Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
JOHN M RIVERS JR FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)40 CALHOUN STREET STE 500
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLESTON, SC29403
A Employer identification number

57-0907666
B Telephone number (see instructions)

(843) 723-9900
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,454,412J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 151 151  
4 Dividends and interest from securities... 66,758 66,758  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment -113,696
b Gross sales price for all assets on line 6a 1,831,900
7 Capital gain net income (from Part IV, line 2)... 1,606
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 19 19  
12 Total. Add lines 1 through 11........ -46,768 68,534  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 5,400 4,860   540
c Other professional fees (attach schedule).... Click to see attachment 27,721 24,949   2,732
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,053 1,053    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 3,239 2,915   324
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 37,413 33,777   3,596
25 Contributions, gifts, grants paid....... 172,000 172,000
26 Total expenses and disbursements. Add lines 24 and 25 209,413 33,777   175,596
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -256,181
b Net investment income (if negative, enter -0-) 34,757
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 151,909 34,729  
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 950 1,060  
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,607,039 Click to see attachment2,467,928 3,454,412
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,759,898 2,503,717 3,454,412
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund 2,433,492 2,433,492
28 Retained earnings, accumulated income, endowment, or other funds 326,406 70,225
29 Total net assets or fund balances (see instructions)..... 2,759,898 2,503,717
30 Total liabilities and net assets/fund balances (see instructions). 2,759,898 2,503,717
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,759,898
2
Enter amount from Part I, line 27a .....................
2
-256,181
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
2,503,717
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,503,717
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1a
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,606
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 483
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 483
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 483
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,060
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,060
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 577
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet577 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRIVERS ENTERPRISES INC Telephone no.bullet (843) 723-9900

    Located atbullet400 CALHOUN ST SUITE 500CHARLESTONSC ZIP+4bullet29403
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOHN M RIVERS JR PRESIDENT/DI
    000.00     		0 0 0
    40 CALHOUN STREET SUITE 500
    CHARLESTON,SC29403
    DAVID H MAYBANK JR VICE PRESIDE
    000.00     		0 0 0
    50 CALHOUN STREET SUITE 500
    CHARLESTON,SC29403
    ANNE T POPE SECRETARY/DI
    000.00     		0 0 0
    40 CALHOUN STREET SUITE 500
    CHARLESTON,SC29403
    ANNE H BLESSING ASSISTANT SE
    000.00     		0 0 0
    PO BOX 3067
    50 CALHOUN STREET SUITE 500
    CHARLESTON,SC29403
    KAREN PHILLIPS TREASURER/DI
    000.00     		0 0 0
    40 CALHOUN ST SUITE 500
    CHARLESTON,SC29403
    THOMAS WARING DIRECTOR
    000.00     		0 0 0
    40 CALHOUN STREET SUITE 500
    CHARLESTON,SC29403
    J RUTLEDGE YOUNG JR DIRECTOR
    000.00     		0 0 0
    40 CALHOUN STREET SUITE 500
    CHARLESTON,SC29403
    TRICIA C CORDINA DIRECTOR
    000.00     		0 0 0
    40 CALHOUN STREET SUITE 500
    CHARLESTON,SC29403
    J LAWSON JOHNSON DIRECTOR
    000.00     		0 0 0
    40 CALHOUN STREET SUITE 500
    CHARLESTON,SC29403
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,315,406
    b
    Average of monthly cash balances.......................
    1b
    93,319
    c
    Fair market value of all other assets (see instructions)................
    1c
    1,060
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,409,785
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    3,409,785
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    51,147
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,358,638
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    167,932
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    167,932
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    483
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    483
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    167,449
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    167,449
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    167,449
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    175,596
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    175,596
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    175,596
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 167,449
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 29,490
    b From 2016...... 28,244
    c From 2017...... 1,783
    d From 2018...... 27,756
    e From 2019...... 12,592
    fTotal of lines 3a through e........ 99,865
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 175,596
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 167,449
    e Remaining amount distributed out of corpus 8,147
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 108,012
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		29,490
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		78,522
    10 Analysis of line 9:
    a Excess from 2016.... 28,244
    b Excess from 2017.... 1,783
    c Excess from 2018.... 27,756
    d Excess from 2019.... 12,592
    e Excess from 2020.... 8,147
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN M RIVERS JR
    PO BOX 21050
    CHARLESTON,SC29413
    (843) 723-9900
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN REQUEST
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    CHARLESTON, SC AREA AND CASHIERS, NC AREA
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ASHLEY HALL SCHOOL
    ASHLEY HALL SCHOOL
    172 RUTLEDGE AVENUE
    172 RUTLEDGE AVENUE
    CHARLESTON,SC29403     		    LO DOME PROJECT 30,000
    CAMDEN MILITARY ACADEMY
    CAMDEN MILITARY ACADEMY
    520 US HIGHWAY 1 NORTH
    520 US HIGHWAY 1 NORTH
    CAMDEN,SC29020     		    DISCRETIONARY FUND 5,000
    CHARLESTON LIBRARY SOCIETY
    CHARLESTON LIBRARY SOCIETY
    164 KING STREET
    164 KING STREET
    CHARLESTON,SC29401     		    HONOR ANNE CLEVELAND 1,500
    CHARLESTON PARKS CONSERVANCY
    CHARLESTON PARKS CONSERVANCY
    PO BOX 31187
    PO BOX 31187
    CHARLESTON,SC29417     		    SUSIE JACKSON FREEDOM MEMORIAL GARDE 5,000
    CHARLESTON PROMISE NEIGHBORHOOD
    CHARLESTON PROMISE NEIGHBORHOOD
    1819 MEETING ST RD STE B
    1819 MEETING ST RD STE B
    CHARLESTON,SC29405     		    RENEWED INTEREST IN PROGRAM 2,500
    CHARLESTON STAGE
    CHARLESTON STAGE
    PO BOX 356
    PO BOX 356
    CHARLESTON,SC29042     		    GENERAL 1,000
    CHARLESTON SYMPHONY ORCHESTRA
    CHARLESTON SYMPHONY ORCHESTRA
    756 ST ANDREWS BLVD
    756 ST ANDREWS BLVD
    CHARLESTON,SC29407     		    HONOR JOHN F MAYBANK 1,000
    CHURCH OF THE GOOD SHEPHERD
    CHURCH OF THE GOOD SHEPHERD
    PO BOX 32
    PO BOX 32
    CASHIERS,NC28787     		    HONOR ROB WOOD 5,000
    CHURCH OF THE GOOD SHEPHERD
    CHURCH OF THE GOOD SHEPHERD
    PO BOX 32
    PO BOX 32
    CASHIERS,NC28787     		    RECTOR'S DISCRETION 4,000
    COASTAL CONSERVATION LEAGUE
    COASTAL CONSERVATION LEAGUE
    PO BOX 1765
    PO BOX 1765
    CHARLESTON,SC294021765     		    SHERWOOD STUDY 5,000
    COLLEGE OF CHARLESTON OF THE ARTS
    COLLEGE OF CHARLESTON COUGAR CLUB
    66 GEORGE STREET
    66 GEORGE STREET
    CHARLESTON,SC294240001     		    VALERIE MORRIS SCHOLARSHIP 25,000
    COLLEGE OF CHARLESTON WOMENS GOLF
    COLLEGE OF CHARLESTON WOMENS GOLF
    103 CALHOUN STREET
    103 CALHOUN STREET
    CHARLESTON,SC29401     		    YEAMANS HALL COUGAR CLASSIC 1,000
    COLLEGE OF CHAS WOMEN'S BASKETBALL
    COLLEGE OF CHAS WOMEN'S BASKETBALL
    66 GEORGE STREET
    66 GEORGE STREET
    CHARLESTON,SC29424     		    COACH'S DISCRETION 10,000
    COLLEGE OF CHAS MENS BASKETBALL
    COLLEGE OF CHAS MENS BASKETBALL
    66 GEORGE STREET
    66 GEORGE STREET
    CHARLESTON,SC29424     		    COACH'S DISCRETION 5,000
    COLLEGE OF CHAS SCHOOL AVERY INSTIT
    COLLEGE OF CHAS SCHOOL OF THE ARTS
    66 GEORGE STREET
    66 GEORGE STREET
    CHARLESTON,SC29424     		    SEA ISLAND ORAL HISTORY 15,000
    COLLEGE OF CHAS SCHOOL OF THE ARTS
    COLLEGE OF CHAS SCHOOL OF THE ARTS
    66 GEORGE STREET
    66 GEORGE STREET
    CHARLESTON,SC29424     		    CHARLESTON MUSIC FEST 1,000
    COLLEGE OF CHAS SCHOOL OF THE ARTS
    COLLEGE OF CHAS SCHOOL OF THE ARTS
    66 GEORGE STREET
    66 GEORGE STREET
    CHARLESTON,SC29424     		    INTERNATIONAL PIANO SERIES 1,000
    COLOUR OF MUSIC
    COLOUR OF MUSIC
    PO BOX 22724
    PO BOX 22724
    CHARLESTON,SC294132724     		    AFRICAN AMERICAN CHAMBER MUSIC 1,000
    DRAYTON HALL FOUNDATION
    DRAYTON HALL FOUNDATION
    3380 ASHLEY RIVER ROAD
    3380 ASHLEY RIVER ROAD
    CHARLESTON,SC29414     		    HONOR DRAYTON FAMILY 9,000
    FRIENDS OF THE MUNI-CHS MUNI GOLF
    FRIENDS OF THE MUNI-CHS MUNI GOLF
    PO BOX C
    PO BOX C
    CHARLESTON,SC29401     		    RENOVATION OF GOLF COURSE 5,000
    GIBBES MUSEUM OF ART
    GIBBES MUSEUM OF ART
    135 MEETING STREET
    135 MEETING STREET
    CHARLESTON,SC29401     		    EXECUTIVE DIRECTOR'S DISCRETION 3,500
    HALOS
    HALOS
    4995 LACROSS RD STE 1250
    4995 LACROSS RD STE 1250
    NORTH CHARLESTON,SC29406     		    NEW INTEREST BY BOARD 1,000
    HISTORIC CHARLESTON FOUNDATION
    HISTORIC CHARLESTON FOUNDATION
    40 EAST BAY STREET
    40 EAST BAY STREET
    CHARLESTON,SC29401     		    EXECUTIVE DIRECTOR'S DISCRETION 2,500
    LOWCOUNTRY OPEN LAND TRUST
    LOWCOUNTRY OPEN LAND TRUST
    485 EAST BAY STREET
    485 EAST BAY STREET
    CHARLESTON,SC29401     		    HONOR RUTLEDGE YOUNG 1,000
    MIDDLETON PLACE FOUNDATION
    MIDDLETON PLACE FOUNDATION
    4300 ASHLEY RIVER ROAD
    4300 ASHLEY RIVER ROAD
    CHARLESTON,SC29414     		    HONOR CHARLES H. P. DUELL 1,500
    ONE 80 PLACE
    ONE 80 PLACE
    PO BOX 20038
    PO BOX 20038
    CHARLESTON,SC29413     		    HONOR DAVID H MAYBANK, JR 500
    PRESERVATION SOCIETY OF CHARLESTON
    PRESERVATION SOCIETY OF CHARLESTON
    147 KING STREET
    147 KING STREET
    CHARLESTON,SC29401     		    SUSAN PRINGLE FROST CIRCLE 5,000
    SC AQUARIUM
    SC AQUARIUM
    PO BOX 13000
    PO BOX 13000
    CHARLESTON,SC294139001     		    HONOR HILTON SMITH 1,000
    SC HISTORICAL SOCIETY
    SC HISTORICAL SOCIETY
    100 MEETING STREET
    100 MEETING STREET
    CHARLESTON,SC29401     		    SUPPORT PTRSHIP COC & ADDLESTONE LIB 1,000
    SPOLETO FESTIVAL USA
    SPOLETO FESTIVAL USA
    14 GEORGE STREET
    14 GEORGE STREET
    CHARLESTON,SC29401     		    ANNUAL OPERATING BUDGET 10,000
    ST PHILIPS CHURCH
    ST PHILIPS CHURCH
    142 CHURCH STREET
    142 CHURCH STREET
    CHARLESTON,SC29401     		    RECTORS DISCRETIONARY FUND 1,000
    TRIDENT UNITED WAY
    TRIDENT UNITED WAY
    6296 RIVERS AVENUE
    6296 RIVERS AVENUE
    NORTH CHARLESTON,SC29406     		    ANNUAL COMMUNITY CAMPAIGN 10,000
    UNIV NORTH CAROLINA AT CHAPEL HILL
    UNIV NORTH CAROLINA AT CHAPEL HILL
    208 W FRANKLIN STREET
    208 W FRANKLIN STREET
    CHAPEL HILL,NC27516     		    PRESERVATION OF SOUTHERN ORAL HISTOR 1,000
    Total .................................bullet 3a 172,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 151  
    4 Dividends and interest from securities....     14 66,758  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     18 19  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        -113,696
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   66,928 -113,696
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    -46,768
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    JOHN M RIVERS JR FOUNDATION
    EIN:
    57-0907666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT ACCOUNTING FEES 5,400 4,860   540

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    JOHN M RIVERS JR FOUNDATION
    EIN:
    57-0907666
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    PERSHING 7614-SEE ATTACHED   PURCHASE     366,208 433,155     -66,947  
    PERSHING 7614-SEE ATTACHED   PURCHASE     205,740 216,451     -10,711  
    PERSHING 7613-SEE ATTACHED   PURCHASE     125,297 144,583     -19,286  
    PERSHING 7613-SEE ATTACHED   PURCHASE     101,124 113,757     -12,633  
    PERSHING 7605-SEE ATTACHED   PURCHASE     483,457 506,279     -22,822  
    PERSHING 7605-SEE ATTACHED   PURCHASE     384,180 391,191     -7,011  
    PERSHING 6463-SEE ATTACHED   PURCHASE     63,156 52,097     11,059  
    PERSHING 6463-SEE ATTACHED   PURCHASE     101,132 88,083     13,049  

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    JOHN M RIVERS JR FOUNDATION
    EIN:
    57-0907666
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABS 38,731 51,570
    ABBOTT LABS 13,333 18,613
    ABBOTT LABS 6,669 9,307
    ACCENTURE PLC 27,714 44,144
    ACCENTURE PLC IRELAND 7,755 13,061
    ADOBE SYS INC 35,805 68,016
    AIR LIQUIDE ADR 13,388 19,208
    ALIBABA GROUP HOLDING LTD 39,930 30,255
    ALIGN TECHNOLOGY INC 14,072 29,925
    ALLIANZ SE SPONS ADR 23,973 26,252
    ALPHABET INC CAP STCL C 43,442 66,571
    ALPHABET INC CAP STK CL C 20,778 28,030
    ALPHABET INC CL A 13,588 21,032
    AMAZON COM INC 41,879 52,111
    AMERICAN EXPRESS CO 20,642 24,787
    AMGEN INC    
    AMGEN INC    
    ANHEUSER BUSCH INBEV 29,593 28,593
    AUTODESK INC 23,738 44,885
    AUTOMATIC DATA PROCESSING INC    
    BANK OF AMERICA CORP 15,575 17,489
    BANK OF NEW YORK MELLON CORP    
    BANK OF SC 28,404 203,966
    BERKSHIRE HATHAWAY 29,305 33,621
    BNP PARIBAS SPONSORED ADR    
    BOEING CO    
    BOOKING HLDGS INC    
    BP PLC SPONS ADR    
    BROADCOM INC 15,447 26,271
    BROADCOM INC 11,037 19,265
    CARRIER GLOBAL CORP 10,283 21,123
    CARRIER GLOBAL CORP 5,339 11,467
    CATERPILLAR INC 25,425 25,483
    CHEVRON CORP 16,214 21,957
    CHEVRON CORP 13,484 10,556
    CISCO SYSTEM INC    
    CISCO SYSTEMS INC    
    CITIGROUP INC    
    CITIZENS FINL GROUP INC    
    CME GROUP INC 9,533 10,013
    COCA COLA COMPANY 29,818 34,275
    COCA COLA COMPANY 12,796 14,258
    COCA-COLA EUROPEAN PARTNERS 21,384 26,161
    COMCAST CORP 10,472 13,362
    COMPAGINE FINANCIERE RICHEMONT    
    CONOCOPHILLIPS    
    CONOCOPHILLIPS    
    CORESITE RLTY CORP    
    CORESITE RLTY CORP    
    CORNING INC    
    CORNING INC    
    CROWN CASTLE INTL CORP 20,698 24,674
    CROWN CASTLE INTL CORP 9,776 12,417
    CUMMINS INC    
    CUMMINS INC    
    CYRUSONE INC 6,324 6,218
    DANONE SPONSORED ADR    
    DEUTSCHE POST AG SPONS ADR 17,244 26,664
    DIAGEO PLC SPONSORED ADR 25,146 26,204
    DISCOVER FINL SVCS COM 5,313 9,958
    DOLLAR GEN CORP 16,596 29,232
    DOMINION ENERGY INC    
    DOMINION ENERGY INC    
    DOUBLELINE TOTAL RETURN BOND FD    
    DOW INC 13,700 14,708
    EATON CORP PLC SHS    
    EATON CORP PLC SHS    
    ESSILOR INTL S A 20,373 26,438
    FACEBOOK INC 48,566 78,943
    FACEBOOK INC CL A 19,914 29,228
    GARTNER INC 21,227 23,548
    HARBOR SMALL CAP VALUE FUND 80,015 83,016
    HASBRO INC 10,140 10,757
    HCA HEALTHCARE INC 7,393 11,512
    HOME DEPOT INC 12,992 21,250
    HOME DEPOT INC 6,700 9,297
    ILLUMINA INC 17,875 21,460
    INGERSOLL RAND PLC SHS    
    INTEL CORP 5,225 10,213
    INTERNATIONAL BUSINESS MACH 13,949 11,581
    INTERNTIONAL BUSINESS MACH 9,492 8,182
    INTUITIVE SURGICAL 18,323 20,453
    INVESCO GLOBAL REAL ESTATE INC FD    
    JAMP HLDG CORP 34,606 29,830
    JOHNSON & JOHNSON 30,389 34,781
    JOHNSON & JOHNSON 29,570 35,411
    JOHNSON & JOHNSON 16,633 18,886
    JP MORGAN CHASE & CO 38,822 52,099
    JP MORGAN CHASE & CO 17,129 21,602
    KIMBERLY CLARK CORP    
    KINDER MORGAN INC 31,043 25,221
    KINDER MORGAN INC DEL 13,963 14,928
    KINDER MORGAN INC DEL 14,182 12,235
    KLA CORP 6,626 9,062
    KOHLS CORP    
    KOHLS CORP    
    KONINKLUKE PHILIPS N V 23,081 30,660
    LAZARD GLOBAL LISTED INFRASTRUCTURE    
    LILLY ELI & CO 12,819 14,351
    LOCKHEED MARTIN CORP 9,065 10,649
    LVMH MOET HENNESSY LOUIS VUITTON ADR 18,559 31,806
    MASTERCARD INC 27,003 47,116
    MASTERCARD INC CL A 19,690 24,986
    MATTHEWS PACIFIC TIGER FUND    
    MCDONALDS CORP 12,008 12,875
    MEDTRONIC INC 29,003 34,556
    MEDTRONIC PLC SHS 14,161 14,643
    MICROSOFT CORP 9,250 76,957
    MICROSOFT CORP 20,221 39,591
    MICROSOFT CORP 10,489 20,018
    MORGAN STANLEY COM 20,582 29,125
    MORGAN STANLEY COM 7,963 14,734
    MSCI INC 9,702 19,647
    MUZINICH CREDIT OPPORTUNITIES FD    
    NESTLE SA SPONSORED ADR REPSTG 16,183 20,615
    NESTLE SASPONSORED ADR REPSTG    
    NEXTERA ENERGY INC 12,536 19,442
    NIKE INC CL B 13,683 22,635
    NOVARTIS AG SPONSORED ADR 22,268 25,779
    NOVO NORDISK A.S. ADR 13,871 17,463
    O REILLY AUTOMOTIVE INC    
    ONEOK INC    
    ONEOK INC    
    ONEOK INC 4,886 4,989
    PAYPAL HOLDING INCORPOR 17,366 41,688
    PEPSICO INC    
    PEPSICO INC    
    PROCTER & GAMBLE CO    
    PROCTER & GAMBLE CO 9,032 12,523
    QUALCOMM INC 17,136 37,323
    QUALCOMM INC 9,877 20,566
    RAYTHEON TECHNOLOGIES CORP 19,542 21,095
    RAYTHEON TECHNOLOGIES CORP 10,544 11,012
    RBC MARKETS EQUITY FUND CL I 85,000 105,706
    RECKITT BENCKISER PLC SPONSORED ADR    
    REGENERON PHARMACEUTICALS INC 19,989 23,189
    ROYAL DUTCH SHELL PLC SPONSORED ADR    
    SALESFORCE.COM INC 28,529 37,830
    SANOFI SPONS ADR 24,177 26,482
    SEMPER MBS TOTAL RETURN FD 120,438 122,806
    SERVICENOW INC 22,069 43,484
    SLACK TECHNOLOGIES INC 32,777 42,240
    STARBUCKS CORP 20,610 33,913
    STARBUCKS CORP 5,931 10,163
    STARBUCKS CORP 10,230 16,582
    SYSCO CORP    
    TAIWAN SEMICONDUCTOR MFG CO 10,344 29,768
    TARGET CORP 6,109 14,122
    TEXAS INSTRUMENTS 21,871 24,620
    TIFFANY & CO    
    TOKYO ELECTRON LTD 13,307 18,250
    TORTOISE MLP AND PIPELINE FUND    
    TRAVELERS COS INC    
    TRUIST FINL CORP    
    TRUIST FINL CORP    
    UNILEVER PLC SPON ADR 21,607 23,239
    UNION PAC CORP 11,976 12,493
    UNION PAC CORP 9,994 12,493
    UNITED TECHNOLOGIES CORP    
    UNITED TECHNOLOGIES CORP    
    UNITEDHEALTH GRP INC 26,800 29,106
    VANGUARD SHORT-TERM INVESTMENT-GRADE    
    VERIZON COMMUNICATIONS INC    
    VERIZON COMMUNICATIONS INC    
    VISA INC 27,347 47,683
    VISA INC COM CL A 19,384 24,060
    VIVENDI SA ADR 18,222 24,717
    VOYA SECURITIZED CREDIT FUND 156,777 162,671
    WESTERN ASSET CORE PLUS BOND FD CL I    
    WESTROCK CO 9,938 12,624
    ZOETIS INC CL A 24,492 43,692

    TY 2020 OtherExpensesSchedule
    Name:
    JOHN M RIVERS JR FOUNDATION
    EIN:
    57-0907666
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
      3,239 2,915   324


    TY 2020 OtherIncomeSchedule2
    Name:
    JOHN M RIVERS JR FOUNDATION
    EIN:
    57-0907666
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SEC LITIGATION SETTLEMENT 19 19  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    JOHN M RIVERS JR FOUNDATION
    EIN:
    57-0907666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGT FEES 27,721 24,949   2,732


    TY 2020 TaxesSchedule
    Name:
    JOHN M RIVERS JR FOUNDATION
    EIN:
    57-0907666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL INCOME TAX 1,053 1,053