| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| AXAR OFFSHORE FUND | 2015-11 | PURCHASED | 2020-04 | 5,867 | 0 | 0 | 5,867 | 0 | ||
| SOWOOD ALPHA FUND LTD | 2004-10 | PURCHASED | 2020-06 | 2,091 | 349,023 | 0 | -346,932 | 0 | ||
| NT ACCT 44-92248 SEE ATTACHED | PURCHASED | 348,042 | 316,053 | 0 | 31,989 | 0 | ||||
| CHARLES SCHWAB SEE ATTACHED | PURCHASED | 325,007 | 373,418 | 0 | -48,411 | 0 | ||||
| MEITUAN DIANPING CL B | PURCHASED | 179,058 | 17,583 | 0 | 161,475 | 0 | ||||
| FROM PARTNERSHIPS | PURCHASED | 4,431 | 0 | 0 | 4,431 | 0 | ||||
| TIGER GLOBAL LTD | 2002-07 | PURCHASED | 2020-03 | 1,932,839 | 0 | 0 | 1,932,839 | 0 | ||
| HIGHFIELDS CAPITAL IV | 2008-06 | PURCHASED | 2020-12 | 120 | 12,857 | 0 | -12,737 | 0 | ||
| NT ACCT 44-92248 SEE ATTACHED | PURCHASED | 875,154 | 895,292 | 0 | -20,138 | 0 | ||||
| CHARLES SCHWAB SEE ATTACHED | PURCHASED | 186,882 | 191,787 | 0 | -4,905 | 0 | ||||
| FROM PARTNERSHIPS | PURCHASED | 11,921 | 0 | 0 | 11,921 | 0 | ||||
| FROM PARTNERSHIPS | PURCHASED | 195,924 | 0 | 0 | 195,924 | 0 | ||||
| ECHO STREET CAP PARTNERS | 2017-02 | PURCHASED | 2020-10 | 1,344,151 | 1,150,000 | 0 | 194,151 | 0 | ||
| NT ACCT 44-79952 SEE ATTACHED | PURCHASED | 26,891 | 38,820 | 0 | -11,929 | 0 | ||||
| NT ACCT 44-72359 SEE ATTACHED | PURCHASED | 1,388,375 | 1,378,760 | 0 | 9,615 | 0 | ||||
| ANAPLAN INC | PURCHASED | 93,691 | 12,701 | 0 | 80,990 | 0 | ||||
| FROM PARTNERSHIPS | PURCHASED | 221,416 | 0 | 0 | 221,416 | 0 | ||||
| OTHER | PURCHASED | 279 | 0 | 0 | 279 | 0 | ||||
| SCULPTOR OVERSEAS FUND | 2002-01 | PURCHASED | 2020-01 | 7,738 | 0 | 0 | 7,738 | 0 | ||
| NT ACCT 44-79952 SEE ATTACHED | PURCHASED | 437,675 | 434,366 | 0 | 3,309 | 0 | ||||
| NT ACCT 44-72359 SEE ATTACHED | PURCHASED | 1,143,853 | 925,397 | 0 | 218,456 | 0 | ||||
| MEITUAN DIANPING CL B | PURCHASED | 404,471 | 64,001 | 0 | 340,470 | 0 | ||||
| OTHER | PURCHASED | 990 | 0 | 0 | 990 | 0 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AVORO LIFE SCIENCES OFFSHORE | 1,000,000 | 2,346,039 |
| CAMBER CAPITAL OFFSHORE | 650,000 | 1,348,958 |
| CANYON DISTRESSED OPP FUND II | 189,376 | 191,922 |
| CAMCAP RESOURCES | 499,045 | 16,408 |
| DIAMETER OS FUND LP | 1,500,000 | 2,009,397 |
| D1 CAPITAL PARTNER OS | 2,000,000 | 3,613,808 |
| ECHO ST CAP PARTNERS OFFSHORE | 0 | 70,745 |
| EQMC EUROPE | 996,342 | 979,625 |
| ECHO STREET GOODCO SELECT | 800,000 | 955,119 |
| EDGEWOOD-2248 | 1,319,860 | 1,737,736 |
| HARBOR SPRING CAPITAL | 0 | 13,758 |
| INTUIT STOCK | 14,968 | 16,713 |
| LONGPOINT MINERALS | 603,638 | 612,822 |
| MAPLE LEAF OFFSHORE LTD | 24,321 | 4,558 |
| MELVIN CAPITAL OFFSHORE | 2,000,000 | 5,312,092 |
| MERCURY CAPITAL NO 2 | 150,548 | 195,092 |
| NET RETURN FUND LTD | 1,550,000 | 2,592,964 |
| OSHAUGHNESSY | 760,931 | 911,059 |
| OZ OVERSEAS FUND | 0 | 1,755 |
| PALOMINO FUND | 1,049,582 | 1,129,760 |
| ROCK SPRINGS CAP OS FUND LP | 1,250,000 | 2,250,000 |
| SANDSTONE CAPITAL INDIA OFFSHO | 163,937 | 504 |
| SEVEN BRIDGES EMERGING MKTS FD | 2,195,861 | 2,664,428 |
| SEVEN BRIDGES MULTI-STRATEGY | 2,500,000 | 3,084,798 |
| SOROBAN OPP CAYMAN FUND LTD | 1,224,349 | 1,767,444 |
| VANGUARD WELLINGTON | 553,161 | 607,228 |
| WHALE ROCK FLAGSHIP FUND | 1,650,000 | 3,517,265 |
| WHALE ROCK LONG OPP FD LTD | 1,000,000 | 1,766,800 |
| ZP OFFSHORE ENERGY FUND LTD | 475,000 | 366,800 |
| OZ EUROPE OVERSEAS FUND II | 64,357 | 0 |
| EAGLE CAPITAL | 0 | 0 |
| FIRST TRUST DJ INTERNET INDEX | 0 | 0 |
| SOWOOD ALPHA FUND | 0 | 0 |
| SELECT SECTOR SPDR TR | 0 | 0 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| BAYSWATER NATURAL RESOURCES | 235,060 | 413,233 | |
| SALIENT MLP TOTAL RETURN | 0 | 0 | |
| BAYSWATER ELGIN NTL FUND | 709,670 | 646,158 | |
| COATUE PRIVATE FUND II | 271,115 | 324,522 | |
| H CAPITAL III | 448,729 | 1,112,492 | |
| H CAPITAL IV | 472,051 | 771,143 | |
| H CAPITAL ZYB LTD | 200,572 | 200,509 | |
| KING STREET | 258,121 | 304,407 | |
| TIGER GLOBAL INV PRTNRS IX | 271,933 | 556,787 | |
| TIGER GLOBAL INV PRTNRS X | 243,765 | 687,627 | |
| VANGUARD BONDS | 1,639,382 | 1,662,228 | |
| VANGUARD FIXED INCOME SECS | 1,147,846 | 1,174,524 | |
| WINGS FOR WETLANDS | 100,000 | 99,944 | |
| HIGHFIELDS CAPITAL | 0 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OTHER EXPENSES | 2,724 | 2,724 | 0 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| ORDINARY INCOME PARTNERSHIPS | 0 | 128,162 | 0 |
| OTHER INVESTMENT INCOME | 11,581 | 0 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 196,242 | 196,242 | 0 | 0 |
| OTHER MANAGEMENT FEES | 84,213 | 84,213 | 0 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| US EXCISE TAX | 117,998 | 0 | 0 | 0 |
| FOREIGN TAX PAID | 5,512 | 5,512 | 0 | 0 |