-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
12-01-2019
, and ending
11-30-2020
Name of foundation
FRANK LYNCH TW-CLOSING
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 52007
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PHOENIX
,
AZ
85072
A Employer identification number
95-6010453
B
Telephone number (see instructions)
(858) 552-2066
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
0
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
185,529
185,366
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,614,816
b
Gross sales price for all assets on line 6a
20,252,373
7
Capital gain net income (from Part IV, line 2)
...
1,614,816
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
1,800,345
1,800,182
13
Compensation of officers, directors, trustees, etc.
13,604
10,203
3,401
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
3,155
3,155
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
37,767
37,757
10
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
54,526
51,115
0
3,411
25
Contributions, gifts, grants paid
.......
21,860,979
21,860,979
26
Total expenses and disbursements.
Add lines 24 and 25
21,915,505
51,115
0
21,864,390
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-20,115,160
b
Net investment income
(if negative, enter -0-)
1,749,067
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
1,462,504
0
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
11,136,544
0
0
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
7,516,112
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
20,115,160
0
0
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
20,115,160
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
20,115,160
0
30
Total liabilities and net assets/fund balances
(see instructions)
.
20,115,160
0
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
20,115,160
2
Enter amount from Part I, line 27a
.....................
2
-20,115,160
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
4385.985 AQR MANAGED FUTURES STRAT R6 #15282
2017-10-27
2019-12-10
b
9061.316 AQR MANAGED FUTURES STRAT R6 #15282
2015-12-29
2019-12-10
c
916. ABBOTT LABS COM
2018-03-01
2019-12-10
d
209. ADOBE INC
2019-01-17
2019-12-10
e
142. ALPHABET INC CAP STK CL A
2015-06-29
2019-12-10
38. AMAZON.COM INC
2019-01-17
2019-12-10
18. AMAZON.COM INC
2019-02-12
2019-12-10
467. AMERICAN INTL GROUP COM
2016-03-17
2019-12-10
573. AMERICAN INTL GROUP COM
2017-03-20
2019-12-10
280. AMERICAN TOWER CORP
2015-03-25
2019-12-10
136. AMERICAN TOWER CORP
2019-06-25
2019-12-10
199. ANALOG DEVICES INC
2016-08-29
2019-12-10
394. ANALOG DEVICES INC
2016-09-21
2019-12-10
144. ANTHEM INC COM
2019-01-17
2019-12-10
722. APPLE INC COM
2015-03-25
2019-12-10
152. APPLE INC COM
2015-06-29
2019-12-10
1529. APPLIED MATLS INC
2015-08-31
2019-12-10
237. APPLIED MATLS INC
2016-09-21
2019-12-10
460. BAXTER INTL INC COM
2016-08-29
2019-12-10
2408.07 BLACKROCK STRAT INC OPPS CL K #1944
2019-03-05
2019-12-10
19015.346 BLACKROCK STRAT INC OPPS CL K #1944
2018-03-02
2019-12-10
9734.031 BLACKROCK STRAT INC OPPS CL K #1944
2017-10-27
2019-12-10
92. BOEING CO
2019-03-05
2019-12-10
415. BRISTOL MYERS SQUIBB CO
2015-08-31
2019-12-10
535. BRISTOL MYERS SQUIBB CO
2019-11-21
2019-12-10
535. BRISTOL MYERS SQUIBB - CVR
2019-11-21
2019-12-10
778. CHEVRON CORP. COMMON STOCK
2012-03-26
2019-12-10
1380. CISCO SYS INC
2015-06-29
2019-12-10
416. CISCO SYS INC
2016-09-21
2019-12-10
1283. CITIGROUP INC COM
2015-06-29
2019-12-10
879. COCA-COLA CO
2016-09-21
2019-12-10
952. COMCAST CORP-CL A
2016-08-29
2019-12-10
182. CONCHO RES INC
2016-08-29
2019-12-10
327. CONSTELLATION BRANDS INC-A
2015-12-29
2019-12-10
90. CONSTELLATION BRANDS INC-A
2018-03-01
2019-12-10
284. COSTCO WHOLESALE CORP
2015-03-25
2019-12-10
414. DISNEY (WALT) COMPANY HOLDING CO
2017-10-27
2019-12-10
121. DISNEY (WALT) COMPANY HOLDING CO
2018-03-01
2019-12-10
196.252 DODGE & COX INTL STOCK FD(CLSD)#1048
2016-12-20
2019-12-10
3361.66 DODGE & COX INTL STOCK FD(CLSD)#1048
2015-12-29
2019-12-10
1726.899 DODGE & COX INTL STOCK FD(CLSD)#1048
2015-08-31
2019-12-10
2846.691 DODGE & COX INTL STOCK FD(CLSD)#1048
2015-06-29
2019-12-10
2224.355 DODGE & COX INTL STOCK FD(CLSD)#1048
2015-03-25
2019-12-10
7615.037 DODGE & COX INCOME FD #147
2019-03-05
2019-12-10
99.982 DODGE & COX INCOME FD #147
2018-12-19
2019-12-10
3997.976 DODGE & COX INCOME FD #147
2018-11-09
2019-12-10
107.974 DODGE & COX INCOME FD #147
2018-03-26
2019-12-10
88.544 DODGE & COX INCOME FD #147
2017-12-19
2019-12-10
9860.693 DODGE & COX INCOME FD #147
2017-11-13
2019-12-10
29.755 DODGE & COX INCOME FD #147
2017-03-28
2019-12-10
52.201 DODGE & COX INCOME FD #147
2016-03-23
2019-12-10
13.835 DODGE & COX INCOME FD #147
2015-12-21
2019-12-10
1890.994 DODGE & COX INCOME FD #147
2015-08-31
2019-12-10
7.583 DODGE & COX INCOME FD #147
2015-03-26
2019-12-10
138.956 DODGE & COX INCOME FD #147
2014-12-19
2019-12-10
108.773 DODGE & COX INCOME FD #147
2014-03-26
2019-12-10
34655.467 DODGE & COX INCOME FD #147
2013-07-10
2019-12-10
416. DOLLAR TREE STORES
2019-03-05
2019-12-10
19418.403 DOUBLELINE CORE FIXED INC CL I #2042
2019-03-05
2019-12-10
10244.576 DOUBLELINE CORE FIXED INC CL I #2042
2019-02-19
2019-12-10
12201.622 DOUBLELINE CORE FIXED INC CL I #2042
2018-11-09
2019-12-10
32209.765 DOUBLELINE CORE FIXED INC CL I #2042
2018-03-20
2019-12-10
565. EOG RES INC
2015-03-25
2019-12-10
1057. E TRADE FIN CORP COM
2018-03-01
2019-12-10
2467.619 EATON VANCE FLT-RT HI INC R6 #1048
2019-03-05
2019-12-10
7734.677 EATON VANCE FLT-RT HI INC R6 #1048
2017-11-13
2019-12-10
9364.269 EATON VANCE FLT-RT HI INC R6 #1048
2017-03-20
2019-12-10
14084.914 EATON VANCE FLT-RT HI INC R6 #1048
2015-12-29
2019-12-10
1823.441 EATON VANCE GLBL MACRO ABS R6 #1072
2018-03-01
2019-12-10
23826.716 EATON VANCE GLBL MACRO ABS R6 #1072
2014-08-25
2019-12-10
62.405 EATON VANCE GLBL MACRO ABS R6 #1072
2012-12-20
2019-12-10
304. ECOLAB INC
2015-03-25
2019-12-10
407. ELECTRONIC ARTS INC COMMON
2019-03-05
2019-12-10
340. FACEBOOK INC CL A
2018-03-01
2019-12-10
253. FACEBOOK INC CL A
2018-03-19
2019-12-10
339. FORTIVE CORP COM
2015-08-31
2019-12-10
327. FORTIVE CORP COM
2018-03-01
2019-12-10
772. GILEAD SCIENCES INC
2015-03-25
2019-12-10
260. GOLDMAN SACHS GROUP INC
2019-01-17
2019-12-10
1223. HALLIBURTON CO
2015-06-29
2019-12-10
784. HARTFORD FINL SVCS GROUP INC
2018-03-01
2019-12-10
231. HONEYWELL INTL INC
2017-10-27
2019-12-10
146. HONEYWELL INTL INC
2019-06-25
2019-12-10
621. HUNT J B TRANS SVCS INC
2015-06-29
2019-12-10
5719. ISHARES GOLD TR
2019-06-25
2019-12-10
725. ISHARES RUSSELL 2000 VALUE ETF
2009-02-18
2019-12-10
807. ISHARES RUSSELL 2000 VALUE ETF
2016-02-16
2019-12-10
349. ISHARES RUSSELL 2000 VALUE ETF
2016-06-14
2019-12-10
379. ISHARES RUSSELL 2000 VALUE ETF
2016-09-21
2019-12-10
475. ISHARES RUSSELL 2000 GROWTH ETF
2011-12-09
2019-12-10
233. ISHARES RUSSELL 2000 GROWTH ETF
2016-02-16
2019-12-10
621. ISHARES RUSSELL 2000 GROWTH ETF
2016-06-14
2019-12-10
117. ISHARES RUSSELL 2000 GROWTH ETF
2019-02-12
2019-12-10
5682. ISHARES TR HDG MSCI EAFE
2016-02-16
2019-12-10
2181. ISHARES TR HDG MSCI EAFE
2016-06-14
2019-12-10
789. JPMORGAN CHASE & CO
2017-03-20
2019-12-10
168. JPMORGAN CHASE & CO
2018-03-01
2019-12-10
479. LILLY ELI & CO
2017-05-09
2019-12-10
398. LOWES COS INC
2016-06-14
2019-12-10
119. LOWES COS INC
2017-05-09
2019-12-10
8.863 MFS INTERNATIONAL GROWTH R6 # 4805
2015-12-15
2019-12-10
2124.589 MFS INTERNATIONAL GROWTH R6 # 4805
2015-08-31
2019-12-10
4413.681 MFS INTERNATIONAL GROWTH R6 # 4805
2015-06-29
2019-12-10
3620.409 MFS INTERNATIONAL GROWTH R6 # 4805
2015-03-25
2019-12-10
50.214 MFS INTERNATIONAL GROWTH R6 # 4805
2014-12-16
2019-12-10
1992.748 MFS INTERNATIONAL GROWTH R6 # 4805
2014-08-25
2019-12-10
371. MASTERCARD INC-A
2015-08-31
2019-12-10
542. MERCK & CO COM COM
2015-12-29
2019-12-10
430. MICROSOFT CORP
2016-08-29
2019-12-10
544. MICROSOFT CORP
2016-09-21
2019-12-10
268. MICROSOFT CORP
2019-06-25
2019-12-10
825. MONDELEZ INTL INC CL A
2012-03-26
2019-12-10
251.18 NATIXIS ASG MGD FUT CL N #6100
2018-04-10
2019-12-10
3924.743 NATIXIS ASG MGD FUT CL N #6100
2016-06-14
2019-12-10
6000.606 NATIXIS ASG MGD FUT CL N #6100
2016-03-17
2019-12-10
1793.504 NATIXIS ASG MGD FUT CL N #6100
2016-02-16
2019-12-10
113. NORTHROP GRUMMAN CORP
2017-10-27
2019-12-10
59. NORTHROP GRUMMAN CORP
2019-06-25
2019-12-10
111. O REILLY AUTOMOTIVE INC NEW
2018-03-01
2019-12-10
16586.574 PIMCO TOTAL RETURN INSTL #35
2018-03-01
2019-12-10
23828.197 PIMCO TOTAL RETURN INSTL #35
2016-09-26
2019-12-10
15084.374 PIMCO TOTAL RETURN INSTL #35
2016-08-29
2019-12-10
17661.161 PIMCO TOTAL RETURN INSTL #35
2016-06-16
2019-12-10
7958.779 PIMCO HIGH YIELD,INSTL #108
2017-03-20
2019-12-10
13610.907 PIMCO HIGH YIELD,INSTL #108
2015-12-29
2019-12-10
523.544 PIMCO HIGH YIELD,INSTL #108
2015-12-16
2019-12-10
261. PNC FINANCIAL SERVICES GROUP
2017-03-20
2019-12-10
63. PNC FINANCIAL SERVICES GROUP
2018-03-01
2019-12-10
206. PNC FINANCIAL SERVICES GROUP
2018-09-05
2019-12-10
327. PVH CORP
2015-06-29
2019-12-10
314. PHILIP MORRIS INTL COM
2016-08-29
2019-12-10
219. PHILIP MORRIS INTL COM
2018-03-01
2019-12-10
10185.913 PIMCO INCOME FUND INSTL #1821
2019-02-12
2019-12-10
11944.104 PIMCO INCOME FUND INSTL #1821
2017-03-20
2019-12-10
15261.627 PIMCO INCOME FUND INSTL #1821
2016-06-14
2019-12-10
6492.353 PIMCO RAE FUNDAMENTAL US INSTL #2155
2019-03-05
2019-12-10
12967.642 PIMCO RAE FUNDAMENTAL US INSTL #2155
2019-02-12
2019-12-10
487.647 PIMCO RAE FUNDAMENTAL US INSTL #2155
2018-12-13
2019-12-10
107. REGENERON PHARMACEUTICALS INC
2019-01-17
2019-12-10
153. ROCKWELL AUTOMATION, INC. COMMON STO
2018-03-01
2019-12-10
918. SCHWAB CHARLES CORP NEW
2016-03-17
2019-12-10
120. SCHWAB CHARLES CORP NEW
2016-06-14
2019-12-10
682. TJX COS INC NEW
2015-06-11
2019-12-10
314. TEXAS INSTRS INC
2016-09-21
2019-12-10
293. UNITED PARCEL SERVICE CL B
2015-03-25
2019-12-10
237. UNITED PARCEL SERVICE CL B
2018-03-01
2019-12-10
414000. UNITED STATES TREAS 2.500% 5/31/20
2019-01-17
2019-12-10
4441.452 VANGUARD GRO & INC ADMIRAL SHRS #593
2019-06-26
2019-12-10
8754. VANGUARD FTSE DEVELOPED MARKETS ETF
2018-09-05
2019-12-10
599. VANGUARD FTSE DEVELOPED MARKETS ETF
2019-06-25
2019-12-10
2544. VANGUARD FTSE EMRG MRKTS ETF
2016-06-14
2019-12-10
775. VANGUARD FTSE EMRG MRKTS ETF
2016-08-29
2019-12-10
936. VANGUARD FTSE EMRG MRKTS ETF
2017-10-27
2019-12-10
7109. VANGUARD FTSE EMRG MRKTS ETF
2019-03-05
2019-12-10
1174. VANGUARD FTSE EMRG MRKTS ETF
2019-06-25
2019-12-10
736. VANGUARD SMALL-CAP ETF
2018-04-17
2019-12-10
481. VANGUARD SMALL-CAP ETF
2018-05-09
2019-12-10
1117. VANGUARD SMALL-CAP ETF
2018-09-05
2019-12-10
485. VANGUARD SMALL-CAP ETF
2019-02-12
2019-12-10
684. VERIZON COMMUNICATIONS
2012-03-26
2019-12-10
201. VERIZON COMMUNICATIONS
2018-03-01
2019-12-10
385. WEC ENERGY GROUP INC COM
2015-06-29
2019-12-10
307. WEC ENERGY GROUP INC COM
2019-06-25
2019-12-10
85.842 WESTERN ASSET MAC OPP IS FD #5102
2016-12-21
2019-12-10
9862.521 WESTERN ASSET MAC OPP IS FD #5102
2016-06-16
2019-12-10
8808.173 WESTERN ASSET MAC OPP IS FD #5102
2015-06-29
2019-12-10
254. ALLERGAN PLC SHS
2015-03-25
2019-12-10
85. ALLERGAN PLC SHS
2016-06-14
2019-12-10
155. ALLERGAN PLC SHS
2018-03-01
2019-12-10
193. LINDE PLC COM
2019-06-25
2019-12-10
513. MEDTRONIC PLC SHS
2016-02-16
2019-12-10
605. APTIV PLC COM
2018-03-01
2019-12-10
504. ROYAL CARIBBEAN CRUISES LTD
2015-08-31
2019-12-10
9340.487 AQR MANAGED FUTURES STRAT R6 #15282
2017-10-27
2020-03-13
635. ABBOTT LABS COM
2018-03-01
2020-03-13
144. ADOBE INC
2019-01-17
2020-03-13
97. ALPHABET INC CAP STK CL A
2015-06-29
2020-03-13
38. AMAZON.COM INC
2019-02-12
2020-03-13
720. AMERICAN INTL GROUP COM
2017-03-20
2020-03-13
94. AMERICAN TOWER CORP
2019-06-25
2020-03-13
194. AMERICAN TOWER CORP
2015-03-25
2020-03-13
411. ANALOG DEVICES INC
2016-09-21
2020-03-13
100. ANTHEM INC COM
2019-01-17
2020-03-13
604. APPLE INC COM
2015-06-29
2020-03-13
1224. APPLIED MATLS INC
2016-09-21
2020-03-13
318. BAXTER INTL INC COM
2016-08-29
2020-03-13
21641.942 BLACKROCK STRAT INC OPPS CL K #1944
2019-03-05
2020-03-13
32.078 BLACKROCK STRAT INC OPPS CL K #1944
2019-12-23
2020-03-13
63. BOEING CO
2019-03-05
2020-03-13
371. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-03-13
288. BRISTOL MYERS SQUIBB CO
2015-08-31
2020-03-13
371. BRISTOL MYERS SQUIBB - CVR
2019-11-21
2020-03-13
539. CHEVRON CORP. COMMON STOCK
2012-03-26
2020-03-13
1246. CISCO SYS INC
2016-09-21
2020-03-13
891. CITIGROUP INC COM
2015-06-29
2020-03-13
610. COCA-COLA CO
2016-09-21
2020-03-13
660. COMCAST CORP-CL A
2016-08-29
2020-03-13
125. CONCHO RES INC
2016-08-29
2020-03-13
288. CONSTELLATION BRANDS INC-A
2018-03-01
2020-03-13
197. COSTCO WHOLESALE CORP
2015-03-25
2020-03-13
370. DISNEY (WALT) COMPANY HOLDING CO
2018-03-01
2020-03-13
7193.169 DODGE & COX INTL STOCK FD(CLSD)#1048
2016-12-20
2020-03-13
40750.592 DODGE & COX INCOME FD #147
2019-03-05
2020-03-13
238.511 DODGE & COX INCOME FD #147
2019-12-19
2020-03-13
288. DOLLAR TREE STORES
2019-03-05
2020-03-13
51452.003 DOUBLELINE CORE FIXED INC CL I #2042
2019-03-05
2020-03-13
392. EOG RES INC
2015-03-25
2020-03-13
23374.293 EATON VANCE FLT-RT HI INC R6 #1048
2019-03-05
2020-03-13
17859.928 EATON VANCE GLBL MACRO ABS R6 #1072
2018-03-01
2020-03-13
211. ECOLAB INC
2015-03-25
2020-03-13
282. ELECTRONIC ARTS INC COMMON
2019-03-05
2020-03-13
410. FACEBOOK INC CL A
2018-03-19
2020-03-13
461. FORTIVE CORP COM
2018-03-01
2020-03-13
536. GILEAD SCIENCES INC
2015-03-25
2020-03-13
180. GOLDMAN SACHS GROUP INC
2019-01-17
2020-03-13
849. HALLIBURTON CO
2015-06-29
2020-03-13
543. HARTFORD FINL SVCS GROUP INC
2018-03-01
2020-03-13
159. HONEYWELL INTL INC
2017-10-27
2020-03-13
101. HONEYWELL INTL INC
2019-06-25
2020-03-13
431. HUNT J B TRANS SVCS INC
2015-06-29
2020-03-13
3972. ISHARES GOLD TR
2019-06-25
2020-03-13
1567. ISHARES RUSSELL 2000 VALUE ETF
2016-09-21
2020-03-13
1000. ISHARES RUSSELL 2000 GROWTH ETF
2019-02-12
2020-03-13
5460. ISHARES TR HDG MSCI EAFE
2016-06-14
2020-03-13
663. JPMORGAN CHASE & CO
2018-03-01
2020-03-13
332. LILLY ELI & CO
2017-05-09
2020-03-13
358. LOWES COS INC
2017-05-09
2020-03-13
8481.406 MFS INTERNATIONAL GROWTH R6 # 4805
2015-12-15
2020-03-13
41.238 MFS INTERNATIONAL GROWTH R6 # 4805
2019-12-12
2020-03-13
257. MASTERCARD INC-A
2015-08-31
2020-03-13
376. MERCK & CO COM COM
2015-12-29
2020-03-13
186. MICROSOFT CORP
2019-06-25
2020-03-13
675. MICROSOFT CORP
2016-09-21
2020-03-13
573. MONDELEZ INTL INC CL A
2012-03-26
2020-03-13
8314.374 NATIXIS ASG MGD FUT CL N #6100
2018-04-10
2020-03-13
78. NORTHROP GRUMMAN CORP
2017-10-27
2020-03-13
40. NORTHROP GRUMMAN CORP
2019-06-25
2020-03-13
76. O REILLY AUTOMOTIVE INC NEW
2018-03-01
2020-03-13
41.042 PIMCO TOTAL RETURN INSTL #35
2019-12-11
2020-03-13
50817.1 PIMCO TOTAL RETURN INSTL #35
2018-03-01
2020-03-13
15345.942 PIMCO HIGH YIELD,INSTL #108
2017-03-20
2020-03-13
366. PNC FINANCIAL SERVICES GROUP
2018-09-05
2020-03-13
227. PVH CORP
2015-06-29
2020-03-13
370. PHILIP MORRIS INTL COM
2018-03-01
2020-03-13
25972.21 PIMCO INCOME FUND INSTL #1821
2019-02-12
2020-03-13
13855.62 PIMCO RAE FUNDAMENTAL US INSTL #2155
2019-03-05
2020-03-13
299.515 PIMCO RAE FUNDAMENTAL US INSTL #2155
2019-12-12
2020-03-13
73. REGENERON PHARMACEUTICALS INC
2019-01-17
2020-03-13
105. ROCKWELL AUTOMATION, INC. COMMON STO
2018-03-01
2020-03-13
719. SCHWAB CHARLES CORP NEW
2016-06-14
2020-03-13
473. TJX COS INC NEW
2015-06-11
2020-03-13
218. TEXAS INSTRS INC
2016-09-21
2020-03-13
366. UNITED PARCEL SERVICE CL B
2018-03-01
2020-03-13
286000. UNITED STATES TREAS 2.500% 5/31/20
2019-01-17
2020-03-13
3163.488 VANGUARD GRO & INC ADMIRAL SHRS #593
2019-12-17
2020-03-13
6080. VANGUARD FTSE DEVELOPED MARKETS ETF
2018-09-05
2020-03-13
416. VANGUARD FTSE DEVELOPED MARKETS ETF
2019-06-25
2020-03-13
814. VANGUARD FTSE EMRG MRKTS ETF
2019-06-25
2020-03-13
7890. VANGUARD FTSE EMRG MRKTS ETF
2019-03-05
2020-03-13
1955. VANGUARD SMALL-CAP ETF
2019-02-12
2020-03-13
614. VERIZON COMMUNICATIONS
2018-03-01
2020-03-13
266. WEC ENERGY GROUP INC COM
2015-06-29
2020-03-13
213. WEC ENERGY GROUP INC COM
2019-06-25
2020-03-13
13028.276 WESTERN ASSET MAC OPP IS FD #5102
2016-12-21
2020-03-13
701.371 WESTERN ASSET MAC OPP IS FD #5102
2019-12-18
2020-03-13
340. ALLERGAN PLC SHS
2018-03-01
2020-03-13
134. LINDE PLC COM
2019-06-25
2020-03-13
355. MEDTRONIC PLC SHS
2016-02-16
2020-03-13
419. APTIV PLC COM
2018-03-01
2020-03-13
350. ROYAL CARIBBEAN CRUISES LTD
2015-08-31
2020-03-13
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
36,930
39,693
-2,763
b
76,296
91,804
-15,508
c
76,901
55,064
21,837
d
64,075
50,600
13,475
e
190,263
77,367
112,896
66,440
64,104
2,336
31,472
29,397
2,075
24,057
24,721
-664
29,517
35,878
-6,361
59,727
26,887
32,840
29,010
29,250
-240
22,794
12,574
10,220
45,130
24,714
20,416
40,686
37,827
2,859
193,950
89,758
104,192
40,832
19,055
21,777
87,358
24,733
62,625
13,541
7,160
6,381
37,160
21,800
15,360
23,864
23,358
506
188,442
189,773
-1,331
96,464
97,146
-682
32,210
39,659
-7,449
25,292
24,923
369
32,605
29,907
2,698
1,586
1,140
446
91,837
83,468
8,369
60,450
38,148
22,302
18,223
12,931
5,292
96,306
70,659
25,647
47,469
37,157
10,312
41,597
31,313
10,284
13,969
24,285
-10,316
59,174
47,177
11,997
16,287
19,465
-3,178
84,061
43,208
40,853
60,159
40,621
19,538
17,583
12,489
5,094
8,529
7,481
1,048
146,098
124,751
21,347
75,051
68,178
6,873
123,717
124,941
-1,224
96,670
98,939
-2,269
107,905
103,031
4,874
1,417
1,325
92
56,651
53,053
3,598
1,530
1,452
78
1,255
1,216
39
139,726
136,078
3,648
422
406
16
740
700
40
196
184
12
26,795
25,585
1,210
107
105
2
1,969
1,912
57
1,541
1,490
51
491,068
465,423
25,645
38,689
40,009
-1,320
215,156
207,971
7,185
113,510
110,027
3,483
135,194
128,605
6,589
356,884
346,899
9,985
41,852
51,075
-9,223
48,151
55,187
-7,036
21,394
21,592
-198
67,060
68,529
-1,469
81,188
83,061
-1,873
122,116
116,482
5,634
19,657
19,039
618
256,852
239,466
17,386
673
610
63
56,477
34,843
21,634
41,434
39,192
2,242
68,520
61,154
7,366
50,987
43,677
7,310
25,124
14,629
10,495
24,235
25,133
-898
51,580
77,454
-25,874
57,624
50,973
6,651
27,706
52,490
-24,784
47,858
41,458
6,400
40,298
32,342
7,956
25,470
25,558
-88
71,137
52,022
19,115
79,971
78,554
1,417
91,439
28,783
62,656
101,781
66,634
35,147
44,017
33,635
10,382
47,800
39,007
8,793
99,750
40,690
59,060
48,930
27,202
21,728
130,410
84,796
45,614
24,570
22,585
1,985
171,594
128,478
43,116
65,862
50,346
15,516
104,876
71,476
33,400
22,331
19,395
2,936
57,682
38,717
18,965
46,746
30,195
16,551
13,977
10,229
3,748
323
226
97
77,526
54,638
22,888
161,055
121,989
39,066
132,109
99,704
32,405
1,832
1,276
556
72,715
56,462
16,253
107,204
34,384
72,820
48,028
28,797
19,231
64,991
25,083
39,908
82,221
31,155
51,066
40,506
36,833
3,673
44,660
20,199
24,461
2,441
2,484
-43
38,149
42,705
-4,556
58,326
65,533
-7,207
17,433
20,143
-2,710
38,761
33,595
5,166
20,238
19,012
1,226
49,734
27,047
22,687
172,998
167,359
5,639
248,528
245,120
3,408
157,330
154,871
2,459
184,206
179,561
4,645
71,311
70,257
1,054
121,954
112,017
9,937
4,691
4,304
387
40,106
32,532
7,574
9,681
9,935
-254
31,654
29,622
2,032
33,420
37,094
-3,674
26,157
31,371
-5,214
18,243
22,711
-4,468
122,129
121,518
611
143,210
145,499
-2,289
182,987
179,748
3,239
76,675
70,117
6,558
153,148
138,105
15,043
5,759
5,120
639
38,211
44,392
-6,181
30,345
27,630
2,715
44,775
24,705
20,070
5,853
3,360
2,493
41,189
22,467
18,722
38,262
21,695
16,567
34,601
28,698
5,903
27,988
24,851
3,137
415,747
413,483
2,264
378,723
349,764
28,959
376,739
371,803
4,936
25,783
24,922
861
108,181
84,718
23,463
32,956
29,303
3,653
39,803
41,758
-1,955
302,359
299,393
2,966
49,923
49,497
426
119,667
111,085
8,582
78,207
73,242
4,965
181,615
184,054
-2,439
78,857
73,601
5,256
41,774
27,000
14,774
12,276
9,621
2,655
34,174
17,784
16,390
27,250
26,157
1,093
1,034
898
136
118,843
101,880
16,963
106,138
95,223
10,915
47,082
77,078
-29,996
15,756
20,597
-4,841
28,731
23,409
5,322
39,500
39,402
98
57,109
37,859
19,250
56,164
55,100
1,064
61,278
44,610
16,668
78,740
91,338
-12,598
48,587
38,172
10,415
44,672
34,863
9,809
110,587
52,849
57,738
65,553
63,458
2,095
18,758
41,956
-23,198
20,854
20,217
637
43,040
18,629
24,411
37,854
25,844
12,010
25,952
26,269
-317
157,013
75,197
81,816
56,794
22,087
34,707
24,032
15,071
8,961
208,196
215,518
-7,322
309
319
-10
10,730
27,158
-16,428
19,639
20,739
-1,100
15,246
17,296
-2,050
1,061
790
271
41,172
57,827
-16,655
42,854
35,435
7,419
42,173
49,070
-6,897
29,003
25,786
3,217
23,359
21,709
1,650
5,104
16,679
-11,575
37,440
46,014
-8,574
55,780
29,972
25,808
35,892
36,732
-840
222,485
294,712
-72,227
568,063
550,094
17,969
3,325
3,342
-17
20,391
27,698
-7,307
567,001
551,166
15,835
12,618
35,436
-22,818
186,994
201,201
-14,207
172,527
179,982
-7,455
35,676
24,184
11,492
27,025
27,155
-130
66,329
72,479
-6,150
26,125
27,545
-1,420
37,405
53,776
-16,371
28,995
35,289
-6,294
5,824
36,438
-30,614
21,947
28,714
-6,767
22,262
22,261
1
14,141
17,681
-3,540
37,004
36,106
898
59,269
54,558
4,711
132,087
116,504
15,583
154,233
121,137
33,096
124,349
124,174
175
63,478
62,920
558
43,727
26,835
16,892
32,969
27,988
4,981
255,969
232,201
23,768
1,245
1,499
-254
65,285
23,819
41,466
27,605
19,977
7,628
26,923
25,563
1,360
97,705
38,974
58,731
28,437
14,029
14,408
82,312
90,899
-8,587
22,965
23,190
-225
11,777
12,890
-1,113
26,070
18,519
7,551
428
429
-1
529,514
518,803
10,711
125,837
129,464
-3,627
37,385
49,761
-12,376
10,086
25,751
-15,665
27,486
37,543
-10,057
295,304
310,323
-15,019
124,562
148,188
-23,626
2,693
3,510
-817
31,813
30,286
1,527
16,639
18,961
-2,322
22,432
19,440
2,992
23,173
15,582
7,591
21,837
15,062
6,775
32,696
36,981
-4,285
287,184
285,643
1,541
225,399
249,524
-24,125
195,805
258,232
-62,427
13,397
17,308
-3,911
28,469
34,319
-5,850
275,944
316,021
-40,077
227,647
306,523
-78,876
32,043
25,403
6,640
24,914
12,287
12,627
19,950
18,148
1,802
128,329
137,531
-9,202
6,909
7,673
-764
61,388
83,410
-22,022
22,097
27,357
-5,260
29,560
26,199
3,361
26,333
38,160
-11,827
10,706
30,979
-20,273
24,471
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-2,763
b
-15,508
c
21,837
d
13,475
e
112,896
2,336
2,075
-664
-6,361
32,840
-240
10,220
20,416
2,859
104,192
21,777
62,625
6,381
15,360
506
-1,331
-682
-7,449
369
2,698
446
8,369
22,302
5,292
25,647
10,312
10,284
-10,316
11,997
-3,178
40,853
19,538
5,094
1,048
21,347
6,873
-1,224
-2,269
4,874
92
3,598
78
39
3,648
16
40
12
1,210
2
57
51
25,645
-1,320
7,185
3,483
6,589
9,985
-9,223
-7,036
-198
-1,469
-1,873
5,634
618
17,386
63
21,634
2,242
7,366
7,310
10,495
-898
-25,874
6,651
-24,784
6,400
7,956
-88
19,115
1,417
62,656
35,147
10,382
8,793
59,060
21,728
45,614
1,985
43,116
15,516
33,400
2,936
18,965
16,551
3,748
97
22,888
39,066
32,405
556
16,253
72,820
19,231
39,908
51,066
3,673
24,461
-43
-4,556
-7,207
-2,710
5,166
1,226
22,687
5,639
3,408
2,459
4,645
1,054
9,937
387
7,574
-254
2,032
-3,674
-5,214
-4,468
611
-2,289
3,239
6,558
15,043
639
-6,181
2,715
20,070
2,493
18,722
16,567
5,903
3,137
2,264
28,959
4,936
861
23,463
3,653
-1,955
2,966
426
8,582
4,965
-2,439
5,256
14,774
2,655
16,390
1,093
136
16,963
10,915
-29,996
-4,841
5,322
98
19,250
1,064
16,668
-12,598
10,415
9,809
57,738
2,095
-23,198
637
24,411
12,010
-317
81,816
34,707
8,961
-7,322
-10
-16,428
-1,100
-2,050
271
-16,655
7,419
-6,897
3,217
1,650
-11,575
-8,574
25,808
-840
-72,227
17,969
-17
-7,307
15,835
-22,818
-14,207
-7,455
11,492
-130
-6,150
-1,420
-16,371
-6,294
-30,614
-6,767
1
-3,540
898
4,711
15,583
33,096
175
558
16,892
4,981
23,768
-254
41,466
7,628
1,360
58,731
14,408
-8,587
-225
-1,113
7,551
-1
10,711
-3,627
-12,376
-15,665
-10,057
-15,019
-23,626
-817
1,527
-2,322
2,992
7,591
6,775
-4,285
1,541
-24,125
-62,427
-3,911
-5,850
-40,077
-78,876
6,640
12,627
1,802
-9,202
-764
-22,022
-5,260
3,361
-11,827
-20,273
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,614,816
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
2017
2016
2015
2014
2
Total
of line 1, column (d)
.....................
2
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5
Multiply line 4 by line 3
......................
5
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
7
Add lines 5 and 6
........................
7
8
Enter qualifying distributions from Part XII, line 4
,.............
8
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
34,981
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
34,981
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
34,981
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
8,985
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
8,985
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
283
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
26,279
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
Yes
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
MUFG UNION BANK NA
Telephone no.
(858) 551-5361
Located at
7807 GIRARD AVE SUITE 200
LA JOLLA
CA
ZIP+4
92037
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
2008
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
No
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
MUFG UNION BANK N A
TRUSTEE
20
13,604
400 CALIFORNIA STREET 95-91
SAN FRANCISCO
,
CA
94101
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,183,639
b
Average of monthly cash balances
.......................
1b
885,999
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
3,069,638
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
3,069,638
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
46,045
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
3,023,593
6
Minimum investment return.
Enter 5% of line 5
..................
6
151,180
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
151,180
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
34,981
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
34,981
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
116,199
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
116,199
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
116,199
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
21,864,390
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
21,864,390
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
21,864,390
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
116,199
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
967,564
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
21,864,390
a
Applied to 2018, but not more than line 2a
967,564
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
116,199
e
Remaining amount distributed out of corpus
20,780,627
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
20,780,627
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
20,780,627
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
20,780,627
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
DESERT SOUTHWEST ANNUAL C
ONFERENCE
1550 E MEADOWBROOK AVE
PHOENIX
,
AZ
850144040
NONE
EXEMPT
GENERAL
2,068,268
CALIFORNIA-PACIFIC ANNUAL
CONFERENCE
PO BOX 6006
PASADENA
,
CA
91102
NONE
EXEMPT
GENERAL
8,316,358
DAKOTAS CONFERENCE OF THE
UNITED METHODIST CHURCH
PO BOX 460
MITCHELL
,
SD
573010460
NONE
EXEMPT
GENERAL
11,476,353
Total
.................................
3a
21,860,979
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
185,529
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
1,614,816
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,800,345
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,800,345
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description