Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 10-01-2019 , and ending 09-30-2020
Name of foundation
ALBERT A BRENNAN FOUNDATION TW
 
Number and street (or P.O. box number if mail is not delivered to street address)116 ALLEGHENY CENTER MALL P8YB3502L
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15212
A Employer identification number

61-6094299
B Telephone number (see instructions)

(412) 807-3479
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$8,181,636
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 206,854 206,854  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -198,571
b Gross sales price for all assets on line 6a 3,095,911
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 9,686    
12 Total. Add lines 1 through 11........ 17,969 206,854  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 52,046 46,841   5,205
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 5,577 2,343   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 12,243 12,243    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 69,866 61,427 0 5,205
25 Contributions, gifts, grants paid....... 392,637 392,637
26 Total expenses and disbursements. Add lines 24 and 25 462,503 61,427 0 397,842
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -444,534
b Net investment income (if negative, enter -0-) 145,427
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 266,656 312,348 312,348
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,112,896 Click to see attachment2,259,598 2,577,826
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 4,600,166 Click to see attachment4,955,707 5,291,462
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 7,979,718 7,527,653 8,181,636
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 7,937,282 7,503,798
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 42,436 23,855
29 Total net assets or fund balances (see instructions)..... 7,979,718 7,527,653
30 Total liabilities and net assets/fund balances (see instructions). 7,979,718 7,527,653
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
7,979,718
2
Enter amount from Part I, line 27a .....................
2
-444,534
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
14
4
Add lines 1, 2, and 3 ..........................
4
7,535,198
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
7,545
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
7,527,653
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 7. ISHARES TR RUSSELL 2000 VALUE INDEX FD   2019-04-01 2019-10-01
b 16. RED ROCK RESORTS INC-CLASS A   2018-10-30 2019-10-01
c 20. GRAY TELEVISION, INC. COM   2019-07-11 2019-10-02
d 19. MERIT MEDICAL SYSTEMS   2019-02-28 2019-10-02
e 159. MURATA MFG CO LTD ADR UNSPON ADR     2019-10-02
24. RED ROCK RESORTS INC-CLASS A   2018-10-30 2019-10-02
122. TRI POINTE GROUP INC   2018-09-24 2019-10-02
3. TETRA TECH INC NEW COM   2019-02-22 2019-10-02
3. AMEDISYS INC   2019-01-04 2019-10-03
16. EAGLE BANCORP INC   2018-10-30 2019-10-03
12. ENTEGRIS, INC   2019-04-05 2019-10-03
11. EAGLE BANCORP INC   2018-10-30 2019-10-04
21. ELDORADO RESORTS INC NAME CHG 07/21/20     2019-10-04
15. LATTICE SEMICONDUCTOR CORP     2019-10-04
3. MARRIOTT VACATIONS WORLDWIDE CORP   2018-10-30 2019-10-04
48. MERIT MEDICAL SYSTEMS     2019-10-04
4. WINGSTOP INC   2019-03-14 2019-10-04
56. DISCOVERY INC CLASS C   2019-08-09 2019-10-07
7. EAGLE BANCORP INC     2019-10-07
30. TEXAS ROADHOUSE INC     2019-10-07
9. ENTEGRIS, INC   2019-04-05 2019-10-08
17. TEXAS ROADHOUSE INC     2019-10-08
15. RED ROCK RESORTS INC-CLASS A   2018-10-30 2019-10-10
39. JAMES RIVER GROUP HOLDINGS LTD SEDOL BT8RWQ5     2019-10-10
205. BHP GROUP PLC ADR     2019-10-11
865. LLOYDS TSB GROUP PLC SPONSORED ADR     2019-10-11
3. S&P GLOBAL INC   2018-10-30 2019-10-11
195. TESCO PLC SPON ADR     2019-10-11
103. BED BATH AND BEYOND   2019-06-21 2019-10-14
18. INGEVITY CORP     2019-10-14
973. TESCO PLC SPON ADR   2019-04-30 2019-10-15
2. BOOKING HOLDINGS INC   2018-10-30 2019-10-18
79. FLOOR & DECOR HOLDINGS INC     2019-10-21
8. TEXAS ROADHOUSE INC     2019-10-21
28. ASGN INC     2019-10-23
31. ACADIA PHARMACEUTICALS INC     2019-10-23
93. ADDUS HOMECARE CORP     2019-10-23
41. ALBANY INTERNATIONAL CORP CL A     2019-10-23
8. AMEDISYS INC     2019-10-23
76. AMICUS THERAPEUTICS INC   2019-04-08 2019-10-23
209. ATRICURE INC     2019-10-23
22. AVALARA INC     2019-10-23
5. BIO-TECHNE CORP     2019-10-23
292. BOINGO WIRELESS INC     2019-10-23
6. CHURCHILL DOWNS INC COM   2019-10-08 2019-10-23
95. CRYOLIFE INC     2019-10-23
25. CUBIC CORP     2019-10-23
91. ENCOMPASS HEALTH CORP     2019-10-23
22. ENTEGRIS, INC     2019-10-23
72. ENVESTNET INC     2019-10-23
31. EVERBRIDGE INC     2019-10-23
26. GENERAC HOLDINGS INC   2018-10-30 2019-10-23
15. GLOBAL BLOOD THERAPEUTICS IN     2019-10-23
64. GRAY TELEVISION, INC. COM     2019-10-23
95. HMS HLDGS CORP     2019-10-23
14. HAEMONETICS CORP     2019-10-23
28. IRHYTHM TECHNOLOGIES INC     2019-10-23
13. INGEVITY CORP     2019-10-23
29. INSPERITY INC     2019-10-23
1590. ISHARES TR MSCI EAFE IDX     2019-10-23
14. JOHN BEAN TECHNOLOGY     2019-10-23
28. KINSALE CAPITAL GROUP INC     2019-10-23
45. LHC GROUP INC   2018-10-30 2019-10-23
67. LATTICE SEMICONDUCTOR CORP   2019-05-28 2019-10-23
45. LIVEPERSON INC     2019-10-23
38. MARRIOTT VACATIONS WORLDWIDE CORP     2019-10-23
36. MOLINA HEALTHCARE INC     2019-10-23
103. PALOMAR HOLDINGS INC     2019-10-23
13. PAYLOCITY HOLDING CORP     2019-10-23
22. Q2 HOLDINGS INC     2019-10-23
354. R1 RCM INC     2019-10-23
51. RADIUS HEALTH INC     2019-10-23
53. RAPID7 INC     2019-10-23
6. RBC BEARINGS INC     2019-10-23
46. REALPAGE, INC.     2019-10-23
42. REALPAGE, INC.     2019-10-23
179. RED ROCK RESORTS INC-CLASS A     2019-10-23
36. RYMAN HOSPITALITY PPTYS INC     2019-10-23
14. SAREPTA THERAPEUTICS INC     2019-10-23
262. EW SCRIPPS CO CLASS A     2019-10-23
8. SEMTECH CORP   2018-11-05 2019-10-23
17. SEMTECH CORP   2018-10-30 2019-10-23
1. SEMTECH CORP   2018-11-06 2019-10-23
12. SEMTECH CORP   2019-09-06 2019-10-23
166. SINCLAIR BROADCAST GROUP INC CL A     2019-10-23
59. SUNRUN INC   2019-08-08 2019-10-23
42. SYNEOS HEALTH INC     2019-10-23
64. TANDEM DIABETES CARE INC     2019-10-23
13. TETRA TECH INC NEW COM     2019-10-23
18. TEXAS ROADHOUSE INC   2018-11-20 2019-10-23
8. TREX INC COM     2019-10-23
36. TRINET GROUP INC     2019-10-23
111. TRUPANION INC     2019-10-23
52. ZAYO GROUP HOLDINGS INC MERGED 03/09/20 @ $35.00 P/S     2019-10-23
98. BASF SE SPONSORED ADR     2019-10-24
37. DISCOVERY INC CLASS C     2019-10-24
9. DISCOVERY INC CLASS C   2018-09-24 2019-10-24
12. PERFORMANCE FOOD GROUP CO   2018-10-30 2019-10-24
4529.914 AQR LONG-SHORT EQUITY-I   2019-08-21 2019-10-28
19. ALLIANCE DATA SYSTEMS CORP.     2019-10-28
200.35 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND   2019-08-21 2019-10-28
3335.111 GOTHAM ABSOLUTE RETURN-INS   2019-08-21 2019-10-28
82. GOODYEAR TIRE & RUBBER CO     2019-10-28
150. HEWLETT PACKARD ENTERPRISE CO     2019-10-28
17.995 VIVALDI MERGER ARBITRAGE-I   2019-08-21 2019-10-28
6048.545 BRANDYWINE GLOBAL ALTERNATIVE CREDIT FUND CLASS I   2019-08-21 2019-10-28
53. AVNET INC     2019-10-29
10. GENERAC HOLDINGS INC     2019-10-29
17. PEGASYSTEMS INC   2019-10-24 2019-10-29
35. VALVOLINE INC   2018-10-30 2019-10-29
44. ANIXTER INTL INC   2017-12-08 2019-10-30
29. PRESTIGE CONSUMER HEALTHCARE INC   2018-10-30 2019-10-30
9. TCF FINL CORP   2018-10-30 2019-10-30
9. TACTILE SYSTEMS TECHNOLOGY I   2019-10-24 2019-10-30
36. VALVOLINE INC   2018-10-30 2019-10-30
22. MIMECAST LTD SEDOL BYT5JK6     2019-10-30
4. AMERCO   2019-01-08 2019-10-31
1. LENDINGTREE INC   2019-10-24 2019-10-31
203. NASPERS LTD ADR     2019-10-31
7. SAIA INC   2019-10-24 2019-10-31
29. STERICYCLE INC   2019-05-03 2019-10-31
5. AMERICOLD REALTY TRUST   2018-11-05 2019-11-01
18. AMERICOLD REALTY TRUST   2018-10-30 2019-11-01
14. AXON ENTERPRISE INC     2019-11-01
36. ROYAL DUTCH SHELL PLC ADR A     2019-11-01
50. ROYAL DUTCH SHELL PLC ADR A   2018-10-30 2019-11-01
29. APTIV PLC-WHEN ISSUED SEDOL B783TY6   2018-10-30 2019-11-01
5. AIR PRODUCTS & CHEMICALS INC   2018-10-30 2019-11-06
11. AMERICOLD REALTY TRUST   2018-10-30 2019-11-06
11. AXON ENTERPRISE INC   2019-10-24 2019-11-06
6. MARTIN MARIETTA MATLS INC   2017-11-15 2019-11-06
.21 NEXTIER OILFIELD SOLUTIONS INC   2018-09-24 2019-11-06
1. S&P GLOBAL INC   2018-10-30 2019-11-06
28. TACTILE SYSTEMS TECHNOLOGY I   2019-10-24 2019-11-06
283. WHITING PETROLEUM CORP     2019-11-06
7. MIMECAST LTD SEDOL BYT5JK6   2019-10-24 2019-11-06
58. MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC   2018-10-30 2019-11-11
15. MADDEN STEVEN LTD     2019-11-11
30. ADIDAS AG SPONSORED ADR   2018-10-30 2019-11-13
78. SIEMENS HEALTHINEE-UNSP ADR SEDOL BG0KD79     2019-11-13
8. TOPBUILD CORP   2019-10-24 2019-11-13
730. OFFICE DEPOT INC     2019-11-14
7. AVNET INC   2019-08-09 2019-11-15
52. AVNET INC     2019-11-15
131. TORAY INDUSTRIES - ADR ISIN US8908802064     2019-11-15
475. TORAY INDUSTRIES - ADR ISIN US8908802064     2019-11-15
88. HEWLETT PACKARD ENTERPRISE CO     2019-11-18
7. ASML HOLDING NV-NY SEDOL B908F01   2018-12-04 2019-11-18
34. CITIZENS FINANCIAL GROUP   2019-01-08 2019-11-19
153. MILACRON HOLDINGS CORP MERGED 11/21/2019 $11.80 P/S &   2018-10-30 2019-11-22
39. MILACRON HOLDINGS CORP MERGED 11/21/2019 $11.80 P/S &     2019-11-22
50. MILACRON HOLDINGS CORP MERGED 11/21/2019 $11.80 P/S &   2019-04-23 2019-11-22
5. QUAKER CHEMICAL CORPORATION   2019-10-24 2019-11-22
10. MERCURY SYSTEMS INC   2019-10-24 2019-11-25
22. MIMECAST LTD SEDOL BYT5JK6   2019-10-24 2019-11-25
4. DOLLAR GENERAL CORP   2018-10-30 2019-11-26
.01 HILLENBRAND INC   2019-11-22 2019-11-26
12. INTEGER HOLDINGS CORPORATION   2019-10-24 2019-11-26
24. SECOM LTD UNSPON ADR   2019-08-09 2019-11-26
375. SECOM LTD UNSPON ADR     2019-11-26
8. TRANSUNION   2018-10-30 2019-11-26
244. KOSMOS ENERGY LTD   2019-03-11 2019-11-27
27. KOSMOS ENERGY LTD   2018-10-30 2019-11-27
481. UBI SOFT ENTERTAIN UNSPON ADR   2019-05-28 2019-11-29
51. CAMBREX CORP COM   2019-10-24 2019-12-03
50. AXA EQUITABLE HOLDINGS INC NAME CHG 01/14/2020   2018-10-30 2019-12-05
12. STATE STR CORP COM   2019-09-04 2019-12-05
13. TCF FINL CORP     2019-12-06
311. CHR HANSEN HOLDING -SPON ADR ADR SEDOL BJBQFW6     2019-12-09
73. CVS CAREMARK CORP     2019-12-09
177. GEO GROUP INC/THE     2019-12-09
75. MARATHON OIL CORP COM   2019-08-09 2019-12-10
46. MURPHY OIL CORP     2019-12-10
15. MURPHY OIL CORP   2019-08-09 2019-12-10
9. AMERICOLD REALTY TRUST   2018-10-30 2019-12-12
7. AMERICOLD REALTY TRUST   2018-10-30 2019-12-13
27. PATTERSON COS INC   2018-10-30 2019-12-13
29. AMERICOLD REALTY TRUST     2019-12-16
6. AMERICOLD REALTY TRUST     2019-12-16
21. DARLING INGREDIENTS INC   2019-05-31 2019-12-16
16. DARLING INGREDIENTS INC   2018-10-30 2019-12-16
31. DISCOVERY INC CLASS C   2018-09-24 2019-12-16
11. GENERAC HOLDINGS INC     2019-12-16
4. MASTERCARD INC CL A   2018-10-30 2019-12-16
7. MICROSOFT CORP   2018-10-30 2019-12-16
56. PATTERSON COS INC     2019-12-16
6. GENERAC HOLDINGS INC   2019-08-08 2019-12-18
1. GENERAC HOLDINGS INC   2018-11-06 2019-12-18
6. BED BATH AND BEYOND   2019-06-21 2019-12-19
96. BED BATH AND BEYOND     2019-12-19
23. HITACHI LTD ADR 10 COMMON   2019-06-06 2019-12-19
392. MCDERMOTT INTL INC SEDOL 2550310     2019-12-19
294. MCDERMOTT INTL INC SEDOL 2550310     2019-12-19
36. PPL CORPORATION COM   2018-12-24 2019-12-19
34. FIRST HORIZON CORPORATION   2018-12-28 2019-12-20
.3 SUPERIOR ENERGY SERVICES INC   2018-09-24 2019-12-27
.5 CALLON PETE CO DEL REV SPLIT 08/07/20   2018-10-30 2019-12-31
7. O REILLY AUTOMOTIVE INC   2018-10-30 2020-01-02
1. QUALITY SYSTEMS INC XXX-XX-XXXX CLASS ACTION   2001-01-01 2020-01-03
19. CDW CORP/DE   2018-10-30 2020-01-06
6. MURPHY USA INC-W/I   2019-02-01 2020-01-07
2. TRANSDIGM GROUP INC   2018-10-30 2020-01-07
17. TRIMAS CORP   2018-10-30 2020-01-07
11. AXON ENTERPRISE INC   2019-10-24 2020-01-08
3. ANSYS INC     2020-01-09
3. MARTIN MARIETTA MATLS INC     2020-01-09
111. LANTHEUS HOLDINGS INC   2019-10-24 2020-01-14
31. CITIZENS FINANCIAL GROUP   2019-01-08 2020-01-15
100. ROYAL DSM N V SPONSORED ADR   2018-10-30 2020-01-15
35. COMPASS GROUP PLC-SPON ADR SEDOL BZBY5H7   2018-10-30 2020-01-17
19. DSV PANALPINA A/S ADR SEDOL B3FP4L9   2018-10-30 2020-01-17
30. EXPERIAN PLC SPON ADR   2018-10-30 2020-01-17
148. HEWLETT PACKARD ENTERPRISE CO   2018-09-24 2020-01-17
.912 PDC ENERGY INC   2018-10-30 2020-01-17
21. TENCENT HOLDINGS LTD UNSPON ADR   2018-10-30 2020-01-17
6. CHUBB LTD SEDOL B3BQMF6   2018-10-30 2020-01-17
37. NEOGENOMICS INC COM NEW   2019-10-24 2020-01-21
113. SELECT ENERGY SERVICES INC-A   2019-10-24 2020-01-22
30. ALLEGHENY TECHNOLOGIES INC   2018-10-30 2020-01-23
4. CACI INTL INC CL A   2018-10-30 2020-01-23
199. HEWLETT PACKARD ENTERPRISE CO   2018-09-24 2020-01-23
24. INTEL CORP   2019-08-09 2020-01-23
66. INTEL CORP   2018-10-30 2020-01-23
50. STARBUCKS CORP COM     2020-01-23
25. ALLEGHENY TECHNOLOGIES INC   2018-10-30 2020-01-27
95. E.ON SE ADR   2019-08-09 2020-01-27
75. E.ON SE ADR   2018-10-30 2020-01-27
3. AIR PRODUCTS & CHEMICALS INC     2020-01-29
15. CAROLINA FINANCIAL CORP MERGED 05/01/20   2018-10-30 2020-01-29
34. MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC   2018-10-30 2020-01-29
50. KRATOS DEFENSE SECURITY SOLUTIONS INC   2019-10-24 2020-01-30
36. MICROSOFT CORP   2018-10-30 2020-01-30
6. FACEBOOK INC   2018-10-30 2020-01-31
38. RWE AG SPONSORED ADR REPSTG ORD PAR   2019-08-20 2020-01-31
73. UNITED BANKSHARES INC WEST V COM   2018-10-30 2020-01-31
118. ESSILOR INTL ADR     2020-02-03
55. STARBUCKS CORP COM     2020-02-03
180. WHITING PETROLEUM CORP     2020-02-05
341. WHITING PETROLEUM CORP     2020-02-05
26. GEO GROUP INC/THE   2018-09-24 2020-02-07
3. MARTIN MARIETTA MATLS INC   2017-08-10 2020-02-10
57. BROWN & BROWN INC   2018-10-30 2020-02-11
18. MICROSOFT CORP   2018-10-30 2020-02-11
7. AVIS BUDGET GROUP INC   2019-08-09 2020-02-12
31. AVIS BUDGET GROUP INC     2020-02-12
81. ECOLAB INC     2020-02-12
30. EQUITABLE HOLDINGS INC   2018-10-30 2020-02-12
53. INTERPUBLIC GROUP COS INC COM     2020-02-13
2. INTERPUBLIC GROUP COS INC COM     2020-02-13
4. QUALYS INC   2019-10-24 2020-02-13
281. WHITING PETROLEUM CORP   2018-09-24 2020-02-13
17. SHOPIFY INC - A W/I SEDOL BXDZ9Z0   2018-10-30 2020-02-14
27. VERISK ANALYTICS INC   2018-10-30 2020-02-14
20. CIGNA CORP   2019-08-09 2020-02-18
5. CIGNA CORP   2019-01-04 2020-02-18
40. CARDINAL HEALTH INC     2020-02-18
59. CARDINAL HEALTH INC   2019-08-09 2020-02-18
25. FNF GROUP-W/I   2018-10-30 2020-02-18
449. KOSMOS ENERGY LTD   2018-10-30 2020-02-18
16. IHS MARKIT LTD SEDOL BD0Q558   2018-10-30 2020-02-18
140. CNO FINANCIAL GROUP INC     2020-02-19
2. CACI INTL INC CL A   2018-10-30 2020-02-19
28. AVIS BUDGET GROUP INC   2018-09-24 2020-02-20
20. CENTENE CORP   2019-10-16 2020-02-20
55. LIVENT CORP   2019-08-09 2020-02-20
67. ROYAL DUTCH SHELL PLC ADR A   2019-06-06 2020-02-21
89. ROYAL DUTCH SHELL PLC ADR A     2020-02-21
59. TRI POINTE GROUP INC   2018-09-24 2020-02-21
23. AVIS BUDGET GROUP INC   2018-09-24 2020-02-24
9. AXON ENTERPRISE INC   2019-10-24 2020-02-24
12. BWX TECHNOLOGIES INC   2019-01-18 2020-02-24
54. KEYCORP NEW     2020-02-24
59. TRI POINTE GROUP INC   2018-09-24 2020-02-24
17. BROOKFIELD ASSET MANAGEMENT CL A ISIN CA1125851040 SEDOL 2092555   2018-10-30 2020-02-25
54. SENSIENT TECHNOLOGIES CORP     2020-02-25
14. TABULA RASA HEALTHCARE INC   2019-10-24 2020-02-26
405. OFFICE DEPOT INC     2020-02-27
181. ROYAL DSM N V SPONSORED ADR     2020-02-27
132. ROYAL DSM N V SPONSORED ADR   2019-06-03 2020-02-27
85. ADIENT PLC SEDOL BD845X2     2020-02-27
356. AXA SPONSORED ADR     2020-02-28
22. PERFORMANCE FOOD GROUP CO   2018-10-30 2020-02-28
572. REPSOL SA SPONSORED ADR     2020-02-28
28. ADIDAS AG SPONSORED ADR   2018-10-30 2020-03-02
3. APPFOLIO INC - A   2019-10-24 2020-03-02
30. HAIN CELESTIAL GROUP INC COM     2020-03-02
18. CALAVO GROWERS INC   2019-10-24 2020-03-03
29. KENNEDY WILSON HOLDINGS INC     2020-03-04
48. ROCHE HOLDINGS LTD ADR   2018-10-30 2020-03-04
6. VERISK ANALYTICS INC   2018-10-30 2020-03-04
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20. AMBARELLA INC SEDOL B7KH3G6   2018-10-30 2020-03-05
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10. ISHARES TR RUSSELL 2000 VALUE INDEX FD   2019-04-01 2020-03-09
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27. PERFORMANCE FOOD GROUP CO     2020-03-09
178. TRI POINTE GROUP INC   2018-09-24 2020-03-10
23. TRIMAS CORP   2018-10-30 2020-03-10
469. BASF SE SPONSORED ADR     2020-03-11
109. MICHAELS COS INC/THE     2020-03-11
10. MURPHY USA INC-W/I     2020-03-11
24. TRIMAS CORP     2020-03-11
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18. AMERCO     2020-03-12
9. AMERCO     2020-03-12
279. APACHE CORP COM     2020-03-12
154. APACHE CORP COM     2020-03-12
99. ARROW ELECTRONICS INC     2020-03-12
98. AVNET INC   2018-09-24 2020-03-12
211. BED BATH AND BEYOND     2020-03-12
252. BED BATH AND BEYOND     2020-03-12
92. CIT GROUP INC     2020-03-12
204. CIT GROUP INC     2020-03-12
168. CNO FINANCIAL GROUP INC     2020-03-12
439. CNO FINANCIAL GROUP INC     2020-03-12
1070. CAIRN ENERGY PLC-UNSPON ADR SEDOL B77Q861     2020-03-12
1759. CAIRN ENERGY PLC-UNSPON ADR SEDOL B77Q861     2020-03-12
103. CENTENE CORP   2019-10-16 2020-03-12
215. CENOVUS ENERGY INC SEDOL B57FG04   2019-11-13 2020-03-12
56. CITIZENS FINANCIAL GROUP   2019-08-09 2020-03-12
356. CITIZENS FINANCIAL GROUP     2020-03-12
136. COLONY CAPITAL INC   2019-08-09 2020-03-12
479. COLONY CAPITAL INC     2020-03-12
39. COMERICA INC   2020-03-11 2020-03-12
144. COMMSCOPE HOLDING CO INC     2020-03-12
214. COMMSCOPE HOLDING CO INC     2020-03-12
182. CORNING INC     2020-03-12
117. CORNING INC     2020-03-12
45. DISCOVER FINANCIAL W/I   2018-09-24 2020-03-12
45. DISCOVER FINANCIAL W/I     2020-03-12
79. DISCOVERY INC CLASS C   2018-09-24 2020-03-12
404. EMBRAER SA ADR     2020-03-12
157. EMBRAER SA ADR     2020-03-12
549. EQUINOR ASA SPONSORED ADR SEDOL BF4K3J0   2020-02-25 2020-03-12
70. EQUITABLE HOLDINGS INC     2020-03-12
223. EQUITABLE HOLDINGS INC     2020-03-12
229. EQUITRANS MIDSTREAM CORP-W/I   2020-01-06 2020-03-12
46. ERICSSON SPON ADR   2019-08-09 2020-03-12
315. ERICSSON SPON ADR   2018-09-24 2020-03-12
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161. FIRST HORIZON CORPORATION     2020-03-12
594. FLUOR CORP     2020-03-12
120. GEO GROUP INC/THE   2018-09-24 2020-03-12
564. GOODYEAR TIRE & RUBBER CO     2020-03-12
493. GOODYEAR TIRE & RUBBER CO     2020-03-12
51. HARLEY DAVIDSON INC   2019-01-31 2020-03-12
8. HARLEY DAVIDSON INC   2019-08-09 2020-03-12
407. HEWLETT PACKARD ENTERPRISE CO   2018-09-24 2020-03-12
79. INTERPUBLIC GROUP COS INC COM     2020-03-12
107. JETBLUE AIRWAYS     2020-03-12
878. KOSMOS ENERGY LTD     2020-03-12
1690. KOSMOS ENERGY LTD     2020-03-12
73. MAGNA INTERNATIONAL ISIN CA5592224011     2020-03-12
118. MAGNA INTERNATIONAL ISIN CA5592224011     2020-03-12
78. MURPHY OIL CORP   2018-09-24 2020-03-12
157. NRG ENERGY, INC.     2020-03-12
42. NRG ENERGY, INC.     2020-03-12
62. NAVISTAR INTL NEW COM   2019-08-09 2020-03-12
207. NAVISTAR INTL NEW COM     2020-03-12
278. NEWS CORP/NEW-CL A-W/I     2020-03-12
219. NEWS CORP/NEW-CL A-W/I     2020-03-12
776.556 NEXTIER OILFIELD SOLUTIONS INC     2020-03-12
568.444 NEXTIER OILFIELD SOLUTIONS INC     2020-03-12
2541. OFFICE DEPOT INC     2020-03-12
1184. OFFICE DEPOT INC   2019-05-07 2020-03-12
38. OMNICOM GROUP INC   2020-02-13 2020-03-12
108. PDC ENERGY INC   2020-02-18 2020-03-12
19. PPL CORPORATION COM   2019-08-09 2020-03-12
152. PPL CORPORATION COM     2020-03-12
56. POPULAR INC SEDOL B86QM90     2020-03-12
212. POPULAR INC SEDOL B86QM90     2020-03-12
718. ROYAL MAIL PLC-UNSP ADR ADR SEDOL BH1C7F7     2020-03-12
1306. ROYAL MAIL PLC-UNSP ADR ADR SEDOL BH1C7F7     2020-03-12
165. SLM CORP     2020-03-12
285. SLM CORP     2020-03-12
28. STATE STR CORP COM   2018-12-12 2020-03-12
11. STATE STR CORP COM     2020-03-12
75. TRI POINTE GROUP INC   2018-09-24 2020-03-12
66. TRI POINTE GROUP INC   2019-08-09 2020-03-12
26. VIACOMCBS INC - CLASS B     2020-03-12
36. VIACOMCBS INC - CLASS B     2020-03-12
386. VISTRA ENERGY CORP     2020-03-12
19. VORNADO RLTY TR SH BEN INT   2020-03-02 2020-03-12
204. ADIENT PLC SEDOL BD845X2     2020-03-12
74. ADIENT PLC SEDOL BD845X2   2019-10-02 2020-03-12
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39. BUNGE LIMITED     2020-03-12
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57. LAZARD, LTD     2020-03-12
634. CNH INDUSTRIAL NV SEDOL BDX85Z1     2020-03-12
280. FRANKS INTERNATIONAL NV SEDOL BCRY5H0     2020-03-12
182. FRANKS INTERNATIONAL NV SEDOL BCRY5H0     2020-03-12
7. AMN HEALTHCARE SERVICES   2018-10-30 2020-03-13
5. GRANITE CONSTRUCTION INC   2019-05-21 2020-03-13
80. GRANITE CONSTRUCTION INC     2020-03-13
9. NORTHERN TRUST CORP   2020-03-12 2020-03-13
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9. ABBOTT LABORATORIES INC   2018-10-30 2020-03-16
5. BOOKING HOLDINGS INC     2020-03-16
4. EQUITY RESIDENTIAL PPTYS TR SBI   2018-10-30 2020-03-16
359. HALLIBURTON CO     2020-03-16
580. HALLIBURTON CO     2020-03-16
47. MATTHEWS INTL CORP CL A     2020-03-16
3. REPLIGEN CORP   2019-10-24 2020-03-16
29. STERICYCLE INC   2019-05-03 2020-03-16
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14. ABBOTT LABORATORIES INC   2018-10-30 2020-03-18
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16. HAWAIIAN ELECTRIC INDUSTRIES INC   2018-10-30 2020-03-18
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243. LLOYDS TSB GROUP PLC SPONSORED ADR   2019-07-30 2020-03-18
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25. PDC ENERGY INC   2020-02-18 2020-03-18
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72.7 SUPERIOR ENERGY SERVICES INC   2019-05-10 2020-03-18
116.3 SUPERIOR ENERGY SERVICES INC     2020-03-18
12. VORNADO RLTY TR SH BEN INT   2020-03-02 2020-03-18
35. ADIDAS AG SPONSORED ADR     2020-03-19
3. AMPHENOL CORP NEW CL A   2018-11-05 2020-03-19
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9. I3 VERTICALS INC-CLASS A   2019-10-24 2020-03-19
7. REPLIGEN CORP   2019-10-24 2020-03-19
11. SCHWAB CHARLES CORP NEW   2019-04-05 2020-03-19
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17. WAYFAIR INC- CLASS A     2020-03-19
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683.25 CALLON PETE CO DEL REV SPLIT 08/07/20     2020-03-20
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31. MATADOR RESOURCES CO   2019-12-20 2020-03-20
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5. QUAKER CHEMICAL CORPORATION   2019-10-24 2020-03-20
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47. DELTA AIR LINES INC   2020-01-06 2020-03-24
27. KOHLS CORP COM   2020-03-12 2020-03-24
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26. SENSIENT TECHNOLOGIES CORP     2020-03-25
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25. INTERNATIONAL PAPER CO COM   2020-03-12 2020-03-30
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18. MAXIMUS INC   2019-10-24 2020-03-30
3. REPLIGEN CORP   2019-10-24 2020-03-30
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7. REPLIGEN CORP   2019-10-24 2020-04-16
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24. MADDEN STEVEN LTD   2019-10-24 2020-04-21
19. ABBOTT LABORATORIES INC   2018-10-30 2020-04-23
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260. OCCIDENTAL PETE CORP COM     2020-04-23
15. BARNES GROUP INC   2018-10-30 2020-04-24
25. MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC   2018-10-30 2020-04-27
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12. J & J SNACK FOODS CORP   2019-10-24 2020-04-28
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535. PROSUS NV -SPON ADR SEDOL BKT6LC7     2020-05-07
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48. AIA GROUP LTD SPONSORED ADR   2018-10-30 2020-05-08
14. ABBOTT LABORATORIES INC   2018-10-30 2020-05-08
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86. ANNALY CAPITAL MGMT INC   2020-04-03 2020-05-08
3. ANSYS INC   2018-08-22 2020-05-08
54. ARCHER DANIELS MIDLAND CO   2019-08-09 2020-05-08
11. ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM   2018-10-30 2020-05-08
21. BAE SYSYTEMS PLC SPONSORED ADR   2018-10-30 2020-05-08
44. BARRICK GOLD CORP   2020-03-12 2020-05-08
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11. BROWN & BROWN INC   2018-10-30 2020-05-08
4. CIGNA CORP   2019-01-04 2020-05-08
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11. COLFAX CORP   2016-07-28 2020-05-08
146. CONAGRA FOODS INC   2019-09-12 2020-05-08
108. DANONE SPONS ADR   2018-10-30 2020-05-08
128. DEUTSCHE BOERSE AG UNSPN ADR   2018-10-30 2020-05-08
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64. E.ON SE ADR   2018-10-30 2020-05-08
13. ELANCO ANIMAL HEALTH INC   2019-02-26 2020-05-08
6. EXLSERVICE HOLDINGS INC   2020-03-23 2020-05-08
53. FANUC CORP ADR   2018-10-30 2020-05-08
32. FNF GROUP-W/I   2018-10-30 2020-05-08
5. GENERAC HOLDINGS INC   2019-08-08 2020-05-08
5. GROCERY OUTLET HOLDING CORP   2020-03-09 2020-05-08
3. GUIDEWIRE SOFTWARE INC     2020-05-08
16. HDFC BANK LTD SPON - ADR   2018-10-30 2020-05-08
9. HESS CORPORATION   2020-02-18 2020-05-08
1. HUMANA INC   2020-03-12 2020-05-08
43. INTEL CORP   2018-10-30 2020-05-08
32. INVITATION HOMES INC   2020-03-25 2020-05-08
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16. JOHNSON & JOHNSON COM   2019-08-09 2020-05-08
8. JOHNSON & JOHNSON COM     2020-05-08
123. JULIS BAER GROUP LTD UN SPON ADR     2020-05-08
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4. LENDINGTREE INC   2019-10-24 2020-05-08
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21. LOWES COMPANIES INC   2018-10-30 2020-05-08
22. MARSH & MCLENNAN COS INC COM   2018-10-30 2020-05-08
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24. MERCK KGAA-SPONSORED ADR SEDOL   2020-03-02 2020-05-08
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12. NOVOZYMES A/S UNSPONSORED ADR   2020-03-25 2020-05-08
28. ORACLE CORP     2020-05-08
5. PEGASYSTEMS INC   2019-10-24 2020-05-08
24. PERNOD RICARD SA UNSPONSORED ADR   2020-03-18 2020-05-08
60. PFIZER INC COM   2018-06-18 2020-05-08
24. PFIZER INC COM   2019-08-09 2020-05-08
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13. RWE AG SPONSORED ADR REPSTG ORD PAR   2019-08-20 2020-05-08
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12. SAP SE SPONSORED ADR   2018-10-30 2020-05-08
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48. SIEMENS HEALTHINEE-UNSP ADR SEDOL BG0KD79   2019-03-27 2020-05-08
5. STANLEY BLACK & DECKER INC   2020-03-23 2020-05-08
22. VERIZON COMMUNICATIONS COM   2019-08-09 2020-05-08
26. VERIZON COMMUNICATIONS COM     2020-05-08
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64. VISTA OUTDOOR INC-WI   2020-03-18 2020-05-08
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107. AMERICAN CAMPUS CMNTYS INC   2020-03-12 2020-07-01
60. AMERICAN ELECTRIC POWER INC   2020-03-12 2020-07-01
49. AMERICAN WATER WORKS CO INC     2020-07-01
18. AMPHENOL CORP NEW CL A   2018-11-05 2020-07-01
36. ANALOG DEVICES INC   2020-03-12 2020-07-01
609. ANNALY CAPITAL MGMT INC     2020-07-01
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21. APTARGROUP INC     2020-07-01
15. ARCHER DANIELS MIDLAND CO   2019-08-09 2020-07-01
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170. BJ'S WHOLESALE CLUB HOLDINGS     2020-07-01
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56. BWX TECHNOLOGIES INC     2020-07-01
107. BAKER HUGHES COMPANY   2020-03-12 2020-07-01
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119. BANKUNITED INC     2020-07-01
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69. CBRE GROUP INC     2020-07-01
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100. CALLAWAY GOLF CO     2020-07-01
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42. CIMAREX ENERGY CO   2020-03-12 2020-07-01
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33. CIRCOR INTERNATIONAL INC     2020-07-01
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60. D R HORTON INC     2020-07-01
70. DARLING INGREDIENTS INC     2020-07-01
223. DARLING INGREDIENTS INC     2020-07-01
69. DEVON ENERGY CORP NEW   2020-03-12 2020-07-01
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95. F N B CORP COM   2019-09-23 2020-07-01
371. F N B CORP COM     2020-07-01
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38. HAWAIIAN ELECTRIC INDUSTRIES INC     2020-07-01
310. HERCULES CAPITAL INC     2020-07-01
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230. INVITATION HOMES INC     2020-07-01
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167. JUNIPER NETWORKS INC   2020-03-12 2020-07-01
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37. KEMPER CORP     2020-07-01
98. KEURIG DR PEPPER INC     2020-07-01
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427.803 LAZARD GLOBAL LISTED INFRASTRUCTURE PORTFOLIO   2018-11-05 2020-07-01
828.415 LAZARD GLOBAL LISTED INFRASTRUCTURE PORTFOLIO   2019-08-09 2020-07-01
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33. LIVENT CORP   2019-08-09 2020-07-01
206. LIVENT CORP     2020-07-01
107. LOEWS CORPORATION   2020-03-12 2020-07-01
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157. MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC     2020-07-01
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3. KENNEDY WILSON HOLDINGS INC   2020-07-01 2020-08-28
1. K.FORCE INC   2018-12-06 2020-08-28
1. K.FORCE INC   2020-07-01 2020-08-28
8. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92   2020-03-24 2020-08-28
2. KORN FERRY   2020-02-03 2020-08-28
10. KRATOS DEFENSE SECURITY SOLUTIONS INC   2020-04-02 2020-08-28
1. LHC GROUP INC   2018-11-05 2020-08-28
7. LVMH MOET HENNESSY LOUIS ADR   2018-10-30 2020-08-28
2. LA Z BOY INC   2020-03-26 2020-08-28
3. LABORATORY CORP OF AMERICA HLDG   2018-10-30 2020-08-28
3. LENNAR CORP   2017-06-21 2020-08-28
1. LIBERTY BROADBAND-A   2018-10-30 2020-08-28
7. LIBERTY BROADBAND-C   2018-10-30 2020-08-28
1. LIBERTY SIRIUSXM SERIES A   2018-10-30 2020-08-28
4. LIBERTY FORMULA ONE SERIES C   2018-01-12 2020-08-28
9. LONDON STOCK EXCHG-UNSP ADR ADR SEDOL BY7RGX6   2020-03-26 2020-08-28
7. LONZA GROUP AG UNSPON ADR   2020-08-06 2020-08-28
17. LOWES COMPANIES INC   2018-10-30 2020-08-28
2. LULULEMON ATHLETICA INC   2019-11-22 2020-08-28
2. MTS SYSTEMS CORP   2020-07-01 2020-08-28
3. MARCUS & MILLICHAP INC   2020-07-01 2020-08-28
1. MARKEL CORPORATION (HOLDING COMPANY)   2019-04-26 2020-08-28
1. MARSH & MCLENNAN COS INC COM   2018-10-30 2020-08-28
9. MARTEN TRANSPORT LTD   2019-10-24 2020-08-28
1. MARTIN MARIETTA MATLS INC   2017-08-10 2020-08-28
9. MASTERCARD INC CL A   2018-10-30 2020-08-28
2. MAXIMUS INC   2019-10-24 2020-08-28
3. MEDPACE HOLDINGS INC   2019-06-27 2020-08-28
1. MERCADOLIBRE INC   2020-03-18 2020-08-28
11. MERCK KGAA-SPONSORED ADR SEDOL   2020-07-01 2020-08-28
9. MERCK & CO INC   2018-10-30 2020-08-28
2. MERCURY SYSTEMS INC   2019-10-24 2020-08-28
1. MESA LABS INC   2019-10-24 2020-08-28
1. METTLER TOLEDO INTL INC   2018-08-15 2020-08-28
13. MICROSOFT CORP   2019-01-31 2020-08-28
3. MICROCHIP TECHNOLOGY INC   2018-10-30 2020-08-28
9. MOELIS & CO   2020-07-01 2020-08-28
24. MONDELEZ INTERNATIONAL   2018-10-30 2020-08-28
1. MOODYS CORP   2018-10-30 2020-08-28
2. MOTOROLA SOLUTIONS INC   2018-10-30 2020-08-28
2. MOVADO GROUP INC   2020-07-01 2020-08-28
22. MURATA MFG CO LTD ADR UNSPON ADR   2018-11-21 2020-08-28
3. NEOGEN CORP     2020-08-28
7. NEOGENOMICS INC COM NEW   2019-10-24 2020-08-28
5. NESTLE S A SPONSORED ADR REPSTG REG SH   2018-10-30 2020-08-28
1. NEXSTAR MEDIA GROUP INC   2018-10-30 2020-08-28
12. NIKE INC CL B   2020-03-26 2020-08-28
4. NLIGHT INC   2020-01-07 2020-08-28
41. NORDEA BANK ABP - SPON ADR ADR SEDOL BGT1Q96   2020-07-01 2020-08-28
3. NORTHROP GRUMMAN CORPORATION   2018-10-30 2020-08-28
4. NOVOZYMES A/S UNSPONSORED ADR   2020-03-25 2020-08-28
1. O REILLY AUTOMOTIVE INC   2018-10-30 2020-08-28
14. OLLIE'S BARGAIN OUTLET HOLDI   2020-04-02 2020-08-28
2. ONTO INNOVATION INC   2019-09-24 2020-08-28
1. PRA HEALTH SCIENCES INC   2019-10-24 2020-08-28
4. PARSLEY ENERGY INC-CLASS A MERGED 1/13/2021   2020-03-20 2020-08-28
2. PEGASYSTEMS INC   2019-10-24 2020-08-28
18. PERNOD RICARD SA UNSPONSORED ADR   2020-03-18 2020-08-28
41. PFIZER INC COM   2020-07-01 2020-08-28
6. PROGRESSIVE CORP OHIO   2018-10-30 2020-08-28
14. PROSUS NV -SPON ADR SEDOL BKT6LC7   2019-10-11 2020-08-28
1. QUAKER CHEMICAL CORPORATION   2019-10-24 2020-08-28
1. QUALYS INC   2019-10-24 2020-08-28
7. RWE AG SPONSORED ADR REPSTG ORD PAR   2019-08-20 2020-08-28
3. REALPAGE, INC.   2018-09-20 2020-08-28
19. RECKITT BENCKISER-SPON ADR ADR SEDOL B93K0B0   2019-11-25 2020-08-28
2. REPLIGEN CORP   2019-10-24 2020-08-28
2. REPAY HOLDINGS CORP   2020-05-15 2020-08-28
4. RESMED INC     2020-08-28
5. RESTAURANT BRANDS INTERN-W/I SEDOL BTF8WD8   2018-10-30 2020-08-28
6. ROCHE HOLDINGS LTD ADR     2020-08-28
1. ROPER INDS INC NEW   2018-10-30 2020-08-28
4. ROSS STORES INC   2020-06-25 2020-08-28
2. SBA COMMUNICATIONS CORP   2018-10-30 2020-08-28
1. SAIA INC   2020-02-27 2020-08-28
4. SANDS CHINA LTD UNSPONS ADR   2020-07-01 2020-08-28
5. SANOFI SPONSORED ADR   2020-02-25 2020-08-28
3. SAP SE SPONSORED ADR   2018-10-30 2020-08-28
40. SCHWAB CHARLES CORP NEW   2018-10-30 2020-08-28
12. SELECT ENERGY SERVICES INC-A   2019-10-24 2020-08-28
1. SELECTED INS GROUP INC   2020-07-01 2020-08-28
1. SHOPIFY INC - A W/I SEDOL BXDZ9Z0   2018-10-30 2020-08-28
2. SIEMENS AG SPONSORED ADR   2020-08-28 2020-08-28
21. SIKA AG-BR-ADR ADR SEDOL B98D285   2020-01-17 2020-08-28
1. SILICON LABORATORIES INC   2019-10-24 2020-08-28
2. SILICON MOTION TECHNOL ADR   2018-10-30 2020-08-28
1. SITEONE LANDSCAPE SUPPLY INC   2019-10-24 2020-08-28
8. SKYLINE CHAMPION CORP   2020-02-26 2020-08-28
4. SLACK TECHNOLOGIES INC- CL A   2019-09-23 2020-08-28
20. SMITH & NEPHEW PLC SPDN ADR   2018-10-30 2020-08-28
3. SQUARE INC - A   2019-08-15 2020-08-28
2. STANDARD MOTOR PRODUCTS INC   2020-07-01 2020-08-28
13. STERICYCLE INC   2019-09-23 2020-08-28
17. STERICYCLE INC   2019-05-03 2020-08-28
1. STEWART INFORMATION SERVICES CORP   2020-07-27 2020-08-28
2. STIFEL FINL CORP   2013-09-27 2020-08-28
3. SUMMIT MATERIALS INC -CL A   2018-09-04 2020-08-28
1. SYKES ENTERPRISES INC COM   2020-07-01 2020-08-28
21. TJX COS INC NEW COM   2020-03-23 2020-08-28
2. TABULA RASA HEALTHCARE INC   2019-10-24 2020-08-28
16. TAIWAN SEMICONDUCTOR MTG CO ADR   2018-10-30 2020-08-28
13. TENCENT HOLDINGS LTD UNSPON ADR   2018-10-30 2020-08-28
1. TETRA TECH INC NEW COM   2018-10-30 2020-08-28
4. TEXAS ROADHOUSE INC   2020-03-24 2020-08-28
2. TOPBUILD CORP   2020-04-01 2020-08-28
7. TOTAL FINA S A   2020-07-27 2020-08-28
1587.314 TOUCHSTONE SANDS EM GR-INST FUND 565   2018-10-30 2020-08-28
1. TRANSDIGM GROUP INC   2018-10-30 2020-08-28
8. TRANSUNION   2018-10-30 2020-08-28
1. TRUIST FINANCIAL CORP   2020-07-01 2020-08-28
1. TYLER TECHNOLOGIES INC   2020-06-25 2020-08-28
20. ULTA BEAUTY INC   2018-10-30 2020-08-28
3. ULTA BEAUTY INC   2018-10-30 2020-08-28
2. UNITED BANKSHARES INC WEST V COM   2018-10-30 2020-08-28
1. UNITIL CORPORATION   2020-07-01 2020-08-28
1. VAIL RESORTS INC COM   2020-03-12 2020-08-28
3. VERISIGN INC   2018-10-30 2020-08-28
6. VERIZON COMMUNICATIONS COM   2020-07-01 2020-08-28
11. VERISK ANALYTICS INC   2018-10-30 2020-08-28
2. VORNADO RLTY TR SH BEN INT   2020-05-29 2020-08-28
3. VULCAN MATERIALS CO   2020-04-16 2020-08-28
4. WNS HOLDINGS LTD ADR   2019-10-24 2020-08-28
12. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS   2018-10-30 2020-08-28
3987.471 WASATCH INTL OPPORTUNIT-INST   2018-04-23 2020-08-28
243. WISDOMTREE U.S. QUALITY DIVI ETF   2020-07-01 2020-08-28
4. WORKIVA INC   2019-10-24 2020-08-28
12. ZOETIS INC   2018-10-30 2020-08-28
6. ZURICH INS GROUP LTD ADR   2020-07-27 2020-08-28
13. ALLEGION PLC SEDOL BFRT3W7   2018-10-30 2020-08-28
1. AMBARELLA INC SEDOL B7KH3G6   2018-10-30 2020-08-28
2. AON PLC/IRELAND-A SEDOL BLP1HW5   2018-10-30 2020-08-28
23. ARCH CAPITAL GROUP LTD   2018-10-30 2020-08-28
3. ACCENTURE PLC CLASS A SEDOL B4BNMY3   2018-10-30 2020-08-28
4. MIMECAST LTD SEDOL BYT5JK6   2019-10-24 2020-08-28
1. ICON PLC SEDOL B94G471   2018-10-30 2020-08-28
9. IHS MARKIT LTD SEDOL BD0Q558   2018-10-30 2020-08-28
12. APTIV PLC-WHEN ISSUED SEDOL B783TY6   2018-10-30 2020-08-28
3. STERIS PLC SEDOL BFY8C75   2018-10-30 2020-08-28
10. ALCON INC SEDOL BJXBP41   2019-05-08 2020-08-28
2. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH0102993182   2018-12-27 2020-08-28
3. WIX.COM LTD SEDOL BFZCHN7   2019-01-08 2020-08-28
2. ASML HOLDING NV-NY SEDOL B908F01   2018-12-04 2020-08-28
3. FERRARI NV - W/I SEDOL BZ1GMK5   2020-03-25 2020-08-28
32. INTER PARFUMS INC   2019-10-24 2020-09-03
21. NLIGHT INC   2020-01-07 2020-09-08
38. EASTERLY GOVERNMENT PROPERTI     2020-09-14
4. LHC GROUP INC   2018-11-05 2020-09-14
10. PC CONNECTION INC   2020-07-01 2020-09-14
29. PC CONNECTION INC   2018-10-30 2020-09-14
8. O REILLY AUTOMOTIVE INC   2018-10-30 2020-09-16
31. ARCHER DANIELS MIDLAND CO     2020-09-18
3. BROADCOM INC   2019-01-29 2020-09-18
7. COGNIZANT TECHNOLOGY SOLUTIONS   2020-05-08 2020-09-18
12. ALLEGION PLC SEDOL BFRT3W7   2018-10-30 2020-09-18
5. COLFAX CORP   2016-07-28 2020-09-21
1. COPART INC   2018-10-30 2020-09-21
5. SHOPIFY INC - A W/I SEDOL BXDZ9Z0     2020-09-22
9. EXLSERVICE HOLDINGS INC   2018-10-30 2020-09-23
4. LITTELFUSE INC     2020-09-23
14. NIKE INC CL B     2020-09-23
10. ALLEGION PLC SEDOL BFRT3W7   2018-10-30 2020-09-23
14. LULULEMON ATHLETICA INC   2019-11-22 2020-09-25
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 844   844  
b 326   348 -22
c 312   358 -46
d 575   1,071 -496
e 1,943   1,805 138
482   522 -40
1,805   1,620 185
259   177 82
369   346 23
669   798 -129
550   455 95
457   548 -91
826   1,000 -174
287   179 108
307   256 51
1,379   2,834 -1,455
359   277 82
1,406   1,509 -103
292   355 -63
1,480   1,637 -157
414   341 73
848   965 -117
296   326 -30
1,452   1,920 -468
8,838   8,148 690
2,509   2,215 294
761   526 235
1,796   1,610 186
1,302   1,193 109
1,503   1,484 19
8,981   9,654 -673
4,034   3,633 401
3,581   1,989 1,592
393   509 -116
1,695   1,794 -99
1,309   1,009 300
7,867   6,184 1,683
3,259   2,915 344
1,063   928 135
641   1,105 -464
5,519   6,246 -727
1,419   1,320 99
993   989 4
2,908   6,525 -3,617
785   774 11
2,254   2,905 -651
1,770   1,680 90
6,091   5,675 416
1,046   848 198
4,340   3,871 469
2,241   2,394 -153
2,281   1,304 977
748   793 -45
1,056   1,171 -115
3,170   3,127 43
1,721   1,248 473
1,836   2,190 -354
1,090   1,159 -69
3,025   3,104 -79
105,983   98,566 7,417
1,473   1,587 -114
2,942   1,682 1,260
5,145   3,966 1,179
1,181   802 379
1,694   1,710 -16
4,118   3,561 557
4,418   4,797 -379
4,582   3,347 1,235
1,243   883 360
1,456   1,647 -191
3,617   3,057 560
1,386   1,459 -73
2,525   2,788 -263
953   898 55
2,757   2,711 46
2,517   2,525 -8
3,802   4,226 -424
3,079   2,892 187
1,200   1,066 134
3,614   3,713 -99
390   374 16
828   738 90
49   49  
585   534 51
6,964   5,380 1,584
899   1,109 -210
2,283   1,942 341
4,011   3,194 817
1,139   811 328
875   1,158 -283
722   522 200
2,087   2,224 -137
2,467   3,638 -1,171
1,779   1,367 412
1,905   1,654 251
958   1,031 -73
233   263 -30
501   352 149
49,557   48,606 951
2,046   3,827 -1,781
2,080   2,024 56
50,660   49,093 1,567
1,363   935 428
2,445   2,046 399
198   197 1
63,691   63,691  
2,113   2,136 -23
927   503 424
1,276   1,267 9
747   711 36
3,660   3,099 561
1,008   1,051 -43
358   412 -54
402   412 -10
766   731 35
875   819 56
1,622   1,356 266
348   321 27
5,734   10,368 -4,634
619   689 -70
1,638   1,400 238
201   125 76
725   450 275
714   725 -11
2,107   2,077 30
2,927   3,098 -171
2,638   2,132 506
1,091   763 328
417   275 142
575   596 -21
1,540   1,241 299
1   3 -2
253   175 78
1,420   1,283 137
1,903   4,594 -2,691
279   275 4
1,315   797 518
646   475 171
4,421   3,445 976
1,865   1,618 247
851   796 55
1,739   1,146 593
285   296 -11
2,116   2,379 -263
1,843   1,895 -52
6,683   6,659 24
1,512   1,436 76
1,932   1,230 702
1,297   1,086 211
2,569   2,170 399
655   570 85
839   754 85
718   749 -31
710   733 -23
978   863 115
638   447 191
       
917   914 3
524   505 19
8,185   7,543 642
687   504 183
1,553   1,445 108
172   167 5
5,771   7,695 -1,924
3,058   3,046 12
1,205   1,007 198
901   604 297
568   596 -28
6,065   7,983 -1,918
5,481   4,020 1,461
2,411   4,326 -1,915
942   976 -34
1,140   1,451 -311
372   313 59
306   225 81
230   175 55
572   617 -45
951   874 77
197   154 43
532   396 136
405   325 80
935   905 30
1,091   575 516
1,192   742 450
1,085   709 376
1,167   1,285 -118
604   440 164
101   54 47
105   70 35
1,681   1,375 306
1,959   1,613 346
365   5,928 -5,563
274   1,259 -985
1,288   1,028 260
567   442 125
1   29 -28
2   5 -3
3,050   2,302 748
24   24  
2,673   1,520 1,153
673   442 231
1,164   632 532
533   491 42
783   596 187
783   523 260
834   622 212
2,033   2,115 -82
1,221   990 231
3,017   2,159 858
888   700 188
1,083   755 328
1,030   683 347
2,310   2,511 -201
22   40 -18
1,079   671 408
918   741 177
1,187   735 452
905   857 48
544   753 -209
1,084   692 392
2,950   3,376 -426
1,524   1,113 411
4,192   3,105 1,087
4,663   2,927 1,736
437   628 -191
1,075   897 178
849   726 123
712   466 246
584   490 94
1,027   467 560
931   981 -50
6,189   3,644 2,545
1,235   851 384
1,319   1,070 249
2,538   2,421 117
8,832   7,987 845
4,759   3,575 1,184
770   4,263 -3,493
1,459   12,131 -10,672
434   643 -209
825   625 200
2,694   1,589 1,105
3,385   1,822 1,563
274   220 54
1,214   995 219
16,653   12,089 4,564
808   604 204
1,319   1,185 134
50   46 4
359   318 41
810   14,356 -13,546
9,197   2,180 7,017
4,625   3,126 1,499
4,428   3,343 1,085
1,107   939 168
2,363   1,991 372
3,485   2,582 903
1,141   815 326
2,350   2,784 -434
1,287   814 473
2,729   2,204 525
575   346 229
1,339   914 425
1,332   908 424
638   412 226
3,268   4,247 -979
4,341   5,544 -1,203
1,082   784 298
1,050   750 300
741   487 254
820   521 299
1,024   821 203
1,051   784 267
1,102   682 420
2,905   3,493 -588
905   695 210
896   689 207
5,242   3,966 1,276
3,823   3,782 41
2,035   1,808 227
8,192   8,905 -713
929   645 284
6,335   10,004 -3,669
3,838   3,216 622
361   267 94
713   661 52
1,001   1,638 -637
608   622 -14
2,080   1,427 653
991   695 296
547   992 -445
1,078   671 407
2,542   2,031 511
443   346 97
996   1,206 -210
498   619 -121
970   805 165
2,555   2,364 191
534   664 -130
6,176   8,838 -2,662
357   1,763 -1,406
1,058   799 259
542   697 -155
1,029   1,305 -276
515   692 -177
4,946   6,360 -1,414
2,473   3,253 -780
1,902   6,287 -4,385
1,050   6,427 -5,377
5,315   7,412 -2,097
2,488   4,607 -2,119
1,322   3,437 -2,115
1,579   4,776 -3,197
1,839   4,245 -2,406
4,078   10,687 -6,609
2,008   2,709 -701
5,248   9,021 -3,773
1,560   4,494 -2,934
2,564   10,763 -8,199
5,728   4,678 1,050
541   1,977 -1,436
1,145   1,863 -718
7,280   13,835 -6,555
331   749 -418
1,167   2,819 -1,652
1,303   1,493 -190
889   2,000 -1,111
1,322   4,335 -3,013
3,912   5,691 -1,779
2,515   4,049 -1,534
2,081   3,551 -1,470
2,081   3,516 -1,435
1,607   2,305 -698
3,683   8,688 -5,005
1,431   3,047 -1,616
5,449   8,762 -3,313
965   1,491 -526
3,075   4,875 -1,800
1,008   3,096 -2,088
295   399 -104
2,020   2,831 -811
1,661   3,067 -1,406
1,376   2,156 -780
3,547   11,596 -8,049
1,353   2,969 -1,616
3,528   12,687 -9,159
3,084   6,512 -3,428
1,043   1,857 -814
164   273 -109
3,979   6,905 -2,926
1,288   1,839 -551
1,304   1,970 -666
980   5,601 -4,621
1,886   14,018 -12,132
2,729   3,291 -562
4,411   6,282 -1,871
471   2,550 -2,079
4,249   5,756 -1,507
1,137   1,600 -463
1,656   1,599 57
5,530   8,082 -2,552
2,626   3,557 -931
2,069   3,051 -982
841   9,752 -8,911
615   3,196 -2,581
4,349   8,350 -4,001
2,026   2,735 -709
2,169   3,014 -845
628   2,306 -1,678
514   566 -52
4,115   4,559 -444
1,996   3,145 -1,149
7,555   11,067 -3,512
2,409   3,829 -1,420
4,381   13,226 -8,845
1,261   1,472 -211
2,179   3,226 -1,047
1,355   1,783 -428
532   571 -39
885   996 -111
779   896 -117
457   1,320 -863
633   2,023 -1,390
6,234   9,208 -2,974
808   1,028 -220
2,978   6,974 -3,996
1,080   1,577 -497
3,181   6,152 -2,971
1,363   2,239 -876
3,982   5,035 -1,053
613   709 -96
1,434   1,978 -544
4,282   6,468 -2,186
460   2,217 -1,757
299   935 -636
466   360 106
59   206 -147
936   3,754 -2,818
618   570 48
2,723   2,703 20
371   331 40
1,723   1,485 238
683   607 76
6,362   9,135 -2,773
270   264 6
2,308   7,504 -5,196
3,728   21,387 -17,659
964   1,951 -987
267   238 29
1,398   1,400 -2
137   116 21
2,556   2,199 357
274   310 -36
1,064   945 119
79   99 -20
744   597 147
60   119 -59
89   175 -86
4,179   8,242 -4,063
359   651 -292
6,388   9,622 -3,234
151   534 -383
608   666 -58
107   2,235 -2,128
171   10,096 -9,925
386   649 -263
3,332   4,062 -730
200   269 -69
1,267   991 276
122   182 -60
654   555 99
342   491 -149
302   417 -115
388   2,340 -1,952
106   956 -850
315   6,412 -6,097
259   4,370 -4,111
50   533 -483
3,907   2,734 1,173
694   749 -55
430   513 -83
1,226   2,706 -1,480
423   655 -232
342   322 20
555   489 66
621   602 19
136   148 -12
402   606 -204
635   555 80
795   604 191
1,069   1,687 -618
770   598 172
743   764 -21
252   267 -15
488   1,668 -1,180
982   2,976 -1,994
246   289 -43
896   2,187 -1,291
256   2,461 -2,205
262   1,130 -868
2,190   3,200 -1,010
5,313   7,527 -2,214
1,745   1,604 141
51   530 -479
769   742 27
665   970 -305
1,014   1,355 -341
281   238 43
5,393   4,522 871
392   731 -339
756   558 198
594   312 282
1,247   928 319
2,189   641 1,548
126   253 -127
5,564   7,463 -1,899
39   60 -21
951   949 2
730   748 -18
42   84 -42
204   336 -132
359   417 -58
166   260 -94
985   992 -7
1,666   3,056 -1,390
394   401 -7
141   3,762 -3,621
497   655 -158
631   601 30
3   5 -2
109   2,604 -2,495
1,449   914 535
693   695 -2
429   801 -372
4,170   21,764 -17,594
3,977   10,263 -6,286
2,222   2,792 -570
10,182   9,673 509
715   613 102
1,017   887 130
440   346 94
677   3,012 -2,335
4,119   4,911 -792
730   602 128
3,908   11,500 -7,592
1,496   1,656 -160
1   11 -10
647   793 -146
1,517   808 709
530   782 -252
576   606 -30
17   14 3
955   694 261
475   513 -38
568   521 47
7,959   10,006 -2,047
813   1,241 -428
467   885 -418
1,185   2,390 -1,205
573   521 52
772   1,569 -797
2,774   3,674 -900
344   318 26
794   1,179 -385
727   555 172
1,330   1,468 -138
673   596 77
3,767   3,013 754
630   961 -331
504   864 -360
1,838   1,282 556
1,662   5,794 -4,132
3,571   18,578 -15,007
551   845 -294
680   344 336
150   125 25
7,363   6,466 897
1,453   2,286 -833
4,020   3,075 945
2,114   1,230 884
829   788 41
944   426 518
725   555 170
52   69 -17
1,444   808 636
609   463 146
912   769 143
602   476 126
912   869 43
593   595 -2
8,058   7,419 639
3   4 -1
1,729   1,428 301
1,318   945 373
712   601 111
299   376 -77
526   370 156
785   523 262
1,930   2,059 -129
387   260 127
536   543 -7
1,216   741 475
216   302 -86
547   531 16
414   307 107
753   751 2
1,181   793 388
304   275 29
296   317 -21
4,899   4,346 553
1,490   1,536 -46
2,044   1,585 459
349   223 126
2,261   2,079 182
628   620 8
263   379 -116
369   266 103
886   864 22
820   1,043 -223
516   367 149
182   159 23
292   296 -4
651   702 -51
428   535 -107
378   310 68
2,554   2,023 531
794   616 178
1,390   886 504
2,379   2,112 267
1,190   987 203
942   955 -13
382   295 87
992   1,283 -291
255   161 94
2,386   1,965 421
2,260   1,828 432
562   371 191
785   470 315
549   596 -47
59   52 7
147   137 10
554   305 249
2,564   2,186 378
648   504 144
611   506 105
1,493   1,318 175
453   373 80
708   647 61
2,231   2,164 67
893   882 11
299   275 24
148   150 -2
380   366 14
558   516 42
273   268 5
299   175 124
1,264   1,294 -30
1,403   1,255 148
233   202 31
1,057   1,002 55
573   365 208
1,241   1,226 15
1,466   1,292 174
954   695 259
436   555 -119
945   1,028 -83
476   256 220
437   361 76
512   420 92
375   312 63
470   356 114
362   537 -175
1,499   736 763
541   554 -13
1,702   2,531 -829
603   433 170
1,082   770 312
234   703 -469
545   1,629 -1,084
629   767 -138
1,788   1,551 237
43   40 3
1,837   1,580 257
78   95 -17
315   174 141
11   32 -21
51   51  
12   22 -10
24   43 -19
250   143 107
2,186   3,237 -1,051
79   133 -54
120   142 -22
48   42 6
56   44 12
34   58 -24
98   191 -93
141   171 -30
60   45 15
9   15 -6
32   37 -5
12   10 2
96   84 12
11   15 -4
114   81 33
13   33 -20
36   44 -8
84   91 -7
55   157 -102
387   1,103 -716
73   70 3
86   89 -3
70   71 -1
10   11 -1
31   34 -3
480   346 134
1,133   617 516
58   55 3
731   735 -4
97   276 -179
991   1,170 -179
8,673   10,466 -1,793
4,204   3,047 1,157
3,204   1,986 1,218
1,862   1,579 283
934   1,606 -672
39   118 -79
1,027   657 370
786   620 166
467   663 -196
3,548   3,617 -69
384   285 99
1,859   1,785 74
3,011   2,462 549
2,439   2,032 407
1,732   1,443 289
1,610   1,216 394
2,953   2,648 305
40,989   47,394 -6,405
325   216 109
578   522 56
44,135   46,907 -2,772
357   271 86
44,957   48,277 -3,320
54,904   64,309 -9,405
40,773   48,277 -7,504
365   253 112
247   180 67
206   143 63
2,019   2,654 -635
262   198 64
1,179   1,083 96
383   585 -202
582   884 -302
1,554   757 797
1,613   1,881 -268
597   408 189
987   542 445
555   272 283
1,266   1,043 223
623   441 182
845   444 401
284   202 82
420   219 201
1,986   1,365 621
5,804   8,905 -3,101
716   1,021 -305
360   259 101
330   232 98
374   206 168
300   298 2
105   67 38
749   620 129
27   36 -9
391   219 172
391   397 -6
462   319 143
634   646 -12
1,257   1,324 -67
168   181 -13
5,916   9,593 -3,677
331   351 -20
516   389 127
584   448 136
296   232 64
113   102 11
184   143 41
734   912 -178
231   179 52
210   332 -122
397   536 -139
56   80 -24
453   386 67
872   879 -7
272   279 -7
1,679   768 911
175   211 -36
399   496 -97
1,104   1,081 23
182   124 58
288   232 56
439   454 -15
414   427 -13
440   468 -28
490   396 94
105   89 16
23   25 -2
1,217   1,229 -12
641   464 177
1,525   1,856 -331
674   1,013 -339
354   296 58
114   88 26
108   85 23
145   125 20
120   147 -27
318   271 47
341   224 117
742   352 390
535   432 103
388   185 203
193   96 97
335   259 76
297   471 -174
1,050   820 230
1,137   647 490
286   175 111
411   618 -207
574   852 -278
317   202 115
942   978 -36
1,675   1,027 648
1,351   1,071 280
1,365   1,012 353
240   161 79
3,485   3,093 392
1,422   1,016 406
2,266   2,547 -281
1,097   1,569 -472
3,797   3,793 4
4,832   5,037 -205
6,333   5,916 417
1,727   1,615 112
4,374   3,250 1,124
4,044   3,956 88
291   174 117
2,344   1,968 376
600   572 28
1,574   875 699
476   248 228
896   871 25
99   54 45
6,290   5,398 892
627   537 90
3,190   2,619 571
1,696   1,230 466
162   213 -51
2,371   3,901 -1,530
299   224 75
1,626   1,081 545
875   1,514 -639
136   119 17
1,825   1,954 -129
219   147 72
33,051   29,452 3,599
3,327   4,630 -1,303
247   190 57
1,255   1,062 193
564   454 110
136   122 14
21   41 -20
8,663   5,936 2,727
511   369 142
655   694 -39
4,893   4,342 551
3,126   2,224 902
2,692   1,840 852
2,754   1,850 904
964   1,131 -167
222   232 -10
3,832   3,114 718
177   161 16
2,076   1,925 151
1,798   1,709 89
521   563 -42
2,033   1,606 427
5,143   5,137 6
449   343 106
2,290   2,747 -457
2,857   2,459 398
3,870   2,908 962
133   64 69
1,160   608 552
425   629 -204
824   1,050 -226
538   461 77
2,511   2,660 -149
3,059   1,965 1,094
242   174 68
59   43 16
138   144 -6
568   945 -377
1,901   3,253 -1,352
145   197 -52
419   239 180
409   367 42
2,764   2,806 -42
854   561 293
2,790   2,072 718
1,049   1,675 -626
3,287   2,197 1,090
1,718   1,271 447
5,473   4,576 897
810   519 291
631   938 -307
4,415   6,562 -2,147
378   223 155
1,117   750 367
1,982   1,271 711
1,335   1,515 -180
95   85 10
457   330 127
1,371   1,503 -132
193   166 27
18   15 3
1,358   1,841 -483
1,956   2,459 -503
3,774   4,583 -809
704   380 324
1,036   1,091 -55
3,095   2,849 246
252   177 75
3,272   3,127 145
76   67 9
2,422   1,549 873
2,984   2,417 567
708   1,101 -393
2,767   4,375 -1,608
2,071   1,277 794
257   151 106
1,539   1,630 -91
954   1,065 -111
2,415   2,248 167
1,744   2,505 -761
4,106   3,968 138
50   80 -30
2,040   3,262 -1,222
425   394 31
5,824   5,889 -65
216   137 79
122   105 17
1,952   1,246 706
35   42 -7
1,129   1,311 -182
2,412   3,019 -607
325   254 71
223   202 21
1,364   1,273 91
35   38 -3
2,939   2,384 555
188   135 53
1,208   1,343 -135
1,108   1,150 -42
1,182   1,297 -115
1,859   2,111 -252
1,380   1,420 -40
3,231   3,841 -610
10   13 -3
1,243   1,431 -188
570   797 -227
1,222   1,575 -353
769   1,224 -455
1,064   1,207 -143
2,683   2,295 388
343   405 -62
5,072   4,027 1,045
2,820   3,065 -245
3,891   3,323 568
3,069   4,981 -1,912
2,381   2,579 -198
660   372 288
1,167   1,682 -515
742   1,394 -652
1,388   1,347 41
572   630 -58
1,764   1,577 187
97   146 -49
1,588   1,545 43
6,360   5,380 980
3,366   2,127 1,239
23,995   20,544 3,451
150   101 49
128   191 -63
5,551   5,203 348
3,807   3,167 640
7,112   5,641 1,471
16   12 4
1,134   1,707 -573
2,685   2,825 -140
2,789   2,642 147
1,880   2,547 -667
265   227 38
2,110   1,416 694
6,058   6,588 -530
11,730   12,550 -820
3,396   2,969 427
79   105 -26
1,924   1,447 477
124   80 44
126   80 46
35   39 -4
176   127 49
450   483 -33
30   31 -1
95   89 6
203   247 -44
1,269   2,957 -1,688
3,679   3,759 -80
3,124   2,158 966
104   163 -59
2,963   2,825 138
2,119   3,298 -1,179
1,598   1,773 -175
662   338 324
5,241   2,337 2,904
1,116   1,619 -503
4,023   2,962 1,061
926   947 -21
5,173   3,885 1,288
2,199   1,577 622
3,566   2,227 1,339
71   75 -4
1,956   940 1,016
158   147 11
214   220 -6
1,602   1,117 485
2,682   2,671 11
3,843   1,930 1,913
105   64 41
3,928   4,243 -315
3,527   3,491 36
826   422 404
1,901   1,493 408
4,474   3,254 1,220
3,254   3,312 -58
1,146   1,475 -329
517   905 -388
232   190 42
217   139 78
1,995   1,511 484
2,498   2,132 366
1,759   1,528 231
240   225 15
2,360   2,124 236
1,301   2,421 -1,120
843   658 185
1,397   2,440 -1,043
180   161 19
1,034   1,957 -923
13   21 -8
318   1,115 -797
5,077   4,343 734
96   98 -2
1,545   1,550 -5
3,182   2,476 706
2,234   2,414 -180
704   620 84
541   268 273
406   298 108
535   458 77
1,000   1,056 -56
587   638 -51
3,689   4,026 -337
2,995   2,965 30
524   575 -51
401   344 57
309   238 71
259   251 8
2,691   2,208 483
4,814   4,126 688
368   238 130
147   118 29
6,647   6,927 -280
2,072   1,108 964
550   529 21
7,431   5,665 1,766
330   175 155
293   162 131
1,120   1,056 64
224   187 37
1,032   1,108 -76
1,491   1,347 144
1,790   2,367 -577
569   747 -178
1,334   1,238 96
103   101 2
155   200 -45
983   1,253 -270
2,871   385 2,486
1,438   1,404 34
98   110 -12
32   34 -2
2,223   1,645 578
228   158 70
220   244 -24
123   96 27
1,022   845 177
1,646   2,284 -638
2,592   2,972 -380
2,229   3,141 -912
57   48 9
6,840   5,271 1,569
736   628 108
3,209   5,435 -2,226
362   332 30
65   84 -19
1,359   911 448
1,820   1,251 569
273   248 25
83   99 -16
1,538   1,010 528
1,165   4,254 -3,089
11   9 2
2,515   1,246 1,269
1,253   995 258
227   139 88
41,034   27,523 13,511
450   316 134
177   126 51
2,443   2,993 -550
1,832   1,973 -141
346   338 8
1,659   2,134 -475
1,518   1,725 -207
4,669   2,715 1,954
3,976   4,065 -89
1,890   3,004 -1,114
32   30 2
2,571   1,998 573
2,202   1,937 265
2,227   2,350 -123
716   666 50
7,666   6,527 1,139
1,443   1,353 90
207   137 70
2,039   1,390 649
3,875   3,436 439
3,646   4,228 -582
155   95 60
1,733   1,621 112
39   36 3
2,088   1,853 235
607   682 -75
895   976 -81
39,389   31,445 7,944
1,131   1,006 125
24,383   21,790 2,593
1,021   505 516
1,220   630 590
4,676   3,889 787
1,786   1,917 -131
2,976   2,617 359
2,733   2,263 470
2,329   1,526 803
1,132   923 209
7,686   7,339 347
192   156 36
5,475   5,164 311
692   578 114
2,590   4,162 -1,572
363   328 35
2,161   1,529 632
252   235 17
846   668 178
1,139   763 376
2,457   2,352 105
4,147   3,360 787
520   576 -56
1,482   1,328 154
1,546   1,075 471
8,293   7,054 1,239
58   59 -1
258   96 162
4,084   6,456 -2,372
1,833   879 954
258   280 -22
1,608   1,661 -53
3,425   9,039 -5,614
156   199 -43
10   11 -1
5,130   641 4,489
2,480   2,050 430
1,580   1,111 469
3,333   2,301 1,032
3,290   2,374 916
1,248   1,118 130
2,899   385 2,514
964   416 548
2,034   1,010 1,024
5,064   8,104 -3,040
87,808   93,533 -5,725
1,719   1,603 116
322   317 5
351   341 10
3,142   1,277 1,865
70   59 11
178,324   184,122 -5,798
2,868   1,939 929
       
962   1,049 -87
1,585   1,845 -260
922   996 -74
790   817 -27
802   379 423
2,783   1,339 1,444
1,381   2,096 -715
696   256 440
1,029   2,437 -1,408
161   186 -25
896   475 421
4,657   2,443 2,214
1,566   1,127 439
921   732 189
7,852   9,153 -1,301
9   7 2
1,409   576 833
6,226   5,655 571
505   525 -20
1,712   1,618 94
66   60 6
1,763   2,308 -545
256   255 1
926   1,290 -364
585   606 -21
505   549 -44
383   585 -202
710   1,649 -939
177   182 -5
955   684 271
107   84 23
5,114   3,105 2,009
136   117 19
209   186 23
67   58 9
296   161 135
148   127 21
287   193 94
1,636   1,016 620
349   476 -127
88   60 28
2,511   2,072 439
344   327 17
668   349 319
173   89 84
1,117   1,000 117
221   230 -9
596   307 289
737   373 364
983   1,016 -33
84   54 30
250   217 33
97   94 3
111   147 -36
40   39 1
40   43 -3
315   249 66
85   80 5
119   119  
418   250 168
81   65 16
181   142 39
130   119 11
683   531 152
417   321 96
202   163 39
48   81 -33
737   446 291
218   138 80
239   229 10
430   388 42
919   696 223
1,149   800 349
845   529 316
72   70 2
42   41 1
897   602 295
278   230 48
278   220 58
1,175   756 419
43   49 -6
40   34 6
144   124 20
204   128 76
2,150   1,822 328
134   115 19
51   34 17
1,323   1,150 173
217   199 18
454   357 97
832   383 449
244   264 -20
212   179 33
249   270 -21
354   235 119
272   194 78
2,861   2,134 727
200   112 88
417   251 166
170   137 33
1,001   516 485
341   255 86
77   68 9
271   223 48
257   148 109
121   91 30
112   83 29
269   211 58
73   43 30
336   341 -5
64   62 2
264   201 63
892   547 345
2,041   993 1,048
210   196 14
874   453 421
233   241 -8
11,257   9,804 1,453
230   197 33
59   51 8
119   85 34
244   137 107
34   41 -7
781   631 150
59   48 11
178   212 -34
165   127 38
458   395 63
19,032   18,590 442
104   74 30
182   151 31
266   254 12
83   82 1
117   155 -38
68   67 1
88   96 -8
383   186 197
171   158 13
143   159 -16
139   152 -13
45   73 -28
1,240   1,188 52
49,538   42,395 7,143
3,038   1,716 1,322
24,185   18,410 5,775
2,709   2,527 182
84   61 23
612   557 55
341   300 41
176   173 3
454   320 134
66   74 -8
234   234  
43   65 -22
43   46 -3
35   30 5
35   30 5
243   176 67
62   84 -22
196   133 63
206   95 111
659   413 246
66   43 23
529   471 58
229   158 71
139   80 59
988   563 425
37   39 -2
160   138 22
267   201 66
427   436 -9
2,794   1,590 1,204
756   432 324
50   36 14
86   88 -2
1,108   1,032 76
114   83 31
162   132 30
208   208  
3,280   1,670 1,610
156   151 5
379   192 187
1,186   470 716
295   258 37
766   647 119
148   147 1
242   220 22
965   558 407
2,957   1,355 1,602
329   192 137
288   284 4
1,391   1,006 385
294   141 153
305   236 69
22   22  
325   264 61
228   192 36
271   139 132
600   420 180
97   74 23
1,342   1,019 323
95   82 13
333   284 49
1,028   774 254
233   169 64
461   329 132
1,431   634 797
64   66 -2
104   98 6
44   21 23
257   149 108
620   485 135
1,539   1,401 138
560   413 147
287   205 82
194   150 44
107   79 28
274   197 77
189   188 1
381   297 84
300   158 142
52   39 13
718   426 292
277   264 13
260   193 67
428   278 150
369   335 34
610   323 287
134   94 40
176   162 14
252   249 3
498   314 184
1,450   1,796 -346
57   91 -34
59   53 6
1,046   128 918
140   141 -1
493   393 100
102   110 -8
75   74 1
125   79 46
231   217 14
128   96 32
812   650 162
464   187 277
93   83 10
832   652 180
1,087   821 266
43   41 2
103   84 19
46   63 -17
34   28 6
1,138   750 388
100   99 1
1,285   598 687
908   415 493
92   66 26
259   175 84
311   139 172
277   270 7
29,445   16,524 12,921
503   316 187
698   504 194
39   38 1
334   338 -4
4,748   5,335 -587
712   800 -88
53   58 -5
42   45 -3
226   143 83
621   410 211
355   332 23
2,051   1,274 777
73   73  
368   329 39
266   248 18
299   316 -17
18,382   14,036 4,346
12,272   11,101 1,171
238   162 76
1,905   1,077 828
225   230 -5
1,348   1,091 257
52   34 18
400   312 88
739   625 114
724   459 265
193   157 36
182   134 48
723   458 265
1,040   882 158
470   322 148
575   593 -18
193   147 46
872   288 584
756   352 404
587   449 138
1,440   2,337 -897
439   430 9
903   694 209
808   379 429
419   472 -53
1,215   921 294
3,785   2,631 1,154
1,484   1,400 84
1,081   797 284
482   399 83
1,248   1,007 241
152   144 8
101   48 53
4,594   789 3,805
571   559 12
678   568 110
1,776   1,204 572
978   839 139
4,377   3,021 1,356
      10,094
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a        
b       -22
c       -46
d       -496
e       138
      -40
      185
      82
      23
      -129
      95
      -91
      -174
      108
      51
      -1,455
      82
      -103
      -63
      -157
      73
      -117
      -30
      -468
      690
      294
      235
      186
      109
      19
      -673
      401
      1,592
      -116
      -99
      300
      1,683
      344
      135
      -464
      -727
      99
      4
      -3,617
      11
      -651
      90
      416
      198
      469
      -153
      977
      -45
      -115
      43
      473
      -354
      -69
      -79
      7,417
      -114
      1,260
      1,179
      379
      -16
      557
      -379
      1,235
      360
      -191
      560
      -73
      -263
      55
      46
      -8
      -424
      187
      134
      -99
      16
      90
       
      51
      1,584
      -210
      341
      817
      328
      -283
      200
      -137
      -1,171
      412
      251
      -73
      -30
      149
      951
      -1,781
      56
      1,567
      428
      399
      1
       
      -23
      424
      9
      36
      561
      -43
      -54
      -10
      35
      56
      266
      27
      -4,634
      -70
      238
      76
      275
      -11
      30
      -171
      506
      328
      142
      -21
      299
      -2
      78
      137
      -2,691
      4
      518
      171
      976
      247
      55
      593
      -11
      -263
      -52
      24
      76
      702
      211
      399
      85
      85
      -31
      -23
      115
      191
       
      3
      19
      642
      183
      108
      5
      -1,924
      12
      198
      297
      -28
      -1,918
      1,461
      -1,915
      -34
      -311
      59
      81
      55
      -45
      77
      43
      136
      80
      30
      516
      450
      376
      -118
      164
      47
      35
      306
      346
      -5,563
      -985
      260
      125
      -28
      -3
      748
       
      1,153
      231
      532
      42
      187
      260
      212
      -82
      231
      858
      188
      328
      347
      -201
      -18
      408
      177
      452
      48
      -209
      392
      -426
      411
      1,087
      1,736
      -191
      178
      123
      246
      94
      560
      -50
      2,545
      384
      249
      117
      845
      1,184
      -3,493
      -10,672
      -209
      200
      1,105
      1,563
      54
      219
      4,564
      204
      134
      4
      41
      -13,546
      7,017
      1,499
      1,085
      168
      372
      903
      326
      -434
      473
      525
      229
      425
      424
      226
      -979
      -1,203
      298
      300
      254
      299
      203
      267
      420
      -588
      210
      207
      1,276
      41
      227
      -713
      284
      -3,669
      622
      94
      52
      -637
      -14
      653
      296
      -445
      407
      511
      97
      -210
      -121
      165
      191
      -130
      -2,662
      -1,406
      259
      -155
      -276
      -177
      -1,414
      -780
      -4,385
      -5,377
      -2,097
      -2,119
      -2,115
      -3,197
      -2,406
      -6,609
      -701
      -3,773
      -2,934
      -8,199
      1,050
      -1,436
      -718
      -6,555
      -418
      -1,652
      -190
      -1,111
      -3,013
      -1,779
      -1,534
      -1,470
      -1,435
      -698
      -5,005
      -1,616
      -3,313
      -526
      -1,800
      -2,088
      -104
      -811
      -1,406
      -780
      -8,049
      -1,616
      -9,159
      -3,428
      -814
      -109
      -2,926
      -551
      -666
      -4,621
      -12,132
      -562
      -1,871
      -2,079
      -1,507
      -463
      57
      -2,552
      -931
      -982
      -8,911
      -2,581
      -4,001
      -709
      -845
      -1,678
      -52
      -444
      -1,149
      -3,512
      -1,420
      -8,845
      -211
      -1,047
      -428
      -39
      -111
      -117
      -863
      -1,390
      -2,974
      -220
      -3,996
      -497
      -2,971
      -876
      -1,053
      -96
      -544
      -2,186
      -1,757
      -636
      106
      -147
      -2,818
      48
      20
      40
      238
      76
      -2,773
      6
      -5,196
      -17,659
      -987
      29
      -2
      21
      357
      -36
      119
      -20
      147
      -59
      -86
      -4,063
      -292
      -3,234
      -383
      -58
      -2,128
      -9,925
      -263
      -730
      -69
      276
      -60
      99
      -149
      -115
      -1,952
      -850
      -6,097
      -4,111
      -483
      1,173
      -55
      -83
      -1,480
      -232
      20
      66
      19
      -12
      -204
      80
      191
      -618
      172
      -21
      -15
      -1,180
      -1,994
      -43
      -1,291
      -2,205
      -868
      -1,010
      -2,214
      141
      -479
      27
      -305
      -341
      43
      871
      -339
      198
      282
      319
      1,548
      -127
      -1,899
      -21
      2
      -18
      -42
      -132
      -58
      -94
      -7
      -1,390
      -7
      -3,621
      -158
      30
      -2
      -2,495
      535
      -2
      -372
      -17,594
      -6,286
      -570
      509
      102
      130
      94
      -2,335
      -792
      128
      -7,592
      -160
      -10
      -146
      709
      -252
      -30
      3
      261
      -38
      47
      -2,047
      -428
      -418
      -1,205
      52
      -797
      -900
      26
      -385
      172
      -138
      77
      754
      -331
      -360
      556
      -4,132
      -15,007
      -294
      336
      25
      897
      -833
      945
      884
      41
      518
      170
      -17
      636
      146
      143
      126
      43
      -2
      639
      -1
      301
      373
      111
      -77
      156
      262
      -129
      127
      -7
      475
      -86
      16
      107
      2
      388
      29
      -21
      553
      -46
      459
      126
      182
      8
      -116
      103
      22
      -223
      149
      23
      -4
      -51
      -107
      68
      531
      178
      504
      267
      203
      -13
      87
      -291
      94
      421
      432
      191
      315
      -47
      7
      10
      249
      378
      144
      105
      175
      80
      61
      67
      11
      24
      -2
      14
      42
      5
      124
      -30
      148
      31
      55
      208
      15
      174
      259
      -119
      -83
      220
      76
      92
      63
      114
      -175
      763
      -13
      -829
      170
      312
      -469
      -1,084
      -138
      237
      3
      257
      -17
      141
      -21
       
      -10
      -19
      107
      -1,051
      -54
      -22
      6
      12
      -24
      -93
      -30
      15
      -6
      -5
      2
      12
      -4
      33
      -20
      -8
      -7
      -102
      -716
      3
      -3
      -1
      -1
      -3
      134
      516
      3
      -4
      -179
      -179
      -1,793
      1,157
      1,218
      283
      -672
      -79
      370
      166
      -196
      -69
      99
      74
      549
      407
      289
      394
      305
      -6,405
      109
      56
      -2,772
      86
      -3,320
      -9,405
      -7,504
      112
      67
      63
      -635
      64
      96
      -202
      -302
      797
      -268
      189
      445
      283
      223
      182
      401
      82
      201
      621
      -3,101
      -305
      101
      98
      168
      2
      38
      129
      -9
      172
      -6
      143
      -12
      -67
      -13
      -3,677
      -20
      127
      136
      64
      11
      41
      -178
      52
      -122
      -139
      -24
      67
      -7
      -7
      911
      -36
      -97
      23
      58
      56
      -15
      -13
      -28
      94
      16
      -2
      -12
      177
      -331
      -339
      58
      26
      23
      20
      -27
      47
      117
      390
      103
      203
      97
      76
      -174
      230
      490
      111
      -207
      -278
      115
      -36
      648
      280
      353
      79
      392
      406
      -281
      -472
      4
      -205
      417
      112
      1,124
      88
      117
      376
      28
      699
      228
      25
      45
      892
      90
      571
      466
      -51
      -1,530
      75
      545
      -639
      17
      -129
      72
      3,599
      -1,303
      57
      193
      110
      14
      -20
      2,727
      142
      -39
      551
      902
      852
      904
      -167
      -10
      718
      16
      151
      89
      -42
      427
      6
      106
      -457
      398
      962
      69
      552
      -204
      -226
      77
      -149
      1,094
      68
      16
      -6
      -377
      -1,352
      -52
      180
      42
      -42
      293
      718
      -626
      1,090
      447
      897
      291
      -307
      -2,147
      155
      367
      711
      -180
      10
      127
      -132
      27
      3
      -483
      -503
      -809
      324
      -55
      246
      75
      145
      9
      873
      567
      -393
      -1,608
      794
      106
      -91
      -111
      167
      -761
      138
      -30
      -1,222
      31
      -65
      79
      17
      706
      -7
      -182
      -607
      71
      21
      91
      -3
      555
      53
      -135
      -42
      -115
      -252
      -40
      -610
      -3
      -188
      -227
      -353
      -455
      -143
      388
      -62
      1,045
      -245
      568
      -1,912
      -198
      288
      -515
      -652
      41
      -58
      187
      -49
      43
      980
      1,239
      3,451
      49
      -63
      348
      640
      1,471
      4
      -573
      -140
      147
      -667
      38
      694
      -530
      -820
      427
      -26
      477
      44
      46
      -4
      49
      -33
      -1
      6
      -44
      -1,688
      -80
      966
      -59
      138
      -1,179
      -175
      324
      2,904
      -503
      1,061
      -21
      1,288
      622
      1,339
      -4
      1,016
      11
      -6
      485
      11
      1,913
      41
      -315
      36
      404
      408
      1,220
      -58
      -329
      -388
      42
      78
      484
      366
      231
      15
      236
      -1,120
      185
      -1,043
      19
      -923
      -8
      -797
      734
      -2
      -5
      706
      -180
      84
      273
      108
      77
      -56
      -51
      -337
      30
      -51
      57
      71
      8
      483
      688
      130
      29
      -280
      964
      21
      1,766
      155
      131
      64
      37
      -76
      144
      -577
      -178
      96
      2
      -45
      -270
      2,486
      34
      -12
      -2
      578
      70
      -24
      27
      177
      -638
      -380
      -912
      9
      1,569
      108
      -2,226
      30
      -19
      448
      569
      25
      -16
      528
      -3,089
      2
      1,269
      258
      88
      13,511
      134
      51
      -550
      -141
      8
      -475
      -207
      1,954
      -89
      -1,114
      2
      573
      265
      -123
      50
      1,139
      90
      70
      649
      439
      -582
      60
      112
      3
      235
      -75
      -81
      7,944
      125
      2,593
      516
      590
      787
      -131
      359
      470
      803
      209
      347
      36
      311
      114
      -1,572
      35
      632
      17
      178
      376
      105
      787
      -56
      154
      471
      1,239
      -1
      162
      -2,372
      954
      -22
      -53
      -5,614
      -43
      -1
      4,489
      430
      469
      1,032
      916
      130
      2,514
      548
      1,024
      -3,040
      -5,725
      116
      5
      10
      1,865
      11
      -5,798
      929
       
      -87
      -260
      -74
      -27
      423
      1,444
      -715
      440
      -1,408
      -25
      421
      2,214
      439
      189
      -1,301
      2
      833
      571
      -20
      94
      6
      -545
      1
      -364
      -21
      -44
      -202
      -939
      -5
      271
      23
      2,009
      19
      23
      9
      135
      21
      94
      620
      -127
      28
      439
      17
      319
      84
      117
      -9
      289
      364
      -33
      30
      33
      3
      -36
      1
      -3
      66
      5
       
      168
      16
      39
      11
      152
      96
      39
      -33
      291
      80
      10
      42
      223
      349
      316
      2
      1
      295
      48
      58
      419
      -6
      6
      20
      76
      328
      19
      17
      173
      18
      97
      449
      -20
      33
      -21
      119
      78
      727
      88
      166
      33
      485
      86
      9
      48
      109
      30
      29
      58
      30
      -5
      2
      63
      345
      1,048
      14
      421
      -8
      1,453
      33
      8
      34
      107
      -7
      150
      11
      -34
      38
      63
      442
      30
      31
      12
      1
      -38
      1
      -8
      197
      13
      -16
      -13
      -28
      52
      7,143
      1,322
      5,775
      182
      23
      55
      41
      3
      134
      -8
       
      -22
      -3
      5
      5
      67
      -22
      63
      111
      246
      23
      58
      71
      59
      425
      -2
      22
      66
      -9
      1,204
      324
      14
      -2
      76
      31
      30
       
      1,610
      5
      187
      716
      37
      119
      1
      22
      407
      1,602
      137
      4
      385
      153
      69
       
      61
      36
      132
      180
      23
      323
      13
      49
      254
      64
      132
      797
      -2
      6
      23
      108
      135
      138
      147
      82
      44
      28
      77
      1
      84
      142
      13
      292
      13
      67
      150
      34
      287
      40
      14
      3
      184
      -346
      -34
      6
      918
      -1
      100
      -8
      1
      46
      14
      32
      162
      277
      10
      180
      266
      2
      19
      -17
      6
      388
      1
      687
      493
      26
      84
      172
      7
      12,921
      187
      194
      1
      -4
      -587
      -88
      -5
      -3
      83
      211
      23
      777
       
      39
      18
      -17
      4,346
      1,171
      76
      828
      -5
      257
      18
      88
      114
      265
      36
      48
      265
      158
      148
      -18
      46
      584
      404
      138
      -897
      9
      209
      429
      -53
      294
      1,154
      84
      284
      83
      241
      8
      53
      3,805
      12
      110
      572
      139
      1,356
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 -198,571
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 394,827 8,095,807 0.048769
2017 392,057 8,431,244 0.0465
2016 374,598 7,968,476 0.04701
2015 396,999 7,634,965 0.051997
2014 384,364 8,049,923 0.047748
2
Total of line 1, column (d) .....................
2
0.242024
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.048405
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
8,023,872
5
Multiply line 4 by line 3......................
5
388,396
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,454
7
Add lines 5 and 6........................
7
389,850
8
Enter qualifying distributions from Part XII, line 4,.............
8
397,842
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,454
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,454
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,454
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 6,468
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,468
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 5,014
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet728 RefundedBullet 11 4,286
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletKY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPNC BANK NA Telephone no.bullet (412) 807-3479

    Located atbullet116 ALLEGHENY CENTER MALLPITTSBURGHPA ZIP+4bullet15212
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    PNC BANK NA TRUSTEE
    11
    52,046    
    116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA15212
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    8,146,063
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,146,063
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    8,146,063
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    122,191
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,023,872
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    401,194
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    401,194
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    1,454
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,454
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    399,740
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    399,740
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    399,740
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    397,842
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    397,842
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    1,454
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    396,388
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2018
    (c)
    2018
    (d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 399,740
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 392,637
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 0
    b From 2015...... 0
    c From 2016...... 0
    d From 2017...... 0
    e From 2018...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 397,842
    a Applied to 2018, but not more than line 2a 392,637
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2019 distributable amount..... 5,205
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........
    394,535
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2015.... 0
    b Excess from 2016.... 0
    c Excess from 2017.... 0
    d Excess from 2018.... 0
    e Excess from 2019.... 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    FILSON HISTORICAL SOCIETY
    1310 S 3RD STREET
    LOUISVILLE,KY40208
    NONE PC GENERAL SUPPORT 392,637
    Total .................................bullet 3a 392,637
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities....     14 206,854  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 -198,571  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND
        14 9,632  
    bLAZARD, LTD     14 54  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   17,969  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    17,969
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


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    Form 990-PF (2019)
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