TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
WILLIAM ROSENBERG
FAMILY FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 6630
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
SNOWMASS VILLAGE, CO81615

A Employer identification number

59-2675613

B Telephone number (see instructions)

(617) 680-0625

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$15,381,373J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	226,879		226,879
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,005,502
b	Gross sales price for all assets on line 6a 5,929,687
7	Capital gain net income (from Part IV, line 2)...			1,005,502
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		58,925	58,925
12	Total. Add lines 1 through 11........	1,291,306		1,291,306
13	Compensation of officers, directors, trustees, etc.	158,800		52,404	106,396
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		20,400	6,120	14,280
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		7,425	154	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		81,534	53,287	28,247
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	268,159		111,965	148,923
25	Contributions, gifts, grants paid.......	777,550			777,550
26	Total expenses and disbursements. Add lines 24 and 25	1,045,709		111,965	926,473
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	245,597
b	Net investment income (if negative, enter -0-)			1,179,341
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	296,126	342,840	342,840
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....	1,500
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	4,702,128	4,727,766	5,966,140
	c	Investments—corporate bonds (attach schedule).......	2,778,687	3,154,892	3,214,769
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	3,515,000	3,316,797	5,860,423
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	0	-3,257	-2,799
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	11,293,441	11,539,038	15,381,373
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	0	0
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	11,293,441	11,539,038
	29	Total net assets or fund balances (see instructions).....	11,293,441	11,539,038
	30	Total liabilities and net assets/fund balances (see instructions).	11,293,441	11,539,038

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

11,293,441

Enter amount from Part I, line 27a .....................

245,597

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

11,539,038

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

11,539,038

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	PUBLICLY TRADED SECURITIES
b
c
d
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	5,929,687	4,924,185	1,005,502
b
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			1,005,502
b
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,005,502
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	16,393
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	16,393
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	16,393
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	4,000
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	29,000
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	33,000
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	70
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	16,537
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax16,537	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

THE ORGANIZATION Telephone no. bullet

(617) 680-0625

Located at bullet

PO BOX 6630SNOWMASS VILLAGECO ZIP+4 bullet

81615

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
ANN M ROSENBERG	PRESIDENT/DIRECTOR 1.00	25,000
PO BOX 6630 SNOWMASS,CO81615	PRESIDENT/DIRECTOR 1.00	25,000
CAROLYN A RYAN	DIRECTOR 1.00	2,500
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	2,500
DONALD N ROSENBERG	CO-TREASURER/DIRECTOR 1.00	25,000
PO BOX 6630 SNOWMASS,CO81615	CO-TREASURER/DIRECTOR 1.00	25,000
JAMES ROSENBERG	CO-TREASURER/DIRECTOR 1.00	16,900
PO BOX 6630 SNOWMASS,CO81615	CO-TREASURER/DIRECTOR 1.00	16,900
JENNIFER FOX	DIRECTOR 1.00	2,500
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	2,500
JILL GOTTLIEB	DIRECTOR 1.00	2,500
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	2,500
JOHN M ROSENBERG	DIRECTOR 1.00	2,500
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	2,500
LAUREN M NEILL	DIRECTOR 1.00	2,500
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	2,500
MICHAEL ROSENBERG	DIRECTOR 1.00	16,900
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	16,900
MICHAEL RYAN	DIRECTOR 1.00	2,500
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	2,500
ROBERT M ROSENBERG	DIRECTOR 1.00	25,000
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	25,000
TARA-LYNN BOREHAM ROSENBERG	DIRECTOR 1.00	2,500
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	2,500
BARBARA ROSENBERG	DIRECTOR 1.00	2,500
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	2,500
CAROL SILVERSTEIN	DIRECTOR 1.00	25,000
PO BOX 6630 SNOWMASS,CO81615	DIRECTOR 1.00	25,000

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

13,661,258

Average of monthly cash balances.......................

260,169

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

13,921,427

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

13,921,427

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

208,821

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

13,712,606

Minimum investment return. Enter 5% of line 5..................

685,630

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

685,630

Tax on investment income for 2020 from Part VI, line 5......

16,393

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

16,393

Distributable amount before adjustments. Subtract line 2c from line 1............

669,237

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

669,237

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

669,237

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

926,473

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

926,473

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

926,473

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					669,237
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	366,809
b From 2016......	254,309
c From 2017......	314,315
d From 2018......	289,319
e From 2019......	945,846
fTotal of lines 3a through e........		2,170,598
4Qualifying distributions for 2020 from Part
XII, line 4: $ 926,473
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					669,237
e Remaining amount distributed out of corpus		257,236
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		2,427,834
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		366,809
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		2,061,025
10 Analysis of line 9:
a Excess from 2016....	254,309
b Excess from 2017....	314,315
c Excess from 2018....	289,319
d Excess from 2019....	945,846
e Excess from 2020....	257,236

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ABLE ACADEMY 5860 GOLDEN GATE PARKWAY NAPLES,FL34116		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	20,000
AMERICAN CANCER SOCIETY 250 WILLIAMS STREET NW ATLANTA,GA30303		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,600
AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE 220 E 42ND STREET STE 400 NEW YORK,NY10017		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,000
ANIMAL RESCUE LEAGUE OF BOSTON 10 CHANDLER STREET BOSTON,MA02116		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	4,000
ANOTHER CHANCE ANIMAL RESCUE PO BOX 552 NORTH BERWICK,ME03906		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	500
ANTI DEFAMATION LEAGUE 605 THIRD AVENUE NEW YORK,NY10158		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
ASPEN CENTER FOR ENVIRONMENTAL STUDIES 100 PUPPY SMITH ST ASPEN,CO81611		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	75,000
ASPEN COMMUNITY FOUNDATION 455 GOLD RIVERS COURT SUITE 515 BASALT,CO81621		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
ASPEN JEWISH COMMUNITY CENTER 435 W MAIN STREET ASPEN,CO81611		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,200
ASPEN VALLEY HOSPITAL 401 CASTLE CREEK RD ASPEN,CO81611		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
ASPERGERS-AUTISM NETWORK INC 51 WATER ST STE 206 WATERTOWN,MA02472		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
BEST FOOT FORWARD 9080 KIMBERLY BLVD SUITE 10 BOCA RATON,FL33434		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,500
CHALDEAN COMMUNITY FOUNDATION 3601 15 MILE RD STERLING HEIGHTS,MI48310		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,500
CHARITY FOR CHANGE 10681 AIRPORT RD STE 23 NAPLES,FL34109		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	27,166
COMBINED JEWISH PHILANTHROPIES 126 HIGH STREET BOSTON,MA02110		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	61,666
CONNECTED WARRIOR FOUNDATION PO BOX 6630 SNOWMASS VILLAGE,CO81615		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
DANA FABER CANCER INSTITUTE 10 BROOKLINE PLACE WEST 6TH FLOOR BROOKLINE,MA02445		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	13,500
DISABLED AMERICAN VETERANS STATE HOUSE ROOM 546 BOSTON,MA02133		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,500
DORCHESTER YOUTH COLLABORATIVE 1514 DORCHESTER AVE A DORCHESTER,MA02122		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	6,000
FRANCHISE EDUCATION AND RESEARCH FOUNDATION 1900 K ST NW STE 700 WASHINGTON,DC20006		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	10,000
HABITAT FOR HUMANITY OF SOUTH PALM BEACH 181 SE 5TH AVENUE DELRAY BEACH,FL33483		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	1,000
HUNTINGTON THEATER COMPANY 264 HUNTINGTON AVENUE BOSTON,MA02116		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	3,668
ISAND (INTEGRATED SERVICES FOR AUTISM AND NEUODEVELOPMENTAL DISORDERS) 846A SHEPPARD AVE WEST ONTARIO CA		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	20,000
JAZZ ASPEN SNOWMASS 110 E HALLAM STREET 104 ASPEN,CO81611		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	30,000
LIGHTHOUSE OF COLLIER INC 2685 HORSESHOE DR S SUITE 211 NAPLES,FL34104		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	7,500
MCLEAN HOSPITAL 115 MILL STREET BELMONT,MA02478		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	166,000
MIAMI ART MUSEUM OF DADE COUNTY 101 WEST FLAGLER STREET MIAMI,FL33130		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	48,000
MOUNT SINAI MEDICAL CENTER FOUNDATION 4300 ALTON ROAD STE 100 MIAMI,FL33140		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
MOUNTAIN RESCUE ASPEN 37925 HIGHWAY 82 ASPEN,CO81611		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	1,000
NATIONAL JEWISH HEALTH 1400 JACKSON STREET DENVER,CO80206		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	10,000
SALLY NASER CHARITABLE FOUNDATION INC 85 COUNTRY CLUB ROAD DEDHAM,MA02026		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,000
SHILOH HORSE RESCUE PD 38993 COUNTY ROAD 33 AULT,CO80610		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	100,000
SHINING STARS FOUNDATION 20 EAST DENVER STREET SAUGUS,MA019062425		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	3,000
SNOWMASS ROTARY PO BOX 6193 SNOWMASS VILLAGE,CO81615		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	1,250
ST GREGORY'S EPISCOPAL CHURCH 100 NE MIZNER BLVD BOCA RATON,FL33432		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,500
ST JUDE CHILDREN'S RESEARCH HOSPITAL 262 DANNY THOMAS PLACE MEMPHIS,TN38105		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	1,500
ST MATTHEW'S EPISCOPAL CHURCH 7 N MAIN STREET GOFFSTOWN,NH03045		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,000
STREETSQUASH INC 40 W 116TH STREET NEW YORK,NY10026		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
TABOR ACADEMY 65 SPRING STREET MARION,MA02738		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
THE BUDDY PROGRAM 110 E HALLAM STREET SUITE 125 ASPEN,CO81611		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	1,500
THE PINBALL ASYLUM INC 13231 SHETLAND LANE FT MYERS,FL33912		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	7,000
THE SALVATION ARMY OF PALM BEACH COUNTY 2100 PALM BEACH LAKES BLVD WEST PALM BEACH,FL33409		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	1,000
TRACY'S KIDS CANCER FOUNDATION 5509 DEVON ROAD BETHESDA,MD20814		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	20,000
TRI-COUNTY ANIMAL RESCUE 21287 BOCA RIO ROAD BOCA RATON,FL33433		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	2,500
UNITED STATES NAVY MEMORIAL FOUNDATION 701 PENNSYLVANIA AVENUE NW WASHINGTON,DC200042608		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	5,000
UNIVERSITY OF NEW HAMPSHIRE FOUNDATION INC 10 GARRISON AVE OFFICE 310HD DURHAM,NH03824		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	40,000
VALLEY SETTLEMENT PROJECT PO BOX 6630 SNOWMASS VILLAGE,CO81615		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	25,000
WE ARE ANIMAL GUARDIANS PO BOX 572 WEARE,NH03281		PC	TO FURTHER ENTITY'S EXEMPT PURPOSE	1,000
Total ................................. 3a				777,550

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	226,879
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....			14	58,925
8 Gain or (loss) from sales of assets other than inventory ............			18	1,005,502
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		1,291,306	0

13Total. Add line 12, columns (b), (d), and (e)..................

1,291,306

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 AccountingFeesSchedule

Name:

WILLIAM ROSENBERG

FAMILY FOUNDATION INC

EIN:

59-2675613

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING	20,400	6,120		14,280

- TIN:

TY 2020 InvestmentsCorpBondsSchedule

Name:

WILLIAM ROSENBERG

FAMILY FOUNDATION INC

EIN:

59-2675613

Name of Bond	End of Year Book Value	End of Year Fair Market Value
LORD ABBETT BOND DEBENTURE FUND CLASS F 74284.579 SHARES	599,378	623,248
LORD ABBETT ULTRA SHORT BOND FUND CLASS F 31069.905 SHARES	311,316	311,940
NATIXIS LOOMIS SAYLES CORE PLUS BOND FUND Y 68511.089 SHARES	894,902	966,691
AFFILIATED MANAGERS GROU 5.875% DUE 03/30/59 CALLABLE 138 SHARES	3,370	3,830
AFFILIATED MANAGERS GROU 4.750% DUE 09/30/60 CALLABLE 152 SHARES	3,804	4,008
ALABAMA PWR CO CUML SER A CLA A 5.000% PREFERRED CLBL PAR VALUE - 25.00 USD	1,134	1,202
ALGONQUIN POWER & UTILIT 6.200% FIX-TO-FLOAT DUE 07/01/79 CALLABLE 91 SHAR	2,471	2,561
ALLST CORP 5.625% PREFERRED CLBL PAR VALUE - 25.00 USD 171 SHARES	4,528	4,851
ALLSTATE CORP 5.100% DUE 01/15/53 CALLABLE 40 SHARES	1,079	1,103
ALLSTATE CORP 5.100% PREFERRED CLBL PAR VALUE - 25.00 USD 171 SHARES	4,313	4,779
ALLSTATE CORP 4.750% PREFERRED CLBL PAR VALUE - 25.00 USD 144 SHARES	3,683	3,972
AMERICAN INTL GROUP SER A 5.850% PREFERRED CLBL PAR VALUE - 25.00 USD 89 S	2,332	2,508
AMERICAN FINANCIAL GROUP 5.875% DUE 03/30/59 CALLABLE 44 SHARES	1,166	1,266
AMERICAN FINL GROUP INC 5.125% DUE 12/15/59 CALLABLE 96 SHARES	2,612	2,663
ARCH CAPITAL GROUP LTD DSHS 5.250% PREFERRED CLBL PAR VALUE - 25.00 USD 211	4,785	5,478
ARCH CAPITAL GROUP LTD SER F 5.450% PREFERRED CLBL PAR VALUE - 25.00 USD 21	5,509	5,645
ASSOC BANC CORP WISC 5.625% PREFERRED CLBL PAR VALUE - 25.00 USD 98 SHARES	2,438	2,802
AT&T INC 5.625% DUE 08/01/67 CALLABLE 173 SHARES	4,559	4,868
AT&T INC CUML 5.000% PREFERRED CLBL PAR VALUE - 25.00 USD 190 SHARES	4,786	5,157
AT&T INC CUML 4.750 % PREFERRED CLBL PAR VALUE - 25.00 USD 198 SHARES	4,991	5,298
BANK OF AMERICA CORP 6.000% PREFERRED CLBL PAR VALUE - 25.00 USD SER EE 121	3,143	3,066
BANK AMER CORP SER KK 5.375% PREFERRED CLBL PAR VALUE - 25.00 USD 136 SHAR	3,459	3,714
BANK OF AMERICA CORPORATION 6.200% PREFERRED CLBL PAR VALUE - 25.00 USD 143	3,738	3,574
BANK OF AMER CORP 5.875% PREFERRED CLBL PAR VALUE - 25.00 USD 99 SHARES	2,484	2,727
BANK OF AMERICA CORP 5.000% PREFERRED CLBL PAR VALUE - 25.00 USD 233 SHARE	5,976	6,356
BANK OF AMER CORP 4.375% PREFERRED CLBL PAR VALUE - 25.00 USD 152 SHARES	3,790	4,036
BERKLEY (WR) CORP 5.900% DUE 03/01/56 CALLABLE 24 SHARES	615	613
CAPITAL ONE FINCL CORP 6.000% PREFERRED CLBL PAR VALUE - 25.00 USD 109 SHA	2,858	2,882
CAPITAL ONE FINCL CORP 5.000% PREFERRED CLBL 295 SHARES	7,367	7,844
CAPITAL ONE FINANCIAL CO 4.800% PREFERRED CLBL PAR VALUE - 25.00 USD 149 S	3,717	3,874
CHARLES SCHWAB CORP 6.000% PREFERRED CLBL PAR VALUE - 25.00 USD 390 SHARES	10,327	9,918
CITIGROUP INC SER J 7.125% PREFERRED CLBL PAR VALUE - 25.00 USD FIX-TO-FLOAT	5,366	5,432
CITIGROUP INC 6.875% PREFERRED CLBL PAR VALUE - 25.00 USD 293 SHARES	8,329	8,412
CITIGROUP INC (C) 6.300% PREFERRED CLBL PAR VALUE - 25.00 USD 48 SHARES	1,264	1,227
CITIZENS FINL GROUP INC 6.350% PREFERRED CLBL PAR VALUE - 25.00 USD 111 SH	2,857	3,201
CITIZENS FINL GROUP INC 5.000% PREFERRED CLBL PAR VALUE - 25.00 USD 241 SH	6,034	6,442
CMS ENERGY CORP 5.625% PFV PV. 25.00 DUE 03/15/78 CALLABLE 85 SHARES	2,232	2,422
CMS ENERGY CORP 5.875 NT 5.875% DUE 03/01/79 CALLABLE 89 SHARES	2,369	2,484
DIGITAL RLTY TR INC CUML 5.200% PREFERRED CLBL 96 SHARES	2,480	2,621
DOMINION ENERGY INC VA NEW 5.250% DUE 07/30/76 CALLABLE SER A 410 SHARES	10,331	10,734
DTE ENERGY CO 5.375% DUE 06/01/76 CALLABLE 191 SHARES	4,894	4,939
DTE ENERGY CO 6.000% DUE 12/15/76 CALLABLE 64 SHARES	1,741	1,716
DTE ENERGY CO 5.250% CUMULATIVE DUE 12/01/77 CALLABLE 86 SHARES	2,281	2,339
DTE ENERGY CO 4.375% SER G DUE 10/15/80 CALLABLE 101 SHARES	2,521	2,741
DUKE ENERGY CORP NEW 5.625% DUE 09/15/78 CALLABLE 86 SHARES	2,289	2,474
DUKE ENERGY CORP NEW CUML SER A 5.750% PREFERRED CLBL PAR VALUE - 25.00 USD	1,719	1,825
ENBRIDGE INC RED FXD/FLT 6.375% SER B DUE 04/15/78 CALLABLE 308 SHARES	7,809	8,285
ENTERGY NEW ORLEANS LLC 5.500% DUE 04/01/66 CALLABLE 40 SHARES	1,028	1,022
ENTERGY ARKANSAS LLC 4.875% DUE 09/01/66 CALLABLE 85 SHARES	2,124	2,238
ENTERGY LOUISIANA LLC 4.875% DUE 09/01/66 CALLABLE 86 SHARES	2,140	2,312
ENTERGY MISSISSIPPI LLC 4.900% DUE 10/01/66 CALLABLE 128 SHARES	3,251	3,446
EQUITABLE HDLGS INC SER A 5.250% PREFERRED CLBL PAR VALUE - 25.00 USD 41 S	1,043	1,092
FED RLTY INVS TR CUML 5.000% PREFERRED CLBL PAR VALUE - 25.00 USD 41 SHARE	1,077	1,061
FIFTH THIRD BANCORP 6.625% DUE 12/31/49 CALLABLE SER I 134 SHARES	3,672	3,902
FIFTH THIRD BANCORP 4.950% PREFERRED CLBL PAR VALUE - 25.00 USD 143 SHARES	3,418	3,964
FIRST REP BK SAN FRANCISCO CAL SER H 5.125% PREFERRED CLBL PAR VALUE - 25.00	1,087	1,133
FIRST REP BK SER I 5.500% PREFERRED CLBL PAR VALUE - 25.00 USD 67 SHARES	1,750	1,855
FIRST REP BANK 4.700% PREFERRED CLBL PAR VALUE - 25.00 USD 96 SHARES	2,440	2,543
FIRST REP BANK 4.125% PREFERRED CLBL PAR VALUE - 25.00 USD 50 SHARES	1,258	1,322
GATX CORP SR NT 2066 5.625% DUE 05/30/26 CALLABLE 129 SHARES	3,398	3,421
GEORGIA PWR CO 5.000% DUE 10/01/77 CALLABLE 123 SHARES	3,141	3,512
GOLDMAN SACHS GROUP SER K RT 6.375% DTD 04/28/14 PREFERRED CLBL FLOATNG GRT	5,066	5,230
GOLDMAN SACHS GROUP INC SER N 6.300% PREFERRED CLBL PAR VALUE - 25.00 USD 1	4,141	4,111
HARTFORD FINL SVCS GRP D 7.875% DUE 04/15/42 CALLABLE 252 SHARES	7,223	6,958
HARTFORD FINL SVCS GROUP INC SER G 6.000% PREFERRED CLBL PAR VALUE - 25.00 U	1,808	2,087
JPMORGAN CHASE & CO. SER DD 5.750% PREFERRED CLBL PAR VALUE - 25.00 USD 178	4,623	5,002
JPMORGAN CHASE & CO. SER EE 6.000% PREFERRED CLBL PAR VALUE - 25.00 USD 178	4,698	5,069
JPMORGAN CHASE & CO. SER GG 4.750% PREFERRED CLBL PAR VALUE - 25.00 USD 142	3,603	3,935
KEYCORP 6.125% PREFERRED FIX-TO-FLOAT CLBL PAR VALUE - 25.00 USD 305 SHARE	8,864	8,927
KEYCORP NEW SER F 5.650% PREFERRED CLBL PAR VALUE - 25.00 USD 44 SHARES	1,149	1,222
KIMCO REALTY CORP CUML 5.625% PREFERRED CLBL PAR VALUE - 25.00 USD 80 SHAR	2,059	2,231
KIMCO REALTY CORP CUML 5.250% PREFERRED CLBL PAR VALUE - 25.00 USD 149 SHA	3,871	3,965
KIMCO RLTY CORP CUML SER L 5.125% PREFERRED CLBL PAR VALUE - 25.00 USD 82	2,006	2,154
METLIFE INC 5.625% PREFERRED CLBL PAR VALUE - 25.00 USD 170 SHARES	4,548	4,806
METLIFE INC 4.750% PREFERRED CLBL PAR VALUE - 25.00 USD 327 SHARES	7,951	8,894
MORGAN STANLEY SER E PFD 7.125% FIX-TO-FLOAT CLBL PAR VALUE - 25.00 USD 26	7,661	7,705
MORGAN STANLEY 6.875% PREFERRED PAR VALUE - 25.00 USD 94 SHARES	2,669	2,679
MORGAN STANLEY SER I PRF RT 6.375% CLBL PAR VAL-25.FIXED TO FLOATING 43 SH	910	1,234
MORGAN STANLEY SER K PREFERRED CLBL PAR VALUE - 25.00 USD RT 5.85 FIXED TO F	3,735	3,981
MORGAN STANLEY 4.875% PREFERRED PAR VALUE - 25.00 USD 97 SHARES	2,455	2,583
MORGAN STANLEY SER A PREFERRED 4.00% CLBL PAR VALUE - 25 USD 72 SHARES	1,652	1,796
NATIONAL RURAL UTIL COOP 5.500% DUE 05/15/64 CALLABLE 91 SHARES	2,448	2,664
NATIONAL RETAIL PROP INC CUML SER F 5.200% PREFERRED CLBL PV 25.00 119 SHA	3,079	3,069
NEW YORK CMNTY BANCORP CUML SER A PREFERRED CLBL PAR VALUE - 25.00 USD 264	7,332	7,566
NEXTERA ENERGY, INC 5.250% DUE 06/01/76 CALLABLE 166 SHARES	4,227	4,366
NEXTERA ENERGY CPTL HLDG 5.650% DUE 03/01/79 CALLABLE 268 SHARES	7,185	7,614
NORTHERN TR CORP 4.700% PREFERRED CLBL PAR VALUE - 25.00 USD 97 SHARES	2,470	2,695
PEOPLES UNITED FIN SER A 5.625% PFD CLBL FIX-FLT PAR VALUE - 25.00 USD 102	2,792	2,856
PNC FINL SERV SER P 6.125% PREFERRED CLBL PAR VALUE - 25.00 USD 535 SHARES	14,602	14,327
PRUDENTIAL FINANCIAL INC 5.625% CUML DUE 08/15/58 CALLABLE 87 SHARES	2,308	2,481
PRUDENTIAL FINL INC 4.125% DUE 09/01/60 202 SHARES	5,120	5,349
PS BUSINESS PARKS INC CUML SER X 5.250% PREFERRED CLBL PAR VALUE - 25.00 USD	4,509	4,493
PS BUSINESS PARKS INC CUML 5.200% PREFERRED CLBL PAR VALUE - 25.00 USD 88	2,291	2,297
PS BUSINESS PARKS INC CUML 4.875% PREFERRED CLBL PAR VALUE - 25.00 USD 97	2,454	2,657
PUBLIC STORAGE 5.400% PREFERRED CLBL PAR VALUE - 25.00 USD 42 SHARES	1,047	1,053
PUBLIC STORAGE CUML 5.150% PREFERRED CLBL PAR VALUE - 25.00 USD 85 SHARES	2,227	2,270
PUBLIC STORAGE CUML 5.050% PREFERRED CLBL PAR VALUE - 25.00 USD 44 SHARES	1,117	1,203
PUBLIC STORAGE CUML 5.600% PREFERRED CLBL PAR VALUE - 25.00 USD 89 SHARES	2,398	2,562
PUBLIC STORAGE CUML 4.875% PREFERRED CLBL PAR VALUE - 25.00 USD 95 SHARES	2,465	2,629
PUBLIC STORAGE CUML 4.750% PREFERRED CLBL PAR VALUE - 25.00 USD 96 SHARES	2,488	2,721
PUBLIC STORAGE CUML 4.625% PREFERRED CLBL PAR VALUE - 25.00 USD 97 SHARES	2,422	2,633
REGIONS FINL CORP SER B RT 6.375 PRF CLBL PAR VALUE - 25.00 USD 141 SHARES	3,975	3,965
REGIONS FINL CORP 5.700% PREFERRED CLBL PAR VALUE - 25.00 USD 45 SHARES	1,217	1,296
RENAISSANCERE HLDGS LTD 5.750% PREFERRED CLBL PAR VALUE - 25.00 USD 86 SHA	2,269	2,444
RENAISSANCERE HLDGS LTD SER E 5.375% PREFERRED CLBL PAR VALUE - 25.00 USD 3	75	76
SCHWAB CHARLES CORP 5.950% PREFERRED CLBL PAR VALUE - 25.00 USD SER D 147	3,920	3,828
SOUTHERN CO PFD 5.250% CUMULATIVE CLBL DUE 12/01/77 PV.25.00 52 SHARES	1,336	1,420
STATE STREET CORP SER D PREFERRED CLBL PAR VALUE - 25.00 RATE 5.9% 144 SHA	3,793	4,080
STATE STREET CORPORATION 5.530% PRF CLBL PAR VALUE - 25.00 USD 174 SHARES	4,702	5,039
STIFEL FINANCIAL CORP NT 5.200% DUE 10/15/47 CALLABLE 129 SHARES	3,330	3,386
STIFEL FINANCIAL CORP SER C 6.125% PREFERRED CLBL PAR VALUE - 25.00 USD 47	1,173	1,321
SVB FINL GROUP 5.250% PFD A SER A 5.250% PREFERRED CLBL PAR VALUE - 25.00 US	1,205	1,236
SYNOVUS FINANCIAL CORP CUML SER E 5.875% PREFERRED CLBL PAR VALUE - 25.00 US	2,431	2,467
THE GOLDMAN SACHS GROUP (GS) 5.500% PREFERRED CLBL PAR VALUE - 25.00 USD 40	10,884	11,069
THE SOUTHERN COMPANY 5.250% DUE 10/01/76 CALLABLE 85 SHARES	2,076	2,283
TRUIST FINL CORP SER G 5.200% PREFERRED CLBL PAR VALUE - 25.00 USD 70 SHAR	1,792	1,778
TRIUST FINL CORP SER H 5.625% PREFERRED CLBL PAR VALUE - 25.00 USD 141 SHA	3,679	3,665
TRUIST FINL CORP 5.200% PREFERRED CLBL PAR VALUE - 25.00 USD 40 SHARES	1,005	1,026
TRUIST FINL CORP 5.250% PREFERRED CLBL PAR VALUE - 25.00 USD 94 SHARES	2,344	2,615
TRUIST FINL CORP 4.750% PREFERRED CLBL PAR VALUE - 25.00 USD 200 SHARES	5,043	5,534
US BANCORP DEL SER B PREFERRED CLBL PAR VALUE - 25.00 USD 28 SHARES	640	694
US BANCORP DEL SER F PREFERRED CLBL PAR VALUE - 25.00 USD 359 SHARES	10,052	9,571
US BANCORP 5.500% PREFERRED CLBL PAR VALUE - 25.00 USD 90 SHARES	2,315	2,564
US BANCORP DEL 3.750% PREFERRED CLBL PAR VALUE - 25.00 USD 103 SHARES	2,546	2,599
VORNADO REALTY TRUST CUML 5.250% PREFERRED CLBL PAR VALUE - 25.00 USD 121	3,121	3,190
VORNADO REALTY TRUST CUML 5.250% PREFERRED CLBL PAR VALUE - 25.00 USD 83 S	2,074	2,217
VOYA FINL INC SER B 5.350% PREFERRED CLBL PAR VALUE - 25.00 USD 192 SHARES	4,921	5,437
W R BERKLEY CORP 5.750% DUE 06/01/56 CALLABLE 166 SHARES	4,204	4,256
W R BERKLEY CORP 5.100% DUE 12/30/59 CALLABLE 95 SHARES	2,392	2,558
W R BERKLEY CORP 4.250% DUE 09/30/60 CALLABLE 51 SHARES	1,281	1,340
WEBSTER FINANCIAL CORP DEP SHS SER F 5.250% PREFERRED CLBL PAR VALUE - 25.00	1,118	1,157
WELLS FARGO & CO (WFC) 5.850% PREFERRED CLBL PAR VALUE - 25.00 USD 233 SHA	6,185	6,256
WELLS FARGO & CO NEW PREFERRED CLBL PAR 6.625% PAR VALUE - 25.00 USD 272 S	7,818	7,978
WELLS FARGO & CO NEW SER Y CL A 5.625% PREFERRED CLBL PAR VALUE - 25.00 USD	2,240	2,300
WELLS FARGO & CO NEW SER X CL A 5.500% PREFERRED CLBL PAR VALUE - 25.00 USD	4,146	4,303
WELLS FARGO & CO 4.750% PREFERRED CLBL PAR VALUE - 25.00 USD 99 SHARES	2,498	2,616
DOUBLELINE INCOME SOLUTIONS FD 13781 SHARES	300,813	228,489
PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND 11766 SHARES	263,405	249,439
LORD ABBETT CREDIT OPPORTUNITIES FUND CLASS A 26428.329 SHARES	264,037	274,062
CREDIT SUISSE AG MLN SPX 03/31/2025 5000 SHARES	51,191	70,550

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

WILLIAM ROSENBERG

FAMILY FOUNDATION INC

EIN:

59-2675613

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ABBVIE INC COM 100 SHARES	9,359	10,715
AMER EXPRESS CO 35 SHARES	3,034	4,229
APPLE INC 720 SHARES	15,304	95,537
AT&T INC 520 SHARES	14,249	14,955
BANK OF AMER CORP 360 SHARES	5,727	10,912
BRISTOL MYERS SQUIBB CO 350 SHARES	16,130	21,711
CAMPBELL SOUP CO 280 SHARES	14,097	13,538
CATERPILLAR INC 130 SHARES	17,482	23,663
CITIGROUP INC 215 SHARES	9,250	13,257
CLOROX CO 130 SHARES	14,199	26,250
COCA COLA CO COM 600 SHARES	24,808	32,904
COLGATE PALMOLIVE CO 360 SHARES	22,554	30,784
COMCAST CORP NEW CL A 205 SHARES	7,525	10,742
DEERE AND CO 50 SHARES	3,663	13,453
EVERSOURCE ENERGY COM 220 SHARES	9,507	19,032
GENL MILLS INC 331 SHARES	12,629	19,463
GOLDMAN SACHS GROUP INC 15 SHARES	3,072	3,956
HERSHEY CO 70 SHARES	7,548	10,663
HOME DEPOT INC 93 SHARES	16,580	24,703
HONEYWELL INTL INC 110 SHARES	11,625	23,397
JOHNSON & JOHNSON COM 200 SHARES	16,466	31,476
JPMORGAN CHASE & CO 95 SHARES	4,648	12,072
KEURIG DR PEPPER INC 280 SHARES	8,578	8,960
LOCKHEED MARTIN CORP 100 SHARES	23,511	35,498
LOWES COMPANIES INC 55 SHARES	8,935	8,828
MASTERCARD INC CL A 95 SHARES	28,130	33,909
MCDONALDS CORP 135 SHARES	18,872	28,968
MERCK & CO INC NEW COM 390 SHARES	18,220	31,902
MICROSOFT CORP 285 SHARES	20,853	63,390
PEPSICO INC 260 SHARES	24,262	38,558
PFIZER INC 400 SHARES	12,055	14,724
PROCTER & GAMBLE CO 310 SHARES	27,215	43,133
QUALCOMM INC 85 SHARES	5,906	12,949
STARBUCKS CORP 210 SHARES	12,134	22,466
TARGET CORP 270 SHARES	25,766	47,663
UNITED PARCEL SERVICE INC CL B 60 SHARES	5,499	10,104
VERIZON COMMUNICATIONS INC 115 SHARES	6,140	6,756
VISA INC CL A 195 SHARES	28,961	42,652
WALMART INC 265 SHARES	28,128	38,200
3M CO 85 SHARES	9,189	14,857
ABBVIE INC COM 80 SHARES	6,736	8,570
ACCENTURE PLC IRELAND CL A 88 SHARES	18,400	22,986
ADOBE INC. (DELAWARE) 21 SHARES	7,952	10,503
ALLEGHENY CORP DEL NEW 11 SHARES	6,214	6,641
ALPHABET INC CL A 14 SHARES	20,792	24,537
AMAZON.COM INC 9 SHARES	19,186	29,312
AMC NETWORKS INC CL A 77 SHARES	5,329	2,754
AMER ELECTRIC POWER CO 47 SHARES	4,247	3,914
AMERICAN TOWER CORP REIT 36 SHARES	9,110	8,081
AMERIPRISE FINANCIAL INC 42 SHARES	7,164	8,162
AMGEN INC 43 SHARES	10,711	9,887
ANALOG DEVICES INC 33 SHARES	2,868	4,875
APPLE INC 155 SHARES	15,702	20,567
AUTODESK INC 58 SHARES	9,614	17,710
AVERY DENNISON CORP 21 SHARES	1,877	3,257
BANK OF HAWAII CORP 60 SHARES	4,595	4,597
BIOGEN INC 60 SHARES	16,145	14,692
BLACKROCK INC 14 SHARES	7,973	10,102
BOOZ ALLEN HAMILTON HLDG CORP 89 SHARES	4,724	7,759
BOSTON SCIENTIFIC CORP 113 SHARES	2,718	4,062
BROADCOM INC 46 SHARES	11,140	20,141
BROADRIDGE FINANCIAL SOLUTIONS 54 SHARES	4,137	8,273
BURLINGTON STORES INC 21 SHARES	4,251	5,493
BWX TECHNOLOGIES INC 111 SHARES	5,178	6,691
CASEYS GEN STORES INC 33 SHARES	4,019	5,894
CDK GLOBAL INC COM 95 SHARES	5,385	4,924
CERENCE INC 25 SHARES	408	2,512
CHUBB LTD CHF 72 SHARES	10,639	11,082
CISCO SYSTEMS INC 283 SHARES	11,908	12,664
CITRIX SYSTEMS 89 SHARES	8,784	11,579
CLOROX CO 14 SHARES	1,957	2,827
COCA COLA CO COM 241 SHARES	13,793	13,216
COMCAST CORP NEW CL A 858 SHARES	34,971	44,959
COSTCO WHOLESALE CORP 10 SHARES	3,189	3,768
CRANE CO 50 SHARES	4,116	3,883
CREE INC 71 SHARES	3,293	7,519
DANAHER CORP 31 SHARES	4,909	6,886
DENTSPLY SIRONA INC 90 SHARES	4,672	4,712
DIAGEO PLC NEW GB SPON ADR 52 SHARES	8,191	8,258
DISCOVERY INC CL A 295 SHARES	7,330	8,877
DOLBY LABORATORIES INC CL A 89 SHARES	4,481	8,645
DOLLAR GEN CORP NEW 57 SHARES	8,419	11,987
DONALDSON CO INC 59 SHARES	2,789	3,297
DORMAN PRODUCTS INC 33 SHARES	2,669	2,865
ENTERGY CORP NEW 60 SHARES	5,759	5,990
EPAM SYSTEMS INC 14 SHARES	1,274	5,017
EQUIFAX INC 18 SHARES	2,380	3,471
EXPEDITORS INTL WASH INC 70 SHARES	4,339	6,658
FACEBOOK INC CL A 72 SHARES	15,042	19,668
FIDELITY NATL INFORMATION SVCS 59 SHARES	9,486	8,346
FIREEYE INC 457 SHARES	5,556	10,538
FIRST AMERN FINL CORP COM 129 SHARES	5,432	6,660
FIRST REP BANK 61 SHARES	6,103	8,963
FLIR SYSTEMS INC 77 SHARES	3,213	3,375
FLUOR CORP NEW 260 SHARES	4,014	4,152
FREEPORT-MCMORAN INC 197 SHARES	2,337	5,126
GARTNER INC 31 SHARES	4,154	4,966
GENUINE PARTS CO 48 SHARES	4,406	4,821
GLOBE LIFE INC 66 SHARES	5,582	6,267
GUARDANT HEALTH INC 65 SHARES	4,793	8,377
HAEMONETICS CORP MASS 28 SHARES	2,436	3,324
HASBRO INC 52 SHARES	4,069	4,864
HELEN OF TROY LTD NEW 15 SHARES	1,656	3,333
HERSHEY CO 32 SHARES	3,750	4,875
HESS CORP 34 SHARES	1,772	1,795
HEXCEL CORP NEW 86 SHARES	4,675	4,170
HOME DEPOT INC 69 SHARES	16,886	18,328
HONEYWELL INTL INC 32 SHARES	5,838	6,806
HOST HOTELS & RESORTS INC 203 SHARES	2,502	2,970
HUBBELL INC 30 SHARES	3,335	4,704
HUDSON PAC PPTYS INC COM 178 SHARES	4,171	4,276
HUNTSMAN CORP 210 SHARES	4,408	5,279
IAA INC 59 SHARES	1,947	3,834
IMMUNOGEN INC 184 SHARES	333	1,187
INSPERITY INC COM 69 SHARES	6,186	5,618
INTEL CORP 212 SHARES	14,272	10,562
INTERCONTINENTALEXCHANGE GROUP 46 SHARES	4,431	5,303
IONIS PHARMACEUTICALS INC 159 SHARES	6,906	8,990
JOHNSON CTLS INTL PLC 273 SHARES	9,989	12,719
JOHNSON & JOHNSON COM 89 SHARES	13,068	14,007
JPMORGAN CHASE & CO 82 SHARES	10,942	10,420
LAUDER ESTEE COS CL A 13 SHARES	2,789	3,460
LIBERTY MEDIA CORP - LIBERTY 7 SHARES	198	266
LIBERTY MEDIA CORP-LIBERTY 10 SHARES	228	426
LIBERTY SIRIUSXM GROUP SER A 33 SHARES	1,194	1,425
LIBERTY SIRIUS GROUP SER C 193 SHARES	6,301	8,397
LIBERTY BROADBAND CORP SER A 4 SHARES	210	630
LIBERTY BROADBAND CORP SER C 64 SHARES	4,869	10,136
LINDE PLC EUR 39 SHARES	8,594	10,277
LIONS GATE ENTERTAINMENT CORP CL B 122 SHARES	2,464	1,266
LOCKHEED MARTIN CORP 22 SHARES	9,544	7,810
LOWES COMPANIES INC 42 SHARES	5,259	6,741
L3 HARRIS TECHNOLOGIES INC 59 SHARES	7,820	11,152
M & T BANK CORP 25 SHARES	3,191	3,183
MARKEL CORP (HOLDING CO) 6 SHARES	5,915	6,200
MARSH & MCCLENNAN COS INC 80 SHARES	9,183	9,360
MCDONALDS CORP 48 SHARES	10,420	10,300
MEDTRONIC PLC 227 SHARES	24,512	26,591
MICROSOFT CORP 263 SHARES	48,496	58,496
MONDELEZ INTL INC 81 SHARES	4,612	4,736
NAT-OILWELLVARCO INC 271 SHARES	9,273	3,721
NEXTERA ENERGY INC COM 76 SHARES	5,227	5,863
NISOURCE INC 265 SHARES	6,507	6,079
NOVARTIS AG SPON ADR 110 SHARES	10,119	10,387
NOW INC COM 315 SHARES	4,944	2,262
NUANCE COMMUNICATIONS INC 97 SHARES	1,305	4,277
NUCOR CORP 86 SHARES	4,573	4,574
NUVASIVE INC 99 SHARES	5,141	5,577
O REILLY AUTOMOTIVE INC 15 SHARES	5,884	6,789
OLLIE'S BARGAIN OUTLET HOLDI 50 SHARES	2,643	4,089
PARKER HANNAFIN CORP 28 SHARES	6,193	7,627
PENTAIR PLC 87 SHARES	3,514	4,619
PHILLIPS 66 106 SHARES	7,406	7,414
PORTLAND GENL ELEC CO NEW 153 SHARES	6,864	6,544
PROCTER & GAMBLE CO 78 SHARES	9,686	10,853
QURATE RETAIL INC SER A 308 SHARES	2,763	3,379
RAYTHEON TECHNOLOGIES CORP 81 SHARES	6,198	5,792
REPUBLIC SERVICES INC 57 SHARES	5,560	5,489
ROCKWELL AUTOMATION INC NEW 38 SHARES	7,801	9,531
SALESFORCE.COM INC 34 SHARES	6,582	7,566
SEAGATE TECHNOLOGY PLC SHS 229 SHARES	10,025	14,235
SHERWIN WILLIAMS CO 8 SHARES	4,457	5,879
SMITH A O CORP 116 SHARES	5,558	6,359
SOLAREDGE TECHNOLOGIES INC 22 SHARES	2,452	7,021
SONOCO PRODUCTS CO 53 SHARES	2,369	3,140
SS&C TECHNOLOGIES HLDGS INC COM 90 SHARES	5,103	6,548
SUN COMMUNITIES INC 53 SHARES	4,257	8,053
TE CONNECTIVITY LTD CHF 109 SHARES	8,453	13,197
TEXAS INSTRUMENTS 75 SHARES	9,863	12,310
THERMO FISHER SCIENTIFIC INC 23 SHARES	7,717	10,713
TJX COS INC NEW 142 SHARES	8,784	9,697
TRUIST FINL CORP 106 SHARES	5,642	5,081
TWITTER INC 375 SHARES	10,888	20,306
UBIQUITI INC 12 SHARES	1,546	3,342
ULTA BEAUTY, INC 17 SHARES	4,049	4,882
UNION PACIFIC CORP 48 SHARES	7,936	9,995
UNITED PARCEL SERVICE INC CL B 38 SHARES	6,251	6,399
UNITEDHEALTH GROUP INC 111 SHARES	25,580	38,925
VERTEX PHARMACEUTICAL INC 99 SHARES	20,438	23,398
VF CORP 118 SHARES	8,858	10,078
VISA INC CL A 61 SHARES	13,229	13,343
WATERS CORP 20 SHARES	4,221	4,948
WATSCO INC 26 SHARES	4,632	5,890
WOODWARD INC 37 SHARES	3,074	4,497
WSTN DIGITAL CORP 146 SHARES	6,768	8,087
XCEL ENERGY INC 67 SHARES	3,385	4,467
ZIMMER BIOMET HOLDINGS INC 32 SHARES	3,300	4,931
ISHARES CORE S&P SMALL-CAP ETF 3474 SHARES	255,273	319,261
VANGUARD REAL ESTATE ETF 1446 SHARES	115,174	122,809
VANGUARD MID-CAP GROWTH ETF 1499 SHARES	190,467	317,893
HARDING LOEVNER INTERNATIONAL EQUITY FUND 11414.725 SHARES	249,384	324,406
INVESCO DEVELOPING MARKETS FUND CLASS Y 6011.292 SHARES	226,510	321,364
LORD ABBETT GROWTH LEADERS FUND F 6755.589 SHARES	185,859	316,229
OAKMARK INTL FUND CLASS INVESTOR 12126.999 SHARES	290,839	316,393
TETON WESTWOOD MIGHTY MITES CLASS I 11634.753 SHARES	294,483	314,487
VIACOMCBS INC CL B 1300 SHARES	45,023	48,437
UBS AG AA-YN GILD 4/26/2021 10.00% 20 SHARES	20,000	17,283
UBS AG AA-YN NFLX 11/04/2021 10.65% 25 SHARES	25,000	25,037
UBS AG AA-YN FDX 11/22/2021 8.05% 50 SHARES	50,000	49,258
HSBC USA INC AA-YN PFE 11/30/2021 7.05% 50 SHARES	50,000	49,184
HSBC USA INC AA-YN LUV 12/02/2021 8.45% 50 SHARES	50,000	48,743
HSBC USA INC AA-YN AIG 01/05/2022 6.60% 50 SHARES	50,000	49,445
GS FINANCE CORP TAR-SS SPX 03/31/2022 6000 SHARES	60,000	94,560
JPMORGAN CHASE FINANCIAL T-GEARS SX5E 03/31/2022 6500 SHARES	65,000	72,150
MORGAN STANLEY FINANCE L TA-CYN MDY 07/21/2022 5000 SHARES	50,000	50,525
MORGAN STANLEY FINANCE L/O TA-CYN RTY SPX 10/20/2022 2500 SHARES	25,000	25,538
JPMORGAN CHASE FINANCIAL TA-CYN TAP 11/18/2022 5000 SHARES	50,000	46,200
JPMORGAN CHASE FINANCIAL TAR-SS SX5E 12/30/2022 5000 SHARES	50,000	59,000
ROYAL BANK OF CANADA TA-CYN CSCO 07/27/2023 2000 SHARES	20,000	19,260
JPMORGAN CHASE FINANCIAL TA-CYN AMZN 08/10/2023 2500 SHARES	25,000	25,000
UBS AG TA-CYN CSX 09/14/2023 5000 SHARES	50,000	50,400
UBS AG TA-CYN SLV 10/26/2023 2500 SHARES	25,000	25,350
MORGAN STANLEY FINANCE L/O TA-CYN INDU NDX 11/24/2023 5000 SHARES	50,000	50,325
UBS AG TA-CYN CRM 12/29/2023 2500 SHARES	25,000	25,000
UBS AG TA-CYN MSFT 12/29/2023 2500 SHARES	25,000	25,000
BARCLAYS BANK PLC TAR-SS SPX 07/31/2024 5000 SHARES	50,000	60,300
JPMORGAN CHASE FINANCIAL TAR-SS SPX 02/28/2025 5000 SHARES	50,000	57,650
JPMORGAN CHASE FINANCIAL TAR-SS SX5E 02/28/2025 5000 SHARES	50,000	51,000
BARCLAYS BANK PLC L/O TA-CYN MXEF RTY 02/28/2025 7500 SHARES	75,000	74,325
CREDIT SUISSE AG TA-CYN PFE 02/28/2025 7500 SHARES	75,000	78,525
MORGAN STANLEY FINANCE L/O TA-CYN TRY SX5E 01/15/2030 8000 SHARES	80,000	75,240
BARCLAYS BANK PLC L/O TA-CYN RTY SPX 03/11/2030 5000 SHARES	50,000	50,200
CITIGROUP GLOBAL MARKETS L/O TA-CYN EEM SPY 09/26/2030 5000 SHARES	50,000	50,950
CITIGROUP GLOBAL MARKETS L/O TA-CYN EEM SPY 10/24/2030 2500 SHARES	25,000	25,800

- TIN:

TY 2020 InvestmentsOtherSchedule2

Name:

WILLIAM ROSENBERG

FAMILY FOUNDATION INC

EIN:

59-2675613

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
SPDR GOLD SHARES ETF 1700 SHARES	AT COST	250,456	303,212
ALKEON GROWTH OFFSHORE FUND II	AT COST	51,341	51,341
ALPHAKEYS MILLENNIUM FUND 1459.169 SHARES	AT COST	1,515,000	2,814,606
NINETEEN77 GLOBAL ALPHA LTD.	AT COST	1,500,000	2,691,264

- TIN:

TY 2020 OtherAssetsSchedule

Name:

WILLIAM ROSENBERG

FAMILY FOUNDATION INC

EIN:

59-2675613

Description	End of Year - Book Value	End of Year - Fair Market Value
NEGATIVE CORPORATE STOCK - MCDONALDS CORP 1 SHARE	-406	-20
NEGATIVE CORPORATE STOCK - COLGATE PALMOLIVE C 3 SHARES	-462	-471
NEGATIVE CORPORATE STOCK - GENL MILLS INC 3 SHARES	-529	-96
NEGATIVE CORPORATE STOCK - VISA INC CL A 1 SHARE	-560	-805
NEGATIVE CORPORATE STOCK - PFIZER INC 4 SHARES	-400	-202
NEGATIVE CORPORATE STOCK - PROCTER & GAMBLE CO 3 SHARES	-525	-570
NEGATIVE CORPORATE STOCK - CATERPILLER INC 1 SHARE	-375	-635

- TIN:

TY 2020 OtherExpensesSchedule

Name:

WILLIAM ROSENBERG

FAMILY FOUNDATION INC

EIN:

59-2675613

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
BOARD EXPENSES	39,920	13,174	26,746
INVESTMENT EXPENSES	87	87	0
INVESTMENT MANAGEMENT FEES	40,026	40,026	0
OFFICE EXPENSES	1,501	0	1,501

- TIN:

TY 2020 OtherIncomeSchedule2

Name:

WILLIAM ROSENBERG

FAMILY FOUNDATION INC

EIN:

59-2675613

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
OPTION PREMIUM	58,707	58,707	58,707
OTHER INCOME	218	218	218

- TIN:

TY 2020 TaxesSchedule

Name:

WILLIAM ROSENBERG

FAMILY FOUNDATION INC

EIN:

59-2675613

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL EXCISE	7,271	0		0
FOREIGN	154	154		0