Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
CHARLES J SPAID TUA
 
Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510
A Employer identification number

04-6021286
B Telephone number (see instructions)

(212) 852-3049
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$265,640J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 7,053 7,053  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,115
b Gross sales price for all assets on line 6a 139,138
7 Capital gain net income (from Part IV, line 2)... 2,115
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 241    
12 Total. Add lines 1 through 11........ 9,409 9,168  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 899 360   539
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 374 262   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 38 3   35
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,311 625 0 574
25 Contributions, gifts, grants paid....... 12,931 12,931
26 Total expenses and disbursements. Add lines 24 and 25 14,242 625 0 13,505
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -4,833
b Net investment income (if negative, enter -0-) 8,543
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 194 141 141
2 Savings and temporary cash investments......... 6,913 2,481 2,481
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 22,543 Click to see attachment10,066 11,521
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 197,698 Click to see attachment209,815 251,497
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 227,348 222,503 265,640
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 227,348 222,503
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 227,348 222,503
30 Total liabilities and net assets/fund balances (see instructions). 227,348 222,503
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
227,348
2
Enter amount from Part I, line 27a .....................
2
-4,833
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
6
4
Add lines 1, 2, and 3 ..........................
4
222,521
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
18
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
222,503
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 9. CHINA MOBILE LTD   2017-11-03 2020-01-06
b 2. CHINA MOBILE LTD   2018-02-07 2020-01-06
c 7. POSCO   2018-12-04 2020-01-06
d 5. NORFOLK SOUTHERN CORP   2020-01-06 2020-02-04
e 6. WPP PLC NEW/ADR   2019-01-04 2020-02-04
1. WPP PLC NEW/ADR   2019-06-13 2020-02-04
4. ABB LTD   2017-07-25 2020-02-06
1. CANADIAN NATURAL RESOURCES LTD   2018-03-02 2020-02-06
1. EMERSON ELECTRIC CO   2017-03-02 2020-02-06
26. FIRST EAGLE OVERSEAS FUND   2017-04-05 2020-02-06
1. FIRST EAGLE OVERSEAS FUND   2017-04-05 2020-02-06
426. FIRST EAGLE OVERSEAS FUND   2017-01-20 2020-02-06
8. FIRST EAGLE OVERSEAS FUND   2017-07-25 2020-02-06
1. GOTHAM ABSOLUTE RETURN   2018-10-23 2020-02-06
307. GOTHAM ABSOLUTE RETURN   2018-07-20 2020-02-06
7. GOTHAM ABSOLUTE RETURN   2019-06-13 2020-02-06
496. GOTHAM ABSOLUTE RETURN   2018-02-07 2020-02-06
.98 GOTHAM ABSOLUTE RETURN   2019-06-13 2020-02-06
4. INVESCO FTSE RAFI US 1500 SMALL-MID ETF   2019-06-28 2020-02-06
2. NOVO NORDISK A/S ADR   2018-03-02 2020-02-06
27. ORANGE SA   2018-11-13 2020-02-06
2. ORANGE SA   2018-11-05 2020-02-06
739. PIMCO INCOME FUND   2015-11-03 2020-02-06
.27 PIMCO INCOME FUND   2015-11-03 2020-02-06
8. PIMCO INCOME FUND   2016-09-27 2020-02-06
1. PIMCO INCOME FUND   2016-09-27 2020-02-06
10. PIMCO INCOME FUND   2017-01-20 2020-02-06
1. PIMCO INCOME FUND   2017-04-05 2020-02-06
8. PIMCO INCOME FUND   2017-04-05 2020-02-06
17. PIMCO INCOME FUND   2017-07-25 2020-02-06
1. PIMCO INCOME FUND   2017-11-03 2020-02-06
1. PIMCO INCOME FUND   2017-11-03 2020-02-06
2. SANOFI-SYNTHELABO   2017-07-25 2020-02-06
4. SUMITOMO MITSUI FINANCIAL GROUP INC   2019-10-11 2020-02-06
1. TAIWAN SEMICONDUCTOR ADR   2018-11-13 2020-02-06
1. TAIWAN SEMICONDUCTOR ADR   2018-10-23 2020-02-06
2. TAIWAN SEMICONDUCTOR ADR   2018-09-13 2020-02-06
1. TEXAS INSTRUMENTS INC   2017-03-02 2020-02-06
1. THOMSON REUTERS CORP   2017-07-25 2020-02-06
3. TIM PARTICIPACO/S ADR   2019-12-03 2020-02-06
12. VANGUARD INTERNATIONAL   2019-06-28 2020-02-06
27. VANGUARD FTSE EMERGING MARKETS ETF   2016-11-16 2020-02-06
15. VANGUARD FTSE EMERGING MARKETS ETF   2018-10-23 2020-02-06
16. VANGUARD FTSE EMERGING MARKETS ETF   2018-07-20 2020-02-06
231. VANGUARD FTSE EMERGING MARKETS ETF   2015-11-03 2020-02-06
66. VANGUARD SHORT-TERM BOND ETF   2019-06-28 2020-02-27
34. VANGUARD SHORT-TERM BOND ETF   2019-06-28 2020-03-09
1. WELLS FARGO & CO   2017-04-13 2020-03-12
29. VANGUARD SHORT-TERM BOND ETF   2019-06-28 2020-03-16
87. VANECK VECTORS FALLEN   2016-10-07 2020-03-18
5. VANGUARD SHORT-TERM BOND ETF   2020-02-06 2020-03-31
20. VANGUARD SHORT-TERM BOND ETF   2019-06-28 2020-03-31
2. BCE INC   2018-02-07 2020-04-06
1. BCE INC   2017-11-03 2020-04-06
7. BCE INC   2017-07-25 2020-04-06
1. HSBC HOLDINGS PLC   2020-02-06 2020-04-06
11. HSBC HOLDINGS PLC   2018-09-13 2020-04-06
1. COCA-COLA EUROPEAN   2018-10-26 2020-04-06
8. COCA-COLA EUROPEAN   2018-03-02 2020-04-06
1. RAYTHEON TECHNOLOGIES   2020-03-03 2020-04-08
.85 FIRST EAGLE OVERSEAS FUND   2019-06-28 2020-04-14
22. FIRST EAGLE OVERSEAS FUND   2018-02-07 2020-04-14
87.35 FIRST EAGLE OVERSEAS FUND   2019-06-28 2020-04-14
6. FIRST EAGLE OVERSEAS FUND   2018-07-20 2020-04-14
3. FIRST EAGLE OVERSEAS FUND   2017-07-25 2020-04-14
1. FIRST EAGLE OVERSEAS FUND   2018-02-07 2020-04-14
1. JOHNSON & JOHNSON   2019-03-04 2020-04-14
303.98 LOOMIS SAYLES CORE PLUS   2015-11-03 2020-04-14
2. PACKAGING CORP OF AMERICA   2019-07-02 2020-04-14
8. PFIZER INC   2020-02-04 2020-04-14
1. ROBERT HALF INTERNATIONAL INC   2019-07-02 2020-04-14
1. TEXAS INSTRUMENTS INC   2017-03-02 2020-04-14
19. VANECK VECTORS FALLEN   2016-10-07 2020-04-14
42. VANECK VECTORS MORNINGSTAR WIDE MOAT ETF   2016-10-07 2020-04-14
7. VANGUARD INTERNATIONAL   2019-06-28 2020-04-14
4. GENERAL DYNAMICS CORP   2019-11-04 2020-05-04
1. GENERAL DYNAMICS CORP   2020-02-06 2020-05-04
4. PPG INDUSTRIES INC   2020-04-14 2020-05-04
2. PPG INDUSTRIES INC   2020-04-02 2020-05-04
3. RALPH LAUREN CORP   2020-04-14 2020-05-04
5. RALPH LAUREN CORP   2020-03-03 2020-05-04
3. RAYTHEON TECHNOLOGIES   2020-04-14 2020-05-04
7. RAYTHEON TECHNOLOGIES   2020-03-03 2020-05-04
13. AEGON NV   2020-02-06 2020-05-07
50. AEGON NV   2020-04-14 2020-05-07
77. AEGON NV   2019-01-04 2020-05-07
14. AEGON NV   2019-06-13 2020-05-07
15. CANADIAN NATURAL RESOURCES LTD   2018-03-02 2020-05-07
1. CANADIAN NATURAL RESOURCES LTD   2018-10-23 2020-05-07
14. CANADIAN NATURAL RESOURCES LTD   2020-04-14 2020-05-07
2. SUNCOR ENERGY INC   2018-02-06 2020-05-07
12. SUNCOR ENERGY INC   2017-07-25 2020-05-07
11. SUNCOR ENERGY INC   2020-04-14 2020-05-07
114. VANECK VECTORS MORNINGSTAR WIDE MOAT ETF   2016-10-07 2020-05-07
32. VANGUARD INTERNATIONAL   2019-06-28 2020-05-07
172. SCHWAB US DIVIDEND EQUITY ETF   2020-02-06 2020-05-13
1. AUTOMATIC DATA PROCESSING INC   2020-02-06 2020-06-02
4. AUTOMATIC DATA PROCESSING INC   2020-02-04 2020-06-02
1. V F CORPORATION COM   2018-08-29 2020-06-02
6. V F CORPORATION COM   2018-08-29 2020-06-02
4. V F CORPORATION COM   2018-08-29 2020-06-02
1. V F CORPORATION COM   2018-10-02 2020-06-02
62. SUMITOMO MITSUI FINANCIAL GROUP INC   2019-10-11 2020-06-09
17. SUMITOMO MITSUI FINANCIAL GROUP INC   2020-04-14 2020-06-09
3. AIR PRODUCTS & CHEMICALS INC   2020-05-04 2020-08-04
4. HONEYWELL INTERNATIONAL INC   2019-11-04 2020-08-04
1. HONEYWELL INTERNATIONAL INC   2020-02-06 2020-08-04
1. PACKAGING CORP OF AMERICA   2020-02-06 2020-08-04
7. PACKAGING CORP OF AMERICA   2019-07-02 2020-08-04
15. TYSON FOODS INC   2020-08-04 2020-09-02
14. ABB LTD   2017-07-25 2020-09-08
2. ABB LTD   2018-02-07 2020-09-08
1. ABB LTD   2018-06-28 2020-09-08
2. ABB LTD   2018-10-23 2020-09-08
3. ABB LTD   2020-04-14 2020-09-08
1. BANK OF NOVA SCOTIA/THE   2018-02-07 2020-09-08
7. BANK OF NOVA SCOTIA/THE   2017-07-25 2020-09-08
1. BANK OF NOVA SCOTIA/THE   2017-11-03 2020-09-08
1. BANK OF NOVA SCOTIA/THE   2020-04-14 2020-09-08
2. CNOOC LTD SPONSORED ADR   2020-01-06 2020-09-08
1. CNOOC LTD SPONSORED ADR   2020-04-14 2020-09-08
1. CHINA TELECOM CORP LTD SPONS ADR   2020-04-14 2020-09-08
2. CHINA TELECOM CORP LTD SPONS ADR   2020-02-06 2020-09-08
7. CHINA TELECOM CORP LTD SPONS ADR   2017-11-07 2020-09-08
2. CHINA TELECOM CORP LTD SPONS ADR   2018-01-05 2020-09-08
5. COCA-COLA FEMSA S A DE C V SPONSORED ADR   2020-02-04 2020-09-08
1. COCA-COLA FEMSA S A DE C V SPONSORED ADR   2020-02-06 2020-09-08
3. COCA-COLA FEMSA S A DE C V SPONSORED ADR   2020-04-14 2020-09-08
5. HONDA MOTOR CO LTD ADR   2018-11-05 2020-09-08
11. HONDA MOTOR CO LTD ADR   2019-06-13 2020-09-08
2. HONDA MOTOR CO LTD ADR   2020-04-14 2020-09-08
39. KT CORP   2019-11-13 2020-09-08
3. KT CORP   2020-02-06 2020-09-08
5. KT CORP   2020-04-14 2020-09-08
1. NETEASE INC   2020-01-06 2020-09-08
2. NOVARTIS AG SPNSRD ADR   2019-05-29 2020-09-08
3. NOVARTIS AG SPNSRD ADR   2018-11-13 2020-09-08
1. NOVO NORDISK A/S ADR   2018-07-20 2020-09-08
6. NOVO NORDISK A/S ADR   2018-03-02 2020-09-08
4. PRUDENTIAL PLC ADR   2020-04-14 2020-09-08
1. PRUDENTIAL PLC ADR   2019-05-10 2020-09-08
10. PRUDENTIAL PLC ADR   2018-12-04 2020-09-08
6. ROYAL BANK OF CANADA   2019-02-25 2020-09-08
2. SK TELECOM LTD SPON ADR   2020-02-06 2020-09-08
6. SK TELECOM LTD SPON ADR   2018-11-05 2020-09-08
4. SK TELECOM LTD SPON ADR   2017-11-03 2020-09-08
1. SK TELECOM LTD SPON ADR   2017-07-25 2020-09-08
5. SK TELECOM LTD SPON ADR   2017-07-25 2020-09-08
2. SK TELECOM LTD SPON ADR   2019-05-10 2020-09-08
3. SK TELECOM LTD SPON ADR   2020-04-14 2020-09-08
6. SANOFI-SYNTHELABO   2018-02-07 2020-09-08
2. SANOFI-SYNTHELABO   2017-11-03 2020-09-08
1. SANOFI-SYNTHELABO   2017-07-25 2020-09-08
3. SHAW COMMUNICATIONS INC   2020-04-14 2020-09-08
22. SHAW COMMUNICATIONS INC   2018-02-07 2020-09-08
4. TAIWAN SEMICONDUCTOR ADR   2019-05-10 2020-09-08
4. TAIWAN SEMICONDUCTOR ADR   2018-11-13 2020-09-08
1. THOMSON REUTERS CORP   2018-02-07 2020-09-08
2. THOMSON REUTERS CORP   2017-11-03 2020-09-08
3. THOMSON REUTERS CORP   2017-07-25 2020-09-08
8. TIM PARTICIPACO/S ADR   2020-04-14 2020-09-08
23. TIM PARTICIPACO/S ADR   2019-12-03 2020-09-08
1. TORONTO-DOMINION BANK/THE   2019-06-13 2020-09-08
1. TORONTO-DOMINION BANK/THE   2019-02-08 2020-09-08
1. TORONTO-DOMINION BANK/THE   2020-04-14 2020-09-08
5. TORONTO-DOMINION BANK/THE   2017-07-25 2020-09-08
1. TORONTO-DOMINION BANK/THE   2018-02-07 2020-09-08
3. TOTAL FINA ELF S.A. ADR   2020-04-14 2020-09-08
8. TOTAL FINA ELF S.A. ADR   2019-05-10 2020-09-08
3. TOYOTA MOTORS CORP ADR 2   2019-06-11 2020-09-08
42. VANGUARD INTERNATIONAL   2020-02-27 2020-09-08
303. VANGUARD INTERNATIONAL   2019-06-28 2020-09-08
2. NORFOLK SOUTHERN CORP   2020-04-14 2020-10-02
1. NORFOLK SOUTHERN CORP   2020-04-02 2020-10-02
9. REPUBLIC SERVICES INC   2020-09-02 2020-10-02
.36 VIATRIS INC   2020-02-04 2020-11-20
5. REPUBLIC SERVICES INC   2020-11-03 2020-12-02
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 373   458 -85
b 83   99 -16
c 346   398 -52
d 1,063   976 87
e 379   329 50
63   61 2
99   94 5
29   31 -2
75   60 15
631   634 -3
24   24  
10,343   9,964 379
194   202 -8
15   15  
4,694   4,491 203
107   103 4
7,584   7,346 238
15   14 1
542   509 33
129   101 28
377   447 -70
28   32 -4
8,949   8,972 -23
3   3  
97   95 2
12   12  
121   120 1
12   12  
97   98 -1
206   210 -4
12   12  
12   12  
103   97 6
29   28 1
58   38 20
58   38 20
115   88 27
132   78 54
81   46 35
59   49 10
879   816 63
1,178   956 222
654   569 85
698   687 11
10,078   8,337 1,741
5,390   5,316 74
2,807   2,739 68
1,315   1,258 57
2,352   2,336 16
1,951   2,518 -567
411   405 6
1,643   1,611 32
81   90 -9
41   48 -7
285   325 -40
25   37 -12
280   480 -200
41   44 -3
325   303 22
       
18   20 -2
475   550 -75
1,887   2,157 -270
130   147 -17
65   76 -11
22   24 -2
147   139 8
4,158   3,848 310
177   194 -17
287   303 -16
41   58 -17
109   78 31
522   550 -28
1,979   1,420 559
431   476 -45
499   717 -218
125   187 -62
343   375 -32
171   158 13
213   224 -11
354   537 -183
174   188 -14
406   583 -177
31   56 -25
119   132 -13
184   370 -186
33   67 -34
236   460 -224
16   28 -12
220   183 37
33   67 -34
197   374 -177
181   177 4
5,568   3,855 1,713
1,963   2,176 -213
8,481   10,148 -1,667
147   179 -32
589   711 -122
59   90 -31
355   637 -282
237   358 -121
59   88 -29
385   427 -42
106   87 19
838   667 171
588   714 -126
147   177 -30
95   104 -9
668   679 -11
947   966 -19
363   329 34
52   52  
26   21 5
52   41 11
78   55 23
41   62 -21
290   437 -147
41   65 -24
41   40 1
209   353 -144
105   110 -5
33   34 -1
65   81 -16
229   354 -125
65   97 -32
198   313 -115
40   64 -24
119   130 -11
127   143 -16
279   282 -3
51   44 7
383   450 -67
30   32 -2
49   44 5
468   321 147
174   173 1
262   233 29
65   50 15
390   304 86
121   102 19
30   37 -7
302   338 -36
438   467 -29
45   43 2
135   159 -24
90   105 -15
22   27 -5
112   137 -25
45   49 -4
67   54 13
304   245 59
101   92 9
51   48 3
55   49 6
405   449 -44
313   170 143
313   151 162
75   40 35
151   89 62
226   137 89
111   104 7
319   373 -54
48   57 -9
48   56 -8
48   42 6
238   260 -22
48   57 -9
114   107 7
304   423 -119
395   375 20
3,006   2,839 167
21,683   20,604 1,079
427   312 115
214   138 76
835   852 -17
6   6  
476   459 17
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
      94
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -85
b       -16
c       -52
d       87
e       50
      2
      5
      -2
      15
      -3
       
      379
      -8
       
      203
      4
      238
      1
      33
      28
      -70
      -4
      -23
       
      2
       
      1
       
      -1
      -4
       
       
      6
      1
      20
      20
      27
      54
      35
      10
      63
      222
      85
      11
      1,741
      74
      68
      57
      16
      -567
      6
      32
      -9
      -7
      -40
      -12
      -200
      -3
      22
       
      -2
      -75
      -270
      -17
      -11
      -2
      8
      310
      -17
      -16
      -17
      31
      -28
      559
      -45
      -218
      -62
      -32
      13
      -11
      -183
      -14
      -177
      -25
      -13
      -186
      -34
      -224
      -12
      37
      -34
      -177
      4
      1,713
      -213
      -1,667
      -32
      -122
      -31
      -282
      -121
      -29
      -42
      19
      171
      -126
      -30
      -9
      -11
      -19
      34
       
      5
      11
      23
      -21
      -147
      -24
      1
      -144
      -5
      -1
      -16
      -125
      -32
      -115
      -24
      -11
      -16
      -3
      7
      -67
      -2
      5
      147
      1
      29
      15
      86
      19
      -7
      -36
      -29
      2
      -24
      -15
      -5
      -25
      -4
      13
      59
      9
      3
      6
      -44
      143
      162
      35
      62
      89
      7
      -54
      -9
      -8
      6
      -22
      -9
      7
      -119
      20
      167
      1,079
      115
      76
      -17
       
      17
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,115
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 119
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 119
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 119
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 112
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 112
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 7
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (212) 852-3049

    Located atbullet114 47TH ST NY8-114-07-07NEW YORKNY ZIP+4bullet100361510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BANK OF AMERICA N A TRUSTEE
    2     		899    
    114 W 47TH ST NY8-114-07-07
    NEW YORK,NY100361510
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    226,648
    b
    Average of monthly cash balances.......................
    1b
    4,732
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    231,380
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    231,380
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    3,471
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    227,909
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    11,395
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    11,395
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    119
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    119
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    11,276
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    11,276
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    11,276
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    13,505
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    13,505
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    13,505
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 11,276
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 3,443
    c From 2017...... 2,302
    d From 2018...... 1,998
    e From 2019...... 2,069
    fTotal of lines 3a through e........ 9,812
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 13,505
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 11,276
    e Remaining amount distributed out of corpus 2,229
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 12,041
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		12,041
    10 Analysis of line 9:
    a Excess from 2016.... 3,443
    b Excess from 2017.... 2,302
    c Excess from 2018.... 1,998
    d Excess from 2019.... 2,069
    e Excess from 2020.... 2,229
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SPRINGFIELD MUSEUMS CORPORATION
    21 EDWARDS STREET
    SPRINGFIELD,MA011031548     		NONE PC GENERAL OPERATING 12,931
    Total .................................bullet 3a 12,931
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 7,053  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,115  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND     		    1 241  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   9,409  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    9,409
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    CHARLES J SPAID TUA
    EIN:
    04-6021286
    Name of Stock End of Year Book Value End of Year Fair Market Value
    66987V109 NOVARTIS AG SPNSRD A    
    80105N105 SANOFI-SYNTHELABO    
    742718109 PROCTER & GAMBLE CO/ 936 974
    874039100 TAIWAN SEMICONDUCTOR    
    882508104 TEXAS INSTRUMENTS IN 551 1,149
    884903709 THOMSON REUTERS CORP    
    891160509 TORONTO-DOMINION BAN    
    064149107 BANK OF NOVA SCOTIA/    
    12541W209 CH ROBINSON WORLDWID 871 1,033
    438128308 HONDA MOTOR ADR NEW    
    693483109 POSCO    
    82028K200 SHAW COMMUNICATIONS    
    369550108 GENERAL DYNAMICS COR 883 893
    404280406 HSBC HOLDINGS PLC    
    684060106 ORANGE SA    
    74435K204 PRUDENTIAL PLC ADR    
    89151E109 TOTAL FINA ELF S.A.    
    136385101 CANADIAN NATURAL RES    
    918204108 V F CORPORATION COM    
    000375204 ABB LTD    
    670100205 NOVO NORDISK A/S ADR    
    G25839104 COCA-COLA EUROPEAN    
    867224107 SUNCOR ENERGY INC    
    949746804 WELLS FARGO & CO    
    78440P108 SK TELECOM LTD SPON    
    86562M209 SUMITOMO MITSUI FINA    
    05534B760 BCE INC    
    16941M109 CHINA MOBILE LTD    
    169426103 CHINA TELECOM CORP L    
    291011104 EMERSON ELECTRIC CO 852 1,125
    88706P205 TIM PARTICIPACO/S AD    
    438516106 HONEYWELL INTERNATIO    
    48268K101 KT CORP    
    92937A102 WPP PLC NEW/ADR    
    74460D109 PUBLIC STORAGE 951 924
    780087102 ROYAL BANK OF CANADA    
    770323103 ROBERT HALF INTERNAT 934 1,000
    007924103 AEGON NV    
    833034101 SNAP ON INC 910 1,027
    892331307 TOYOTA MTR CORP ADR    
    478160104 JOHNSON & JOHNSON 693 787
    695156109 PACKAGING CORP OF AM    
    902494103 TYSON FOODS INC 335 322
    74834L100 QUEST DIAGNOSTICS IN 882 953
    H2906T109 GARMIN LTD 551 598
    717081103 PFIZER INC 685 699
    92556V106 VIATRIS INC 32 37

    TY 2020 InvestmentsOtherSchedule2
    Name:
    CHARLES J SPAID TUA
    EIN:
    04-6021286
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    803431410 JAMES ALPHA GLBL REA AT COST 12,935 12,340
    808524755 SCHWAB FUNDAMENTAL AT COST 23,425 27,435
    92189F437 VANECK VECTORS FALLE AT COST 11,355 12,551
    92189F643 VANECK VECTORS MORNI AT COST 36,411 53,754
    921937827 VANGUARD SHORT-TERM AT COST 8,355 8,373
    87234N765 TCW EMERGING MARKETS AT COST 12,596 12,921
    63872R764 LOOMIS SAYLES CORE P AT COST 19,676 21,839
    808524797 SCHWAB US DIVIDEND E AT COST 10,813 13,662
    46138E727 INVESCO FTSE RAFI EM AT COST 26,341 26,746
    904504495 UNDISCOVERED MANAGER AT COST 19,488 28,561
    32008F200 FIRST EAGLE OVERSEAS AT COST 9,793 10,372
    46137V597 INVESCO FTSE RAFI US AT COST 18,627 22,943
    PRIOR YEAR ENDING      

    TY 2020 OtherDecreasesSchedule
    Name:
    CHARLES J SPAID TUA
    EIN:
    04-6021286
    Description Amount
    MUTUAL FUND TIMING ADJ 18


    TY 2020 OtherExpensesSchedule
    Name:
    CHARLES J SPAID TUA
    EIN:
    04-6021286
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER INVESTMENT EXPENSES 3 3   0
    OTHER NON-ALLOCABLE EXPENSE - 35 0   35


    TY 2020 OtherIncomeSchedule2
    Name:
    CHARLES J SPAID TUA
    EIN:
    04-6021286
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 241 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    CHARLES J SPAID TUA
    EIN:
    04-6021286
    Description Amount
    ROUNDING 6


    TY 2020 TaxesSchedule
    Name:
    CHARLES J SPAID TUA
    EIN:
    04-6021286
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 240 240   0
    FEDERAL ESTIMATES - PRINCIPAL 112 0   0
    FOREIGN TAXES ON NONQUALIFIED 22 22   0