-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
11-01-2019
, and ending
10-31-2020
Name of foundation
MARK & JANNIE WU FAMILY FDN
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
77-0555799
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
959,604
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
19,012
19,012
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
80,534
b
Gross sales price for all assets on line 6a
428,795
7
Capital gain net income (from Part IV, line 2)
...
80,534
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
99,546
99,546
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,500
0
0
1,500
c
Other professional fees (attach schedule)
....
15,436
9,261
6,174
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,232
305
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
75
75
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
18,243
9,566
0
7,749
25
Contributions, gifts, grants paid
.......
49,000
49,000
26
Total expenses and disbursements.
Add lines 24 and 25
67,243
9,566
0
56,749
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
32,303
b
Net investment income
(if negative, enter -0-)
89,980
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
4,402
3,855
3,855
2
Savings and temporary cash investments
.........
27,005
34,327
34,327
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
135,472
91,592
107,067
b
Investments—corporate stock (attach schedule)
.......
463,857
533,593
707,131
c
Investments—corporate bonds (attach schedule)
.......
93,957
89,116
95,708
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14,493
11,516
11,516
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
739,186
763,999
959,604
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
739,186
763,999
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
739,186
763,999
30
Total liabilities and net assets/fund balances
(see instructions)
.
739,186
763,999
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
739,186
2
Enter amount from Part I, line 27a
.....................
2
32,303
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
771,489
5
Decreases not included in line 2 (itemize)
5
7,490
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
763,999
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
47. AES CORP COM
2018-09-19
2020-04-16
b
36. AES CORP COM
2018-09-20
2020-04-16
c
51. AES CORP COM
2018-09-20
2020-04-17
d
4. AES CORP COM
2018-09-20
2020-09-24
e
64. AES CORP COM
2018-09-21
2020-09-24
13. AES CORP COM
2018-09-21
2020-09-25
47. AES CORP COM
2018-09-25
2020-09-25
68. AES CORP COM
2018-09-25
2020-09-28
35. AES CORP COM
2018-10-02
2020-09-29
5. AES CORP COM
2018-09-25
2020-09-29
30. AES CORP COM
2018-10-02
2020-10-14
18. AES CORP COM
2018-10-02
2020-10-15
26. AES CORP COM
2018-10-03
2020-10-15
23. AES CORP COM
2019-02-20
2020-10-15
63. AES CORP COM
2019-05-13
2020-10-16
37. AES CORP COM
2020-04-08
2020-10-19
1. AES CORP COM
2019-05-13
2020-10-19
44. AES CORP COM
2019-05-14
2020-10-19
4. ALIBABA GROUP HOLDING LT
2019-09-05
2020-05-06
9. ALIBABA GROUP HOLDING LT
2019-09-05
2020-06-15
18. ALLY FINANCIAL INC
2018-02-08
2020-04-08
12. ALLY FINANCIAL INC
2018-02-08
2020-05-06
1. ALPHABET INC SHS CL C
2012-06-28
2020-05-06
1. ALPHABET INC SHS CL A
2012-06-28
2020-05-06
16. ALTRIA GROUP INC
2015-06-10
2020-04-08
18. ALTRIA GROUP INC
2015-06-10
2020-05-06
6. ALTRIA GROUP INC
2015-07-09
2020-09-01
12. ALTRIA GROUP INC
2015-06-10
2020-09-01
41. ALTRIA GROUP INC
2015-06-11
2020-09-01
9. ALTRIA GROUP INC
2015-07-09
2020-09-02
1. AMAZON COM INC
2020-01-07
2020-05-06
1000. AMERICAN EXPRESS CO
2019-02-20
2020-02-20
1000. AMERICAN EXPRESS CO
2019-02-20
2020-04-07
9. APPLE INC
2015-11-18
2019-12-16
10. APPLE INC
2015-11-18
2020-01-07
3. APPLE INC
2015-11-18
2020-01-27
9. APPLE INC
2015-11-18
2020-05-06
3. APPLE INC
2016-03-31
2020-05-06
8. APPLE INC
2016-03-31
2020-07-27
5. APPLE INC
2016-03-31
2020-08-18
18. APPLE INC
2016-03-31
2020-09-01
9. APPLE INC
2016-03-31
2020-09-10
1000. APPLE INC
2017-02-08
2020-02-20
2000. APPLE INC
2017-02-08
2020-04-07
4. BAE SYSTEMS PLC
2019-08-15
2020-05-06
12. BAE SYSTEMS PLC
2019-08-16
2020-05-06
1000. BB&T CORPORATION
2017-10-25
2020-02-20
1000. BB&T CORPORATION
2017-10-25
2020-04-07
1000. BB&T CORPORATION
2017-10-25
2020-05-07
19. BP P L C SPONS ADR
2014-10-27
2020-05-06
1000. BANK OF NY MELLON CORP
2016-09-23
2020-04-07
26. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-10
2. BAXTER INTERNATIONAL INC
2017-04-13
2019-12-10
11. BAXTER INTERNATIONAL INC
2017-04-18
2019-12-11
7. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-11
2. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-20
3. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-20
18. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-20
6. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-23
13. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-23
1. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-24
1. BERKSHIRE HATHAWAYINC
2020-04-24
2020-05-06
3. BIOGEN INC
2016-08-30
2020-05-06
75. BLACKROCK STRATEGIC
2014-03-04
2020-02-19
218. BLACKROCK STRATEGIC
2014-03-04
2020-04-07
2. BOOKING HLDGS INC
2020-03-24
2020-08-27
2. CDK GLOBAL INC
2019-03-26
2020-05-06
7. CDK GLOBAL INC
2019-03-26
2020-05-06
2. CDK GLOBAL INC
2019-03-27
2020-05-06
2. CDW CORP/DE
2016-02-23
2020-02-03
11. CDW CORP/DE
2016-02-24
2020-02-03
2. CDW CORP/DE
2016-02-25
2020-02-03
9. CDW CORP/DE
2016-02-25
2020-02-27
1. CDW CORP/DE
2016-02-26
2020-02-27
11. CDW CORP/DE
2016-02-26
2020-03-02
6. CDW CORP/DE
2016-02-29
2020-03-02
6. CDW CORP/DE
2016-02-29
2020-03-03
7. CHEVRON CORP
2017-01-05
2020-05-06
27. CISCO SYSTEMS INCORPORATED
2013-08-08
2020-05-06
10. CITIGROUP INC
2015-05-07
2020-06-29
52. CITIGROUP INC
2012-10-31
2020-06-29
1000. CITIGROUP INC
2011-11-17
2020-02-20
20. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-04-09
2020-05-06
2. COMCAST CORP
2012-10-04
2020-05-06
24. COMCAST CORP
2012-09-24
2020-05-06
65. COMCAST CORP
2012-10-04
2020-07-22
9. CONOCOPHILLIPS
2019-07-02
2020-05-06
4. DOWDUPONT INC
2015-06-15
2020-05-06
1. DOWDUPONT INC
2013-10-22
2020-05-06
3. DOWDUPONT INC
2013-10-22
2020-05-06
14. DOWDUPONT INC
2013-10-23
2020-05-06
23. DR HORTON INC
2016-07-13
2020-03-10
39. DR HORTON INC
2016-07-14
2020-03-10
7. DR HORTON INC
2016-10-18
2020-03-10
26. DR HORTON INC
2016-10-18
2020-03-13
68. DR HORTON INC
2016-10-19
2020-03-13
1. DR HORTON INC
2016-10-19
2020-03-16
1. DR HORTON INC
2016-10-19
2020-05-06
2. DR HORTON INC
2016-10-20
2020-05-06
7. DR HORTON INC
2017-02-21
2020-05-06
15. DR HORTON INC
2017-02-21
2020-05-20
18. DR HORTON INC
2017-03-30
2020-05-20
18. DR HORTON INC
2017-03-30
2020-06-29
3. DR HORTON INC
2017-03-30
2020-06-30
10. DR HORTON INC
2017-03-31
2020-06-30
1. DR HORTON INC
2018-05-16
2020-07-23
1. DR HORTON INC
2018-05-17
2020-07-23
18. DR HORTON INC
2017-03-31
2020-07-23
9. DR HORTON INC
2020-04-08
2020-07-24
28. DR HORTON INC
2018-05-17
2020-07-24
9. DELTA AIR LINES INC
2016-03-09
2020-03-09
23. DELTA AIR LINES INC
2016-05-19
2020-03-09
48. DELTA AIR LINES INC
2016-02-22
2020-03-09
37. DELTA AIR LINES INC
2016-02-23
2020-03-09
57. DELTA AIR LINES INC
2017-01-11
2020-03-10
13. DELTA AIR LINES INC
2017-01-12
2020-03-10
2. DELTA AIR LINES INC
2016-05-19
2020-03-10
22. DISH NETWORK CORPORATION CLASS A
2018-08-22
2019-11-07
24. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-11-07
7. DISH NETWORK CORPORATION CLASS A
2018-08-22
2020-02-04
6. DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-02-04
15. DISH NETWORK CORPORATION CLASS A
2018-10-10
2020-02-05
20. DISH NETWORK CORPORATION CLASS A
2018-10-11
2020-02-05
14. DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-02-05
14. DISH NETWORK CORPORATION CLASS A
2018-10-11
2020-02-06
7. DISH NETWORK CORPORATION CLASS A
2018-10-19
2020-02-06
2. DISH NETWORK CORPORATION CLASS A
2018-10-19
2020-02-10
7. DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-10
19. DISH NETWORK CORPORATION CLASS A
2018-12-19
2020-02-11
28. DISH NETWORK CORPORATION CLASS A
2018-12-20
2020-02-11
28. DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-11
36. DISH NETWORK CORPORATION CLASS A
2019-01-17
2020-02-12
18. DISH NETWORK CORPORATION CLASS A
2019-01-18
2020-02-12
8. DISH NETWORK CORPORATION CLASS A
2018-12-20
2020-02-12
12. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
7. DOLLAR GENERAL CORP
2018-11-26
2019-12-03
5. DOLLAR GENERAL CORP
2018-11-23
2019-12-03
1. DOLLAR GENERAL CORP
2018-11-26
2020-04-13
11. DOLLAR GENERAL CORP
2018-11-26
2020-04-13
3. DOLLAR GENERAL CORP
2018-11-26
2020-04-24
6. DOLLAR GENERAL CORP
2018-11-30
2020-04-24
3. DOLLAR GENERAL CORP
2018-11-30
2020-05-06
8. DOLLAR GENERAL CORP
2018-12-07
2020-06-05
5. DOLLAR GENERAL CORP
2018-11-30
2020-06-05
5. DOLLAR GENERAL CORP
2018-12-07
2020-06-09
3. DOLLAR GENERAL CORP
2018-12-10
2020-06-09
9. DOLLAR GENERAL CORP
2018-12-11
2020-06-15
12. DOLLAR TREE INC
2019-03-06
2020-05-06
10. DUPONT DE NEMOURS INC
2017-01-13
2020-01-27
15. DUPONT DE NEMOURS INC
2019-05-15
2020-01-27
7. DUPONT DE NEMOURS INC
2017-01-17
2020-01-27
11. DUPONT DE NEMOURS INC
2019-01-17
2020-01-27
13. E*TRADE FINANCIAL CORP
2017-10-03
2020-01-29
1. E*TRADE FINANCIAL CORP
2017-10-03
2020-01-30
18. E*TRADE FINANCIAL CORP
2017-10-04
2020-01-30
1. E*TRADE FINANCIAL CORP
2017-10-09
2020-01-30
15. E*TRADE FINANCIAL CORP
2017-10-09
2020-01-31
3. E*TRADE FINANCIAL CORP
2017-10-10
2020-01-31
11. E*TRADE FINANCIAL CORP
2017-10-10
2020-05-06
6. FACEBOOK INC
2020-02-04
2020-05-06
11. FACEBOOK INC
2020-02-04
2020-06-08
5. FACEBOOK INC
2020-02-04
2020-06-18
9. FACEBOOK INC
2020-02-04
2020-08-11
1000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-02-20
1000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-04-07
5. FORTIVE CORP
2017-07-13
2020-05-06
7. FORTIVE CORP
2017-07-14
2020-05-06
30. GENERAL MOTORS CO
2020-01-15
2020-05-06
1000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-02-20
1000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-04-07
1000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-05-06
1000. HOME DEPOT INC
2019-01-11
2020-02-20
1000. HOME DEPOT INC
2019-01-11
2020-04-07
1000. HOME DEPOT INC
2019-01-11
2020-05-06
4. HUBBELL INC
2019-02-13
2020-05-06
5. HUBBELL INC
2019-02-15
2020-09-18
1. HUBBELL INC
2019-02-19
2020-09-18
4. HUBBELL INC
2019-02-19
2020-09-21
1. HUBBELL INC
2019-02-19
2020-09-22
2. HUBBELL INC
2019-02-20
2020-09-22
2. HUBBELL INC
2019-02-20
2020-09-23
2. HUBBELL INC
2019-02-21
2020-09-23
4. HUBBELL INC
2019-02-21
2020-10-02
2. HUBBELL INC
2019-02-22
2020-10-05
3. HUBBELL INC
2019-02-27
2020-10-05
1. HUBBELL INC
2019-03-01
2020-10-06
3. HUBBELL INC
2019-02-28
2020-10-06
3. HUBBELL INC
2019-03-01
2020-10-23
2. HUBBELL INC
2019-03-01
2020-10-26
1. HUBBELL INC
2019-03-04
2020-10-26
1. HUBBELL INC
2019-03-05
2020-10-26
1. HUBBELL INC
2019-03-05
2020-10-27
3. HUBBELL INC
2019-03-06
2020-10-27
1. HUBBELL INC
2019-03-07
2020-10-27
7. HUMANA INC
2015-08-06
2020-01-09
8. HUMANA INC
2015-08-06
2020-01-10
3. HUMANA INC
2015-08-06
2020-03-12
1. HUMANA INC
2015-08-06
2020-03-16
7. HUMANA INC
2016-10-18
2020-03-16
5. HUMANA INC
2016-10-19
2020-03-16
10. HUMANA INC
2016-10-19
2020-03-17
4. HUMANA INC
2019-07-23
2020-03-17
3. J P MORGAN CHASE & CO COM
2012-06-14
2020-02-20
15. J P MORGAN CHASE & CO COM
2012-06-14
2020-02-28
17. J P MORGAN CHASE & CO COM
2012-06-14
2020-03-03
5. J P MORGAN CHASE & CO COM
2012-06-14
2020-03-09
7. J P MORGAN CHASE & CO COM
2012-06-15
2020-03-09
9. J P MORGAN CHASE & CO COM
2012-06-15
2020-05-06
2000. JPMORGAN CHASE & CO
2014-09-16
2020-04-07
19. KAR AUCTION SERVICES INC
2018-04-02
2020-01-15
29. KAR AUCTION SERVICES INC
2018-04-02
2020-01-16
6. KAR AUCTION SERVICES INC
2018-04-02
2020-01-17
24. KAR AUCTION SERVICES INC
2018-05-14
2020-01-17
5. KAR AUCTION SERVICES INC
2018-05-14
2020-01-23
5. KAR AUCTION SERVICES INC
2018-05-16
2020-01-23
1. KAR AUCTION SERVICES INC
2018-05-17
2020-01-23
9. KAR AUCTION SERVICES INC
2018-05-17
2020-01-24
11. KAR AUCTION SERVICES INC
2018-05-18
2020-01-24
9. KAR AUCTION SERVICES INC
2018-06-19
2020-01-24
2. KAR AUCTION SERVICES INC
2018-06-20
2020-01-24
1. KAR AUCTION SERVICES INC
2018-05-21
2020-01-24
8. KAR AUCTION SERVICES INC
2019-01-17
2020-01-27
5. KAR AUCTION SERVICES INC
2019-01-18
2020-01-27
1. KAR AUCTION SERVICES INC
2018-06-20
2020-01-27
11. KAR AUCTION SERVICES INC
2018-06-21
2020-01-27
6. KAR AUCTION SERVICES INC
2018-06-22
2020-01-27
4. KAR AUCTION SERVICES INC
2019-01-18
2020-01-28
6. KAR AUCTION SERVICES INC
2019-01-22
2020-01-28
5. KAR AUCTION SERVICES INC
2019-03-01
2020-01-31
5. KAR AUCTION SERVICES INC
2019-01-22
2020-01-31
8. KAR AUCTION SERVICES INC
2019-02-28
2020-01-31
14. KAR AUCTION SERVICES INC
2019-03-01
2020-02-03
3. KAR AUCTION SERVICES INC
2019-03-04
2020-02-03
30. KAR AUCTION SERVICES INC
2019-07-09
2020-02-03
1. KAR AUCTION SERVICES INC
2019-07-10
2020-02-03
5. KAR AUCTION SERVICES INC
2019-07-10
2020-02-04
22. KAR AUCTION SERVICES INC
2019-07-10
2020-02-07
1. KAR AUCTION SERVICES INC
2019-07-11
2020-02-07
28. KAR AUCTION SERVICES INC
2019-09-18
2020-02-07
1. KAR AUCTION SERVICES INC
2019-09-19
2020-02-07
27. KAR AUCTION SERVICES INC
2019-09-19
2020-02-10
4. KAR AUCTION SERVICES INC
2019-09-20
2020-02-10
1. KAR AUCTION SERVICES INC
2019-10-22
2020-02-10
18. KAR AUCTION SERVICES INC
2019-10-22
2020-02-11
3. KAR AUCTION SERVICES INC
2019-10-22
2020-02-12
21. KAR AUCTION SERVICES INC
2019-10-23
2020-02-12
2. KAR AUCTION SERVICES INC
2019-10-23
2020-02-13
10. KAR AUCTION SERVICES INC
2019-10-24
2020-02-13
18. KONINKLIJKE PHILIPS ELECTRS N V
2020-01-27
2020-05-06
.56 KONINKLIJKE PHILIPS ELECTRS N V
2020-01-27
2020-07-09
.56 KONINKLIJKE PHILIPS ELECTRS N V
2020-01-27
2020-07-09
6.58 KONINKLIJKE PHILIPS ELECTRS N V
2020-01-27
2020-10-02
44.42 KONINKLIJKE PHILIPS ELECTRS N V
2020-01-28
2020-10-02
1. LABORATORY CORP AMER HLDGS COM NEW
2014-12-23
2020-04-08
3. LABORATORY CORP AMER HLDGS COM NEW
2014-12-24
2020-04-08
2. LABORATORY CORP AMER HLDGS COM NEW
2014-12-24
2020-04-28
8. LABORATORY CORP AMER HLDGS COM NEW
2014-12-26
2020-04-28
5. LABORATORY CORP AMER HLDGS COM NEW
2014-12-26
2020-05-06
6. LABORATORY CORP AMER HLDGS COM NEW
2014-12-26
2020-06-15
6. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2020-06-16
17. LOWES COMPANIES INC COM
2013-06-21
2020-01-22
8. LOWES COMPANIES INC COM
2013-06-21
2020-04-08
20. LOWES COMPANIES INC COM
2013-06-21
2020-04-16
4. LOWES COMPANIES INC COM
2013-06-21
2020-05-06
3. LOWES COMPANIES INC COM
2015-05-07
2020-08-14
13. LOWES COMPANIES INC COM
2013-06-21
2020-08-14
7. LOWES COMPANIES INC COM
2015-05-07
2020-08-19
4. LOWES COMPANIES INC COM
2017-09-18
2020-08-19
139. MARATHON OIL CORP
2018-06-11
2020-03-09
36. MARATHON OIL CORP
2018-06-12
2020-03-09
97. MARATHON OIL CORP
2019-01-16
2020-03-09
151. MARATHON OIL CORP
2019-03-19
2020-03-09
14. MARATHON OIL CORP
2019-03-20
2020-03-09
12. MARATHON OIL CORP
2019-03-20
2020-03-10
2. MICROSOFT CORPORATION
2012-03-13
2020-02-20
5. MICROSOFT CORPORATION
2012-03-13
2020-03-06
5. MICROSOFT CORPORATION
2012-03-13
2020-04-01
4. MICROSOFT CORPORATION
2012-03-14
2020-04-01
10. MICROSOFT CORPORATION
2015-05-07
2020-04-16
3. MICROSOFT CORPORATION
2012-03-14
2020-04-16
2. MICROSOFT CORPORATION
2015-11-18
2020-04-16
10. MICROSOFT CORPORATION
2015-11-18
2020-04-24
11. MICROSOFT CORPORATION
2015-11-18
2020-04-28
15. MICROSOFT CORPORATION
2015-11-18
2020-05-06
11. MICROSOFT CORPORATION
2015-11-18
2020-07-02
10. MOLSON COORS BREWING CO CL B
2019-02-04
2020-05-06
5. MOLSON COORS BREWING CO CL B
2019-02-05
2020-05-13
8. MOLSON COORS BREWING CO CL B
2019-02-07
2020-05-13
16. MOLSON COORS BREWING CO CL B
2019-02-08
2020-05-13
8. MOLSON COORS BREWING CO CL B
2019-02-20
2020-05-13
3. MOLSON COORS BREWING CO CL B
2019-02-20
2020-05-14
1. MOLSON COORS BREWING CO CL B
2019-02-21
2020-05-14
9. MOLSON COORS BREWING CO CL B
2019-02-21
2020-05-20
28. MOLSON COORS BREWING CO CL B
2019-03-05
2020-05-21
2. MOLSON COORS BREWING CO CL B
2019-02-21
2020-05-21
2. MOLSON COORS BREWING CO CL B
2019-10-22
2020-05-21
9. MOLSON COORS BREWING CO CL B
2020-04-08
2020-05-22
6. MOLSON COORS BREWING CO CL B
2020-02-20
2020-05-22
12. MOLSON COORS BREWING CO CL B
2019-10-22
2020-05-22
9. MOLSON COORS BREWING CO CL B
2019-10-23
2020-05-22
. MORGAN STANLEY
2020-10-06
2020-10-06
. MORGAN STANLEY
2020-10-06
2020-10-06
3. NORFOLK SOUTHERN CORP
2017-01-12
2020-05-06
10. NOVARTIS AG ADR
2018-11-19
2020-02-06
12. NOVARTIS AG ADR
2018-11-21
2020-02-06
3. NOVARTIS AG ADR
2018-11-21
2020-02-20
2. NOVARTIS AG ADR
2018-11-23
2020-02-20
18. NOVARTIS AG ADR
2018-11-26
2020-02-20
11. NOVARTIS AG ADR
2018-11-30
2020-02-20
13. NOVARTIS AG ADR
2019-01-08
2020-02-25
7. NOVARTIS AG ADR
2019-01-09
2020-02-25
6. NOVARTIS AG ADR
2018-11-30
2020-02-25
6. NOVO-NORDISK A S ADR
2017-10-12
2020-04-28
1. NOVO-NORDISK A S ADR
2017-10-13
2020-04-28
10. NOVO-NORDISK A S ADR
2017-10-26
2020-04-28
11. NOVO-NORDISK A S ADR
2017-10-26
2020-04-29
3. NOVO-NORDISK A S ADR
2017-10-27
2020-04-29
5. NOVO-NORDISK A S ADR
2017-10-27
2020-05-06
3. NOVO-NORDISK A S ADR
2019-01-02
2020-05-29
11. NOVO-NORDISK A S ADR
2018-01-17
2020-05-29
3. NOVO-NORDISK A S ADR
2018-01-18
2020-05-29
5. NOVO-NORDISK A S ADR
2018-01-19
2020-05-29
6. NOVO-NORDISK A S ADR
2018-01-22
2020-05-29
2. NOVO-NORDISK A S ADR
2017-10-27
2020-05-29
6. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-03-18
2. O'REILLY AUTOMOTIVE INC
2018-07-10
2020-03-18
1. O'REILLY AUTOMOTIVE INC
2018-07-10
2020-05-06
1. O'REILLY AUTOMOTIVE INC
2018-07-19
2020-05-06
1000. ORACLE CORP
2016-10-28
2020-02-20
1000. ORACLE CORP
2016-10-28
2020-04-07
1000. ORACLE CORP
2016-10-28
2020-05-07
6. OTIS WORLDWIDE CORP REG
2020-04-16
2020-05-06
5. PACKAGING CORP OF AMERICA
2013-02-25
2019-12-10
1. PACKAGING CORP OF AMERICA
2013-02-22
2019-12-10
7. PACKAGING CORP OF AMERICA
2013-02-25
2019-12-11
2. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-12
9. PACKAGING CORP OF AMERICA
2013-02-25
2019-12-12
2. PACKAGING CORP OF AMERICA
2013-02-26
2020-02-13
6. PACKAGING CORP OF AMERICA
2015-06-15
2020-02-20
16. PACKAGING CORP OF AMERICA
2013-02-26
2020-02-20
10. PACKAGING CORP OF AMERICA
2013-02-27
2020-02-20
1. PACKAGING CORP OF AMERICA
2019-01-02
2020-02-24
3. PACKAGING CORP OF AMERICA
2015-06-15
2020-02-24
7. PACKAGING CORP OF AMERICA
2018-06-19
2020-02-24
1. PACKAGING CORP OF AMERICA
2018-06-20
2020-02-24
14. PACKAGING CORP OF AMERICA
2019-01-02
2020-02-25
1. PACKAGING CORP OF AMERICA
2019-01-03
2020-02-25
1. PACKAGING CORP OF AMERICA
2019-01-03
2020-02-26
33. PFIZER INC
2016-03-31
2020-05-06
42. PFIZER INC
2017-02-21
2020-09-10
26. PFIZER INC
2016-03-31
2020-09-10
44. PFIZER INC
2017-04-11
2020-10-14
9. PFIZER INC
2017-02-21
2020-10-14
45. PFIZER INC
2017-04-11
2020-10-27
11. QUANTA SERVICES INC
2020-03-19
2020-05-06
5. RAYMOND JAMES FINANCIAL INC
2020-01-29
2020-05-06
21. REGIONS FINANCIAL CORP
2017-01-09
2020-01-29
18. REGIONS FINANCIAL CORP
2017-01-10
2020-01-29
53. REGIONS FINANCIAL CORP
2017-01-10
2020-01-30
24. REGIONS FINANCIAL CORP
2017-01-10
2020-01-31
2. REGIONS FINANCIAL CORP
2017-01-11
2020-01-31
23. REGIONS FINANCIAL CORP
2017-01-11
2020-01-31
55. REGIONS FINANCIAL CORP
2017-01-11
2020-02-04
27. REGIONS FINANCIAL CORP
2017-01-12
2020-02-04
67. REGIONS FINANCIAL CORP
2017-01-12
2020-02-05
27. REGIONS FINANCIAL CORP
2017-01-12
2020-02-07
32. REGIONS FINANCIAL CORP
2017-01-13
2020-02-07
48. REGIONS FINANCIAL CORP
2017-01-13
2020-02-10
23. REGIONS FINANCIAL CORP
2017-01-13
2020-02-19
17. REGIONS FINANCIAL CORP
2017-01-13
2020-02-20
70. REGIONS FINANCIAL CORP
2017-12-19
2020-02-20
9. ROBERT HALF INTERNATIONAL INC
2020-03-25
2020-05-06
6. ROSS STORES INC
2020-03-24
2020-05-06
11. SANOFI ADR
2020-02-20
2020-04-08
13. SANOFI ADR
2020-02-20
2020-05-06
8. J M SMUCKER CO
2018-03-13
2019-11-11
6. J M SMUCKER CO
2018-03-07
2019-11-11
1. J M SMUCKER CO
2018-03-08
2019-11-11
2. J M SMUCKER CO
2018-03-14
2019-11-11
2. J M SMUCKER CO
2018-03-14
2019-11-12
4. J M SMUCKER CO
2018-03-23
2019-11-12
5. J M SMUCKER CO
2018-03-23
2019-11-18
2. J M SMUCKER CO
2018-03-26
2019-11-18
8. J M SMUCKER CO
2018-05-16
2019-11-19
2. J M SMUCKER CO
2018-05-17
2019-11-19
2. J M SMUCKER CO
2018-03-26
2019-11-19
3. J M SMUCKER CO
2018-05-17
2019-11-20
9. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-11-11
22. SONY CORP/AMER SHARES NEW/
2019-06-17
2019-11-11
14. SONY CORP/AMER SHARES NEW/
2019-06-18
2019-11-11
12. SONY CORP/AMER SHARES NEW/
2019-06-19
2019-11-11
2. SONY CORP/AMER SHARES NEW/
2019-06-19
2020-04-13
4. SONY CORP/AMER SHARES NEW/
2019-06-20
2020-04-13
6. SONY CORP/AMER SHARES NEW/
2019-06-26
2020-04-13
11. SONY CORP/AMER SHARES NEW/
2019-06-27
2020-04-13
7. SONY CORP/AMER SHARES NEW/
2019-06-27
2020-04-14
5. SONY CORP/AMER SHARES NEW/
2019-06-27
2020-04-16
10. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-17
1. SONY CORP/AMER SHARES NEW/
2019-06-27
2020-04-17
9. SONY CORP/AMER SHARES NEW/
2019-06-28
2020-04-17
10. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-28
1. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-28
16. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-29
3. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-05-06
9. SONY CORP/AMER SHARES NEW/
2019-07-02
2020-06-03
14. SONY CORP/AMER SHARES NEW/
2020-04-08
2020-06-03
10. SONY CORP/AMER SHARES NEW/
2019-07-25
2020-06-03
20. SONY CORP/AMER SHARES NEW/
2019-07-26
2020-06-03
21. TAIWAN S MANUFCTRING ADR
2018-09-07
2020-05-06
2. TAIWAN S MANUFCTRING ADR
2018-09-07
2020-07-27
30. TAIWAN S MANUFCTRING ADR
2018-09-10
2020-07-27
21. TAIWAN S MANUFCTRING ADR
2018-10-31
2020-08-11
.48 TRUIST FINL CORP
2016-06-24
2019-12-17
31. TRUIST FINL CORP
2016-06-24
2020-03-09
7. TRUIST FINL CORP
2016-06-24
2020-05-06
12. US BANCORP DEL
2012-07-25
2020-03-03
16. US BANCORP DEL
2012-07-26
2020-03-03
9. US BANCORP DEL
2012-07-26
2020-05-06
22. US BANCORP DEL
2012-07-26
2020-10-15
24. US BANCORP DEL
2012-10-31
2020-10-15
9. US BANCORP DEL
2012-10-31
2020-10-16
8. UNILEVER N V-W/I (NET/USD) US9047847093
2019-08-15
2020-05-06
1000. U.S. TREASURY BOND
2009-06-24
2020-04-07
1000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-09-10
2020-02-20
2000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-09-10
2020-04-07
1000. U.S. TREASURY BOND
2018-03-01
2020-04-07
2000. U.S. TREASURY BOND
2019-06-25
2020-04-07
1000. U.S. TREASURY NOTE
2018-06-08
2020-04-07
5000. U.S. TREASURY NOTE
2019-07-18
2020-02-05
1000. U.S. TREASURY NOTE
2019-04-12
2020-02-20
4000. U.S. TREASURY NOTE
2019-04-12
2020-04-07
5000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
11000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
1000. U.S. TREASURY NOTE
2017-03-09
2020-02-20
2000. U.S. TREASURY NOTE
2017-03-09
2020-04-07
1000. U.S. TREASURY NOTE
2010-06-11
2020-02-20
1000. U.S. TREASURY NOTE
2010-06-11
2020-04-07
2000. U.S. TREASURY NOTE
2010-06-11
2020-05-15
2000. U.S. TREASURY NOTE
2013-09-12
2020-05-15
2000. U.S. TREASURY NOTE
2018-07-25
2020-05-15
1000. U.S. TREASURY NOTE
2017-09-20
2020-02-20
2000. U.S. TREASURY NOTE
2017-10-25
2020-04-07
1000. U.S. TREASURY NOTE
2018-08-23
2020-02-20
1000. U.S. TREASURY NOTE
2018-08-23
2020-04-07
5000. U.S. TREASURY NOTE
2018-08-23
2020-04-28
1000. U.S. TREASURY NOTE
2019-12-18
2020-02-20
2000. U.S. TREASURY NOTE
2019-12-18
2020-04-07
1000. U.S. TREASURY NOTE
2019-12-18
2020-05-06
6000. U.S. TREASURY NOTE
2019-12-18
2020-02-25
1000. U.S. TREASURY NOTE
2020-02-05
2020-02-20
1000. U.S. TREASURY NOTE
2020-02-05
2020-04-07
5000. U.S. TREASURY NOTE
2020-02-05
2020-04-29
8. UNITEDHEALTH GROUP INC
2014-10-27
2020-01-09
9. UNITEDHEALTH GROUP INC
2014-10-27
2020-01-10
6. UNITEDHEALTH GROUP INC
2014-10-27
2020-02-06
3. UNITEDHEALTH GROUP INC
2014-10-27
2020-05-06
14. VERIZON COMMUNICATIONS INC
2019-03-29
2020-03-26
34. VERIZON COMMUNICATIONS INC
2019-03-29
2020-04-16
6. VERIZON COMMUNICATIONS INC
2019-04-25
2020-05-06
6. VERIZON COMMUNICATIONS INC
2019-03-29
2020-05-06
23. VERIZON COMMUNICATIONS INC
2019-04-25
2020-05-13
10. VERIZON COMMUNICATIONS INC
2019-04-30
2020-05-13
11. VERIZON COMMUNICATIONS INC
2019-05-15
2020-06-15
18. VERIZON COMMUNICATIONS INC
2019-04-30
2020-06-15
19. VERIZON COMMUNICATIONS INC
2019-05-15
2020-06-16
17. VERIZON COMMUNICATIONS INC
2019-05-16
2020-06-16
7. VERIZON COMMUNICATIONS INC
2019-05-16
2020-06-29
21. VERIZON COMMUNICATIONS INC
2019-05-20
2020-06-29
12. VERIZON COMMUNICATIONS INC
2019-05-20
2020-07-02
19. VERIZON COMMUNICATIONS INC
2019-05-30
2020-07-02
20. VERIZON COMMUNICATIONS INC
2019-06-14
2020-07-10
11. VERIZON COMMUNICATIONS INC
2019-07-22
2020-07-10
6. VERIZON COMMUNICATIONS INC
2019-05-30
2020-07-10
7. VERIZON COMMUNICATIONS INC
2020-04-08
2020-08-11
7. VERIZON COMMUNICATIONS INC
2020-02-20
2020-08-11
13. VERIZON COMMUNICATIONS INC
2019-07-22
2020-08-11
35. VERIZON COMMUNICATIONS INC
2019-07-30
2020-08-11
6. VISA INC
2020-02-13
2020-05-06
.6 VONTIER CORP
2020-10-15
2020-10-16
.6 VONTIER CORP
2020-10-15
2020-10-16
11. WALMART INC
2017-01-09
2020-02-04
14. WALMART INC
2017-01-10
2020-02-04
15. WALMART INC
2017-01-10
2020-02-06
12. WALMART INC
2017-01-10
2020-04-13
5. WALMART INC
2017-07-26
2020-04-13
11. WALMART INC
2017-07-26
2020-04-24
3. WALMART INC
2017-08-04
2020-05-06
2. WALMART INC
2017-07-26
2020-05-06
15. WALMART INC
2017-08-04
2020-09-18
4. WALMART INC
2017-08-17
2020-09-18
1000. WALMART INC
2018-08-23
2020-02-20
1000. WALMART INC
2018-08-23
2020-04-07
1000. WALMART INC
2018-08-23
2020-05-06
7000. WALMART INC
2018-08-23
2020-09-24
1000. WELLS FARGO & COMPANY
2016-07-26
2020-04-07
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
573
643
-70
b
439
496
-57
c
651
702
-51
d
72
55
17
e
1,152
893
259
233
181
52
841
643
198
1,220
930
290
630
505
125
90
68
22
589
433
156
356
260
96
515
377
138
455
396
59
1,254
1,010
244
737
519
218
20
16
4
876
715
161
783
715
68
1,953
1,608
345
276
499
-223
172
332
-160
1,357
280
1,077
1,355
281
1,074
639
793
-154
646
892
-246
259
309
-50
518
595
-77
1,769
1,999
-230
390
463
-73
2,354
1,901
453
1,059
1,002
57
1,040
1,002
38
2,521
1,053
1,468
2,992
1,170
1,822
927
351
576
2,724
1,053
1,671
908
328
580
3,031
875
2,156
2,316
547
1,769
2,404
492
1,912
1,065
246
819
1,085
1,009
76
2,176
2,018
158
97
107
-10
290
322
-32
1,041
996
45
1,015
996
19
1,056
996
60
451
796
-345
1,008
996
12
2,135
1,373
762
164
107
57
910
581
329
579
370
209
165
123
42
247
168
79
1,485
1,006
479
505
372
133
1,094
801
293
84
62
22
173
185
-12
928
848
80
757
762
-5
2,038
2,215
-177
3,784
2,516
1,268
78
132
-54
274
400
-126
78
115
-37
266
78
188
1,462
425
1,037
266
78
188
1,058
352
706
118
39
79
1,300
433
867
709
237
472
711
237
474
639
822
-183
1,118
710
408
499
534
-35
2,596
1,936
660
1,050
957
93
1,161
1,252
-91
71
37
34
852
438
414
2,770
1,188
1,582
367
541
-174
101
106
-5
25
22
3
76
67
9
355
311
44
1,138
780
358
1,930
1,329
601
346
206
140
984
765
219
2,573
2,017
556
34
30
4
48
30
18
95
59
36
333
215
118
781
461
320
938
601
337
981
601
380
165
100
65
550
333
217
64
41
23
64
41
23
1,146
600
546
573
361
212
1,781
1,156
625
391
437
-46
998
993
5
2,083
2,328
-245
1,606
1,810
-204
2,491
2,925
-434
568
653
-85
87
86
1
761
773
-12
831
857
-26
258
246
12
221
211
10
570
500
70
760
651
109
532
491
41
523
455
68
261
244
17
74
70
4
258
244
14
733
555
178
1,081
765
316
1,081
976
105
1,480
1,053
427
740
533
207
329
219
110
6
6
1,071
749
322
765
530
235
171
107
64
1,876
1,175
701
529
320
209
1,057
662
395
523
331
192
1,485
822
663
928
552
376
930
514
416
558
312
246
1,688
953
735
911
1,206
-295
577
861
-284
865
1,004
-139
404
596
-192
634
921
-287
574
575
-1
44
44
793
799
-6
44
44
643
665
-22
129
132
-3
425
485
-60
1,260
1,261
-1
2,539
2,312
227
1,176
1,051
125
2,344
1,891
453
1,038
978
60
1,069
978
91
291
323
-32
407
452
-45
667
1,054
-387
1,050
999
51
1,056
999
57
1,070
999
71
1,141
1,028
113
1,116
1,027
89
1,153
1,027
126
479
468
11
698
590
108
140
119
21
536
475
61
135
119
16
271
240
31
267
240
27
267
238
29
553
477
76
280
240
40
419
355
64
140
118
22
420
355
65
460
355
105
296
237
59
148
119
29
148
118
30
149
118
31
447
359
88
149
119
30
2,560
1,302
1,258
2,922
1,488
1,434
886
558
328
273
186
87
1,912
1,216
696
1,366
874
492
2,710
1,748
962
1,084
1,128
-44
410
103
307
1,740
517
1,223
1,990
586
1,404
474
172
302
664
244
420
819
314
505
2,132
1,993
139
419
386
33
644
589
55
132
122
10
527
492
35
112
103
9
112
102
10
22
21
1
198
185
13
242
224
18
198
188
10
44
42
2
22
20
2
176
155
21
110
99
11
22
21
1
241
231
10
132
126
6
88
79
9
132
117
15
105
90
15
105
98
7
168
144
24
293
252
41
63
54
9
628
745
-117
21
25
-4
106
125
-19
483
548
-65
22
24
-2
614
726
-112
22
26
-4
586
708
-122
87
103
-16
22
26
-4
391
460
-69
67
77
-10
468
533
-65
45
51
-6
224
257
-33
773
880
-107
27
27
27
27
307
315
-8
2,074
2,080
-6
143
107
36
429
323
106
353
216
137
1,414
868
546
803
543
260
1,020
651
369
1,038
651
387
2,077
669
1,408
755
315
440
1,853
788
1,065
440
158
282
463
217
246
2,007
512
1,495
1,109
507
602
634
311
323
500
2,990
-2,490
130
773
-643
349
1,510
-1,161
543
2,613
-2,070
50
242
-192
45
208
-163
365
65
300
798
162
636
765
162
603
612
131
481
1,753
469
1,284
526
98
428
351
107
244
1,730
535
1,195
1,882
588
1,294
2,752
802
1,950
2,283
588
1,695
377
659
-282
181
333
-152
289
524
-235
578
1,043
-465
289
502
-213
105
188
-83
35
62
-27
341
559
-218
1,040
1,707
-667
74
124
-50
74
118
-44
329
405
-76
219
330
-111
439
709
-270
329
533
-204
42
42
42
42
507
332
175
963
774
189
1,156
940
216
288
235
53
192
155
37
1,729
1,406
323
1,057
882
175
1,146
987
159
617
535
82
529
481
48
389
295
94
65
48
17
649
491
158
693
540
153
189
149
40
312
249
63
195
140
55
717
618
99
195
169
26
326
288
38
391
345
46
130
100
30
1,707
1,729
-22
569
574
-5
401
287
114
401
299
102
1,043
990
53
1,031
990
41
1,063
990
73
290
271
19
557
209
348
111
42
69
782
292
490
225
83
142
1,012
376
636
200
83
117
597
401
196
1,591
666
925
994
419
575
99
84
15
297
201
96
694
819
-125
99
116
-17
1,337
1,181
156
95
83
12
96
83
13
1,284
990
294
1,510
1,416
94
935
780
155
1,616
1,491
125
331
303
28
1,688
1,525
163
376
298
78
315
454
-139
325
302
23
278
263
15
817
773
44
372
350
22
31
29
2
357
332
25
893
793
100
439
387
52
1,107
960
147
440
387
53
522
471
51
780
706
74
378
339
39
280
250
30
1,155
1,209
-54
395
366
29
534
426
108
496
558
-62
648
660
-12
834
1,052
-218
626
773
-147
104
128
-24
209
265
-56
210
265
-55
419
480
-61
526
601
-75
211
242
-31
833
896
-63
208
222
-14
208
242
-34
314
334
-20
549
463
86
1,342
1,152
190
854
731
123
732
633
99
120
106
14
239
216
23
359
315
44
658
575
83
429
366
63
311
261
50
640
533
107
64
52
12
576
473
103
632
533
99
63
54
9
1,033
858
175
193
161
32
594
481
113
924
866
58
660
546
114
1,319
1,096
223
1,100
944
156
166
90
76
2,487
1,339
1,148
1,644
802
842
27
15
12
1,062
976
86
242
220
22
557
401
156
743
539
204
301
303
-2
861
742
119
939
798
141
351
299
52
380
466
-86
1,526
1,010
516
1,222
1,051
171
2,719
2,102
617
1,379
975
404
2,722
2,145
577
1,119
1,000
119
5,508
5,328
180
1,134
1,045
89
4,795
4,179
616
5,051
5,043
8
11,113
11,024
89
1,047
976
71
2,183
1,953
230
1,004
1,001
3
1,003
1,000
3
2,000
2,000
2,000
2,000
2,000
2,000
1,064
1,001
63
2,237
1,989
248
1,005
1,000
5
1,008
1,000
8
5,032
5,000
32
1,006
988
18
2,089
1,977
112
1,050
988
62
6,076
5,990
86
1,004
1,003
1
1,023
1,003
20
5,118
5,015
103
2,355
736
1,619
2,654
828
1,826
1,744
552
1,192
878
276
602
745
828
-83
1,941
2,010
-69
336
335
1
336
355
-19
1,262
1,285
-23
549
573
-24
619
623
-4
1,012
1,032
-20
1,080
1,075
5
967
978
-11
381
403
-22
1,142
1,240
-98
662
709
-47
1,048
1,086
-38
1,090
1,163
-73
599
610
-11
327
343
-16
410
404
6
410
406
4
761
721
40
2,049
1,985
64
1,079
1,247
-168
17
17
17
17
1,271
755
516
1,617
960
657
1,749
1,029
720
1,488
823
665
620
394
226
1,422
868
554
372
242
130
248
158
90
2,047
1,207
840
546
318
228
1,056
1,010
46
1,066
1,009
57
1,081
1,009
72
7,548
7,055
493
1,000
1,000
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-70
b
-57
c
-51
d
17
e
259
52
198
290
125
22
156
96
138
59
244
218
4
161
68
345
-223
-160
1,077
1,074
-154
-246
-50
-77
-230
-73
453
57
38
1,468
1,822
576
1,671
580
2,156
1,769
1,912
819
76
158
-10
-32
45
19
60
-345
12
762
57
329
209
42
79
479
133
293
22
-12
80
-5
-177
1,268
-54
-126
-37
188
1,037
188
706
79
867
472
474
-183
408
-35
660
93
-91
34
414
1,582
-174
-5
3
9
44
358
601
140
219
556
4
18
36
118
320
337
380
65
217
23
23
546
212
625
-46
5
-245
-204
-434
-85
1
-12
-26
12
10
70
109
41
68
17
4
14
178
316
105
427
207
110
6
322
235
64
701
209
395
192
663
376
416
246
735
-295
-284
-139
-192
-287
-1
-6
-22
-3
-60
-1
227
125
453
60
91
-32
-45
-387
51
57
71
113
89
126
11
108
21
61
16
31
27
29
76
40
64
22
65
105
59
29
30
31
88
30
1,258
1,434
328
87
696
492
962
-44
307
1,223
1,404
302
420
505
139
33
55
10
35
9
10
1
13
18
10
2
2
21
11
1
10
6
9
15
15
7
24
41
9
-117
-4
-19
-65
-2
-112
-4
-122
-16
-4
-69
-10
-65
-6
-33
-107
-8
-6
36
106
137
546
260
369
387
1,408
440
1,065
282
246
1,495
602
323
-2,490
-643
-1,161
-2,070
-192
-163
300
636
603
481
1,284
428
244
1,195
1,294
1,950
1,695
-282
-152
-235
-465
-213
-83
-27
-218
-667
-50
-44
-76
-111
-270
-204
42
42
175
189
216
53
37
323
175
159
82
48
94
17
158
153
40
63
55
99
26
38
46
30
-22
-5
114
102
53
41
73
19
348
69
490
142
636
117
196
925
575
15
96
-125
-17
156
12
13
294
94
155
125
28
163
78
-139
23
15
44
22
2
25
100
52
147
53
51
74
39
30
-54
29
108
-62
-12
-218
-147
-24
-56
-55
-61
-75
-31
-63
-14
-34
-20
86
190
123
99
14
23
44
83
63
50
107
12
103
99
9
175
32
113
58
114
223
156
76
1,148
842
12
86
22
156
204
-2
119
141
52
-86
516
171
617
404
577
119
180
89
616
8
89
71
230
3
3
63
248
5
8
32
18
112
62
86
1
20
103
1,619
1,826
1,192
602
-83
-69
1
-19
-23
-24
-4
-20
5
-11
-22
-98
-47
-38
-73
-11
-16
6
4
40
64
-168
17
17
516
657
720
665
226
554
130
90
840
228
46
57
72
493
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
80,534
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
42,525
891,772
0.047686
2017
45,409
907,481
0.050039
2016
37,712
837,306
0.04504
2015
40,504
788,779
0.05135
2014
36,866
818,827
0.045023
2
Total
of line 1, column (d)
.....................
2
0.239138
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047828
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
918,400
5
Multiply line 4 by line 3
......................
5
43,925
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
900
7
Add lines 5 and 6
........................
7
44,825
8
Enter qualifying distributions from Part XII, line 4
,.............
8
56,749
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
900
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
900
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
900
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
836
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
836
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
64
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JANNIE T WU
CHAIRMAN
2
0
15310 PEPPER LANE
SARATOGA
,
CA
95070
KAREN LOTT
TREASURER
2
0
11342 CANYON VIEW CIR
CUPERTINO
,
CA
95014
STEPHANIE PALMER
SECRETARY
2
0
4709 BLUFFVIEW BLVD
DALLAS
,
TX
75209
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
894,890
b
Average of monthly cash balances
.......................
1b
37,496
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
932,386
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
932,386
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
13,986
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
918,400
6
Minimum investment return.
Enter 5% of line 5
..................
6
45,920
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
45,920
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
900
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
900
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
45,020
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
45,020
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
45,020
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
56,749
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
56,749
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
900
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
55,849
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
45,020
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
33,139
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
56,749
a
Applied to 2018, but not more than line 2a
33,139
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
23,610
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
21,410
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
JANNIE T WU
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
EASTSIDE PREPARATORY SCHOOL
10613 NE 38TH PLACE
KIRKLAND
,
WA
98033
N/A
PC
UNRESTRICTED GENERAL
24,000
ALL STARS HELPING KIDS INC
2901 TASMAN DR STE 218
SANTA CLARA
,
CA
95054
N/A
PC
UNRESTRICTED GENERAL
10,000
SAINT ANDREWS EPISCOPAL SCHOOL
13601 SARATOGA AVE
SARATOGA
,
CA
95070
N/A
PC
UNRESTRICTED GENERAL
5,000
SANTA MARIA UNION MINISTRIES (SMUM)
154 CENTRAL AVE
SALINAS
,
CA
93901
N/A
PC
UNRESTRICTED GENERAL
10,000
Total
.................................
3a
49,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
19,012
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
80,534
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
99,546
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
99,546
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description