-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
10-01-2019
, and ending
09-30-2020
Name of foundation
ANNA W THORNTON & ALEXANDER P THORNTON
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
75-6496915
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,069,168
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
45,124
45,124
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
11,363
b
Gross sales price for all assets on line 6a
817,675
7
Capital gain net income (from Part IV, line 2)
...
11,363
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
3,825
12
Total.
Add lines 1 through 11
........
60,312
56,487
13
Compensation of officers, directors, trustees, etc.
31,834
16,997
14,836
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,163
1,163
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
32,997
18,160
0
14,836
25
Contributions, gifts, grants paid
.......
77,985
77,985
26
Total expenses and disbursements.
Add lines 24 and 25
110,982
18,160
0
92,821
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-50,670
b
Net investment income
(if negative, enter -0-)
38,327
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
1,466
635
635
2
Savings and temporary cash investments
.........
39,605
36,661
36,661
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,214,904
1,217,670
1,504,946
c
Investments—corporate bonds (attach schedule)
.......
544,198
494,510
526,926
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,800,173
1,749,476
2,069,168
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,800,173
1,749,476
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,800,173
1,749,476
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,800,173
1,749,476
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,800,173
2
Enter amount from Part I, line 27a
.....................
2
-50,670
3
Other increases not included in line 2 (itemize)
3
56
4
Add lines 1, 2, and 3
..........................
4
1,749,559
5
Decreases not included in line 2 (itemize)
5
83
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,749,476
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
22. DISNEY WALT CO
2019-10-25
b
5. ACCENTURE PLC
2019-10-25
c
7. ACCENTURE PLC
2019-10-28
d
14. NISOURCE INC
2019-11-11
e
18. NISOURCE INC
2019-11-11
14. NISOURCE INC
2019-11-12
36. NISOURCE INC
2019-11-12
3. NISOURCE INC
2013-02-26
2019-11-12
4. NISOURCE INC
2013-02-26
2019-11-13
15000. U S A NOTES
2010-02-12
2019-11-15
1857.64 VANGUARD TOT BD MKT IDX-ADM
2018-02-15
2019-11-19
20. CELGENE CORP.
2019-11-21
64. CELGENE CORP.
2019-11-21
32. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
3. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
1. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
41. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-26
7. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-27
858.615 FIDELITY 500 INDEX-INST PRM
2018-02-09
2020-01-09
9. CORTEVA INC
2020-01-13
3. CORTEVA INC
2017-02-22
2020-01-13
4. CORTEVA INC
2019-06-27
2020-01-13
8. CORTEVA INC
2020-01-14
9. CORTEVA INC
2020-01-14
3. CORTEVA INC
2019-06-27
2020-01-14
2. CORTEVA INC
2019-06-27
2020-01-14
1. CORTEVA INC
2019-06-27
2020-01-14
10. CORTEVA INC
2020-01-15
12. CORTEVA INC
2020-01-15
5. CORTEVA INC
2019-06-28
2020-01-15
1. CORTEVA INC
2019-06-28
2020-01-15
6. CORTEVA INC
2020-01-15
8. CORTEVA INC
2020-01-15
1. CORTEVA INC
2020-01-15
3. CORTEVA INC
2015-07-15
2020-01-16
2. CORTEVA INC
2015-07-15
2020-01-16
1. CORTEVA INC
2015-07-15
2020-01-16
26. QUALCOMM INC
2019-05-01
2020-01-23
1. QUALCOMM INC
2019-05-01
2020-01-23
13. EOG RESOURCES INC
2020-01-28
2. EOG RESOURCES INC
2016-05-02
2020-01-28
1. EOG RESOURCES INC
2016-05-02
2020-01-29
1. EOG RESOURCES INC
2016-05-02
2020-01-29
1. EOG RESOURCES INC
2016-05-02
2020-01-29
9. EOG RESOURCES INC
2020-01-29
9. EOG RESOURCES INC
2020-01-29
9. EOG RESOURCES INC
2020-01-29
13. EOG RESOURCES INC
2016-03-07
2020-01-30
3. EOG RESOURCES INC
2016-03-07
2020-01-30
5000. US TREAS 1.375% 01/31/20
2016-05-18
2020-01-31
166. ISHARES MSCI ASIAN EX JAPAN
2018-02-09
2020-02-20
278. ISHARES MSCI ASIAN EX JAPAN
2018-02-09
2020-02-20
123. ISHARES MSCI JAPAN ETF
2018-02-09
2020-02-20
187. ISHARES MSCI JAPAN ETF
2018-02-09
2020-02-20
67. ISHARES MSCI JAPAN ETF
2019-10-29
2020-02-20
8. ELECTRONIC ARTS
2020-02-25
12. ELECTRONIC ARTS
2020-02-25
3. ACCENTURE PLC
2014-04-22
2020-02-25
13. ACCENTURE PLC
2020-02-26
619. ISHARES MSCI INDIA ETF
2018-02-09
2020-03-02
32. DISNEY WALT CO
2020-03-04
74. WELLS FARGO & CO NEW
2020-03-04
2. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
1. DUPONT DE NEMOURS INC-WI
2020-03-11
11. DUPONT DE NEMOURS INC-WI
2019-04-08
2020-03-11
38. DUPONT DE NEMOURS INC-WI
2020-03-11
4. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
3. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
6. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-13
492. SPDR S&P OIL & GAS EXP & PR
2018-02-09
2020-03-13
164. VANGUARD MID-CAP VIPERS
2018-06-18
2020-03-13
59. VANGUARD MID-CAP VIPERS
2018-06-18
2020-03-26
20. UNITED TECHNOLOGIES CORP
2020-03-31
6. ABBVIE INC
2019-11-11
2020-04-09
1. ADOBE SYS INC
2012-08-03
2020-04-09
1. ALPHABET INC-CL C
2019-10-25
2020-04-09
1. AMAZON COM INC
2020-02-25
2020-04-09
4. AMERICAN EXPRESS CO
2020-04-09
5. APPLE COMPUTER INC
2006-04-06
2020-04-09
2. AUTOMATIC DATA PROCESSING INC
2019-08-14
2020-04-09
15. BANK OF AMERICA CORPORATION
2013-04-18
2020-04-09
2. BERKSHIRE HATHAWAY INC DEL CL B
2018-10-15
2020-04-09
9. BOSTON SCIENTIFIC CORP
2016-09-15
2020-04-09
5. BRISTOL MYERS SQUIBB CO
2019-11-20
2020-04-09
2. BROADCOM INC
2020-04-09
1. CHARTER COMMUNICATIONS INC-A
2018-04-13
2020-04-09
7. CITIGROUP INC NEW
2017-05-02
2020-04-09
5. COCA-COLA CO
2018-04-13
2020-04-09
9. COMCAST CORP NEW CL A
2019-03-14
2020-04-09
3. COMCAST CORP NEW CL A
2019-05-14
2020-04-09
3. DIAMONDBACK ENERGY INC
2017-05-15
2020-04-09
1. ELECTRONIC ARTS
2019-01-29
2020-04-09
3. FACEBOOK INC-A
2020-01-08
2020-04-09
3. FIDELITY NATL INFORMATION SVCS INC
2019-08-14
2020-04-09
6. FISERV INC
2020-04-09
1. GENERAL DYNAMICS CORP
2018-12-13
2020-04-09
2. HOME DEPOT INC
2011-09-29
2020-04-09
3. HONEYWELL INTL INC
2020-04-09
1. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-04-09
1. INTUIT
2020-02-25
2020-04-09
13. KEYCORP NEW
2020-04-09
3. LILLY ELI & CO
2020-04-09
2. LOWES COS INC
2011-09-28
2020-04-09
7. MARATHON PETROLEUM CORPORATION
2018-07-26
2020-04-09
2. MASTERCARD INC - CLASS A
2009-05-05
2020-04-09
1. MCDONALDS CORP
2019-06-10
2020-04-09
5. MERCK & CO INC
2019-03-14
2020-04-09
12. MICROSOFT CORP
1997-10-16
2020-04-09
6. MONDELEZ INTERNATIONAL-W/I
2016-02-24
2020-04-09
11. MORGAN STANLEY DEAN WITTER & CO NEW
2020-04-09
1. NETFLIX.COM INC
2018-09-13
2020-04-09
2. NEXTERA ENERGY INC
2018-07-18
2020-04-09
3. NORFOLK SOUTHN CORP
2020-04-09
1. NORTHROP GRUMMAN CORP
2019-05-20
2020-04-09
1. NVIDIA CORP
2018-10-08
2020-04-09
5. PAYPAL HOLDINGS INC
2020-03-04
2020-04-09
4. PEPSICO INC
2018-05-22
2020-04-09
13. PFIZER INC
2020-04-09
4. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-04-09
2. PIONEER NAT RES CO
2015-12-09
2020-04-09
3. PROCTER & GAMBLE CO
2019-06-05
2020-04-09
3. ROSS STORES INC
2018-12-11
2020-04-09
3. SALESFORCE.COM INC
2018-10-08
2020-04-09
2. STANLEY BLACK & DECKER,INC.
2020-04-09
5. TEXAS INSTRS INC
2020-01-23
2020-04-09
1. THERMO ELECTRON CORP
2020-01-14
2020-04-09
2. UNION PAC CORP
2018-02-09
2020-04-09
4. UNITEDHEALTH GROUP INC
2020-04-09
1. VERTEX PHARMACEUTICALS INC
2011-12-15
2020-04-09
2. VISA INC CLASS A SHARES
2015-10-19
2020-04-09
2. WASTE CONNECTIONS INC
2020-04-09
1. WEX INC
2016-05-02
2020-04-09
3. YUM BRANDS INC
2020-04-09
4. ZIMMER HLDGS INC
2020-04-09
2. ALLEGION PLC
2015-11-19
2020-04-09
4. LINDE PLC
2019-08-14
2020-04-09
3. CHUBB LTD
2012-01-09
2020-04-09
1. ASML HOLDING NV-NY REG SHS
2020-03-04
2020-04-09
2. NXP SEMICONDUCTORS NV
2020-01-23
2020-04-09
19. COMCAST CORP NEW CL A
2019-03-14
2020-04-16
33. COMCAST CORP NEW CL A
2020-04-16
23. COMCAST CORP NEW CL A
2019-01-29
2020-04-16
3. COMCAST CORP NEW CL A
2019-01-29
2020-04-16
4. ROSS STORES INC
2018-12-11
2020-04-16
6. ROSS STORES INC
2018-12-11
2020-04-16
6. ROSS STORES INC
2020-04-16
19. ROSS STORES INC
2020-04-16
1208.662 DOUBLELINE TTL RTRN BND-I
2012-06-07
2020-04-24
130. VANGUARD MID-CAP VIPERS
2020-04-24
95. MARATHON PETROLEUM CORPORATION
2020-04-27
12. ADOBE SYS INC
2012-08-03
2020-05-04
2. ADOBE SYS INC
2012-08-03
2020-05-04
88. INVESCO QQQ TRUST SERIES 1
2019-07-16
2020-05-06
916.967 DODGE & INTERNATIONAL STOCK FUND
2018-02-09
2020-05-13
5000. US TREAS 3.5% 05/15/20
2016-10-19
2020-05-15
377. ISHARES MSCI CHINA ETF
2020-05-26
151. VANGUARD MID-CAP VIPERS
2018-02-09
2020-05-26
7. ABBVIE INC
2020-05-27
1. ALPHABET INC-CL C
2014-05-08
2020-05-27
1. ALPHABET INC-CL A
2016-07-11
2020-05-27
1. AMAZON COM INC
2020-01-28
2020-05-27
3. AMERICAN EXPRESS CO
2020-05-27
6. APPLE COMPUTER INC
2006-04-06
2020-05-27
2. AUTOMATIC DATA PROCESSING INC
2019-08-14
2020-05-27
1. AUTOMATIC DATA PROCESSING INC
2018-12-03
2020-05-27
18. BANK OF AMERICA CORPORATION
2020-05-27
2. BERKSHIRE HATHAWAY INC DEL CL B
2018-10-15
2020-05-27
11. BOSTON SCIENTIFIC CORP
2016-09-15
2020-05-27
7. BRISTOL MYERS SQUIBB CO
2019-11-20
2020-05-27
2. BROADCOM INC
2013-04-25
2020-05-27
2. CHARTER COMMUNICATIONS INC-A
2020-04-16
2020-05-27
7. CITIGROUP INC NEW
2017-05-02
2020-05-27
5. COCA-COLA CO
2018-04-13
2020-05-27
9. COMCAST CORP NEW CL A
2020-05-27
4. DIAMONDBACK ENERGY INC
2020-05-27
2. ELECTRONIC ARTS
2020-05-27
3. FACEBOOK INC-A
2020-01-08
2020-05-27
2. FIDELITY NATL INFORMATION SVCS INC
2019-08-14
2020-05-27
1. FIDELITY NATL INFORMATION SVCS INC
2015-04-10
2020-05-27
7. FISERV INC
2020-05-27
2. GENERAL DYNAMICS CORP
2018-12-13
2020-05-27
3. HOME DEPOT INC
2011-09-29
2020-05-27
5. HONEYWELL INTL INC
2020-05-27
2. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-05-27
2. INTUIT
2020-05-27
15. KEYCORP NEW
2018-10-19
2020-05-27
4. LILLY ELI & CO
2020-05-27
4. LOWES COS INC
2020-04-16
2020-05-27
3. MASTERCARD INC - CLASS A
2009-05-05
2020-05-27
1. MCDONALDS CORP
2019-06-10
2020-05-27
6. MERCK & CO INC
2019-03-14
2020-05-27
13. MICROSOFT CORP
1997-10-16
2020-05-27
8. MONDELEZ INTERNATIONAL-W/I
2020-05-27
12. MORGAN STANLEY DEAN WITTER & CO NEW
2013-11-12
2020-05-27
1. NETFLIX.COM INC
2018-09-13
2020-05-27
2. NEXTERA ENERGY INC
2020-05-04
2020-05-27
2. NORFOLK SOUTHN CORP
2018-05-15
2020-05-27
2. NORTHROP GRUMMAN CORP
2020-05-27
2. NVIDIA CORP
2018-10-08
2020-05-27
1. O'REILLY AUTOMOTIVE INC
2020-04-16
2020-05-27
6. PAYPAL HOLDINGS INC
2020-05-04
2020-05-27
4. PEPSICO INC
2018-05-22
2020-05-27
15. PFIZER INC
2020-05-27
2. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-05-27
3. PIONEER NAT RES CO
2020-05-27
3. PROCTER & GAMBLE CO
2019-06-05
2020-05-27
4. SALESFORCE.COM INC
2020-05-04
2020-05-27
2. STANLEY BLACK & DECKER,INC.
2020-05-27
1. TEXAS INSTRS INC
2019-02-19
2020-05-27
4. TEXAS INSTRS INC
2020-01-23
2020-05-27
1. THERMO ELECTRON CORP
2020-01-14
2020-05-27
4. UNION PAC CORP
2020-05-27
3. UNITEDHEALTH GROUP INC
2011-09-16
2020-05-27
131. VANGUARD MID-CAP VIPERS
2018-02-09
2020-05-27
1. VERTEX PHARMACEUTICALS INC
2011-12-15
2020-05-27
2. VISA INC CLASS A SHARES
2015-10-19
2020-05-27
2. WASTE CONNECTIONS INC
2016-07-26
2020-05-27
2. WEX INC
2020-05-27
3. YUM BRANDS INC
2020-05-27
4. ZIMMER HLDGS INC
2018-10-30
2020-05-27
3. ALLEGION PLC
2020-05-27
4. LINDE PLC
2019-04-08
2020-05-27
3. CHUBB LTD
2011-05-23
2020-05-27
1. ASML HOLDING NV-NY REG SHS
2020-03-04
2020-05-27
3. NXP SEMICONDUCTORS NV
2020-01-23
2020-05-27
2698.873 VANGUARD TOT BD MKT IDX-ADM
2020-06-09
6. ABBVIE INC
2020-06-11
1. AMAZON COM INC
2020-01-28
2020-06-11
3. AMERICAN EXPRESS CO
2019-05-16
2020-06-11
5. APPLE COMPUTER INC
2006-04-06
2020-06-11
2. AUTOMATIC DATA PROCESSING INC
2018-12-03
2020-06-11
14. BANK OF AMERICA CORPORATION
2012-11-08
2020-06-11
3. BERKSHIRE HATHAWAY INC DEL CL B
2018-10-15
2020-06-11
1. BIOGEN IDEC INC
2020-03-11
2020-06-11
9. BOSTON SCIENTIFIC CORP
2016-09-15
2020-06-11
5. BRISTOL MYERS SQUIBB CO
2019-11-20
2020-06-11
2. BROADCOM INC
2013-04-25
2020-06-11
1. CHARTER COMMUNICATIONS INC-A
2020-04-16
2020-06-11
7. CITIGROUP INC NEW
2020-06-11
5. COCA-COLA CO
2018-04-13
2020-06-11
7. COMCAST CORP NEW CL A
2018-10-19
2020-06-11
4. DIAMONDBACK ENERGY INC
2017-05-15
2020-06-11
2. ELECTRONIC ARTS
2018-11-27
2020-06-11
3. FACEBOOK INC-A
2020-01-08
2020-06-11
3. FIDELITY NATL INFORMATION SVCS INC
2020-06-11
7. FISERV INC
2019-07-18
2020-06-11
2. GENERAL DYNAMICS CORP
2018-12-13
2020-06-11
2. HOME DEPOT INC
2011-09-29
2020-06-11
3. HONEYWELL INTL INC
2010-03-22
2020-06-11
1. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-06-11
1. INTUIT
2020-02-25
2020-06-11
13. KEYCORP NEW
2018-10-19
2020-06-11
3. LILLY ELI & CO
2020-06-11
4. LOWES COS INC
2020-04-16
2020-06-11
3. MASTERCARD INC - CLASS A
2009-05-05
2020-06-11
1. MCDONALDS CORP
2019-06-10
2020-06-11
5. MERCK & CO INC
2020-06-11
12. MICROSOFT CORP
1997-10-16
2020-06-11
6. MONDELEZ INTERNATIONAL-W/I
2014-08-13
2020-06-11
11. MORGAN STANLEY DEAN WITTER & CO NEW
2020-06-11
1. NETFLIX.COM INC
2018-09-13
2020-06-11
2. NEXTERA ENERGY INC
2020-05-04
2020-06-11
3. NORFOLK SOUTHN CORP
2020-06-11
1. NORTHROP GRUMMAN CORP
2017-10-10
2020-06-11
2. NVIDIA CORP
2018-10-08
2020-06-11
5. PAYPAL HOLDINGS INC
2020-03-04
2020-06-11
3. PEPSICO INC
2016-02-17
2020-06-11
12. PFIZER INC
2015-04-02
2020-06-11
2. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-06-11
3. PIONEER NAT RES CO
2016-03-22
2020-06-11
3. PROCTER & GAMBLE CO
2019-06-05
2020-06-11
4. SALESFORCE.COM INC
2020-05-04
2020-06-11
2. STANLEY BLACK & DECKER,INC.
2020-06-11
5. TEXAS INSTRS INC
2020-06-11
1. THERMO ELECTRON CORP
2020-01-14
2020-06-11
2. UNION PAC CORP
2017-05-18
2020-06-11
4. UNITEDHEALTH GROUP INC
2011-09-16
2020-06-11
1. VERTEX PHARMACEUTICALS INC
2011-12-15
2020-06-11
2. VISA INC CLASS A SHARES
2015-10-19
2020-06-11
3. WASTE CONNECTIONS INC
2016-07-26
2020-06-11
2. WEX INC
2020-06-11
3. YUM BRANDS INC
2018-11-28
2020-06-11
3. ZIMMER HLDGS INC
2020-06-11
1. ALLEGION PLC
2015-11-18
2020-06-11
3. LINDE PLC
2019-04-08
2020-06-11
2. CHUBB LTD
2011-05-23
2020-06-11
1. ASML HOLDING NV-NY REG SHS
2020-03-05
2020-06-11
1. NXP SEMICONDUCTORS NV
2020-01-23
2020-06-11
1. NXP SEMICONDUCTORS NV
2019-02-20
2020-06-11
26. BERKSHIRE HATHAWAY INC DEL CL B
2020-06-24
51. KEYCORP NEW
2020-06-30
6. KEYCORP NEW
2016-03-02
2020-06-30
39. PFIZER INC
2020-06-30
13. KEYCORP NEW
2020-07-01
4. KEYCORP NEW
2016-03-01
2020-07-01
23. KEYCORP NEW
2020-07-01
10. KEYCORP NEW
2016-03-01
2020-07-01
1. KEYCORP NEW
2016-03-01
2020-07-01
9. KEYCORP NEW
2016-03-01
2020-07-01
20. KEYCORP NEW
2016-03-01
2020-07-02
1. KEYCORP NEW
2016-03-01
2020-07-02
20. KEYCORP NEW
2020-07-02
1. KEYCORP NEW
2016-02-29
2020-07-02
444.88 VANGUARD TOT BD MKT IDX-ADM
2020-05-06
2020-07-09
185. VANGUARD MID-CAP VIPERS
2018-02-09
2020-07-09
112. PFIZER INC
2020-07-10
5. PFIZER INC
2016-11-09
2020-07-10
14. GENERAL DYNAMICS CORP
2020-08-04
3. GENERAL DYNAMICS CORP
2020-08-04
2. GENERAL DYNAMICS CORP
2020-08-04
14. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-08-04
6. PHILIP MORRIS INTERNATIONAL
2020-08-04
1. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-08-04
902.244 DODGE & INTERNATIONAL STOCK FUND
2020-08-10
5000. US TREAS 2.625% 08/15/20
2016-05-18
2020-08-17
552. VANGUARD FINANCIALS VIPERS
2019-07-25
2020-09-23
492.97 DODGE & COX INCOME FUND
2017-04-17
2020-09-25
613.989 FIDELITY INTL INDX-INST PRM
2018-01-19
2020-09-25
2210.566 PIMCO INV GRD CRD BND-INST
2020-05-13
2020-09-25
97. SCHWAB U.S. TIPS ETF
2018-02-09
2020-09-25
821.822 VANGUARD TOT BD MKT IDX-ADM
2018-02-15
2020-09-25
552.748 VANGUARD TOT BD MKT IDX-ADM
2020-05-06
2020-09-25
2716.853 VANGUARD TOT BD MKT IDX-ADM
2020-09-28
19. AUTOMATIC DATA PROCESSING INC
2020-09-30
1. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
5. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
1. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
2. AUTOMATIC DATA PROCESSING INC
2018-10-23
2020-09-30
2. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
9. INTERCONTINENTALEXCHANGE GROUP, INC
2020-09-30
4. INTERCONTINENTALEXCHANGE GROUP, INC
2020-09-30
5. INTERCONTINENTALEXCHANGE GROUP, INC
2020-09-30
2. ALLEGION PLC
2020-09-30
3. ALLEGION PLC
2020-09-30
3. ALLEGION PLC
2020-09-30
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,889
2,173
716
b
916
420
496
c
1,286
579
707
d
367
232
135
e
470
275
195
365
172
193
937
355
582
78
29
49
105
39
66
15,000
15,000
20,583
19,468
1,115
2,161
580
1,581
6,914
5,961
953
67
74
-7
6
7
-1
2
2
87
94
-7
15
16
-1
97,556
78,761
18,795
255
292
-37
86
97
-11
114
119
-5
229
238
-9
258
267
-9
86
89
-3
57
59
-2
28
30
-2
287
296
-9
344
354
-10
143
148
-5
29
30
-1
172
166
6
228
220
8
29
27
2
87
81
6
58
54
4
29
27
2
2,389
2,249
140
92
87
5
1,002
1,112
-110
154
165
-11
77
83
-6
77
83
-6
77
83
-6
679
743
-64
690
732
-42
681
726
-45
966
940
26
225
217
8
5,000
5,041
-41
11,930
12,354
-424
19,979
20,690
-711
7,010
7,266
-256
10,668
11,047
-379
3,822
3,921
-99
848
909
-61
1,265
1,202
63
593
239
354
2,569
1,030
1,539
19,599
21,831
-2,232
3,782
2,971
811
3,014
1,098
1,916
167
269
-102
84
135
-51
36
94
-58
407
932
-525
1,405
3,233
-1,828
317
539
-222
230
404
-174
479
808
-329
4,104
15,938
-11,834
21,698
26,545
-4,847
7,763
9,550
-1,787
1,891
2,431
-540
477
513
-36
313
32
281
1,201
1,260
-59
2,024
1,968
56
383
489
-106
1,327
49
1,278
284
328
-44
367
171
196
392
410
-18
320
210
110
295
282
13
516
75
441
463
306
157
339
417
-78
246
223
23
336
358
-22
112
129
-17
116
312
-196
107
87
20
518
642
-124
376
393
-17
597
623
-26
140
172
-32
406
68
338
432
177
255
87
58
29
248
294
-46
157
250
-93
436
252
184
195
40
155
183
562
-379
543
37
506
183
201
-18
404
407
-3
1,966
203
1,763
311
236
75
448
343
105
365
371
-6
497
339
158
491
450
41
336
313
23
263
268
-5
530
573
-43
534
399
135
456
450
6
307
356
-49
167
285
-118
350
320
30
272
242
30
462
454
8
238
212
26
550
661
-111
306
333
-27
302
250
52
1,050
214
836
245
31
214
349
154
195
171
102
69
125
94
31
240
275
-35
434
458
-24
193
133
60
745
745
358
210
148
280
302
-22
186
273
-87
708
757
-49
1,228
1,289
-61
857
831
26
112
108
4
351
322
29
526
484
42
526
484
42
1,662
1,514
148
12,727
13,525
-798
18,922
20,472
-1,550
2,492
6,433
-3,941
4,182
383
3,799
697
64
633
19,336
17,036
2,300
28,738
41,621
-12,883
5,000
5,422
-422
22,700
24,299
-1,599
23,964
22,721
1,243
625
598
27
1,419
515
904
1,423
727
696
2,407
1,854
553
302
359
-57
1,900
59
1,841
288
328
-40
144
147
-3
464
180
284
369
410
-41
405
256
149
420
395
25
568
70
498
1,055
1,012
43
361
417
-56
232
223
9
359
324
35
177
416
-239
233
170
63
686
642
44
274
262
12
137
64
73
732
712
20
298
344
-46
732
101
631
738
220
518
185
116
69
558
580
-22
186
268
-82
578
331
247
507
379
128
894
55
839
186
201
-15
461
489
-28
2,350
220
2,130
399
290
109
555
357
198
416
371
45
478
454
24
368
300
68
678
586
92
679
537
142
414
373
41
874
739
135
520
399
121
556
518
38
147
178
-31
282
422
-140
340
320
20
703
643
60
263
211
52
117
108
9
468
529
-61
334
333
1
690
447
243
897
150
747
20,883
19,711
1,172
274
31
243
384
154
230
181
99
82
302
259
43
270
275
-5
508
458
50
294
198
96
771
739
32
365
205
160
319
300
19
311
410
-99
31,145
31,051
94
555
512
43
2,570
1,854
716
297
359
-62
1,697
49
1,648
288
294
-6
335
133
202
539
615
-76
283
298
-15
313
210
103
284
282
2
596
70
526
519
506
13
344
313
31
229
223
6
275
252
23
180
415
-235
244
170
74
673
642
31
404
191
213
695
676
19
299
344
-45
482
68
414
435
125
310
92
58
34
279
289
-10
162
232
-70
433
241
192
498
379
119
880
55
825
187
201
-14
389
390
-1
2,259
203
2,056
306
212
94
496
286
210
428
371
57
492
454
38
528
445
83
325
293
32
711
537
174
772
573
199
386
299
87
401
413
-12
143
178
-35
295
421
-126
350
320
30
693
643
50
257
209
48
629
433
196
337
333
4
331
215
116
1,139
200
939
266
31
235
380
154
226
269
149
120
309
245
64
270
274
-4
364
341
23
103
66
37
600
555
45
246
137
109
335
294
41
104
137
-33
104
94
10
4,626
4,382
244
621
675
-54
73
66
7
1,263
1,343
-80
156
143
13
49
44
5
269
248
21
116
107
9
12
11
1
105
96
9
242
214
28
12
11
1
235
212
23
12
11
1
5,196
5,098
98
30,524
27,837
2,687
3,776
3,712
64
168
161
7
2,061
2,178
-117
442
455
-13
294
302
-8
1,077
1,248
-171
464
534
-70
77
88
-11
33,320
40,501
-7,181
5,000
5,282
-282
31,079
39,205
-8,126
7,222
6,764
458
24,357
27,912
-3,555
24,471
23,321
1,150
5,969
5,259
710
9,566
8,613
953
6,434
6,334
100
31,597
28,370
3,227
2,640
2,738
-98
139
143
-4
695
715
-20
139
143
-4
279
284
-5
279
286
-7
900
523
377
398
232
166
499
289
210
198
132
66
296
197
99
298
196
102
238
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
716
b
496
c
707
d
135
e
195
193
582
49
66
1,115
1,581
953
-7
-1
-7
-1
18,795
-37
-11
-5
-9
-9
-3
-2
-2
-9
-10
-5
-1
6
8
2
6
4
2
140
5
-110
-11
-6
-6
-6
-64
-42
-45
26
8
-41
-424
-711
-256
-379
-99
-61
63
354
1,539
-2,232
811
1,916
-102
-51
-58
-525
-1,828
-222
-174
-329
-11,834
-4,847
-1,787
-540
-36
281
-59
56
-106
1,278
-44
196
-18
110
13
441
157
-78
23
-22
-17
-196
20
-124
-17
-26
-32
338
255
29
-46
-93
184
155
-379
506
-18
-3
1,763
75
105
-6
158
41
23
-5
-43
135
6
-49
-118
30
30
8
26
-111
-27
52
836
214
195
69
31
-35
-24
60
148
-22
-87
-49
-61
26
4
29
42
42
148
-798
-1,550
-3,941
3,799
633
2,300
-12,883
-422
-1,599
1,243
27
904
696
553
-57
1,841
-40
-3
284
-41
149
25
498
43
-56
9
35
-239
63
44
12
73
20
-46
631
518
69
-22
-82
247
128
839
-15
-28
2,130
109
198
45
24
68
92
142
41
135
121
38
-31
-140
20
60
52
9
-61
1
243
747
1,172
243
230
82
43
-5
50
96
32
160
19
-99
94
43
716
-62
1,648
-6
202
-76
-15
103
2
526
13
31
6
23
-235
74
31
213
19
-45
414
310
34
-10
-70
192
119
825
-14
-1
2,056
94
210
57
38
83
32
174
199
87
-12
-35
-126
30
50
48
196
4
116
939
235
226
120
64
-4
23
37
45
109
41
-33
10
244
-54
7
-80
13
5
21
9
1
9
28
1
23
1
98
2,687
64
7
-117
-13
-8
-171
-70
-11
-7,181
-282
-8,126
458
-3,555
1,150
710
953
100
3,227
-98
-4
-20
-4
-5
-7
377
166
210
66
99
102
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
11,363
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
105,820
1,958,456
0.054032
2017
95,701
2,086,774
0.045861
2016
96,992
1,982,577
0.048922
2015
110,025
1,960,315
0.056126
2014
105,898
2,112,303
0.050134
2
Total
of line 1, column (d)
.....................
2
0.255075
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.051015
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,003,735
5
Multiply line 4 by line 3
......................
5
102,221
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
383
7
Add lines 5 and 6
........................
7
102,604
8
Enter qualifying distributions from Part XII, line 4
,.............
8
92,821
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
767
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
767
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
767
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
516
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
516
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
251
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
JP MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL 1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE BANK NA
TRUSTEE
2
31,834
10 S DEARBORN ST MC IL 1-0111
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,001,572
b
Average of monthly cash balances
.......................
1b
32,677
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,034,249
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,034,249
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
30,514
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,003,735
6
Minimum investment return.
Enter 5% of line 5
..................
6
100,187
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
100,187
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
767
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
767
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
99,420
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
99,420
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
99,420
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
92,821
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
92,821
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
92,821
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
99,420
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
77,985
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
92,821
a
Applied to 2018, but not more than line 2a
77,985
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
14,836
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
84,584
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
KONNIE DARROW CO JP MORGAN CHASE
420 THROCKMORTON FL 3
FORT WORTH
,
TX
76102
(817) 884-4772
b
The form in which applications should be submitted and information and materials they should include:
NONE
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
ORGANIZATIONS PROVIDING WOMEN'S AND CHILDREN'S SERVICES IN TARRANT COUNTY RECEIVE FIRST PRIORITY
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ESSILOR VISION FOUNDATION
13515 STEMMONS FREEWAY
DALLAS
,
TX
75234
NONE
PC
GENERAL
17,985
THE PARENTING CENTER
2928 WEST 5TH STREET
FORT WORTH
,
TX
76107
NONE
PC
GENERAL
35,000
SPECIAL OLYMPICS TEXAS INC
8701 BEDFORD-EULESS RD SUITE 330
HURST
,
TX
76053
NONE
PC
GENERAL
10,000
SHAKEN BABY ALLIANCE
8101 BOAT CLUB ROAD SUITE 240 145
FORT WORTH
,
TX
761793631
NONE
PC
GENERAL
15,000
Total
.................................
3a
77,985
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
45,124
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
11,363
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
3,825
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
60,312
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
60,312
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description