| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 8,900 | 0 | 8,900 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| MERRILL LYNCH - 22X - 63A11 | 656,862 | 1,604,373 |
| MERRILL LYNCH - 7ZB - 32281 | 1,276,604 | 3,938,315 |
| FIDELITY - Z40-057719 | 1,184,081 | 2,088,854 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| QVT SLV OFFSHORE LTD. | AT COST | 1,199,253 | 979,350 |
| QVT FAMILY OFFICE OFFSHORE LP | AT COST | 5,453,425 | 8,416,822 |
| ALMITAS OPPORTUNITY | AT COST | 1,315,424 | 1,544,905 |
| ALMITAS TACTICAL | AT COST | 628,955 | 840,195 |
| HG VORA SPECIAL | AT COST | 1,231,855 | 1,231,855 |
| RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND LLC | AT COST | 1,316,347 | 1,395,079 |
| RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC | AT COST | 2,851,412 | 3,104,115 |
| HG VORA OPPORTUNISTIC | AT COST | 591,044 | 591,044 |
| QVT FINANCIAL INVESTMENT | AT COST | 184,289 | 177,314 |
| LUGARD ROAD | AT COST | 250,000 | 273,996 |
| QVT FOURTH AVENUE | AT COST | 500,000 | 508,486 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJUSTMENT | 1,000,000 |
| EXCESS OF FAIR MARKET VALUE OVER COST OF CONTRIBUTED STOCK | 3,062,111 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NYS FILING FEE | 750 | 0 | 750 | |
| OTHER DEDUCTIONS | 1,642 | 1,642 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OTHER INCOME | 86,306 | 86,306 | 86,306 |
| Description | Amount |
|---|---|
| VALUATION ADJUSTMENT | 286 |
| PRIOR PERIOD EXCESS OF FAIR MARKET VALUE OVER COST OF CONTRIBUTED STOCK | 1,648,030 |
| Name | Address |
|---|---|
| ARTHUR P CHU JARIYA WANAPUN |
1 WEST 72ND STREET APT 67 NEW YORK,NY10023 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 1,565 | 1,565 | 0 | |
| FEDERAL EXCISE TAX | 21,688 | 0 | 0 |