Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE CALDWELL FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 4280
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
TYLER, TX75712
A Employer identification number

75-6004080
B Telephone number (see instructions)

(903) 592-8191
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$129,597,174J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 77,290
2 Check bullet.............
3 Interest on savings and temporary cash investments 31 31 31
4 Dividends and interest from securities... 2,126,309 2,126,309 2,126,309
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 762,908
b Gross sales price for all assets on line 6a 37,912,042
7 Capital gain net income (from Part IV, line 2)... 762,908
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances 878,131
b Less: Cost of goods sold.... 320,447
c Gross profit or (loss) (attach schedule)..... Click to see attachment 557,684 557,684
11 Other income (attach schedule)....... Click to see attachment 2,477,172 314,735 2,477,172
12 Total. Add lines 1 through 11........ 6,001,394 3,203,983 5,161,196
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 490,000 182,250 182,250 307,750
14 Other employee salaries and wages...... 3,518,006 126,340 126,340 3,391,666
15 Pension plans, employee benefits....... 1,125,948 46,781 46,781 1,079,167
16a Legal fees (attach schedule)......... Click to see attachment 35,178 17,992 17,992 17,186
b Accounting fees (attach schedule)....... Click to see attachment 29,950 23,960 23,960 5,990
c Other professional fees (attach schedule).... Click to see attachment 569,206 479,781 479,781 89,425
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 98,222 43,222 43,222  
19 Depreciation (attach schedule) and depletion... Click to see attachment 832,347 25,062 25,062
20 Occupancy.............. 549,241 32,115 32,115 517,126
21 Travel, conferences, and meetings....... 14,526 3,291 3,291 11,235
22 Printing and publications.......... 5,642     5,642
23 Other expenses (attach schedule)....... Click to see list of attachments 1,841,758 75,220 1,323,085 518,673
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,110,024 1,056,014 2,303,879 5,943,860
25 Contributions, gifts, grants paid....... 8,113 8,113
26 Total expenses and disbursements. Add lines 24 and 25 9,118,137 1,056,014 2,303,879 5,951,973
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,116,743
b Net investment income (if negative, enter -0-) 2,147,969
c Adjusted net income (if negative, enter -0-)... 2,857,317
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 10,077 10,202 10,202
2 Savings and temporary cash investments......... 1,824,193 2,138,211 2,138,211
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use.............. 262,385 215,192 215,192
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 98,662,345 96,428,525 115,204,348
14 Land, buildings, and equipment: basis bullet29,881,647
Less: accumulated depreciation (attach schedule) bullet18,869,693 11,232,818 Click to see attachment11,011,954 11,011,954
15 Other assets (describe bullet) Click to see attachment39,109 Click to see attachment73,061 Click to see attachment1,017,267
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 112,030,927 109,877,145 129,597,174
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment2,625 Click to see attachment965,586
23 Total liabilities (add lines 17 through 22)......... 2,625 965,586
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 112,028,302  
25 Net assets with donor restrictions............   74,638
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 112,028,302 108,911,559
30 Total liabilities and net assets/fund balances (see instructions). 112,030,927 109,877,145
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
112,028,302
2
Enter amount from Part I, line 27a .....................
2
-3,116,743
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
108,911,559
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
108,911,559
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ST FOREIGN CURRENCY CONTRACTS-SEE SCHED P 2020-01-01 2020-12-31
b OTHER CURRENCY GAINS/LOSSES P 2020-01-01 2020-12-31
c TWEEDY FRAC SHARE P 2020-01-01 2020-12-31
d ML 74500 - ST SALES P 2020-01-01 2020-12-31
e ML 74500 - LT SALES P 2019-01-01 2020-12-31
ML 74501 - LT SALES P 2019-01-10 2020-12-31
ML 74502 - ST SALES P 2020-01-01 2020-12-31
ML 74500 - ALLOCATED LT GAIN P 2019-01-01 2020-12-31
ML 74501 - ALLOCATED LT GAIN P 2019-01-01 2020-12-31
GATOR P 2001-08-09 2020-12-31
JD 4X2 GATOR-GARAGE P 2005-05-01 2020-12-31
2009 GMC VAN P 2010-02-18 2020-12-31
SERVER P 2012-06-01 2020-12-31
GALAXY SERVER REPLACEMENT P 2014-12-30 2020-12-31
SAGE 100 UPGRADE P 2016-07-31 2020-12-31
2019 KAWASAKI MULE BIRD39 P 2018-09-27 2020-11-02
2019 KAWASAKI MULE MAM40 P 2018-09-27 2020-11-02
1993 GMC VAN P 1993-01-01 2020-06-05
3 A/C UNITS - ANIMAL HEALTH BLDG P 2002-06-01 2020-04-30
ROOF REPAIRS - ANIMAL HEALTH BLDG P 2002-06-01 2020-04-30
ROOF REPLACEMENT - MAINT GARAGE P 1994-07-01 2020-04-30
ROOF REPLACEMENT - MAINT BLDG P 1992-10-31 2020-04-30
PURCH WAREHOUSE ROOF REPLACEMENT P 1990-02-01 2020-04-30
ANIMAL BLDG ROOF REPLACEMENT P 1992-07-01 2020-05-31
ANIMAL BLDG A/C REPLACEMENT P 1992-07-01 2020-05-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 11,493   11,682 -189
b 518     518
c 127     127
d 23,081,586   24,756,043 -1,674,457
e 6,207,378   5,097,533 1,109,845
7,803,902   6,747,678 1,056,224
500,922   492,116 8,806
16,104     16,104
270,592     270,592
2,560 8,355 8,355 2,560
3,273 8,240 8,240 3,273
3,890 19,999 19,999 3,890
  5,925 5,925  
  14,755 14,754 1
  5,345 5,345  
4,151 5,417 7,800 1,768
4,151 5,417 7,800 1,768
1,395 15,000 15,000 1,395
  12,522 21,223 -8,701
  3,175 5,381 -2,206
  24,088 36,497 -12,409
  23,392 27,200 -3,808
  26,694 26,694  
  56,698 67,497 -10,799
  7,314 8,708 -1,394
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -189
b       518
c       127
d       -1,674,457
e       1,109,845
      1,056,224
      8,806
      16,104
      270,592
      2,560
      3,273
      3,890
       
      1
       
      1,768
      1,768
      1,395
      -8,701
      -2,206
      -12,409
      -3,808
       
      -10,799
      -1,394
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 762,908
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -1,665,195
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 29,857
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 29,857
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 29,857
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 56,477
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 56,477
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 26,620
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet26,620 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.caldwellzoo.org
    14
    The books are in care ofbulletOUIJAN VINSON Telephone no.bullet (903) 592-8191

    Located atbulletPO BOX 4280TYLERTX ZIP+4bullet75712
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    PS MCARTHUR BOARD MEMBER
    3.00     		21,000    
    2215 W MLK JR BLVD
    TYLER,TX75701
    EH CALDWELL EXEC DIRECTOR
    40.00     		202,000 17,811  
    2215 W MLK JR BLVD
    TYLER,TX75701
    HS MCARTHUR CHAIRMAN/CEO
    40.00     		225,000 15,034  
    2215 W MLK JR BLVD
    TYLER,TX75701
    PM LAKE BOARD MEMBER
    3.00     		21,000    
    2215 W MLK JR BLVD
    TYLER,TX75702
    CO BUFE BOARD MEMBER
    3.00     		21,000    
    2215 W MLK JR BLVD
    TYLER,TX75701
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    LS MADDOX ASST DIRECTOR
    40.00     		117,721 18,714  
    PO BOX 4785
    TYLER,TX75712
    O R VINSON CONTROLLER
    32.00     		99,197 11,163  
    PO BOX 4785
    TYLER,TX75712
    MD TUCKER DIR VISITOR SVC
    40.00     		77,971 10,347  
    PO BOX 4785
    TYLER,TX75712
    RD BOGGS GARAGE MANAGER
    40.00     		73,385 13,608  
    PO BOX 4785
    TYLER,TX75712
    M BOYD CONTROLLER
    40.00     		83,577 17,472  
    PO BOX 4785
    TYLER,TX75712
    Total number of other employees paid over $50,000...................bullet 8
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BUCHANAN VETERINARY CONSULTING VETERINARY 185,484
    638 CR 3812
    TROUP,TX75789
    MERRILL LYNCH PIERCE FENNER & SMITH INC INVESTMENT CONSULTNG 391,870
    800 CAPITOL STREET SUITE 2060
    HOUSTON,TX77002
    RONALD W WUENSCH CONSULTING 107,300
    3239 HICKORY BROOK LANE
    KINGWOOD,TX77345
    SWEN MARKETING 242,510
    4900 FLORENCE STREET
    BELLAIRE,TX77401
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE CALDWELL FOUNDATION WAS FORMED TO SUPPORT CHARITABLE AND EDUCATIONAL PROGRAMS THROUGH MAINTAINING AND OPERATING THE CALDWELL ZOO AND OTHER EDUCATIONAL EXHIBITS. APPROXIMATELY 173,973 PEOPLE VISITED THE ZOO IN 2020. 6,616,224
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    108,646,614
    b
    Average of monthly cash balances.......................
    1b
    2,154,453
    c
    Fair market value of all other assets (see instructions)................
    1c
    1,254,153
    d
    Total (add lines 1a, b, and c).........................
    1d
    112,055,220
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    112,055,220
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,680,828
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    110,374,392
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    5,518,720
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
     
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    5,951,973
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    672,364
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,624,337
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,624,337
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$  
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
    1998-07-01
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
    2,857,317 5,416,043 4,328,260 4,400,388 17,002,008
    b 85% of line 2a ......... 2,428,719 4,603,637 3,679,021 3,740,330 14,451,707
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		6,624,337 6,452,453 6,589,148 7,221,753 26,887,691
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		8,113 5,350 4,650   18,113
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		6,616,224 6,447,103 6,584,498 7,221,753 26,869,578
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		3,679,147 3,618,283 3,601,866 3,526,430 14,425,726
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CHEETAH CONSERVATION
    PO BOX 2496
    ALEXANDRIA,VA22301     		N/A PC CONSERVATION 1,000
    INTERNATIONAL ELEPHANT FOUNDATION
    PO BOX 366
    AZLE,TX76098     		N/A PC CONSERVATION 2,500
    INTERNATIONAL RHINO FOUNDATION
    201 MAIN ST SUITE 2600
    FT WORTH,TX76102     		N/A PC CONSERVATION 1,000
    DALLAS ZOOLOGICAL SOCIETY
    650 SOUTH RL THORNTON FWY
    DALLAS,TX75203     		N/A PC CONSERVATION 1,000
    HOSPICE OF EAST TEXAS
    4111 UNIVERSITY BLVD
    TYLER,TX75701     		N/A PC GENERAL SUPPORT 1,000
    EAST TEXAS FOOD BANK
    3201 ROBERTSON ROAD
    TYLER,TX75701     		N/A PC GENERAL SUPPORT 457
    ASSOCIATION OF ZOOS AND AQUARIUMS
    8403 COLESVILLE RD STE 710
    SILVER SPRING,MD20910     		N/A PC GENERAL SUPPORT 1,156
    Total .................................bullet 3a 8,113
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aADMISSION INCOME         1,902,088
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 31  
    4 Dividends and interest from securities....     14 2,126,309  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     15 314,735  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 787,570 -24,662
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory     3 261,681 296,003
    11 Other revenue:
    aANIMAL SALES     		        1,600
    bAVIARY SEED STICK INCOME         52,401
    cFISH FEEDER INCOME         3,338
    dGIRAFFE FEEDING INCOME         124,660
    eOTHER MISC. INCOME         78,350
    12 Subtotal. Add columns (b), (d), and (e)..   3,490,326 2,433,778
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    5,924,104
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A FEE FOR CALDWELL ZOO ADMISSION
    11A SALES OF ANIMALS TO OTHER ZOOS/NORMAL IN COURSE OF ZOO OPERATIONS
    11B SALES OF FEED FOR BIRDS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
    11C SALES OF FEED FOR FISH AND ANIMALS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
    11D SALES OF FEED FOR GIRAFFES TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
    11E MISC. INCOME FROM STROLLER RENTAL, EDUCATIONAL CLASSES AND OTHER INCOME RELATED TO ZOO
    8 GAIN(LOSS) ON DISPOSALS OF NON-INVENTORY ASSETS USED IN ZOO OPERATIONS
    10 THE ZOO OPERATES A GIFT SHOP IN ORDER TO MAKE AVAILABLE FOR PURCHASE ITEMS WHICH WILL ENHANCE ZOO VISITORS' KNOWLEDGE AND ENJOYMENT OF ANIMALS AND NATURE.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID: 20011551
    Software Version: 2020v4.0


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE CALDWELL FOUNDATION
     
    Employer identification number

    75-6004080
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE CALDWELL FOUNDATION
          		Employer identification number
    75-6004080
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    EMILY COATS
    5512 GREEN OAK PL
     
    TYLER, TX75701

    		$ 25,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    BARBARA BOWMAN
    501 EXECUTIVE CENTER BLVD
     
    EL PASO, TX79902

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE CALDWELL FOUNDATION
          		Employer identification number

    75-6004080
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE CALDWELL FOUNDATION
          		Employer identification number

    75-6004080
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID: 20011551
    Software Version: 2020v4.0

    TY 2020 AccountingFeesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING/AUDITING FEES 29,950 23,960 23,960 5,990

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    AFRICAN THEME PHASE II 1992-07-01 3,045,408 2,532,591 SL 31.5000 95,540      
    MAINTENANCE BLDG 1992-10-31 194,272 166,085 SL 31.5000 6,814      
    PERIMETER FENCE 1993-04-30 33,796 27,792 SL 31.5000 1,073      
    MAINTENANCE GARAGE 1994-07-01 328,642 214,152 SL 39.0000 8,539      
    ADM OFFICE BLDG 1989-05-01 630,469 612,293 SL 31.5000 18,176      
    3037 W GENTRY 1993-07-31 59,309 59,197 SL 3.64 % 112      
    3043 W GENTRY 1993-07-31 58,479 58,378 SL 3.64 % 101      
    3025 W GENTRY 1994-07-01 19,138 17,719 SL 3.64 % 696      
    GENERAL BLDG & IMPROVEMEN 1997-07-01 11,500 8,213 SL 31.5000 365      
    RESTROOM - ZONE C 2001-10-01 321,865 195,801 SL 30.0000 10,729      
    FLAMINGO HOLDING 2002-04-01 322,837 190,116 SL 30.0000 10,761      
    MAMMAL HOLDING 2002-04-01 201,184 118,475 SL 30.0000 6,706      
    HORTICULTURE BLDG 2002-04-01 325,356 191,598 SL 30.0000 10,845      
    ZONE A - ANIMAL HEALTH 2002-06-01 620,398 363,248 SL 30.0000 21,236      
    MAIN ENTRY - RESTROOM 2003-10-31 110,000 59,278 SL 30.0000 3,667      
    MAIN ENTRY - VISITOR SVCS 2003-10-31 207,561 111,854 SL 30.0000 6,919      
    GIFT SHOP #2 2003-10-31 163,541 87,260 SL 30.0000 5,514      
    ANIMAL HOLDING/QUARANTINE 2008-12-31 187,821 68,868 SL 30.0000 6,261      
    TX HOOFSTOCK BARN-OUTDR 2010-05-06 6,344 6,080 SL 10.0000 264      
    ALLIGATOR POND REPAIR 2011-05-01 38,283 32,859 SL 10.0000 3,828      
    SOUTH AMERICA SEWER LINE 2011-06-01 1,852 1,574 SL 10.0000 185      
    BEAR EXHIBIT 2011-06-01 165,600 102,546 SL 19.5000 3,822      
    TORTOISE HOLDING 2011-07-01 6,051 5,094 SL 10.0000 605      
    CAT HOLDING ROOF 2012-02-08 20,812 16,302 SL 10.0000 2,081      
    TIGER EXHIBIT RENO 2012-03-15 40,478 31,371 SL 10.0000 4,048      
    TX RESTROOM MODIFICATIONS 2012-04-19 6,915 5,303 SL 10.0000 692      
    SO AMERICA BEAUTIFICATION 2012-04-26 52,731 40,427 SL 10.0000 5,273      
    OVERLOOK TRELLIS 2012-05-03 20,339 15,424 SL 10.0000 2,034      
    CULVERT UNDER SVC RD REPA 2012-05-31 7,485 5,676 SL 10.0000 749      
    TRACTOR 2013-02-21 38,175 26,087 SL 10.0000 3,818      
    TEXAS REPTILE AIR PUMP 2013-06-13 5,467 5,077 SL 7.0000 390      
    COMMISSARY REFRIGERATION 2013-09-19 29,679 26,499 SL 7.0000 3,180      
    ICE MACHINE - BLDG MAINT 2013-10-17 2,690 2,369 SL 7.0000 321      
    BEAR EXHIBIT FAN 2013-12-31 2,600 2,228 SL 7.0000 372      
    CRANE HLDG BARN & PENS 2013-06-27 14,504 9,427 SL 10.0000 1,450      
    PRAIRIE CHICKEN PEN EXT 2013-11-14 3,494 2,125 SL 10.0000 349      
    EMER BACKUP HYDRAULIC PUM 2014-02-13 6,062 5,052 SL 7.0000 866      
    PURCH BLDG A/C UNIT REPLA 2014-05-08 4,975 3,969 SL 7.0000 711      
    CONC#2 ICE MACHINE REPLAC 2014-05-15 5,276 4,209 SL 7.0000 754      
    FLAMINGO OZONE SYSTEM 2014-05-15 15,123 12,061 SL 7.0000 2,160      
    LEMUR OZONE SYSTEM 2014-05-15 21,200 16,910 SL 7.0000 3,029      
    CONC #3 ICE MACHINE 2014-09-18 8,040 6,031 SL 7.0000 1,149      
    BONGO WATERFALL PUMP 2014-10-30 2,950 2,177 SL 7.0000 421      
    CAT HOUSE - CAGING 2014-06-30 5,301 2,915 SL 10.0000 530      
    OTTER HOUSE ROOF REPLACEM 2014-12-18 3,200 1,600 SL 10.0000 320      
    CONC MAKE TABLE 2015-02-26 2,524 1,744 SL 7.0000 361      
    AFRICAN REPTILE AC UNIT 2015-04-30 5,990 3,994 SL 7.0000 856      
    FLAMINGO MOAT CLA-VALVE 2015-09-03 2,824 1,714 SL 7.0000 403      
    FLAMINGO FILTRATION SYSTE 2015-09-03 3,500 2,125 SL 7.0000 500      
    VIS SCVS KAWASAKI CART 2015-09-03 10,400 8,840 SL 5.0000 1,560      
    HOLT TEXAS - SKID STEER 2015-12-03 32,737 13,095 SL 10.0000 3,274      
    2015 GMC SIERRA 2500 2015-11-19 35,254 28,791 SL 5.0000 6,463      
    ROOF REPLACEMENT 2015-03-19 21,130 10,037 SL 10.0000 2,113      
    WATER UTILITY IMPROVEMENT 2015-09-01 245,921 57,920 SL 23.7500 9,060      
    MADDOX A/C-ANIMAL SVCS BL 2016-02-18 23,500 12,869 SL 7.0000 3,357      
    MADDOX A/C-GS 1-AC EVAPOR 2016-05-19 9,986 5,113 SL 7.0000 1,427      
    MADDOX A/C-PURCHASING A/C 2016-12-08 6,980 2,991 SL 7.0000 997      
    COPIER - ZOO ADMIN 2016-12-29 7,738 4,644 SL 5.0000 1,548      
    2016 GMC 2500HD 2016-12-30 36,307 21,783 SL 5.0000 7,261      
    AFRICAN REPTILE FLOORING 2016-03-31 8,859 3,322 SL 10.0000 886      
    PORTABLE CONCESSION BLDG 2016-04-30 44,327 16,623 SL 10.0000 4,433      
    A/C REPLACEMENT - 3025 W. 2016-08-31 4,637 2,207 SL 7.0000 662      
    INTERCOM 2016-06-23 2,700 1,890 SL 5.0000 540      
    UZURI IMPROVEMENTS 2017-01-31 29,244 8,529 SL 10.0000 2,924      
    EDUCATION HUTS ROOF THATC 2017-01-31 14,080 13,689 SL 3.0000 391      
    CONC #2 POS - ALOHA 2017-02-09 4,658 3,300 SL 4.0000 1,165      
    PENQUIN OZONE GENERATOR 2017-05-11 5,347 1,973 SL 7.0000 764      
    CHAKULA CAFE - COMP, SOFT 2017-04-06 40,572 27,048 SL 4.0000 10,143      
    CHAKULA CAFE - FURN & EQ 2017-04-06 263,363 100,328 SL 7.0000 37,623      
    2017 CHEV CITY EXPRESS 2017-10-24 22,154 9,600 SL 5.0000 4,431      
    2017 CHEV COLORADO 2017-10-24 24,496 10,615 SL 5.0000 4,899      
    2017 CHEV SILVERADO 1500 2017-10-24 28,007 12,136 SL 5.0000 5,601      
    GARAGE - FIRE ALARM INSTA 2017-04-06 7,781 2,075 SL 10.0000 778      
    OVERLOOK PROJECT 2017-05-04 168,077 44,821 SL 10.0000 16,808      
    OVERLOOK RESTROOM 2017-04-06 363,962 32,352 SL 30.0000 12,132      
    OVERLOOK PROJECT 2017-05-04 3,351,056 357,446 SL 25.0000 134,042      
    OVERLOOK PROJECT 2017-05-11 142,667 76,088 SL 5.0000 28,533      
    GIRAFFE FEEDING STATION 2017-05-18 376,204 40,128 SL 25.0000 15,048      
    ELEPHANT EXHIBIT RENOVATI 2017-05-04 991,448 105,755 SL 25.0000 39,658      
    CHAKULA CAFE BLDG 2017-05-04 1,301,144 115,656 SL 30.0000 43,371      
    RUDD - FIRE ALARM UPGRADE 2017-05-11 13,843 3,576 SL 10.0000 1,384      
    COLOBUS MONKEY HOUSE 2017-09-06 5,723 1,287 SL 10.0000 572      
    INTERIOR PERIMETER FENCE 2017-10-12 64,318 9,291 SL 15.0000 4,288      
    WEBSTORE 2018-03-08 11,500 5,031 SL 4.0000 2,875      
    HEATER A/C UNITS 2017-12-31 17,925 5,122 SL 7.0000 2,561      
    CREDIT CARD READERS (13) 2018-03-14 10,198 4,675 SL 4.0000 2,550      
    DIGITAL RADIOGRAPH EQUIP 2018-03-14 92,192 24,145 SL 7.0000 13,170      
    RHINO HOUSE WATER HEATER 2018-06-07 5,045 1,081 SL 7.0000 721      
    LION HOUSE A/C UNIT REPLA 2018-08-09 5,750 1,095 SL 7.0000 821      
    C&K SYSTEMS - 3 OPTICONS 2018-08-16 5,196 1,732 SL 4.0000 1,299      
    2019 KAWASAKI MULE BIRD39 2018-09-27 7,800 3,250 SL 3.0000 2,167      
    2019 KAWASAKI MULE MAM40 2018-09-27 7,800 3,250 SL 3.0000 2,167      
    2018 KUBOTA RTV-X900G-H 2018-10-18 12,228 2,854 SL 5.0000 2,446      
    CORE LICENSE VS SQL SERVE 2018-10-31 8,400 2,450 SL 4.0000 2,100      
    ELEPHANT HOUSE IMPROV 2018-02-08 263,761 48,356 SL 10.0000 26,376      
    UPPER PAR UMBRELLA THATCH 2018-09-18 17,691 2,211 SL 10.0000 1,769      
    CAGE FRONTS LION HOUSE 2018-10-31 5,795 677 SL 10.0000 580      
    7 CONTROLS FOR A/C HEAT 2018-01-01 27,800 7,942 SL 7.0000 3,971      
    SERVER 2018-06-30 5,961 2,235 SL 4.0000 1,490      
    WEBSTORE SALES CONFIG 2019-04-04 10,389 1,948 SL 4.0000 2,597      
    KUBOTA M62TL TRACTOR 2019-04-04 43,398 3,255 SL 10.0000 4,340      
    ZOO ADMIN A/C UNIT 2019-04-11 7,185 770 SL 7.0000 1,026      
    GARAGE A/C UNIT 2019-04-11 7,185 770 SL 7.0000 1,026      
    PURCHASING A/C UNITS (2) 2019-04-11 14,370 1,540 SL 7.0000 2,053      
    WALK-IN FREEZER 2019-06-06 48,326 3,452 SL 7.0000 6,904      
    ANESTHESIA MONITOR 2019-06-06 8,064 576 SL 7.0000 1,152      
    PENGUIN EXHIBIT A/C UNIT 2019-08-29 12,980 618 SL 7.0000 1,854      
    GIRAFFE HOUSE HEAT UNIT 2019-10-31 40,950 975 SL 7.0000 5,850      
    2019 NISSAN NV VAN (EDUC) 2019-12-05 38,300   SL 5.0000 7,660      
    ELEPHANT ENCLOSURE ADDITI 2019-01-01 309,077 12,363 SL 25.0000 12,363      
    HORNED LIZARD RENOVATION 2019-04-05 6,834 456 SL 10.0000 683      
    EDUCATION HUT IMPROVEMENT 2019-04-12 26,820 1,788 SL 10.0000 2,682      
    GIRAFFE HOUSE ROOF 2019-10-31 59,261 988 SL 10.0000 5,926      
    SAGE INTACCT 2020-09-01 50,697   SL 4.0000 4,225      
    KAWASKI MULE SX CART - GARAGE #44 2020-01-23 8,200   SL 5.0000 1,503      
    KAWASKI MULE SX CART - GARAGE #45 2020-01-23 8,200   SL 5.0000 1,503      
    KAWASKI MULE SX CART - BLDG MAINT # 2020-01-23 8,200   SL 5.0000 1,503      
    ELECTRIC UTILITY CART - BLDG MAINT 2020-03-12 23,300   SL 5.0000 3,495      
    ANIMAL SVCS A/C UNIT REPLACEMENT (3 2020-03-12 30,450   SL 7.0000 3,263      
    GALAXY SERVER REPLACEMENT 2020-05-07 10,739   SL 4.0000 1,790      
    COLOBUS HOUSE A/C UNIT REPLACEMENT 2020-05-29 7,945   SL 7.0000 662      
    LEOPARD HOUSE A/C UNIT REPLACEMENT 2020-05-29 7,945   SL 7.0000 662      
    KAWASKI MULE (BIRDS #48 - JK1AFEP17 2020-10-05 8,250   SL 3.0000 458      
    KAWASKI MULE (MAMMALS #49 - JK1AFEP 2020-10-05 8,250   SL 3.0000 458      
    ANIMAL SVCS ROOF REPAIRS 2020-04-16 7,720   SL 10.0000 515      
    MECH MAINT (GARAGE) ROOF REPLACEMEN 2020-04-16 63,480   SL 10.0000 4,232      
    BLDG MAINT ROOF REPLACEMENT 2020-04-16 49,970   SL 10.0000 3,331      
    PURCHASING WAREHOUSE ROOF REPLACEME 2020-04-16 53,830   SL 10.0000 3,589      
    ROOF REPAIRS/REPLACEMENTS 2020-05-07 124,000   SL 10.0000 7,233      
    ANACONDA EXHIBIT 2020-08-18 73,474   SL 10.0000 2,449      
    VISITOR PARKING LOT REPAIRS/MAINT 2020-11-16 105,076   SL 15.0000 584      

    TY 2020 LandEtcSchedule2
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Auto./Transportation Equip. 272,459 207,184 65,275 65,275
    Furniture and Fixtures 1,849,367 1,255,689 593,678 593,678
    Buildings 26,009,872 17,406,820 8,603,052 8,603,052
    Land 1,749,949   1,749,949 1,749,949


    TY 2020 LegalFeesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 35,178 17,992 17,992 17,186


    TY 2020 OtherAssetsSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    CONSTRUCTION IN PROGRESS 18,533 53,061 53,061
    Net Intangible Assets 20,000 20,000 964,206


    TY 2020 OtherExpensesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ANIMAL EXPENSE 687,470     687,470
    COMMUNICATIONS 38,475 7,995 7,995 30,480
    CONTRACT LABOR 155,574     155,574
    MAINTENANCE & REPAIR 304,048 24,220 24,220 279,828
    OTHER EMPLOYEE EXPENSES 80,645 22,641 22,641 58,004
    OTHER EXPENSES 387,429 11,974 11,974 375,455
    SUPPLIES 148,327 8,390 8,390 139,937
    VEHICLE EXPENSE 39,790     39,790
    X-EXPENSES ALLOC TO CHARITABLE INCOME     1,247,865 -1,247,865


    TY 2020 OtherIncomeSchedule2
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ADMISSION INCOME 1,902,088   1,902,088
    ANIMAL SALES 1,600   1,600
    AVIARY SEED STICK INCOME 52,401   52,401
    FISH FEEDER INCOME 3,338   3,338
    GIRAFFE FEEDING INCOME 124,660   124,660
    Other Investment Income 314,735 314,735 314,735
    OTHER MISC. INCOME 78,350   78,350


    TY 2020 OtherLiabilitiesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Beginning of Year - Book Value End of Year - Book Value
    SALES TAX PAYABLE 2,624 2,839
    REIMBURSEMENTS   207
    HOUSING DEPOSIT   75
    PPP LOAN   962,465
    Rounding 1  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING FEES 174,833 87,908 87,908 86,925
    INVESTMENT MGMT FEES 394,373 391,873 391,873 2,500


    TY 2020 SalesOfInventoryList 
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0

    Category Gross Sales Cost of Goods Sold Net (Gross Sales Minus
    Cost of Goods Sold)
    GIFT SHOP SALES 508,195 212,192 296,003
    CONCESSION SALES 369,936 108,255 261,681

    TY 2020 TaxesSchedule
    Name:
    THE CALDWELL FOUNDATION
    EIN:
    75-6004080
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AD VALOREM TAXES 43,222 43,222 43,222  
    EXCISE TAX 55,000