Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE PETTINELLI FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07 AFT
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510
A Employer identification number

20-1889066
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,046,388
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 16,685 16,497  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -3,903
b Gross sales price for all assets on line 6a 229,284
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 12,782 16,497  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... 2,500 0 0 2,500
c Other professional fees (attach schedule).... 6,929 4,157   2,771
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 1,587 672   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 164 152   12
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 11,180 4,981 0 5,283
25 Contributions, gifts, grants paid....... 5,500 5,500
26 Total expenses and disbursements. Add lines 24 and 25 16,680 4,981 0 10,783
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,898
b Net investment income (if negative, enter -0-) 11,516
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 127 464 464
2 Savings and temporary cash investments......... 21,846 51,980 51,980
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 469,549 Click to see attachment456,565 761,426
c Investments—corporate bonds (attach schedule)....... 130,488 Click to see attachment107,784 117,108
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 92,959 Click to see attachment94,412 115,410
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 714,969 711,205 1,046,388
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 714,969 711,205
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 714,969 711,205
30 Total liabilities and net assets/fund balances (see instructions). 714,969 711,205
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
714,969
2
Enter amount from Part I, line 27a .....................
2
-3,898
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
334
4
Add lines 1, 2, and 3 ..........................
4
711,405
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
200
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
711,205
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 3. AFLAC INC   2018-12-28 2020-04-02
b 4. AFLAC INC   2020-05-05 2020-12-18
c 2. AT&T INC   2016-04-01 2020-05-05
d 1. AT&T INC   2016-11-14 2020-05-05
e 1. AT&T INC   2016-04-01 2020-05-05
1. AT&T INC   2017-12-08 2020-05-05
2. AT&T INC   2016-03-18 2020-05-05
1. AT&T INC   2016-03-22 2020-05-05
1. AT&T INC   2016-03-28 2020-05-05
2. AT&T INC   2016-03-28 2020-05-05
1. AT&T INC   2016-04-04 2020-05-05
26. AT&T INC   2018-10-24 2020-12-18
9. ABBVIE INC   2016-07-18 2020-05-05
.6 ABBVIE INC   2016-07-18 2020-05-13
3. ALBEMARLE CORP   2019-06-03 2020-04-02
1. ALPHABET INC SHS CL A   2015-12-21 2020-12-18
13. ALTRIA GROUP INC   2019-12-31 2020-02-26
1. AMAZON COM INC   2015-12-21 2020-02-10
1. AMAZON COM INC   2015-12-21 2020-04-06
1000. AMERICAN EXPRESS CREDIT   2016-05-03 2020-01-15
1000. AMERICAN EXPRESS CREDIT   2016-05-03 2020-06-02
5. AMERICAN INTERNATIONAL GROUP INC   2019-08-15 2020-02-26
1. AMERICAN TOWER REIT INC   2015-12-21 2020-12-17
6. AMGEN INC   2018-11-08 2020-03-26
2. ANHEUSER-BUSCH INBEV ADR   2016-07-18 2020-12-17
1. ANHEUSER-BUSCH INBEV ADR   2018-11-14 2020-12-23
11. ANHEUSER-BUSCH INBEV ADR   2016-11-11 2020-12-23
4. ANHEUSER-BUSCH INBEV ADR   2016-07-28 2020-12-23
5. ANHEUSER-BUSCH INBEV ADR   2018-11-14 2020-12-28
5. ANHEUSER-BUSCH INBEV ADR   2018-11-14 2020-12-29
3. ANTHEM INC   2019-04-26 2020-04-02
3. ANTHEM INC   2020-05-05 2020-09-24
12. APACHE CORP   2020-02-26 2020-04-02
.23 APARTMENT INVT AND MGMT   2020-04-02 2020-12-08
3. APPLE INC   2015-12-21 2020-02-26
2. APPLE INC   2015-12-21 2020-04-02
8. APPLE INC   2015-12-21 2020-08-21
3. APPLE INC   2015-12-21 2020-09-24
6. APPLE INC   2015-12-21 2020-12-18
1000. APPLE INC   2017-02-03 2020-01-15
7. ARCHER-DANIELS-MIDLAND CO   2020-04-02 2020-05-05
1. AVALONBAY COMMUNITIES INC   2016-11-14 2020-04-02
12. BAKER HUGHES A GE CO   2018-12-28 2020-02-26
4. BANK OF NEW YORK MELLON CORP/THE   2016-07-18 2020-04-02
15. BANK OF NEW YORK MELLON CORP/THE   2016-07-18 2020-04-02
2. BOEING CO/THE   2016-07-18 2020-05-05
5. BRIGHTHOUSE FINL INC REG   2018-12-28 2020-04-02
1. BRISTOL MYERS SQUIBB CO COM   2019-06-03 2020-04-02
5. BRISTOL MYERS SQUIBB CO COM   2019-12-31 2020-04-02
3. CF INDS HLDGS INC   2019-06-03 2020-02-26
6. CF INDS HLDGS INC   2020-04-02 2020-05-05
2000. CVS HEALTH CORP   2015-12-18 2020-07-20
1. CAPITAL ONE FINANCIAL CORPORATION   2016-08-09 2020-04-02
2. CAPITAL ONE FINANCIAL CORPORATION   2016-08-09 2020-04-02
2. CARNIVAL CORP   2016-07-18 2020-02-26
7. CARNIVAL CORP   2016-07-18 2020-02-26
3. CARNIVAL CORP   2016-08-09 2020-02-26
7. CENTERPOINT ENERGY INC   2020-02-26 2020-04-02
17. CENTURYLINK INC   2019-06-03 2020-04-02
8. CHEVRON CORP   2015-12-18 2020-04-02
8. CHEVRON CORP   2015-12-18 2020-04-02
3. CHEVRON CORP   2016-01-08 2020-09-24
4. CHEVRON CORP   2020-05-05 2020-09-24
.53 CHEVRON CORP   2016-01-08 2020-10-21
5. CIMAREX ENERGY CO   2020-02-26 2020-04-02
3. CINCINNATI FINANCIAL CORP   2020-04-02 2020-05-05
7. CISCO SYSTEMS INCORPORATED   2018-10-24 2020-04-02
14. CITIGROUP INC   2016-07-18 2020-05-05
7. CITIGROUP INC   2016-07-18 2020-05-05
18. CITIGROUP INC   2017-06-29 2020-09-15
2. CITIGROUP INC   2020-01-24 2020-09-15
16. CITIGROUP INC   2019-05-29 2020-09-15
9. CITIGROUP INC   2017-06-30 2020-09-15
19. CITIGROUP INC   2017-05-12 2020-09-15
6. CITIGROUP INC   2016-02-12 2020-09-15
7. CITIGROUP INC   2016-02-01 2020-09-15
8. CITIGROUP INC   2015-12-21 2020-09-24
3. CITIZENS FINANCIAL GROUP INC   2016-08-09 2020-04-02
1. CITIZENS FINANCIAL GROUP INC   2016-08-09 2020-04-02
10. CITIZENS FINANCIAL GROUP INC   2016-07-18 2020-05-05
3. COCA-COLA CO/THE   2017-05-25 2020-05-05
11. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2016-11-14 2020-04-02
5. COMERICA INC   2016-07-18 2020-04-02
5. CONCHO RESOURCES INC   2020-02-26 2020-04-02
9. CONOCOPHILLIPS   2016-07-18 2020-04-02
6. CONOCOPHILLIPS   2016-07-18 2020-04-02
3. CONSOLIDATED EDISON INC   2016-09-12 2020-05-05
4. CONSOLIDATED EDISON INC   2016-09-12 2020-12-18
3. CONSTELLATION BRANDS INC   2019-08-15 2020-04-02
5. COPART INC   2019-12-31 2020-04-02
20. CORNING INC COM   2016-07-18 2020-05-05
1. DOWDUPONT INC   2016-07-18 2020-04-02
3. DOWDUPONT INC   2016-07-18 2020-04-02
2. DOWDUPONT INC   2016-07-18 2020-04-02
6. DOWDUPONT INC   2016-07-18 2020-04-02
21. COTY INC   2019-01-29 2020-04-02
5. CRANE CO   2015-12-18 2020-12-18
4. CYPRESS SEMICONDUCTOR CORP   2016-01-12 2020-04-02
28. CYPRESS SEMICONDUCTOR CORP   2016-01-12 2020-04-17
1. DANAHER CORP   2017-06-20 2020-12-17
89.39 DELAWARE EMERGING MARKETS FUND   2017-07-10 2020-07-13
.28 DELAWARE EMERGING MARKETS FUND   2018-12-24 2020-07-13
18. DELAWARE EMERGING MARKETS FUND   2018-12-24 2020-07-13
22.33 DELAWARE EMERGING MARKETS FUND   2019-12-20 2020-07-13
9. DELTA AIR LINES INC   2016-09-12 2020-04-02
2. DELTA AIR LINES INC   2016-09-12 2020-04-02
11. DEVON ENERGY CORP   2020-02-26 2020-04-02
3. DIAMONDBACK ENERGY INC   2018-12-28 2020-02-26
3. DIGITAL RLTY TR INC REITS   2020-04-02 2020-12-18
2. DISNEY (WALT) CO COM STK   2018-10-24 2020-04-02
1. DISNEY (WALT) CO COM STK   2016-09-12 2020-04-02
1. DISNEY (WALT) CO COM STK   2017-05-12 2020-12-18
6. DISCOVERY INC SERIES A   2017-12-08 2020-05-05
3. DOLLAR TREE INC   2018-12-28 2020-04-02
5. DOMINION ENERGY INC COM   2018-11-26 2020-12-18
6. DOW INC   2020-02-26 2020-04-02
4. DUKE ENERGY CORP   2020-02-26 2020-04-02
6. DUPONT DE NEMOURS INC   2020-02-26 2020-04-02
7. EOG RESOURCES INC   2019-08-15 2020-02-26
1. EOG RESOURCES INC   2016-07-18 2020-02-26
2. EOG RESOURCES INC   2020-04-02 2020-05-05
6. EASTMAN CHEMICAL CO   2019-08-15 2020-04-02
8. EBAY INC   2018-06-07 2020-01-24
9. EBAY INC   2018-06-13 2020-04-01
14. EBAY INC   2018-06-07 2020-04-01
3. EDISON INTERNATIONAL   2018-12-28 2020-09-24
1. ENBRIDGE INC   2019-09-25 2020-11-10
42. ENBRIDGE INC   2019-09-25 2020-11-11
1000. ENTERPRISE PRODUCTS OPER   2015-12-18 2020-01-15
1000. ENTERPRISE PRODUCTS OPER   2015-12-18 2020-06-02
2. EQUITY RESIDENTIAL   2016-10-13 2020-09-24
6. EXPEDIA GROUP INC   2018-03-20 2020-04-02
1. EXXON MOBIL CORPORATION   2018-08-09 2020-02-26
5. EXXON MOBIL CORPORATION   2017-05-25 2020-02-26
3. EXXON MOBIL CORPORATION   2019-04-26 2020-04-02
2. EXXON MOBIL CORPORATION   2018-08-09 2020-04-02
7. EXXON MOBIL CORPORATION   2018-04-23 2020-09-24
1. EXXON MOBIL CORPORATION   2019-04-26 2020-09-24
13. EXXON MOBIL CORPORATION   2020-05-05 2020-09-24
10. EXXON MOBIL CORPORATION   2017-09-08 2020-09-24
22.3 FHLMC G0 4468 05%2038   2020-01-15 2020-01-15
34.11 FHLMC G0 4468 05%2038   2020-02-18 2020-02-18
13.06 FHLMC G0 4468 05%2038   2020-03-16 2020-03-16
23.73 FHLMC G0 4468 05%2038   2020-04-15 2020-04-15
20.83 FHLMC G0 4468 05%2038   2020-05-15 2020-05-15
33.06 FHLMC G0 4468 05%2038   2020-06-15 2020-06-15
28.21 FHLMC G0 4468 05%2038   2020-07-15 2020-07-15
15.52 FHLMC G0 4468 05%2038   2020-08-17 2020-08-17
15.33 FHLMC G0 4468 05%2038   2020-09-15 2020-09-15
28.08 FHLMC G0 4468 05%2038   2020-10-15 2020-10-15
30.19 FHLMC G0 4468 05%2038   2020-11-16 2020-11-16
20.01 FHLMC G0 4468 05%2038   2020-12-15 2020-12-15
41.93 FHLMC G0 5175 04 50%2039   2020-01-15 2020-01-15
21.44 FHLMC G0 5175 04 50%2039   2020-02-18 2020-02-18
13.2 FHLMC G0 5175 04 50%2039   2020-03-16 2020-03-16
15.8 FHLMC G0 5175 04 50%2039   2020-04-15 2020-04-15
23.8 FHLMC G0 5175 04 50%2039   2020-05-15 2020-05-15
40.34 FHLMC G0 5175 04 50%2039   2020-06-15 2020-06-15
28.16 FHLMC G0 5175 04 50%2039   2020-07-15 2020-07-15
29.46 FHLMC G0 5175 04 50%2039   2020-08-17 2020-08-17
37.6 FHLMC G0 5175 04 50%2039   2020-09-15 2020-09-15
59.06 FHLMC G0 5175 04 50%2039   2020-10-15 2020-10-15
44.72 FHLMC G0 5175 04 50%2039   2020-11-16 2020-11-16
45.97 FHLMC G0 5175 04 50%2039   2020-12-15 2020-12-15
90.56 FHLMC G0 8618 04%2044   2020-01-15 2020-01-15
60.29 FHLMC G0 8618 04%2044   2020-02-18 2020-02-18
67.94 FHLMC G0 8618 04%2044   2020-03-16 2020-03-16
98.59 FHLMC G0 8618 04%2044   2020-04-15 2020-04-15
100.11 FHLMC G0 8618 04%2044   2020-05-15 2020-05-15
136.03 FHLMC G0 8618 04%2044   2020-06-15 2020-06-15
136.01 FHLMC G0 8618 04%2044   2020-07-15 2020-07-15
138.74 FHLMC G0 8618 04%2044   2020-08-17 2020-08-17
111.48 FHLMC G0 8618 04%2044   2020-09-15 2020-09-15
102.37 FHLMC G0 8618 04%2044   2020-10-15 2020-10-15
120.2 FHLMC G0 8618 04%2044   2020-11-16 2020-11-16
131.28 FHLMC G0 8618 04%2044   2020-12-15 2020-12-15
8.76 FHLMC G0 8701 03%2046   2020-01-15 2020-01-15
8.12 FHLMC G0 8701 03%2046   2020-02-18 2020-02-18
9.9 FHLMC G0 8701 03%2046   2020-03-16 2020-03-16
16.01 FHLMC G0 8701 03%2046   2020-04-15 2020-04-15
25.2 FHLMC G0 8701 03%2046   2020-05-15 2020-05-15
23.73 FHLMC G0 8701 03%2046   2020-06-15 2020-06-15
26.75 FHLMC G0 8701 03%2046   2020-07-15 2020-07-15
27.05 FHLMC G0 8701 03%2046   2020-08-17 2020-08-17
29.15 FHLMC G0 8701 03%2046   2020-09-15 2020-09-15
29.9 FHLMC G0 8701 03%2046   2020-10-15 2020-10-15
31.6 FHLMC G0 8701 03%2046   2020-11-16 2020-11-16
25.31 FHLMC G0 8701 03%2046   2020-12-15 2020-12-15
10.55 FHLMC G0 8677 04%2045   2020-01-15 2020-01-15
6.95 FHLMC G0 8677 04%2045   2020-02-18 2020-02-18
10.31 FHLMC G0 8677 04%2045   2020-03-16 2020-03-16
11.15 FHLMC G0 8677 04%2045   2020-04-15 2020-04-15
13.91 FHLMC G0 8677 04%2045   2020-05-15 2020-05-15
14.77 FHLMC G0 8677 04%2045   2020-06-15 2020-06-15
14.58 FHLMC G0 8677 04%2045   2020-07-15 2020-07-15
15.89 FHLMC G0 8677 04%2045   2020-08-17 2020-08-17
12.37 FHLMC G0 8677 04%2045   2020-09-15 2020-09-15
15.22 FHLMC G0 8677 04%2045   2020-10-15 2020-10-15
15.26 FHLMC G0 8677 04%2045   2020-11-16 2020-11-16
15.03 FHLMC G0 8677 04%2045   2020-12-15 2020-12-15
29.83 FHLMC G0 8732 03%2046   2020-01-15 2020-01-15
23.29 FHLMC G0 8732 03%2046   2020-02-18 2020-02-18
31.24 FHLMC G0 8732 03%2046   2020-03-16 2020-03-16
42.88 FHLMC G0 8732 03%2046   2020-04-15 2020-04-15
58.54 FHLMC G0 8732 03%2046   2020-05-15 2020-05-15
58.76 FHLMC G0 8732 03%2046   2020-06-15 2020-06-15
74.11 FHLMC G0 8732 03%2046   2020-07-15 2020-07-15
82.9 FHLMC G0 8732 03%2046   2020-08-17 2020-08-17
88.94 FHLMC G0 8732 03%2046   2020-09-15 2020-09-15
93.28 FHLMC G0 8732 03%2046   2020-10-15 2020-10-15
100.11 FHLMC G0 8732 03%2046   2020-11-16 2020-11-16
79.36 FHLMC G0 8732 03%2046   2020-12-15 2020-12-15
11.33 FHLMC G0 8717 04%2046   2020-01-15 2020-01-15
9.74 FHLMC G0 8717 04%2046   2020-02-18 2020-02-18
10.77 FHLMC G0 8717 04%2046   2020-03-16 2020-03-16
15.59 FHLMC G0 8717 04%2046   2020-04-15 2020-04-15
20.2 FHLMC G0 8717 04%2046   2020-05-15 2020-05-15
16.08 FHLMC G0 8717 04%2046   2020-06-15 2020-06-15
19.54 FHLMC G0 8717 04%2046   2020-07-15 2020-07-15
21.96 FHLMC G0 8717 04%2046   2020-08-17 2020-08-17
17.64 FHLMC G0 8717 04%2046   2020-09-15 2020-09-15
15.28 FHLMC G0 8717 04%2046   2020-10-15 2020-10-15
14.1 FHLMC G0 8717 04%2046   2020-11-16 2020-11-16
10.84 FHLMC G0 8717 04%2046   2020-12-15 2020-12-15
8.7 FHLMC SD 8089 02 50%2050   2020-07-27 2020-07-27
15.41 FHLMC SD 8089 02 50%2050   2020-08-25 2020-08-25
24.27 FHLMC SD 8089 02 50%2050   2020-09-25 2020-09-25
34.45 FHLMC SD 8089 02 50%2050   2020-10-26 2020-10-26
49.54 FHLMC SD 8089 02 50%2050   2020-11-25 2020-11-25
71.08 FHLMC SD 8089 02 50%2050   2020-12-28 2020-12-28
3. FEDERAL REALTY INVESTMENT TRUST   2018-03-20 2020-04-02
18.25 FNMA PAL6306 04 50%2045   2020-01-27 2020-01-27
22.75 FNMA PAL6306 04 50%2045   2020-02-25 2020-02-25
17.35 FNMA PAL6306 04 50%2045   2020-03-25 2020-03-25
27.32 FNMA PAL6306 04 50%2045   2020-04-27 2020-04-27
20.12 FNMA PAL6306 04 50%2045   2020-05-26 2020-05-26
23.21 FNMA PAL6306 04 50%2045   2020-06-25 2020-06-25
43.99 FNMA PAL6306 04 50%2045   2020-07-27 2020-07-27
29.28 FNMA PAL6306 04 50%2045   2020-08-25 2020-08-25
38.34 FNMA PAL6306 04 50%2045   2020-09-25 2020-09-25
18.47 FNMA PAL6306 04 50%2045   2020-10-26 2020-10-26
34.15 FNMA PAL6306 04 50%2045   2020-11-25 2020-11-25
27.95 FNMA PAL6306 04 50%2045   2020-12-28 2020-12-28
13.83 FNMA PAL7696 03%2043   2020-01-27 2020-01-27
10.35 FNMA PAL7696 03%2043   2020-02-25 2020-02-25
9.95 FNMA PAL7696 03%2043   2020-03-25 2020-03-25
13.91 FNMA PAL7696 03%2043   2020-04-27 2020-04-27
18.16 FNMA PAL7696 03%2043   2020-05-26 2020-05-26
20.86 FNMA PAL7696 03%2043   2020-06-25 2020-06-25
22.13 FNMA PAL7696 03%2043   2020-07-27 2020-07-27
32.82 FNMA PAL7696 03%2043   2020-08-25 2020-08-25
34.25 FNMA PAL7696 03%2043   2020-09-25 2020-09-25
43.24 FNMA PAL7696 03%2043   2020-10-26 2020-10-26
43.42 FNMA PAL7696 03%2043   2020-11-25 2020-11-25
34.34 FNMA PAL7696 03%2043   2020-12-28 2020-12-28
61.88 FNMA PAS3907 04%2044   2020-01-27 2020-01-27
49.43 FNMA PAS3907 04%2044   2020-02-25 2020-02-25
48.21 FNMA PAS3907 04%2044   2020-03-25 2020-03-25
71.65 FNMA PAS3907 04%2044   2020-04-27 2020-04-27
87.7 FNMA PAS3907 04%2044   2020-05-26 2020-05-26
98.77 FNMA PAS3907 04%2044   2020-06-25 2020-06-25
118.49 FNMA PAS3907 04%2044   2020-07-27 2020-07-27
85.35 FNMA PAS3907 04%2044   2020-08-25 2020-08-25
105.9 FNMA PAS3907 04%2044   2020-09-25 2020-09-25
82.29 FNMA PAS3907 04%2044   2020-10-26 2020-10-26
102.74 FNMA PAS3907 04%2044   2020-11-25 2020-11-25
92.64 FNMA PAS3907 04%2044   2020-12-28 2020-12-28
138.66 FNMA PBJ9169 04%2048   2020-01-27 2020-01-27
134.79 FNMA PBJ9169 04%2048   2020-02-25 2020-02-25
153.85 FNMA PBJ9169 04%2048   2020-03-25 2020-03-25
249.11 FNMA PBJ9169 04%2048   2020-04-27 2020-04-27
302.93 FNMA PBJ9169 04%2048   2020-05-26 2020-05-26
276.79 FNMA PBJ9169 04%2048   2020-06-25 2020-06-25
299.87 FNMA PBJ9169 04%2048   2020-07-27 2020-07-27
257.63 FNMA PBJ9169 04%2048   2020-08-25 2020-08-25
240.73 FNMA PBJ9169 04%2048   2020-09-25 2020-09-25
208.3 FNMA PBJ9169 04%2048   2020-10-26 2020-10-26
237.01 FNMA PBJ9169 04%2048   2020-11-25 2020-11-25
163.51 FNMA PBJ9169 04%2048   2020-12-28 2020-12-28
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46.69 FNMA PMA2471 03 50%2045   2020-02-25 2020-02-25
43.53 FNMA PMA2471 03 50%2045   2020-03-25 2020-03-25
55.52 FNMA PMA2471 03 50%2045   2020-04-27 2020-04-27
90.6 FNMA PMA2471 03 50%2045   2020-05-26 2020-05-26
83.66 FNMA PMA2471 03 50%2045   2020-06-25 2020-06-25
112.87 FNMA PMA2471 03 50%2045   2020-07-27 2020-07-27
96.3 FNMA PMA2471 03 50%2045   2020-08-25 2020-08-25
123.17 FNMA PMA2471 03 50%2045   2020-09-25 2020-09-25
111.49 FNMA PMA2471 03 50%2045   2020-10-26 2020-10-26
127.62 FNMA PMA2471 03 50%2045   2020-11-25 2020-11-25
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8.14 FNMA PMA2806 03%2046   2020-02-25 2020-02-25
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13.31 FNMA PMA2806 03%2046   2020-04-27 2020-04-27
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17.79 FNMA PMA2806 03%2046   2020-06-25 2020-06-25
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31.64 FNMA PMA2806 03%2046   2020-10-26 2020-10-26
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21.52 FNMA PMA2907 04%2047   2020-01-27 2020-01-27
26.91 FNMA PMA2907 04%2047   2020-02-25 2020-02-25
24.27 FNMA PMA2907 04%2047   2020-03-25 2020-03-25
23.03 FNMA PMA2907 04%2047   2020-04-27 2020-04-27
48.22 FNMA PMA2907 04%2047   2020-05-26 2020-05-26
41.17 FNMA PMA2907 04%2047   2020-06-25 2020-06-25
32.32 FNMA PMA2907 04%2047   2020-07-27 2020-07-27
42.34 FNMA PMA2907 04%2047   2020-08-25 2020-08-25
43.76 FNMA PMA2907 04%2047   2020-09-25 2020-09-25
42.08 FNMA PMA2907 04%2047   2020-10-26 2020-10-26
36.77 FNMA PMA2907 04%2047   2020-11-25 2020-11-25
23.88 FNMA PMA2907 04%2047   2020-12-28 2020-12-28
114.84 FNMA PMA3332 03 50%2048   2020-12-28 2020-12-28
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210.7 FNMA PMA3833 02 50%2049   2020-10-26 2020-10-26
215.89 FNMA PMA3833 02 50%2049   2020-11-25 2020-11-25
180.14 FNMA PMA3833 02 50%2049   2020-12-28 2020-12-28
63.97 FNMA PMA3835 03 50%2049   2020-04-27 2020-04-27
97.35 FNMA PMA3835 03 50%2049   2020-05-26 2020-05-26
112.62 FNMA PMA3835 03 50%2049   2020-06-25 2020-06-25
110.19 FNMA PMA3835 03 50%2049   2020-07-27 2020-07-27
79.84 FNMA PMA3835 03 50%2049   2020-08-25 2020-08-25
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87.07 FNMA PMA3835 03 50%2049   2020-10-26 2020-10-26
89.57 FNMA PMA3835 03 50%2049   2020-11-25 2020-11-25
76.7 FNMA PMA3835 03 50%2049   2020-12-28 2020-12-28
26.17 FNMA PMA3991 03%2050   2020-04-27 2020-04-27
46.78 FNMA PMA3991 03%2050   2020-05-26 2020-05-26
55.66 FNMA PMA3991 03%2050   2020-06-25 2020-06-25
83.14 FNMA PMA3991 03%2050   2020-07-27 2020-07-27
140.24 FNMA PMA3991 03%2050   2020-08-25 2020-08-25
293.68 FNMA PMA3991 03%2050   2020-09-25 2020-09-25
412.35 FNMA PMA3991 03%2050   2020-10-26 2020-10-26
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1. FEDEX CORP   2016-08-09 2020-04-02
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91. PROSUS N V   2020-02-06 2020-03-10
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69. AMCOR PLC   2019-09-26 2020-02-05
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39. DIAGEO GBP 28.925185   2019-09-26 2020-03-10
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6. JARDINE MATHESON HLDGS   2019-09-26 2020-06-23
2. JARDINE MATHESON HLDGS   2019-09-26 2020-06-23
2. JARDINE MATHESON HLDGS   2019-09-26 2020-06-23
6. JARDINE MATHESON HLDGS   2019-09-26 2020-06-24
4. JOHNSON CTLS INTL PLC   2020-02-26 2020-04-02
1053. LLOYDS BNK GRP   2019-09-26 2020-04-21
15. LONDON STK EXCHANGE GROU   2019-09-26 2020-03-10
4. APTIV PLC SHS   2016-07-18 2020-04-02
7. NIELSEN HOLDINGS PLC SHS   2018-08-09 2020-04-02
8. TECHNIPFMC PLC REG SHS   2018-12-28 2020-02-26
47. TECHNIPFMC PLC REG SHS   2020-04-02 2020-09-24
15. TENCENT HOLDINGS LTD SHS   2019-09-26 2020-05-13
5. TENCENT HOLDINGS LTD SHS   2019-09-26 2020-11-02
2. TENCENT HOLDINGS LTD SHS   2020-02-05 2020-11-02
472. VODAFONE GROUP PLC SHS   2019-09-26 2020-08-11
417. WYNN MACAU LTD SHS   2019-09-26 2020-10-28
1. CHUBB LTD   2016-07-18 2020-04-02
1. CHUBB LTD   2018-10-24 2020-04-02
3. CHUBB LTD   2018-10-24 2020-05-05
10. NESTLE SA, CHAM UND VEVE   2019-09-26 2020-05-13
15. NOVARTIS AG CHF 0.5   2019-09-26 2020-11-06
5. SONOVA HOLDING AG   2019-09-26 2020-12-16
2. TE CONNECTIVITY LTD   2016-09-12 2020-12-18
15. DENSO CORP 6902   2019-09-26 2020-05-01
44. DENSO CORP 6902   2020-02-06 2020-05-01
14. DENSO CORP 6902   2020-02-06 2020-05-07
2. DENSO CORP 6902   2020-02-06 2020-05-08
5. KEYENCE CO JPY50 ORDS   2019-09-26 2020-05-13
2. KEYENCE CO JPY50 ORDS   2019-09-26 2020-12-14
12. KOSE CORP 4922   2019-09-26 2020-01-31
13. MURATA MFG CO JPY 50.0   2019-09-26 2020-08-04
18. NIDEC CORPORATION JPY 50.0   2019-09-26 2020-05-13
7. NIDEC CORPORATION JPY 50.0   2019-09-26 2020-12-16
51. NIPPON TELEGRAPH & TELEPHONE CORP   2019-09-26 2020-05-13
20. RYOHIN KEIKAKU CO LTD SHS   2019-09-26 2020-01-31
5. SMC CORPORATION JPY ORDS   2019-09-26 2020-03-10
12. SOFTBANK JAPANESE COM   2019-09-26 2020-09-14
12. UNI-CHARM CORP   2019-09-26 2020-06-30
10. CARLSBERG AS-B   2019-09-26 2020-01-27
4. GENMAB A/S   2019-09-26 2020-05-26
2. GENMAB A/S   2019-09-26 2020-09-14
30. NOVO NORDISK A/S SHS   2019-09-26 2020-08-04
197. SAMSONITE INTL SA   2019-09-26 2020-03-12
13. AIRBUS SE   2019-09-26 2020-04-21
4. ASML HOLDING N.V. ORD SH   2019-09-26 2020-04-16
2. ASML HOLDING N.V. ORD SH   2019-09-26 2020-12-16
2. LYONDELLBASELL INDUSTRIE   2016-07-18 2020-04-02
8. MYLAN N.V   2019-06-03 2020-04-02
57. KONINKLIJKE PHILIPS NV   2019-09-26 2020-03-24
6. EXPIRED PUT/CALL   2019-09-26 2020-03-30
3. ROYAL CARIBBEAN CRUISES LTD   2016-07-18 2020-04-02
52. SVENSKA HANDELSBANKEN AB   2020-02-06 2020-05-13
113. SVENSKA HANDELSBANKEN AB   2020-02-06 2020-12-10
22. SAMPO INSURANCE CO LTD FIM5 SER A   2019-09-26 2020-10-29
29. DBS GROUP HLDGS SGD1.0   2019-09-26 2020-01-31
42. HONG KONG EXCHANGES AND   2019-09-26 2020-06-08
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 96   136 -40
b 175   145 30
c 60   65 -5
d 30   36 -6
e 30   33 -3
30   37 -7
60   65 -5
30   33 -3
30   33 -3
60   65 -5
30   33 -3
763   793 -30
765   572 193
54   38 16
166   194 -28
1,725   759 966
548   647 -99
2,125   663 1,462
1,941   663 1,278
1,005   1,001 4
1,014   1,001 13
225   269 -44
221   95 126
1,152   1,185 -33
143   252 -109
71   76 -5
777   1,188 -411
283   488 -205
353   382 -29
357   382 -25
630   798 -168
741   834 -93
61   296 -235
10   9 1
878   321 557
485   214 271
3,916   856 3,060
329   80 249
759   160 599
1,041   1,002 39
249   242 7
136   172 -36
214   256 -42
134   160 -26
504   599 -95
257   267 -10
105   158 -53
55   46 9
274   321 -47
112   124 -12
168   164 4
2,000   2,000  
45   68 -23
90   135 -45
66   91 -25
232   320 -88
99   135 -36
99   169 -70
151   174 -23
602   725 -123
602   725 -123
214   248 -34
286   377 -91
37   43 -6
85   170 -85
177   227 -50
273   313 -40
639   626 13
319   313 6
807   1,208 -401
90   157 -67
717   1,010 -293
403   607 -204
852   1,160 -308
269   226 43
314   296 18
338   408 -70
54   70 -16
18   23 -5
221   210 11
138   136 2
491   593 -102
140   219 -79
239   344 -105
305   384 -79
203   256 -53
234   223 11
286   298 -12
385   583 -198
325   454 -129
418   428 -10
23   28 -5
69   85 -16
46   57 -11
137   171 -34
98   152 -54
388   227 161
93   33 60
668   231 437
224   86 138
1,881   1,603 278
6   5 1
379   293 86
470   459 11
212   347 -135
47   77 -30
87   185 -98
191   274 -83
398   405 -7
193   225 -32
97   53 44
174   62 112
130   118 12
213   264 -51
377   369 8
174   258 -84
315   396 -81
202   283 -81
443   523 -80
63   83 -20
95   77 18
286   385 -99
283   325 -42
258   354 -96
401   568 -167
152   171 -19
30   35 -5
1,279   1,484 -205
1,020   1,008 12
1,011   1,003 8
102   122 -20
309   659 -350
53   80 -27
265   408 -143
122   240 -118
81   160 -79
240   555 -315
34   80 -46
445   591 -146
342   788 -446
22   22  
34   34  
13   13  
24   24  
21   21  
33   33  
28   28  
16   16  
15   15  
28   28  
30   30  
20   20  
42   42  
21   21  
13   13  
16   16  
24   24  
40   40  
28   28  
29   29  
38   38  
59   59  
45   45  
46   46  
91   91  
60   60  
68   68  
99   99  
100   100  
136   136  
136   136  
139   139  
111   111  
102   102  
120   120  
131   131  
9   9  
8   8  
10   10  
16   16  
25   25  
24   24  
27   27  
27   27  
29   29  
30   30  
32   32  
25   25  
11   11  
7   7  
10   10  
11   11  
14   14  
15   15  
15   15  
16   16  
12   12  
15   15  
15   15  
15   15  
30   30  
23   23  
31   31  
43   43  
59   59  
59   59  
74   74  
83   83  
89   89  
93   93  
100   100  
79   79  
11   11  
10   10  
11   11  
16   16  
20   20  
16   16  
20   20  
22   22  
18   18  
15   15  
14   14  
11   11  
9   9  
15   15  
24   24  
34   34  
50   50  
71   71  
206   344 -138
18   18  
23   23  
17   17  
27   27  
20   20  
23   23  
44   44  
29   29  
38   38  
18   18  
34   34  
28   28  
14   14  
10   10  
10   10  
14   14  
18   18  
21   21  
22   22  
33   33  
34   34  
43   43  
43   43  
34   34  
62   62  
49   49  
48   48  
72   72  
88   88  
99   99  
118   118  
85   85  
106   106  
82   82  
103   103  
93   93  
139   139  
135   135  
154   154  
249   249  
303   303  
277   277  
300   300  
258   258  
241   241  
208   208  
237   237  
164   164  
52   52  
47   47  
44   44  
56   56  
91   91  
84   84  
113   113  
96   96  
123   123  
111   111  
128   128  
108   108  
9   9  
8   8  
9   9  
13   13  
19   19  
18   18  
25   25  
26   26  
28   28  
32   32  
33   33  
26   26  
22   22  
27   27  
24   24  
23   23  
48   48  
41   41  
32   32  
42   42  
44   44  
42   42  
37   37  
24   24  
115   115  
47   47  
90   90  
79   79  
125   125  
160   160  
192   192  
211   211  
216   216  
180   180  
64   64  
97   97  
113   113  
110   110  
80   80  
79   79  
87   87  
90   90  
77   77  
26   26  
47   47  
56   56  
83   83  
140   140  
294   294  
412   412  
461   461  
438   438  
115   164 -49
461   643 -182
360   460 -100
29   37 -8
413   453 -40
165   181 -16
579   638 -59
413   449 -36
83   89 -6
265   345 -80
311   381 -70
128   197 -69
509   565 -56
787   964 -177
57   93 -36
38   62 -24
132   216 -84
934   916 18
67   66 1
533   620 -87
353   375 -22
471   530 -59
911   1,260 -349
41   57 -16
179   188 -9
263   619 -356
89   146 -57
101   125 -24
81   195 -114
142   171 -29
93   154 -61
1,003   1,003  
60   74 -14
82   107 -25
139   149 -10
22   15 7
217   238 -21
163   179 -16
295   354 -59
912   1,128 -216
184   223 -39
154   186 -32
184   220 -36
1,037   936 101
1,070   1,019 51
117   139 -22
191   191  
261   462 -201
406   521 -115
288   334 -46
122   148 -26
38   132 -94
16   24 -8
128   161 -33
1,040   881 159
316   210 106
79   52 27
381   326 55
238   202 36
209   202 7
193   347 -154
122   134 -12
352   387 -35
1,007   999 8
529   565 -36
107   98 9
107   119 -12
456   492 -36
59   119 -60
126   205 -79
244   409 -165
22   47 -25
1,075   1,003 72
113   158 -45
197   283 -86
1,483   993 490
218   110 108
204   351 -147
119   152 -33
8     8
129   63 66
1,077   1,004 73
192   233 -41
700   657 43
102   195 -93
125   121 4
124   138 -14
200   242 -42
254   334 -80
194   515 -321
88   194 -106
135   69 66
53   49 4
159   142 17
23   24 -1
81   97 -16
459   456 3
446   456 -10
448   456 -8
441   446 -5
104   151 -47
149   263 -114
149   256 -107
137   221 -84
27   48 -21
55   95 -40
235   239 -4
299   366 -67
1,225   1,408 -183
283   316 -33
95   151 -56
378   605 -227
549   593 -44
224   92 132
295   92 203
219   212 7
198   261 -63
725   941 -216
20   18 2
       
103   170 -67
148   165 -17
222   241 -19
1,720   2,204 -484
536   649 -113
599   665 -66
72   158 -86
799   1,005 -206
180   586 -406
160   227 -67
284   352 -68
87   142 -55
99   89 10
207   260 -53
389   333 56
268   282 -14
449   361 88
618   496 122
177   115 62
180   115 65
578   345 233
96   57 39
263   228 35
321   259 62
363   207 156
172   68 104
86   52 34
353   135 218
358   135 223
376   135 241
360   484 -124
135   160 -25
542   598 -56
1,022   1,000 22
2,044   2,000 44
97   118 -21
114   147 -33
486   624 -138
162   243 -81
164   214 -50
619   797 -178
391   503 -112
97   164 -67
25   48 -23
99   191 -92
149   288 -139
563   682 -119
1,349   1,257 92
1,141   1,095 46
1,186   1,062 124
1,368   1,115 253
1,063   997 66
2,149   1,993 156
1,118   997 121
1,118   1,020 98
1,089   1,013 76
1,089   986 103
1,107   1,013 94
1,122   1,013 109
1,168   1,018 150
1,178   1,018 160
1,172   1,018 154
1,172   1,067 105
1,172   1,056 116
1,074   1,010 64
4,257   4,306 -49
1,010   919 91
1,010   917 93
1,058   917 141
1,001   1,000 1
1,032   997 35
3,097   2,897 200
1,033   966 67
1,031   966 65
986   989 -3
986   1,011 -25
1,020   1,020  
2,026   2,040 -14
90   106 -16
361   492 -131
94   181 -87
454   404 50
400   454 -54
90   224 -134
1,070   954 116
14   11 3
12   6 6
12   6 6
448   460 -12
1,468   1,163 305
524   572 -48
849   801 48
291   119 172
651   1,159 -508
190   338 -148
117   217 -100
374   426 -52
249   252 -3
78   71 7
190   228 -38
128   174 -46
245   315 -70
212   260 -48
120   133 -13
334   472 -138
417   595 -178
698   700 -2
10     10
361   318 43
58   49 9
6     6
820   901 -81
371   474 -103
1,278   1,897 -619
665   1,035 -370
1,943   1,837 106
1,010   808 202
1,748   1,179 569
989   1,249 -260
964   1,070 -106
580   469 111
748   669 79
1,006   817 189
1,331   1,561 -230
938   1,409 -471
921   1,177 -256
66   67 -1
249   329 -80
83   110 -27
83   110 -27
248   329 -81
104   158 -54
378   694 -316
1,399   1,353 46
187   225 -38
87   153 -66
122   157 -35
290   361 -71
836   639 197
383   213 170
153   102 51
734   941 -207
590   838 -248
106   129 -23
106   125 -19
306   376 -70
1,082   1,073 9
1,268   1,280 -12
1,253   1,132 121
233   124 109
508   691 -183
1,489   1,840 -351
463   585 -122
68   84 -16
1,844   1,591 253
1,006   636 370
1,628   2,163 -535
818   643 175
1,041   1,264 -223
859   492 367
1,157   1,302 -145
339   392 -53
1,815   2,125 -310
723   495 228
492   390 102
1,479   1,464 15
1,176   826 350
719   413 306
1,940   1,580 360
210   438 -228
736   1,712 -976
1,156   984 172
938   492 446
96   157 -61
112   137 -25
2,033   2,758 -725
1,126   930 196
79   213 -134
450   572 -122
1,136   1,242 -106
839   875 -36
543   522 21
1,596   1,206 390
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      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
      534
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       -40
b       30
c       -5
d       -6
e       -3
      -7
      -5
      -3
      -3
      -5
      -3
      -30
      193
      16
      -28
      966
      -99
      1,462
      1,278
      4
      13
      -44
      126
      -33
      -109
      -5
      -411
      -205
      -29
      -25
      -168
      -93
      -235
      1
      557
      271
      3,060
      249
      599
      39
      7
      -36
      -42
      -26
      -95
      -10
      -53
      9
      -47
      -12
      4
       
      -23
      -45
      -25
      -88
      -36
      -70
      -23
      -123
      -123
      -34
      -91
      -6
      -85
      -50
      -40
      13
      6
      -401
      -67
      -293
      -204
      -308
      43
      18
      -70
      -16
      -5
      11
      2
      -102
      -79
      -105
      -79
      -53
      11
      -12
      -198
      -129
      -10
      -5
      -16
      -11
      -34
      -54
      161
      60
      437
      138
      278
      1
      86
      11
      -135
      -30
      -98
      -83
      -7
      -32
      44
      112
      12
      -51
      8
      -84
      -81
      -81
      -80
      -20
      18
      -99
      -42
      -96
      -167
      -19
      -5
      -205
      12
      8
      -20
      -350
      -27
      -143
      -118
      -79
      -315
      -46
      -146
      -446
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
      -138
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
      -49
      -182
      -100
      -8
      -40
      -16
      -59
      -36
      -6
      -80
      -70
      -69
      -56
      -177
      -36
      -24
      -84
      18
      1
      -87
      -22
      -59
      -349
      -16
      -9
      -356
      -57
      -24
      -114
      -29
      -61
       
      -14
      -25
      -10
      7
      -21
      -16
      -59
      -216
      -39
      -32
      -36
      101
      51
      -22
       
      -201
      -115
      -46
      -26
      -94
      -8
      -33
      159
      106
      27
      55
      36
      7
      -154
      -12
      -35
      8
      -36
      9
      -12
      -36
      -60
      -79
      -165
      -25
      72
      -45
      -86
      490
      108
      -147
      -33
      8
      66
      73
      -41
      43
      -93
      4
      -14
      -42
      -80
      -321
      -106
      66
      4
      17
      -1
      -16
      3
      -10
      -8
      -5
      -47
      -114
      -107
      -84
      -21
      -40
      -4
      -67
      -183
      -33
      -56
      -227
      -44
      132
      203
      7
      -63
      -216
      2
       
      -67
      -17
      -19
      -484
      -113
      -66
      -86
      -206
      -406
      -67
      -68
      -55
      10
      -53
      56
      -14
      88
      122
      62
      65
      233
      39
      35
      62
      156
      104
      34
      218
      223
      241
      -124
      -25
      -56
      22
      44
      -21
      -33
      -138
      -81
      -50
      -178
      -112
      -67
      -23
      -92
      -139
      -119
      92
      46
      124
      253
      66
      156
      121
      98
      76
      103
      94
      109
      150
      160
      154
      105
      116
      64
      -49
      91
      93
      141
      1
      35
      200
      67
      65
      -3
      -25
       
      -14
      -16
      -131
      -87
      50
      -54
      -134
      116
      3
      6
      6
      -12
      305
      -48
      48
      172
      -508
      -148
      -100
      -52
      -3
      7
      -38
      -46
      -70
      -48
      -13
      -138
      -178
      -2
      10
      43
      9
      6
      -81
      -103
      -619
      -370
      106
      202
      569
      -260
      -106
      111
      79
      189
      -230
      -471
      -256
      -1
      -80
      -27
      -27
      -81
      -54
      -316
      46
      -38
      -66
      -35
      -71
      197
      170
      51
      -207
      -248
      -23
      -19
      -70
      9
      -12
      121
      109
      -183
      -351
      -122
      -16
      253
      370
      -535
      175
      -223
      367
      -145
      -53
      -310
      228
      102
      15
      350
      306
      360
      -228
      -976
      172
      446
      -61
      -25
      -725
      196
      -134
      -122
      -106
      -36
      21
      390
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 -3,903
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 160
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 160
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 160
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 612
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 612
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 452
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet452 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletFL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (212) 852-3049

    Located atbullet114 WEST 47TH STREET NY8-114-07-07NEW YORKNY ZIP+4bullet100361510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MATTHEW PETTINELLI DIRECTOR
    1
    0    
    1049 WRIGHTWOOD AVE
    CHICAGO,IL60614
    JUDITH PETTINELLI SECRETARY
    1
    0    
    8231 BAY COLONY DRIVE APT 1503
    NAPLES,FL341087794
    VINCENT D PETTINELLI PRESIDENT
    1
    0    
    8231 BAY COLONY DRIVE APT 1503
    NAPLES,FL341087794
    KRISTI PETTINELLI DIRECTOR
    1
    0    
    1049 WRIGHTWOOD AVE
    CHICAGO,IL60614
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    861,282
    b
    Average of monthly cash balances.......................
    1b
    47,354
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    908,636
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    908,636
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    13,630
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    895,006
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    44,750
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    44,750
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    160
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    160
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    44,590
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    44,590
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    44,590
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    10,783
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    10,783
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    10,783
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 44,590
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 26,002
    d From 2018...... 5,453
    e From 2019...... 14,207
    fTotal of lines 3a through e........ 45,662
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 10,783
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 10,783
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 33,807 33,807
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 11,855
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    11,855
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 11,855
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    VINCENT D PETTINELLI
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    ART INSTITUTE OF CHICAGO
    111 SOUTH MICHIGAN AVENUE
    CHICAGO,IL60603
    N/A PC UNRESTRICTED GENERAL 1,000
    FRANCIS W PARKER SCHOOL
    330 W WEBSTER AVENUE
    CHICAGO,IL60614
    N/A PC UNRESTRICTED GENERAL 2,500
    LINCOLN PARK ZOO
    2001 N CLARK STREET
    CHICAGO,IL606144712
    N/A PC UNRESTRICTED GENERAL 2,000
    Total .................................bullet 3a 5,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities....     14 16,685  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 -3,903  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   12,782  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    12,782
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 2,500     2,500

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Name of Bond End of Year Book Value End of Year Fair Market Value
    68389XBC8 ORACLE CORP 978 1,098
    25468PCW4 WALT DISNEY COMPANY/ 993 1,038
    17275RAE2 CISCO SYSTEMS INC    
    842587CV7 SOUTHERN CO 1,001 1,122
    61761JVL0 MORGAN STANLEY 2,027 2,226
    0258M0EB1 AMERICAN EXPRESS CRE    
    437076BL5 HOME DEPOT INC    
    38143U8H7 GOLDMAN SACHS GROUP 3,081 3,408
    037833CG3 APPLE INC 2,004 2,152
    00206RDA7 AT&T INC    
    594918BD5 MICROSOFT CORP 1,890 2,571
    539830BF5 LOCKHEED MARTIN CORP    
    24422ERR2 JOHN DEERE CAPITAL C    
    035242AN6 ANHEUSER-BUSCH INBEV 1,004 1,285
    92826CAF9 VISA INC 1,021 1,370
    82481LAB5 SHIRE ACQ INV IRELAN 1,000 1,013
    29379VAP8 ENTERPRISE PRODUCTS    
    172967JP7 CITIGROUP INC 2,984 3,327
    05565QDN5 BP CAPITAL MARKETS P 1,005 1,123
    46625HJT8 JPMORGAN CHASE & CO 2,029 2,201
    126650CJ7 CVS HEALTH CORP    
    00206RDQ2 AT&T INC 3,046 3,509
    20030NCH2 COMCAST CORP 2,850 3,457
    92343VEN0 VERIZON COMMUNICATIO 1,909 2,221
    29379VBE2 ENTERPRISE PRODUCTS 1,001 1,120
    89114QBZ0 TORONTO-DOMINION BAN    
    126650CX6 CVS HEALTH CORP 2,980 3,570
    931142EE9 WALMART INC 3,003 3,534
    3138EPAG9 FNMA PAL6306 04 50% 863 891
    31418CDL5 FNMA PMA2806 03% 485 528
    9128284R8 U.S. TREASURY NOTE    
    3128MJXF2 FHLMC G0 8677 04% 309 313
    3128MJY61 FHLMC G0 8732 03% 1,454 1,537
    3140HBFK9 FNMA PBJ9169 04% 2,621 2,793
    912828R36 U.S. TREASURY NOTE    
    912828XE5 U.S. TREASURY NOTE    
    3128MJX70 FHLMC G0 8701 03% 397 421
    3138EQRS3 FNMA PAL7696 03% 958 991
    3138WDKV2 FNMA PAS3907 04% 1,631 1,665
    31418BW93 FNMA PMA2471 03 50% 1,776 1,826
    31418CS47 FNMA PMA3238 03 50%    
    912810FT0 U.S. TREASURY BOND 3,553 4,403
    3128MJYP9 FHLMC G0 8717 04% 375 386
    3138AEKN2 FNMA PAI1200 05%    
    912828K74 U.S. TREASURY NOTE    
    9128284V9 U.S. TREASURY NOTE 1,062 1,162
    31418CGR9 FNMA PMA2907 04% 748 768
    912810QW1 U.S. TREASURY BOND 5,709 6,431
    3128MJVL1 FHLMC G0 8618 04% 2,501 2,579
    31418CHF4 FNMA PMA2929 03 50%    
    912828XW5 U.S. TREASURY NOTE    
    3128M6JM1 FHLMC G0 4468 05% 1,236 1,300
    3128M7CL8 FHLMC G0 5175 04 50% 1,398 1,437
    912810FS2 U.S. TRSY INFLATION    
    912828XL9 U.S. TRSY INFLATION    
    912828Q60 U.S. TRSY INFLATION    
    912828YB0 U.S. TREASURY NOTE 3,063 3,209
    912810RF7 U.S. TRSY INFLATION 1,273 1,608
    571748BF8 MARSH & MCLENNAN COS 2,005 2,206
    822582BQ4 SHELL INTERNATIONAL 1,174 1,259
    912810SH2 U.S. TREASURY BOND 6,471 6,455
    437076BY7 HOME DEPOT INC 3,114 3,410
    337738AT5 FISERV INC 2,220 2,240
    95000U2N2 WELLS FARGO & COMPAN 3,022 3,159
    89114QCK2 TORONTO-DOMINION BAN 2,996 3,011
    084670BR8 BERKSHIRE HATHAWAY I 1,048 1,050
    00287YBF5 ABBVIE INC 2,248 2,398
    912828ZZ6 U.S. TRSY INFLATION 1,132 1,139
    31418DNH1 FNMA PMA3991 03% 6,356 6,336
    31418DHM7 FNMA PMA3835 03 50% 1,203 1,200
    31418CV27 FNMA PMA3332 03 50% 1,926 1,923
    3132DV7A7 FHLMC SD 8089 02 50% 2,911 2,951
    31418DHK1 FNMA PMA3833 02 50% 2,740 2,778

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Name of Stock End of Year Book Value End of Year Fair Market Value
    907818108 UNION PACIFIC CORP 2,005 4,581
    731068102 POLARIS INDUSTRIES I 1,895 2,001
    526057104 LENNAR CORP 4,653 7,166
    25243Q205 DIAGEO PLC SPON ADR 645 953
    166764100 CHEVRONTEXACO CORP 863 1,013
    16411R208 CHENIERE ENERGY INC 5,812 6,543
    037833100 APPLE INC 7,900 38,082
    03524A108 ANHEUSER-BUSCH INBEV 4,470 5,453
    90130A200 TWENTY-FIRST CENTURY    
    654106103 NIKE INC CL B 628 1,698
    30303M102 FACEBOOK INC 8,806 17,209
    023135106 AMAZON COM INC 8,383 29,312
    G6518L108 NIELSEN HOLDINGS PLC    
    G5960L103 MEDTRONIC PLC SHS 892 1,289
    744320102 PRUDENTIAL FINANCIAL 838 1,093
    278642103 EBAY INC 159 302
    23636T100 DANONE-SPONS 2,231 1,952
    03027X100 AMERICAN TOWER REIT 2,333 5,163
    G0177J108 ALLERGAN PLC    
    911312106 UNITED PARCEL SERVIC 1,482 2,694
    46625H100 J P MORGAN CHASE & C 9,320 13,978
    369604103 GENERAL ELECTRIC CO 667 1,177
    172967424 CITIGROUP INC 492 678
    92826C839 VISA INC 2,807 7,218
    88023U101 TEMPUR-PEDIC INTL IN    
    87165B103 SYNCHRONY FINANCIAL 1,083 1,284
    806857108 SCHLUMBERGER LTD 166 218
    38141G104 GOLDMAN SACHS GROUP 4,245 5,538
    02079K305 ALPHABET INC SHS 7,907 14,021
    98138H101 WORKDAY INC CL A 3,247 6,230
    617446448 MORGAN STANLEY 4,986 9,183
    531229854 LIBERTY MEDIA CORP D 2,951 4,175
    375558103 GILEAD SCIENCES INC    
    235851102 DANAHER CORP 1,833 5,109
    025816109 AMERICAN EXPRESS CO 2,294 3,990
    855244109 STARBUCKS CORP 691 1,284
    913017109 UNITED TECHNOLOGIES    
    83088M102 SKYWORKS SOLUTIONS I    
    828806109 SIMON PROPERTY GROUP 253 341
    808513105 CHARLES SCHWAB CORP/ 649 1,273
    747525103 QUALCOMM INC 1,102 3,656
    718172109 PHILIP MORRIS INTERN 1,052 1,159
    70450Y103 PAYPAL HOLDINGS INC 609 3,981
    701094104 PARKER-HANNIFIN CORP 339 817
    651229106 NEWELL BRANDS INC    
    609207105 MONDELEZ INTERNATION 538 760
    595112103 MICRON TECHNOLOGY 252 1,428
    594918104 MICROSOFT CORP COM 8,306 26,468
    554382101 MACERICH CO/THE    
    539830109 LOCKHEED MARTIN CORP 3,168 3,550
    478160104 JOHNSON & JOHNSON 3,561 4,564
    452327109 ILLUMINA INC 410 1,110
    416515104 HARTFORD FINL SVCS G 143 196
    339041105 FLEETCOR TECHNOLOGIS 133 273
    278865100 ECOLAB INC 113 216
    25470F104 DISCOVERY COMMUNICAT    
    125896100 CMS ENERGY CORP 710 1,098
    089302103 BIG LOTS INC    
    03965L100 ARCONIC INC    
    031100100 AMETEK INC 243 605
    00507V109 ACTIVISION BLIZZARD 352 743
    00130H105 AES CORP/VA 139 306
    H84989104 TE CONNECTIVITY LTD 361 726
    580135101 MC DONALDS CORPORATI 1,425 2,575
    55616P104 MACYS INC 127 304
    548661107 LOWES COMPANIES INC 289 642
    501797104 L BRANDS INC    
    461202103 INTUIT INC 571 2,279
    42824C109 HEWLETT PACKARD ENTE 134 166
    302491303 FMC CORP 302 1,149
    79466L302 SALESFORCE COM INC 774 1,558
    29476L107 EQUITY RESIDENTIAL    
    25746U109 DOMINION ENERGY INC 545 602
    209115104 CONSOLIDATED EDISON 347 361
    770323103 ROBERT HALF INTERNAT 380 625
    75281A109 RANGE RES CORP    
    744573106 PUBLIC SERVICE ENTER 206 292
    683715106 OPEN TEXT CORP 297 591
    61945C103 MOSAIC CO/THE 228 506
    615369105 MOODY S CORP 88 290
    45866F104 INTERCONTINENTAL EXC 790 1,729
    423452101 HELMERICH & PAYNE IN    
    345370860 FORD MOTOR CO 123 246
    30161N101 EXELON CORP 802 1,098
    285512109 ELECTRONIC ARTS 527 1,292
    222070203 COTY INC    
    20825C104 CONOCOPHILLIPS 235 280
    20030N101 COMCAST CORP 3,290 5,607
    12572Q105 CME GROUP INC 609 1,092
    12504L109 CBRE GROUP INC 225 502
    097023105 BOEING CO/THE 802 1,284
    192446102 COGNIZANT TECHNOLOGY    
    110122108 BRISTOL-MYERS SQUIBB 2,096 2,419
    101137107 BOSTON SCIENTIFIC CO 715 1,402
    038222105 APPLIED MATERIALS IN 542 1,295
    031162100 AMGEN INC 1,193 1,839
    023608102 AMEREN CORP 586 937
    02079K107 ALPHABET INC SHS 2,232 5,256
    G47791101 INGERSOLL-RAND PLC    
    075887109 BECTON DICKINSON AND 838 1,001
    064058100 BANK OF NEW YORK MEL    
    054937107 BB&T CORP COM    
    013872106 ALCOA CORP    
    G96629103 WILLIS TOWERS WATSON 372 632
    G60754101 MICHAEL KORS HLDGS L    
    87944W105 TELENOR ASA    
    867224107 SUNCOR ENERGY INC NE    
    142795202 CARLSBERG AS SPONSOR    
    931142103 WAL MART STORES INC 1,365 3,315
    92532F100 VERTEX PHARMACEUTICA 598 1,654
    902494103 TYSON FOODS INC CL A    
    896945201 TRIPADVISOR INC SHS    
    89417E109 TRAVELERS COS INC/TH 296 421
    863667101 STRYKER CORP 434 980
    525327102 LEIDOS HOLDINGS INC 232 946
    458140100 INTEL CORPORATION 1,323 1,744
    437076102 HOME DEPOT INC/THE 1,980 3,984
    42809H107 HESS CORP    
    31620M106 FIDELITY NATL INFO S 214 424
    30231G102 EXXON MOBIL CORP 355 330
    674599105 OCCIDENTAL PETROLEUM 167 277
    247361702 DELTA AIR LINES INC    
    22822V101 CROWN CASTLE INTERNA 3,634 4,139
    224399105 CRANE CO 91 155
    21036P108 CONSTELLATION BRANDS    
    14040H105 CAPITAL ONE FINANCIA    
    071813109 BAXTER INTERNATIONAL 577 963
    05722G100 BAKER HUGHES A GE CO 2,716 2,544
    025537101 AMERICAN ELECTRIC PO 880 1,249
    00971T101 AKAMAI TECHNOLOGIES 149 315
    N59465109 MYLAN N.V    
    G7945M107 SEAGATE TECH PLC SHS 182 373
    977874205 WOLTERS KLUWER N V S    
    78392U105 RYOHIN KEIKAKU CO LT    
    780259206 ROYAL DUTCH SHELL PL    
    759530108 RELX PLC    
    74435K204 PRUDENTIAL PLC ADR    
    500458401 KOMATSU LTD NEW    
    20449X401 COMPASS GROUP PLC SH    
    045387107 ASSA ABLOY AB ADR    
    918204108 V F CORPORATION COM 208 256
    892356106 TRACTOR SUPPLY CO 206 562
    988498101 YUM! BRANDS INC 121 217
    949746101 WELLS FARGO & CO NEW 2,186 2,595
    882508104 TEXAS INSTRUMENTS IN 1,196 2,954
    854502101 STANLEY BLACK & DECK    
    872540109 TJX COS INC/THE 614 888
    778296103 ROSS STORES INC 292 614
    693718108 PACCAR INC 316 431
    693475105 PNC FINANCIAL SERVIC 1,011 1,788
    92276F100 VENTAS INC 216 343
    871829107 SYSCO CORP    
    867914103 SUNTRUST BANKS INC    
    857477103 STATE ST CORP COM 1,715 2,256
    844741108 SOUTHWEST AIRLINES C 293 373
    7591EP100 REGIONS FINANCIAL CO 367 645
    693506107 PPG INDUSTRIES INC    
    58933Y105 MERCK AND CO INC SHS 2,189 3,436
    58155Q103 MCKESSON CORPORATION    
    573284106 MARTIN MARIETTA MATE 172 284
    55261F104 M&T BANK CORP    
    49446R109 KIMCO REALTY CORP 150 210
    49338L103 KEYSIGHT TECHNOLOGIE 249 1,321
    46266C105 IQVIA HLDGS INC 560 1,433
    459200101 INTERNATIONAL BUSINE 1,250 1,385
    452308109 ILLINOIS TOOL WORKS 664 1,223
    369550108 GENERAL DYNAMICS COR 1,548 1,786
    34959J108 FORTIVE CORP 71 142
    31428X106 FEDEX CORP    
    294429105 EQUIFAX INC 333 579
    26884L109 EQT CORP    
    174610105 CITIZENS FINANCIAL G 147 250
    149123101 CATERPILLAR INC 1,914 3,276
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    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    543916464 LORD ABBETT SHORT DU AT COST 23,374 23,043
    245914817 DELAWARE EMERGING MA AT COST 48,513 69,452
    09260B465 BLACKROCK LOW DURATI AT COST 22,525 22,915

    TY 2020 OtherDecreasesSchedule
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Description Amount
    SALES ADJUSTMENT 200


    TY 2020 OtherExpensesSchedule
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSES-DIVIDEND I 152 152   0
    OTHER EXPENSE (NON-DEDUCTIBLE 12 0   12


    TY 2020 OtherIncreasesSchedule
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Description Amount
    INCOME ADJUSTMENT 334


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMNT MNGMNT FEES (NON-DED 6,929 4,157   2,771


    TY 2020 TaxesSchedule
    Name:
    THE PETTINELLI FAMILY FOUNDATION
    EIN:
    20-1889066
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 672 672   0
    EXCISE TAX - PRIOR YEAR 303 0   0
    EXCISE TAX ESTIMATES 612 0   0