-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
12-01-2019
, and ending
11-30-2020
Name of foundation
THE ROGER JAMES CHARITABLE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
26-1586251
B
Telephone number (see instructions)
(212) 852-3049
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
12,953,824
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
221,147
221,147
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,099,419
b
Gross sales price for all assets on line 6a
5,553,376
7
Capital gain net income (from Part IV, line 2)
...
1,099,419
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
39
12
Total.
Add lines 1 through 11
........
1,320,605
1,320,566
13
Compensation of officers, directors, trustees, etc.
102,729
41,092
61,637
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
9,561
3,841
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
482
482
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
112,772
45,415
0
61,637
25
Contributions, gifts, grants paid
.......
579,190
579,190
26
Total expenses and disbursements.
Add lines 24 and 25
691,962
45,415
0
640,827
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
628,643
b
Net investment income
(if negative, enter -0-)
1,275,151
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
443
1,269
1,269
2
Savings and temporary cash investments
.........
472,571
497,174
497,174
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
1,674,207
b
Investments—corporate stock (attach schedule)
.......
5,702,797
6,881,363
9,792,679
c
Investments—corporate bonds (attach schedule)
.......
1,130,708
2,282,586
2,524,795
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
175,828
135,080
137,907
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
9,156,554
9,797,472
12,953,824
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
9,156,554
9,797,472
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
9,156,554
9,797,472
30
Total liabilities and net assets/fund balances
(see instructions)
.
9,156,554
9,797,472
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
9,156,554
2
Enter amount from Part I, line 27a
.....................
2
628,643
3
Other increases not included in line 2 (itemize)
3
13,102
4
Add lines 1, 2, and 3
..........................
4
9,798,299
5
Decreases not included in line 2 (itemize)
5
827
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
9,797,472
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
151. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
b
1. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
c
93. DOLLAR GENERAL CORP
2018-11-26
2019-12-03
d
57. DOLLAR GENERAL CORP
2018-11-23
2019-12-03
e
313. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-10
61. PACKAGING CORP OF AMERICA
2013-02-25
2019-12-10
14. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-10
53. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-11
128. BAXTER INTERNATIONAL INC
2017-04-18
2019-12-11
23. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-11
89. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-11
92. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-12
18. PACKAGING CORP OF AMERICA
2013-02-27
2019-12-12
99. APPLE INC
2015-11-18
2019-12-16
13. APPLE INC
2015-06-15
2019-12-16
.25 TRUIST FINL CORP
2016-06-24
2019-12-17
63000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
136000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
33. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-20
53. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-20
196. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-20
91. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-23
146. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-23
8. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-24
122. APPLE INC
2015-11-18
2020-01-07
95. HUMANA INC
2015-08-06
2020-01-09
87. UNITEDHEALTH GROUP INC
2014-10-27
2020-01-09
84. HUMANA INC
2015-08-06
2020-01-10
79. UNITEDHEALTH GROUP INC
2014-10-27
2020-01-10
236. KAR AUCTION SERVICES INC
2018-04-02
2020-01-15
349. KAR AUCTION SERVICES INC
2018-04-02
2020-01-16
259. KAR AUCTION SERVICES INC
2018-05-10
2020-01-17
101. KAR AUCTION SERVICES INC
2018-04-02
2020-01-17
197. LOWES COMPANIES INC COM
2014-06-27
2020-01-22
78. KAR AUCTION SERVICES INC
2018-05-10
2020-01-23
63. KAR AUCTION SERVICES INC
2018-05-16
2020-01-23
112. KAR AUCTION SERVICES INC
2018-06-19
2020-01-24
15. KAR AUCTION SERVICES INC
2018-05-21
2020-01-24
122. KAR AUCTION SERVICES INC
2018-05-17
2020-01-24
123. KAR AUCTION SERVICES INC
2018-05-18
2020-01-24
13. KAR AUCTION SERVICES INC
2018-05-16
2020-01-24
615. AES CORP/VA
2018-09-19
2020-01-29
33. ALIBABA GROUP HOLDING LT
2019-09-05
2020-01-29
246. ALLY FINANCIAL INC
2018-02-08
2020-01-29
2. ALPHABET INC SHS CL C
2012-08-28
2020-01-29
13. ALPHABET INC SHS CL C
2012-06-29
2020-01-29
15. ALPHABET INC SHS CL A
2012-06-28
2020-01-29
181. ALTRIA GROUP INC
2015-06-10
2020-01-29
1. AMAZON COM INC
2020-01-07
2020-01-29
162. APPLE INC
2015-11-18
2020-01-29
121. BAE SYSTEMS PLC
2019-08-16
2020-01-29
55. BAE SYSTEMS PLC
2019-08-15
2020-01-29
106. BP P L C SPONS ADR
2015-06-15
2020-01-29
185. BP P L C SPONS ADR
2014-10-27
2020-01-29
4. BIOGEN IDEC INC
2016-08-30
2020-01-29
19. BIOGEN IDEC INC
2016-08-24
2020-01-29
55. CDK GLOBAL INC
2019-03-26
2020-01-29
32. CDW CORP/DE
2016-02-23
2020-01-29
8. CDW CORP/DE
2016-02-24
2020-01-29
63. CHEVRONTEXACO CORP
2017-01-05
2020-01-29
214. CISCO SYSTEMS INC
2013-10-10
2020-01-29
3. CISCO SYSTEMS INC
2013-08-08
2020-01-29
85. CITIGROUP INC
2014-06-27
2020-01-29
117. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-04-09
2020-01-29
331. COMCAST CORP
2012-10-04
2020-01-29
73. CONOCOPHILLIPS
2019-07-02
2020-01-29
15. DOWDUPONT INC
2017-01-09
2020-01-29
51. DOWDUPONT INC
2015-06-15
2020-01-29
34. DOWDUPONT INC
2015-05-07
2020-01-29
117. DOWDUPONT INC
2014-06-27
2020-01-29
85. DOWDUPONT INC
2013-10-23
2020-01-29
216. DR HORTON INC
2016-07-14
2020-01-29
176. DELTA AIR LINES INC
2016-02-22
2020-01-29
218. DISH NETWORK CORPATION
2018-08-22
2020-01-29
6. DOLLAR GENERAL CORP
2018-11-26
2020-01-29
56. DOLLAR GENERAL CORP
2018-11-26
2020-01-29
92. DOLLAR TREE INC
2019-03-06
2020-01-29
189. DUPONT DE NEMOURS INC
2019-05-15
2020-01-29
119. DUPONT DE NEMOURS INC
2019-01-17
2020-01-29
212. DUPONT DE NEMOURS INC
2017-01-12
2020-01-29
108. E*TRADE FINANCIAL CORP
2017-10-10
2020-01-29
196. E*TRADE FINANCIAL CORP
2017-10-09
2020-01-29
219. E*TRADE FINANCIAL CORP
2017-10-04
2020-01-29
128. E*TRADE FINANCIAL CORP
2017-10-03
2020-01-29
68. FORTIVE CORP
2017-07-14
2020-01-29
133. FOX CORP
2019-11-11
2020-01-29
104. GENERAL MOTORS CO
2020-01-15
2020-01-29
1. HUBBELL INC
2019-02-15
2020-01-29
49. HUBBELL INC
2019-02-13
2020-01-29
14. HUMANA INC
2015-08-06
2020-01-29
223. J P MORGAN CHASE & CO
2012-06-15
2020-01-29
8. KAR AUCTION SERVICES INC
2018-06-19
2020-01-29
38. KAR AUCTION SERVICES INC
2018-06-20
2020-01-29
121. KAR AUCTION SERVICES INC
2018-06-21
2020-01-29
72. KAR AUCTION SERVICES INC
2018-06-22
2020-01-29
122. KAR AUCTION SERVICES INC
2019-01-17
2020-01-29
124. KAR AUCTION SERVICES INC
2019-01-18
2020-01-29
33. KAR AUCTION SERVICES INC
2019-02-28
2020-01-29
99. LABORATORY CORP AMER HLDGS
2014-12-26
2020-01-29
46. LOWES COMPANIES INC COM
2014-06-27
2020-01-29
407. MARATHON OIL CORP
2018-06-11
2020-01-29
77. MICROSOFT CORP COM
2014-06-27
2020-01-29
15. MICROSOFT CORP COM
2015-11-18
2020-01-29
239. MICROSOFT CORP COM
2015-06-15
2020-01-29
68. MOLSON COORS BREWING CO
2019-02-04
2020-01-29
64. NORFOLK SOUTHERN CORP
2017-02-21
2020-01-29
74. NOVARTIS AG SPNSRD ADR
2018-11-19
2020-01-29
70. NOVO NORDISK A/S ADR
2017-10-12
2020-01-29
65. NOVO NORDISK A/S ADR
2017-10-11
2020-01-29
30. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-01-29
44. PACKAGING CORP OF AMERICA
2013-02-27
2020-01-29
267. PFIZER INC
2016-03-31
2020-01-29
1123. REGIONS FINANCIAL CORP
2017-01-10
2020-01-29
591. REGIONS FINANCIAL CORP
2017-01-09
2020-01-29
60. SONY CORP ADR AMERN SH NEW
2019-06-20
2020-01-29
16. SONY CORP ADR AMERN SH NEW
2019-06-19
2020-01-29
168. TAIWAN SEMICONDUCTOR ADR
2018-09-07
2020-01-29
190. TRUIST FINL CORP
2016-06-24
2020-01-29
111. US BANCORP DEL
2012-10-31
2020-01-29
78. US BANCORP DEL
2012-07-28
2020-01-29
22. UNITEDHEALTH GROUP INC
2014-10-27
2020-01-29
187. VERIZON COMMUNICATIONS INC
2019-03-29
2020-01-29
82. WAL MART STORES INC
2017-01-09
2020-01-29
46. WAL MART STORES INC
2017-01-10
2020-01-29
163. KAR AUCTION SERVICES INC
2019-03-01
2020-01-31
80. KAR AUCTION SERVICES INC
2019-02-28
2020-01-31
22. CDW CORP/DE
2016-02-25
2020-02-03
129. CDW CORP/DE
2016-02-24
2020-02-03
63. KAR AUCTION SERVICES INC
2019-03-01
2020-02-03
134. KAR AUCTION SERVICES INC
2019-07-10
2020-02-03
372. KAR AUCTION SERVICES INC
2019-07-09
2020-02-03
47. KAR AUCTION SERVICES INC
2019-03-04
2020-02-03
125. DISH NETWORK CORPATION
2018-08-23
2020-02-04
24. DISH NETWORK CORPATION
2018-08-22
2020-02-04
72. KAR AUCTION SERVICES INC
2019-07-10
2020-02-04
924. REGIONS FINANCIAL CORP
2017-01-12
2020-02-04
43. REGIONS FINANCIAL CORP
2017-01-10
2020-02-04
193. WAL MART STORES INC
2017-01-10
2020-02-04
126. DISH NETWORK CORPATION
2018-08-23
2020-02-05
191. DISH NETWORK CORPATION
2018-10-10
2020-02-05
189. DISH NETWORK CORPATION
2018-10-11
2020-02-05
783. REGIONS FINANCIAL CORP
2017-01-12
2020-02-05
65000. U.S. TREASURY NOTE
2019-07-18
2020-02-05
2. DISH NETWORK CORPATION
2018-10-19
2020-02-06
227. DISH NETWORK CORPATION
2018-10-11
2020-02-06
44. NOVARTIS AG SPNSRD ADR
2018-11-19
2020-02-06
174. NOVARTIS AG SPNSRD ADR
2018-11-21
2020-02-06
4. NOVARTIS AG SPNSRD ADR
2018-11-23
2020-02-06
81. UNITEDHEALTH GROUP INC
2014-10-27
2020-02-06
174. WAL MART STORES INC
2017-01-10
2020-02-06
152. KAR AUCTION SERVICES INC
2019-07-10
2020-02-07
91. KAR AUCTION SERVICES INC
2019-09-19
2020-02-07
17. KAR AUCTION SERVICES INC
2019-07-11
2020-02-07
351. KAR AUCTION SERVICES INC
2019-09-18
2020-02-07
697. REGIONS FINANCIAL CORP
2017-01-12
2020-02-07
106. DISH NETWORK CORPATION
2018-10-19
2020-02-10
260. KAR AUCTION SERVICES INC
2019-09-19
2020-02-10
60. KAR AUCTION SERVICES INC
2019-09-20
2020-02-10
48. KAR AUCTION SERVICES INC
2019-10-22
2020-02-10
557. REGIONS FINANCIAL CORP
2017-01-12
2020-02-10
241. DISH NETWORK CORPATION
2018-12-19
2020-02-11
190. DISH NETWORK CORPATION
2018-12-20
2020-02-11
420. DISH NETWORK CORPATION
2018-10-22
2020-02-11
18. DISH NETWORK CORPATION
2018-10-19
2020-02-11
222. KAR AUCTION SERVICES INC
2019-10-22
2020-02-11
247. DISH NETWORK CORPATION
2018-12-20
2020-02-12
242. DISH NETWORK CORPATION
2019-01-17
2020-02-12
236. DISH NETWORK CORPATION
2019-01-18
2020-02-12
5. KAR AUCTION SERVICES INC
2019-10-22
2020-02-12
261. KAR AUCTION SERVICES INC
2019-10-23
2020-02-12
15. KAR AUCTION SERVICES INC
2019-10-23
2020-02-13
129. KAR AUCTION SERVICES INC
2019-10-24
2020-02-13
29. PACKAGING CORP OF AMERICA
2013-02-27
2020-02-13
4. PACKAGING CORP OF AMERICA
2014-06-27
2020-02-13
1498. BLACKROCK STRATEGIC
2014-03-04
2020-02-19
277. REGIONS FINANCIAL CORP
2017-01-12
2020-02-19
18000. AMERICAN EXPRESS CO
2019-02-20
2020-02-20
11000. APPLE INC
2017-02-08
2020-02-20
12000. BB&T CORPORATION
2017-10-25
2020-02-20
4000. BANK OF NY MELLON CORP
2016-09-23
2020-02-20
5000. CITIGROUP INC
2011-11-17
2020-02-20
15000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-02-20
9000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-02-20
12000. HOME DEPOT INC
2019-01-11
2020-02-20
10000. JPMORGAN CHASE & CO
2014-09-16
2020-02-20
30. NOVARTIS AG SPNSRD ADR
2018-11-23
2020-02-20
216. NOVARTIS AG SPNSRD ADR
2018-11-26
2020-02-20
147. NOVARTIS AG SPNSRD ADR
2018-11-30
2020-02-20
13000. ORACLE CORP
2016-10-28
2020-02-20
176. PACKAGING CORP OF AMERICA
2014-06-27
2020-02-20
100. PACKAGING CORP OF AMERICA
2015-05-07
2020-02-20
68. PACKAGING CORP OF AMERICA
2018-06-19
2020-02-20
527. REGIONS FINANCIAL CORP
2017-01-12
2020-02-20
476. REGIONS FINANCIAL CORP
2017-12-19
2020-02-20
1000. U.S. TREASURY BOND
2009-06-24
2020-02-20
7000. U.S. TREASURY BOND
2011-07-26
2020-02-20
17000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-09-10
2020-02-20
6000. U.S. TREASURY BOND
2018-03-01
2020-02-20
14000. U.S. TREASURY BOND
2019-06-25
2020-02-20
6000. U.S. TREASURY NOTE
2018-06-08
2020-02-20
30000. U.S. TREASURY NOTE
2019-04-12
2020-02-20
16000. U.S. TREASURY NOTE
2017-03-09
2020-02-20
8000. U.S. TREASURY NOTE
2010-06-11
2020-02-20
13000. U.S. TREASURY NOTE
2017-10-25
2020-02-20
7000. U.S. TREASURY NOTE
2018-08-23
2020-02-20
25000. U.S. TREASURY NOTE
2019-12-18
2020-02-20
12000. U.S. TREASURY NOTE
2019-12-18
2020-02-20
9000. U.S. TREASURY NOTE
2020-02-05
2020-02-20
8000. WALMART INC
2018-08-23
2020-02-20
4000. WELLS FARGO & COMPANY
2016-07-26
2020-02-20
45. PACKAGING CORP OF AMERICA
2019-01-02
2020-02-24
53. PACKAGING CORP OF AMERICA
2018-06-19
2020-02-24
46. PACKAGING CORP OF AMERICA
2018-06-20
2020-02-24
157. NOVARTIS AG SPNSRD ADR
2019-01-08
2020-02-25
91. NOVARTIS AG SPNSRD ADR
2019-01-09
2020-02-25
60. NOVARTIS AG SPNSRD ADR
2018-11-30
2020-02-25
21. PACKAGING CORP OF AMERICA
2019-01-03
2020-02-25
147. PACKAGING CORP OF AMERICA
2019-01-02
2020-02-25
67000. U.S. TREASURY NOTE
2019-12-18
2020-02-25
19. PACKAGING CORP OF AMERICA
2019-01-03
2020-02-26
10. CDW CORP/DE
2016-02-26
2020-02-27
116. CDW CORP/DE
2016-02-25
2020-02-27
10. J P MORGAN CHASE & CO
2012-06-26
2020-02-28
59. J P MORGAN CHASE & CO
2012-06-25
2020-02-28
101. J P MORGAN CHASE & CO
2012-06-15
2020-02-28
128. CDW CORP/DE
2016-02-26
2020-03-02
55. CDW CORP/DE
2016-02-29
2020-03-02
80. CDW CORP/DE
2016-02-29
2020-03-03
52. J P MORGAN CHASE & CO
2012-06-26
2020-03-03
58. J P MORGAN CHASE & CO
2012-06-27
2020-03-03
59. J P MORGAN CHASE & CO
2012-06-28
2020-03-03
38. J P MORGAN CHASE & CO
2012-06-29
2020-03-03
316. US BANCORP DEL
2012-10-31
2020-03-03
52. MICROSOFT CORP COM
2015-11-18
2020-03-06
444. DELTA AIR LINES INC
2016-02-23
2020-03-09
600. DELTA AIR LINES INC
2016-02-22
2020-03-09
313. DELTA AIR LINES INC
2016-05-19
2020-03-09
113. J P MORGAN CHASE & CO
2012-12-17
2020-03-09
25. J P MORGAN CHASE & CO
2012-06-29
2020-03-09
1719. MARATHON OIL CORP
2019-03-19
2020-03-09
1120. MARATHON OIL CORP
2019-01-16
2020-03-09
306. MARATHON OIL CORP
2019-03-20
2020-03-09
130. MARATHON OIL CORP
2018-06-11
2020-03-09
1116. MARATHON OIL CORP
2018-06-11
2020-03-09
207. MARATHON OIL CORP
2020-02-20
2020-03-09
440. MARATHON OIL CORP
2018-06-12
2020-03-09
360. TRUIST FINL CORP
2016-06-24
2020-03-09
178. DR HORTON INC
2016-07-14
2020-03-10
430. DR HORTON INC
2016-10-18
2020-03-10
145. DR HORTON INC
2016-10-19
2020-03-10
740. DELTA AIR LINES INC
2017-01-12
2020-03-10
96. DELTA AIR LINES INC
2020-02-20
2020-03-10
143. MARATHON OIL CORP
2020-02-20
2020-03-10
6. HUMANA INC
2016-10-18
2020-03-12
31. HUMANA INC
2015-08-06
2020-03-12
719. DR HORTON INC
2016-10-19
2020-03-13
302. DR HORTON INC
2017-02-21
2020-03-13
37. DR HORTON INC
2016-10-20
2020-03-13
43. DR HORTON INC
2017-03-30
2020-03-13
9. DR HORTON INC
2017-03-30
2020-03-16
84. HUMANA INC
2016-10-18
2020-03-16
73. HUMANA INC
2016-10-19
2020-03-16
5. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-03-16
59. HUMANA INC
2019-07-23
2020-03-17
103. HUMANA INC
2016-10-19
2020-03-17
47. O'REILLY AUTOMOTIVE INC
2018-07-10
2020-03-18
9. O'REILLY AUTOMOTIVE INC
2018-07-19
2020-03-18
28. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-03-18
157. VERIZON COMMUNICATIONS INC
2019-03-29
2020-03-26
5. ALPHABET INC SHS CL C
2012-08-28
2020-04-01
5. ALPHABET INC SHS CL A
2012-06-29
2020-04-01
99. MICROSOFT CORP COM
2015-11-18
2020-04-01
17000. AMERICAN EXPRESS CO
2019-02-20
2020-04-07
19000. APPLE INC
2017-02-08
2020-04-07
19000. BB&T CORPORATION
2017-10-25
2020-04-07
10000. BANK OF NY MELLON CORP
2016-09-23
2020-04-07
2513. BLACKROCK STRATEGIC
2014-03-04
2020-04-07
20000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-04-07
19000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-04-07
19000. HOME DEPOT INC
2019-01-11
2020-04-07
18000. JPMORGAN CHASE & CO
2014-09-16
2020-04-07
18000. ORACLE CORP
2016-10-28
2020-04-07
8000. U.S. TREASURY BOND
2011-07-26
2020-04-07
7000. U.S. TREASURY BOND
2013-05-08
2020-04-07
28000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-09-10
2020-04-07
10000. U.S. TREASURY BOND
2018-03-01
2020-04-07
19000. U.S. TREASURY BOND
2019-06-25
2020-04-07
11000. U.S. TREASURY NOTE
2018-06-08
2020-04-07
44000. U.S. TREASURY NOTE
2019-04-12
2020-04-07
27000. U.S. TREASURY NOTE
2017-03-09
2020-04-07
17000. U.S. TREASURY NOTE
2010-06-11
2020-04-07
21000. U.S. TREASURY NOTE
2017-10-25
2020-04-07
14000. U.S. TREASURY NOTE
2018-08-23
2020-04-07
24000. U.S. TREASURY NOTE
2019-12-18
2020-04-07
12000. U.S. TREASURY NOTE
2020-02-05
2020-04-07
21000. WALMART INC
2018-08-23
2020-04-07
11000. WELLS FARGO & COMPANY
2016-07-26
2020-04-07
180. ALTRIA GROUP INC
2015-06-10
2020-04-08
10000. CITIGROUP INC
2011-11-17
2020-04-08
41. LABORATORY CORP AMER HLDGS
2014-12-26
2020-04-08
65. LOWES COMPANIES INC COM
2014-06-27
2020-04-08
26. LOWES COMPANIES INC COM
2015-05-07
2020-04-08
37. ROSS STORES INC
2020-03-24
2020-04-08
121. SANOFI-SYNTHELABO
2020-02-20
2020-04-08
114. DOLLAR GENERAL CORP
2018-11-26
2020-04-13
29. DOLLAR GENERAL CORP
2018-11-30
2020-04-13
3. SONY CORP ADR AMERN SH NEW
2019-06-20
2020-04-13
90. SONY CORP ADR AMERN SH NEW
2019-06-26
2020-04-13
179. SONY CORP ADR AMERN SH NEW
2019-06-27
2020-04-13
81. WAL MART STORES INC
2017-01-10
2020-04-13
125. WAL MART STORES INC
2017-07-26
2020-04-13
85. SONY CORP ADR AMERN SH NEW
2019-06-27
2020-04-14
735. AES CORP/VA
2018-09-20
2020-04-16
270. AES CORP/VA
2018-09-19
2020-04-16
174. LOWES COMPANIES INC COM
2015-05-07
2020-04-16
57. LOWES COMPANIES INC COM
2015-06-15
2020-04-16
179. MICROSOFT CORP COM
2015-11-18
2020-04-16
41. SONY CORP ADR AMERN SH NEW
2019-06-28
2020-04-16
20. SONY CORP ADR AMERN SH NEW
2019-06-27
2020-04-16
121. VERIZON COMMUNICATIONS INC
2019-04-25
2020-04-16
282. VERIZON COMMUNICATIONS INC
2019-03-29
2020-04-16
238. AES CORP/VA
2018-09-21
2020-04-17
374. AES CORP/VA
2018-09-20
2020-04-17
74. SONY CORP ADR AMERN SH NEW
2019-06-28
2020-04-17
152. SONY CORP ADR AMERN SH NEW
2019-07-01
2020-04-17
101. DOLLAR GENERAL CORP
2018-11-30
2020-04-24
114. MICROSOFT CORP COM
2015-11-18
2020-04-24
84. WAL MART STORES INC
2017-08-04
2020-04-24
46. WAL MART STORES INC
2017-07-26
2020-04-24
39. LABORATORY CORP AMER HLDGS
2014-12-26
2020-04-28
83. LABORATORY CORP AMER HLDGS
2014-12-29
2020-04-28
121. MICROSOFT CORP COM
2015-11-18
2020-04-28
170. NOVO NORDISK A/S ADR
2017-10-26
2020-04-28
18. NOVO NORDISK A/S ADR
2017-10-13
2020-04-28
16. NOVO NORDISK A/S ADR
2017-10-12
2020-04-28
73. SONY CORP ADR AMERN SH NEW
2019-07-01
2020-04-28
58. SONY CORP ADR AMERN SH NEW
2019-07-01
2020-04-28
59000. U.S. TREASURY NOTE
2018-08-23
2020-04-28
81. NOVO NORDISK A/S ADR
2017-10-27
2020-04-29
81. NOVO NORDISK A/S ADR
2017-10-26
2020-04-29
16. SONY CORP ADR AMERN SH NEW
2019-07-02
2020-04-29
174. SONY CORP ADR AMERN SH NEW
2019-07-01
2020-04-29
56000. U.S. TREASURY NOTE
2020-02-05
2020-04-29
185. MOLSON COORS BREWING CO
2019-02-08
2020-05-13
77. MOLSON COORS BREWING CO
2019-02-20
2020-05-13
59. MOLSON COORS BREWING CO
2019-02-05
2020-05-13
100. MOLSON COORS BREWING CO
2019-02-07
2020-05-13
75. MOLSON COORS BREWING CO
2019-02-04
2020-05-13
218. VERIZON COMMUNICATIONS INC
2019-04-25
2020-05-13
153. VERIZON COMMUNICATIONS INC
2019-04-30
2020-05-13
2. MOLSON COORS BREWING CO
2019-02-21
2020-05-14
48. MOLSON COORS BREWING CO
2019-02-20
2020-05-14
13000. U.S. TREASURY NOTE
2010-06-11
2020-05-15
10000. U.S. TREASURY NOTE
2011-07-26
2020-05-15
11000. U.S. TREASURY NOTE
2013-05-08
2020-05-15
13000. U.S. TREASURY NOTE
2013-09-13
2020-05-15
23000. U.S. TREASURY NOTE
2018-01-19
2020-05-15
32. DR HORTON INC
2017-03-31
2020-05-20
406. DR HORTON INC
2017-03-30
2020-05-20
114. MOLSON COORS BREWING CO
2019-02-21
2020-05-20
30. MOLSON COORS BREWING CO
2019-10-22
2020-05-21
324. MOLSON COORS BREWING CO
2019-03-05
2020-05-21
33. MOLSON COORS BREWING CO
2019-02-21
2020-05-21
118. MOLSON COORS BREWING CO
2019-10-23
2020-05-22
81. MOLSON COORS BREWING CO
2020-02-20
2020-05-22
102. MOLSON COORS BREWING CO
2020-04-08
2020-05-22
146. MOLSON COORS BREWING CO
2019-10-22
2020-05-22
138. NOVO NORDISK A/S ADR
2018-01-17
2020-05-29
136. NOVO NORDISK A/S ADR
2019-01-02
2020-05-29
54. NOVO NORDISK A/S ADR
2017-10-27
2020-05-29
126. SONY CORP ADR AMERN SH NEW
2020-04-08
2020-06-03
56. SONY CORP ADR AMERN SH NEW
2020-02-20
2020-06-03
232. SONY CORP ADR AMERN SH NEW
2019-07-26
2020-06-03
137. SONY CORP ADR AMERN SH NEW
2019-07-25
2020-06-03
102. SONY CORP ADR AMERN SH NEW
2019-07-02
2020-06-03
99. DOLLAR GENERAL CORP
2018-12-07
2020-06-05
47. DOLLAR GENERAL CORP
2018-11-30
2020-06-05
124. FACEBOOK INC
2020-02-04
2020-06-08
61. DOLLAR GENERAL CORP
2018-12-07
2020-06-09
38. DOLLAR GENERAL CORP
2018-12-10
2020-06-09
114. ALIBABA GROUP HOLDING LT
2019-09-05
2020-06-15
112. DOLLAR GENERAL CORP
2018-12-11
2020-06-15
2. DOLLAR GENERAL CORP
2018-12-10
2020-06-15
75. LABORATORY CORP AMER HLDGS
2014-12-29
2020-06-15
175. VERIZON COMMUNICATIONS INC
2019-05-15
2020-06-15
178. VERIZON COMMUNICATIONS INC
2019-04-30
2020-06-15
7. LABORATORY CORP AMER HLDGS
2015-06-15
2020-06-16
59. LABORATORY CORP AMER HLDGS
2014-12-29
2020-06-16
179. VERIZON COMMUNICATIONS INC
2019-05-15
2020-06-16
273. VERIZON COMMUNICATIONS INC
2019-05-16
2020-06-16
62. FACEBOOK INC
2020-02-04
2020-06-18
228. CITIGROUP INC
2015-06-15
2020-06-29
90. CITIGROUP INC
2020-04-08
2020-06-29
300. CITIGROUP INC
2015-05-07
2020-06-29
152. CITIGROUP INC
2014-06-27
2020-06-29
220. DR HORTON INC
2017-03-31
2020-06-29
7. VERIZON COMMUNICATIONS INC
2019-05-16
2020-06-29
341. VERIZON COMMUNICATIONS INC
2019-05-20
2020-06-29
72. DR HORTON INC
2018-05-17
2020-06-30
1. DR HORTON INC
2018-05-16
2020-06-30
85. DR HORTON INC
2017-03-31
2020-06-30
73. MICROSOFT CORP COM
2015-11-18
2020-07-02
77. MICROSOFT CORP COM
2016-01-06
2020-07-02
47. VERIZON COMMUNICATIONS INC
2019-06-14
2020-07-02
283. VERIZON COMMUNICATIONS INC
2019-05-30
2020-07-02
47. VERIZON COMMUNICATIONS INC
2019-05-20
2020-07-02
.67 KONINKLIJKE PHILIPS NV
2020-01-29
2020-07-09
163. VERIZON COMMUNICATIONS INC
2019-07-22
2020-07-10
294. VERIZON COMMUNICATIONS INC
2019-06-14
2020-07-10
814. COMCAST CORP
2012-10-04
2020-07-22
247. DR HORTON INC
2018-05-17
2020-07-23
78. DR HORTON INC
2020-02-20
2020-07-24
107. DR HORTON INC
2020-04-08
2020-07-24
279. DR HORTON INC
2018-05-17
2020-07-24
62. APPLE INC
2016-03-31
2020-07-27
79. APPLE INC
2015-11-18
2020-07-27
222. TAIWAN SEMICONDUCTOR ADR
2018-09-10
2020-07-27
100. TAIWAN SEMICONDUCTOR ADR
2018-09-07
2020-07-27
158. TAIWAN SEMICONDUCTOR ADR
2018-09-07
2020-07-27
121. FACEBOOK INC
2020-02-04
2020-08-11
153. TAIWAN SEMICONDUCTOR ADR
2018-09-10
2020-08-11
107. TAIWAN SEMICONDUCTOR ADR
2018-10-31
2020-08-11
423. VERIZON COMMUNICATIONS INC
2019-07-30
2020-08-11
83. VERIZON COMMUNICATIONS INC
2020-04-08
2020-08-11
135. VERIZON COMMUNICATIONS INC
2020-02-20
2020-08-11
130. VERIZON COMMUNICATIONS INC
2019-07-22
2020-08-11
158. LOWES COMPANIES INC COM
2015-06-15
2020-08-14
26. LOWES COMPANIES INC COM
2017-09-18
2020-08-14
69. APPLE INC
2016-03-31
2020-08-18
140. LOWES COMPANIES INC COM
2017-09-18
2020-08-19
28. BOOKING HLDGS INC
2020-03-24
2020-08-27
434. ALTRIA GROUP INC
2015-06-11
2020-09-01
267. ALTRIA GROUP INC
2015-06-10
2020-09-01
203. APPLE INC
2016-03-31
2020-09-01
81. ALTRIA GROUP INC
2015-06-11
2020-09-02
26. ALTRIA GROUP INC
2015-07-09
2020-09-02
105. APPLE INC
2016-03-31
2020-09-10
244. PFIZER INC
2017-04-11
2020-09-10
590. PFIZER INC
2017-02-21
2020-09-10
113. PFIZER INC
2016-03-31
2020-09-10
3. HUBBELL INC
2019-02-19
2020-09-18
70. HUBBELL INC
2019-02-15
2020-09-18
83. WAL MART STORES INC
2017-08-17
2020-09-18
131. WAL MART STORES INC
2017-08-04
2020-09-18
46. HUBBELL INC
2019-02-19
2020-09-21
21. HUBBELL INC
2019-02-19
2020-09-22
10. HUBBELL INC
2019-02-20
2020-09-22
39. HUBBELL INC
2019-02-20
2020-09-23
19. HUBBELL INC
2019-02-21
2020-09-23
52. AES CORP/VA
2018-09-25
2020-09-24
694. AES CORP/VA
2018-09-21
2020-09-24
88000. WALMART INC
2018-08-23
2020-09-24
655. AES CORP/VA
2018-09-25
2020-09-25
745. AES CORP/VA
2018-09-25
2020-09-28
422. AES CORP/VA
2018-10-02
2020-09-29
20. AES CORP/VA
2018-09-25
2020-09-29
15. HUBBELL INC
2019-02-22
2020-10-02
30. HUBBELL INC
2019-02-21
2020-10-02
694. KONINKLIJKE PHILIPS NV
2020-01-29
2020-10-02
8. HUBBELL INC
2019-02-22
2020-10-05
48. HUBBELL INC
2019-02-27
2020-10-05
17. HUBBELL INC
2019-02-28
2020-10-05
28. HUBBELL INC
2019-02-28
2020-10-06
17. HUBBELL INC
2019-03-01
2020-10-06
1. MORGAN STANLEY
2020-10-06
2020-10-06
378. AES CORP/VA
2018-10-02
2020-10-14
659. PFIZER INC
2017-04-11
2020-10-14
287. AES CORP/VA
2019-05-13
2020-10-15
328. AES CORP/VA
2018-10-03
2020-10-15
214. AES CORP/VA
2018-10-02
2020-10-15
162. US BANCORP DEL
2012-10-31
2020-10-15
389. US BANCORP DEL
2013-01-14
2020-10-15
460. AES CORP/VA
2019-05-13
2020-10-16
323. AES CORP/VA
2019-05-14
2020-10-16
111. US BANCORP DEL
2013-01-14
2020-10-16
.6 VONTIER CORP
2020-10-15
2020-10-16
484. AES CORP/VA
2020-04-08
2020-10-19
341. AES CORP/VA
2020-02-20
2020-10-19
185. AES CORP/VA
2019-05-14
2020-10-19
27. HUBBELL INC
2019-03-01
2020-10-23
4. HUBBELL INC
2019-03-04
2020-10-23
39. HUBBELL INC
2019-03-05
2020-10-26
4. HUBBELL INC
2019-03-06
2020-10-26
16. HUBBELL INC
2019-03-04
2020-10-26
20. HUBBELL INC
2019-03-07
2020-10-27
41. HUBBELL INC
2019-03-06
2020-10-27
214. PFIZER INC
2017-04-11
2020-10-27
347. PFIZER INC
2017-04-12
2020-10-27
143. ALTRIA GROUP INC
2015-08-05
2020-11-02
655. ALTRIA GROUP INC
2015-07-09
2020-11-02
24. ALTRIA GROUP INC
2015-08-06
2020-11-03
338. ALTRIA GROUP INC
2015-08-05
2020-11-03
68. BIOGEN IDEC INC
2016-08-30
2020-11-03
96. QUANTA SERVICES INC
2020-03-19
2020-11-03
40. BIOGEN IDEC INC
2016-12-13
2020-11-04
42. BIOGEN IDEC INC
2016-08-30
2020-11-04
17. QUANTA SERVICES INC
2020-03-23
2020-11-04
429. QUANTA SERVICES INC
2020-03-20
2020-11-04
86. QUANTA SERVICES INC
2020-03-19
2020-11-04
137. QUANTA SERVICES INC
2020-03-23
2020-11-05
1. HUBBELL INC
2019-03-07
2020-11-11
23. HUBBELL INC
2019-03-07
2020-11-12
16. HUBBELL INC
2019-03-08
2020-11-12
8. HUBBELL INC
2019-04-17
2020-11-13
46. HUBBELL INC
2019-04-16
2020-11-13
10. HUBBELL INC
2019-03-08
2020-11-13
19. HUBBELL INC
2019-04-15
2020-11-13
463. PFIZER INC
2017-04-12
2020-11-13
308. PFIZER INC
2017-06-21
2020-11-13
493. PFIZER INC
2017-05-31
2020-11-13
13. HUBBELL INC
2020-02-20
2020-11-16
37. HUBBELL INC
2019-04-18
2020-11-16
38. HUBBELL INC
2019-04-17
2020-11-16
202. PFIZER INC
2020-02-20
2020-11-16
335. PFIZER INC
2020-04-08
2020-11-16
671. PFIZER INC
2018-02-06
2020-11-16
185. PFIZER INC
2017-06-21
2020-11-16
56. HUBBELL INC
2020-04-08
2020-11-17
29. HUBBELL INC
2020-02-20
2020-11-17
26000. U.S. TREASURY BOND
2018-01-19
2020-11-24
14000. U.S. TREASURY BOND
2013-05-08
2020-11-24
26000. U.S. TREASURY BOND
2013-09-13
2020-11-24
14000. U.S. TREASURY NOTE
2019-04-12
2020-11-24
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
78
78
b
c
14,234
9,945
4,289
d
8,724
6,044
2,680
e
25,697
16,529
9,168
6,801
2,546
4,255
1,561
583
978
4,385
2,962
1,423
10,591
6,756
3,835
1,903
1,215
688
9,946
3,703
6,243
10,346
3,828
6,518
2,024
754
1,270
27,736
11,579
16,157
3,642
1,653
1,989
14
8
6
63,645
63,536
109
137,392
136,301
1,091
2,722
2,033
689
4,371
2,966
1,405
16,165
10,954
5,211
7,658
5,643
2,015
12,287
8,995
3,292
676
496
180
36,500
14,269
22,231
34,745
17,670
17,075
25,611
8,007
17,604
30,685
15,624
15,061
23,300
7,271
16,029
5,207
4,791
416
7,745
7,085
660
5,691
5,253
438
2,219
2,050
169
24,070
9,338
14,732
1,742
1,582
160
1,407
1,285
122
2,468
2,336
132
330
307
23
2,688
2,512
176
2,710
2,506
204
286
265
21
12,463
8,411
4,052
6,930
5,895
1,035
7,959
6,815
1,144
2,910
674
2,236
18,914
3,745
15,169
21,809
4,217
17,592
9,139
8,974
165
1,864
1,901
-37
52,940
18,948
33,992
4,033
3,243
790
1,833
1,473
360
3,952
4,342
-390
6,898
7,749
-851
1,126
1,131
-5
5,348
5,548
-200
2,977
3,143
-166
4,335
1,249
3,086
1,084
309
775
6,985
7,399
-414
10,134
4,894
5,240
142
79
63
6,581
4,015
2,566
7,398
7,336
62
14,459
6,050
8,409
4,458
4,390
68
418
471
-53
1,422
1,428
-6
948
927
21
3,261
3,245
16
2,369
1,891
478
12,987
7,359
5,628
10,063
8,536
1,527
8,012
7,659
353
941
642
299
8,783
5,982
2,801
7,976
9,245
-1,269
10,986
12,675
-1,689
6,917
9,949
-3,032
12,323
18,351
-6,028
4,800
4,757
43
8,710
8,693
17
9,732
9,716
16
5,688
5,666
22
5,136
4,391
745
4,910
4,651
259
3,507
3,655
-148
147
118
29
7,227
5,733
1,494
4,948
2,604
2,344
30,137
7,784
22,353
174
167
7
827
796
31
2,635
2,544
91
1,568
1,507
61
2,657
2,368
289
2,700
2,448
252
719
593
126
17,873
10,746
7,127
5,564
2,180
3,384
4,858
8,756
-3,898
12,855
3,217
9,638
2,504
802
1,702
39,900
10,862
29,038
3,850
4,478
-628
14,012
7,920
6,092
7,122
5,725
1,397
4,258
3,438
820
3,954
3,206
748
12,823
8,646
4,177
4,646
1,843
2,803
10,158
8,013
2,145
17,477
16,382
1,095
9,198
8,512
686
4,310
3,234
1,076
1,149
844
305
9,615
7,553
2,062
10,426
5,983
4,443
6,017
3,692
2,325
4,228
2,621
1,607
6,280
2,025
4,255
11,204
11,057
147
9,588
5,629
3,959
5,379
3,154
2,225
3,427
2,930
497
1,682
1,437
245
2,924
859
2,065
17,142
4,989
12,153
1,320
1,132
188
2,807
3,337
-530
7,793
9,237
-1,444
985
851
134
4,599
4,387
212
883
843
40
1,525
1,793
-268
15,007
13,230
1,777
698
627
71
22,297
13,235
9,062
4,785
4,422
363
7,253
6,369
884
7,177
6,148
1,029
12,935
11,211
1,724
71,607
69,261
2,346
75
70
5
8,477
7,384
1,093
4,237
3,404
833
16,755
13,630
3,125
385
309
76
23,544
7,455
16,089
20,290
11,932
8,358
3,336
3,786
-450
1,997
2,388
-391
373
412
-39
7,703
9,099
-1,396
11,361
9,979
1,382
3,902
3,690
212
5,643
6,822
-1,179
1,302
1,541
-239
1,042
1,228
-186
9,051
7,975
1,076
9,301
7,040
2,261
7,332
5,193
2,139
16,209
14,633
1,576
695
627
68
4,827
5,678
-851
10,155
6,750
3,405
9,949
7,078
2,871
9,702
6,987
2,715
111
128
-17
5,819
6,627
-808
337
381
-44
2,894
3,317
-423
2,901
1,215
1,686
400
284
116
15,115
15,218
-103
4,553
3,966
587
19,054
18,029
1,025
11,935
11,100
835
12,486
11,946
540
4,062
3,983
79
5,248
4,786
462
15,565
14,675
890
9,452
8,989
463
13,690
12,333
1,357
10,723
9,963
760
2,882
2,318
564
20,751
16,877
3,874
14,122
11,789
2,333
13,554
12,869
685
17,500
12,506
4,994
9,943
6,931
3,012
6,761
7,952
-1,191
8,694
7,545
1,149
7,853
8,224
-371
1,395
1,010
385
9,764
7,269
2,495
20,769
17,869
2,900
7,335
5,850
1,485
16,847
15,018
1,829
6,458
5,999
459
34,010
31,363
2,647
16,752
15,620
1,132
8,034
8,004
30
13,834
12,926
908
7,033
7,000
33
25,161
24,708
453
12,090
11,981
109
9,038
9,029
9
8,451
8,076
375
4,021
4,001
20
4,461
3,795
666
5,254
6,198
-944
4,560
5,357
-797
13,836
11,925
1,911
8,020
6,952
1,068
5,288
4,812
476
2,005
1,742
263
14,035
12,396
1,639
67,850
66,893
957
1,831
1,576
255
1,175
394
781
13,631
4,532
9,099
1,160
358
802
6,845
2,075
4,770
11,717
3,526
8,191
15,125
5,042
10,083
6,499
2,170
4,329
9,475
3,156
6,319
6,086
1,864
4,222
6,788
2,111
4,677
6,905
2,092
4,813
4,447
1,367
3,080
14,673
10,511
4,162
8,297
2,781
5,516
19,268
21,725
-2,457
26,038
29,100
-3,062
13,583
13,518
65
10,718
4,897
5,821
2,371
899
1,472
6,184
29,743
-23,559
4,029
17,441
-13,412
1,101
5,298
-4,197
468
2,780
-2,312
4,015
24,008
-19,993
745
2,129
-1,384
1,583
9,442
-7,859
12,337
11,336
1,001
8,807
6,064
2,743
21,274
12,652
8,622
7,174
4,301
2,873
32,341
37,819
-5,478
4,196
5,624
-1,428
541
1,471
-930
1,772
1,042
730
9,154
5,766
3,388
27,207
21,325
5,882
11,428
9,286
2,142
1,400
1,086
314
1,627
1,436
191
310
301
9
22,947
14,592
8,355
19,942
12,757
7,185
1,557
1,441
116
15,989
16,640
-651
27,913
18,000
9,913
13,373
13,493
-120
2,561
2,689
-128
7,967
8,069
-102
8,354
9,283
-929
5,554
1,684
3,870
5,543
1,445
4,098
15,156
5,294
9,862
17,686
17,027
659
20,673
19,169
1,504
19,283
18,915
368
10,083
9,958
125
23,497
25,529
-2,032
21,373
19,567
1,806
20,058
18,977
1,081
21,197
19,521
1,676
19,184
17,934
1,250
18,563
17,818
745
12,208
8,306
3,902
10,682
8,564
2,118
38,061
29,426
8,635
13,788
9,749
4,039
25,863
20,378
5,485
12,304
10,998
1,306
52,741
45,973
6,768
29,472
26,359
3,113
17,058
17,004
54
23,490
20,881
2,609
14,110
14,000
110
25,069
23,720
1,349
12,277
12,036
241
22,380
21,193
1,187
10,995
11,002
-7
7,187
8,924
-1,737
10,390
9,572
818
5,865
4,450
1,415
6,136
3,081
3,055
2,455
1,883
572
3,319
2,624
695
5,460
6,138
-678
19,444
12,177
7,267
4,946
3,201
1,745
180
162
18
5,386
4,726
660
10,712
9,357
1,355
10,045
5,554
4,491
15,502
9,862
5,640
5,215
4,443
772
8,957
10,118
-1,161
3,290
3,693
-403
16,123
12,599
3,524
5,282
3,936
1,346
31,387
9,572
21,815
2,550
2,153
397
1,244
1,046
198
6,909
6,761
148
16,101
16,674
-573
3,037
3,321
-284
4,773
5,148
-375
4,735
3,886
849
9,726
8,099
1,627
17,796
11,148
6,648
19,724
6,096
13,628
10,857
6,762
4,095
5,945
3,629
2,316
6,891
4,233
2,658
14,666
9,002
5,664
20,696
6,470
14,226
11,028
8,349
2,679
1,168
860
308
1,038
786
252
4,615
3,890
725
3,666
3,112
554
59,382
59,002
380
5,102
4,033
1,069
5,102
3,978
1,124
1,033
855
178
11,235
9,336
1,899
57,321
56,164
1,157
6,680
12,060
-5,380
2,780
4,828
-2,048
2,130
3,925
-1,795
3,611
6,546
-2,935
2,708
4,939
-2,231
11,966
12,181
-215
8,398
8,774
-376
70
124
-54
1,673
3,010
-1,337
13,000
13,000
10,000
10,000
11,000
11,000
13,000
13,000
23,000
23,000
1,667
1,067
600
21,147
13,561
7,586
4,319
7,082
-2,763
1,114
1,773
-659
12,031
19,752
-7,721
1,225
2,050
-825
4,314
6,987
-2,673
2,962
4,449
-1,487
3,729
4,589
-860
5,338
8,630
-3,292
8,992
7,756
1,236
8,861
6,345
2,516
3,518
2,689
829
8,312
7,792
520
3,694
3,714
-20
15,304
12,717
2,587
9,037
7,483
1,554
6,728
5,454
1,274
18,381
10,170
8,211
8,726
5,188
3,538
28,618
26,057
2,561
11,346
6,266
5,080
7,068
3,950
3,118
24,737
20,364
4,373
21,006
11,860
9,146
375
208
167
12,755
8,134
4,621
9,843
9,905
-62
10,012
10,208
-196
1,211
835
376
10,209
6,399
3,810
10,178
10,131
47
15,523
15,701
-178
14,582
13,029
1,553
11,381
12,905
-1,524
4,492
3,927
565
14,975
16,015
-1,040
7,587
7,179
408
11,994
7,334
4,660
381
403
-22
18,547
20,135
-1,588
3,962
2,972
990
55
41
14
4,678
2,834
1,844
15,154
3,904
11,250
15,984
4,174
11,810
2,593
2,733
-140
15,612
16,169
-557
2,593
2,775
-182
32
31
1
8,880
9,038
-158
16,017
17,094
-1,077
34,686
14,879
19,807
15,719
10,195
5,524
4,962
4,810
152
6,807
4,290
2,517
17,748
11,516
6,232
23,490
6,782
16,708
29,931
9,240
20,691
18,403
9,911
8,492
8,290
4,496
3,794
13,097
6,881
6,216
31,513
25,427
6,086
11,976
6,831
5,145
8,375
4,086
4,289
24,764
23,985
779
4,859
4,789
70
7,903
7,839
64
7,611
7,208
403
24,395
10,910
13,485
4,014
2,023
1,991
31,957
7,548
24,409
22,175
10,894
11,281
52,979
35,219
17,760
18,726
21,165
-2,439
11,520
13,238
-1,718
27,110
5,552
21,558
3,508
3,950
-442
1,126
1,338
-212
12,421
2,872
9,549
8,772
8,267
505
21,210
19,895
1,315
4,062
3,391
671
419
356
63
9,769
8,266
1,503
11,328
6,596
4,732
17,879
10,545
7,334
6,162
5,466
696
2,844
2,495
349
1,354
1,201
153
5,200
4,683
517
2,533
2,265
268
936
712
224
12,494
9,685
2,809
94,891
88,696
6,195
11,720
8,963
2,757
13,365
10,194
3,171
7,601
6,092
1,509
360
274
86
2,073
1,800
273
4,145
3,577
568
32,396
32,208
188
1,119
960
159
6,711
5,685
1,026
2,377
2,012
365
3,920
3,315
605
2,380
2,012
368
1
1
7,422
5,457
1,965
24,207
22,327
1,880
5,684
4,601
1,083
6,496
4,758
1,738
4,238
3,089
1,149
6,337
5,389
948
15,218
13,017
2,201
9,154
7,375
1,779
6,427
5,246
1,181
4,324
3,715
609
17
17
9,638
6,794
2,844
6,791
7,062
-271
3,684
3,004
680
4,144
3,195
949
614
475
139
5,771
4,617
1,154
592
478
114
2,367
1,901
466
2,979
2,378
601
6,107
4,900
1,207
8,030
7,250
780
13,020
11,735
1,285
5,210
7,935
-2,725
23,864
33,708
-9,844
896
1,335
-439
12,623
18,754
-6,131
16,780
19,220
-2,440
6,468
2,600
3,868
13,297
10,556
2,741
13,962
11,871
2,091
1,079
419
660
27,223
11,035
16,188
5,457
2,329
3,128
8,971
3,376
5,595
157
119
38
3,519
2,735
784
2,448
1,890
558
1,245
1,012
233
7,158
5,764
1,394
1,556
1,181
375
2,957
2,358
599
17,801
15,658
2,143
11,842
10,485
1,357
18,955
16,091
2,864
2,066
1,898
168
5,879
4,667
1,212
6,038
4,806
1,232
7,483
7,219
264
12,411
11,512
899
24,859
23,067
1,792
6,854
6,298
556
8,747
6,671
2,076
4,530
4,234
296
38,472
31,751
6,721
20,716
17,027
3,689
38,472
28,480
9,992
16,598
14,586
2,012
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
78
b
c
4,289
d
2,680
e
9,168
4,255
978
1,423
3,835
688
6,243
6,518
1,270
16,157
1,989
6
109
1,091
689
1,405
5,211
2,015
3,292
180
22,231
17,075
17,604
15,061
16,029
416
660
438
169
14,732
160
122
132
23
176
204
21
4,052
1,035
1,144
2,236
15,169
17,592
165
-37
33,992
790
360
-390
-851
-5
-200
-166
3,086
775
-414
5,240
63
2,566
62
8,409
68
-53
-6
21
16
478
5,628
1,527
353
299
2,801
-1,269
-1,689
-3,032
-6,028
43
17
16
22
745
259
-148
29
1,494
2,344
22,353
7
31
91
61
289
252
126
7,127
3,384
-3,898
9,638
1,702
29,038
-628
6,092
1,397
820
748
4,177
2,803
2,145
1,095
686
1,076
305
2,062
4,443
2,325
1,607
4,255
147
3,959
2,225
497
245
2,065
12,153
188
-530
-1,444
134
212
40
-268
1,777
71
9,062
363
884
1,029
1,724
2,346
5
1,093
833
3,125
76
16,089
8,358
-450
-391
-39
-1,396
1,382
212
-1,179
-239
-186
1,076
2,261
2,139
1,576
68
-851
3,405
2,871
2,715
-17
-808
-44
-423
1,686
116
-103
587
1,025
835
540
79
462
890
463
1,357
760
564
3,874
2,333
685
4,994
3,012
-1,191
1,149
-371
385
2,495
2,900
1,485
1,829
459
2,647
1,132
30
908
33
453
109
9
375
20
666
-944
-797
1,911
1,068
476
263
1,639
957
255
781
9,099
802
4,770
8,191
10,083
4,329
6,319
4,222
4,677
4,813
3,080
4,162
5,516
-2,457
-3,062
65
5,821
1,472
-23,559
-13,412
-4,197
-2,312
-19,993
-1,384
-7,859
1,001
2,743
8,622
2,873
-5,478
-1,428
-930
730
3,388
5,882
2,142
314
191
9
8,355
7,185
116
-651
9,913
-120
-128
-102
-929
3,870
4,098
9,862
659
1,504
368
125
-2,032
1,806
1,081
1,676
1,250
745
3,902
2,118
8,635
4,039
5,485
1,306
6,768
3,113
54
2,609
110
1,349
241
1,187
-7
-1,737
818
1,415
3,055
572
695
-678
7,267
1,745
18
660
1,355
4,491
5,640
772
-1,161
-403
3,524
1,346
21,815
397
198
148
-573
-284
-375
849
1,627
6,648
13,628
4,095
2,316
2,658
5,664
14,226
2,679
308
252
725
554
380
1,069
1,124
178
1,899
1,157
-5,380
-2,048
-1,795
-2,935
-2,231
-215
-376
-54
-1,337
600
7,586
-2,763
-659
-7,721
-825
-2,673
-1,487
-860
-3,292
1,236
2,516
829
520
-20
2,587
1,554
1,274
8,211
3,538
2,561
5,080
3,118
4,373
9,146
167
4,621
-62
-196
376
3,810
47
-178
1,553
-1,524
565
-1,040
408
4,660
-22
-1,588
990
14
1,844
11,250
11,810
-140
-557
-182
1
-158
-1,077
19,807
5,524
152
2,517
6,232
16,708
20,691
8,492
3,794
6,216
6,086
5,145
4,289
779
70
64
403
13,485
1,991
24,409
11,281
17,760
-2,439
-1,718
21,558
-442
-212
9,549
505
1,315
671
63
1,503
4,732
7,334
696
349
153
517
268
224
2,809
6,195
2,757
3,171
1,509
86
273
568
188
159
1,026
365
605
368
1
1,965
1,880
1,083
1,738
1,149
948
2,201
1,779
1,181
609
17
2,844
-271
680
949
139
1,154
114
466
601
1,207
780
1,285
-2,725
-9,844
-439
-6,131
-2,440
3,868
2,741
2,091
660
16,188
3,128
5,595
38
784
558
233
1,394
375
599
2,143
1,357
2,864
168
1,212
1,232
264
899
1,792
556
2,076
296
6,721
3,689
9,992
2,012
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,099,419
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
603,116
10,627,886
0.056748
2017
613,318
10,867,410
0.056436
2016
552,430
10,156,132
0.054394
2015
548,647
9,459,041
0.058002
2014
1,084,547
10,167,883
0.106664
2
Total
of line 1, column (d)
.....................
2
0.332244
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.066449
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
11,192,268
5
Multiply line 4 by line 3
......................
5
743,715
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
12,752
7
Add lines 5 and 6
........................
7
756,467
8
Enter qualifying distributions from Part XII, line 4
,.............
8
640,827
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
25,503
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
25,503
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
25,503
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
5,720
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
5,720
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
19,783
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
WA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(212) 852-3049
Located at
114 W 47TH ST NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
TRUSTEE
2
102,729
114 W 47TH ST NY8-114-07-07
NEW YORK
,
NY
100361510
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
10,923,401
b
Average of monthly cash balances
.......................
1b
439,308
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
11,362,709
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
11,362,709
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
170,441
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
11,192,268
6
Minimum investment return.
Enter 5% of line 5
..................
6
559,613
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
559,613
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
25,503
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
25,503
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
534,110
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
534,110
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
534,110
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
640,827
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
640,827
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
640,827
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
534,110
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
589,245
b
From 2015
......
83,689
c
From 2016
......
59,233
d
From 2017
......
88,741
e
From 2018
......
83,158
f
Total
of lines 3a through e
........
904,066
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
640,827
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
534,110
e
Remaining amount distributed out of corpus
106,717
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
1,010,783
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
589,245
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
421,538
10
Analysis of line 9:
a
Excess from 2015
....
83,689
b
Excess from 2016
....
59,233
c
Excess from 2017
....
88,741
d
Excess from 2018
....
83,158
e
Excess from 2019
....
106,717
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
BENTON-FRANKLIN CO HUMANE SOCIETY INCORPORATE
1736 E 17TH AVE
KENNEWICK
,
WA
993360616
NONE
PC
GENERAL OPERATING
115,838
BEST FRIENDS ANIMAL SOCIETY
5001 ANGEL CANYON RD
KANAB
,
UT
847415000
NONE
PC
GENERAL OPERATING
115,838
CAT ADOPTION TEAM
14175 SW GALIBREATH DR
SHERWOOD
,
OR
971409170
NONE
PC
GENERAL OPERATING
115,838
FERAL CAT COALITION OF OREGON
PO BOX 87282-0734
PORTLAND
,
OR
972820734
NONE
PC
GENERAL OPERATING
115,838
FERAL CAT SPREAY-NEURTER PROJECT
4001 198TH ST SW
LYNWOOD
,
WA
980366731
NONE
PC
GENERAL OPERATING
115,838
Total
.................................
3a
579,190
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
221,147
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
1,099,419
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
39
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,320,605
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,320,605
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description