOUGH THE STATE'S DSRIP PROGRAM GRANTS ENDED IN 2019, AFBH CONTINUED INTO 2020 AS AN INDEPENDENT PRACTICE ASSOCIATION (IPA) USING ACCUMULATED FUNDS AND NEW REVENUES. COMMUNITY HEALTH IMPROVEMENT: - ELLIS CONTINUED PROGRAMS OF COMMUNITY AND PATIENT EDUCATION AND SUPPORT. HEALTH PROFESSIONS EDUCATION: - ELLIS, THE ONLY HOSPITAL IN THE REGION TO SPONSOR BOTH PHYSICIAN EDUCATION AND NURSING EDUCATION, CONTINUED TO PROVIDE A BROAD VARIETY OF HEALTH PROFESSIONS EDUCATION PROGRAMS INCLUDING THE BELANGER SCHOOL OF NURSING, THE FAMILY MEDICINE RESIDENCY, THE GENERAL DENTAL RESIDENCY, GRAND ROUNDS AND OTHER CONTINUING PROFESSIONAL EDUCATION PROGRAMS. ELLIS ALSO SERVES AS A TRAINING AND PRECEPTORSHIP SITE FOR NUMEROUS COMMUNITY-BASED HEALTH PROFESSIONS EDUCATION PROGRAMS. UNREIMBURSED COSTS OF HEALTH PROFESSIONS EDUCATION ARE REPORTED IN PART I OF SCHEDULE H. SUBSIDIZED AND FREE HEALTH SERVICES: - ELLIS CONTINUED TO PARTICIPATE IN GOVERNMENT INSURANCE PROGRAMS INCLUDING MEDICARE AND MEDICAID, WHILE PROVIDING REDUCED RATES AND CHARITY CARE FOR SELF-PAY PATIENTS, AS DETAILED IN PARTS I AND III OF SCHEDULE H. MEDICARE, MEDICAID, AND FINANCIAL ASSISTANCE (CHARITY CARE) COVERED ABOUT TWO-THIRDS OF INPATIENT DISCHARGES DURING RECENT YEARS.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ELLIS HOSPITAL
D/B/A ELLIS MEDICINE
Employer identification number

14-1338428
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) ELLIS NOTT STREET PHARMACY LLC
1101 NOTT STREET
SCHENECTADY,NY12308
81-5395445
RETAIL PHARMACY NY 158,436 1,506,014 ELLIS HOSPITAL
 










Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)VISITING NURSE SERVICE ASSOCIATION OF SCHENECTADY
108 ERIE BOULEVARD

SCHENECTADY,NY12305
14-1338478
HOME HEALTH CARE NY 501(C)(3) 3 ELLIS HOSPITAL
 
Yes
 
(2)VOLUNTEER AIDES OF ELLIS HOSPITAL
1101 NOTT STREET

SCHENECTADY,NY12308
14-6004058
PROVIDE VOLUNTEER SUPPORT TO THE HOSPITAL NY 501(C)(3) PF N/A
 
No










For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
Yes
 
e Loans or loan guarantees by related organization(s) ............................
1e
Yes
 
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) VISITING NURSE SERVICE ASSOCIATION

E 7,540,717 CASH
(2) VISITING NURSE SERVICE ASSOCIATION

D 107,872 CASH
(3) VISITING NURSE SERVICE ASSOCIATION

R 700,791 CASH



Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R (Form 990) 2020

Additional Data


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