Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
HAROLD P DUGDALE CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

43-6071666
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,349,192J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 46,270 45,969  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -10,765
b Gross sales price for all assets on line 6a 524,725
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 35,505 45,969  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 30,407 27,366   3,041
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,250 0 0 1,250
c Other professional fees (attach schedule).... Click to see attachment 623 561   62
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,856 625   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 294 294    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 37,430 28,846 0 4,353
25 Contributions, gifts, grants paid....... 77,800 77,800
26 Total expenses and disbursements. Add lines 24 and 25 115,230 28,846 0 82,153
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -79,725
b Net investment income (if negative, enter -0-) 17,123
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 325 301 301
2 Savings and temporary cash investments......... 27,129 36,363 36,363
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,267,968 Click to see attachment1,045,931 1,303,312
c Investments—corporate bonds (attach schedule)....... 771,817 Click to see attachment603,818 641,818
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........   Click to see attachment301,675 366,525
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,107 Click to see attachment873 Click to see attachment873
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,068,346 1,988,961 2,349,192
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 2,068,346 1,988,961
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 2,068,346 1,988,961
30 Total liabilities and net assets/fund balances (see instructions). 2,068,346 1,988,961
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,068,346
2
Enter amount from Part I, line 27a .....................
2
-79,725
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
526
4
Add lines 1, 2, and 3 ..........................
4
1,989,147
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
186
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,988,961
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 10000. BANK OF AMERICA 3.550% 3/05/24   2019-04-04 2020-01-15
b 25000. BOEING CO 2.350% 10/30/21   2014-12-29 2020-01-15
c 25000. CHEVRON CORP 2.566% 5/16/23   2019-05-10 2020-01-15
d 2067.54 PGIM TOTAL RETURN BOND CL R6   2019-05-23 2020-01-15
e 160. BARCLAYS PLC ADR   2019-12-18 2020-01-17
45. B H P BILLITON LIMITED A D R   2018-11-30 2020-01-17
35. HORMEL FOODS CORPORATIONCOM   2017-04-11 2020-01-17
20. ISHARES S P 500 E T F   2019-04-17 2020-01-17
50. NOVO-NORDISK A S ADR   2018-11-30 2020-01-17
35. NOVO-NORDISK A S ADR   2019-04-17 2020-01-17
82.649 NUVEEN REAL ESTATE SECS I   2019-02-06 2020-01-17
2221.528 PGIM TOTAL RETURN BOND CL R6   2019-05-23 2020-01-17
15. SPLUNK INC   2019-02-06 2020-01-17
79.831 TOUCHSTONE MID CAP Y   2019-05-23 2020-01-17
35. COCA COLA EUROREAN PARTNERS   2019-03-15 2020-01-17
75. AMERICAN CAMPUS COMMUNITIES   2017-04-11 2020-03-24
1001.001 BARON EMERGING MARKETS INSTITUTIONAL   2020-01-17 2020-03-24
1104.972 CAUSEWAY EMERGING MARKETS INSTL   2020-01-17 2020-03-24
135. B T GROUP P L C A D R   2019-04-17 2020-04-07
4. AMAZON COM INC COM     2020-04-16
635. BARCLAYS PLC ADR   2019-12-18 2020-04-16
1715.043 CAUSEWAY EMERGING MARKETS INSTL     2020-04-16
4779.079 CAUSEWAY EMERGING MARKETS INSTL     2020-04-16
10. COSTCO WHOLESALE CORP COM   2019-03-15 2020-04-16
140. DANONE SPONS A D R   2017-02-16 2020-04-16
170. ENERSIS SA SPONSORED ADR   2019-04-17 2020-04-16
220. ENERSIS SA SPONSORED ADR   2019-03-15 2020-04-16
30. FIVE BELOW   2019-03-15 2020-04-16
35. HORMEL FOODS CORPORATIONCOM   2019-12-18 2020-04-16
15. HORMEL FOODS CORPORATIONCOM   2017-04-11 2020-04-16
180. LEXINFINTECH HLDGS LTD A D R   2019-12-18 2020-04-16
40. MAGNA INTL INC CL A   2017-04-11 2020-04-16
405. MELCO CROWN ENTERTAINMENT LMTD A D R   2019-12-18 2020-04-16
122. MELCO CROWN ENTERTAINMENT LMTD A D R   2019-03-15 2020-04-16
60. MICROSOFT CORP COM     2020-04-16
375. PEARSON P L C A D R     2020-04-16
460. QUDIAN INC SPON A D R   2019-12-18 2020-04-16
315. ROCHE HLDG LTD SPONSORED ADR     2020-04-16
35. SONY CORP AMERN SH NEW   2019-12-18 2020-04-16
75. WPP PLC SPONSORED A D R     2020-04-16
20. CYBER ARK SOFTWARE LTD   2019-12-18 2020-04-16
310. DHT HOLDINGS INC   2019-12-18 2020-04-16
135. CANON INC ADR REPSTG 5 SHS     2020-05-26
1041.975 FEDERATED INST HI YLD BD FD   2018-09-21 2020-05-26
1141.431 FEDERATED INST HI YLD BD FD   2019-12-18 2020-05-26
574.548 TOUCHSTONE MID CAP Y   2019-12-19 2020-05-26
190. COCA COLA EUROREAN PARTNERS     2020-05-26
500. CIA SANEAMENTO BASICO DE A D R     2020-06-22
125. DELTA AIR LINES INC     2020-06-22
25. MOTOROLA SOLUTIONS INC     2020-06-22
30. NICE SYSTEMS LTD-SPONSORED ADR   2019-03-15 2020-06-22
20. RINGCENTRAL INC   2019-02-06 2020-06-22
10. S P GLOBAL INC   2019-03-18 2020-06-22
15. SPLUNK INC   2019-12-18 2020-06-22
5. SPLUNK INC   2019-02-06 2020-06-22
10. TRADE DESK INC THE CLASS A   2019-12-18 2020-06-22
20. ADIDAS AG A D R   2017-02-16 2020-07-16
140. ASTELLAS PHARMA INC A D R   2017-10-05 2020-07-16
225. KT CORP SP A D R   2017-02-16 2020-07-16
85. KONINKLIJKE AHOLD DELHAIZE NV ADR   2014-03-06 2020-07-16
275. MITSUBISHI UFJ FINL GRP A D R   2019-12-18 2020-07-16
520. MITSUBISHI UFJ FINL GRP A D R   2019-03-15 2020-07-16
795. MIZUHO FNL GRP A D R   2017-02-16 2020-07-16
125. N T T DO CO MO INC A D R   2018-03-27 2020-07-16
105. NIPPON TELEG & TEL CORP   2017-04-11 2020-07-16
25. NOVARTIS AG SPONSORED ADR   2020-01-17 2020-07-16
55. SMITH NEPHEW P L C A D R   2020-01-17 2020-07-16
125. VIPSHOP HOLDINGS LTD A D R   2019-12-18 2020-07-16
100. WNS HOLDINGS LTD ADR   2014-03-06 2020-07-16
65. ATLANTICA YIELD PLC   2019-03-15 2020-07-16
.8684 KONINKLIJKE PHILIPS ELECTRS SPONSORED ADR NEW 2000   2020-01-17 2020-08-05
835. AEGON N V NY REG SHR   2018-11-30 2020-08-17
60. BP PLC SPONSORED ADR   2020-01-17 2020-08-17
55. BRISTOL MYERS SQUIBB RT 3/31/21   2019-11-20 2020-08-17
40. FOOT LOCKER INC COM   2018-11-30 2020-08-17
690. MITSUBISHI UFJ FINL GRP A D R     2020-08-17
130. VIPSHOP HOLDINGS LTD A D R   2019-12-18 2020-08-17
25000. GEN ELEC CAP CRP MTN 4.375% 9/16/20   2011-02-25 2020-09-16
95. COMPANHIA PARANAENSE ENER SP A D R   2019-12-18 2020-09-18
220. COMPANHIA PARANAENSE ENER SP A D R   2019-04-17 2020-09-18
80. NICE SYSTEMS LTD-SPONSORED ADR     2020-09-18
145. NOVARTIS AG SPONSORED ADR     2020-09-18
1. WELLS FARGO & CO NEW   1911-11-11 2020-10-02
135. INTL CONSLIDATED A SPONS A D R   1901-01-01 2020-10-15
135. INTL CONSLIDATED A SPONS A D R   2020-01-17 2020-10-28
275. N T T DO CO MO INC A D R     2020-10-28
175. MYLAN NV   2019-12-18 2020-11-17
70. MYLAN NV   2020-01-17 2020-11-17
CAPITAL GAIN DIVIDENDS P    
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 10,402   10,155 247
b 25,159   24,831 328
c 25,564   24,997 567
d 30,062   29,916 146
e 1,453   1,549 -96
2,542   1,997 545
1,625   1,200 425
6,656   5,831 825
3,068   2,319 749
2,148   1,699 449
1,741   1,687 54
32,212   32,144 68
2,356   1,939 417
3,323   2,809 514
1,868   1,733 135
1,728   3,588 -1,860
10,691   15,405 -4,714
10,740   14,862 -4,122
1,050   2,059 -1,009
9,742   6,779 2,963
2,687   6,147 -3,460
18,128   22,999 -4,871
50,515   59,641 -9,126
3,183   2,348 835
1,872   1,788 84
1,352   1,511 -159
1,750   2,048 -298
2,420   3,552 -1,132
1,738   1,549 189
745   514 231
1,527   2,282 -755
1,367   1,607 -240
5,868   9,667 -3,799
1,768   2,791 -1,023
10,559   5,189 5,370
2,262   4,326 -2,064
723   2,249 -1,526
13,004   10,018 2,986
2,173   2,367 -194
2,459   4,861 -2,402
1,787   2,469 -682
2,229   2,303 -74
2,761   3,810 -1,049
9,638   10,170 -532
10,558   11,346 -788
20,615   23,195 -2,580
7,226   9,480 -2,254
5,656   5,525 131
3,680   5,938 -2,258
3,506   4,175 -669
5,881   3,567 2,314
5,731   1,940 3,791
3,265   2,057 1,208
2,899   2,210 689
966   646 320
4,026   2,548 1,478
2,723   1,577 1,146
2,218   1,830 388
2,275   3,495 -1,220
2,430   1,304 1,126
1,096   1,529 -433
2,072   2,708 -636
2,019   2,989 -970
3,432   3,213 219
2,485   2,315 170
2,178   2,391 -213
2,231   2,716 -485
2,646   1,794 852
6,148   1,966 4,182
1,872   1,108 764
41   43 -2
2,348   4,651 -2,303
1,357   2,330 -973
168   117 51
1,146   2,254 -1,108
2,783   3,553 -770
3,034   1,865 1,169
25,000   25,000  
1,125   1,547 -422
2,605   2,052 553
17,272   8,739 8,533
13,102   13,647 -545
19     19
89     89
327   2,365 -2,038
10,227   5,233 4,994
2,757   3,296 -539
1,103   1,531 -428
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
      3,743
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       247
b       328
c       567
d       146
e       -96
      545
      425
      825
      749
      449
      54
      68
      417
      514
      135
      -1,860
      -4,714
      -4,122
      -1,009
      2,963
      -3,460
      -4,871
      -9,126
      835
      84
      -159
      -298
      -1,132
      189
      231
      -755
      -240
      -3,799
      -1,023
      5,370
      -2,064
      -1,526
      2,986
      -194
      -2,402
      -682
      -74
      -1,049
      -532
      -788
      -2,580
      -2,254
      131
      -2,258
      -669
      2,314
      3,791
      1,208
      689
      320
      1,478
      1,146
      388
      -1,220
      1,126
      -433
      -636
      -970
      219
      170
      -213
      -485
      852
      4,182
      764
      -2
      -2,303
      -973
      51
      -1,108
      -770
      1,169
       
      -422
      553
      8,533
      -545
      19
      89
      -2,038
      4,994
      -539
      -428
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -10,765
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 238
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 238
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 238
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 2,908
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,908
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,670
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet240 RefundedBullet 11 2,430
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (816) 364-7249

    Located atbulletPO BOX 387ST LOUISMO ZIP+4bullet63166
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    US BANK N A TRUSTEE
    1     		30,407    
    PO BOX 0634
    MILWAUKEE,WI532010634
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,082,126
    b
    Average of monthly cash balances.......................
    1b
    39,359
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,121,485
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,121,485
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    31,822
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,089,663
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    104,483
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    104,483
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    238
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    238
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    104,245
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    104,245
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    104,245
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    82,153
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    82,153
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    82,153
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 104,245
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 106,507
    b From 2016...... 69,978
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 1,456
    fTotal of lines 3a through e........ 177,941
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 82,153
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 82,153
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 22,092 22,092
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 155,849
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		84,415
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		71,434
    10 Analysis of line 9:
    a Excess from 2016.... 69,978
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 1,456
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    PONY EXPRESS MUSEUM
    914 PENN ST
    ST JOSEPH,MO64503     		NONE PC GENERAL OPERATING 6,000
    CHRIST EPISCOPAL CHURCH
    ATTN FINANCE COMMITTEE
    207 N 7TH ST
    SAINT JOSEPH,MO64501     		NONE PC GENERAL OPERATING 18,200
    THE CENTER A SAMARITAN CENTER
    902 EDMOND SUITE 203
    ST JOSEPH,MO64501     		NONE PC GENERAL OPERATING 4,500
    YWCA
    304 N 8TH STREET
    STJOSEPH,MO64501     		NONE PC GENERAL OPERATING 2,500
    AMERICAN HEART ASSOCIATION
    7272 GREENVILLE AVENUE
    DALLAS,TX75231     		NONE PC GENERAL OPERATING 3,000
    INTERFAITH COMMUNITY SERVICES INC
    200 CHEROKEE
    SAINT JOSEPH,MO64504     		NONE PC GENERAL OPERATING 20,000
    JUNIOR ACHIEVEMENT OF MIDDLE AMERICA
    4001 BLUE PKWY SUITE 210
    KANSAS CITY,MO64130     		NONE PC GENERAL OPERATING 2,000
    PONY EXPRESS BOY SCOUTS OF AMERICA
    1704 BUCKINGHAM ST
    ST JOSEPH,MO64506     		NONE PC GENERAL OPERATING 2,500
    SISTERS OF SOLACE
    PO BOX 903
    ST JOSEPH,MO64502     		NONE PC GENERAL OPERATING 2,000
    YWCA ST JOSEPH
    304 N 8TH STREET
    ST JOSEPH,MO64501     		NONE PC GENERAL OPERATING 2,500
    GIRL SCOUTS OF NE KS & NW MO INC
    8383 BLUE PARKWAY
    KANSAS CITY,MO64133     		NONE PC GENERAL PURPOSE 5,000
    PIVOTAL POINT TRANSITIONAL HOUSING
    3000 PARKWAY A
    SAINT JOSEPH,MO64507     		NONE PC GENERAL PURPOSE 4,600
    NORTHWEST FOUNDATION INC
    800 UNIVERSITY DR
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PUROSE 5,000
    Total .................................bullet 3a 77,800
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 46,270  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -10,765  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   35,505  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    35,505
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,250     1,250

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Name of Bond End of Year Book Value End of Year Fair Market Value
    36962G4R2 GEN ELEC CAP CRP MTN    
    20826FAA4 CONOCOPHILLIPS CO 44,301 51,714
    037833BY5 APPLE INC 50,400 56,111
    94974BFJ4 WELLS FARGO MTN 25,053 26,494
    097023BG9 BOEING CO    
    05565QDA3 BP CAPITAL MARKETS 52,272 55,759
    06406HCS6 BANK OF NEW YORK MTN 51,941 54,823
    31420B300 FEDERATED INST HI YL 87,355 89,696
    06051GHF9 BANK OF AMERICA    
    74440B884 PGIM TOTAL RETURN BO 156,732 163,812
    05565QDG0 BP CAPITAL MARKETS 10,313 10,726
    459200JY8 IBM CORP 50,057 54,164
    24422ETT6 JOHN DEERE MTN 24,869 26,853
    24422EUT4 JOHN DEERE MTN 50,525 51,666
    166764BK5 CHEVRON CORP    

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Name of Stock End of Year Book Value End of Year Fair Market Value
    375558103 GILEAD SCIENCES INC 7,750 6,409
    653656108 NICE SYS LTD SPONSOR    
    92343V104 VERIZON COMMUNICATIO 2,447 2,350
    464287804 I SHARES S P SMALLC 40,023 47,237
    670678507 NUVEEN REAL ESTATE S 65,081 60,066
    594918104 MICROSOFT CORP 6,093 12,233
    86562M209 SUMITOMO MITSUI FINL 20,614 17,369
    500467501 KONINKLIJKE AHOLD DE 3,359 6,181
    771195104 ROCHE HOLDINGS LTD S 13,584 16,221
    57636Q104 MASTERCARD INC 490 5,354
    60687Y109 MIZUHO FNL GRP A D R 5,872 4,514
    02079K305 ALPHABET INC CL A 9,667 14,021
    149498107 CAUSEWAY EMERGING MA    
    62942M201 NTT DOCOMO INC A D R    
    686330101 ORIX CORP SPONS A D 2,523 2,320
    92932M101 WNS HOLDINGS LTD ADR 786 2,882
    20030N101 COMCAST CORP CL A 3,274 4,454
    138006309 CANON INC SPONS A D    
    48268K101 KT CORP SP A D R 8,958 6,716
    23636T100 DANONE SPONS A D R    
    56585A102 MARATHON PETROLEUM C 10,168 7,941
    456463108 INDUSTRIAS BACHOCO S 5,791 4,968
    34407D109 FLY LEASING LTD A D 5,370 3,595
    060505104 BANK OF AMERICA CORP 4,399 5,456
    46625H100 J P MORGAN CHASE CO 4,145 5,718
    H1467J104 CHUBB LTD 3,910 4,618
    247361702 DELTA AIR LINES INC    
    00687A107 ADIDAS AG A D R 1,971 4,575
    559222401 MAGNA INTL INC CL    
    670100205 NOVO NORDISK AS A D    
    00206R102 ATT INC 2,329 1,726
    N59465109 MYLAN NV    
    92826C839 VISA INC 2,034 3,281
    17275R102 CISCO SYSTEMS INC 2,325 2,238
    440452100 HORMEL FOODS CORP    
    023135106 AMAZON.COM INC 7,034 13,028
    654624105 NIPPON TELEGRAPH TEL 5,465 6,554
    91324P102 UNITED HEALTH GROUP 4,760 8,767
    438516106 HONEYWELL INTERNATIO 1,781 3,191
    500472303 KONINKLIJKE PHILIPS 11,730 13,217
    437076102 HOME DEPOT INC 1,660 2,656
    024835100 AMERICAN CAMPUS COMM    
    04623U102 ASTELLAS PHARMA INC 1,961 2,316
    835699307 SONY CORP A D R    
    882508104 TEXAS INSTRUMENTS IN 1,521 3,283
    03027X100 AMERICAN TOWER CORP 8,976 10,101
    226718104 CRITEO SA SPON A D R 8,467 7,794
    66987V109 NOVARTIS AG A D R    
    097023105 BOEING CO 3,305 2,141
    007924103 AEGON N V NY REG SHR    
    088606108 B H P BILLITON LIMIT    
    88579Y101 3M CO 5,574 5,244
    705015105 PEARSON P L C A D R    
    344849104 FOOT LOCKER INC    
    931142103 WAL MART STORES INC 6,958 10,235
    606822104 MITSUBISHI UFJ FINL    
    92937A102 WPP PLC SPONSORED A    
    G0751N103 ATLANTICA YIELD PLC 2,239 3,798
    29274F104 ENERSIS SA SPONSORED    
    M2682V108 CYBER ARK SOFTWARE L    
    31502A303 FERGUSON NEWCO PLC A 2,734 4,662
    15135B101 CENTENE CORP COM 3,935 4,202
    528877103 LEXINFINTECH HLDGS L    
    89155H793 TOUCHSTONE MID CAP Y 233,644 285,690
    92763W103 VIPSHOP HOLDINGS LTD    
    037833100 APPLE INC 4,553 13,269
    110122157 BRISTOL MYERS SQUIBB    
    20441B407 COMPANHIA PARANAENSE    
    620076307 MOTOROLA SOLUTIONS I    
    78409V104 S P GLOBAL INC    
    012653101 ALBEMARLE CORP 7,178 14,752
    861012102 STMICROELECTRONICS N 3,801 5,197
    23304Y100 DBS GROUP HLDGS LTD 4,244 4,183
    922908686 VANGUARD SMALL CAP I 40,052 50,694
    33829M101 FIVE BELOW    
    22160K105 COSTCO WHSL CORP    
    Y2065G121 DHT HOLDINGS INC    
    N53745100 LYONDELLBASELL INDUS 3,150 3,208
    20441A102 CIA SANEAMENTO BASIC    
    G25839104 COCA COLA EUROREAN P    
    88339J105 TRADE DESK INC THE C    
    808513105 SCHWAB CHARLES CORP 5,569 6,365
    848637104 SPLUNK INC    
    031162100 AMGEN INC 2,417 2,299
    585464100 MELCO CROWN ENTERTAI    
    G6564A105 NOMAD FOODS LTD 3,514 4,194
    06828M876 BARON EMERGING MARKE 78,804 107,460
    285512109 ELECTRONIC ARTS INC 4,342 5,744
    747798106 QUDIAN INC SPON A D    
    06738E204 BARCLAYS PLC A D R    
    M8737E108 TARO PHARMACEUTICAL 2,055 1,468
    30303M102 FACEBOOK INC A 6,508 9,561
    595112103 MICRON TECHNOLOGY IN 2,394 3,383
    127097103 CABOT OIL GAS CORP C 6,638 6,349
    57772K101 MAXIM INTEGRATED PRO 2,414 3,546
    911271302 UNITED OVERSEAS BK L 2,183 1,879
    464287200 ISHARES S P 500 E T 296,047 388,529
    G6095L109 APTIV PLC 1,230 1,954
    12572Q105 CME GROUP INC 5,118 4,551
    76680R206 RINGCENTRAL INC    
    05577E101 B T GROUP P L C A D    
    89400J107 TRANSUNION 1,954 2,977
    70450Y103 PAYPAL HOLDINGS INC 4,261 9,368
    958102105 WESTERN DIGITAL CORP 2,399 1,939
    92556V106 VIATRIS INC 4,827 4,591
    278865100 ECOLAB INC 2,909 3,245
    002824100 ABBOTT LABORATORIES 2,663 3,285

    TY 2020 InvestmentsOtherSchedule2
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    46432F842 ISHARES CORE MSCI EA AT COST 20,921 24,320
    464287614 ISHARES RUSSELL 1000 AT COST 55,573 73,548
    46434G103 ISHARES CORE MSCI EM AT COST 33,634 39,085
    921937801 VANGUARD INTRM TRM B AT COST 50,000 49,881
    024524217 AMERICAN BEACON STEP AT COST 20,000 26,878
    46429B267 ISHARES CORE US TREA AT COST 50,428 48,651
    46090E103 INVESCO QQQ TRUST ET AT COST 71,119 104,162

    TY 2020 OtherAssetsSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INCOME   0 0
    000000000 MISCELLANEOUS ENTRY 1,107 873 873


    TY 2020 OtherDecreasesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Description Amount
    PY RETURN OF CAPITAL ADJ 186


    TY 2020 OtherExpensesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 294 294   0


    TY 2020 OtherIncreasesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Description Amount
    COST BASIS ADJUSTMENT 526


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSE (NON-DEDUCTIBLE 623 561   62


    TY 2020 TaxesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN:
    43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 598 598   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,323 0   0
    FEDERAL ESTIMATES - PRINCIPAL 2,908 0   0
    FOREIGN TAXES ON NONQUALIFIED 27 27   0