Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
SHAW FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07 AFT
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510
A Employer identification number

47-5598132
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,502,318J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 32,151 31,031  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 29,414
b Gross sales price for all assets on line 6a 1,113,120
7 Capital gain net income (from Part IV, line 2)... 29,414
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 61,565 60,445  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 2,500 0 0 2,500
c Other professional fees (attach schedule).... Click to see attachment 13,709 8,225   5,484
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 963 123   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 660 660    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 17,832 9,008 0 7,984
25 Contributions, gifts, grants paid....... 178,800 178,800
26 Total expenses and disbursements. Add lines 24 and 25 196,632 9,008 0 186,784
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -135,067
b Net investment income (if negative, enter -0-) 51,437
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,411 986 986
2 Savings and temporary cash investments......... 24,119 40,313 40,313
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,284,031 Click to see attachment1,134,053 1,461,019
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,309,561 1,175,352 1,502,318
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,309,561 1,175,352
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,309,561 1,175,352
30 Total liabilities and net assets/fund balances (see instructions). 1,309,561 1,175,352
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,309,561
2
Enter amount from Part I, line 27a .....................
2
-135,067
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
858
4
Add lines 1, 2, and 3 ..........................
4
1,175,352
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,175,352
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 2501.86 BLACKROCK EVENT DRIVEN EQUITY FUND   2019-11-15 2020-03-06
b 524.59 BLACKROCK EMERGING MARKETS FUND INC   2018-11-08 2020-03-09
c .33 BLACKROCK EMERGING MARKETS FUND INC   2019-02-05 2020-03-09
d 458. BLACKROCK EMERGING MARKETS FUND INC   2019-02-05 2020-03-09
e 1. BLACKROCK EMERGING MARKETS FUND INC   2019-02-05 2020-03-09
428.01 BLACKROCK EMERGING MARKETS FUND INC   2020-01-13 2020-03-09
2212.77 BLACKSTONE ALT MULTI   2019-11-15 2020-03-06
249.02 BLACKROCK STRATEGIC   2018-02-05 2020-01-13
.54 BLACKROCK STRATEGIC   2018-06-20 2020-04-06
2408. BLACKROCK STRATEGIC   2018-06-20 2020-04-06
377. BLACKROCK STRATEGIC   2018-03-03 2020-04-06
2666.73 BLACKROCK STRATEGIC   2018-02-05 2020-04-06
18.97 BLACKROCK CREDIT STRATEGIES INCOME FUND   2020-04-06 2020-11-10
7. FIRST TR EXCHANGE TRADED   2019-01-07 2020-01-13
11. FIRST TR EXCHANGE TRADED   2019-01-07 2020-05-05
31. FIRST TR EXCHANGE TRADED   2019-01-07 2020-11-10
8. FIRST TR EXCHANGE TRADED   2019-01-07 2020-12-21
16. FIRST TRUST CLOUD COMPUTING ETF   2020-05-13 2020-11-10
1012.64 HARDING LOEVNER FDS INC INTL EQUITY   2019-11-15 2020-03-09
771.23 HARDING LOEVNER FDS INC INTL EQUITY   2020-01-13 2020-03-09
118.24 HARDING LOEVNER FDS INC INTL EQUITY   2020-06-05 2020-11-10
9. ISHARES NASDAQ BIOTECH ETF   2018-05-25 2020-01-13
10. ISHARES NASDAQ BIOTECH ETF   2018-05-25 2020-04-06
12. ISHARES NASDAQ BIOTECH ETF   2018-05-25 2020-11-10
261. ISHARES RUSSELL 1000 VALUE ETF   2020-03-17 2020-04-06
91. ISHARES RUSSELL 1000 VALUE ETF   2020-03-17 2020-11-10
34. ISHARES RUSSELL 1000 GROWTH   2020-03-17 2020-07-31
329. ISHARES RUSSELL 1000 GROWTH   2020-03-17 2020-08-11
34. ISHARES RUSSELL 1000 GROWTH   2020-03-17 2020-11-10
14. ISHARES CORE S&P U.S. VALUE ETF   2018-05-25 2020-01-13
38. ISHARES CORE S&P U.S. VALUE ETF   2019-01-07 2020-03-17
127. ISHARES CORE S&P U.S. VALUE ETF   2018-11-08 2020-03-17
1499. ISHARES CORE S&P U.S. VALUE ETF   2018-05-25 2020-03-17
65. ISHARES CORE S&P U.S. GROWTH ETF   2018-05-25 2020-01-13
226. ISHARES CORE S&P U.S. GROWTH ETF   2018-06-20 2020-03-17
29. ISHARES CORE S&P U.S. GROWTH ETF   2019-01-07 2020-03-17
1254. ISHARES CORE S&P U.S. GROWTH ETF   2018-05-25 2020-03-17
365. ISHARES CORE S&P SMALL CAP ETF   2020-03-17 2020-05-01
107. ISHARES U.S. BASIC MATERIALS ETF   2020-03-11 2020-05-05
10. ISHARES U.S. BASIC MATERIALS ETF   2020-03-11 2020-11-10
29. ISHARES CORE DIVIDEND GROWTH ETF   2018-11-08 2020-01-13
2473. ISHARES CORE DIVIDEND GROWTH ETF   2018-11-08 2020-03-17
8. ISHARES CORE DIVIDEND GROWTH ETF   2019-01-07 2020-03-17
1342. JPMORGAN ULTRA-SHORT INCOME ETF   2020-03-11 2020-03-17
335.26 JPMORGAN EMERGING MARKETS EQUITY FUND   2020-04-06 2020-06-05
57.48 CLEARBRIDGE SMALL CAP GROWTH FUND   2019-02-05 2020-01-13
.13 CLEARBRIDGE SMALL CAP GROWTH FUND   2019-02-05 2020-01-13
3.52 CLEARBRIDGE SMALL CAP GROWTH FUND   2019-11-15 2020-03-09
598.53 CLEARBRIDGE SMALL CAP GROWTH FUND   2019-02-05 2020-03-09
389.47 LOOMIS SAYLES INVT GRADE   2018-01-03 2020-01-13
858.32 LOOMIS SAYLES INVT GRADE   2018-01-03 2020-04-06
10.83 LOOMIS SAYLES INVT GRADE   2018-01-03 2020-11-10
469.61 LORD ABBETT SHORT DURATION INCOME FUND   2018-10-31 2020-01-13
4121.07 LORD ABBETT SHORT DURATION INCOME FUND   2019-01-07 2020-04-06
1. LORD ABBETT SHORT DURATION INCOME FUND   2019-01-07 2020-04-06
.03 LORD ABBETT SHORT DURATION INCOME FUND   2019-01-07 2020-04-06
2250. LORD ABBETT SHORT DURATION INCOME FUND   2018-11-08 2020-04-06
6196.73 LORD ABBETT SHORT DURATION INCOME FUND   2018-10-31 2020-04-06
203.76 LORD ABBETT HIGH YIELD FUND   2019-11-15 2020-01-13
3630.01 LORD ABBETT HIGH YIELD FUND   2019-11-15 2020-03-06
142.56 LOOMIS SAYLES SR FLOAT   2019-11-15 2020-01-13
2934.48 LOOMIS SAYLES SR FLOAT   2019-11-15 2020-03-06
304.06 PIMCO INCOME FUND   2016-03-22 2020-01-13
281.92 PIMCO INCOME FUND   2016-03-22 2020-04-06
280.91 PIMCO INTERNATIONAL BOND FD (USD HEDGED) I2   2019-11-15 2020-04-06
2247.45 PIMCO INTERNATIONAL BOND FD (USD HEDGED) I2   2019-11-15 2020-05-04
8. SPDR GOLD TRUST   2020-04-06 2020-05-12
19. SPDR GOLD TRUST   2020-05-05 2020-05-12
206. SPDR GOLD TRUST   2020-05-05 2020-05-12
201. SPDR GOLD TRUST   2020-04-06 2020-05-12
206. SPDR GOLD TRUST   2020-05-05 2020-06-10
201. SPDR GOLD TRUST   2020-04-06 2020-06-10
8. SPDR GOLD TRUST   2020-04-06 2020-06-10
19. SPDR GOLD TRUST   2020-05-05 2020-06-10
19. SPDR GOLD TRUST   2020-05-05 2020-07-10
8. SPDR GOLD TRUST   2020-04-06 2020-07-10
201. SPDR GOLD TRUST   2020-04-06 2020-07-10
206. SPDR GOLD TRUST   2020-05-05 2020-07-10
19. SPDR GOLD TRUST   2020-05-05 2020-08-11
8. SPDR GOLD TRUST   2020-04-06 2020-08-11
201. SPDR GOLD TRUST   2020-04-06 2020-08-11
206. SPDR GOLD TRUST   2020-05-05 2020-08-11
201. SPDR GOLD TRUST   2020-04-06 2020-09-15
206. SPDR GOLD TRUST   2020-05-05 2020-09-15
19. SPDR GOLD TRUST   2020-05-05 2020-09-15
8. SPDR GOLD TRUST   2020-04-06 2020-09-15
8. SPDR GOLD TRUST   2020-04-06 2020-10-15
206. SPDR GOLD TRUST   2020-05-05 2020-10-15
19. SPDR GOLD TRUST   2020-05-05 2020-10-15
201. SPDR GOLD TRUST   2020-04-06 2020-10-15
8. SPDR GOLD TRUST   2020-04-06 2020-11-10
201. SPDR GOLD TRUST   2020-04-06 2020-11-17
206. SPDR GOLD TRUST   2020-05-05 2020-11-17
19. SPDR GOLD TRUST   2020-05-05 2020-11-17
19. SPDR GOLD TRUST   2020-05-05 2020-12-04
206. SPDR GOLD TRUST   2020-05-05 2020-12-04
201. SPDR GOLD TRUST   2020-04-06 2020-12-04
26. SPDR S&P INSURANCE ETF   2018-10-31 2020-05-13
48. SPDR S&P INSURANCE ETF   2018-10-31 2020-11-10
114. SPDR S&P INSURANCE ETF   2018-10-31 2020-12-21
152. SPDR BLOOMBERG BARCLAYS   2020-04-06 2020-07-31
361. SPDR BLOOMBERG BARCLAYS   2020-04-06 2020-08-11
310. SPDR BLOOMBERG BARCLAYS   2020-05-04 2020-08-11
5. MATERIALS SELECT SECTOR SPDR FUND   2020-01-13 2020-03-09
27. MATERIALS SELECT SECTOR SPDR FUND   2019-01-07 2020-03-09
181. MATERIALS SELECT SECTOR SPDR FUND   2018-05-25 2020-03-09
3. HEALTH CARE SELECT SPDR   2016-02-08 2020-01-13
10. HEALTH CARE SELECT SPDR   2016-01-22 2020-01-13
3. HEALTH CARE SELECT SPDR   2016-02-08 2020-04-06
11. HEALTH CARE SELECT SPDR   2016-02-08 2020-11-10
2. SECTOR SPDR CONSMRS STPL   2016-01-20 2020-01-13
26. SECTOR SPDR CONSMRS STPL   2016-01-20 2020-04-06
11. SECTOR SPDR CONSMRS STPL   2016-01-20 2020-11-10
14. SECTOR SPDR CONSMRS STPL   2016-01-20 2020-12-21
6. CONSUMER DISCRETIONARY SPDR   2016-01-20 2020-01-13
18. CONSUMER DISCRETIONARY SPDR   2016-01-20 2020-05-05
36. CONSUMER DISCRETIONARY SPDR   2016-01-20 2020-11-10
35. CONSUMER DISCRETIONARY SPDR   2016-01-22 2020-11-10
29. ENERGY SELECT SECTOR SPDR FUND   2016-02-08 2020-03-09
1. ENERGY SELECT SECTOR SPDR FUND   2016-01-22 2020-03-09
79. ENERGY SELECT SECTOR SPDR FUND   2016-02-17 2020-03-09
29. ENERGY SELECT SECTOR SPDR FUND   2017-02-22 2020-03-09
20. ENERGY SELECT SECTOR SPDR FUND   2017-05-03 2020-03-09
47. ENERGY SELECT SECTOR SPDR FUND   2019-11-15 2020-03-09
6. ENERGY SELECT SECTOR SPDR FUND   2020-01-13 2020-03-09
38. ENERGY SELECT SECTOR SPDR FUND   2016-02-09 2020-03-09
44. SECTOR SPDR INDUSTRIAL   2016-02-09 2020-11-10
4. SECTOR SPDR INDUSTRIAL   2016-02-08 2020-11-10
72. SECTOR SPDR INDUSTRIAL   2016-02-17 2020-11-10
25. COMM SERVICES SELECT   2019-01-07 2020-01-13
140. COMM SERVICES SELECT   2019-01-07 2020-05-05
97. COMM SERVICES SELECT   2019-11-15 2020-11-10
1. COMM SERVICES SELECT   2019-01-07 2020-11-10
78. REAL ESTATE SELECT SECTOR SPDR FUND   2018-05-25 2020-04-06
12. REAL ESTATE SELECT SECTOR SPDR FUND   2018-05-25 2020-11-10
110. REAL ESTATE SELECT SECTOR SPDR FUND   2018-05-25 2020-12-21
103. REAL ESTATE SELECT SECTOR SPDR FUND   2019-01-07 2020-12-21
1. UTILITIES SELECT SECTOR SPDR FUND   2019-01-07 2020-01-13
61. UTILITIES SELECT SECTOR SPDR FUND   2019-01-07 2020-04-06
11. UTILITIES SELECT SECTOR SPDR FUND   2019-01-07 2020-11-10
30. UTILITIES SELECT SECTOR SPDR FUND   2019-11-15 2020-12-21
68. UTILITIES SELECT SECTOR SPDR FUND   2019-01-07 2020-12-21
6. VANGUARD DIVIDEND APPRECIATION ETF   2020-03-17 2020-04-06
61. VANGUARD DIVIDEND APPRECIATION ETF   2020-03-17 2020-11-10
112. VANGUARD ENERGY ETF   2020-03-11 2020-05-05
6. VANGUARD FINANCIALS ETF   2016-01-22 2020-01-13
42. VANGUARD FINANCIALS ETF   2016-01-22 2020-05-13
38. VANGUARD FINANCIALS ETF   2016-02-08 2020-05-13
12. VANGUARD FINANCIALS ETF   2016-02-17 2020-11-10
50. VANGUARD FINANCIALS ETF   2016-02-08 2020-11-10
81. VANGUARD FINANCIALS ETF   2016-02-09 2020-11-10
15. VANGUARD INFORMATION TECHNOLOGY ETF   2016-01-22 2020-01-13
11. VANGUARD INFORMATION TECHNOLOGY ETF   2016-01-22 2020-07-31
11. VANGUARD INFORMATION TECHNOLOGY ETF   2016-01-22 2020-11-10
39. VANGUARD INFORMATION TECHNOLOGY ETF   2016-02-08 2020-11-10
463.16 WESTERN ASSET CORE BOND FUND   2016-03-22 2020-01-13
47.62 WESTERN ASSET CORE BOND FUND   2016-07-14 2020-04-06
1. WESTERN ASSET CORE BOND FUND   2016-07-14 2020-04-06
1151.84 WESTERN ASSET CORE BOND FUND   2016-03-22 2020-04-06
.32 WESTERN ASSET CORE BOND FUND   2016-03-22 2020-04-06
1. WESTERN ASSET CORE BOND FUND   2016-03-30 2020-04-06
361. WESTERN ASSET CORE BOND FUND   2016-03-30 2020-04-06
2047.89 WESTERN ASSET MACRO OPPORTUNITIES FUND   2019-11-15 2020-03-06
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 23,693   24,918 -1,225
b 11,730   11,321 409
c 7   8 -1
d 10,241   10,626 -385
e 22   22  
9,570   11,633 -2,063
23,455   24,186 -731
2,493   2,505 -12
5   5  
22,467   23,547 -1,080
3,517   3,776 -259
24,881   26,821 -1,940
198   173 25
1,014   859 155
1,632   1,350 282
5,924   3,806 2,118
1,739   982 757
1,284   1,021 263
20,324   23,453 -3,129
15,479   18,671 -3,192
3,094   2,705 389
1,067   967 100
1,105   1,075 30
1,656   1,290 366
26,072   25,662 410
11,757   8,947 2,810
7,033   4,887 2,146
68,632   47,290 21,342
7,566   4,887 2,679
879   758 121
1,742   1,913 -171
5,823   7,028 -1,205
68,728   81,116 -12,388
4,507   3,724 783
12,373   13,338 -965
1,588   1,560 28
68,655   71,846 -3,191
22,143   19,532 2,611
8,698   7,956 742
1,091   744 347
1,222   1,056 166
79,456   90,089 -10,633
257   269 -12
67,194   67,796 -602
10,467   8,559 1,908
2,219   2,085 134
5   5  
111   138 -27
18,949   21,709 -2,760
4,436   4,315 121
9,287   9,510 -223
129   120 9
1,977   1,944 33
16,278   17,061 -783
4   4  
       
8,888   9,315 -427
24,477   25,654 -1,177
1,532   1,500 32
26,354   26,717 -363
1,324   1,307 17
26,352   26,909 -557
3,673   3,549 124
3,079   3,290 -211
2,941   3,135 -194
23,935   25,082 -1,147
       
1   1  
10   10  
10   9 1
11   11  
11   10 1
       
1   1  
1   1  
       
10   9 1
10   10  
1   1  
       
11   10 1
12   10 2
13   11 2
13   11 2
1   1  
1     1
       
12   11 1
1   1  
12   10 2
1,414   1,237 177
13   11 2
13   12 1
1   1  
1   1  
12   11 1
12   11 1
617   789 -172
1,558   1,457 101
3,774   3,461 313
13,912   13,919 -7
33,042   33,057 -15
28,374   28,377 -3
242   298 -56
1,307   1,403 -96
8,759   10,686 -1,927
307   190 117
1,024   677 347
269   190 79
1,223   698 525
125   95 30
1,468   1,241 227
726   525 201
932   668 264
758   418 340
2,054   1,254 800
5,462   2,508 2,954
5,310   2,562 2,748
996   1,586 -590
34   55 -21
2,714   4,552 -1,838
996   2,084 -1,088
687   1,344 -657
1,615   2,825 -1,210
206   358 -152
1,306   2,066 -760
3,760   2,195 1,565
342   197 145
6,153   3,699 2,454
1,382   1,087 295
7,081   6,085 996
6,095   5,032 1,063
63   43 20
2,430   2,440 -10
441   375 66
3,918   3,441 477
3,668   3,214 454
65   53 12
3,339   3,209 130
727   579 148
1,829   1,884 -55
4,146   3,577 569
631   606 25
8,326   6,163 2,163
5,619   4,949 670
456   260 196
2,104   1,820 284
1,904   1,581 323
803   517 286
3,344   2,080 1,264
5,418   3,374 2,044
3,807   1,498 2,309
3,224   1,098 2,126
3,511   1,098 2,413
12,449   3,652 8,797
6,044   5,697 347
614   606 8
13   13  
14,859   14,168 691
4   4  
13   12 1
4,657   4,433 224
21,933   24,186 -2,253
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
      8,113
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1,225
b       409
c       -1
d       -385
e        
      -2,063
      -731
      -12
       
      -1,080
      -259
      -1,940
      25
      155
      282
      2,118
      757
      263
      -3,129
      -3,192
      389
      100
      30
      366
      410
      2,810
      2,146
      21,342
      2,679
      121
      -171
      -1,205
      -12,388
      783
      -965
      28
      -3,191
      2,611
      742
      347
      166
      -10,633
      -12
      -602
      1,908
      134
       
      -27
      -2,760
      121
      -223
      9
      33
      -783
       
       
      -427
      -1,177
      32
      -363
      17
      -557
      124
      -211
      -194
      -1,147
       
       
       
      1
       
      1
       
       
       
       
      1
       
       
       
      1
      2
      2
      2
       
      1
       
      1
       
      2
      177
      2
      1
       
       
      1
      1
      -172
      101
      313
      -7
      -15
      -3
      -56
      -96
      -1,927
      117
      347
      79
      525
      30
      227
      201
      264
      340
      800
      2,954
      2,748
      -590
      -21
      -1,838
      -1,088
      -657
      -1,210
      -152
      -760
      1,565
      145
      2,454
      295
      996
      1,063
      20
      -10
      66
      477
      454
      12
      130
      148
      -55
      569
      25
      2,163
      670
      196
      284
      323
      286
      1,264
      2,044
      2,309
      2,126
      2,413
      8,797
      347
      8
       
      691
       
      1
      224
      -2,253
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 29,414
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 715
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 715
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 715
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,054
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,054
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 339
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet339 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNV
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletBANK OF AMERICA Telephone no.bullet (888) 866-3275

    Located atbullet114 WEST 47TH STREET NY8-114-07-07NEW YORKNY ZIP+4bullet100361510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JEFFREY SHAW TRUSTEE
    2     		0    
    PO BOX 371787
    LAS VEGAS,NV89137
    CYNTHIA SHAW TRUSTEE
    2     		0    
    PO BOX 371787
    LAS VEGAS,NV89137
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,405,227
    b
    Average of monthly cash balances.......................
    1b
    49,756
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,454,983
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,454,983
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    21,825
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,433,158
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    71,658
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    71,658
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    715
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    715
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    70,943
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    70,943
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    70,943
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    186,784
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    186,784
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    186,784
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 70,943
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 139,139
    c From 2017...... 99,910
    d From 2018...... 103,285
    e From 2019...... 67,660
    fTotal of lines 3a through e........ 409,994
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 186,784
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 70,943
    e Remaining amount distributed out of corpus 115,841
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 525,835
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		525,835
    10 Analysis of line 9:
    a Excess from 2016.... 139,139
    b Excess from 2017.... 99,910
    c Excess from 2018.... 103,285
    d Excess from 2019.... 67,660
    e Excess from 2020.... 115,841
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    KESSLER FAMILY FOUNDATION
    339 W 13490 S
    DRAPER,UT840207220     		N/A PC UNRESTRICTED GENERAL 5,000
    FOUNDATION FOR EDUCATION FOR GENERATIONS
    866 DEVON LANE
    BOUNTIFUL,UT84010     		N/A PC DAISY SCHOOL SCHOLARSHIP 150,000
    CHURCH OF JESUS CHRIST OF LATTER DAY
    SAINTS (LDS)
    50 E NORTH TEMPLE
    SALT LAKE CITY,UT84150     		N/A PC UNRESTRICTED GENERAL 23,800
    Total .................................bullet 3a 178,800
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 32,151  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 29,414  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   61,565  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    61,565
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    SHAW FAMILY FOUNDATION
    EIN:
    47-5598132
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 2,500     2,500

    TY 2020 InvestmentsOtherSchedule2
    Name:
    SHAW FAMILY FOUNDATION
    EIN:
    47-5598132
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    957663305 WESTERN ASSET CORE B AT COST 161,670 171,386
    81369Y100 MATERIALS SELECT SEC      
    72201M719 PIMCO INCOME FUND AT COST 77,769 78,573
    63872T554 LOOMIS SAYLES SR FLO      
    54400N508 LORD ABBETT HIGH YIE      
    92204A405 VANGUARD FINANCIALS AT COST 32,888 46,551
    81369Y308 CONSUMER STAPLES SEL AT COST 37,902 48,834
    81369Y704 INDUSTRIAL SELECT SE AT COST 30,876 43,832
    81369Y506 ENERGY SELECT SECTOR      
    92204A702 VANGUARD INFORMATION AT COST 20,888 71,112
    81369Y407 CONSUMER DISCRETIONA AT COST 27,622 49,520
    81369Y209 HEALTH CARE SELECT S AT COST 24,234 39,704
    464287671 ISHARES CORE S&P U.S      
    464287556 ISHARES NASDAQ BIOTE AT COST 16,123 22,724
    464287663 ISHARES CORE S&P U.S      
    543487136 LOOMIS SAYLES INVT G AT COST 112,138 116,351
    81369Y860 REAL ESTATE SELECT S AT COST 4,266 4,972
    46434V621 ISHARES CORE DIVIDEN      
    09260B382 BLACKROCK STRATEGIC      
    09260B465 BLACKROCK LOW DURATI      
    543916464 LORD ABBETT SHORT DU AT COST 75,979 76,021
    72388E605 PIONEER MULTI ASSET      
    78464A789 SPDR S&P INSURANCE E AT COST 1,815 2,351
    09251J402 BLACKROCK EMERGING M      
    81369Y852 COMM SERVICES SELECT AT COST 31,029 43,120
    33733E302 FIRST TR EXCHANGE TR AT COST 18,955 32,047
    09257V201 BLACKSTONE ALT MULTI      
    72201M784 PIMCO FOREIGN BOND      
    52470H765 CLEARBRIDGE SMALL CA AT COST 40,924 52,182
    95768D400 WESTERN ASSET MACRO      
    81369Y886 UTILITIES SELECT SEC AT COST 3,819 4,013
    09250J734 BLACKROCK EVENT DRIV      
    412295107 HARDING LOEVNER FDS AT COST 59,713 71,227
    33734X192 FIRST TRUST CLOUD CO AT COST 6,767 10,073
    464287838 ISHARES U.S. BASIC M AT COST 2,900 4,423
    09260B887 BLACKROCK CREDIT STR AT COST 58,808 66,761
    92204A306 VANGUARD ENERGY ETF AT COST 8,750 10,268
    464287614 ISHARES RUSSELL 1000 AT COST 74,136 122,258
    78463V107 SPDR GOLD TRUST AT COST 67,121 75,981
    921908844 VANGUARD DIVIDEND AP AT COST 46,474 64,938
    4812A0623 JPMORGAN EMERGING MA AT COST 18,517 31,711
    464287598 ISHARES RUSSELL 1000 AT COST 71,970 100,086

    TY 2020 OtherExpensesSchedule
    Name:
    SHAW FAMILY FOUNDATION
    EIN:
    47-5598132
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER INVESTMENT FEE 465 465   0
    INVSTMT EXPENSE 195 195   0


    TY 2020 OtherIncreasesSchedule
    Name:
    SHAW FAMILY FOUNDATION
    EIN:
    47-5598132
    Description Amount
    INCOME ADJUSTMENT 663
    TAX COST ADJUSTMENT 195


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    SHAW FAMILY FOUNDATION
    EIN:
    47-5598132
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMNT MNGMNT FEES (NON-DED 13,709 8,225   5,484


    TY 2020 TaxesSchedule
    Name:
    SHAW FAMILY FOUNDATION
    EIN:
    47-5598132
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 123 123   0
    EXCISE TAX ESTIMATES 840 0   0