-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
12-01-2019
, and ending
11-30-2020
Name of foundation
The Colen Foundation Inc
Number and street (or P.O. box number if mail is not delivered to street address)
8435 SW 80th Street 2
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Ocala
,
FL
34481
A Employer identification number
59-2474711
B
Telephone number (see instructions)
(352) 873-0848
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
17,910,958
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
5,886,905
2
Check
.............
3
Interest on savings and temporary cash investments
43,218
43,218
4
Dividends and interest from securities
...
189,006
189,006
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,059,225
b
Gross sales price for all assets on line 6a
9,662,182
7
Capital gain net income (from Part IV, line 2)
...
1,059,225
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
7,178,354
1,291,449
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
2,850
285
2,565
b
Accounting fees (attach schedule)
.......
6,350
635
5,715
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
35,790
1,290
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
38,153
38,092
61
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
83,143
40,302
8,341
25
Contributions, gifts, grants paid
.......
657,127
657,127
26
Total expenses and disbursements.
Add lines 24 and 25
740,270
40,302
665,468
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
6,438,084
b
Net investment income
(if negative, enter -0-)
1,251,147
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
43,551
36,421
36,421
2
Savings and temporary cash investments
.........
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
46,194
284,765
282,553
b
Investments—corporate stock (attach schedule)
.......
3,721,742
8,809,180
11,740,746
c
Investments—corporate bonds (attach schedule)
.......
1,669,402
2,553,349
2,612,707
11
Investments—land, buildings, and equipment: basis
385,977
Less: accumulated depreciation (attach schedule)
327,575
385,977
385,977
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
2,752,524
2,713,146
2,852,554
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
8,560,988
14,782,838
17,910,958
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
169,471
172,443
23
Total liabilities
(add lines 17 through 22)
.........
169,471
172,443
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
8,391,517
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
8,391,517
14,610,395
30
Total liabilities and net assets/fund balances
(see instructions)
.
8,560,988
14,782,838
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
8,391,517
2
Enter amount from Part I, line 27a
.....................
2
6,438,084
3
Other increases not included in line 2 (itemize)
3
4
Add lines 1, 2, and 3
..........................
4
14,829,601
5
Decreases not included in line 2 (itemize)
5
219,206
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
14,610,395
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
162 ELECTRONIC ARTS INCORPORATED
P
2016-10-27
2019-11-27
b
20 ELECTRONIC ARTS INCORPORATED
P
2017-01-27
2019-11-27
c
24 ELECTRONIC ARTS INCORPORATED
P
2017-07-25
2019-11-27
d
10 ELECTRONIC ARTS INCORPORATED
P
2018-06-08
2019-11-27
e
40 ELECTRONIC ARTS INCORPORATED
P
2018-09-19
2019-11-27
44 ELECTRONIC ARTS INCORPORATED
P
2019-06-14
2019-11-27
100 ELECTRONIC ARTS INCORPORATED
P
2019-07-08
2019-11-27
100 ELECTRONIC ARTS INCORPORATED
P
2019-08-05
2019-11-27
100000 GOLDMAN SACHS BANK USA NEW YORK, NY FDIC # 33124 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE
P
2019-10-23
2019-12-26
50000 COMPASS BK FDIC # 19048 CERTIFICATE OF DEPOSIT PAYS AT MATURITY 2.5000% Due 12/31/2019
P
2019-02-01
2019-12-31
25000 BP CAPITAL MARKETS PLC NTS ISIN US05565QCT31 2.5210% Due 01/15/2020
P
2019-01-03
2020-01-16
42000 FEDERAL NATIONAL MORTGAGE ASSOCIATION NOTE 1.6250% Due 01/21/2020
P
2019-04-08
2020-01-21
10000 FEDERAL HOME LOAN BANKS DEBENTURE FULL CALL 3.0500% Due 01/30/2024 Callable 04/30/2020 @ 100.0
P
2019-12-06
2020-01-30
30000 US TREASURY BILLS OID 01/30/2020 DUE 01/30/2020 (912796RY7)
P
2019-05-08
2020-01-30
100000 FEDERAL FARM CREDIT BANKS DEBENTURE FULL CALL 2.4000% Due 10/22/2025 Callable 03/04/2020 @ 10
P
2019-10-23
2020-02-04
40000 TIME WARNER INC. NTS ISIN US887317AW59 3.6000% Due 07/15/2025 Callable 04/15/2025 @ 100.000
P
2017-05-09
2020-02-04
1000 FIVE BELOW INCORPORATED
P
2017-09-14
2020-02-04
200 FIVE BELOW INCORPORATED
P
2017-10-11
2020-02-04
300 FIVE BELOW INCORPORATED
P
2017-10-12
2020-02-04
500 FIVE BELOW INCORPORATED
P
2018-01-08
2020-02-04
100000 FEDERAL FARM CREDIT BANKS DEBENTURE FULL CALL 2.0000% Due 04/17/2023 Callable 03/04/2020 @ 10
P
2019-10-23
2020-02-05
840 MGM RESORTS INTERNATIONAL
P
2018-06-11
2020-02-14
160 MGM RESORTS INTERNATIONAL
P
2019-06-14
2020-02-14
100 MGM RESORTS INTERNATIONAL
P
2019-06-25
2020-02-14
100 MGM RESORTS INTERNATIONAL
P
2019-08-05
2020-02-14
300 MGM RESORTS INTERNATIONAL
P
2019-10-16
2020-02-14
500 MGM RESORTS INTERNATIONAL
P
2020-01-27
2020-02-14
28026.906 BNY MELLON INCOME STOCK FUND INVESTOR SHARES N/L
P
2011-11-30
2020-02-14
500 PAGSEGURO DIGITAL LIMITED COM CLASS A (CAYMAN ISLANDS)
P
2019-06-21
2020-02-14
100 PAGSEGURO DIGITAL LIMITED COM CLASS A (CAYMAN ISLANDS)
P
2019-07-29
2020-02-14
1400 PAGSEGURO DIGITAL LIMITED COM CLASS A (CAYMAN ISLANDS)
P
2019-10-22
2020-02-14
500 PAGSEGURO DIGITAL LIMITED COM CLASS A (CAYMAN ISLANDS)
P
2020-01-27
2020-02-14
100000 JPMORGAN CHASE BANK NA COLUMBUS, OH FDIC # 628 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE BE
P
2019-02-25
2020-02-18
30000 FEDERAL NATIONAL MORTGAGE ASSOCIATION NOTE 1.2000% Due 02/25/2020
P
2019-05-08
2020-02-25
96000 FEDERAL HOME LOAN MORTGAGE CORPORATION MEDIUM TERM NOTE FULL CALL 2.0500% Due 08/26/2022 Calla
P
2019-12-06
2020-02-26
10000 FEDERAL NATIONAL MORTGAGE ASSOCIATION DEBENTURE FULL CALL MONTHLY 2.5000% Due 11/26/2027 Calla
P
2020-02-12
2020-02-26
15000 MARATHON OIL CORPORATION (MRO)
P
2016-09-23
2020-02-28
2500 SKYWEST INCORPORATED (SKYW)
P
2016-09-13
2020-02-28
15000 NBC UNIVERSAL, INC. NTS FULL CALL ISIN US63946BAE02 4.3750% Due 04/01/2021
P
2012-10-22
2020-03-06
20000 NBC UNIVERSAL, INC. NTS FULL CALL ISIN US63946BAE02 4.3750% Due 04/01/2021
P
2013-11-25
2020-03-06
32424.195 BNY MELLON INCOME STOCK FUND INVESTOR SHARES N/L
P
2011-11-30
2020-03-10
151.096 BNY MELLON INCOME STOCK FUND INVESTOR SHARES N/L
P
2018-12-03
2020-03-10
7419.947 BNY MELLON INCOME STOCK FUND INVESTOR SHARES N/L
P
2018-12-12
2020-03-10
396.66 BNY MELLON INCOME STOCK FUND INVESTOR SHARES N/L
P
2018-12-12
2020-03-10
1231.133 BNY MELLON INCOME STOCK FUND INVESTOR SHARES N/L
P
2018-12-12
2020-03-10
32366.631 BNY MELLON LARGE CAP EQUITY FUND CLASS I N/L
P
2013-04-25
2020-03-10
9979.882 BNY MELLON LARGE CAP EQUITY FUND CLASS I N/L
P
2018-12-18
2020-03-10
657.989 BNY MELLON LARGE CAP EQUITY FUND CLASS I N/L
P
2018-12-18
2020-03-10
25849.932 BNY MELLON MID CAP STOCK FUND INVESTOR CLASS N/L
P
2011-11-30
2020-03-10
8251.25 BNY MELLON MID CAP STOCK FUND INVESTOR CLASS N/L
P
2012-12-20
2020-03-10
5244.973 BNY MELLON MID CAP STOCK FUND INVESTOR CLASS N/L
P
2013-01-29
2020-03-10
7324.582 BNY MELLON MID CAP STOCK FUND INVESTOR CLASS N/L
P
2014-12-29
2020-03-10
3445.489 BNY MELLON MID CAP STOCK FUND INVESTOR CLASS N/L
P
2018-12-20
2020-03-10
61.882 BNY MELLON MID CAP STOCK FUND INVESTOR CLASS N/L
P
2018-12-20
2020-03-10
921.596 BNY MELLON MID CAP STOCK FUND INVESTOR CLASS N/L
P
2018-12-20
2020-03-10
1903.112 BNY MELLON SELECT MANAGERS SMALL CAP GROWTH FD CL I N/L
P
2011-11-30
2020-03-10
2607.886 BNY MELLON SELECT MANAGERS SMALL CAP GROWTH FD CL I N/L
P
2015-12-01
2020-03-10
908.576 BNY MELLON SELECT MANAGERS SMALL CAP GROWTH FD CL I N/L
P
2017-01-06
2020-03-10
467.138 BNY MELLON SELECT MANAGERS SMALL CAP GROWTH FD CL I N/L
P
2018-12-20
2020-03-10
1025.574 BNY MELLON SELECT MANAGERS SMALL CAP GROWTH FD CL I N/L
P
2018-12-20
2020-03-10
14137.205 BNY MELLON GLOBAL REAL ESTATE SECURITIES FUND CLASS I N/L
P
2010-12-06
2020-03-17
189.473 BNY MELLON GLOBAL REAL ESTATE SECURITIES FUND CLASS I N/L
P
2018-12-27
2020-03-17
375.671 BNY MELLON GLOBAL REAL ESTATE SECURITIES FUND CLASS I N/L
P
2018-12-27
2020-03-17
33.963 BNY MELLON GLOBAL REAL ESTATE SECURITIES FUND CLASS I N/L
P
2018-12-27
2020-03-17
3325.13 DFA EMERGING MARKETS CORE EQUITY PORTFOLIO INST CLS N/L
P
2016-03-02
2020-03-17
2071.297 DFA EMERGING MARKETS CORE EQUITY PORTFOLIO INST CLS N/L
P
2016-03-14
2020-03-17
3487.324 DFA EMERGING MARKETS CORE EQUITY PORTFOLIO INST CLS N/L
P
2016-12-09
2020-03-17
74.732 DFA EMERGING MARKETS CORE EQUITY PORTFOLIO INST CLS N/L
P
2018-12-18
2020-03-17
50000 FEDERAL HOME LOAN BANKS DEBENTURE FULL CALL 2.3500% Due 09/17/2027 Callable 03/27/2020 @ 100.0
P
2020-02-12
2020-03-17
10659.084 VIRTUS VONTOBEL EMERGING MARKETS OPPOR FUND CLS I N/L
P
2013-06-20
2020-03-17
3671.875 VIRTUS VONTOBEL EMERGING MARKETS OPPOR FUND CLS I N/L
P
2016-03-14
2020-03-17
401.914 VIRTUS VONTOBEL EMERGING MARKETS OPPOR FUND CLS I N/L
P
2018-12-18
2020-03-17
156.63 VIRTUS VONTOBEL EMERGING MARKETS OPPOR FUND CLS I N/L
P
2018-12-18
2020-03-17
45000 FEDERAL NATIONAL MORTGAGE ASSOCIATION NOTE FULL CALL MONTHLY 2.0000% Due 09/22/2026 Callable 0
P
2020-02-04
2020-03-23
66 CONSTELLATION BRANDS INCORPORATED CLASS A
P
2015-08-26
2020-03-24
17 CONSTELLATION BRANDS INCORPORATED CLASS A
P
2018-06-29
2020-03-24
53 CONSTELLATION BRANDS INCORPORATED CLASS A
P
2018-08-23
2020-03-24
64 CONSTELLATION BRANDS INCORPORATED CLASS A
P
2019-08-05
2020-03-24
108 HONEYWELL INTERNATIONAL INCORPORATED
P
2015-07-28
2020-03-24
37 HONEYWELL INTERNATIONAL INCORPORATED
P
2018-06-08
2020-03-24
34 HONEYWELL INTERNATIONAL INCORPORATED
P
2018-08-23
2020-03-24
1 HONEYWELL INTERNATIONAL INCORPORATED
P
2018-10-02
2020-03-24
4 HONEYWELL INTERNATIONAL INCORPORATED
P
2018-11-06
2020-03-24
110 VALERO ENERGY CORPORATION
P
2011-03-24
2020-03-24
110 VALERO ENERGY CORPORATION
P
2011-07-20
2020-03-24
80 VALERO ENERGY CORPORATION
P
2018-06-08
2020-03-24
100 VALERO ENERGY CORPORATION
P
2019-06-14
2020-03-24
100 VALERO ENERGY CORPORATION
P
2019-08-05
2020-03-24
50000 FEDERAL HOME LOAN MORTGAGE CORPORATION MEDIUM TERM NOTE FULL CALL 2.7000% Due 03/27/2024
P
2020-02-12
2020-03-27
40000 FEDERAL HOME LOAN MORTGAGE CORPORATION MEDIUM TERM NOTE FULL CALL 2.7500% Due 03/27/2024 Calla
P
2020-02-13
2020-03-27
75000 FEDERAL HOME LOAN MORTGAGE CORPORATION MEDIUM TERM NOTE FULL CALL 2.8000% Due 03/27/2024
P
2020-03-06
2020-03-27
25000 VALLEY NATIONAL BANK FDIC # 9396 CERTIFICATE OF DEPOSIT QTRLY CALLABLE BEGINNING 06/27/20 2.75
P
2019-04-08
2020-03-27
1000 GLAUKOS CORPORATION
P
2019-01-03
2020-04-03
200 GLAUKOS CORPORATION
P
2019-12-05
2020-04-03
100 GLAUKOS CORPORATION
P
2020-02-14
2020-04-03
700 GLAUKOS CORPORATION
P
2020-02-28
2020-04-03
Return of Capital LEHMAN BROTHERS HOLDINGS INC. ESCROW MTN 7.0000 % DUE 12/28/2037 (525ESCGW3)
P
2012-04-17
2020-04-03
Return of Capital LEHMAN BROTHERS HOLDINGS INC. ESCROW MTN 6.3000 % DUE 03/27/2037 (525ESC4C0)
P
2012-04-17
2020-04-03
Return of Capital LEHMAN BROTHERS HOLDINGS INC. ESCROW MTN 6.5000 % DUE 02/13/2037 (525ESC3D9)
P
2012-04-17
2020-04-03
2000 SOFTBANK GROUP CORPORATION UNSPONSORED ADR (JAPAN)
P
2019-08-22
2020-04-14
1000 SOFTBANK GROUP CORPORATION UNSPONSORED ADR (JAPAN)
P
2019-09-12
2020-04-14
1000 SOFTBANK GROUP CORPORATION UNSPONSORED ADR (JAPAN)
P
2019-10-22
2020-04-14
1000 SOFTBANK GROUP CORPORATION UNSPONSORED ADR (JAPAN)
P
2019-10-23
2020-04-14
1000 SOFTBANK GROUP CORPORATION UNSPONSORED ADR (JAPAN)
P
2019-10-24
2020-04-14
1000 SOFTBANK GROUP CORPORATION UNSPONSORED ADR (JAPAN)
P
2019-11-21
2020-04-14
1000 SOFTBANK GROUP CORPORATION UNSPONSORED ADR (JAPAN)
P
2020-02-14
2020-04-14
1000 SOFTBANK GROUP CORPORATION UNSPONSORED ADR (JAPAN)
P
2020-04-13
2020-04-14
20000 FEDERAL HOME LOAN BANKS DEBENTURE FULL CALL 2.3750% Due 10/15/2026 Callable 05/01/2020 @ 100.0
P
2020-02-04
2020-04-22
50000 FEDERAL HOME LOAN MORTGAGE CORPORATION MEDIUM TERM NOTE FULL CALL 2.6350% Due 04/24/2024
P
2020-03-06
2020-04-24
10000 JP MORGAN CHASE BANK NA COLUMBUS, OH FDIC # 628 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE BE
P
2019-01-03
2020-04-30
50000 COLUMBUS GA WTR & SEW REV, TAXABLE WTR AND SWR REF REV BDS, TAXABLE SER 2012B 2.7500% Due 05/0
P
2020-03-24
2020-05-01
30000 FEDERAL HOME LOAN MORTGAGE CORPORATION NOTE 1.3750% Due 05/01/2020
P
2019-05-08
2020-05-01
75000 JP MORGAN CHASE BANK, NA COLUMBUS, OH FDIC # 628 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE B
P
2020-03-06
2020-05-05
0.875 FLUTTER ENTERTAINMENT PLC UNSPONSORED ADS (IRELAND)
P
2018-10-09
2020-05-29
100000 GOLDMAN SACHS BANK USA NEW YORK, NY FDIC # 33124 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE
P
2019-12-06
2020-06-11
20000 1ST FNCL BANK USA FDIC # 1673 CERTIFICATE OF DEPOSIT MONTHLY CALLABLE BEGINNING 07/12/20 2.350
P
2019-01-03
2020-06-12
50000 JPMORGAN CHASE BANK NA COLUMBUS, OH FDIC # 628 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE BEG
P
2020-02-12
2020-06-17
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2018-07-06
2020-06-19
2000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2018-07-11
2020-06-19
35000 INTERCONTINENTAL EXCHANGE INC NTS FULL CALL ISIN US45866FAC86 2.7500% Due 12/01/2020 Callable
P
2015-11-20
2020-06-25
100000 FEDERAL HOME LOAN BANKS DEBENTURE FULL CALL 2.5900% Due 06/26/2025 Callable 07/07/2020 @ 100.
P
2019-12-06
2020-06-26
30000 FEDERAL FARM CREDIT BANKS DEBENTURE 1.1400% Due 06/29/2020
P
2019-05-08
2020-06-29
25000 FLORIDA HURRICANE CATASTROPHE FD FIN CORP REV, REV BDS, TAXABLE SER 2013 A 2.9950% Due 07/01/2
P
2013-04-10
2020-07-01
50000 METROPOLITAN TRANSN AUTH NY SPL OBLIG, SPL OBLIG TAXABLE REF BDS, TAXABLE SER 2014A 2.1680% Du
P
2020-03-24
2020-07-01
50000 GOLDMAN SACHS BANK USA FDIC # 33124 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE BEGINNING 08/0
P
2019-12-02
2020-07-06
50000 PUBLIC SERVICE COMPANY OF COLORADO 1ST MTG FULL CALL ISIN US744448CD14 3.2000% Due 11/15/2020
P
2020-02-12
2020-07-10
0.1 MATCH GROUP INCORPORATED NEW
P
2018-11-07
2020-07-14
30000 MERCHANTS BK IN LYNN, IN FDIC # 8056 CERTIFICATE OF DEPOSIT PAYS AT MATURITY 0.9000% Due 07/21
P
2020-04-13
2020-07-21
30000 PEOPLES UNITED BANK BRIDGEPORT, CT FDIC # 27334 CERTIFICATE OF DEPOSIT PAYS AT MATURITY 0.7000
P
2020-04-16
2020-07-21
30000 BANK OF CHINA NEW YORK, NY FDIC # 33653 CERTIFICATE OF DEPOSIT PAYS AT MATURITY 0.9000% Due 07
P
2020-04-20
2020-07-22
30000 MEADOWS BANK FDIC # 58722 CERTIFICATE OF DEPOSIT PAYS AT MATURITY 0.8500% Due 07/22/2020
P
2020-04-13
2020-07-22
30000 MORGAN STANLEY BANK NA SALT LAKE CITY, UT FDIC # 32992 CERTIFICATE OF DEPOSIT MONTHLY CALLABLE
P
2020-02-12
2020-07-27
25000 GOLDMAN SACHS BANK USA FDIC # 33124 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE BEGINNING 08/2
P
2020-02-13
2020-07-29
35000 BMO HARRIS BANK, NA FDIC # 16571 CERTIFICATE OF DEPOSIT QTRLY CALLABLE BEGINNING 10/30/20 2.00
P
2020-02-13
2020-07-30
135000 BMO HARRIS BANK, NA FDIC # 16571 CERTIFICATE OF DEPOSIT QTRLY CALLABLE BEGINNING 10/30/20 2.0
P
2020-07-16
2020-07-30
30000 BOFI FEDERAL BANK FDIC # 35546 CERTIFICATE OF DEPOSIT MONTHLY CALLABLE BEGINNING 08/30/20 2.90
P
2020-02-04
2020-07-30
30000 FEDERAL NATIONAL MORTGAGE ASSOCIATION NOTE 1.5000% Due 07/30/2020
P
2019-05-08
2020-07-30
50000 BALTIMORE CNTY MD, GO BDS, TAXABLE SER 2012 1.8620% Due 08/01/2020
P
2020-03-24
2020-08-03
50000 CORONA-NORCO CA UNI SCH DIST, GO TAXABLE REF BDS, TAXABLE SER 2019 1.7320% Due 08/01/2020
P
2020-03-24
2020-08-03
50000 UNITED STATES DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT OTHER. PARTIAL CALL 3.7300% Due 08/0
P
2020-01-06
2020-08-03
100000 VIRGINIA ST PUB BLDG AUTH PUB FACS REV, PUB FAC REV BDS, BUILD AMERICA BONDS DIRECT PAY TAXAB
P
2020-03-31
2020-08-03
50000 WALNUT VALLEY CA UNI SCH DIST, TAXABLE GO REF BDS, TAXABLE SER 2019 1.6800% Due 08/01/2020
P
2020-03-24
2020-08-03
1000 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW
P
2019-09-09
2020-08-13
25000 JPMORGAN CHASE & CO. MTN FULL CALL ISIN US46623EKG34 2.2950% Due 08/15/2021 Callable 09/07/202
P
2020-06-19
2020-08-17
710 PFIZER INCORPORATED
P
2018-08-08
2020-08-17
40 PFIZER INCORPORATED
P
2018-10-08
2020-08-17
250 PFIZER INCORPORATED
P
2019-06-17
2020-08-17
200 PFIZER INCORPORATED
P
2019-07-08
2020-08-17
100 PFIZER INCORPORATED
P
2019-07-11
2020-08-17
200 PFIZER INCORPORATED
P
2019-08-05
2020-08-17
300 PFIZER INCORPORATED
P
2019-09-09
2020-08-17
500 PFIZER INCORPORATED
P
2019-09-13
2020-08-17
700 PFIZER INCORPORATED
P
2019-10-16
2020-08-17
300 PFIZER INCORPORATED
P
2019-10-24
2020-08-17
200 PFIZER INCORPORATED
P
2020-02-14
2020-08-17
500 PFIZER INCORPORATED
P
2020-02-28
2020-08-17
1000 PFIZER INCORPORATED
P
2020-03-11
2020-08-17
200 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW
P
2019-09-18
2020-08-17
500 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW
P
2019-10-16
2020-08-17
100 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW
P
2019-10-22
2020-08-17
200 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW
P
2019-10-24
2020-08-17
100 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW
P
2019-11-11
2020-08-17
200 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW
P
2020-02-28
2020-08-17
700 VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW
P
2020-03-11
2020-08-17
410 VERIZON COMMUNICATIONS INCORPORATED
P
2018-10-30
2020-08-17
190 VERIZON COMMUNICATIONS INCORPORATED
P
2019-06-17
2020-08-17
400 VERIZON COMMUNICATIONS INCORPORATED
P
2020-03-24
2020-08-17
10000 GOLDMAN SACHS BANK USA FDIC # 33124 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE BEGINNING 09/1
P
2020-06-19
2020-08-19
60000 NEEDHAM BANK FDIC # 26483 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 2.5000% Due 08/20/2020
P
2019-02-25
2020-08-20
25000 MORGAN STANLEY BANK NA SALT LAKE CITY, UT FDIC # 32992 CERTIFICATE OF DEPOSIT MONTHLY CALLABLE
P
2020-06-19
2020-08-21
200 EOG RES INCORPORATED
P
2016-02-26
2020-08-27
100 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
200 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
200 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
100 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
100 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
100 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
175 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
125 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
200 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
500 EOG RES INCORPORATED
P
2019-12-05
2020-08-27
1000 EOG RES INCORPORATED
P
2020-03-11
2020-08-27
1000 EOG RES INCORPORATED
P
2020-03-30
2020-08-27
1000 EOG RES INCORPORATED
P
2020-04-09
2020-08-27
1000 EOG RES INCORPORATED
P
2020-04-15
2020-08-27
30000 FEDERAL NATIONAL MORTGAGE ASSOCIATION NOTE 1.2500% Due 08/28/2020
P
2019-05-08
2020-08-28
50000 THE TORONTO-DOMINION BANK MTN FULL CALL PAYS QTRLY ISIN US89114RDJ23 2.0000% Due 02/28/2025 Ca
P
2020-07-16
2020-08-31
30000 ACTIVISION BLIZZARD INC NTS FULL CALL ISIN US00507VAL36 2.6000% Due 06/15/2022 Callable 05/15/
P
2017-09-21
2020-09-04
10000 ACTIVISION BLIZZARD INC NTS FULL CALL ISIN US00507VAL36 2.6000% Due 06/15/2022 Callable 05/15/
P
2018-06-26
2020-09-04
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2018-07-11
2020-09-15
100000 MORGAN STANLEY PRIVATE BANK NA PURCHASE, NY FDIC # 34221 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 2
P
2020-09-16
2020-09-21
50000 MAUI CNTY HAWAII, GO BDS, RECOVERY ZONE ECON DEV BUILD AMERICA BONDS DIR PAY FULL CALL TAXABLE
P
2020-03-30
2020-09-23
30000 FEDERAL NATIONAL MORTGAGE ASSOCIATION NOTE 1.7000% Due 09/28/2020
P
2019-05-08
2020-09-28
2000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2018-08-21
2020-09-29
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2018-10-03
2020-09-29
2000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2018-10-03
2020-09-29
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2018-10-03
2020-09-29
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2019-12-05
2020-09-29
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2019-10-01
2020-09-30
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2020-03-30
2020-09-30
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2020-04-09
2020-09-30
Return of Capital LEHMAN BROTHERS HOLDINGS INC. ESCROW MTN 6.5000 % DUE 02/13/2037 (525ESC3D9)
P
2012-04-17
2020-10-02
Return of Capital LEHMAN BROTHERS HOLDINGS INC. ESCROW MTN 6.3000 % DUE 03/27/2037 (525ESC4C0)
P
2012-04-17
2020-10-02
Return of Capital LEHMAN BROTHERS HOLDINGS INC. ESCROW MTN 7.0000 % DUE 12/28/2037 (525ESCGW3)
P
2012-04-17
2020-10-02
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2020-05-15
2020-10-07
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2020-08-13
2020-10-07
1000 LEXINFINTECH HLDGS LIMITED ADR (CAYMAN ISLANDS)
P
2020-08-25
2020-10-07
9250 ISHARES TR MSCI EAFE ETF
P
2016-12-09
2020-10-12
15000 FEDERAL HOME LOAN MORTGAGE CORPORATION MEDIUM TERM NOTE FULL CALL 1.6250% Due 10/13/2021 Calla
P
2020-09-16
2020-10-13
25000 JP MORGAN CHASE BANK, NA COLUMBUS, OH FDIC # 628 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE B
P
2020-06-19
2020-10-14
60000 CALIFORNIA ST, GO BDS, BUILD AMERICA BONDS DIRECT PAY TAXABLE 5.6000% Due 11/01/2020
P
2020-03-24
2020-11-02
100000 FIRST NATIONAL BANK AMER EAST LANSING, MI FDIC # 17438 CERTIFICATE OF DEPOSIT MONTHLY CALLABL
P
2020-09-16
2020-11-13
25000 GOLDMAN SACHS GROUP, INC. NTS FULL CALL ISIN US38145GAG55 2.3500% Due 11/15/2021 Callable 12/1
P
2020-07-16
2020-11-16
30000 BANK OZK FDIC # 110 CERTIFICATE OF DEPOSIT MONTHLY FDIC INSD/FDIC CTF ID 110 .7500 % DUE 11/16
P
2020-04-13
2020-11-16
1000 MYOKARDIA INCORPORATED
P
2019-01-03
2020-11-19
200 MYOKARDIA INCORPORATED
P
2019-02-05
2020-11-19
100 MYOKARDIA INCORPORATED
P
2019-07-29
2020-11-19
200 MYOKARDIA INCORPORATED
P
2020-03-31
2020-11-19
50000 WELLS FARGO BANK NA FDIC # 3511 CERTIFICATE OF DEPOSIT MONTHLY CALLABLE BEGINNING 02/28/21 2.2
P
2020-03-06
2020-11-30
100000 BANK OF CHINA NEW YORK, NY FDIC # 33653 CERTIFICATE OF DEPOSIT PAYS AT MATURITY FDIC INSD/FDI
P
2020-09-24
2020-11-30
Petrobas
P
2020-03-11
2020-03-11
Citigroup Bond Litigation
P
2020-05-27
2020-05-27
Capital Gain Dividends
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
16,299
13,437
2,862
b
2,012
1,657
355
c
2,415
2,731
-316
d
1,006
1,371
-365
e
4,024
4,506
-482
4,427
4,011
416
10,061
9,254
807
10,061
8,877
1,184
100,000
100,098
-98
50,000
50,000
25,000
25,000
42,000
42,000
10,000
10,015
-15
30,000
30,000
100,000
99,975
25
41,746
39,605
2,141
113,768
49,797
63,971
22,754
11,197
11,557
34,130
16,487
17,643
56,884
33,643
23,241
100,000
99,950
50
26,149
26,536
-387
4,981
4,406
575
3,113
2,768
345
3,113
2,784
329
9,339
8,241
1,098
15,565
15,165
400
250,000
181,912
68,088
17,525
17,525
3,505
3,505
49,069
49,069
17,525
16,717
808
100,000
99,750
250
30,000
30,000
96,000
96,007
-7
10,000
10,000
119,997
119,997
114,872
114,872
15,518
15,300
218
20,691
20,235
456
228,915
210,453
18,462
1,067
1,432
-365
52,385
60,473
-8,088
2,800
3,233
-433
8,692
10,034
-1,342
640,212
422,587
217,625
197,402
179,738
17,664
13,015
11,850
1,165
406,619
290,464
116,155
129,792
91,500
38,292
82,503
61,872
20,631
115,216
109,282
5,934
54,198
48,995
5,203
973
880
93
14,497
13,105
1,392
42,439
31,829
10,610
58,156
63,925
-5,769
20,261
21,200
-939
10,417
9,936
481
22,870
21,814
1,056
91,185
104,922
-13,737
1,222
1,554
-332
2,423
3,081
-658
219
279
-60
52,238
51,839
399
32,540
33,700
-1,160
54,786
61,900
-7,114
1,174
1,421
-247
50,000
50,003
-3
94,653
100,409
-5,756
32,606
32,900
-294
3,569
3,939
-370
1,391
1,535
-144
45,000
44,865
135
7,730
8,226
-496
1,991
3,800
-1,809
6,207
10,840
-4,633
7,495
11,995
-4,500
12,400
10,723
1,677
4,248
5,395
-1,147
3,904
5,165
-1,261
115
161
-46
459
595
-136
3,758
2,896
862
3,758
2,588
1,170
2,733
9,712
-6,979
3,416
7,607
-4,191
3,416
7,542
-4,126
50,000
50,064
-64
40,000
40,048
-48
75,000
75,077
-77
25,000
24,983
17
29,175
51,425
-22,250
5,835
11,973
-6,138
2,918
6,756
-3,838
20,423
30,151
-9,728
67
67
36
36
67
67
40,959
40,959
20,480
20,480
20,480
19,790
690
20,480
19,390
1,090
20,480
18,689
1,791
20,480
19,040
1,440
20,480
24,599
-4,119
20,480
18,290
2,190
20,000
20,000
50,000
50,105
-105
10,000
9,619
381
50,000
50,000
30,000
30,000
75,000
75,116
-116
58
35
23
100,000
99,700
300
20,000
19,164
836
50,000
50,317
-317
11,800
11,800
23,599
22,380
1,219
35,294
35,013
281
100,000
100,386
-386
30,000
30,000
25,000
25,000
50,000
50,000
50,000
49,800
200
50,000
50,132
-132
10
4
6
30,000
29,994
6
30,000
29,994
6
30,000
29,994
6
30,000
29,997
3
30,000
29,970
30
25,000
24,998
2
35,000
34,965
35
135,000
135,626
-626
30,000
30,035
-35
30,000
30,000
50,000
50,000
50,000
49,865
135
50,000
50,381
-381
100,000
100,981
-981
50,000
49,880
120
310,016
273,325
36,691
25,000
25,070
-70
27,171
29,462
-2,291
1,531
1,804
-273
9,567
10,675
-1,108
7,654
8,630
-976
3,827
4,269
-442
7,654
7,320
334
11,481
10,937
544
19,135
18,474
661
26,788
25,452
1,336
11,481
10,896
585
7,654
7,306
348
19,135
16,514
2,621
38,269
33,514
4,755
62,137
54,825
7,312
155,342
137,081
18,261
31,068
27,498
3,570
62,137
55,169
6,968
31,068
28,314
2,754
62,137
53,610
8,527
217,478
178,202
39,276
24,138
23,752
386
11,186
10,887
299
23,549
19,928
3,621
10,000
10,024
-24
60,000
59,880
120
25,000
25,074
-74
8,880
13,511
-4,631
4,440
7,146
-2,706
8,880
14,292
-5,412
8,880
14,292
-5,412
4,440
7,146
-2,706
4,440
7,146
-2,706
4,440
7,146
-2,706
7,770
12,506
-4,736
5,550
8,933
-3,383
8,880
14,292
-5,412
22,200
35,730
-13,530
44,399
38,118
6,281
44,399
34,630
9,769
44,399
43,127
1,272
44,399
39,589
4,810
30,000
30,000
50,000
50,091
-91
31,173
30,033
1,140
10,391
9,837
554
7,750
11,190
-3,440
100,000
100,000
50,000
50,233
-233
30,000
30,000
12,181
21,920
-9,739
6,080
9,500
-3,420
12,101
19,000
-6,899
6,100
9,500
-3,400
6,090
11,760
-5,670
6,420
9,270
-2,850
6,662
9,110
-2,448
6,750
8,570
-1,820
79
79
42
42
79
79
6,710
8,097
-1,387
6,710
8,757
-2,047
6,710
8,010
-1,300
610,949
543,238
67,711
15,000
15,015
-15
25,000
25,054
-54
60,000
60,000
100,000
100,098
-98
25,000
25,122
-122
30,000
30,000
225,000
41,469
183,531
45,000
8,210
36,790
22,500
5,318
17,182
45,000
9,173
35,827
50,000
50,327
-327
100,000
100,000
144
144
49
49
119,298
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
2,862
b
355
c
-316
d
-365
e
-482
416
807
1,184
-98
-15
25
2,141
63,971
11,557
17,643
23,241
50
-387
575
345
329
1,098
400
68,088
808
250
-7
218
456
18,462
-365
-8,088
-433
-1,342
217,625
17,664
1,165
116,155
38,292
20,631
5,934
5,203
93
1,392
10,610
-5,769
-939
481
1,056
-13,737
-332
-658
-60
399
-1,160
-7,114
-247
-3
-5,756
-294
-370
-144
135
-496
-1,809
-4,633
-4,500
1,677
-1,147
-1,261
-46
-136
862
1,170
-6,979
-4,191
-4,126
-64
-48
-77
17
-22,250
-6,138
-3,838
-9,728
67
36
67
690
1,090
1,791
1,440
-4,119
2,190
-105
381
-116
23
300
836
-317
1,219
281
-386
200
-132
6
6
6
6
3
30
2
35
-626
-35
135
-381
-981
120
36,691
-70
-2,291
-273
-1,108
-976
-442
334
544
661
1,336
585
348
2,621
4,755
7,312
18,261
3,570
6,968
2,754
8,527
39,276
386
299
3,621
-24
120
-74
-4,631
-2,706
-5,412
-5,412
-2,706
-2,706
-2,706
-4,736
-3,383
-5,412
-13,530
6,281
9,769
1,272
4,810
-91
1,140
554
-3,440
-233
-9,739
-3,420
-6,899
-3,400
-5,670
-2,850
-2,448
-1,820
79
42
79
-1,387
-2,047
-1,300
67,711
-15
-54
-98
-122
183,531
36,790
17,182
35,827
-327
144
49
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,059,225
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
103,095
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
583,561
9,108,567
0.06407
2017
590,330
9,551,825
0.06180
2016
356,451
8,993,177
0.03964
2015
531,467
8,326,448
0.06383
2014
405,514
8,863,535
0.04575
2
Total
of line 1, column (d)
.....................
2
0.275086
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.055017
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
15,183,813
5
Multiply line 4 by line 3
......................
5
835,368
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
12,511
7
Add lines 5 and 6
........................
7
847,879
8
Enter qualifying distributions from Part XII, line 4
,.............
8
720,900
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
25,023
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
25,023
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
25,023
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
23,534
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
10,000
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
33,534
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
65
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
8,446
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
8,446
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
FL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
Yes
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
Krystel Torres
Telephone no.
(352) 873-0848
Located at
8435 SW 80th Street 2
Ocala
FL
ZIP+4
34481
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
STEPHANIE BERGEN
ASST SEC
0.00
0
8435 SW 80TH STREET STE 2
OCALA
,
FL
34481
KENNETH D COLEN
President
4.00
0
8435 SW 80TH STREET STE 2
OCALA
,
FL
34481
ROBERT COLEN
ASST SEC/DIR
2.00
0
8435 SW 80TH STREET STE 2
OCALA
,
FL
34481
GERALD R COLEN
TREAS/SEC/DIR
1.00
0
8435 SW 80TH STREET STE 2
OCALA
,
FL
34481
LESLEE R COLEN
Vice President
1.00
0
8435 SW 80TH STREET STE 2
OCALA
,
FL
34481
BARBARA ORTIZ
ASST SEC
4.00
0
8435 SW 80TH STREET STE 2
OCALA
,
FL
34481
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
Payments to support and assist aged individuals in maintaining their home environment. Three beneficiaries assisted during the current year.
8,127
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
The foundation purchased the remainder interest in 8830 SW 82nd Court Road, Ocala, FL to provide the aged owner of the retained life estate with funds needed to maintain his home environment. Additional amounts paid in excess of the computed annuity over the seller's life, and for the purposes described above, are treated by the foundation as qualifying distributions made directly fo rthe active conduct of activities constituting its charitable purpose. See Reg Section 53.4942(B)-1(B). During the foundation's fiscal year ended November 30, 2020, $45,958 of direct aid has been paid to, or on behalf of, the seller of the remainder interest. Of this amount, $6,610 represents amounts paid directly for the conduct of activities constituting the charitable exempt purpose.
39,348
2
The foundation purchased the remainder interest in 8814 SW 93rd Lane, Unit C, Ocala, FL to provide the aged owner of the retained life estate with funds needed to maintain her home environment. Additional amounts paid in excess of the computed annuity over the seller's life, and for the purposes described above, are treated by the foundation as qualifying distributions made directly fo rthe active conduct of activities constituting its charitable purpose. See Reg Section 53.4942(B)-1(B). During the foundation's fiscal year ended November 30, 2020, $13,123 of direct aid has been paid to, or on behalf of, the seller of the remainder interest. Of this amount, $1,446 represents amounts paid directly for the conduct of activities constituting the charitable exempt purpose.
11,677
All other program-related investments. See instructions.
3
4,407
Total.
Add lines 1 through 3
.........................
55,432
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
15,450,032
b
Average of monthly cash balances
.......................
1b
83,781
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
15,533,813
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
15,533,813
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
350,000
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
15,183,813
6
Minimum investment return.
Enter 5% of line 5
..................
6
759,191
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
759,191
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
25,023
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
25,023
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
734,168
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
734,168
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
734,168
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
665,468
b
Program-related investments—total from Part IX-B
..................
1b
55,432
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
720,900
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
720,900
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
734,168
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
122,907
c
From 2016
......
d
From 2017
......
125,425
e
From 2018
......
151,785
f
Total
of lines 3a through e
........
400,117
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
720,900
a
Applied to 2018, but not more than line 2a
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
720,900
e
Remaining amount distributed out of corpus
5
Excess distributions carryover applied to 2019.
13,268
13,268
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
386,849
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
386,849
10
Analysis of line 9:
a
Excess from 2015
....
109,639
b
Excess from 2016
....
c
Excess from 2017
....
125,425
d
Excess from 2018
....
151,785
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
BARBARA ORTIZ
8435 SW 80TH STREET SUITE 2
OCALA
,
FL
34481
(352) 873-0848
COLENFOUNDATION@GMAIL.COM
b
The form in which applications should be submitted and information and materials they should include:
THE FOUNDATION HAS AN "APPLICATION FOR GRANT" FORM TO BE COMPLETED BY ALL 501(C)(3) APPLICANTS. A COPY OF THE APPLICATION IS ATTACHED. IN ADDITION, THE FOUNDATION, THROUGH ITS BOARD OF DIRECTORS, HAS ESTABLISHED CERTAIN PROCEDURES TO BE FOLLOWED IN EVALUATING POTENTIAL BENEFICIARIES OF ITS REMAINDER INTEREST PROGRAM. THE BOARD OF DIRECTORS OF THE COLEN FOUNDATION, INC. EVALUATES POTENTIAL BENEFICIARIES PRIOR TO APPROVAL OF THEIR PARTICIPATION IN ITS RENTAL OR REMAINDER INTEREST PROGRAM. THE PROCEDURES SET FORTH BELOW ARE TO BE FOLLOWED IN EVALUATING EACH BENEFICIARY:1. ADVISE THE SENIOR CITIZEN TO SEEK INDEPENDENT LEGAL COUNSEL AND INDEPENDENT FINANCIAL ADVICE.2. DETERMINE THAT THE SENIOR CITIZEN HAS NO MORE THAN A MODERATE INCOME OR LOW INCOME THAT PROVIDES INSUFFICIENT CASH FOR DAILY LIVING EXPENSES. 3. DETERMINE THAT THE MARKET VALUE OF THE SENIOR CITIZEN'S HOME IS IN A MODERATE PRICE RANGE (IN THE CASE OF THE REMAINDER INTEREST PROGRAM).4. CONSULT WITH THE SENIOR CITIZEN'S RELATIVE
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
THE FOUNDATION MAKES GRANTS TO QUALIFIED CHARITIES AND PROVIDES ASSISTANCE TO THE CHARITABLE CLASS OF THE AGED TO ENABLE MEMBERS OF THE CLASS TO MAINTAIN A MODEST STANDARD OF LIVING IN THEIR COMMUNITIES DURING THEIR DECLINING YEARS.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Public Education Foundation of Mari
1236 NW 4th Street
Ocala
,
FL
34475
NONE
PC
Charitable Contribution
3,000
American Society for Yad Vashem
500 Fifth Avenue 42nd Floor
New York
,
NY
10110
NONE
PC
Charitable Contribution
1,000
American Jewish University
1101 Peppertree Lane
Brandeis
,
CA
93064
NONE
PC
Charitable Contribution
1,000
Canine Companions for Independence
8150 Clarcone Ocoee Road
Orlando
,
FL
32868
NONE
PC
Charitable Contribution
4,000
Canine Assisted Therapy Inc
1040 NE 45th Street
Oakland Park
,
FL
33334
NONE
PC
Charitable Contribution
2,000
Catholic Charities Bureau Inc for C
40 E Adams St Suite 320
Jacksonville
,
FL
32202
NONE
PC
Charitable Contribution
10,000
College of Central Florida Foundati
4333 E Silver Springs Blvd
Ocala
,
FL
33470
NONE
PC
Charitable Contribution
5,000
Florida Dream Center Inc
4017 56th Avenue N
St Petersburg
,
FL
33710
NONE
PC
Charitable Contribution
5,000
Florida Institute for Human and Mac
15 SE Osceola Avenue
Ocala
,
FL
34471
NONE
PC
Charitable Contribution
6,500
Forward Association Inc
125 Maiden Lane 8th Floor
New York
,
NY
10038
NONE
PC
Charitable Contribution
15,000
Hillel School of Tampa Inc
2020 W Fletcher Avenue
Tampa
,
FL
33612
NONE
PC
Charitable Contribution
25,000
Israel Guide Dog Center for the Bli
968 Easton Road Suite H
Warrington
,
PA
18976
NONE
PC
Charitable Contribution
2,000
Jewish Theological Seminary
3080 Broadway
New York
,
NY
10027
NONE
PC
Charitable Contribution
5,000
Marion County Childrens Alliance
3482 NW 10th Street
Ocala
,
FL
34475
NONE
PC
Charitable Contribution
5,000
Moment Magazine Center for Creative
4115 Wisconsin Ave NW Suite LL10
Washington
,
DC
20016
NONE
PC
Charitable Contribution
20,000
National Disaster Search Dog
6800 Wheeler Canyon Road
Santa Paula
,
CA
93060
NONE
PC
Charitable Contribution
3,500
Neighborly Care Network Inc
13945 Evergreen Avenue
Clearwater
,
FL
33762
NONE
PC
Charitable Contribution
5,000
Neuro Challenger Foundation for Par
722 Apex Road Suite A
Sarasota
,
FL
34240
NONE
PC
Charitable Contribution
3,000
Outreach Autism Services Network In
7634 SW 60th Avenue
Ocala
,
FL
34476
NONE
PC
Charitable Contribution
20,000
Ocala Symphony Orchestra Inc
500 NE 9th Street
Ocala
,
FL
34470
NONE
PC
Charitable Contribution
15,000
Ramah Darom
6400 Powers Ferry Road Suite 215
Atlanta
,
GA
30339
NONE
PC
Charitable Contribution
20,000
Ruth Eckerd Hall Inc
1111 McMullen Booth Road
Clearwater
,
FL
33759
NONE
PC
Charitable Contribution
25,000
Temple Beth Shalom
1109 NE 8th Ave
Ocala
,
FL
34470
NONE
PC
Charitable Contribution
35,000
United States Holocaust Memorial Mu
100 Raoul Wallenberg Place SW
Washington
,
DC
20024
NONE
PC
Charitable Contribution
1,000
Arc Tampa Bay Foundation
1501 N Belcher Road Suite 244
Clearwater
,
FL
33765
NONE
PC
Charitable Contribution
1,000
The VOIC Experience Foundation
PO Box 1576
Palm Harbor
,
FL
34682
NONE
PC
Charitable Contribution
17,500
Voices of Hope for Aphasia Inc
200 2nd Avenue South 499
St Petersburg
,
FL
33701
NONE
PC
Charitable Contribution
2,500
WEDU
1300 North Boulevard
Tampa
,
FL
33607
NONE
PC
Charitable Contribution
1,000
WUSF Public Media fbo 897
4202 East Fowler Avenue TVB100
Tampa
,
FL
33620
NONE
PC
Charitable Contribution
2,000
Hillel School of Tampa Inc
2020 W Fletcher Avenue
Tampa
,
FL
33612
NONE
PC
Charitable Contribution
20,000
Hillels of the Florida Suncoast
13101 USF Sycamore Drive
Tampa
,
FL
33620
NONE
PC
Charitable Contribution
10,000
Project Hope of Marion County
820 NE 28th Street 201
Ocala
,
FL
34470
NONE
PC
Charitable Contribution
100,000
Gulf Coast Jewish Family Community
14041 Icot Boulevard
Clearwater
,
FL
33760
NONE
PC
Charitable Contribution
25,000
Arnette House Inc
2310 NE28th Street
Ocala
,
FL
34470
NONE
PC
Charitable Contribution
6,000
Friends of Yad LaKishish Lifeline f
PO Box 494
Englewood
,
NJ
07631
NONE
PC
Charitable Contribution
13,000
Greater Washington Jewish Coalition
PO Box 2266
Rockville
,
MD
20847
NONE
PC
Charitable Contribution
10,000
Hand in Hand Center for Jewish-Arab
PO Box 80102
Portland
,
OR
97280
NONE
PC
Charitable Contribution
10,000
Horticultural Arts Park Institute I
8435 SW 80th Street Suite 2
Ocala
,
FL
34481
NONE
PC
Charitable Contribution
75,000
Horticultural Arts Park Institute I
8435 SW 80th Street Suite 2
Ocala
,
FL
34481
NONE
PC
Charitable Contribution
15,000
Memorial Sloan - Kettering Cancer I
1257 York Avenue
New York
,
NY
10065
NONE
PC
Charitable Contribution
5,000
The Perlman Music Program Suncoast
PO Box 3407
Sarasota
,
FL
34230
NONE
PC
Charitable Contribution
5,000
Tampa Bay Performing Arts Center In
1010 North WC MacInnes Place
Tampa
,
FL
33602
NONE
PC
Charitable Contribution
25,000
Congregation B'nai Israel of St Pet
300 58th Street North
St Petersburg
,
FL
33710
NONE
PC
Charitable Contribution
44,000
Interfaith Emergency Services Inc
435 NW 2nd Street
Ocala
,
FL
34475
NONE
PC
Charitable Contributions
25,000
Life Estate Karel Dupree
8830 SW 82nd Court Road
Ocala
,
FL
33481
NONE
I
Support and Assist Aged Individuals
6,610
Life Estate Marguerite Cox
8702 A SW 93rd Lane
Ocala
,
FL
34481
NONE
I
Support and Assist Aged Individuals
71
Life Estate Judith Packard
8702 A SW 93rd Lane
Ocala
,
FL
34481
NONE
I
Support and Assist Aged Individuals
1,446
Total
.................................
3a
657,127
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
43,218
4
Dividends and interest from securities
....
14
189,006
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
1,059,225
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,291,449
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,291,449
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
19009920
Software Version:
2019v5.0
Form 990PF - Special Condition Description:
Special Condition Description