-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
05-01-2019
, and ending
04-30-2020
Name of foundation
NINA W ENGELHART CHARITABLE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
NORTHERN TRUST
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PO BOX CHICAG
,
IL
60680
A Employer identification number
47-1827055
B
Telephone number (see instructions)
(312) 630-6000
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
7,481,459
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
212,192
211,797
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
433,020
b
Gross sales price for all assets on line 6a
2,998,947
7
Capital gain net income (from Part IV, line 2)
...
433,020
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
210
73,607
12
Total.
Add lines 1 through 11
........
645,422
718,424
13
Compensation of officers, directors, trustees, etc.
71,588
24,310
47,278
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
900
450
0
450
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
5,199
5,199
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
75
45
30
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
77,762
30,004
0
47,758
25
Contributions, gifts, grants paid
.......
438,070
438,070
26
Total expenses and disbursements.
Add lines 24 and 25
515,832
30,004
0
485,828
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
129,590
b
Net investment income
(if negative, enter -0-)
688,420
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
0
126,294
126,294
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
4,246,960
4,272,327
4,592,973
c
Investments—corporate bonds (attach schedule)
.......
2,211,144
2,211,144
2,125,213
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
364,244
494,316
633,500
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
155,815
3,479
3,479
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
6,978,163
7,107,560
7,481,459
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
6,978,163
7,107,560
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
6,978,163
7,107,560
30
Total liabilities and net assets/fund balances
(see instructions)
.
6,978,163
7,107,560
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
6,978,163
2
Enter amount from Part I, line 27a
.....................
2
129,590
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
7,107,753
5
Decreases not included in line 2 (itemize)
5
193
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
7,107,560
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
5. ADR AIA GROUP LTD SPONSORED ADR
2017-09-01
2019-06-05
b
52. ADR AIA GROUP LTD SPONSORED ADR
2017-09-01
2019-07-31
c
16. ADR AIA GROUP LTD SPONSORED ADR
2017-12-05
2020-03-18
d
14. ADR AIA GROUP LTD SPONSORED ADR
2017-12-05
2020-03-26
e
2. ACTIVISION BLIZZARD INC COM STK
2012-03-30
2019-10-18
25. ADIDAS AG
2018-03-29
2019-11-13
6. ADIDAS AG
2016-08-12
2020-03-02
20. ADIDAS AG
2016-08-12
2020-03-03
31. ADIDAS AG
2016-08-12
2020-03-20
2. AGILENT TECHNOLOGIES INC
2016-12-12
2019-10-18
5. ADR AIR LIQUIDE ADR
2016-04-06
2019-06-05
.4 ADR AIR LIQUIDE ADR
2016-04-06
2019-10-07
3. AIR LEASE CORP CL A CL A
2018-06-27
2019-10-18
2. AIR LEASE CORP CL A CL A
2018-06-27
2020-04-28
36. AKAMAI TECHNOLOGIES INC
2009-05-20
2020-04-13
3. ADR ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS
2015-10-08
2019-06-05
7. ADR ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS
2015-10-08
2019-10-17
7. ADR ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS
2015-10-08
2019-12-06
6. ADR ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS
2015-10-08
2020-02-12
9. ADR AMADEUS IT GROUP S A ADS
2018-05-10
2020-03-25
1. ADR AMADEUS IT GROUP S A ADS
2018-05-10
2020-03-26
16. AMERICAN TOWER CORP
2009-06-05
2019-12-11
25. AMERICAN TOWER CORP
2009-06-05
2019-12-12
6. AMERICOLD RLTY TR COM
2019-06-18
2019-10-18
1. ANSYS INC
2008-07-16
2019-10-18
42. #REORG/APERGY CORP NAME AND CUSIP CHANGE CHAMPIONX COR 2G1VAU3 06-
2018-12-20
2020-04-14
74. #REORG/APERGY CORP NAME AND CUSIP CHANGE CHAMPIONX COR 2G1VAU3 06-
2018-12-20
2020-04-17
3. APPLIED MATERIALS INC
2019-02-11
2019-10-18
3. ADR ARKEMA SPONSORED ADR
2015-03-24
2019-06-05
2. ARROW ELECTRONICS INC
2017-08-08
2019-10-18
16. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM SER A
2017-06-20
2020-03-25
2. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM SER A
2017-06-20
2020-03-26
18. BAIDU COM INC SPONSORED ADR SHS
2016-05-18
2019-06-05
2. BLACK KNIGHT INC COM USD0.0001 WI
2016-08-30
2019-10-18
1. BLACK KNIGHT INC COM USD0.0001 WI
2016-08-30
2020-04-28
2. BORG WARNER AUTOMOTIVE INC
2018-01-12
2020-04-28
21. BRIDGESTONE CORP ADR-EACH CNV INTO 10 ORD Y50
2018-06-04
2019-06-05
7. ADR BUNZL PLC SPONSORED ADR NEW
2018-02-01
2019-06-05
2. CBRE GROUP INC CL A CL A
2012-03-09
2019-10-18
84. ADR CHR HANSEN HLDG A/S SPONSORED ADR
2016-08-12
2019-09-18
22. ADR CHR HANSEN HLDG A/S SPONSORED ADR
2016-08-12
2019-12-10
252. ADR CHR HANSEN HLDG A/S SPONSORED ADR
2016-08-12
2019-12-11
10. ADR CSL LTD SPONSORED ADR
2016-08-12
2020-03-18
2. ADR CSL LTD SPONSORED ADR
2016-08-12
2020-03-26
1. CSX CORP
2008-02-06
2020-04-28
3. CABOT CORP
2013-09-24
2019-10-18
49. CABOT CORP
2013-09-24
2020-04-09
3. CANADIAN PACIFIC RAILWAY LTD COM
2016-08-12
2019-05-23
2. CANADIAN PACIFIC RAILWAY LTD COM
2016-08-12
2020-03-26
29. ADR COMPAGNIE FINANCIERE RICHEMONT AG SWITZ ADR
2013-08-13
2019-06-05
126. ADR COMPAGNIE FINANCIERE RICHEMONT AG SWITZ ADR
2018-05-22
2019-08-01
589. ADR COMPAGNIE FINANCIERE RICHEMONT AG SWITZ ADR
2018-05-22
2020-02-21
10. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)
2015-03-24
2019-06-05
47. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)
2015-07-30
2019-09-13
53. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)
2015-07-30
2020-03-04
48. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)
2016-01-21
2020-03-23
31. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)
2016-01-21
2020-03-24
6. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)
2016-08-12
2020-03-26
456. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)
2017-01-05
2020-04-14
41. ADR CONTINENTAL AG SPONSORED ADR ISIN #US2107712000
2014-05-29
2020-03-20
171. ADR CONTINENTAL AG SPONSORED ADR ISIN #US2107712000
2018-08-13
2020-03-23
89. ADR CONTINENTAL AG SPONSORED ADR ISIN #US2107712000
2020-02-27
2020-03-23
1. CUMMINS ENGINE INC
2008-02-06
2019-10-18
1. CUMMINS ENGINE INC
2008-02-06
2019-11-13
5. DBS GROUP HOLDINGS LTD-SPONSORED ADR
2017-12-19
2019-06-05
383.97 MFO DFA INTL SMALL CO PORTFOLIO FUND
2018-12-18
2019-12-03
7471.8 MFO DFA INTL SMALL CO PORTFOLIO FUND
2017-12-15
2019-12-03
7. D R HORTON INC
2009-05-20
2019-10-18
7. D R HORTON INC
2009-05-20
2019-11-13
23. DAIKIN INDS LTD ADR
2015-10-05
2019-06-05
153. DAIKIN INDS LTD ADR
2015-10-05
2019-09-13
10. ADR DEUTSCHE BOERSE ADR
2017-05-02
2019-06-05
1. DOVER CORP
2014-08-05
2019-10-18
12. ADR DSV PANALPINA A/S
2016-08-19
2020-03-18
10. ADR DSV PANALPINA A/S
2016-08-19
2020-03-25
2. ADR DSV PANALPINA A/S
2016-08-19
2020-03-26
2. EASTMAN CHEM CO
2008-02-06
2019-10-18
3. EATON VANCE CORP
2008-02-06
2019-10-18
4. ENBRIDGE INC COM
2016-01-22
2019-06-05
85. ADR EQUINOR ASA SPONSORED ADR
2018-05-10
2020-04-06
9. ADR ESSILORLUXOTTICA SA
2018-11-15
2020-03-25
2. ADR ESSILORLUXOTTICA SA
2018-11-15
2020-03-26
2. ADR ESSILORLUXOTTICA SA
2018-11-15
2020-04-07
52. ADR ESSILORLUXOTTICA SA
2018-11-15
2020-04-08
21. ADR FERGUSON PLC SPONSORED ADR NEW APRIL2019
2018-02-09
2019-06-05
130. ADR FERGUSON PLC SPONSORED ADR NEW APRIL2019
2018-02-09
2019-11-22
6200. MFC FLEXSHARES TR MORNINGSTAR US MKT FACTOR TILT INDEX FD
2016-08-01
2019-09-18
1605. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD
2014-07-10
2019-05-28
8675. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD
2014-07-10
2020-04-24
2935. MFC FLEXSHARES TR MORNINGSTAR DEVELOPED MARKETS EX US FACTOR TIL
2017-01-09
2019-12-03
8800. MFC FLEXSHARES TR INTL QUALITY DIVIDEND INDEX FD
2017-04-26
2019-12-03
19670. MFC FLEXSHARES TRUST QUALITY DIVID INDEXFD
2016-08-01
2019-12-03
5. GATX CORP
2013-09-12
2020-04-28
352. GALP ENERGIA SGPS SA ADR
2018-06-29
2020-04-27
2. ADR GEBERIT AG ADR
2019-01-04
2020-03-26
67. ADR GEBERIT AG ADR
2019-01-04
2020-04-28
80. ADR GEBERIT AG ADR
2019-01-04
2020-04-29
3. ADR GIVAUDAN SA ADR
2009-06-26
2019-06-05
19. ADR GIVAUDAN SA ADR
2009-06-26
2019-07-01
16. ADR GIVAUDAN SA ADR
2009-06-26
2020-03-23
22. ADR GIVAUDAN SA ADR
2009-06-26
2020-03-30
.69 GLOBAL PMTS INC
2016-05-10
2019-09-18
24. GLOBAL PMTS INC
2016-05-10
2019-10-18
23. GLOBAL PMTS INC
2016-05-04
2020-04-09
4. ADR HDFC BK LTD ADR REPSTG 3 SHS
2016-08-12
2019-05-23
17. ADR HDFC BK LTD ADR REPSTG 3 SHS
2016-08-12
2020-03-25
2. ADR HDFC BK LTD ADR REPSTG 3 SHS
2016-08-12
2020-03-26
4. ADR HEINEKEN N V SPONSORED ADR LEVEL 1
2017-10-19
2019-06-05
3. HOULIHAN LOKEY INC CL A CL A
2018-06-22
2020-04-28
2. ADR HOYA CORP SPONSORED ADR
2017-07-03
2019-06-05
19. ADR HOYA CORP SPONSORED ADR
2017-07-03
2019-08-02
19. ADR HOYA CORP SPONSORED ADR
2018-08-20
2019-09-12
13. ADR HOYA CORP SPONSORED ADR
2018-08-20
2019-10-24
208. ADR INDUSTRIA DE DISENO TEXTIL INDITEX SA ADR ADR
2016-08-12
2019-05-09
10. INFINEON TECHNOLOGIES AG SPONSORED ADR
2018-06-27
2019-05-08
59. INFINEON TECHNOLOGIES AG SPONSORED ADR
2018-07-05
2019-05-09
79. INFINEON TECHNOLOGIES AG SPONSORED ADR
2018-09-18
2020-01-30
36. INFINEON TECHNOLOGIES AG SPONSORED ADR
2018-09-18
2020-02-07
2. INTERCONTINENTAL EXCHANGE INC COM
2009-01-26
2019-10-18
10. INTUIT
2009-06-05
2019-09-16
25. ADR JULIUS BAER GROUP LTD-UN ADR
2013-08-09
2019-06-05
4. ADR KBC GROUP NV
2017-11-27
2019-06-05
92. ADR KAO CORP UNSP ADS EA REP 0.20 ORD SH
2017-09-01
2019-11-01
29. ADR KAO CORP UNSP ADS EA REP 0.20 ORD SH
2017-09-01
2020-02-05
70. ADR KAO CORP UNSP ADS EA REP 0.20 ORD SH
2016-12-28
2020-02-06
4. ADR KERRY GROUP PLC SPONSORED ADR
2018-04-04
2019-06-05
7. ADR KERRY GROUP PLC SPONSORED ADR
2018-09-19
2020-03-05
22. KEYCORP NEW COM
2012-01-27
2019-11-13
5. KEYCORP NEW COM
2012-01-27
2020-04-28
25. KEYSIGHT TECHNOLOGIES INC COM
2016-12-16
2020-04-15
1. KEYSIGHT TECHNOLOGIES INC COM
2016-12-16
2020-04-28
6. ADR L OREAL S A ADR
2017-09-01
2019-06-05
22. ADR L OREAL S A ADR
2011-09-08
2020-02-03
16. ADR L OREAL S A ADR
2011-09-08
2020-02-04
5. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR
2016-08-12
2020-03-26
1. LABORATORY CORP AMER HLDGS NEW
2015-05-14
2020-04-28
14. ADR LONDON STK EXCHANGE GROUP ADR
2018-02-07
2019-06-05
11. ADR LONDON STK EXCHANGE GROUP ADR
2017-11-22
2019-08-07
78. ADR LONDON STK EXCHANGE GROUP ADR
2017-11-22
2019-08-08
51. ADR LONDON STK EXCHANGE GROUP ADR
2017-11-22
2019-09-13
40. ADR LONDON STK EXCHANGE GROUP ADR
2017-11-22
2020-03-13
6. ADR LONZA GROUP AG ADR
2018-04-30
2019-06-05
39. ADR LONZA GROUP AG ADR
2018-04-30
2019-09-13
29. ADR LONZA GROUP AG ADR
2019-01-30
2020-03-11
1. LULULEMON ATHLETICA INC COM
2019-11-25
2020-03-26
3. MASCO CORP
2013-10-10
2019-10-18
4. MASCO CORP
2013-10-10
2020-04-28
2. METTLER TOLEDO INTERNATIONAL INC
2018-07-03
2019-08-29
3. METTLER TOLEDO INTERNATIONAL INC
2018-07-03
2019-08-30
5. NESTLE S A SPONSORED ADR REPSTG REG SH
2016-08-12
2020-03-18
1. NESTLE S A SPONSORED ADR REPSTG REG SH
2016-08-12
2020-03-26
23904.52 MFB NORTHN FUNDS EMERGING MKTS EQTY EQTY INDEX FD
2016-02-08
2020-01-09
4. ADR NOVARTIS AG SPONSORED ADR ISIN #US66987V1098
2011-02-07
2019-06-05
2. PACKAGING CORP AMER
2015-08-25
2020-04-28
9. ADR PERNOD RICARD S A ADR .
2018-04-13
2019-05-23
10. ADR PERNOD RICARD S A ADR .
2012-06-20
2019-06-05
38. ADR PERNOD RICARD S A ADR .
2012-06-20
2020-02-18
2. ADR PERNOD RICARD S A ADR .
2018-04-13
2020-03-26
2. PROGRESSIVE CORP OHIO
2010-05-19
2019-10-18
8. PRUDENTIAL PLC
2014-01-17
2019-06-05
30. PRUDENTIAL PLC
2014-01-17
2020-02-18
3. RAYMOND JAMES FINANCIAL INC
2008-02-06
2020-04-28
18. ADR RECKITT BENCKISER GROUP PLC SPONSORED ADR
2018-04-18
2019-06-05
1. REINSURANCE GROUP AMER INC COM NEW STK
2009-12-08
2019-10-18
8. ADR RELX PLC SPONSORED ADR
2009-07-09
2019-06-05
15. ADR RENTOKIL GROUP PLC SPONSORED ADR
2019-04-04
2019-06-05
55. ADR RENTOKIL GROUP PLC SPONSORED ADR
2019-04-04
2019-08-01
46. ADR RENTOKIL GROUP PLC SPONSORED ADR
2019-03-05
2020-04-08
3. REPUBLIC SVCS INC
2008-02-06
2019-11-13
1. RESMED INC
2018-12-31
2020-03-26
17. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104
2008-11-24
2019-06-05
50. ADR RYANAIR HLDGS PLC SPONSORED ADR NEW
2017-11-29
2019-06-13
53. ADR SMC CORP JAPAN SPONSORED ADR
2016-05-16
2019-07-31
60. ADR SMC CORP JAPAN SPONSORED ADR
2015-09-08
2019-09-12
58. ADR SMC CORP JAPAN SPONSORED ADR
2015-09-08
2019-09-20
2. ADR SMC CORP JAPAN SPONSORED ADR
2015-09-08
2019-10-16
39. ADR SMC CORP JAPAN SPONSORED ADR
2015-09-08
2019-10-17
63. ADR SMC CORP JAPAN SPONSORED ADR
2019-06-05
2019-10-17
32. ADR SAMSONITE INTL SA ADR
2015-08-03
2019-06-05
16. ADR SANTEN PHARMACEUTICAL CO LT
2014-06-03
2019-06-05
2. SAP AKTIENGESELLSCHAFT SPONSORED ADR
2008-02-06
2019-06-05
8. ADR SCHNEIDER ELECTRIC SE
2009-09-16
2019-06-05
125. ADR SCHNEIDER ELECTRIC SE
2009-09-16
2019-06-24
76. ADR SCHNEIDER ELECTRIC SE
2009-09-16
2020-02-21
1. SCOTTS CO CL A
2008-02-06
2020-04-28
3. SEALED AIR CORP NEW
2012-11-19
2019-10-18
3. SEALED AIR CORP NEW
2012-11-19
2020-04-28
13. SGS SA
2009-08-24
2019-06-05
41. SGS SA
2009-08-24
2020-03-11
149. SHIONOGI & CO LTD ADR
2019-04-18
2020-03-20
9. SHOPIFY INC CL A SHOPIFY INC
2018-05-02
2019-05-01
12. SHOPIFY INC CL A SHOPIFY INC
2018-05-02
2019-07-16
16. SHOPIFY INC CL A SHOPIFY INC
2018-05-02
2020-02-14
2. SIKA AG ADR
2020-01-22
2020-03-26
1. SMITH & NEPHEW P L C SPD ADR NEW
2019-12-19
2020-03-26
2. SNAP ON INC
2009-08-13
2019-11-13
10. ADR SONOVA HLDG AG UNSP ADR
2013-06-14
2019-06-05
3. STERICYCLE INC
2018-07-26
2020-04-28
2. STIFEL FINL CORP COM
2013-10-21
2020-04-28
9. SUNCOR ENERGY INC NEW COM STK
2014-04-25
2019-06-05
154. ADR SWEDBANK A B SPONSORED ADR
2018-06-14
2020-03-13
2. SYNOPSYS INC
2013-01-09
2019-10-18
2. SYNEOS HEALTH INC COM
2018-02-09
2019-10-18
3. TJX COS INC NEW
2008-02-06
2019-10-18
28. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2017-06-28
2019-05-03
10. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2016-08-12
2019-05-23
3. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2016-08-12
2020-03-26
12. TECHTRONIC INDS LTD SPD ADR
2018-02-21
2019-06-05
2. TECHTRONIC INDS LTD SPD ADR
2018-02-21
2019-06-19
24. TECHTRONIC INDS LTD SPD ADR
2018-02-21
2019-06-20
44. TECHTRONIC INDS LTD SPD ADR
2018-07-30
2019-11-27
3. ADR TENCENT HLDGS LTD ADR
2018-11-07
2020-03-26
38. ADR TERUMO CORP ADR
2020-03-03
2020-04-27
6. ADR TOTAL SA
2016-04-07
2019-06-05
58. TOTAL SYSTEMS SERVICE
2016-05-10
2019-07-02
2. TOYOTA MTR CORP ADR REP 2 COM
2012-02-07
2019-06-05
47. ADR UBISOFT ENTMT SA ADR
2019-05-24
2019-11-27
148. ADR UBISOFT ENTMT SA ADR
2019-05-24
2019-11-29
107. ADR UBISOFT ENTMT SA ADR
2019-05-24
2019-12-02
120. ADR UBISOFT ENTMT SA ADR
2019-05-24
2019-12-03
3. UNILEVER N V
2009-02-09
2019-06-05
79. ADR VALEO SPONSORED
2015-09-22
2019-06-27
5. ADR VALEO SPONSORED
2018-08-13
2019-06-27
51. ADR VALEO SPONSORED
2018-08-13
2019-06-28
2. WEC ENERGY GROUP INC COM
2018-01-12
2019-10-18
3. WAL MART DE MEXICO SA DE CV SPON ADR REP V
2016-08-12
2020-03-26
1. WOODWARD GOVERNOR COMPANY
2017-12-01
2019-10-18
2. XILINX INC
2010-02-18
2019-10-18
2. #REORG AON PLC COM MANDATORY EXCHANGE AON PLC COM 2F1FA83 04-01-202
2013-06-12
2019-06-05
4. ACCENTURE PLC SHS CL A NEW
2016-06-20
2020-03-18
1. ACCENTURE PLC SHS CL A NEW
2016-06-20
2020-03-26
1. RENAISSANCERE HOLDINGS LTD
2013-10-25
2020-04-28
8. SENSATA TECHNOLOGIES B V HOLDING
2014-01-14
2019-06-05
30. SENSATA TECHNOLOGIES B V HOLDING
2014-01-14
2020-04-14
30. SENSATA TECHNOLOGIES B V HOLDING
2014-01-14
2020-04-17
3. SENSATA TECHNOLOGIES B V HOLDING
2019-08-07
2020-04-28
1. STERIS PLC ORD USD0.001
2018-08-02
2020-03-26
1. WILLIS TOWERS WATSON PLC COM USD0.000115
2015-03-24
2019-06-05
18. ALCON AG COM USD0.04 WI
2011-12-20
2019-12-17
8. ALCON AG COM USD0.04 WI
2019-05-08
2020-03-25
2. ALCON AG COM USD0.04 WI
2019-05-08
2020-03-26
4. CHUBB LTD ORD CHF24.15
2016-08-12
2020-03-18
1. CHUBB LTD ORD CHF24.15
2016-08-12
2020-03-26
22. UBS GROUP AG COMMON STOCK
2014-04-11
2019-06-05
2. CHECK POINT SOFTWARE TECH ORD
2012-10-18
2019-06-05
6. AERCAP HOLDINGS N.V. EUR0.01
2015-08-25
2019-06-05
23. AERCAP HOLDINGS N.V. EUR0.01
2018-10-25
2019-11-08
35. AERCAP HOLDINGS N.V. EUR0.01
2015-10-05
2020-02-21
3. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)
2013-03-13
2019-06-05
7. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)
2013-03-13
2019-08-01
8. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)
2013-03-13
2019-09-30
6. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)
2013-03-13
2019-10-18
6. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)
2013-03-22
2019-12-06
1. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)
2019-02-21
2020-03-26
2. CORE LABORATORIES NV NLG0.03
2016-08-12
2019-05-17
40. CORE LABORATORIES NV NLG0.03
2016-08-12
2019-05-20
39. CORE LABORATORIES NV NLG0.03
2018-07-02
2020-03-02
1. FERRARI N V FERRARI N V COMMON S TOCK
2020-03-25
2020-03-26
18. NXP SEMICONDUCTORS N V COM STK
2018-07-27
2019-05-08
11. NXP SEMICONDUCTORS N V COM STK
2018-07-27
2019-10-09
68. QIAGEN NV EUR0.01
2019-12-26
2020-03-04
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
188
156
32
b
2,149
1,416
733
c
520
514
6
d
500
450
50
e
109
26
83
3,668
2,923
745
826
521
305
2,794
1,736
1,058
3,173
2,690
483
149
93
56
128
98
30
10
7
3
128
126
2
47
84
-37
3,379
798
2,581
453
201
252
1,235
468
767
1,411
468
943
1,347
401
946
451
684
-233
51
76
-25
3,386
485
2,901
5,252
758
4,494
228
201
27
218
43
175
362
1,368
-1,006
486
2,182
-1,696
155
120
35
260
228
32
152
156
-4
504
470
34
65
59
6
1,951
2,928
-977
124
79
45
72
39
33
58
115
-57
407
423
-16
193
209
-16
104
39
65
1,729
1,352
377
424
354
70
4,841
4,056
785
776
448
328
187
90
97
67
16
51
131
127
4
1,498
2,064
-566
663
442
221
431
295
136
225
295
-70
1,065
1,253
-188
4,269
5,093
-824
228
186
42
1,148
871
277
1,133
899
234
563
814
-251
373
525
-152
90
122
-32
7,291
9,159
-1,868
236
974
-738
1,013
3,946
-2,933
527
999
-472
170
48
122
181
48
133
356
369
-13
7,130
6,120
1,010
138,751
154,862
-16,111
377
71
306
379
71
308
291
139
152
2,011
925
1,086
140
99
41
102
68
34
389
301
88
403
251
152
87
50
37
146
65
81
133
106
27
142
133
9
1,091
2,282
-1,191
547
600
-53
120
133
-13
117
133
-16
2,975
3,467
-492
138
160
-22
1,104
992
112
734,235
557,318
176,917
49,995
60,410
-10,415
216,653
326,515
-109,862
183,602
169,379
14,223
202,456
219,208
-16,752
919,776
694,910
224,866
302
238
64
1,757
3,524
-1,767
91
78
13
2,894
2,616
278
3,479
3,124
355
162
36
126
1,058
229
829
938
192
746
1,360
265
1,095
113
45
68
3,834
1,555
2,279
3,467
1,071
2,396
477
279
198
620
593
27
83
70
13
216
204
12
174
156
18
141
105
36
1,458
1,000
458
1,552
1,119
433
1,053
709
344
2,914
3,704
-790
217
255
-38
1,247
1,486
-239
1,761
1,963
-202
857
821
36
189
23
166
2,653
250
2,403
202
238
-36
133
164
-31
1,475
1,153
322
455
309
146
1,085
667
418
471
408
63
942
793
149
417
176
241
60
40
20
2,321
914
1,407
97
37
60
326
167
159
1,230
453
777
920
329
591
400
177
223
177
117
60
236
191
45
227
141
86
1,606
1,001
605
1,182
655
527
837
513
324
191
149
42
1,334
967
367
1,130
754
376
195
225
-30
132
54
78
168
72
96
1,308
1,164
144
1,968
1,746
222
476
409
67
102
82
20
294,982
193,230
101,752
351
199
152
195
132
63
324
311
13
356
202
154
1,369
769
600
59
69
-10
141
41
100
330
361
-31
1,156
1,355
-199
205
80
125
288
301
-13
157
46
111
188
60
128
358
363
-5
1,475
1,323
152
1,114
1,030
84
260
64
196
144
114
30
566
289
277
3,307
6,225
-2,918
952
611
341
1,287
669
618
1,200
646
554
43
22
21
827
435
392
1,336
1,087
249
330
523
-193
231
184
47
252
94
158
129
84
45
2,209
1,314
895
1,650
799
851
126
38
88
124
50
74
89
50
39
336
163
173
977
516
461
1,546
2,196
-650
2,174
1,121
1,053
3,813
1,495
2,318
8,452
1,994
6,458
33
38
-5
34
48
-14
331
75
256
438
227
211
151
211
-60
90
82
8
270
333
-63
1,905
3,374
-1,469
270
63
207
110
73
37
182
23
159
1,252
812
440
378
293
85
148
88
60
394
381
13
75
64
11
897
763
134
1,740
1,274
466
152
115
37
1,257
1,224
33
314
266
48
7,567
3,075
4,492
240
159
81
567
752
-185
1,783
2,367
-584
1,313
1,711
-398
1,452
1,917
-465
182
66
116
1,285
1,746
-461
81
119
-38
833
1,210
-377
186
128
58
71
73
-2
107
77
30
189
51
138
374
130
244
602
485
117
167
121
46
151
92
59
362
305
57
1,006
1,143
-137
1,000
1,143
-143
112
136
-24
127
117
10
183
129
54
1,016
576
440
379
486
-107
96
122
-26
381
506
-125
109
126
-17
258
443
-185
225
82
143
285
250
35
1,400
1,137
263
2,163
1,455
708
568
210
358
1,587
491
1,096
1,986
561
1,425
1,528
421
1,107
1,673
419
1,254
273
183
90
110
231
-121
2,160
4,614
-2,454
1,035
4,253
-3,218
156
155
1
1,842
1,723
119
1,165
1,053
112
2,818
2,151
667
24,201
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
32
b
733
c
6
d
50
e
83
745
305
1,058
483
56
30
3
2
-37
2,581
252
767
943
946
-233
-25
2,901
4,494
27
175
-1,006
-1,696
35
32
-4
34
6
-977
45
33
-57
-16
-16
65
377
70
785
328
97
51
4
-566
221
136
-70
-188
-824
42
277
234
-251
-152
-32
-1,868
-738
-2,933
-472
122
133
-13
1,010
-16,111
306
308
152
1,086
41
34
88
152
37
81
27
9
-1,191
-53
-13
-16
-492
-22
112
176,917
-10,415
-109,862
14,223
-16,752
224,866
64
-1,767
13
278
355
126
829
746
1,095
68
2,279
2,396
198
27
13
12
18
36
458
433
344
-790
-38
-239
-202
36
166
2,403
-36
-31
322
146
418
63
149
241
20
1,407
60
159
777
591
223
60
45
86
605
527
324
42
367
376
-30
78
96
144
222
67
20
101,752
152
63
13
154
600
-10
100
-31
-199
125
-13
111
128
-5
152
84
196
30
277
-2,918
341
618
554
21
392
249
-193
47
158
45
895
851
88
74
39
173
461
-650
1,053
2,318
6,458
-5
-14
256
211
-60
8
-63
-1,469
207
37
159
440
85
60
13
11
134
466
37
33
48
4,492
81
-185
-584
-398
-465
116
-461
-38
-377
58
-2
30
138
244
117
46
59
57
-137
-143
-24
10
54
440
-107
-26
-125
-17
-185
143
35
263
708
358
1,096
1,425
1,107
1,254
90
-121
-2,454
-3,218
1
119
112
667
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
433,020
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
447,675
8,068,283
0.055486
2017
327,988
8,251,496
0.039749
2016
375,712
7,399,373
0.050776
2015
332,834
7,338,781
0.045353
2014
333,654
8,048,287
0.041457
2
Total
of line 1, column (d)
.....................
2
0.232821
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.046564
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
8,025,022
5
Multiply line 4 by line 3
......................
5
373,677
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
6,884
7
Add lines 5 and 6
........................
7
380,561
8
Enter qualifying distributions from Part XII, line 4
,.............
8
485,828
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
6,884
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
6,884
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
6,884
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
5,183
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
10,500
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
15,683
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
8,799
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
8,799
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
NORTHERN TRUST COMPANY
Telephone no.
(312) 630-6000
Located at
PO BOX 803878
CHICAGO
IL
ZIP+4
60680
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
NORTHERN TRUST
TRUSTEE
40
71,588
PO BOX 803878
CHICAGO
,
IL
60680
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
8,147,230
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
8,147,230
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
8,147,230
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
122,208
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
8,025,022
6
Minimum investment return.
Enter 5% of line 5
..................
6
401,251
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
401,251
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
6,884
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
6,884
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
394,367
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
394,367
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
394,367
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
485,828
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
485,828
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
6,884
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
478,944
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
394,367
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
371,200
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
485,828
a
Applied to 2018, but not more than line 2a
371,200
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
114,628
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
279,739
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
SALVATION ARMY
CHICAGO METROPOLITAN
5040 N PULASKI RD
CHICAGO
,
IL
60630
NONE
PC
GENERAL
131,421
WELLESLEY COLLEGE
106 CENTRAL ST
WELLESLEY
,
MA
02481
NONE
PC
GENERAL
131,421
REHABILITATION INSTITUTE OF CHICAGO
345 E SUPERIOR ST
CHICAGO
,
IL
60611
NONE
PC
GENERAL
87,614
CRADLE SOCIETY
2049 RIDGE AVENUE
EVANSTON
,
IL
60201
NONE
PC
GENERAL
87,614
Total
.................................
3a
438,070
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
212,192
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
210
8
Gain or (loss) from sales of assets other than
inventory
............
18
433,020
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
645,422
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
645,422
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description