-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
11-01-2019
, and ending
10-31-2020
Name of foundation
FRANKEL JULIUS N FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
111 WEST MONROE STREET TAX DIV 12W
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
36-6765844
B
Telephone number (see instructions)
(312) 461-5154
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
76,297,638
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
1,439,629
1,437,129
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
-735,311
b
Gross sales price for all assets on line 6a
34,040,631
7
Capital gain net income (from Part IV, line 2)
...
0
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
704,318
1,437,129
13
Compensation of officers, directors, trustees, etc.
616,689
308,345
308,345
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
2,050
1,025
0
1,025
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
33,873
33,873
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
1,973
1,973
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
654,585
343,243
0
311,343
25
Contributions, gifts, grants paid
.......
3,305,000
3,305,000
26
Total expenses and disbursements.
Add lines 24 and 25
3,959,585
343,243
0
3,616,343
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-3,255,267
b
Net investment income
(if negative, enter -0-)
1,093,886
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
618,859
789,921
789,921
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
397,487
b
Investments—corporate stock (attach schedule)
.......
51,966,565
48,895,985
63,278,727
c
Investments—corporate bonds (attach schedule)
.......
10,607,168
11,685,686
12,228,990
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,024,920
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
428
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
64,615,427
61,371,592
76,297,638
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
64,615,427
61,371,592
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
64,615,427
61,371,592
30
Total liabilities and net assets/fund balances
(see instructions)
.
64,615,427
61,371,592
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
64,615,427
2
Enter amount from Part I, line 27a
.....................
2
-3,255,267
3
Other increases not included in line 2 (itemize)
3
11,432
4
Add lines 1, 2, and 3
..........................
4
61,371,592
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
61,371,592
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
3695. CATERPILLAR INC COMMON STOCK
2019-04-23
2019-12-03
b
2205. CHEVRON TEXACO INC COMMON STOCK
2018-02-20
2019-12-03
c
5785. COMCAST CORP-CLASS A
2013-07-18
2019-12-03
d
690. EXELON CORPORATION COMMON STOCK
2019-10-30
2019-12-03
e
4985. EXELON CORPORATION COMMON STOCK
2018-11-20
2019-12-03
3620. INTEL CORPORATION COMMON STOCK
2018-06-26
2019-12-03
1255. LAUDER ESTEE COMPANIES INC CLASS A COMMON STOCK
2019-10-30
2019-12-03
6115. PFIZER INC COMMON STOCK
2018-02-23
2019-12-03
100000. BLACKROCK INC 5% 10 DEC 2019
2010-11-08
2019-12-10
75000. NORDSTROM INC 4% 15 OCT 2021
2013-07-15
2019-12-10
32985. CABOT OIL & GAS CORPORATION CLASS A COMMON STOCK
2019-12-03
2019-12-11
1860. KOHLS CORP COMMON STOCK
2019-06-10
2019-12-11
4140. KOHLS CORP COMMON STOCK
2018-10-19
2019-12-11
585. NETAPP INC
2019-06-10
2019-12-11
6850. NETAPP INC
2018-09-21
2019-12-11
100000. MEDCO HEALTH SOLUTIONS 4.125% 15 SEP 2020
2016-08-23
2019-12-20
5965. APPLIED MATERIALS INC COMMON STOCK
2019-02-26
2020-01-17
60. AUTOZONE INC COMMON STOCK
2018-10-19
2020-01-17
215. AUTOZONE INC COMMON STOCK
2019-10-30
2020-01-17
3930. CADENCE DESIGN SYSTEM INC COMMON STOCK
2019-06-10
2020-01-17
5145. CADENCE DESIGN SYSTEM INC COMMON STOCK
2018-11-20
2020-01-17
7740. CHEVRON TEXACO INC COMMON STOCK
2017-05-18
2020-01-17
12760. COMCAST CORP-CLASS A
2013-07-18
2020-01-17
9795. EXELON CORPORATION COMMON STOCK
2018-11-20
2020-01-17
880. KROGER COMPANY
2019-06-10
2020-01-17
8935. KROGER COMPANY
2018-09-21
2020-01-17
2410. LILLY ELI & COMPANY COMMON STOCK
2017-09-22
2020-01-17
180. LILLY ELI & COMPANY COMMON STOCK
2019-10-30
2020-01-17
5635. OSHKOSH TRUCK CORPORATION COMMON STOCK CLASS B
2018-12-20
2020-01-17
1210. ZEBRA TECHNOLOGIES CORP COMMON STOCK CL A
2019-01-25
2020-01-17
3220. CAPITAL ONE FINANCIAL CORP COMMON STOCK
2018-03-22
2020-03-19
200. CATERPILLAR INC COMMON STOCK
2019-06-10
2020-03-19
2335. CATERPILLAR INC COMMON STOCK
2019-01-25
2020-03-19
6805. INTEL CORPORATION COMMON STOCK
2018-06-26
2020-03-19
6490. MARATHON PETROLEUM CORP COM
2018-03-22
2020-03-19
9180. NRG ENERGY INC
2020-01-17
2020-03-19
9755. RAYMOND JAMES FINANCIAL INC COMMON STOCK
2019-04-23
2020-03-19
2115. REINSURANCE GROUP OF AMERICA
2019-09-20
2020-03-19
100000. AMGEN INC 3.45% 01 OCT 2020
2010-11-03
2020-03-23
100000. PHILIP MORRIS INTL INC 4.5% 26 MAR 2020
2010-11-02
2020-03-26
5155. CADENCE DESIGN SYSTEM INC COMMON STOCK
2018-11-20
2020-04-22
520. CONOCOPHILLIPS
2019-06-10
2020-04-22
15865. CONOCOPHILLIPS
2018-07-19
2020-04-22
4325. DOLLAR GENERAL CORP
2018-11-20
2020-04-22
5785. HILL-ROM HOLDINGS INC
2017-02-21
2020-04-22
320. HILL-ROM HOLDINGS INC
2019-10-30
2020-04-22
1310. LILLY ELI & COMPANY COMMON STOCK
2017-09-22
2020-04-22
11560. PFIZER INC COMMON STOCK
2018-03-22
2020-04-22
390. POST HOLDINGS INC
2019-06-10
2020-04-22
9170. POST HOLDINGS INC
2019-03-21
2020-04-22
2430. UNITED RENTALS INC COMMON STOCK
2019-06-27
2020-04-22
870. WAL-MART STORES INC
2019-10-30
2020-04-22
1735. WAL-MART STORES INC
2017-06-22
2020-04-22
216133.292 WESTWOOD EMERGING MKTS-INST
2017-07-25
2020-05-21
113551.694 ACADIAN EMG MRKTS PORT-Y
2017-07-25
2020-05-21
117118.094 OAKMARK INTERNATIONAL-INST
2018-12-13
2020-05-21
635.255 JH III DISC MID CAP VAL-I
2019-12-13
2020-05-21
40650.065 JH III DISC MID CAP VAL-I
2018-12-14
2020-05-21
13714. COMCAST CORP-CLASS A
2013-07-18
2020-05-26
11955. DISCOVERY INC - A
2019-05-22
2020-05-26
780. DISCOVERY INC - A
2019-10-30
2020-05-26
6200. HOLOGIC INC COMMON STOCK
2019-12-03
2020-05-26
15130. NATIONAL INSTRUMENTS CORPORATION COMMON STOCK
2020-01-17
2020-05-26
15335. NISOURCE INC COMMON STOCK
2020-03-19
2020-05-26
13295. AT&T INC
2020-03-19
2020-06-18
10930. BANK AMERICA CORP COMMON STOCK
2019-03-21
2020-06-18
3930. CURTISS-WRIGHT CORPORATION COMMON STOCK
2020-04-22
2020-06-18
5825. MAXIM INTEGRATED PRODUCTS INC COMMON STOCK
2020-01-17
2020-06-18
550. AKAMAI TECHNOLOGIES INC COMMON STOCK
2019-09-20
2020-06-22
270. ALEXION PHARMACEUTICALS INC COM
2020-01-17
2020-06-22
390. ALLSTATE CORP
2019-12-03
2020-06-22
50. AMAZON COM INC COMMON STOCK
2019-09-20
2020-06-22
160. AMERICAN EXPRESS COMPANY
2019-10-30
2020-06-22
830. BAXTER INTERNATIONAL INC
2019-09-20
2020-06-22
640. CITIGROUP INC
2016-01-21
2020-06-22
190. DISCOVER FINANCIAL SERVICES
2013-07-18
2020-06-22
80. ESSEX PROPERTY TRUST INC COMMON STOCK
2019-10-30
2020-06-22
320. EXPEDIA GROUP INC
2019-07-18
2020-06-22
500. FACEBOOK INC-CLASS A
2019-12-03
2020-06-22
210. FORTINET INC
2018-01-05
2020-06-22
70. GRAINGER W W INC COMMON STOCK
2019-10-30
2020-06-22
20. GRAINGER W W INC COMMON STOCK
2018-05-17
2020-06-22
240. HERSHEY FOODS CORPORATION COMMON STOCK
2019-10-30
2020-06-22
1070. HOLOGIC INC COMMON STOCK
2019-09-20
2020-06-22
320. HUBBELL INC
2019-12-03
2020-06-22
110. LAUDER ESTEE COMPANIES INC CLASS A COMMON STOCK
2019-06-27
2020-06-22
240. LOWES COS INC - UN
2019-10-30
2020-06-22
960. LOWES COS INC - UN
2016-09-23
2020-06-22
1570. MERCK & CO. INC.
2019-04-07
2020-06-22
130. MERCK & CO. INC.
2019-10-30
2020-06-22
1440. MICROSOFT CORP
2020-06-18
2020-06-22
320. MORGAN STANLEY GROUP INC DEAN
2019-02-26
2020-06-22
280. NIKE INC CLASS B COMMON STOCK
2019-10-30
2020-06-22
200. NIKE INC CLASS B COMMON STOCK
2018-10-19
2020-06-22
1740. ORACLE CORPORATION COMMON STOCK
2019-07-18
2020-06-22
260. PROCTER AND GAMBLE COMPANY
2019-10-30
2020-06-22
160. TAKE-TWO INTERACTIVE SOFTWRE
2020-01-17
2020-06-22
310. TARGET CORP COMMON STOCK
2020-01-17
2020-06-22
330. TEXAS INSTRUMENTS INC COMMON STOCK
2020-06-18
2020-06-22
1110. TRAVELERS COS INC/THE
2019-10-30
2020-06-22
45745.654 VANGUARD FIXED INCOME SECS FD SHORT TERM CORP FD ADMIRAL SHS
2017-07-25
2020-06-22
100. VISA INC-CLASS A SHARES
2018-11-20
2020-06-22
480. VISA INC-CLASS A SHARES
2019-10-30
2020-06-22
250. WILLIAMS-SONOMA INC
2020-04-22
2020-06-22
5395. AGCO CORPORATION COMMON STOCK
2019-06-10
2020-07-16
3315. AGCO CORPORATION COMMON STOCK
2019-07-18
2020-07-16
160. ESSEX PROPERTY TRUST INC COMMON STOCK
2019-10-30
2020-07-16
3115. ESSEX PROPERTY TRUST INC COMMON STOCK
2017-03-17
2020-07-16
2460. EXPEDIA GROUP INC
2019-07-18
2020-07-16
2550. EXPEDIA GROUP INC
2018-12-20
2020-07-16
100000. CHARLES SCHWAB CORP 4.45% 22 JUL 2020
2012-02-16
2020-07-22
200000. OCCIDENTAL PETROLEUM COR3.125%15 FEB 2022
2013-10-18
2020-07-27
100000. EBAY INC 2.6% 15 JUL 2022
2013-01-25
2020-09-10
16330. BAKER HUGHES CO
2020-06-22
2020-09-17
7975. DENTSPLY SIRONA INC
2020-06-22
2020-09-17
6535. VISA INC-CLASS A SHARES
2018-11-20
2020-09-17
100000. BP CAP MARKETS AMERICA 4.5% 01 OCT 2020
2018-12-17
2020-10-01
15705. ORACLE CORPORATION COMMON STOCK
2019-07-18
2020-10-22
320. SOUTHWEST AIRLINES COMPANY COMMON STOCK
2020-06-22
2020-10-22
16811. SOUTHWEST AIRLINES COMPANY COMMON STOCK
2018-03-22
2020-10-22
6735. SYSCO CORPORATION
2018-04-19
2020-10-22
3515. SYSCO CORPORATION
2020-06-22
2020-10-22
7900. TYSON FOODS INC CLASS A COMMON STOCK
2020-04-22
2020-10-22
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
517,640
523,145
-5,505
b
255,429
239,944
15,485
c
252,172
128,917
123,255
d
30,395
32,102
-1,707
e
219,593
227,453
-7,860
202,685
179,964
22,721
241,794
231,564
10,230
232,253
220,578
11,675
100,000
110,762
-10,762
76,649
79,724
-3,075
527,512
698,092
-170,580
88,667
92,040
-3,373
197,356
298,461
-101,105
35,319
36,800
-1,481
413,560
593,400
-179,840
101,695
101,061
634
374,013
237,198
136,815
68,887
41,666
27,221
246,844
229,257
17,587
288,371
251,236
37,135
377,524
221,581
155,943
896,329
816,842
79,487
604,638
284,353
320,285
461,604
434,533
27,071
24,844
21,522
3,322
252,252
267,540
-15,288
338,237
200,733
137,504
25,263
20,339
4,924
517,231
343,506
173,725
304,024
213,898
90,126
149,759
310,669
-160,910
19,734
25,343
-5,609
230,390
317,362
-86,972
320,719
338,302
-17,583
110,198
478,334
-368,136
218,456
351,906
-133,450
656,764
859,133
-202,369
147,455
336,003
-188,548
100,905
101,186
-281
100,000
109,695
-9,695
411,385
222,011
189,374
18,165
30,871
-12,706
554,220
900,217
-345,997
782,860
434,892
347,968
643,218
375,886
267,332
35,580
33,085
2,495
204,440
109,112
95,328
419,677
416,755
2,922
35,577
41,241
-5,664
836,523
995,738
-159,215
242,486
316,666
-74,180
113,847
102,603
11,244
227,039
131,451
95,588
1,681,517
1,998,357
-316,840
1,911,075
2,155,000
-243,925
1,973,440
3,114,806
-1,141,366
11,187
13,912
-2,725
715,848
699,317
16,531
543,268
305,612
237,656
252,783
332,110
-79,327
16,493
21,017
-4,524
322,838
315,793
7,045
586,399
697,166
-110,767
360,185
364,932
-4,747
401,351
408,800
-7,449
274,398
310,193
-35,795
366,596
361,951
4,645
351,764
357,339
-5,575
55,776
49,390
6,386
32,092
30,879
1,213
38,369
42,711
-4,342
134,359
89,768
44,591
16,023
18,847
-2,824
69,876
73,223
-3,347
33,369
25,955
7,414
10,306
9,619
687
18,773
26,062
-7,289
26,057
43,408
-17,351
119,499
98,967
20,532
30,000
9,285
20,715
21,075
21,747
-672
6,021
6,161
-140
31,375
35,042
-3,667
58,733
53,633
5,100
39,860
46,483
-6,623
21,209
20,195
1,014
32,076
26,576
5,500
128,304
69,983
58,321
121,722
133,821
-12,099
10,079
11,207
-1,128
284,942
280,887
4,055
15,161
13,547
1,614
27,121
25,215
1,906
19,372
15,011
4,361
94,816
100,794
-5,978
30,878
32,462
-1,584
22,539
20,647
1,892
37,057
36,125
932
41,205
41,535
-330
128,675
144,059
-15,384
500,000
490,618
9,382
19,495
13,372
6,123
93,576
85,777
7,799
21,539
13,083
8,456
331,702
391,228
-59,526
203,817
249,769
-45,952
35,858
52,123
-16,265
698,117
714,908
-16,791
216,038
333,701
-117,663
223,941
291,452
-67,511
100,000
110,689
-10,689
197,000
196,140
860
103,301
99,541
3,760
247,167
376,426
-129,259
379,270
282,528
96,742
1,333,056
823,497
509,559
100,000
100,000
934,714
903,804
30,910
13,249
10,988
2,261
696,019
359,882
336,137
433,874
413,116
20,758
226,439
272,027
-45,588
467,058
473,317
-6,259
188,614
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-5,505
b
15,485
c
123,255
d
-1,707
e
-7,860
22,721
10,230
11,675
-10,762
-3,075
-170,580
-3,373
-101,105
-1,481
-179,840
634
136,815
27,221
17,587
37,135
155,943
79,487
320,285
27,071
3,322
-15,288
137,504
4,924
173,725
90,126
-160,910
-5,609
-86,972
-17,583
-368,136
-133,450
-202,369
-188,548
-281
-9,695
189,374
-12,706
-345,997
347,968
267,332
2,495
95,328
2,922
-5,664
-159,215
-74,180
11,244
95,588
-316,840
-243,925
-1,141,366
-2,725
16,531
237,656
-79,327
-4,524
7,045
-110,767
-4,747
-7,449
-35,795
4,645
-5,575
6,386
1,213
-4,342
44,591
-2,824
-3,347
7,414
687
-7,289
-17,351
20,532
20,715
-672
-140
-3,667
5,100
-6,623
1,014
5,500
58,321
-12,099
-1,128
4,055
1,614
1,906
4,361
-5,978
-1,584
1,892
932
-330
-15,384
9,382
6,123
7,799
8,456
-59,526
-45,952
-16,265
-16,791
-117,663
-67,511
-10,689
860
3,760
-129,259
96,742
509,559
30,910
2,261
336,137
20,758
-45,588
-6,259
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
-735,311
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
3,566,361
71,634,549
0.049785
2017
3,523,977
74,499,743
0.047302
2016
3,268,253
69,776,053
0.046839
2015
3,183,523
63,145,376
0.050416
2014
2,939,624
67,196,142
0.043747
2
Total
of line 1, column (d)
.....................
2
0.238089
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047618
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
72,673,616
5
Multiply line 4 by line 3
......................
5
3,460,572
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
10,939
7
Add lines 5 and 6
........................
7
3,471,511
8
Enter qualifying distributions from Part XII, line 4
,.............
8
3,616,343
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
10,939
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
10,939
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
10,939
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
43,446
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
43,446
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
32,507
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
32,507
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
TED PLIS
Telephone no.
(312) 461-7551
Located at
111 WEST MONROE STREET TAX DIV 12W
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BMO HARRIS BANK N A
TRUSTEE
0
616,689
111 W MONROE STTAX DIVISION 12W
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
72,579,637
b
Average of monthly cash balances
.......................
1b
1,200,684
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
73,780,321
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
73,780,321
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
1,106,705
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
72,673,616
6
Minimum investment return.
Enter 5% of line 5
..................
6
3,633,681
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
3,633,681
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
10,939
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
10,939
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
3,622,742
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
3,622,742
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
3,622,742
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
3,616,343
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
3,616,343
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
10,939
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
3,605,404
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
3,622,742
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
2,847,711
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
3,616,343
a
Applied to 2018, but not more than line 2a
2,847,711
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
768,632
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
2,854,110
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
THE FRANKEL FOUNDATION CO BMO HARR
111 W MONROE STREET TAX DIVISION
CHICAGO
,
IL
60603
(312) 461-5154
b
The form in which applications should be submitted and information and materials they should include:
THE FRANKEL FOUNDATION GIVES GRANTS TO QUALIFIED CHARITABLE ORGANIZATIONS. CO-TRUSTEES REVIEW WRITTEN GRANT PROPOSALS ON A REGULAR BASIS, AND MEET TO DISCUSS GRANT REQUESTS AT LEAST FIVE TIMES PER YEAR
c
Any submission deadlines:
PROPOSALS MAY BE SUBMITTED AT ANY TIME IN WRITING TO THE FRANKEL FOUNDATION ADMINISTRATOR.
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
CHARITABLE ORGANIZATIONS WHICH BENEFIT MEDICAL RESEARCH, UNDERPRIVILEGED PERSONS, AND CULTURAL APPRECIATION
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CHICAGO OPERA THEATER
70 E LAKE STREET STE 540
CHICAGO
,
IL
60601
NONE
PC
GENERAL OPERATING PURPOSES
50,000
COURT THEATRE
5535 S ELLIS AVE
CHICAGO
,
IL
60637
NONE
PC
GENERAL OPERATING PURPOSES
35,000
WTTW CHANNEL 11
5400 N ST LOUIS AVE
CHICAGO
,
IL
60625
NONE
PC
GENERAL OPERATING PURPOSES
80,000
RAVINIA FESTIVAL
400 IRIS LANE
HIGHLAND PARK
,
IL
60035
NONE
PC
GENERAL OPERATING PURPOSES
50,000
CHICAGO SYMPHONY ORCHESTRA
220 S MICHIGAN AVENUE
CHICAGO
,
IL
60604
NONE
PC
GENERAL OPERATING PURPOSES
175,000
CHICAGO YOUTH CENTERS
104 S MICHIGAN AVENUE
CHICAGO
,
IL
60603
NONE
PC
GENERAL OPERATING PURPOSES
30,000
LAWRENCE HALL YOUTH SERVICES
4833 N FRANCISCO AVENUE
CHICAGO
,
IL
606253698
NONE
PC
GENERAL OPERATING PURPOSES
65,000
METROPOLITAN FAMILY SERVICES
14 EAST JACKSON BLVD
CHICAGO
,
IL
60604
NONE
PC
GENERAL OPERATING PURPOSES
60,000
DEBORAH'S PLACE
2822 WEST JACKSON
CHICAGO
,
IL
60612
NONE
PC
GENERAL OPERATING PURPOSES
40,000
MUSEUM OF CONTEMPORARY ART
220 E CHICAGO AVE
CHICAGO
,
IL
606112604
NONE
PC
GENERAL OPERATING PURPOSES
30,000
GLENWOOD ACADEMY
500 WEST 187TH STREET
GLENWOOD
,
IL
60425
NONE
PC
GENERAL OPERATING PURPOSES
40,000
CHICAGO LIGHTHOUSE
1850 W ROOSEVELT RD
CHICAGO
,
IL
606081298
NONE
PC
GENERAL OPERATING PURPOSES
190,000
HUBBARD STREET DANCE CHICAGO
1147 W JACKSON BLVD
CHICAGO
,
IL
60607
NONE
PC
GENERAL OPERATING PURPOSES
40,000
LYRIC OPERA OF CHICAGO
20 N WACKER DRIVE
CHICAGO
,
IL
60606
NONE
PC
GENERAL OPERATING PURPOSES
350,000
MUSIC OF THE BAROQUE
100 N LASALLE ST STE 1610
CHICAGO
,
IL
60602
NONE
PC
GENERAL OPERATING PURPOSES
60,000
THE GOODMAN THEATER
200 S COLUMBUS DRIVE
CHICAGO
,
IL
606036402
NONE
PC
GENERAL OPERATING PURPOSES
80,000
CHICAGO ARCHITECTURE FOUNDATION
224 S MICHIGAN AVENUE
CHICAGO
,
IL
60604
NONE
PC
GENERAL OPERATING PURPOSES
10,000
GRANT PARK MUSIC FESTIVAL
205 EAST RANDOLPH DRIVE
CHICAGO
,
IL
60601
NONE
PC
GENERAL OPERATING PURPOSES
75,000
STEPPENWOLF THEATRE COMPANY
1650 N HALSTED STREET
CHICAGO
,
IL
60614
NONE
PC
GENERAL OPERATING PURPOSES
90,000
THE NIGHT MINISTRY
4711 NORTH RAVENSWOOD AVE
CHICAGO
,
IL
60640
NONE
PC
GENERAL OPERATING PURPOSES
60,000
MERCY HOME FOR BOYS AND GIRLS
1140 W JACKSON BLVD
CHICAGO
,
IL
60607
NONE
PC
GENERAL OPERATING PURPOSES
50,000
THRESHOLDS
4101 N RAVENSWOOD AVE
CHICAGO
,
IL
60613
NONE
PC
GENERAL OPERATING PURPOSES
70,000
CHICAGO YOUTH SYMPHONY ORCHESTRA
410 S MICHIGAN AVENUE ROOM 833
CHICAGO
,
IL
60605
NONE
PC
GENERAL OPERATING PURPOSES
30,000
THE JOFFREY BALLET OF CHICAGO
70 E LAKE STREET STE 1300
CHICAGO
,
IL
60601
NONE
PC
GENERAL OPERATING PURPOSES
100,000
LITTLE BROTHERS FRIENDS OF THE
ELDERLY
355 N ASHLAND AVE
CHICAGO
,
IL
606071019
NONE
PC
GENERAL OPERATING PURPOSES
50,000
HOME
5414B W ROOSEVELT RD
CHICAGO
,
IL
60644
NONE
PC
GENERAL OPERATING PURPOSES
35,000
INFANT WELFARE SOCIETY OF CHICAGO
1931 N HALSTED ST
CHICAGO
,
IL
60614
NONE
PC
GENERAL OPERATING PURPOSES
15,000
NORTHWESTERN MEMORIAL
FOUNDATION
541 N FAIRBANKS CT 800
CHICAGO
,
IL
60611
NONE
PC
GENERAL OPERATING PURPOSES
200,000
MUSEUM OF SCIENCE AND INDUSTRY
5700 S LAKE SHORE DRIVE
CHICAGO
,
IL
60637
NONE
PC
GENERAL OPERATING PURPOSES
40,000
CHICAGO HOUSE AND SOCIAL SERVICE
AGENCY
1925 N CLYBOURN AVE STE 401
CHICAGO
,
IL
60614
NONE
PC
GENERAL OPERATING PURPOSES
50,000
LEARNING ALLY
180 N MICHIGAN SUITE 620
CHICAGO
,
IL
60601
NONE
PC
GENERAL OPERATING PURPOSES
35,000
LA RABIDA CHILDREN'S HOSPITAL
6501 S PROMONTORY DR
CHICAGO
,
IL
60649
NONE
PC
GENERAL OPERATING PURPOSES
100,000
LINCOLN PARK ZOO
2001 NORTH CLARK STREET
CHICAGO
,
IL
60614
NONE
PC
GENERAL OPERATING PURPOSES
25,000
ALZHEIMER'S ASSOCIATION
225 N MICHIGAN AVENUE SUITE 1700
CHICAGO
,
IL
60601
NONE
PC
GENERAL OPERATING PURPOSES
100,000
FRANCISCAN OUTREACH
1645 W LEMOYNE ST
CHICAGO
,
IL
60622
NONE
PC
GENERAL OPERATING PURPOSES
15,000
NEWBERRY LIBRARY
60 W WALTON ST
CHICAGO
,
IL
60610
NONE
PC
GENERAL OPERATING PURPOSES
20,000
SHIRLEY RYAN ABILITY LAB
355 E ERIE ST
CHICAGO
,
IL
60611
NONE
PC
GENERAL OPERATING PURPOSES
250,000
CASA CENTRAL
1343 N CALIFORNIA AVE
CHICAGO
,
IL
60622
NONE
PC
GENERAL OPERATING PURPOSES
35,000
ANN & ROBERT LURIE CHILDREN'S HOSPITAL
OF CHICAGO
225 E CHICAGO AVE 282
CHICAGO
,
IL
60611
NONE
PC
GENERAL OPERATING PURPOSES
135,000
LITTLE SISTERS OF THE POOR
2325 N LAKEWOOD AVE
CHICAGO
,
IL
60614
NONE
PC
GENERAL OPERATING PURPOSES
55,000
CHICAGO ZOOLOGICAL SOCIETY - BROOKFIELD
ZOO
3300 S GOLF RD
BROOKFIELD
,
IL
60513
NONE
PC
GENERAL OPERATING PURPOSES
25,000
NORTHEASTERN UNIVERSITY
5500 N ST LOUIS AVE
Chicago
,
IL
60625
NONE
PC
GENERAL OPERATING PURPOSES
50,000
CHICAGO SHAKESPEARE THEATER
800 E GRAND AVE
Chicago
,
IL
60611
NONE
PC
GENERAL OPERATING PURPOSES
100,000
NATIONAL MUSEUM OF MEXICAN ART
1852 W 19TH ST
Chicago
,
IL
60608
NONE
PC
GENERAL OPERATING PURPOSES
15,000
JOHN G SHEDD AQUARIUM
1200 S LAKE SHORE DRIVE
CHICAGO
,
IL
60605
NONE
PC
GENERAL OPERATING PURPOSES
30,000
BLACK ENSEMBLE THEATER
4450 N CLARK ST
CHICAGO
,
IL
60640
NONE
PC
GENERAL OPERATING PURPOSES
15,000
FIELD MUSEUM
1400 S LAKE SHORE DR
CHICAGO
,
IL
60605
NONE
PC
GENERAL OPERATING PURPOSES
50,000
Total
.................................
3a
3,305,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
1,439,629
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
-735,311
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
704,318
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
704,318
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description