Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE RAYMOND C AND MAUREEN K DEE
FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)40 VILLAGE ROAD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FLORHAM PARK, NJ07932
A Employer identification number

23-2880928
B Telephone number (see instructions)

(973) 408-9294
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,784,230J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 69,089 69,089 69,089
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,582,709
b Gross sales price for all assets on line 6a 2,612,338
7 Capital gain net income (from Part IV, line 2)... 1,582,709
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,651,798 1,651,798 69,089
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 8,866     8,866
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,000     2,000
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 10,866 0   10,866
25 Contributions, gifts, grants paid....... 342,000 342,000
26 Total expenses and disbursements. Add lines 24 and 25 352,866 0   352,866
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,298,932
b Net investment income (if negative, enter -0-) 1,651,798
c Adjusted net income (if negative, enter -0-)... 69,089
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 6,867 46,033 46,033
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 460,874 Click to see attachment1,624,837 1,927,552
c Investments—corporate bonds (attach schedule).......   Click to see attachment770,929 810,645
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 675,126    
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,142,867 2,441,799 2,784,230
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 1,142,867 2,441,799
29 Total net assets or fund balances (see instructions)..... 1,142,867 2,441,799
30 Total liabilities and net assets/fund balances (see instructions). 1,142,867 2,441,799
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,142,867
2
Enter amount from Part I, line 27a .....................
2
1,298,932
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
2,441,799
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,441,799
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5 APPLE INC P 2010-12-15 2020-01-22
b 80 APPLE INC P 2010-12-15 2020-01-22
c 70 APPLE INC P 2011-01-19 2020-01-22
d 108 APPLE INC P 2011-05-19 2020-01-22
e 128 APPLE INC P 2011-05-19 2020-01-22
19 ACCENTURE PLC FCLASS A P 2011-10-04 2020-01-22
71 ANALOG DEVICES INC P 2008-12-02 2020-01-22
28 ARCHER-DANIELS-MIDLN P 2003-03-06 2020-01-22
32 AUTO DATA PROCESSING P 2003-03-06 2020-01-22
24 AUTODESK INC P 2011-10-04 2020-01-22
41 AMEREN CORP P 2009-03-05 2020-01-22
661.122 AMERICAN FUNDS EUROPACIFIC GROWTH F1 P 2019-04-08 2020-07-30
14 AMER ELECTRIC PWR CO P 2010-06-07 2020-01-22
216 AFLAC INC P 2009-03-05 2020-01-22
25 AMERICAN INTL GROUP P 2011-10-04 2020-01-22
16 AKAMAI TECHNOLOGIES INC P 2009-03-05 2020-01-22
62 APPLIED MATERIALS P 2011-10-04 2020-01-22
105 ADVANCED MICRO DEVIC P 2018-03-07 2020-01-22
31 AMGEN INC. P 2009-03-05 2020-01-22
81 AMERN TOWER CORP REIT P 2008-12-02 2020-01-22
27 AUTONATION INC P 2009-03-05 2020-01-22
49 AIR PROD & CHEMICALS P 2008-12-02 2020-01-22
90 AMPHENOL CORP CLASS A P 2009-02-02 2020-01-22
6 ADVANSIX INC P 2002-10-11 2020-01-22
23 AVALONBAY CMNTYS INC REIT P 2009-03-05 2020-01-22
108 AMERICAN EXPRESS CO P 2009-04-06 2020-01-22
9 AUTOZONE INC P 2009-02-02 2020-01-22
272 BANK OF AMERICA CORP P 2009-02-02 2020-01-22
459 BANK OF AMERICA CORP P 2009-04-06 2020-01-22
33 BAXTER INTERNTNL P 2002-10-11 2020-01-22
50 BECTON DICKINSON&CO P 2002-10-11 2020-01-22
26 FRANKLIN RESOURCES P 2002-10-11 2020-01-22
46 BROWN FORMAN CORP CLASS B P 2002-10-11 2020-01-22
4 BROWN FORMAN CORP CLASS B P 2002-10-11 2020-01-22
100 BROWN FORMAN CORP CLASS B P 2002-10-11 2020-01-22
21 BANK OF NY MELLON CO P 2011-10-04 2020-01-22
2 BOOKING HOLDINGS INC P 2013-03-18 2020-01-22
14 BANK MONTREAL MEDIUM T F P 2009-03-05 2020-01-22
35 BRISTOL-MYERS SQUIBB P 2009-03-05 2020-01-22
31 BRISTOL-MYERS SQUIBB P 2009-03-05 2020-01-22
22 BRISTOL-MYERS SQUIBB P 2009-03-05 2020-01-22
167 BRISTOL-MYERS SQUIBB P 2009-03-05 2020-01-22
5 BERKSHIRE HATHAWAY CLASS B P 2002-10-11 2020-01-22
9 BERKSHIRE HATHAWAY CLASS B P 2002-10-11 2020-01-22
99.95 BERKSHIRE HATHAWAY CLASS B P 2002-10-11 2020-01-22
5 BERKSHIRE HATHAWAY CLASS B P 2011-08-08 2020-01-22
9 BERKSHIRE HATHAWAY CLASS B P 2011-10-04 2020-01-22
26.05 BERKSHIRE HATHAWAY CLASS B P 2011-10-04 2020-01-22
185.25 BARON SMALL CAP FD P 2020-02-14 2020-06-02
421.554 BARON SMALL CAP RETAIL P 2019-04-08 2020-07-30
44 BOSTON SCIENTIFIC CO P 2016-02-18 2020-01-22
56 BOSTON PROPERTIES P 2009-03-05 2020-01-22
133 CITIGROUP INC P 2011-08-08 2020-01-22
5 CITIGROUP INC P 2011-08-08 2020-01-22
107 CATERPILLAR INC P 2002-10-11 2020-01-22
101 COCA-COLA EURO PTNRS F P 2008-12-02 2020-01-22
4.3334 CDK GLOBAL INC P 2003-03-06 2020-01-22
2.3332 CDK GLOBAL INC P 2003-03-06 2020-01-22
4 CDK GLOBAL INC P 2003-03-06 2020-01-22
4 CDK GLOBAL INC P 2010-06-07 2020-01-22
3.3334 CDK GLOBAL INC P 2011-08-08 2020-01-22
14 CERNER CORP P 2011-08-08 2020-01-22
9 CERNER CORP P 2011-08-08 2020-01-22
25 CF INDUSTRIES HLDG P 2009-03-05 2020-01-22
8 CIGNA CORP P 2002-10-11 2020-01-22
47 CIGNA CORP P 2002-10-11 2020-02-12
17 CLOROX CO P 2002-10-11 2020-01-22
93 COMERICA INCORPORATE P 2009-03-05 2020-01-22
270 COMCAST CORP CLASS A P 2008-10-30 2020-01-22
14 COMCAST CORP CLASS A P 2009-07-09 2020-01-22
19 CME GROUP INC CLASS A P 2008-12-02 2020-01-22
93 C M S ENERGY CORP P 2009-03-05 2020-01-22
140 CENTERPOINT ENERGY P 2003-03-06 2020-01-22
200 COHERENT INC P 2002-12-31 2020-02-12
43 COHU INC P 2002-12-31 2020-02-12
218 CONOCOPHILLIPS P 2002-10-11 2020-01-22
25 COSTCO WHOLESALE CO P 2009-02-02 2020-01-22
118 SALESFORCE COM P 2013-06-14 2020-01-22
303 CISCO SYSTEMS INC P 1998-10-16 2020-01-22
52 CISCO SYSTEMS INC P 2011-08-08 2020-01-22
22.6666 CORTEVA INC P 2009-02-02 2020-01-22
45.6668 CORTEVA INC P 2009-03-05 2020-01-22
23.5033 CORTEVA INC P 2009-03-05 2020-01-22
0.1633 CORTEVA INC P 2009-03-05 2020-01-22
168.22 CVS HEALTH CORP P 2003-01-22 2020-01-22
0.89 CVS HEALTH CORP P 2003-01-22 2020-01-22
0.89 CVS HEALTH CORP P 2018-11-28 2020-01-22
148 CHEVRON CORP P 2002-10-11 2020-02-12
56 CHEVRON CORP P 2002-10-11 2020-01-22
5 DOMINION ENERGY INC P 2009-09-10 2020-01-22
1 DOMINION ENERGY INC P 2009-09-10 2020-01-22
22.666 DUPONT DE NEMOURS INC P 2009-02-02 2020-01-22
0.163 DUPONT DE NEMOURS INC P 2009-03-05 2020-01-22
45.668 DUPONT DE NEMOURS INC P 2009-03-05 2020-01-22
23.503 DUPONT DE NEMOURS INC P 2009-03-05 2020-01-22
40 DEERE & CO P 2002-10-11 2020-01-22
68 D R HORTON CO P 2009-02-02 2020-01-22
55.569 DIAMOND HILL SMALL CAP A P 2019-12-12 2020-07-30
10.88 DIAMOND HILL SMALL CAP A P 2019-12-30 2020-07-30
340.039 DIAMOND HILL SMALL CAP A P 2020-02-14 2020-07-30
22.6666 DOW INC P 2009-02-02 2020-01-22
0.1633 DOW INC P 2009-03-05 2020-01-22
45.6668 DOW INC P 2009-03-05 2020-01-22
23.5033 DOW INC P 2009-03-05 2020-01-22
4912.791 EATON VANCE GLOBAL MACRO ABS RET A P 2019-02-08 2020-04-17
16.015 EATON VANCE GLOBAL MACRO ABS RET A P 2019-02-27 2020-04-17
16.085 EATON VANCE GLOBAL MACRO ABS RET A P 2019-03-28 2020-04-17
45.458 EATON VANCE GLOBAL MACRO ABS RET A P 2019-04-08 2020-04-17
16.657 EATON VANCE GLOBAL MACRO ABS RET A P 2019-04-29 2020-04-17
16.671 EATON VANCE GLOBAL MACRO ABS RET A P 2019-05-30 2020-04-17
20.787 EATON VANCE GLOBAL MACRO ABS RET A P 2019-08-06 2020-04-17
20.65 EATON VANCE GLOBAL MACRO ABS RET A P 2019-09-27 2020-04-17
17.774 EATON VANCE GLOBAL MACRO ABS RET A P 2019-10-30 2020-04-17
9518.477 EATON VANCE GLOBAL MACRO ABS RET A P 2020-01-24 2020-04-17
5761.814 EATON VANCE GLOBAL MACRO ABS RET A P 2020-02-14 2020-04-17
28 ECOLAB INC P 2002-10-11 2020-01-22
102 EDISON INTERNTNL P 2002-10-11 2020-01-22
79 EASTMAN CHEMICAL CO P 2009-03-05 2020-01-22
16 EMERSON ELECTRIC CO P 2002-10-11 2020-01-22
106 ENBRIDGE INC F P 2009-03-05 2020-01-22
15 EQUITY RESIDENTIAL REIT P 2009-07-09 2020-01-22
12 ENTERGY CORP P 2002-09-24 2020-01-22
5 EDWARDS LIFESCIENCES P 2015-06-04 2020-01-22
15 EDWARDS LIFESCIENCES P 2015-06-04 2020-01-22
121 FACEBOOK INC CLASS A P 2013-12-19 2020-01-22
35 FACEBOOK INC CLASS A P 2013-12-19 2020-01-22
6 FACEBOOK INC CLASS A P 2013-12-19 2020-01-22
15 FACEBOOK INC CLASS A P 2013-12-19 2020-01-22
15 FACEBOOK INC CLASS A P 2014-10-01 2020-01-22
51 FEDEX CORP P 2001-07-24 2020-01-22
140 FIRSTENERGY CORP P 2003-03-06 2020-01-22
59 FIDELITY NATL INFO P 2009-03-05 2020-01-22
24 FLOWSERVE CORP P 2009-03-05 2020-01-22
245 GABELLI EQUITY CF P 2005-10-26 2020-02-12
280 GABELLI EQUITY CF P 2014-10-27 2020-02-12
1710 GABELLI EQUITY CF P 2014-10-27 2020-02-12
2400 GENERAL ELECTRIC CO P 2014-10-27 2020-02-12
200 GILEAD SCIENCES INC P 2005-12-02 2020-01-22
21 GENERAL MILLS INC P 2002-10-11 2020-01-22
172 CORNING INC P 2008-12-02 2020-01-22
21.9698 ALPHABET INC. CLASS C P 2006-03-31 2020-01-22
11.0302 ALPHABET INC. CLASS C P 2009-01-02 2020-01-22
16 ALPHABET INC. CLASS A P 2006-03-31 2020-01-22
11 ALPHABET INC. CLASS A P 2009-01-02 2020-01-22
85.5 GABELLI HEALTHCARE & WEL P 2007-06-29 2020-02-12
11.5 GABELLI HEALTHCARE & WEL P 2007-06-29 2020-02-12
24 GOLDMAN SACHS GROUP P 2002-10-11 2020-01-22
1 GOLDMAN SACHS GROUP P 2002-10-11 2020-01-22
8 GOLDMAN SACHS GROUP P 2002-10-11 2020-01-22
11 GARRETT MOTION INC P 2002-10-11 2020-01-22
57 GABELLI UTILITY CF P 2004-11-22 2020-02-12
228 GABELLI UTILITY CF P 2004-11-22 2020-02-12
500 HAEMONETICS CORP P 2004-11-22 2020-02-12
22 HALLIBURTON CO HLDG P 2002-10-11 2020-01-22
196 HALLIBURTON CO HLDG P 2002-10-11 2020-01-22
13 HASBRO INC P 2006-05-25 2020-01-22
119 HONEYWELL INTL INC P 2002-10-11 2020-01-22
153 HEWLETT PACKARD ENTERPRI P 2002-10-11 2020-01-22
100 HEWLETT PACKARD ENTERPRI P 2002-10-11 2020-01-22
52 HEWLETT PACKARD ENTERPRI P 2002-10-11 2020-01-22
46 HP INC. P 2002-10-11 2020-01-22
11 HERSHEY CO P 2002-10-11 2020-01-22
2000 INTEGRA LIFESCIENC P 2002-10-11 2020-02-12
90 INTERCONTINENTAL EXC P 2009-03-05 2020-01-22
519 INTEL CORP P 2008-12-02 2020-01-22
46 INTERPUBLIC GRP COS P 2009-03-05 2020-01-22
12 INGERSOLL RAND PLC F P 2011-12-20 2020-01-22
6 INTUITIVE SURGICAL P 2015-10-07 2020-01-22
38 ITT INC P 2009-03-05 2020-01-22
27 J B G SMITH PROPERTIES REIT P 2009-07-09 2020-01-22
2 JANUS HENDERSON GP F P 2009-03-05 2020-01-22
43 JANUS HENDERSON GP F P 2009-03-05 2020-01-22
61 JOHNSON & JOHNSON P 2004-01-09 2020-01-22
192 JOHNSON & JOHNSON P 2004-01-09 2020-01-22
373 J P MORGAN CHASE & CO P 2002-10-11 2020-01-22
8 J P MORGAN CHASE & CO P 2002-10-11 2020-01-22
8 J P MORGAN CHASE & CO P 2009-02-02 2020-01-22
113 NORDSTROM INC P 2002-10-11 2020-01-22
19 KIMBERLY-CLARK CORP P 2009-04-06 2020-01-22
36 THE COCA-COLA CO P 2006-03-23 2020-01-22
100 THE COCA-COLA CO P 2006-03-23 2020-01-22
16 THE COCA-COLA CO P 2003-09-30 2020-01-22
4 THE COCA-COLA CO P 2006-03-23 2020-01-22
32 THE COCA-COLA CO P 2006-03-23 2020-01-22
16 THE COCA-COLA CO P 2006-03-23 2020-01-22
32 THE COCA-COLA CO P 2009-05-07 2020-01-22
123 KROGER CO P 2002-10-11 2020-01-22
184 KROGER CO P 2002-10-11 2020-01-22
6 KONTOOR BRANDS INC P 2008-12-02 2020-01-22
1349.509 WESTERN ASSET MACRO OPPORTUNITIES FI P 2020-04-17 2020-07-30
17 LEIDOS HOLDINGS INC P 2014-04-07 2020-01-22
126 LENNAR CORP CLASS A P 2009-03-05 2020-01-22
2 LENNAR CORP CLASS B P 2009-03-05 2020-01-22
7 LINDE PLC F P 2018-10-31 2020-01-22
4 LINDE PLC F P 2018-10-31 2020-01-22
29 LILLY ELI & CO P 2008-10-30 2020-01-22
2 LILLY ELI & CO P 2008-10-30 2020-01-22
2 LILLY ELI & CO P 2013-12-19 2020-01-22
23 LOWES COMPANIES INC P 2009-07-09 2020-01-22
15 MARRIOTT INTL INC CLASS A P 2003-03-06 2020-01-22
5 MARRIOTT INTL INC CLASS A P 2003-03-06 2020-01-22
15 MARRIOTT INTL INC CLASS A P 2009-02-02 2020-01-22
519.885 MAINSTAY MACKAY UNCONSTRAINED BD A P 2018-07-05 2020-06-02
1.562 MAINSTAY MACKAY UNCONSTRAINED BD A P 2018-07-31 2020-06-02
1.293 MAINSTAY MACKAY UNCONSTRAINED BD A P 2018-08-31 2020-06-02
1.33 MAINSTAY MACKAY UNCONSTRAINED BD A P 2018-09-28 2020-06-02
1.327 MAINSTAY MACKAY UNCONSTRAINED BD A P 2018-10-31 2020-06-02
1461.988 MAINSTAY MACKAY UNCONSTRAINED BD A P 2019-01-16 2020-06-02
127.945 MAINSTAY MACKAY UNCONSTRAINED BD A P 2019-04-08 2020-06-02
5251.134 MAINSTAY MACKAY UNCONSTRAINED BD A P 2020-02-14 2020-06-02
1200 MAINSTAY MACKAY UNCONSTRAINED BD A P 2020-02-14 2020-03-02
74 MC DONALDS CORP P 2006-05-25 2020-01-22
57 MCKESSON CORP P 2008-12-02 2020-01-22
226 MONDELEZ INTL CLASS A P 2002-10-11 2020-01-22
19 MEREDITH CORP P 2009-03-05 2020-01-22
14 MC CORMICK & CO INC P 2008-12-02 2020-01-22
89 3M CO P 2009-03-05 2020-01-22
284 ALTRIA GROUP INC P 2002-10-11 2020-01-22
24 MERCK & CO. INC. P 2008-12-02 2020-01-22
31 MERCK & CO. INC. P 2008-12-02 2020-01-22
195 MERCK & CO. INC. P 2008-12-02 2020-01-22
31 MERCK & CO. INC. P 2009-06-08 2020-01-22
269 MORGAN STANLEY P 2008-12-02 2020-01-22
100 MICROSOFT CORP P 2008-10-30 2020-01-22
9 MICROSOFT CORP P 2008-10-30 2020-01-22
87 MICROSOFT CORP P 2002-10-11 2020-01-22
120 MICROSOFT CORP P 2002-10-11 2020-01-22
63 MICROSOFT CORP P 2008-10-30 2020-01-22
24 MICROSOFT CORP P 2002-10-11 2020-01-22
65 MICROSOFT CORP P 2002-10-11 2020-01-22
100 MICROSOFT CORP P 2002-10-11 2020-01-22
22 MICROSOFT CORP P 2002-10-11 2020-01-22
46 MICROSOFT CORP P 2008-10-30 2020-01-22
100 MICROSOFT CORP P 2002-10-11 2020-01-22
23 M & T BANK CORP P 2009-03-05 2020-01-22
26 M & T BANK CORP P 2009-03-05 2020-01-22
123 MICRON TECHNOLOGY P 2011-12-20 2020-01-22
30 NEXTERA ENERGY INC P 2002-10-11 2020-01-22
212 NIKE INC CLASS B P 2009-03-05 2020-01-22
25 NORFOLK SOUTHERN CO P 2009-03-05 2020-01-22
113 NETAPP INC P 2002-10-11 2020-01-22
12 NORTHERN TRUST CORP P 2003-03-06 2020-01-22
46 NUCOR CORP P 2002-10-11 2020-01-22
84 NEWS CORP CLASS A P 2009-03-05 2020-01-22
52.205 OAKMARK INTERNATIONAL INVESTOR P 2019-12-12 2020-07-30
1420.275 OAKMARK INTERNATIONAL INVESTOR P 2020-01-24 2020-07-30
14 OMNICOM GROUP INC P 2009-03-05 2020-01-22
56 ORACLE CORP P 2006-05-25 2020-01-22
175 ORACLE CORP P 2006-05-25 2020-01-22
0.616 OCCIDENTAL PETROL CO P 2002-10-11 2020-01-22
20.384 OCCIDENTAL PETROL CO P 2002-10-11 2020-01-22
51 OCCIDENTAL PETROL CO P 2002-10-11 2020-01-22
14 PAYCHEX INC P 2011-08-08 2020-01-22
85 PEPSICO INC P 2002-10-11 2020-01-22
313 PFIZER INC P 1997-10-20 2020-01-22
95 PFIZER INC P 1997-10-20 2020-01-22
130 PFIZER INC P 1997-10-20 2020-01-22
24 PFIZER INC P 1997-10-20 2020-01-22
438 PFIZER INC P 1997-10-20 2020-02-12
95 PFIZER INC P 2009-03-05 2020-02-12
24 PFIZER INC P 2009-03-05 2020-02-12
159 PFIZER INC P 2009-03-05 2020-02-12
130 PFIZER INC P 2009-03-05 2020-02-12
130 PFIZER INC P 2009-06-08 2020-02-12
24 PFIZER INC P 2010-06-07 2020-02-12
14 PROCTER & GAMBLE P 2002-02-15 2020-01-22
121 PROCTER & GAMBLE P 2002-02-15 2020-01-22
14 PROCTER & GAMBLE P 2002-10-11 2020-01-22
43 PROCTER & GAMBLE P 2002-10-11 2020-01-22
170 PROGRESSIVE CO OHIO P 2009-03-05 2020-01-22
47 PARKER-HANNIFIN CORP P 2002-10-11 2020-01-22
61 PERKINELMER INC P 2009-03-05 2020-01-22
171 PHILIP MORRIS INTL P 2002-10-11 2020-01-22
94 PNC FINL SERVICES P 2009-03-05 2020-01-22
31 PINNACLE WEST CAP P 2002-10-11 2020-01-22
77 PPG INDUSTRIES INC P 2009-03-05 2020-01-22
1182.981 PRINCIPAL DIVERSIFIED REAL ASSET A P 2020-02-14 2020-07-30
13 PERSPECTA INC P 2002-10-11 2020-01-22
40 PUBLIC STORAGE REIT P 2009-03-05 2020-01-22
381.349 PAYDEN LIMITED MATURITY P 2020-02-14 2020-07-30
726.461 PAYDEN LTD MATURITY FUND INV P 2020-02-14 2020-06-02
61 QUALCOMM INC P 2002-10-11 2020-01-22
19 RESIDEO TECHNOLOGIES INC P 2002-10-11 2020-01-22
293 REGIONS FINL CO P 2009-02-02 2020-01-22
108 ROBERT HALF INTL P 2002-10-11 2020-01-22
66 REPUBLIC SERVICES P 2002-10-11 2020-01-22
22 RAYTHEON CO P 2003-03-06 2020-01-22
16 RAYTHEON CO P 2003-03-06 2020-01-22
22 RAYTHEON CO P 2009-03-05 2020-01-22
161.582 SCHWAB 1000 INDEX FUND P 2020-02-14 2020-06-02
1317.158 SCHWAB 1000 INDEX FUND P 2020-02-14 2020-07-30
66 SIMON PPTY GROUP REIT P 2009-03-05 2020-01-22
333 SEASPINE HOLDINGS CORPOR P 2009-03-05 2020-02-12
72 SEMPRA ENERGY P 2002-10-11 2020-01-22
96 STATE STREET CORP P 2009-03-05 2020-01-22
148.097 SCHWAB US AGGREGATE BOND INDEX FD P 2017-09-18 2020-06-02
250.123 SCHWAB US AGGREGATE BOND INDEX FD P 2017-09-27 2020-06-02
56.706 SCHWAB US AGGREGATE BOND INDEX FD P 2020-05-29 2020-06-02
3109.543 SCHWAB US AGGREGATE BOND INDEX FD P 2017-09-18 2020-07-30
0.862 SCHWAB US AGGREGATE BOND INDEX FD P 2017-09-19 2020-07-30
137.172 SCHWAB US AGGREGATE BOND INDEX FD P 2017-09-27 2020-07-30
16.774 SCHWAB US AGGREGATE BOND INDEX FD P 2019-06-28 2020-07-30
49 STANLEY BLACK & DECK P 2009-03-05 2020-01-22
139 A T & T INC P 2002-10-11 2020-01-22
143 A T & T INC P 2009-03-05 2020-01-22
20 TARGET CORP P 2003-03-06 2020-01-22
34 TIFFANY & CO P 2009-03-05 2020-01-22
33 TIFFANY & CO P 2009-03-05 2020-01-22
41 T ROWE PRICE GROUP P 2002-10-11 2020-01-22
42 TRAVELERS COMPANIES P 2002-09-03 2020-01-22
139 TEXAS INSTRUMENTS P 2009-03-05 2020-01-22
64 UDR INC. REIT P 2009-02-03 2020-02-12
800 UDR INC. REIT P 2009-02-03 2020-02-12
333 UNIFI INC P 2009-03-05 2020-02-12
138 UNUM GROUP P 2009-03-05 2020-01-22
54 UNION PACIFIC CORP P 2009-02-02 2020-01-22
10 UNION PACIFIC CORP P 2009-02-02 2020-01-22
10 UNION PACIFIC CORP P 2009-04-06 2020-01-22
16 UNITED PARCEL SRVC CLASS B P 2009-03-05 2020-01-22
36 U S BANCORP P 2009-04-06 2020-01-22
120 UNITED TECHNOLOGIES P 2003-03-06 2020-01-22
40 VISA INC CLASS A P 2011-03-07 2020-01-22
36 VISA INC CLASS A P 2011-03-07 2020-01-22
36 VISA INC CLASS A P 2011-08-08 2020-01-22
44 VISA INC CLASS A P 2011-08-08 2020-01-22
36 VISA INC CLASS A P 2011-10-04 2020-01-22
0.778 MARRIOTT VACATIONS P 2003-03-06 2020-01-22
0.222 MARRIOTT VACATIONS P 2003-03-06 2020-01-22
4 VECTRUS INC P 2009-03-05 2020-01-22
48 VF CORP P 2008-12-02 2020-01-22
12 WABTEC P 2019-02-26 2020-02-12
16 WATERS CORP P 2009-02-02 2020-01-22
25 W E C ENERGY GROUP INC P 2009-03-05 2020-01-22
221 WILLIAMS COMPANIES P 2009-03-05 2020-01-22
17 WALMART INC P 2006-03-09 2020-01-22
22 WALMART INC P 2006-03-09 2020-01-22
17 WALMART INC P 2006-03-09 2020-01-22
162 XCEL ENERGY INC MINN P 2002-10-11 2020-01-22
34 DENTSPLY SIRONA INC P 2009-03-05 2020-01-22
34 XEROX HOLDINGS CORP P 2009-03-05 2020-01-22
100 ZIONS BANCORP N A P 2009-03-05 2020-01-22
47 ZIONS BANCORP N A P 2009-03-05 2020-01-22
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,597   229 1,368
b 25,545   3,661 21,884
c 22,352   3,389 18,963
d 34,486   5,254 29,232
e 40,873   5,378 35,495
3,994   1,031 2,963
8,553   1,162 7,391
1,261   302 959
5,712   779 4,933
4,694   626 4,068
3,280   844 2,436
37,360   34,319 3,041
1,403   440 963
11,363   1,474 9,889
1,303   514 789
1,534   260 1,274
3,970   637 3,333
5,394   1,286 4,108
7,355   1,464 5,891
19,071   2,203 16,868
1,211   256 955
11,659   2,045 9,614
9,540   1,167 8,373
104   17 87
4,981   924 4,057
14,228   1,639 12,589
10,338   1,209 9,129
9,355   1,636 7,719
15,787   3,440 12,347
3,020   516 2,504
13,923   1,472 12,451
670   274 396
3,303   341 2,962
287   30 257
7,181   742 6,439
981   395 586
4,019   1,394 2,625
1,114   348 766
2,364   620 1,744
2,094   549 1,545
1,486   390 1,096
11,281   2,957 8,324
1,149   103 1,046
2,067   185 1,882
22,960   2,050 20,910
1,149   333 816
2,067   659 1,408
5,984   1,906 4,078
5,589   5,865 -276
13,730   12,672 1,058
1,942   758 1,184
7,830   1,697 6,133
10,663   3,719 6,944
401   140 261
15,294   1,954 13,340
5,383   3,900 1,483
239   45 194
129   24 105
221   41 180
221   60 161
184   57 127
1,063   387 676
683   249 434
1,063   305 758
1,692   429 1,263
10,471   1,588 8,883
2,715   714 2,001
6,191   1,151 5,040
12,869   2,041 10,828
667   94 573
3,949   656 3,293
6,204   867 5,337
3,685   832 2,853
31,635   4,443 27,192
1,101   1,163 -62
13,759   3,794 9,965
7,809   1,133 6,676
21,769   4,433 17,336
14,909   4,419 10,490
2,559   725 1,834
635   254 381
1,278   160 1,118
658   82 576
5   1 4
12,467   2,057 10,410
66   11 55
66   72 -6
16,617   6,290 10,327
6,314   2,018 4,296
419   164 255
84   33 51
1,376   567 809
10   2 8
2,772   440 2,332
1,427   227 1,200
6,846   902 5,944
3,905   417 3,488
1,345   1,729 -384
263   339 -76
8,229   10,402 -2,173
1,157   371 786
8   1 7
2,330   288 2,042
1,199   148 1,051
40,912   42,250 -1,338
133   138 -5
134   138 -4
379   393 -14
139   143 -4
139   144 -5
173   182 -9
172   181 -9
148   155 -7
79,266   85,000 -5,734
47,982   51,453 -3,471
5,513   647 4,866
7,898   904 6,994
5,810   712 5,098
1,233   367 866
4,327   1,242 3,085
1,236   293 943
1,541   454 1,087
1,223   329 894
3,670   987 2,683
26,896   6,662 20,234
7,780   1,927 5,853
1,334   330 1,004
3,334   826 2,508
3,334   1,148 2,186
7,937   2,051 5,886
6,975   1,144 5,831
8,807   970 7,837
1,176   359 817
1,515   798 717
1,732   1,534 198
10,576   20,238 -9,662
31,019   30,279 740
12,667   2,659 10,008
1,138   437 701
5,090   1,478 3,612
32,814   4,278 28,536
16,475   1,770 14,705
23,859   3,116 20,743
16,403   1,765 14,638
1,009   529 480
136   72 64
5,947   1,556 4,391
248   65 183
1,982   519 1,463
107   25 82
460   204 256
1,840   2,241 -401
59,524   4,343 55,181
526   154 372
4,691   1,374 3,317
1,376   243 1,133
21,491   2,422 19,069
2,290   560 1,730
1,496   366 1,130
778   190 588
1,007   264 743
1,682   343 1,339
117,179   18,755 98,424
8,694   1,044 7,650
32,373   6,900 25,473
1,099   175 924
1,589   295 1,294
3,676   933 2,743
2,750   477 2,273
1,094   376 718
50   18 32
1,077   390 687
9,053   3,143 5,910
28,495   9,892 18,603
51,087   6,569 44,518
1,096   141 955
1,096   202 894
4,538   1,067 3,471
2,763   893 1,870
2,069   764 1,305
5,748   2,122 3,626
920   344 576
230   85 145
1,839   679 1,160
920   339 581
1,839   685 1,154
3,503   830 2,673
5,240   1,242 3,998
249   32 217
15,128   13,549 1,579
1,749   327 1,422
8,270   759 7,511
105   10 95
1,478   1,144 334
845   654 191
4,118   953 3,165
284   66 218
284   100 184
2,812   436 2,376
2,174   204 1,970
725   68 657
2,174   258 1,916
4,424   4,522 -98
13   14 -1
11   11  
11   12 -1
11   11  
12,442   12,500 -58
1,089   1,108 -19
44,687   46,315 -1,628
10,488   10,584 -96
15,673   2,463 13,210
8,894   1,881 7,013
12,584   1,839 10,745
581   207 374
2,426   408 2,018
15,899   3,785 12,114
14,539   2,410 12,129
2,157   387 1,770
2,786   501 2,285
17,525   3,148 14,377
2,786   804 1,982
15,097   3,243 11,854
16,620   2,265 14,355
1,496   204 1,292
14,460   2,098 12,362
19,944   2,894 17,050
10,471   1,427 9,044
3,989   579 3,410
10,803   1,567 9,236
16,620   2,411 14,209
3,656   530 3,126
7,645   1,042 6,603
16,620   2,411 14,209
3,734   702 3,032
4,221   793 3,428
7,265   716 6,549
7,814   793 7,021
22,230   2,118 20,112
5,074   682 4,392
6,824   802 6,022
1,247   358 889
2,394   467 1,927
1,218   214 1,004
1,036   1,272 -236
28,178   34,285 -6,107
1,119   319 800
3,063   789 2,274
9,573   2,466 7,107
27   8 19
878   280 598
2,196   701 1,495
1,258   360 898
12,172   3,624 8,548
12,568   3,968 8,600
3,815   1,205 2,610
5,220   1,861 3,359
964   349 615
16,619   13,039 3,580
3,605   2,828 777
911   714 197
6,033   4,733 1,300
4,933   3,870 1,063
4,933   3,870 1,063
911   714 197
1,770   590 1,180
15,294   5,103 10,191
1,770   442 1,328
5,435   1,358 4,077
12,971   1,767 11,204
9,364   1,172 8,192
6,156   715 5,441
15,202   3,334 11,868
14,355   1,881 12,474
2,941   757 2,184
9,692   1,097 8,595
12,859   13,888 -1,029
373   66 307
8,816   1,923 6,893
3,619   3,627 -8
6,836   6,909 -73
5,681   808 4,873
233   72 161
4,763   860 3,903
6,729   1,437 5,292
6,228   908 5,320
5,055   545 4,510
3,676   396 3,280
5,055   788 4,267
11,070   12,077 -1,007
95,652   98,444 -2,792
9,652   1,724 7,928
5,523   6,660 -1,137
11,353   1,331 10,022
7,715   1,855 5,860
1,594   1,518 76
2,691   2,551 140
610   610  
34,593   31,593 3,000
9   9  
1,501   1,399 102
184   171 13
8,240   1,144 7,096
5,425   1,500 3,925
5,591   1,758 3,833
2,280   524 1,756
4,559   583 3,976
4,425   566 3,859
5,437   513 4,924
5,944   1,469 4,475
18,517   2,073 16,444
3,150   718 2,432
39,378   18,153 21,225
7,953   23,851 -15,898
3,940   1,105 2,835
9,760   1,164 8,596
1,807   216 1,591
1,807   220 1,587
1,878   640 1,238
1,980   549 1,431
18,465   3,363 15,102
8,346   742 7,604
7,511   667 6,844
7,511   713 6,798
9,180   872 8,308
7,511   763 6,748
97   10 87
28   3 25
229   37 192
4,549   553 3,996
946   888 58
3,900   582 3,318
2,459   443 2,016
5,026   1,781 3,245
1,979   769 1,210
2,560   996 1,564
1,979   769 1,210
10,741   1,427 9,314
2,058   764 1,294
1,235   427 808
4,809   679 4,130
2,260   319 1,941
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,368
b       21,884
c       18,963
d       29,232
e       35,495
      2,963
      7,391
      959
      4,933
      4,068
      2,436
      3,041
      963
      9,889
      789
      1,274
      3,333
      4,108
      5,891
      16,868
      955
      9,614
      8,373
      87
      4,057
      12,589
      9,129
      7,719
      12,347
      2,504
      12,451
      396
      2,962
      257
      6,439
      586
      2,625
      766
      1,744
      1,545
      1,096
      8,324
      1,046
      1,882
      20,910
      816
      1,408
      4,078
      -276
      1,058
      1,184
      6,133
      6,944
      261
      13,340
      1,483
      194
      105
      180
      161
      127
      676
      434
      758
      1,263
      8,883
      2,001
      5,040
      10,828
      573
      3,293
      5,337
      2,853
      27,192
      -62
      9,965
      6,676
      17,336
      10,490
      1,834
      381
      1,118
      576
      4
      10,410
      55
      -6
      10,327
      4,296
      255
      51
      809
      8
      2,332
      1,200
      5,944
      3,488
      -384
      -76
      -2,173
      786
      7
      2,042
      1,051
      -1,338
      -5
      -4
      -14
      -4
      -5
      -9
      -9
      -7
      -5,734
      -3,471
      4,866
      6,994
      5,098
      866
      3,085
      943
      1,087
      894
      2,683
      20,234
      5,853
      1,004
      2,508
      2,186
      5,886
      5,831
      7,837
      817
      717
      198
      -9,662
      740
      10,008
      701
      3,612
      28,536
      14,705
      20,743
      14,638
      480
      64
      4,391
      183
      1,463
      82
      256
      -401
      55,181
      372
      3,317
      1,133
      19,069
      1,730
      1,130
      588
      743
      1,339
      98,424
      7,650
      25,473
      924
      1,294
      2,743
      2,273
      718
      32
      687
      5,910
      18,603
      44,518
      955
      894
      3,471
      1,870
      1,305
      3,626
      576
      145
      1,160
      581
      1,154
      2,673
      3,998
      217
      1,579
      1,422
      7,511
      95
      334
      191
      3,165
      218
      184
      2,376
      1,970
      657
      1,916
      -98
      -1
       
      -1
       
      -58
      -19
      -1,628
      -96
      13,210
      7,013
      10,745
      374
      2,018
      12,114
      12,129
      1,770
      2,285
      14,377
      1,982
      11,854
      14,355
      1,292
      12,362
      17,050
      9,044
      3,410
      9,236
      14,209
      3,126
      6,603
      14,209
      3,032
      3,428
      6,549
      7,021
      20,112
      4,392
      6,022
      889
      1,927
      1,004
      -236
      -6,107
      800
      2,274
      7,107
      19
      598
      1,495
      898
      8,548
      8,600
      2,610
      3,359
      615
      3,580
      777
      197
      1,300
      1,063
      1,063
      197
      1,180
      10,191
      1,328
      4,077
      11,204
      8,192
      5,441
      11,868
      12,474
      2,184
      8,595
      -1,029
      307
      6,893
      -8
      -73
      4,873
      161
      3,903
      5,292
      5,320
      4,510
      3,280
      4,267
      -1,007
      -2,792
      7,928
      -1,137
      10,022
      5,860
      76
      140
       
      3,000
       
      102
      13
      7,096
      3,925
      3,833
      1,756
      3,976
      3,859
      4,924
      4,475
      16,444
      2,432
      21,225
      -15,898
      2,835
      8,596
      1,591
      1,587
      1,238
      1,431
      15,102
      7,604
      6,844
      6,798
      8,308
      6,748
      87
      25
      192
      3,996
      58
      3,318
      2,016
      3,245
      1,210
      1,564
      1,210
      9,314
      1,294
      808
      4,130
      1,941
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,582,709
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -23,487
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 22,960
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 22,960
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 22,960
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,145
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 50,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 51,145
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 2
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 28,183
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet28,183 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCO MAUREEN D HOWARD Telephone no.bullet (973) 408-9294

    Located atbullet40 VILLAGE ROADFLORHAMNJ ZIP+4bullet07932
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    RAYMOND C DEE President
    0.00     		0    
    1676 PERSIMMON DRIVE
    NAPLES,FL34109
    MAUREEN K DEE Vice President
    0.00     		0    
    1676 PERSIMMON DRIVE
    NAPLES,FL34109
    MAUREEN D HOWARD Secretary
    0.00     		0    
    40 VILLAGE ROAD
    FLORHAM PARK,NJ07932
    DENISE E DEE Treasurer
    0.00     		0    
    22 NORTH DRIVE
    SAG HARBOR,NY11963
    COLLEEN D POLE Director
    0.00     		0    
    7 SUNDANCE WAY
    NATICK,MA017605455
    KATHLEEN D BROWN Director
    0.00     		0    
    43 JOELS LANE
    SAG HARBOR,NY11963
    MARYBETH DEE Director
    0.00     		0    
    2113 MORNING SUN LANE
    NAPLES,FL34119
    MICHAEL C DEE Director
    0.00     		0    
    6 HIGHVIEW DRIVE
    SAG HARBOR,NY11963
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,499,045
    b
    Average of monthly cash balances.......................
    1b
    79,171
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,578,216
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    2,578,216
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    38,673
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,539,543
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    126,977
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    126,977
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    22,960
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    22,960
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    104,017
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    104,017
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    104,017
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    352,866
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    352,866
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    352,866
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 104,017
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 41,501
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 352,866
    a Applied to 2019, but not more than line 2a 41,501
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 104,017
    e Remaining amount distributed out of corpus 207,348
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 207,348
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		207,348
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020.... 207,348
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    RAYMOND C DEE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SAINT VINCENT ACADEMY
    228 W MARKET ST
    NEWARK,NJ07108     		NONE PC GENERAL OPERATIONS 250,000
    DOMINICAN ACADEMY
    44 E 68TH STREET
    NEW YORK,NY10065     		NONE PC GENERAL OPERATIONS 9,500
    ST JOHN NEUMANN HIGH SCHOOL
    901 PENN STREET
    WILLAIMSPORT,PA17701     		NONE PC GENERAL OPERATIONS 25,000
    ALVERNIA UNIVERSITY
    400 ST BERNARDINE STREET
    READING,PA19607     		NONE PC GENERAL OPERATIONS 50,000
    THE ERIE COMMUNITY FOUNDATION
    459 WEST 6TH ST
    ERIE,PA16507     		NONE PC GENERAL OPERATIONS 7,500
    Total .................................bullet 3a 342,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 69,089  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,582,709  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,651,798  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,651,798
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID: 20011551
    Software Version: 2020v4.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE RAYMOND C AND MAUREEN K DEE
     
    FOUNDATION INC
    EIN:
    23-2880928
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Name of Bond End of Year Book Value End of Year Fair Market Value
    EATON VANCE GLBL 32,404 33,036
    PAYDEN LIMITED MATURITY 64,850 65,136
    WESTERN ASSET INTERMEDIA 296,346 304,538
    SCHWAB US AGGREGATE 265,878 276,503
    WESTERN ASSET MACRO OPPO 111,451 131,432

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE RAYMOND C AND MAUREEN K DEE
     
    FOUNDATION INC
    EIN:
    23-2880928
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    282.00 AT&T INC    
    19.00 ACCENTURE PLC    
    105.00 ADVANCED MICRO DEVIC    
    6.00 ADVANSIX INC    
    216.00 AFLAC INC    
    49.00 AIR PRODUCTS & CHEMICALS    
    16.00 AKAMI TECHNOLOGIES INC    
    27.00 ALPHABET INC    
    33.00 ALPHABET INC.    
    284.00 ALTRIA GROUP INC    
    14.00 AMER ELECTRIC PWR CO    
    41.00 AMERGEN CORP    
    108.00 AMERICAN EXPRESS CO    
    25.00 AMERICAN INTNL GROUP    
    31.00 AMGEN INC    
    90.00 AMPHENOL CORP    
    71.00 ANALOG DEVICES INC    
    391.000 APPLE INC    
    62.00 APPLIED MATERIALS    
    28.00 ARCHER-DANIELS-MIDLN    
    32.00 AUTO DATA PROCESSING    
    24.00 AUTODESK INC    
    27.00 AUTONATION INC    
    9.00 AUTOZONE INC.    
    14.00 BANK OF MONTREAL QUE    
    731.00 BANK OF AMERICA CORP    
    21.00 BANK OF NY MELLON CO    
    33.00 BAXTER INTERNTNL    
    50.00 BECTON DICKINSON & CO    
    2.00 BOOKING HOLDINGS INC    
    56.00 BOSTON PROPERTIES    
    44.00 BOSTON SCIENTIFIC CO    
    255.00 BRISTOL-MYERS SQUIBB    
    150.00 BROWN FORMAN CORP    
    93.00 CMS ENERGY CORP    
    107.00 CATERPILLAR INC    
    18.00 CDK GLOABL INC    
    140.00 CENTERPOINT ENERGY    
    23.00 CERNER CORP    
    25.00 CF INDUSTRIES HLDG    
    204.00 CHEVRON CORP    
    55.00 CIGNA CORP    
    355.00 CISCO SYSTEMS INC    
    138.00 CITIGROUP INC    
    17.00 CLOROX CO    
    19.00 CME INC    
    101.00 COCA-COLA EURO PTNRS    
    200.00 COHERENT INC    
    43.00 COHU INC    
    284.00 COMCAST CORP    
    93.00 COMERICA INCORPORATE    
    218.00 CONOCOPHILLIPS    
    172.00 CORNING INC    
    92.00 CORTEVA INC    
    25.00 COSTCO WHOLESALE CO    
    170.00 CVS HEALTH CORP    
    68.00 D R HORTON CO    
    40.00 DEERE & CO    
    34.00 DENTSPLY SIRONA INC    
    6.00 DOMINION ENERGY INC    
    92.00 DOW INC    
    92.00 DUPONT DE NEMOURS INC    
    79.00 EASTMAN CHEMICAL CO    
    28.00 ECOLQAB INC    
    102.00 EDISON INTERNTNL    
    20 EDWARDS LIFESCIENCES    
    16.00 ERMERSON ELECTRIC CO    
    106.00 ENBRIDGE INC    
    12.00 ENTERGY CORP    
    192.00 FACEBOOK INC    
    51.00 FEDEX CORP    
    59.00 FIDELTIY NATL INFO    
    140.00 FIRSTENERGY CORP    
    24.00 FLOWSERVE CORP    
    26.00 FRANKLIN RESOURCES    
    2235.00 GABELLI EQUITY CF    
    97.00 GABELLI HEATHCARE & WELL    
    285.00 GABELLI UTILITY CF    
    11.00 GARRETT MOTION INC    
    2400.00 GENERAL ELECTRIC    
    21.00 GENERAL MILLS INC    
    200.00 GILEAD SCIENCES INC    
    33.00 GOLDMAN SACHS GROUP    
    500.00 HAEMOETICS CORP    
    218.00 HALLIBURTONCO HLDG    
    13.00 HASBORO INC    
    11.00 HERSHEY CO    
    305.00 HEWLETT PACKARD ETNER    
    119.00 HONEYWELL INTL INC    
    46.00 HP INC    
    12.00 INGERSOLL RAND PLC    
    2000.00 INTEGRA LIFESCIENCE    
    519.00 INTEL CORP    
    90.00 INTERCONTINENTL EXC    
    46.00 INTERPUBLIC GRP COS    
    6.00 INTUITIVE SURGICAL    
    38.00 ITT INC    
    389.00 JP MORGAN CHASE & CO    
    45.00 JANUS HENDERSON GP    
    253 JOHNSON & JOHNSON    
    19.00 KIMBERLY-CLARK CORP    
    6.00 KNOTOOR BRANDS INC    
    307.00 KROGER CO    
    17.00 LEIDOS HOLDINGS INC    
    126.00 LENNAR CORP    
    2.00 LENNAR CORP    
    33.00 LILLY ELI & CO    
    11.00 LINDE PLC    
    23.00 LOWES COMPANIES INC    
    49.00 M&T BANK CORP    
    35.00 MARRIOTT INTL INC    
    1.00 MARRIot VACATIONS    
    14.00 MC CORMICK & CO INC    
    74.00 MCDONALDS CORP    
    57.00 MCKESSON CORP    
    19.00 MEREDITH CORP    
    123.00 MICRON TECHNOLOGY    
    736.00 MICROSOFT CORP    
    226.00 MONDELEZ INTL    
    269.00 MORGAN STANLEY    
    113.00 NETAPP INC    
    84.00 NEWS CORP    
    30.00 NEXTERA ENERGY INC    
    212.00 NIKE INC    
    113.00 NORDSTROM INC    
    25.00 NORFOLK SOUTHERN CO    
    12.00 NORTHERN TRUST CORP    
    46 NUCOR CORP    
    72.00 OCCIDENTAL PETROL CO    
    14.00 OMNICOM GROUP INC    
    231.00 ORACLE CORP    
    47.00 PARKER-HANNIFIN CORP    
    14.00 PAYCHEX INC    
    85 SHS PEPSCIO ICN    
    61.00 PERKINELMER INC    
    13.00 PERSPECTA INC    
    1562 PFIZER INC    
    171.00 PHILIP MORRIS INTL    
    31.00 PINNACLE WEST CAP    
    94.00 PNC FINL SERVICES    
    77.00 PPG INDUSTRIES INC    
    192.00 PROCTOR & GAMBLE    
    170.00 PROGRESSIVE CO OHIO    
    61.00 QUALCOMM INC    
    60.00 RAYTHEON CO    
    293.00 REGIONS FINL CO    
    66.00 REPUBLIC SERVICES    
    19.00 RESIDEO TECHNOLOGIES INC    
    108.00 ROBERT HALF INTL    
    118.00 SALESFORCE COM    
    333.00 SEASPINE HOLDGS CORPOR    
    72.00 SEMPRA ENERGY    
    49.00 STANLEY BLACK & DECK    
    96.00 STATE STREET CORP    
    41.00 T ROWE PRICE GROUP    
    20.00 TARGET CORP    
    139.00 TEXAS INSTRUMENTS    
    236.00 THE COCA-COLA CO    
    67.00 TIFFANY & CO    
    42.00 TRAVELERS COMPANIES    
    36.00 U S BANCORP    
    333.00 UNIFI INC    
    74.00 UNION PACIFIC CORP    
    16.00 UNITED PAREL SRVC    
    120.00 UNITED TECHNOLOGIES    
    138.00 UNUM GROUP    
    4.00 VESTRUS INC    
    48.00 VF CORP    
    192.00 VISA INC    
    25.00 W E C ENERGY GROUP INC    
    12.00 WABTEC    
    56.00 WALMART INC    
    16.00 WATERS CORP    
    221.00 WILLIAMS COMPANIES    
    162.00 XCEL ENERGY INC MINN    
    34.00 XEROX HOLDINGS CORP    
    147.00 ZIONS BANCORP N A    
    89.00 3M CO    
    154.00 BERKSHIRE HATHAWAY    
    281.00 MERCK & CO    
    AMERICAN FUNDS EUROPACIF 210,568 263,321
    BARON SMALL CAP RETAIL 110,203 128,152
    DIAMOND HILL SMALL CAP 123,563 128,460
    OAKMARK INTERNATIONAL 246,763 279,405
    PRINCIPAL DIVERSIFIED RE 165,079 173,081
    SCHWAB 1000 INDEX FUND 768,661 955,133

    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE RAYMOND C AND MAUREEN K DEE
     
    FOUNDATION INC
    EIN:
    23-2880928
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADVISOR FEES 8,866 0 0 8,866


    TY 2020 TaxesSchedule
    Name:
    THE RAYMOND C AND MAUREEN K DEE
     
    FOUNDATION INC
    EIN:
    23-2880928
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 2,000     2,000