TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
THE ZHU AND XU FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)12167 KATE DRIVE
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
LOS ALTOS HILLS, CA94022

A Employer identification number

20-5295175

B Telephone number (see instructions)

(650) 559-5688

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,199,570J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	6,332		6,332
4	Dividends and interest from securities...	12,183		12,183
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		33,794
b	Gross sales price for all assets on line 6a 1,977,868
7	Capital gain net income (from Part IV, line 2)...			33,794
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	52,309		52,309
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		3,733	254	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		8,970	8,970	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	12,703		9,224	0
25	Contributions, gifts, grants paid.......	118,000			118,000
26	Total expenses and disbursements. Add lines 24 and 25	130,703		9,224	118,000
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-78,394
b	Net investment income (if negative, enter -0-)			43,085
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	34,641	16,486	16,486
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	588,598	339,709	419,317
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	564,659	747,627	763,767
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,187,898	1,103,822	1,199,570
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	0	0
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	1,187,898	1,103,822
	29	Total net assets or fund balances (see instructions).....	1,187,898	1,103,822
	30	Total liabilities and net assets/fund balances (see instructions).	1,187,898	1,103,822

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

1,187,898

Enter amount from Part I, line 27a .....................

-78,394

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

1,109,504

Decreases not included in line 2 (itemize) bullet

5,682

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

1,103,822

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	AGCO CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL AGCO	2020-06-10	2020-07-24
b	AIA GROUP LTD SPON ADR/CUSIP XXX-XX-XXXX SYMBOL AAGIY	2020-06-10	2020-07-24
c	AMN HEALTHCARE SERVICES INC/CUSIP XXX-XX-XXXX SYMBOL AMN	2020-06-10	2020-07-01
d	ABBOTT LABS COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL ABT	2020-06-10	2020-07-24
e	ABBOTT LABS COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL ABT	2020-06-10	2020-07-27
	ABBVIE INC COM/CUSIP 00287Y109 SYMBOL ABBV	2020-06-16	2020-07-24
	ABBVIE INC COM/CUSIP 00287Y109 SYMBOL ABBV	2020-06-16	2020-10-26
	ADOBE INC (DELAWARE)/CUSIP 00724F101 SYMBOL ADBE	2020-06-10	2020-07-24
	ADOBE INC (DELAWARE)/CUSIP 00724F101 SYMBOL ADBE	2020-06-10	2020-12-11
	ALEXION PHARMACEUTICALS INC/CUSIP XXX-XX-XXXX SYMBOL ALXN	2020-06-10	2020-07-24
	ALEXION PHARMACEUTICALS INC/CUSIP XXX-XX-XXXX SYMBOL ALXN	2020-06-10	2020-07-27
	ALEXION PHARMACEUTICALS INC/CUSIP XXX-XX-XXXX SYMBOL ALXN	2020-06-10	2020-10-29
	ALIBABA GROUP HLDG LTD SPON ADR/CUSIP 01609W102 SYMBOL BABA	2020-06-10	2020-07-24
	ALPHABET INC CL A/CUSIP 02079K305 SYMBOL GOOGL	2020-06-10	2020-07-24
	ALPHABET INC CL A/CUSIP 02079K305 SYMBOL GOOGL	2020-06-10	2020-12-04
	AMAZON COM INC/CUSIP XXX-XX-XXXX SYMBOL AMZN	2020-06-10	2020-07-24
	AMERIPRISE FINANCIAL INC/CUSIP 03076C106 SYMBOL AMP	2020-06-10	2020-06-16
	AMERIPRISE FINANCIAL INC/CUSIP 03076C106 SYMBOL AMP	2020-06-10	2020-07-24
	AMGEN INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL AMGN	2020-06-10	2020-07-24
	AMGEN INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL AMGN	2020-06-10	2020-12-04
	ANALOG DEVICES INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL ADI	2020-06-10	2020-07-01
	ANGLO AMERICAN PLCSPON ADR/CUSIP 03485P300 SYMBOL NGLOY	2020-06-10	2020-07-24
	ANSYS INC/CUSIP 03662Q105 SYMBOL ANSS	2020-06-10	2020-07-24
	APACHE CORP/CUSIP XXX-XX-XXXX SYMBOL APA	2020-06-10	2020-06-16
	APACHE CORP/CUSIP XXX-XX-XXXX SYMBOL APA	2020-06-10	2020-07-24
	APPLE INC/CUSIP XXX-XX-XXXX/SYMBOL AAPL	2020-06-10	2020-07-24
	APPLE INC/CUSIP XXX-XX-XXXX/SYMBOL AAPL	2020-06-10	2020-09-23
	APPLE INC/CUSIP XXX-XX-XXXX/SYMBOL AAPL	2020-06-10	2020-12-04
	ARISTA NETWORKS INC/CUSIP XXX-XX-XXXX SYMBOL ANET	2020-06-10	2020-07-23
	ARISTA NETWORKS INC/CUSIP XXX-XX-XXXX SYMBOL ANET	2020-06-10	2020-07-24
	ARISTA NETWORKS INC/CUSIP XXX-XX-XXXX SYMBOL ANET	2020-06-10	2020-07-27
	ARISTA NETWORKS INC/CUSIP XXX-XX-XXXX SYMBOL ANET	2020-06-10	2020-11-03
	ASPEN TECHNOLOGY INC DEL CHANGE IN STATE OF INC CUSIP XXX-XX-XXXX SYMBOL AZPN	2020-06-10	2020-07-01
	AUTODESK INC CUSIP XXX-XX-XXXX SYMBOL ADSK	2020-06-10	2020-07-24
	AUTODESK INC CUSIP XXX-XX-XXXX SYMBOL ADSK	2020-06-10	2020-12-11
	BERKLEY WR CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL WRB	2020-06-10	2020-07-24
	BERKSHIRE HATHAWAY INC NEW CL B CUSIP XXX-XX-XXXX SYMBOL BRKB	2020-06-10	2020-07-24
	BERKSHIRE HATHAWAY INC NEW CL B CUSIP XXX-XX-XXXX SYMBOL BRKB	2020-06-10	2020-09-17
	BERRY GLOBAL GROUP INC/CUSIP 08579W103 SYMBOL BERY	2020-06-10	2020-07-24
	BERRY GLOBAL GROUP INC/CUSIP 08579W103 SYMBOL BERY	2020-06-10	2020-09-17
	BIO RAD LABORATORIES INC CL A/CUSIP XXX-XX-XXXX SYMBOL BIO	2020-06-10	2020-07-24
	BIO RAD LABORATORIES INC CL A/CUSIP XXX-XX-XXXX SYMBOL BIO	2020-06-10	2020-11-24
	BOSTON SCIENTIFIC CORP/CUSIP XXX-XX-XXXX SYMBOL BSX	2020-06-10	2020-07-24
	BRIGHT HORIZONS FAMILY SOLUTIONS INC/CUSIP XXX-XX-XXXX SYMBOL BFAM	2020-06-10	2020-07-24
	BRITISH AMER TOBACCO PLCGBSPON ADR/CUSIP XXX-XX-XXXX SYMBOL BTI	2020-06-10	2020-07-24
	BROADRIDGE FINANCIAL SOLUTIONS INC/CUSIP 11133T103 SYMBOL BR	2020-07-01	2020-07-24
	CDWCORP/CUSIP 12514G108/SYMBOL CDW	2020-06-10	2020-07-24
	CANADIAN NATURAL RESOURCES LTD FOREIGN STOCK CAD/CUSIP XXX-XX-XXXX SYMBOL CNQ	2020-06-10	2020-07-24
	CARNIVAL CORP NEW (PAIRED STOCK) FOREIGN STOCK/CUSIP XXX-XX-XXXX SYMBOL CCL	2020-06-10	2020-06-12
	CARNIVAL CORP NEW (PAIRED STOCK) FOREIGN STOCK/CUSIP XXX-XX-XXXX SYMBOL CCL	2020-06-10	2020-06-16
	CARNIVAL CORP NEW (PAIRED STOCK) FOREIGN STOCK/CUSIP XXX-XX-XXXX SYMBOL CCL	2020-06-10	2020-07-24
	CHARLES RIVER LABORATORIES/CUSIP XXX-XX-XXXX SYMBOL CRL	2020-06-10	2020-07-24
	CHEMED CORP NEW/CUSIP 16359R103 SYMBOL CHE	2020-07-01	2020-07-24
	CHEVRON CORP/CUSIP XXX-XX-XXXX SYMBOL CVX	2020-06-10	2020-07-24
	CHEVRON CORP/CUSIP XXX-XX-XXXX SYMBOL CVX	2020-06-10	2020-07-27
	CHEVRON CORP/CUSIP XXX-XX-XXXX SYMBOL CVX	2020-06-10	2020-08-19
	CONSTELLATION BRANDS INC CL A/CUSIP 21036P108 SYMBOL STZ	2020-06-10	2020-07-23
	CONSTELLATION BRANDS INC CL A/CUSIP 21036P108 SYMBOL STZ	2020-06-10	2020-07-24
	CONSTELLATION BRANDS INC CL A/CUSIP 21036P108 SYMBOL STZ	2020-06-10	2020-10-29
	CONTLAG-SPONS ADR ADR/CUSIP XXX-XX-XXXX SYMBOL CTTAY	2020-06-10	2020-07-24
	COOPER COMPANIES INC NEW/CUSIP XXX-XX-XXXX SYMBOL COO	2020-06-10	2020-07-24
	COPART INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL CPRT	2020-06-10	2020-07-24
	COUPA SOFTWARE INC/CUSIP 22266L106 SYMBOL COUP	2020-07-01	2020-07-24
	CREE INC/CUSIP XXX-XX-XXXX /SYMBOL CREE	2020-06-10	2020-07-24
	CREE INC/CUSIP XXX-XX-XXXX /SYMBOL CREE	2020-06-10	2020-11-24
	CROWN CASTLE INTL CORP SBI CUSIP 22822V101 SYMBOL CCI	2020-06-10	2020-07-24
	CROWN CASTLE INTL CORP SBI CUSIP 22822V101 SYMBOL CCI	2020-06-10	2020-09-23
	CROWN CASTLE INTL CORP SBI CUSIP 22822V101 SYMBOL CCI	2020-06-10	2020-12-04
	XTRACKERS USD HIGH YIELD CORPORATE BOND ETF CUSIP XXX-XX-XXXX SYMBOL HYLB	2019-10-02	2020-06-04
	XTRACKERS USD HIGH YIELD CORPORATE BOND ETF CUSIP XXX-XX-XXXX SYMBOL HYLB	2019-10-02	2020-06-10
	XTRACKERS HARVEST CSI 300 CHINA A- SHARES ETF CUSIP XXX-XX-XXXX SYMBOL ASHR	2020-03-10	2020-04-22
	XTRACKERS HARVEST CSI 300 CHINA A- SHARES ETF CUSIP XXX-XX-XXXX SYMBOL ASHR	2020-03-10	2020-05-07
	XTRACKERS HARVEST CSI 300 CHINA A- SHARES ETF CUSIP XXX-XX-XXXX SYMBOL ASHR	2020-03-10	2020-06-10
	XTRACKERS HARVEST CSI 300 CHINA A- SHARES ETF CUSIP XXX-XX-XXXX SYMBOL ASHR	2020-03-10	2020-07-06
	DOCUSIGN INC/CUSIP XXX-XX-XXXX SYMBOL DOCU	2020-06-10	2020-07-01
	DOCUSIGN INC/CUSIP XXX-XX-XXXX SYMBOL DOCU	2020-06-10	2020-07-24
	DOLBY LABORATORIES INC CL A/CUSIP 25659T107 SYMBOL DLB	2020-07-01	2020-07-24
	DOLLAR GEN CORP NEW/CUSIP XXX-XX-XXXX SYMBOL DG	2020-06-10	2020-07-24
	DOLLAR GEN CORP NEW/CUSIP XXX-XX-XXXX SYMBOL DG	2020-06-10	2020-09-23
	DOLLAR TREE INC/CUSIP XXX-XX-XXXX SYMBOL DLTR	2020-06-10	2020-07-24
	ELANCO ANIMAL HEALTH INC/CUSIP 28414H103 SYMBOL ELAN	2020-06-10	2020-07-01
	ELANCO ANIMAL HEALTH INC/CUSIP 28414H103 SYMBOL ELAN	2020-06-10	2020-07-24
	ELANCO ANIMAL HEALTH INC/CUSIP 28414H103 SYMBOL ELAN	2020-06-10	2020-10-26
	EQUIFAX INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL EFX	2020-06-10	2020-07-24
	EQUINOR ASA SPON ADR/CUSIP 29446M102 SYMBOL EQNR	2020-06-10	2020-06-23
	EQUITY LIFESTYLE PROPERTIES INC REIT SBI CUSIP 29472R108 SYMBOL ELS	2020-07-01	2020-07-24
	EXPONENT INC/CUSIP 30214U102 SYMBOL EXPO	2020-07-01	2020-07-24
	FLIR SYSTEMS INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL FLIR	2020-06-10	2020-07-24
	FMC CORP NEW COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL FMC	2020-06-10	2020-07-24
	FMC CORP NEW COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL FMC	2020-06-10	2020-12-11
	FACEBOOK INC CL A CUSIP 30303M102 SYMBOL FB	2020-06-10	2020-07-23
	FACEBOOK INC CL A CUSIP 30303M102 SYMBOL FB	2020-06-10	2020-07-24
	FAIR ISAAC CORP CUSIP XXX-XX-XXXX SYMBOL FICO	2020-06-10	2020-07-24
	FIDELITY NATL INFORMATION SVCS CUSIP 31620M106 SYMBOL FIS	2020-06-10	2020-07-24
	FIDELITY NATL INFORMATION SVCS CUSIP 31620M106 SYMBOL FIS	2020-06-10	2020-09-23
	GENMABA/SSPON ADR/CUSIP XXX-XX-XXXX SYMBOL GMAB	2020-06-10	2020-06-23
	GENMABA/SSPON ADR/CUSIP XXX-XX-XXXX SYMBOL GMAB	2020-06-10	2020-07-24
	GENMABA/SSPON ADR/CUSIP XXX-XX-XXXX SYMBOL GMAB	2020-06-10	2020-11-24
	GLAXO SMITHKLINE PLC ADR /CUSIP 37733W105 SYMBOL GSK	2020-06-10	2020-07-01
	HDFC BANK LTD REPSTG 3 ORD SHS ADR/CUSIP 40415F101 SYMBOL HDB	2020-06-10	2020-07-24
	HEICOCORPNEWCLA/CUSIP XXX-XX-XXXX SYMBOL HEIA	2020-07-01	2020-07-24
	HENRY JACKS. ASSOC INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL JKHY	2020-06-10	2020-07-24
	HOYA CORP SPON ADR/CUSIP XXX-XX-XXXX SYMBOL HOCPY	2020-06-10	2020-07-24
	HUBSPOT INC/CUSIP XXX-XX-XXXX SYMBOL HUBS	2020-06-10	2020-07-24
	HUBSPOT INC/CUSIP XXX-XX-XXXX SYMBOL HUBS	2020-06-10	2020-09-23
	IAC/INTERACTIVECORP CUSIP 44891 N109 SYMBOL IAC	2020-06-10	2020-07-24
	IAA INC/CUSIP XXX-XX-XXXX/SYMBOL IAA	2020-06-10	2020-07-24
	IAA INC/CUSIP XXX-XX-XXXX/SYMBOL IAA	2020-06-10	2020-12-01
	INCYTE CORP/CUSIP 45337C102 SYMBOL INCY	2020-06-10	2020-07-24
	INCYTE CORP/CUSIP 45337C102 SYMBOL INCY	2020-06-10	2020-07-27
	INGERSOLL RAND INC/CUSIP 45687V106 SYMBOL IR	2020-06-10	2020-07-24
	INTERACTIVE BROKERS GROUP INC CL A/CUSIP 45841 N107 SYMBOL IBKR	2020-06-10	2020-07-01
	IQVIAHLDGSINC/CUSIP 46266C105 SYMBOL IQV	2020-07-01	2020-07-23
	IQVIAHLDGSINC/CUSIP 46266C105 SYMBOL IQV	2020-07-01	2020-07-24
	ISHARES GOLD TRUST ETF/CUSIP XXX-XX-XXXX SYMBOL IAU NOTE CL	2020-04-22	2020-06-04
	ISHARES GOLD TRUST ETF/CUSIP XXX-XX-XXXX SYMBOL IAU NOTE CL	2020-04-22	2020-06-10
	ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF CUSIP XXX-XX-XXXX SYMBOL LEMB	2019-10-02	2020-02-21
	ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF CUSIP XXX-XX-XXXX SYMBOL LEMB	2019-10-02	2020-03-10
	ISHARES MSCI PACIFIC EX JAPAN ETF CUSIP XXX-XX-XXXX SYMBOL EPP	2019-10-02	2020-05-07
	ISHARES MSCI PACIFIC EX JAPAN ETF CUSIP XXX-XX-XXXX SYMBOL EPP	2019-10-02	2020-06-04
	ISHARES MSCI PACIFIC EX JAPAN ETF CUSIP XXX-XX-XXXX SYMBOL EPP	2019-10-02	2020-06-10
	ISHARES CORE S&P 500 ETF/CUSIP XXX-XX-XXXX SYMBOL IVV	2020-06-10	2020-07-10
	ISHARES CORE S&P 500 ETF/CUSIP XXX-XX-XXXX SYMBOL IVV	2020-06-10	2020-07-24
	ISHARES CORE S&P 500 ETF/CUSIP XXX-XX-XXXX SYMBOL IVV (CONTD)	2020-06-10	2020-09-23
	ISHARES CORE S&P 500 ETF/CUSIP XXX-XX-XXXX SYMBOL IVV (CONTD)	2020-06-10	2020-10-13
	ISHARES 20+YEAR TREASURY BOND ETF/CUSIP XXX-XX-XXXX SYMBOL TLT	2020-03-16	2020-03-31
	ISHARES 20+YEAR TREASURY BOND ETF/CUSIP XXX-XX-XXXX SYMBOL TLT	2020-03-16	2020-06-04
	ISHARES CORE S&P MIDCAP ETF/CUSIP XXX-XX-XXXX SYMBOL UH	2019-10-02	2020-05-07
	ISHARES CORE S&P MIDCAP ETF/CUSIP XXX-XX-XXXX SYMBOL UH	2019-10-02	2020-06-04
	ISHARES CORE S&P MIDCAP ETF/CUSIP XXX-XX-XXXX SYMBOL UH	2019-10-02	2020-06-10
	ISHARES CORE S&P SMALL-CAP ETF/CUSIP XXX-XX-XXXX SYMBOL UR	2019-10-02	2020-03-10
	ISHARES CORE S&P SMALL-CAP ETF/CUSIP XXX-XX-XXXX SYMBOL UR	2019-10-02	2020-06-04
	ISHARES CORE S&P SMALL-CAP ETF/CUSIP XXX-XX-XXXX SYMBOL UR	2019-10-02	2020-06-10
	ISHARES CORE S&P SMALL-CAP ETF/CUSIP XXX-XX-XXXX SYMBOL UR	2019-10-02	2020-07-24
	ISHARES CORE S&P SMALL-CAP ETF/CUSIP XXX-XX-XXXX SYMBOL UR	2020-10-13	2020-12-16
	ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF CUSIP XXX-XX-XXXX SYMBOL EMB	2019-10-02	2020-05-07
	ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF CUSIP XXX-XX-XXXX SYMBOL EMB	2019-10-02	2020-06-04
	ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF CUSIP XXX-XX-XXXX SYMBOL EMB	2019-10-02	2020-06-10
	ISHARES MBS ETF CUSIP XXX-XX-XXXX SYMBOL MBB	2020-03-10	2020-03-19
	ISHARES MBS ETF CUSIP XXX-XX-XXXX SYMBOL MBB	2020-03-10	2020-03-31
	ISHARES MBS ETF CUSIP XXX-XX-XXXX SYMBOL MBB	2020-03-10	2020-04-22
	ISHARES MBS ETF CUSIP XXX-XX-XXXX SYMBOL MBB	2020-03-10	2020-06-04
	ISHARES US TREASURY BOND ETF/CUSIP 46429B267 SYMBOL GOVT	2019-10-02	2020-01-17
	ISHARES US TREASURY BOND ETF/CUSIP 46429B267 SYMBOL GOVT	2020-03-16	2020-03-19
	ISHARES US TREASURY BOND ETF/CUSIP 46429B267 SYMBOL GOVT	2020-03-10	2020-03-31
	ISHARES US TREASURY BOND ETF/CUSIP 46429B267 SYMBOL GOVT	2020-03-10	2020-04-22
	ISHARES US TREASURY BOND ETF/CUSIP 46429B267 SYMBOL GOVT	2019-10-02	2020-05-07
	ISHARES US TREASURY BOND ETF/CUSIP 46429B267 SYMBOL GOVT (CONTD)	2019-10-02	2020-06-04
	ISHARES US TREASURY BOND ETF/CUSIP 46429B267 SYMBOL GOVT (CONTD)	2019-10-02	2020-06-10
	ISHARES MSCI CHINA ETF/CUSIP 46429B671 SYMBOL MCHI	2020-07-10	2020-07-24
	ISHARES MSCI CHINA ETF/CUSIP 46429B671 SYMBOL MCHI	2020-07-10	2020-09-23
	ISHARES CORE MSCI EMERGING MARKETS ETF/CUSIP 46434G103 SYMBOL IEMG	2020-01-17	2020-04-22
	ISHARES CORE MSCI EMERGING MARKETS ETF/CUSIP 46434G103 SYMBOL IEMG	2019-10-02	2020-05-07
	ISHARES CORE MSCI EMERGING MARKETS ETF/CUSIP 46434G103 SYMBOL IEMG	2019-10-02	2020-06-04
	ISHARES CORE MSCI EMERGING MARKETS ETF/CUSIP 46434G103 SYMBOL IEMG	2019-10-02	2020-06-10
	ITOCHU CORP ADR JAPAN ADR/CUSIP XXX-XX-XXXX SYMBOL ITOCY	2020-06-10	2020-07-24
	JABIL INC CUSIP XXX-XX-XXXX/SYMBOL JBL	2020-06-10	2020-07-24
	JABIL INC CUSIP XXX-XX-XXXX/SYMBOL JBL	2020-06-10	2020-11-24
	JPMORGAN BETABUILDERS CANADA ETF CUSIP 46641Q696 SYMBOL BBCA	2019-10-02	2020-03-16
	JPMORGAN BETABUILDERS CANADA ETF CUSIP 46641Q696 SYMBOL BBCA	2019-10-02	2020-05-07
	JPMORGAN BETABUILDERS CANADA ETF CUSIP 46641Q696 SYMBOL BBCA	2019-10-02	2020-06-04
	JPMORGAN BETABUILDERS JAPAN ETF/CUSIP 46641Q712 SYMBOL BBJP	2019-10-02	2020-03-10
	JPMORGAN BETABUILDERS JAPAN ETF/CUSIP 46641Q712 SYMBOL BBJP	2019-10-02	2020-05-07
	JPMORGAN BETABUILDERS JAPAN ETF/CUSIP 46641Q712 SYMBOL BBJP	2019-10-02	2020-06-04
	JPMORGAN BETABUILDERS JAPAN ETF/CUSIP 46641Q712 SYMBOL BBJP	2019-10-02	2020-06-10
	JOHNSONS. JOHNSON COM COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL JNJ	2020-06-10	2020-06-16
	JOHNSONS. JOHNSON COM COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL JNJ	2020-06-10	2020-07-01
	LABORATORY CORP AMER HLDGS NEW/CUSIP 50540R409 SYMBOL LH	2020-06-10	2020-07-24
	LABORATORY CORP AMER HLDGS NEW/CUSIP 50540R409 SYMBOL LH	2020-06-10	2020-10-26
	LABORATORY CORP AMER HLDGS NEW/CUSIP 50540R409 SYMBOL LH	2020-06-10	2020-11-24
	LAMB WESTON HLDGS INC/CUSIP XXX-XX-XXXX SYMBOL LW	2020-07-01	2020-07-24
	LENNOX INTL INC/CUSIP XXX-XX-XXXX SYMBOL LII	2020-06-10	2020-07-24
	LOWES COMPANIES INC/CUSIP XXX-XX-XXXX SYMBOL LOW	2020-06-10	2020-07-23
	LOWES COMPANIES INC/CUSIP XXX-XX-XXXX SYMBOL LOW	2020-06-10	2020-07-24
	LOWES COMPANIES INC/CUSIP XXX-XX-XXXX SYMBOL LOW	2020-06-10	2020-09-29
	MSCI INC/CUSIP 55354G100/SYMBOL MSCI	2020-06-10	2020-07-01
	MSCI INC/CUSIP 55354G100/SYMBOL MSCI	2020-06-10	2020-07-24
	MADISON SQUARE GRDN/CUSIP 55826T102 SYMBOL MSGE	2020-06-10	2020-07-24
	MARSHS. MCLENNAN COS INC/CUSIP XXX-XX-XXXX SYMBOL MMC	2020-09-17	2020-09-25
	MASTERCARD INC CL A/CUSIP 57636Q104 SYMBOL MA	2020-06-10	2020-07-23
	MASTERCARD INC CL A/CUSIP 57636Q104 SYMBOL MA	2020-06-10	2020-07-24
	MASTERCARD INC CL A/CUSIP 57636Q104 SYMBOL MA (CONTD)	2020-06-10	2020-12-11
	MATCH GROUP INC/CUSIP 57667L107 SYMBOL MTCH	2020-06-10	2020-07-16
	MATCH GROUP INC/CUSIP 57667L107 SYMBOL MTCH	2020-06-10	2020-07-24
	METLIFE INC/CUSIP 59156R108/ SYMBOL MET	2020-06-10	2020-07-24
	MICROSOFT CORP/CUSIP XXX-XX-XXXX SYMBOL MSFT	2020-06-10	2020-07-24
	MICROSOFT CORP/CUSIP XXX-XX-XXXX SYMBOL MSFT	2020-06-10	2020-07-27
	MICROSOFT CORP/CUSIP XXX-XX-XXXX SYMBOL MSFT	2020-06-10	2020-09-23
	MICRON TECHNOLOGY INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL MU	2020-06-10	2020-07-24
	MICRON TECHNOLOGY INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL MU	2020-06-10	2020-09-25
	MODERNA INC/CUSIP 60770K107 SYMBOL MRNA	2020-11-12	2020-11-30
	MODERNA INC/CUSIP 60770K107 SYMBOL MRNA	2020-11-12	2020-12-01
	MODERNA INC/CUSIP 60770K107 SYMBOL MRNA	2020-11-12	2020-12-04
	MONDELEZ INTL INC/CUSIP XXX-XX-XXXX SYMBOL MDLZ	2020-06-10	2020-07-24
	MONDELEZ INTL INC/CUSIP XXX-XX-XXXX SYMBOL MDLZ	2020-06-10	2020-10-26
	NETFLIX INC/CUSIP 64110L106 SYMBOL NFLX	2020-06-10	2020-07-24
	NEXTERA ENERGY INC COM CUSIP 65339F101 SYMBOL NEE	2020-06-10	2020-07-24
	NEXTERA ENERGY INC COM CUSIP 65339F101 SYMBOL NEE	2020-06-10	2020-09-25
	NIPPON TELEGRAPHS. TEL CORP SPON ADR/CUSIP XXX-XX-XXXX SYMBOL NTTYY	2020-06-10	2020-07-24
	NORDSON CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL NDSN	2020-06-10	2020-07-01
	NORDSON CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL NDSN	2020-06-10	2020-07-24
	NOVARTIS AG SPON ADR/CUSIP 66987V109 SYMBOL NVS	2020-06-10	2020-07-24
	ON SEMICONDUCTOR CORP/CUSIP XXX-XX-XXXX SYMBOL ON	2020-06-10	2020-07-24
	ON SEMICONDUCTOR CORP/CUSIP XXX-XX-XXXX SYMBOL ON	2020-06-10	2020-12-17
	ORIX CORPORATION SPON ADR/CUSIP XXX-XX-XXXX SYMBOL IX	2020-06-10	2020-07-24
	PEPSICO INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL PEP	2020-06-10	2020-07-24
	POOL CORP/CUSIP 73278L105/SYMBOL POOL	2020-06-10	2020-07-24
	PRIMERICA INC/CUSIP 74164M108 SYMBOL PRI	2020-06-10	2020-07-01
	PROGRESSIVE CORP OHIO COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL PGR	2020-06-10	2020-07-24
	PROGRESSIVE CORP OHIO COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL PGR	2020-06-10	2020-10-26
	PROGRESSIVE CORP OHIO COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL PGR	2020-06-10	2020-11-24
	PROLOGIS INC COM/CUSIP 74340W103 SYMBOL PLD	2020-06-10	2020-07-24
	PROSUS N VSPON ADR/CUSIP 74365P108 SYMBOL PROSY	2020-06-10	2020-06-23
	PROSUS N VSPON ADR/CUSIP 74365P108 SYMBOL PROSY	2020-06-10	2020-07-24
	PROSUS N VSPON ADR/CUSIP 74365P108 SYMBOL PROSY	2020-06-10	2020-11-24
	QORVO INC/CUSIP 74736K101/SYMBOL QRVO	2020-06-10	2020-07-24
	RBC BEARINGS INC/CUSIP 75524B104 SYMBOL ROLL	2020-06-10	2020-07-01
	ROCKWELL AUTOMATION INC NEW/CUSIP XXX-XX-XXXX SYMBOL ROK	2020-06-10	2020-07-24
	ROCKWELL AUTOMATION INC NEW/CUSIP XXX-XX-XXXX SYMBOL ROK	2020-06-10	2020-09-23
	ROLLINS INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL ROL	2020-06-10	2020-07-24
	ROSS STORES INC COMMON STOCK/CUSIP XXX-XX-XXXX/ SYMBOL ROST	2020-07-01	2020-07-24
	ROYAL BANK OF CANADA FOREIGN STOCK CAD/CUSIP XXX-XX-XXXX SYMBOL RY	2020-06-10	2020-07-24
	ROYAL DUTCH SHELL PLC CL A SPON ADR/CUSIP XXX-XX-XXXX SYMBOL RDSA	2020-06-23	2020-07-24
	RYANAIR HOLDINGS PLC SPON ADR/CUSIP XXX-XX-XXXX SYMBOL RYAAY	2020-06-10	2020-07-24
	SMC CORP SPON ADR/CUSIP 78445W306 SYMBOL SMCAY	2020-06-10	2020-07-24
	SMC CORP SPON ADR/CUSIP 78445W306 SYMBOL SMCAY	2020-06-10	2020-08-06
	SALESFORCE COM INC/CUSIP 79466L302 SYMBOL CRM	2020-06-10	2020-07-01
	SALESFORCE COM INC/CUSIP 79466L302 SYMBOL CRM	2020-06-10	2020-07-24
	SALESFORCE COM INC/CUSIP 79466L302 SYMBOL CRM	2020-06-10	2020-08-26
	SAPSESPONADR/CUSIP XXX-XX-XXXX SYMBOL SAP	2020-06-10	2020-07-24
	SCHWAB US TIPS ETF/CUSIP XXX-XX-XXXX SYMBOL SCHP	2019-10-02	2020-01-17
	SCHWAB US TIPS ETF/CUSIP XXX-XX-XXXX SYMBOL SCHP	2019-10-02	2020-03-16
	SCOTTS MIRACLE-GRO CO CL A/CUSIP XXX-XX-XXXX SYMBOL SMG	2020-06-10	2020-07-01
	SCOTTS MIRACLE-GRO CO CL A/CUSIP XXX-XX-XXXX SYMBOL SMG	2020-06-10	2020-07-24
	MATERIALS SELECT SECTOR SPDR TRUST ETF/CUSIP 81369Y100 SYMBOL XLB	2019-10-02	2020-06-04
	MATERIALS SELECT SECTOR SPDR TRUST ETF/CUSIP 81369Y100 SYMBOL XLB	2020-03-10	2020-06-10
	HEALTH CARE SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y209 SYMBOL XLV	2020-03-10	2020-04-22
	HEALTH CARE SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y209 SYMBOL XLV	2019-10-02	2020-05-07
	HEALTH CARE SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y209 SYMBOL XLV	2019-10-02	2020-06-04
	HEALTH CARE SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y209 SYMBOL XLV	2019-10-02	2020-06-10
	CONSUMERS STAPLES SELECT SECTOR SPDR FUND ETF CUSIP 81369Y308 SYMBOL XLP	2019-10-02	2020-06-04
	CONSUMERS STAPLES SELECT SECTOR SPDR FUND ETF CUSIP 81369Y308 SYMBOL XLP	2019-10-02	2020-06-10
	CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF CUSIP 81369Y407 SYMBOL XL	2019-10-02	2020-05-07
	CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF CUSIP 81369Y407 SYMBOL XL	2019-10-02	2020-06-04
	CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF CUSIP 81369Y407 SYMBOL XL	2019-10-02	2020-06-10
	ENERGY SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y506 SYMBOL XLE	2019-10-02	2020-03-19
	ENERGY SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y506 SYMBOL XLE	2019-10-02	2020-06-04
	ENERGY SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y506 SYMBOL XLE	2019-10-02	2020-06-10
	FINANCIAL SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y605 SYMBOL XLF	2019-10-02	2020-03-10
	FINANCIAL SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y605 SYMBOL XLF	2019-10-02	2020-03-19
	FINANCIAL SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y605 SYMBOL XLF	2019-10-02	2020-05-07
	FINANCIAL SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y605 SYMBOL XLF	2019-10-02	2020-06-04
	FINANCIAL SELECT SECTOR SPDR FUND ETF/CUSIP 81369Y605 SYMBOL XLF	2020-04-22	2020-06-10
	INDUSTRIAL SELECT SECTOR SPDR FUND ETF CUSIP 81369Y704 SYMBOL XLI (CONTD)	2019-10-02	2020-03-10
	INDUSTRIAL SELECT SECTOR SPDR FUND ETF CUSIP 81369Y704 SYMBOL XLI (CONTD)	2019-10-02	2020-03-19
	INDUSTRIAL SELECT SECTOR SPDR FUND ETF CUSIP 81369Y704 SYMBOL XLI (CONTD)	2019-10-02	2020-05-07
	INDUSTRIAL SELECT SECTOR SPDR FUND ETF CUSIP 81369Y704 SYMBOL XLI (CONTD)	2019-10-02	2020-06-04
	INDUSTRIAL SELECT SECTOR SPDR FUND ETF CUSIP 81369Y704 SYMBOL XLI (CONTD)	2020-04-22	2020-06-10
	TECHNOLOGY SELECT SECTOR SPDR ETF/CUSIP 81369Y803 SYMBOL XLK	2019-10-02	2020-05-07
	TECHNOLOGY SELECT SECTOR SPDR ETF/CUSIP 81369Y803 SYMBOL XLK	2019-10-02	2020-06-04
	TECHNOLOGY SELECT SECTOR SPDR ETF/CUSIP 81369Y803 SYMBOL XLK	2019-10-02	2020-06-10
	COMM SERVICES SELECT SECTOR SPDR ETF/CUSIP 81369Y852 SYMBOL XLC	2019-10-02	2020-05-07
	COMM SERVICES SELECT SECTOR SPDR ETF/CUSIP 81369Y852 SYMBOL XLC	2019-10-02	2020-06-04
	COMM SERVICES SELECT SECTOR SPDR ETF/CUSIP 81369Y852 SYMBOL XLC	2019-10-02	2020-06-10
	REAL ESTATE SELECT SECT SPDR ETF/CUSIP 81369Y860 SYMBOL XLRE	2019-10-02	2020-04-13
	REAL ESTATE SELECT SECT SPDR ETF/CUSIP 81369Y860 SYMBOL XLRE	2019-10-02	2020-04-22
	REAL ESTATE SELECT SECT SPDR ETF/CUSIP 81369Y860 SYMBOL XLRE	2020-03-10	2020-06-04
	REAL ESTATE SELECT SECT SPDR ETF/CUSIP 81369Y860 SYMBOL XLRE	2020-03-10	2020-06-10
	UTILITIES SECTOR SPDR FUND ETF CUSIP 81369Y886 SYMBOL XLU	2019-10-02	2020-04-22
	SERVICENOW INC CUSIP 81762P102 SYMBOL NOW	2020-06-10	2020-07-24
	SHIN ETSUCHEM CO LTD ADR/CUSIP XXX-XX-XXXX SYMBOL SHECY	2020-06-10	2020-07-24
	SITEONE LANDSCAPE SUPPLY INC/CUSIP 82982L103 SYMBOL SITE	2020-06-10	2020-07-01
	SOFTBANK GROUP CORP ADR/CUSIP 83404D109 SYMBOL SFTBY	2020-06-10	2020-07-24
	SONY CORP ADR NEW JAPAN ADR/CUSIP XXX-XX-XXXX SYMBOL SNE	2020-06-10	2020-07-24
	SOUTHWEST AIRLINES CO COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL LUV	2020-06-10	2020-07-24
	SOUTHWEST AIRLINES CO COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL LUV	2020-06-10	2020-09-25
	SPLUNK INC/CUSIP XXX-XX-XXXX SYMBOL SPLK	2020-06-10	2020-07-24
	STARBUCKS CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL SBUX	2020-06-10	2020-07-23
	STARBUCKS CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL SBUX	2020-06-10	2020-07-24
	STERICYCLE INC/CUSIP XXX-XX-XXXX SYMBOL SRCL	2020-06-10	2020-07-24
	SYNCHRONY FINE/CUSIP 87165B103 SYMBOL SYF	2020-06-10	2020-07-24
	TAKE-TWO INTERACTIVE SOFTWRE CUSIP XXX-XX-XXXX SYMBOL TTWO	2020-06-10	2020-07-24
	TAKEDA PHARMACEUTICAL CO LTD SPON ADR CUSIP XXX-XX-XXXX SYMBOL TAK	2020-06-10	2020-06-23
	TAKEDA PHARMACEUTICAL CO LTD SPON ADR CUSIP XXX-XX-XXXX SYMBOL TAK	2020-06-10	2020-07-24
	TECHNOPROHLDGSSPON ADR/CUSIP 87875T204 SYMBOL TCCPY	2020-06-10	2020-07-24
	10X GENOMICS INC CL A/CUSIP 88025U109 SYMBOL TXG	2020-06-10	2020-07-24
	10X GENOMICS INC CL A/CUSIP 88025U109 SYMBOL TXG	2020-06-10	2020-07-27
	TERADYNE INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL TER	2020-06-10	2020-07-01
	TERADYNE INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL TER	2020-06-10	2020-07-24
	THE TRADE DESK INC CL A/CUSIP 88339J105 SYMBOL TTD	2020-07-01	2020-07-24
	THOR INDUSTRIES INC COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL THO	2020-06-10	2020-07-01
	UBS FUNDS UBS EMERGING MARKETS EQUITY OPPORTUNITY FUND CL P2 CUSIP 90267D746	2020-06-10	2020-06-22
	UBS FUNDS UBS EMERGING MARKETS EQUITY OPPORTUNITY FUND CL P2 CUSIP 90267D746	2020-06-10	2020-07-14
	UBS FUNDS UBS EMERGING MARKETS EQUITY OPPORTUNITY FUND CL P2 CUSIP 90267D746	2020-06-10	2020-07-27
	UNILEVER NV N Y SHS NEW NETHERLANDS SPON**EXCHANGE CUSIP XXX-XX-XXXX SYMBOL	2020-06-10	2020-07-24
	UNION PACIFIC CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL UNP	2020-06-10	2020-07-24
	UNION PACIFIC CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL UNP	2020-06-10	2020-08-19
	UNTD RENTALS INC/CUSIP XXX-XX-XXXX SYMBOL URI	2020-06-10	2020-07-24
	UNTD RENTALS INC/CUSIP XXX-XX-XXXX SYMBOL URI	2020-06-10	2020-09-23
	UNITEDHEALTH GROUP INC/CUSIP 91324P102/ SYMBOL UNH	2020-06-10	2020-07-24
	UNIVERSAL DISPLAY CORP/CUSIP 91347P105 SYMBOL OLED	2020-06-10	2020-07-24
	UNIVERSAL DISPLAY CORP/CUSIP 91347P105 SYMBOL OLED	2020-06-10	2020-12-04
	VANGUARD FTSE DEVELOPED MARKET ETF $0 88 CUSIP XXX-XX-XXXX SYMBOL VEA	2020-06-22	2020-07-10
	VANGUARD FTSE DEVELOPED MARKET ETF $0 88 CUSIP XXX-XX-XXXX SYMBOL VEA	2020-06-10	2020-07-10
	VANGUARD FTSE DEVELOPED MARKET ETF $0 88 CUSIP XXX-XX-XXXX SYMBOL VEA	2020-06-22	2020-07-24
	VANGUARD FTSE DEVELOPED MARKET ETF $0 88 CUSIP XXX-XX-XXXX SYMBOL VEA	2020-06-22	2020-09-23
	VANGUARD FTSE EUROPE ETF CUSIP XXX-XX-XXXX SYMBOL VGK	2019-11-05	2020-01-17
	VANGUARD FTSE EUROPE ETF CUSIP XXX-XX-XXXX SYMBOL VGK	2019-10-02	2020-03-10
	VANGUARD FTSE EUROPE ETF CUSIP XXX-XX-XXXX SYMBOL VGK	2019-10-02	2020-05-07
	VANGUARD FTSE EUROPE ETF CUSIP XXX-XX-XXXX SYMBOL VGK	2019-10-02	2020-06-04
	VANGUARD FTSE EUROPE ETF CUSIP XXX-XX-XXXX SYMBOL VGK	2019-10-02	2020-06-10
	VANGUARD SHORT-TERM CORPORATE BOND ETF CUSIP 92206C409 SYMBOL VCSH	2019-10-02	2020-03-10
	VANGUARD SHORT-TERM CORPORATE BOND ETF CUSIP 92206C409 SYMBOL VCSH	2019-10-02	2020-05-07
	VANGUARD SHORT-TERM CORPORATE BOND ETF CUSIP 92206C409 SYMBOL VCSH (CONTD)	2019-10-02	2020-06-04
	VANGUARD SHORT-TERM CORPORATE BOND ETF CUSIP 92206C409 SYMBOL VCSH (CONTD)	2020-04-13	2020-06-10
	VANGUARD LONGTERM CORPORATE BOND ETF CUSIP 92206C813 SYMBOL VCLT	2019-10-02	2020-04-13
	VANGUARD LONGTERM CORPORATE BOND ETF CUSIP 92206C813 SYMBOL VCLT	2019-10-02	2020-06-04
	VANGUARD LONGTERM CORPORATE BOND ETF CUSIP 92206C813 SYMBOL VCLT	2019-10-02	2020-06-10
	VANGUARD INTERMEDIATE TERM CORPORATEBD BOND ETF CUSIP 92206C870 SYMBOL VCIT	2019-10-02	2020-03-10
	VANGUARD INTERMEDIATE TERM CORPORATEBD BOND ETF CUSIP 92206C870 SYMBOL VCIT	2019-10-02	2020-05-07
	VANGUARD INTERMEDIATE TERM CORPORATEBD BOND ETF CUSIP 92206C870 SYMBOL VCIT	2019-10-02	2020-06-04
	VANGUARD INTERMEDIATE TERM CORPORATEBD BOND ETF CUSIP 92206C870 SYMBOL VCIT	2019-10-02	2020-06-10
	VIACOMCBS INC CL B/CUSIP 92556H206 SYMBOL VIAC	2020-06-10	2020-06-16
	VIACOMCBS INC CL B/CUSIP 92556H206 SYMBOL VIAC	2020-06-10	2020-07-24
	VIACOMCBS INC CL B/CUSIP 92556H206 SYMBOL VIAC	2020-06-10	2020-09-30
	VIACOMCBS INC CL B/CUSIP 92556H206 SYMBOL VIAC	2020-06-10	2020-11-24
	VISA INC CL A/CUSIP 92826C839 SYMBOL V	2020-06-10	2020-07-23
	VISA INC CL A/CUSIP 92826C839 SYMBOL V	2020-06-10	2020-07-24
	VISA INC CL A/CUSIP 92826C839 SYMBOL V	2020-06-10	2020-09-23
	WEST PHARMACEUTICAL SERVICES INC/CUSIP XXX-XX-XXXX SYMBOL WST	2020-07-01	2020-07-24
	WSTN DIGITAL CORP COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL WDC	2020-06-10	2020-07-24
	WESTLAKE CHEMICAL CORP CUSIP XXX-XX-XXXX SYMBOL WLK	2020-06-10	2020-07-24
	WILLIAMS COS INC (DEL) COMMON STOCK/CUSIP XXX-XX-XXXX SYMBOL WMB	2020-06-10	2020-07-24
	WYNN RESORTS LTD/CUSIP XXX-XX-XXXX SYMBOL WYNN	2020-06-10	2020-07-24
	WYNN RESORTS LTD/CUSIP XXX-XX-XXXX SYMBOL WYNN	2020-06-10	2020-09-29
	ZEBRA TECHNOLOGIES CORP CL A/CUSIP XXX-XX-XXXX SYMBOL ZBRA	2020-06-10	2020-07-24
	ERSTE GROUP BANK AG ORD FOREIGN STOCK EUR CUSIP AT0000652011 SYMBOL EBKOF	2020-06-11	2020-07-27
	LANXESS AG FOREIGN STOCK EUR/CUSIP DE0005470405 SYMBOL LNXSF	2020-06-11	2020-07-27
	HENKEL AG & CO KGAA VORZUG FOREIGN STOCK EUR CUSIP DE0006048432 SYMBOL HENOF	2020-06-11	2020-07-27
	HENKEL AG & CO KGAA VORZUG FOREIGN STOCK EUR CUSIP DE0006048432 SYMBOL HENOF	2020-06-11	2020-10-26
	HUGO BOSS AG FOREIGN STOCK EUR/CUSIP DE000A1 PHFF7 SYMBOL HUGPF	2020-06-11	2020-07-27
	HUGO BOSS AG FOREIGN STOCK EUR/CUSIP DE000A1 PHFF7 SYMBOL HUGPF	2020-06-11	2020-10-26
	H LUNDBECKA/S FOREIGN STOCK DKK/CUSIP DK0010287234 SYMBOL HLUKF	2020-06-11	2020-07-27
	H LUNDBECKA/S FOREIGN STOCK DKK/CUSIP DK0010287234 SYMBOL HLUKF	2020-06-11	2020-08-31
	SAMPOOYJ A SHARES FOREIGN STOCK EUR/CUSIP FI0009003305 SYMBOL SAXPF	2020-06-11	2020-07-27
	ALLEGION PLC FOREIGN STOCK/CUSIP G0176J109 SYMBOL ALLE	2020-06-10	2020-07-24
	BUNGE LIMITED FOREIGN STOCK/CUSIP G16962105 SYMBOL BG	2020-06-10	2020-07-24
	BUNGE LIMITED FOREIGN STOCK/CUSIP G16962105 SYMBOL BG	2020-06-10	2020-09-25
	BUNGE LIMITED FOREIGN STOCK/CUSIP G16962105 SYMBOL BG	2020-06-10	2020-10-26
	BUNGE LIMITED FOREIGN STOCK/CUSIP G16962105 SYMBOL BG	2020-06-10	2020-11-24
	LIVANOVA PLC FOREIGN STOCK GBP/CUSIP G5509L101 SYMBOL LIVN	2020-06-10	2020-07-24
	MARVELL TECHNOLOGY GROUP LTD FOREIGN STOCK/ CUSIP G5876H105 SYMBOL MRVL	2020-06-10	2020-07-24
	MARVELL TECHNOLOGY GROUP LTD FOREIGN STOCK/ CUSIP G5876H105 SYMBOL MRVL	2020-06-10	2020-09-29
	MEDTRONIC PLC FOREIGN STOCK/CUSIP G5960L103 SYMBOL MDT	2020-06-10	2020-06-16
	APTIV PLC FOREIGN STOCK/CUSIP G6095L109 SYMBOL APTV	2020-06-10	2020-07-24
	NVENT ELEC PLC FOREIGN STOCK/CUSIP G6700G107/ SYMBOL NVT	2020-06-10	2020-07-01
	ASHTEAD GROUP PLC ORD ORD FOREIGN STOCK GBP CUSIP GB0000536739 SYMBOL ASHTF	2020-06-11	2020-06-24
	ASHTEAD GROUP PLC ORD ORD FOREIGN STOCK GBP CUSIP GB0000536739 SYMBOL ASHTF	2020-06-11	2020-07-27
	SPECTRIS PLC GBP CUSIP GB0003308607 SYMBOL	2020-06-11	2020-07-27
	SAGE GROUP PLC ORD FOREIGN STOCK GBP CUSIP GB00B8C3BL03 SYMBOL SGGEF	2020-06-11	2020-07-27
	ALCON INC CHF/CUSIP H01301128 SYMBOL ALC	2020-06-10	2020-07-24
	PRYSMIANSPA MILANO FOREIGN STOCK EUR CUSIP IT0004176001 SYMBOL PRYMF	2020-06-11	2020-07-27
	INFRASTRUTTURE WIRELESS ITALIANS SPA FOREIGN STOCK EUR CUSIP IT0005090300 SY	2020-06-11	2020-07-27
	INFRASTRUTTURE WIRELESS ITALIANS SPA FOREIGN STOCK EUR CUSIP IT0005090300 SY	2020-06-11	2020-07-28
	NXP SEMICONDUCTORS N V COM FOREIGN STOCK EUR CUSIP N6596X109 SYMBOL NXPI	2020-06-10	2020-07-24
	NXP SEMICONDUCTORS N V COM FOREIGN STOCK EUR CUSIP N6596X109 SYMBOL NXPI	2020-06-10	2020-07-27
	UNIQURE N V FOREIGN STOCK EUR/CUSIP N90064101 SYMBOL QURE	2020-06-10	2020-07-24
	UNIQURE N V FOREIGN STOCK EUR/CUSIP N90064101 SYMBOL QURE	2020-06-10	2020-08-25
	SWEDISH MATCH AB FOREIGN STOCK SEK/CUSIP SE0000310336 SYMBOL SWMAF	2020-06-11	2020-07-27
	HEXPOL AB SEK/CUSIP SE0007074281 SYMBOL HXPLF	2020-06-11	2020-07-27
	HEXPOL AB SEK/CUSIP SE0007074281 SYMBOL HXPLF	2020-06-11	2020-10-26
	HEXPOL AB SEK/CUSIP SE0007074281 SYMBOL HXPLF	2020-06-11	2020-11-25
	ISHARES CORE S&P SMALL-CAP ETF/CUSIP XXX-XX-XXXX SYMBOL UR	2019-10-02	2020-12-16
	ISHARES GOLD TRUST ETF/CUSIP XXX-XX-XXXX SYMBOL IAU NOTE CL	2020-04-22	2020-04-30
	ISHARES GOLD TRUST ETF/CUSIP XXX-XX-XXXX SYMBOL IAU NOTE CL	2020-04-22	2020-05-31
	ABBVIE INC RATE 3 20 MATURES 05/14/2026 CALLABLE DATED DATE 05/12/2016 CUSIP	2020-07-30	2020-12-24
	GOLDMAN SACHS GROUP INC 2 350% 111521 DTD092716 FC051517 CALL@MW+20BP CUSIP	2020-06-10	2020-11-15
	NEW YORK LIFE GLOBAL FDG NOTE RATE 110% MATURES 05/05/2023 CUSIP 64952WDP5 S	2020-06-10	2020-12-24
	SOUTHERN COMPANY RATE 3 25 MATURES 07/01/2026 CALLABLE DATED DATE 05/24/2016	2020-06-10	2020-12-24
	U S TREASURY INFL NOTE NOTE RATE 1 75 MATURES 07/15/2022 CUSIP 9128287C8 SYM	2020-06-10	2020-12-24

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	696	657	39
b	856	879	-23
c	1,265	1,406	-141
d	396	364	32
e	100	91	9
	1,650	1,627	23
	249	287	-38
	430	401	29
	469	401	68
	408	463	-55
	105	116	-11
	116	116	0
	249	221	28
	1,508	1,456	52
	1,822	1,456	366
	3,005	2,638	367
	773	789	-16
	1,088	1,104	-16
	495	452	43
	916	904	12
	1,445	1,471	-26
	687	665	22
	588	580	8
	1,352	1,466	-114
	399	437	-38
	2,593	2,457	136
	109	88	21
	122	88	34
	240	232	8
	237	232	5
	244	232	12
	250	232	18
	1,450	1,505	-55
	699	717	-18
	276	239	37
	512	491	21
	1,166	1,167	-1
	3,685	3,267	418
	909	861	48
	2,646	2,343	303
	2,060	1,828	232
	1,570	1,371	199
	656	631	25
	222	257	-35
	692	807	-115
	524	513	11
	574	612	-38
	454	516	-62
	1,188	1,295	-107
	469	496	-27
	356	518	-162
	579	542	37
	474	458	16
	180	198	-18
	90	99	-9
	349	397	-48
	181	181	0
	180	181	-1
	498	542	-44
	418	416	2
	568	597	-29
	627	621	6
	585	574	11
	527	485	42
	2,057	1,395	662
	333	344	-11
	157	171	-14
	816	857	-41
	33,897	35,159	-1,262
	23,039	23,910	-871
	4,352	4,826	-474
	1,160	1,259	-99
	4,802	5,036	-234
	14,191	12,289	1,902
	1,590	1,336	254
	571	445	126
	409	395	14
	575	565	10
	206	188	18
	1,243	1,191	52
	831	914	-83
	729	726	3
	93	70	23
	503	503	0
	3,072	3,336	-264
	525	517	8
	402	407	-5
	452	468	-16
	428	414	14
	930	828	102
	236	237	-1
	231	237	-6
	414	424	-10
	431	423	8
	146	141	5
	792	712	80
	526	445	81
	175	148	27
	1,268	1,310	-42
	751	659	92
	380	412	-32
	539	539	0
	493	467	26
	446	426	20
	291	213	78
	251	179	72
	323	351	-28
	1,085	790	295
	498	468	30
	102	94	8
	882	929	-47
	867	926	-59
	162	141	21
	475	423	52
	5,203	5,194	9
	11,504	11,501	3
	33,004	33,629	-625
	11,856	12,683	-827
	2,852	3,466	-614
	10,140	10,968	-828
	4,675	3,772	903
	1,271	1,283	-12
	10,298	10,265	33
	7,212	7,057	155
	7,404	6,737	667
	6,621	6,539	82
	7,564	7,846	-282
	8,892	10,311	-1,419
	34,178	34,683	-505
	21,298	16,920	4,378
	2,830	3,256	-426
	8,966	9,541	-575
	5,663	5,982	-319
	911	984	-73
	2,087	1,742	345
	4,553	5,066	-513
	17,435	18,236	-801
	39,559	40,941	-1,382
	6,001	6,142	-141
	7,386	7,348	38
	31,726	31,586	140
	10,978	10,858	120
	6,696	6,775	-79
	16,787	16,787	0
	22,059	21,863	196
	13,170	13,083	87
	3,564	3,348	216
	113,424	109,595	3,829
	51,966	49,326	2,640
	3,045	3,190	-145
	8,498	8,679	-181
	11,881	15,434	-3,553
	3,832	4,305	-473
	42,242	42,856	-614
	20,090	18,659	1,431
	800	780	20
	430	431	-1
	1,556	1,325	231
	3,465	4,769	-1,304
	1,497	1,728	-231
	6,242	6,618	-376
	10,007	11,036	-1,029
	1,998	1,998	0
	16,753	16,800	-47
	16,899	16,385	514
	5,200	5,311	-111
	1,692	1,770	-78
	1,387	1,228	159
	201	175	26
	788	702	86
	542	510	32
	532	452	80
	148	130	18
	881	778	103
	325	259	66
	339	327	12
	773	654	119
	223	240	-17
	112	112	0
	313	313	0
	308	313	-5
	980	939	41
	91	84	7
	272	266	6
	881	936	-55
	3,026	2,896	130
	203	193	10
	204	193	11
	700	736	-36
	144	158	-14
	148	87	61
	142	87	55
	460	261	199
	1,262	1,217	45
	111	106	5
	481	432	49
	1,119	1,027	92
	278	257	21
	636	629	7
	371	398	-27
	578	596	-18
	589	615	-26
	349	338	11
	1,546	973	573
	629	781	-152
	408	401	7
	610	524	86
	1,144	1,245	-101
	1,229	1,136	93
	186	162	24
	1,247	1,136	111
	1,399	1,350	49
	285	266	19
	786	726	60
	307	248	59
	337	344	-7
	1,287	1,460	-173
	226	220	6
	216	220	-4
	438	389	49
	605	612	-7
	697	702	-5
	743	804	-61
	661	686	-25
	397	390	7
	1,108	1,093	15
	383	360	23
	942	899	43
	272	180	92
	635	547	88
	10,229	10,228	1
	48,191	49,484	-1,293
	1,200	1,275	-75
	584	567	17
	7,513	7,109	404
	4,214	3,536	678
	9,785	9,342	443
	1,884	1,674	210
	27,968	24,230	3,738
	20,299	17,520	2,779
	17,074	17,317	-243
	11,028	11,020	8
	2,188	2,243	-55
	19,326	17,711	1,615
	13,022	11,617	1,405
	1,564	3,616	-2,052
	3,582	4,936	-1,354
	2,496	3,271	-775
	17,217	19,756	-2,539
	3,608	5,068	-1,460
	2,988	2,988	0
	22,176	22,007	169
	14,235	12,722	1,513
	18,948	21,162	-2,214
	1,769	2,465	-696
	2,708	2,708	0
	9,419	8,834	585
	7,460	6,771	689
	9,061	7,620	1,441
	43,242	34,252	8,990
	33,253	25,664	7,589
	4,066	3,879	187
	22,196	19,687	2,509
	15,825	13,602	2,223
	5,471	6,240	-769
	4,691	5,271	-580
	6,086	6,274	-188
	3,568	3,580	-12
	9,689	10,434	-745
	851	794	57
	557	527	30
	2,252	2,289	-37
	639	517	122
	918	834	84
	601	711	-110
	110	110	0
	599	558	41
	228	236	-8
	606	629	-23
	736	730	6
	590	625	-35
	1,556	1,360	196
	363	358	5
	749	811	-62
	756	867	-111
	189	170	19
	95	85	10
	334	306	28
	670	612	58
	427	428	-1
	2,542	2,692	-150
	3,524	3,524	0
	2,655	2,495	160
	11,478	10,434	1,044
	996	908	88
	353	353	0
	383	353	30
	161	157	4
	166	157	9
	602	609	-7
	314	326	-12
	237	163	74
	6,964	6,917	47
	2,295	2,295	0
	1,977	1,926	51
	3,489	3,389	100
	5,782	5,510	272
	9,068	9,942	-874
	4,131	4,735	-604
	42,526	42,613	-87
	26,189	26,067	122
	71,562	71,478	84
	2,670	2,670	0
	48,505	47,856	649
	36,160	35,589	571
	13,980	13,741	239
	48,515	47,398	1,117
	35,458	34,112	1,346
	19,149	19,017	132
	1,997	1,997	0
	41,675	40,570	1,105
	30,300	28,822	1,478
	1,238	1,241	-3
	866	852	14
	424	365	59
	2,385	1,679	706
	199	200	-1
	1,172	1,202	-30
	198	200	-2
	524	450	74
	215	215	0
	725	726	-1
	906	940	-34
	292	403	-111
	424	604	-180
	812	809	3
	616	628	-12
	551	533	18
	702	657	45
	2,212	1,971	241
	306	344	-38
	753	908	-155
	528	575	-47
	1,445	1,687	-242
	1,039	939	100
	305	305	0
	1,197	1,131	66
	89	84	5
	167	126	41
	1,272	880	392
	460	427	33
	701	708	-7
	681	602	79
	1,726	1,756	-30
	247	241	6
	878	980	-102
	336	306	30
	760	704	56
	490	478	12
	679	611	68
	658	673	-15
	587	488	99
	691	663	28
	1,832	1,795	37
	463	444	19
	477	444	33
	118	186	-68
	353	559	-206
	795	693	102
	397	432	-35
	188	156	32
	444	335	109
	3,175	2,650	525
	3		3
	3		3
	11,072	11,085	-13
	34,000	34,173	-173
	15,271	15,177	94
	11,182	11,003	179
	14,354	14,338	16

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			39
b			-23
c			-141
d			32
e			9
			23
			-38
			29
			68
			-55
			-11
			0
			28
			52
			366
			367
			-16
			-16
			43
			12
			-26
			22
			8
			-114
			-38
			136
			21
			34
			8
			5
			12
			18
			-55
			-18
			37
			21
			-1
			418
			48
			303
			232
			199
			25
			-35
			-115
			11
			-38
			-62
			-107
			-27
			-162
			37
			16
			-18
			-9
			-48
			0
			-1
			-44
			2
			-29
			6
			11
			42
			662
			-11
			-14
			-41
			-1,262
			-871
			-474
			-99
			-234
			1,902
			254
			126
			14
			10
			18
			52
			-83
			3
			23
			0
			-264
			8
			-5
			-16
			14
			102
			-1
			-6
			-10
			8
			5
			80
			81
			27
			-42
			92
			-32
			0
			26
			20
			78
			72
			-28
			295
			30
			8
			-47
			-59
			21
			52
			9
			3
			-625
			-827
			-614
			-828
			903
			-12
			33
			155
			667
			82
			-282
			-1,419
			-505
			4,378
			-426
			-575
			-319
			-73
			345
			-513
			-801
			-1,382
			-141
			38
			140
			120
			-79
			0
			196
			87
			216
			3,829
			2,640
			-145
			-181
			-3,553
			-473
			-614
			1,431
			20
			-1
			231
			-1,304
			-231
			-376
			-1,029
			0
			-47
			514
			-111
			-78
			159
			26
			86
			32
			80
			18
			103
			66
			12
			119
			-17
			0
			0
			-5
			41
			7
			6
			-55
			130
			10
			11
			-36
			-14
			61
			55
			199
			45
			5
			49
			92
			21
			7
			-27
			-18
			-26
			11
			573
			-152
			7
			86
			-101
			93
			24
			111
			49
			19
			60
			59
			-7
			-173
			6
			-4
			49
			-7
			-5
			-61
			-25
			7
			15
			23
			43
			92
			88
			1
			-1,293
			-75
			17
			404
			678
			443
			210
			3,738
			2,779
			-243
			8
			-55
			1,615
			1,405
			-2,052
			-1,354
			-775
			-2,539
			-1,460
			0
			169
			1,513
			-2,214
			-696
			0
			585
			689
			1,441
			8,990
			7,589
			187
			2,509
			2,223
			-769
			-580
			-188
			-12
			-745
			57
			30
			-37
			122
			84
			-110
			0
			41
			-8
			-23
			6
			-35
			196
			5
			-62
			-111
			19
			10
			28
			58
			-1
			-150
			0
			160
			1,044
			88
			0
			30
			4
			9
			-7
			-12
			74
			47
			0
			51
			100
			272
			-874
			-604
			-87
			122
			84
			0
			649
			571
			239
			1,117
			1,346
			132
			0
			1,105
			1,478
			-3
			14
			59
			706
			-1
			-30
			-2
			74
			0
			-1
			-34
			-111
			-180
			3
			-12
			18
			45
			241
			-38
			-155
			-47
			-242
			100
			0
			66
			5
			41
			392
			33
			-7
			79
			-30
			6
			-102
			30
			56
			12
			68
			-15
			99
			28
			37
			19
			33
			-68
			-206
			102
			-35
			32
			109
			525
			3
			3
			-13
			-173
			94
			179
			16

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	33,794
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	599
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	599
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	599
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	1,880
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	1,880
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	1,281
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax1,281	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

THE FOUNDATION Telephone no. bullet

(650) 559-5688

Located at bullet

12167 KATE DRIVELOS ALTOS HILLSCA ZIP+4 bullet

94022

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
MIN ZHU	DIRECTOR/PRESIDENT 0.00	0	0	0
12167 KATE DRIVE LOS ALTOS HILLS,CA94022	DIRECTOR/PRESIDENT 0.00	0	0	0
YUQING XU	DIRECTOR/SECRETARY & TREAS 0.00	0	0	0
12167 KATE DRIVE LOS ALTOS HILLS,CA94022	DIRECTOR/SECRETARY & TREAS 0.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,223,275

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

1,223,275

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,223,275

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

18,349

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,204,926

Minimum investment return. Enter 5% of line 5..................

60,246

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

60,246

Tax on investment income for 2020 from Part VI, line 5......

599

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

599

Distributable amount before adjustments. Subtract line 2c from line 1............

59,647

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

59,647

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

59,647

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

118,000

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

118,000

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

118,000

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					59,647
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				54,775
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........		0
4Qualifying distributions for 2020 from Part
XII, line 4: $ 118,000
a Applied to 2019, but not more than line 2a				54,775
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					59,647
e Remaining amount distributed out of corpus		3,578
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		3,578
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		3,578
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....	3,578

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
NORTHWESTERN UNIVERSITY PO BOX 579 KIRKLAND,WA98083		PC	SUPPORT EDUCATION BY PROVIDING RESOURCES FOR RESEARCH AND INNOVATION.	113,000
SILVER LINING MISSIONS 16 CORNING AVE SUITE 206 MILPITAS,CA95035		PC	HELP TO FEED FAMILIES IN POVERTY.	5,000
Total ................................. 3a				118,000

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........					6,332
4 Dividends and interest from securities....					12,183
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............					33,794
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		0	52,309

13Total. Add line 12, columns (b), (d), and (e)..................

52,309

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
1	ALL OF THE FOUNDATION INVESTMENT INCOME WERE GENERATED FOR CONTRIBUTIONS TO CHARITABLE PURPOSES.

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

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Software Version:

Form 990PF - Special Condition Description:

Special Condition Description