Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE OAKLAWN FOUNDATIONINC
 
Number and street (or P.O. box number if mail is not delivered to street address)CO WILLIAM S KIES III POB 272
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
OLD GREENWICH, CT06870
A Employer identification number

13-6127896
B Telephone number (see instructions)

(203) 637-3784
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$22,856,944J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 19 19  
4 Dividends and interest from securities... 345,406 345,406  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,924,991
b Gross sales price for all assets on line 6a 6,445,690
7 Capital gain net income (from Part IV, line 2)... 1,924,991
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,270,416 2,270,416  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 54,000 5,400   48,600
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 15,075 1,508   13,567
c Other professional fees (attach schedule).... Click to see attachment 105,692 0   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 44,180 413   3,718
19 Depreciation (attach schedule) and depletion... Click to see attachment 162 0  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 32 3   29
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,446 145   1,301
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 220,587 7,469   67,215
25 Contributions, gifts, grants paid....... 820,000 820,000
26 Total expenses and disbursements. Add lines 24 and 25 1,040,587 7,469   887,215
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,229,829
b Net investment income (if negative, enter -0-) 2,262,947
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 19,844 50,033 50,033
2 Savings and temporary cash investments......... 981,631 865,489 865,489
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 2,544,534 Click to see attachment3,492,551 3,493,559
b Investments—corporate stock (attach schedule)....... 6,878,005 Click to see attachment7,159,196 15,966,437
c Investments—corporate bonds (attach schedule)....... 2,417,792 Click to see attachment2,505,293 2,481,378
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet19,005
Less: accumulated depreciation (attach schedule) bullet18,957 210 Click to see attachment48 48
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,842,016 14,072,610 22,856,944
Liabilities 17 Accounts payable and accrued expenses.......... 8 3
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 8 3
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 12,842,008 14,072,607
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 0 0
29 Total net assets or fund balances (see instructions)..... 12,842,008 14,072,607
30 Total liabilities and net assets/fund balances (see instructions). 12,842,016 14,072,610
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,842,008
2
Enter amount from Part I, line 27a .....................
2
1,229,829
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
770
4
Add lines 1, 2, and 3 ..........................
4
14,072,607
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
14,072,607
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a DETAILS AVAILABLE UPON REQUEST P    
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 6,445,690   4,520,699 1,924,991
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,924,991
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,924,991
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 31,455
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 31,455
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 31,455
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 32,000
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 32,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 545
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet545 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY, CT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletELIZABETH K RAFTERY THE OAKLAWN F Telephone no.bullet (203) 249-8035

    Located atbulletPO BOX 7065WILTONCT ZIP+4bullet06897
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    STEPHEN K GRIMM DIRECTOR
    0.00     		0 0 0
    80 FIELD POINT ROAD PO BOX 2220
    GREENWICH,CT06836
    WILLIAM S KIES III PRESIDENT/DIRECTOR
    25.00     		30,000 0 0
    15 GRANT AVENUE
    OLD GREENWICH,CT06870
    AUDREY S PAIGHT DIRECTOR
    0.00     		0 0 0
    2991 EAGLE ESTATES CIRCLE WEST
    CLEARWATER,FL34681
    BETSY K RAFTERY TREASURER/DIRECTOR
    25.00     		24,000 0 0
    34 WICKS END LANE
    WILTON,CT06897
    JOSEPH PAIGHT DIRECTOR
    0.00     		0 0 0
    1105 FLORES DE AVILA
    TAMPA,FL33613
    WILLIAM S KIES IV DIRECTOR
    0.00     		0 0 0
    19 MEADOW DRIVE
    COS COB,CT06807
    JONATHAN M WELLS DIRECTOR
    0.00     		0 0 0
    90 RIVER ROAD
    COS COB,CT06807
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GILLESPIE ROBINSON & GRIMM INC INVESTMENT ADVISORY SERVICES 93,452
    80 FIELD POINT ROAD
    GREENWICH,CT06830
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NO DIRECT ACTIVITIES 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE 0
    2  
    All other program-related investments. See instructions.
    3 Click to see attachment 0
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    19,361,742
    b
    Average of monthly cash balances.......................
    1b
    941,171
    c
    Fair market value of all other assets (see instructions)................
    1c
    129
    d
    Total (add lines 1a, b, and c).........................
    1d
    20,303,042
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    20,303,042
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    304,546
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    19,998,496
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    999,925
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    999,925
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    31,455
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    31,455
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    968,470
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    968,470
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    968,470
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    887,215
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    887,215
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    887,215
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 968,470
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 308,899
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 887,215
    a Applied to 2019, but not more than line 2a 308,899
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 578,316
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		390,154
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    WILLIAM S KIES III
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    WILLIAM S KIES III PRESIDENTOAKLAWN
    PO BOX 272
    OLD GREENWICH,CT06870
    (203) 637-3784
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATIONS SHOULD INCLUDE DATA AS TO THE PURPOSE AND PROPOSED USE OF THE GRANT; PERTINENT FINANCIAL DATA SHOULD BE SUBMITTED.
    cAny submission deadlines:
    GRANT SUBMISSIONS NEED TO BE SUBMITTED BY FEBRUARY 1ST.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTEE MUST BE AN EXEMPT ORGANIZATION UNDER SECTION 501(C) OF THE INTERNAL REVENUE CODE. NO OTHER SPECIAL FACTORS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN RED CROSS
    99 INDIAN FIELD ROAD
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES CORONAVIRUS OUTBREAK BLOOD SCALES/BIOMEDICAL SVCES 20,000
    ASCUTNEY OUTDOORS
    PO BOX 101
    BROWNSWVILLE,VT05037     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 3,500
    BETSY'S PARK
    PO BOX 688
    HOLDERNESS,NH03248     		NONE PUBLIC CHARITIES 2020 PLEDGE YEAR 1 OF 5 10,000
    BOYS & GIRLS CLUB GREENWICH
    4 HORSENECK LANE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES GENERAL OPERATING SUPPORT AND DIRECTOR'S GRANT TO 501C ORGANIZATION 25,000
    BRUNSWICK SCHOOL
    100 MAHER AVENUE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES SCHOLARSHIP FUND AND DIRECTOR'S GRANT TO 501C ORGANIZATION 5,000
    CENTER FOR EDUCATIONAL INNOVATION
    28 WEST 44TH STREET STE 801
    NEW YORK,NY10036     		NONE PUBLIC CHARITIES PROJECT "BOOST" 25,000
    CHOATE-ROSEMARY HALL
    333 CHRISTIAN STREET
    WALLINGFORD,CT06492     		NONE PUBLIC CHARITIES SCHOLARSHIP FUND AND DIRECTOR'S GRANT TO 501C ORGANIZATION 27,000
    CLEARWATER COMMUNITY SAILING CENTER
    1001 GULF BLVD
    CLEARWATER,FL33767     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 5,000
    COLBY COLLEGE
    4000 MAYFLOWER HILL
    WATERVILLE,ME04901     		NONE PUBLIC CHARITIES 2019 PLEDGE YEAR 2 OF 5 AND DIRECTOR'S GRANT TO 501C ORGANIZATION 37,500
    DARDEN SCHOOL FOUNDATION
    UNIV OF VA PO BOX 400807
    CHARLOTTESVILLE,VA229073015     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 3,000
    DOMUS KIDS INC
    83 LOCKWOOD AVENUE
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES DOMUS KNIGHTS 2020 GRANT 25,000
    FRIENDS OF AMBLER FARM
    PO BOX 7442
    WILTON,CT06897     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 500
    FRIENDS OF THE NORWALK RIVER VALLEY TRAIL
    PO BOX 174
    GEORGETOWN,CT06829     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 2,500
    GREENWICH ACADEMY
    200 NORTH MAPLE AVENUE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES MULTI YEAR GRANT TO SCHOLARSHIP FUND YEAR 3 OF 4 20,000
    GREENWICH ALLIANCE FOR EDUCATION
    49 MAPLE AVE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    GREENWICH COMMUNITY GARDENS
    PO BOX 4743
    GREENWICH,CT06831     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    GREENWICH FAMILY CENTERS
    40 ARCH STREET POB 7550
    GREENWICH,CT06836     		NONE PUBLIC CHARITIES GREENWICH HEAD START; THANKSGIVING MEALS 29,000
    GREENWICH LAND TRUST
    370 ROUND HILL ROAD
    GREENWICH,CT06831     		  PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    HILSDALE COLLEGE
    33 E COLLEGE STREET
    HILLSDALE,MI49242     		NONE PUBLIC CHARITIES MULTI YEAR GRANT TO SCHOLARSHIP FUND YEAR 2 OF 4 25,000
    INNER CITY SCHOLARSHIP FUND
    1011 FIRST AVENUE 14TH FL
    NEW YORK,NY10022     		NONE PUBLIC CHARITIES HIGH SCHOOL AWARD PROGRAM AND SCHOLARSHIP; MULTI YEAR GRANTS 1 OF 5 YEARS 30,000
    KIDS IN CRISIS
    ONE SALEM STREET
    COS COB,CT06807     		NONE PUBLIC CHARITIES 2020 PLEDGE KIC EDUCATION SVCES AND DIRECTOR'S GRANT TO 501C ORGANIZATION 40,000
    LAUREL HOUSE
    1616 WASHINGTON BLVD
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES 2020 GRANT SUPPORTIVE HOUSING PROGRAM 20,000
    MANHATTAN INSTITUTE
    52 VANDERBILT AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITIES EDUCATION REFORM INITIATIVE 20,000
    MANLIUS PEBBLE HILL SCHOOL
    5300 JAMESVILLE ROAD
    SYRACUSE,NY13224     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 3,500
    MORNING STAR CATHOLIC SCHOOL
    210 E LINEBAUGH AVENUE
    TAMPA,FL33612     		NONE PUBLIC CHARITIES MULTI YEAR GRANT YEAR 3 OF 3 TUITION ASSISTANCE 10,000
    MOUNT DORA CHRISTIAN ACADEMY & CHILDREN'S HOME
    301 WEST 13TH AVENUE
    MOUNT DORA,FL32757     		NONE PUBLIC CHARITIES SCHOLARSHIP FUND,BIOMEDICAL SCIENCE AND ENGINEERING INSTITUTES AND DIRECTOR'S GRANT TO 501C ORGANIZATION 40,000
    NATIONAL MS SOCIETY
    659 TOWER AVENUE FIRST FLOOR
    HARTFORD,CT06112     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,500
    NORTHWESTERN UNIVERSITY
    1201 DAVIS STREET
    EVANSTON,IL60208     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 7,500
    PATHWAYS INC
    175 MILBANK AVE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 500
    PUTNAM INDIAN FIELD SCHOOL
    101 INDIAN FIELD ROAD
    COS COB,CT06807     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 500
    SCSU FOUNDATION INC
    501 CRESCENT STREET
    NEW HAVEN,CT065151355     		NONE PUBLIC CHARITIES 2020 GRANT AND DIRECTOR'S GRANT TO 501C ORGANIZATION 50,000
    SOUNDWATERS
    COVE ISLAND PARK 1281 COVE ROAD
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES 2020 GRANT DISTANCE LEARNING AND DIRECTOR'S GRANT TO 501C ORGANIZATION 27,000
    ST LAWRENCE UNIVERSITY
    23 ROMODA DRIVE
    CANTON,NY13617     		NONE PUBLIC CHARITIES YEAR 3 OF 5 TO SCHOLARSHIP FUND AND DIRECTOR'S GRANT TO 501C ORGANIZATION 32,500
    ST PAUL'S EPISCOPAL CHURCH
    200 RIVERSIDE AVE
    RIVERSIDE,CT06878     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 2,000
    STAMFORD MUSEUM AND NATURE CENTER
    39 SCOFIELDTOWN ROAD
    STAMFORD,CT06903     		NONE PUBLIC CHARITIES PLEDGE FOR EDUCATION PROGRAMS AND DIRECTOR'S GRANT TO 501C ORGANIZATION 27,000
    STARK MOUNTAIN FOUNDATION
    PO BOX 1221
    WAITSFIELD,VT05673     		NONE PUBLIC CHARITIES MULTI YEAR GRANT PRESERVE OUR PARADISE CAMPAIGN YEAR 3 OF 5 3,000
    SUMMER ON THE HILL
    4662 TIBBET AVENUE
    BRONX,NY10471     		NONE PUBLIC CHARITIES 2020 GRANT EDUCATION PROGRAMS 25,000
    THE HILL SCHOOL
    717 EAST HIGH STREET
    POTTSTOWN,PA19464     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION AND TUTTLE MUSIC SCHOLARSHIP AND ASPIRE FACULTY ENRICHMENT 44,000
    U OF VT & STATE AGRICULTURE FOUNDATION
    411 MAIN STREET
    BURLINGTON,VT05401     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 7,500
    UNC WILMINGTON
    601 SOUTH COLLEGE ROAD
    WILMINGTON,NC284035990     		NONE PUBLIC CHARITIES MULTI YEAR PLEDGE SCHOLARSHIP AND GPAC YEAR 1 OF 5 40,000
    UNIVERSITY OF THE CUMBERLANDS
    6191 COLLEGE STATION DRIVE
    WILLIAMSBURG,KY40769     		NONE PUBLIC CHARITIES MULTI YEAR PLEDGE SCHOLARSHIP FUND YEAR 1 OF 5; PRESIDENT'S DISCRETIONARY FUND 2020 GRANT 50,000
    UVM FOUNDATION
    411 MAIN STREET
    BURLINGTON,VT05401     		NONE PUBLIC CHARITIES YEAR 2 OF 2 OAKLAWN FOUNDATION SCHOLARSHIPS 10,000
    VILLANOVA UNIVERSITY
    800 E LANCASTER AVE
    VILLANOVA,PA19805     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,500
    WATERSIDE SCHOOL
    770 PACIFIC STREET
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES 2020 PLEDGE YEAR 2 OF 3 FOR OAKLAWN FOUNDATION SCHOLARSHIPS AND DIRECTOR'S GRANT TO 501C ORGANIZATION 32,000
    WEST WINDSOR HISTORICAL SOCIETY
    PO BOX 12
    BROWNSVILLE,VT05037     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    WILTON LIBRARY ASSOCIATION
    137 OLD RIDGEFIELD ROAD
    WILTON,CT06897     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    WOODCOCK NATURE CENTER
    56 DEER RUN ROAD
    WILTON,CT06897     		NONE PUBLIC CHARITIES SUMMER CAMP SCHOLARSHIPS AND DIRECTOR'S GRANT TO 501C ORGANIZATION 7,000
    WORKPLACE INC
    350 FAIRFIELD AVENUE
    BRIDGEPORT,CT06604     		NONE PUBLIC CHARITIES SCHOLARSHIP FUND 20,000
    Total .................................bullet 3a 820,000
    bApproved for future payment
    BETSY'S PARK
    PO BOX 688
    HOLDERNESS,NH03248     		  PUBLIC CHARITIES MULTI YEAR GRANT: $10,000 FOR 2021-2024 40,000
    COLBY COLLEGE
    4000 MAYFLOWER HILL
    WATERVILLE,ME04901     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $30,000 FOR 2021-2023 90,000
    GREENWICH ACADEMY
    200 NORTH MAPLE AVENUE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $20,000 FOR 2021 20,000
    HILLSDALE COLLEGE
    33 E COLLEGE STREET
    HILLSDALE,MI49242     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $25,000 FOR 2021-2022 50,000
    INNER-CITY SCHOLARSHIP FUND
    1011 FIRST AVENUE 14TH FL
    NEW YORK,NY10022     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $30,000 FOR 2021-2024 120,000
    ST LAWRENCE UNIVERSITY
    23 ROMODA DRIVE
    CANTON,NY13617     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $30,000 FOR 2021-2022 60,000
    STARK MOUNTAIN FOUNDATION
    PO BOX 1221
    WAITSFIELD,VT05673     		  PUBLIC CHARITIES MULTI YEAR GRANTS: $3,000 FOR 2021-2022 6,000
    UNC WILMINGTON
    601 SOUTH COLLEGE ROAD
    WILMINGTON,NC284035990     		  PUBLIC CHARITIES MULTI YEAR GRANTS: $40,000 FOR 2021-2024 160,000
    UNIVERSITY OF THE CUMBERLANDS
    6191 COLLEGE STATION DRIVE
    WILLIAMSBURG,KY40769     		  PUBLIC CHARITIES MULTI YEAR SCHOLARSHIP GRANT: $25,000 FOR 2021-2024 100,000
    WATERSIDE SCHOOL
    770 PACIFIC STREET
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $25,000 FOR 2021 25,000
    Total .................................bullet 3b 671,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 19  
    4 Dividends and interest from securities....     14 345,406  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,924,991  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,270,416 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,270,416
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN RED CROSS99 INDIAN FIELD ROAD
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES CORONAVIRUS OUTBREAK BLOOD SCALES/BIOMEDICAL SVCES 20,000
    ASCUTNEY OUTDOORSPO BOX 101
    BROWNSWVILLE,VT05037     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 3,500
    BETSY'S PARKPO BOX 688
    HOLDERNESS,NH03248     		NONE PUBLIC CHARITIES 2020 PLEDGE YEAR 1 OF 5 10,000
    BOYS & GIRLS CLUB GREENWICH4 HORSENECK LANE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES GENERAL OPERATING SUPPORT AND DIRECTOR'S GRANT TO 501C ORGANIZATION 25,000
    BRUNSWICK SCHOOL100 MAHER AVENUE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES SCHOLARSHIP FUND AND DIRECTOR'S GRANT TO 501C ORGANIZATION 5,000
    CENTER FOR EDUCATIONAL INNOVATION28 WEST 44TH STREET STE 801
    NEW YORK,NY10036     		NONE PUBLIC CHARITIES PROJECT "BOOST" 25,000
    CHOATE-ROSEMARY HALL333 CHRISTIAN STREET
    WALLINGFORD,CT06492     		NONE PUBLIC CHARITIES SCHOLARSHIP FUND AND DIRECTOR'S GRANT TO 501C ORGANIZATION 27,000
    CLEARWATER COMMUNITY SAILING CENTER1001 GULF BLVD
    CLEARWATER,FL33767     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 5,000
    COLBY COLLEGE4000 MAYFLOWER HILL
    WATERVILLE,ME04901     		NONE PUBLIC CHARITIES 2019 PLEDGE YEAR 2 OF 5 AND DIRECTOR'S GRANT TO 501C ORGANIZATION 37,500
    DARDEN SCHOOL FOUNDATIONUNIV OF VA PO BOX 400807
    CHARLOTTESVILLE,VA229073015     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 3,000
    DOMUS KIDS INC83 LOCKWOOD AVENUE
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES DOMUS KNIGHTS 2020 GRANT 25,000
    FRIENDS OF AMBLER FARMPO BOX 7442
    WILTON,CT06897     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 500
    FRIENDS OF THE NORWALK RIVER VALLEY TRAILPO BOX 174
    GEORGETOWN,CT06829     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 2,500
    GREENWICH ACADEMY200 NORTH MAPLE AVENUE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES MULTI YEAR GRANT TO SCHOLARSHIP FUND YEAR 3 OF 4 20,000
    GREENWICH ALLIANCE FOR EDUCATION49 MAPLE AVE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    GREENWICH COMMUNITY GARDENSPO BOX 4743
    GREENWICH,CT06831     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    GREENWICH FAMILY CENTERS40 ARCH STREET POB 7550
    GREENWICH,CT06836     		NONE PUBLIC CHARITIES GREENWICH HEAD START; THANKSGIVING MEALS 29,000
    GREENWICH LAND TRUST370 ROUND HILL ROAD
    GREENWICH,CT06831     		  PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    HILSDALE COLLEGE33 E COLLEGE STREET
    HILLSDALE,MI49242     		NONE PUBLIC CHARITIES MULTI YEAR GRANT TO SCHOLARSHIP FUND YEAR 2 OF 4 25,000
    INNER CITY SCHOLARSHIP FUND1011 FIRST AVENUE 14TH FL
    NEW YORK,NY10022     		NONE PUBLIC CHARITIES HIGH SCHOOL AWARD PROGRAM AND SCHOLARSHIP; MULTI YEAR GRANTS 1 OF 5 YEARS 30,000
    KIDS IN CRISISONE SALEM STREET
    COS COB,CT06807     		NONE PUBLIC CHARITIES 2020 PLEDGE KIC EDUCATION SVCES AND DIRECTOR'S GRANT TO 501C ORGANIZATION 40,000
    LAUREL HOUSE1616 WASHINGTON BLVD
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES 2020 GRANT SUPPORTIVE HOUSING PROGRAM 20,000
    MANHATTAN INSTITUTE52 VANDERBILT AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITIES EDUCATION REFORM INITIATIVE 20,000
    MANLIUS PEBBLE HILL SCHOOL5300 JAMESVILLE ROAD
    SYRACUSE,NY13224     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 3,500
    MORNING STAR CATHOLIC SCHOOL210 E LINEBAUGH AVENUE
    TAMPA,FL33612     		NONE PUBLIC CHARITIES MULTI YEAR GRANT YEAR 3 OF 3 TUITION ASSISTANCE 10,000
    MOUNT DORA CHRISTIAN ACADEMY & CHILDREN'S HOME301 WEST 13TH AVENUE
    MOUNT DORA,FL32757     		NONE PUBLIC CHARITIES SCHOLARSHIP FUND,BIOMEDICAL SCIENCE AND ENGINEERING INSTITUTES AND DIRECTOR'S GRANT TO 501C ORGANIZATION 40,000
    NATIONAL MS SOCIETY659 TOWER AVENUE FIRST FLOOR
    HARTFORD,CT06112     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,500
    NORTHWESTERN UNIVERSITY1201 DAVIS STREET
    EVANSTON,IL60208     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 7,500
    PATHWAYS INC175 MILBANK AVE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 500
    PUTNAM INDIAN FIELD SCHOOL101 INDIAN FIELD ROAD
    COS COB,CT06807     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 500
    SCSU FOUNDATION INC501 CRESCENT STREET
    NEW HAVEN,CT065151355     		NONE PUBLIC CHARITIES 2020 GRANT AND DIRECTOR'S GRANT TO 501C ORGANIZATION 50,000
    SOUNDWATERSCOVE ISLAND PARK 1281 COVE ROAD
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES 2020 GRANT DISTANCE LEARNING AND DIRECTOR'S GRANT TO 501C ORGANIZATION 27,000
    ST LAWRENCE UNIVERSITY23 ROMODA DRIVE
    CANTON,NY13617     		NONE PUBLIC CHARITIES YEAR 3 OF 5 TO SCHOLARSHIP FUND AND DIRECTOR'S GRANT TO 501C ORGANIZATION 32,500
    ST PAUL'S EPISCOPAL CHURCH200 RIVERSIDE AVE
    RIVERSIDE,CT06878     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 2,000
    STAMFORD MUSEUM AND NATURE CENTER39 SCOFIELDTOWN ROAD
    STAMFORD,CT06903     		NONE PUBLIC CHARITIES PLEDGE FOR EDUCATION PROGRAMS AND DIRECTOR'S GRANT TO 501C ORGANIZATION 27,000
    STARK MOUNTAIN FOUNDATIONPO BOX 1221
    WAITSFIELD,VT05673     		NONE PUBLIC CHARITIES MULTI YEAR GRANT PRESERVE OUR PARADISE CAMPAIGN YEAR 3 OF 5 3,000
    SUMMER ON THE HILL4662 TIBBET AVENUE
    BRONX,NY10471     		NONE PUBLIC CHARITIES 2020 GRANT EDUCATION PROGRAMS 25,000
    THE HILL SCHOOL717 EAST HIGH STREET
    POTTSTOWN,PA19464     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION AND TUTTLE MUSIC SCHOLARSHIP AND ASPIRE FACULTY ENRICHMENT 44,000
    U OF VT & STATE AGRICULTURE FOUNDATION411 MAIN STREET
    BURLINGTON,VT05401     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 7,500
    UNC WILMINGTON601 SOUTH COLLEGE ROAD
    WILMINGTON,NC284035990     		NONE PUBLIC CHARITIES MULTI YEAR PLEDGE SCHOLARSHIP AND GPAC YEAR 1 OF 5 40,000
    UNIVERSITY OF THE CUMBERLANDS6191 COLLEGE STATION DRIVE
    WILLIAMSBURG,KY40769     		NONE PUBLIC CHARITIES MULTI YEAR PLEDGE SCHOLARSHIP FUND YEAR 1 OF 5; PRESIDENT'S DISCRETIONARY FUND 2020 GRANT 50,000
    UVM FOUNDATION411 MAIN STREET
    BURLINGTON,VT05401     		NONE PUBLIC CHARITIES YEAR 2 OF 2 OAKLAWN FOUNDATION SCHOLARSHIPS 10,000
    VILLANOVA UNIVERSITY800 E LANCASTER AVE
    VILLANOVA,PA19805     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,500
    WATERSIDE SCHOOL770 PACIFIC STREET
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES 2020 PLEDGE YEAR 2 OF 3 FOR OAKLAWN FOUNDATION SCHOLARSHIPS AND DIRECTOR'S GRANT TO 501C ORGANIZATION 32,000
    WEST WINDSOR HISTORICAL SOCIETYPO BOX 12
    BROWNSVILLE,VT05037     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    WILTON LIBRARY ASSOCIATION137 OLD RIDGEFIELD ROAD
    WILTON,CT06897     		NONE PUBLIC CHARITIES DIRECTOR'S GRANT TO 501C ORGANIZATION 1,000
    WOODCOCK NATURE CENTER56 DEER RUN ROAD
    WILTON,CT06897     		NONE PUBLIC CHARITIES SUMMER CAMP SCHOLARSHIPS AND DIRECTOR'S GRANT TO 501C ORGANIZATION 7,000
    WORKPLACE INC350 FAIRFIELD AVENUE
    BRIDGEPORT,CT06604     		NONE PUBLIC CHARITIES SCHOLARSHIP FUND 20,000
    Total ...............................bullet 3a 820,000
    bApproved for future payment
    BETSY'S PARKPO BOX 688
    HOLDERNESS,NH03248     		  PUBLIC CHARITIES MULTI YEAR GRANT: $10,000 FOR 2021-2024 40,000
    COLBY COLLEGE4000 MAYFLOWER HILL
    WATERVILLE,ME04901     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $30,000 FOR 2021-2023 90,000
    GREENWICH ACADEMY200 NORTH MAPLE AVENUE
    GREENWICH,CT06830     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $20,000 FOR 2021 20,000
    HILLSDALE COLLEGE33 E COLLEGE STREET
    HILLSDALE,MI49242     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $25,000 FOR 2021-2022 50,000
    INNER-CITY SCHOLARSHIP FUND1011 FIRST AVENUE 14TH FL
    NEW YORK,NY10022     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $30,000 FOR 2021-2024 120,000
    ST LAWRENCE UNIVERSITY23 ROMODA DRIVE
    CANTON,NY13617     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $30,000 FOR 2021-2022 60,000
    STARK MOUNTAIN FOUNDATIONPO BOX 1221
    WAITSFIELD,VT05673     		  PUBLIC CHARITIES MULTI YEAR GRANTS: $3,000 FOR 2021-2022 6,000
    UNC WILMINGTON601 SOUTH COLLEGE ROAD
    WILMINGTON,NC284035990     		  PUBLIC CHARITIES MULTI YEAR GRANTS: $40,000 FOR 2021-2024 160,000
    UNIVERSITY OF THE CUMBERLANDS6191 COLLEGE STATION DRIVE
    WILLIAMSBURG,KY40769     		  PUBLIC CHARITIES MULTI YEAR SCHOLARSHIP GRANT: $25,000 FOR 2021-2024 100,000
    WATERSIDE SCHOOL770 PACIFIC STREET
    STAMFORD,CT06902     		NONE PUBLIC CHARITIES MULTI YEAR GRANT: $25,000 FOR 2021 25,000
    Total ................................bullet 3b 671,000

    TY 2020 AccountingFeesSchedule
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EDWARD M. DEDON,CPA (ACCTG & TAX PREP) 15,075 1,508   13,567

    TY 2020 AllOthProgRltdInvestmentsSch
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Category Amount
    N/A 0

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER/FAX MACHINE 1992-06-15 3,385 3,385 SL 5.000000000000 0 0    
    FURNITURE & FIXTURES 1992-06-15 5,148 5,148 SL 7.000000000000 0 0    
    COPIER 1994-06-15 1,100 1,100 SL 5.000000000000 0 0    
    COMPUTER 1996-08-15 2,403 2,403 SL 5.000000000000 0 0    
    FURNITURE 1996-12-01 353 353 SL 7.000000000000 0 0    
    PRINTER 1998-03-08 236 236 SL 5.000000000000 0 0    
    COMPUTER 2000-01-15 1,605 1,605 SL 5.000000000000 0 0    
    COMPUTER 2004-12-08 779 779 SL 5.000000000000 0 0    
    FURNITURE 2004-04-15 1,646 1,646 SL 7.000000000000 0 0    
    COMPUTER & PRINTER 2010-10-06 1,443 1,443 SL 5.000000000000 0 0    
    DELL LAPTOP MODEL 7537 2015-10-26 744 615 SL 5.000000000000 129 0    
    PRINTER/COPIER 2017-02-07 163 82 SL 5.000000000000 33 0    

    TY 2020 GeneralExplanationAttachment
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Identifier Return Reference Explanation
    REPLACING PAPER FILED RETURN WITH E-FILED RETURN. 990 PF PART IV LINE 1A AN ATTEMPT WAS MADE TO E-FILE THE RETURN BY THE ORIGINAL DUE DATE BUT THE SOFTWARE DID NOT ALLOW THE INCLUSION OF ANY PDF ATTACHEMENTS FOR THE DETAILED SCHEDULES OF INVESTMENTS OR SALES OF SECURITIES SO A PAPER RETURN WAS FILED BY THE DUE DATE TO INCLUDE THESE SCHEDULES. SUBSEQUENTLY THE PAPER FILING WAS RETURNED BY THE IRS REQUESTING THAT THE RETURN BE E-FILED WITHIN 10 DAYS OF THE DATE OF THE LETTER WHICH WAS JULY 26, 2021. UNFORTUNATELY THE PRESIDENT WHO RECEIVES ALL THE FOUNDATION'S MAIL IN A POST OFFICE BOX WAS AWAY AND HAD THE MAIL HELD UNTIL HIS RTURN WHICH WAS JUST RECENTLY.REVISIONS HAVE BEEN MADE TO THE RETURN TO ENABLE IT TO BE E-FILED. THE DETAIL SCHEDULES FOR THE SALES OF SECURITIES AND INVESTMENTS ARE NOT INCLUDED IN E-FILING BUT ARE AVAILABLE UPON REQUEST.IT IS REQUESTED THAT ANY PENALTIES BE ABATED AS A BONA FIDE ATTEMPT WAS MADE TO ORIGINALLY E-FILE THE RETURN BUT DUE TO THE INABILITY TO ATTACH THE SCHEDULES ELECTRONICALLY A PAPER RETURN WAS FILED INSTEAD. A TIMELY REPONSE TO THE IRS NOTICE TO E-FILE THE RETURN WAS NOT ACCOMPLISHED SINCE THE NOTICE WAS NOT AVAILABLE UNTIL AFTER THE 10 DAY WINDOW. THANK YOU FOR YOUR CONSIDERATION.

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS & BOND ETF 2,505,293 2,481,378

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCK & EQUITY ETF 7,159,196 15,966,437

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    US Government Securities - End of Year Book Value:

    3,492,551
    US Government Securities - End of Year Fair Market Value:

    3,493,559
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 LandEtcSchedule2
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER/FAX MACHINE 3,385 3,385 0 0
    FURNITURE & FIXTURES 5,148 5,148 0 0
    COPIER 1,100 1,100 0 0
    COMPUTER 2,403 2,403 0 0
    FURNITURE 353 353 0 0
    PRINTER 236 236 0 0
    COMPUTER 1,605 1,605 0 0
    COMPUTER 779 779 0 0
    FURNITURE 1,646 1,646 0 0
    COMPUTER & PRINTER 1,443 1,443 0 0
    DELL LAPTOP MODEL 7537 744 744 0 0
    PRINTER/COPIER 163 115 48 48


    TY 2020 OtherExpensesSchedule
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE MAINTENANCE & EXPENSES 646 65   581
    FILING FEES 800 80   720


    TY 2020 OtherIncreasesSchedule
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Description Amount
    PRIOR PERIOD ADJUSTMENT 770


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GILLESPIE,ROBINSON & GRIMM, INC. (INVESTMENT MANAGEMENT FEES) 93,452 0   0
    BANK OF NEW YORK (CUSTODY FEES) 12,240 0   0


    TY 2020 TaxesSchedule
    Name:
    THE OAKLAWN FOUNDATIONINC
    EIN:
    13-6127896
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 4,131 413   3,718
    FEDERAL EXCISE PAID 40,049 0   0