Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 01-01-2020 , and ending 12-31-2020
BCheck if applicable:
CName of organization
GAVI ALLIANCE
 
 
Doing business as
GAVI THE VACCINE ALLIANCE
 
Number and street (or P.O. box if mail is not delivered to street address)
CHEMIN DU POMMIER 40
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GRANDSACONNEX, GENEVA1218
Switzerland
D Employer identification number

98-0593375
E Telephone number

G Gross receipts $ 5,428,821,167
F Name and address of principal officer:
ASSIETOU DIOUF
CHEMIN DU POMMIER 40
GRANDSACONNEX,GENEVA1218
SZ
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
GAVI.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 2009
M State of legal domicile: SZ
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO SAVE CHILDREN'S LIVES AND PROTECT PEOPLE'S HEALTH BY INCREASING EQUITABLE USE OF VACCINES IN LOWER-INCOME COUNTRIES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 46
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 46
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 23
6 Total number of volunteers (estimate if necessary) ............. 6 57
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 800,186,577 2,433,703,395
9 Program service revenue (Part VIII, line 2g) ......... 0 0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 55,335,701 22,864,796
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 24,373,686 -125,399,918
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 879,895,964 2,331,168,273
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 995,854,754 2,014,115,924
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 53,375,707 57,861,874
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet18,697,238    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 51,356,179 44,980,640
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 1,100,586,640 2,116,958,438
19 Revenue less expenses. Subtract line 18 from line 12....... -220,690,676 214,209,835
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 4,241,258,942 6,896,842,127
21 Total liabilities (Part X, line 26)............. 1,071,665,879 3,389,804,483
22 Net assets or fund balances. Subtract line 21 from line 20..... 3,169,593,063 3,507,037,644
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: TO SAVE CHILDREN'S LIVES AND PROTECT PEOPLE'S HEALTH BY INCREASING EQUITABLE USE OF VACCINES IN LOWER-INCOME COUNTRIES.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 2,068,575,735 including grants of $ 2,014,115,924 ) (Revenue $   )
ACCELERATING EQUITABLE UPTAKE AND COVERAGE OF VACCINESCOUNTRIES IMMUNISED 64 MILLION UNIQUE CHILDREN WITH GAVI SUPPORT IN 2020. OF THIS NUMBER, EACH CHILD IS PROTECTED AGAINST APPROXIMATELY SEVEN INFECTIOUS DISEASE. TODAY, NEARLY FOUR IN FIVE CHILDREN IN GAVI-SUPPORTED COUNTRIES RECEIVE ROUTINE IMMUNISATION. DUE TO THE IMPACT OF THE COVID-19 PANDEMIC, COVERAGE WITH A FULL COURSE OF PENTAVALENT VACCINE AND THE FIRST DOSE OF MEASLES-CONTAINING VACCINE BOTH DECREASED TO 78% IN GAVI-SUPPORTED COUNTRIES, FROM 82% AND 81%, RESPECTIVELY A DECLINES LESS SEVERE THAN WHAT WAS FEARED.GAVI SUPPORTED 21 VACCINE INTRODUCTIONS AND CAMPAIGNS IN 2020, A DECREASE FROM 60 IN 2019 DUE TO THE IMPACT OF THE COVID-19 PANDEMIC.IN 2020, EMERGENCY STOCKPILES FOR CHOLERA, MENINGOCOCCAL AND YELLOW FEVER VACCINES WERE ACCESSED A TOTAL OF 11 TIMES BY 9 COUNTRIES.INCREASING THE EFFECTIVENESS AND EFFICIENCY OF IMMUNISATION DELIVERY AS AN INTEGRATED PART OF STRENGTHENED HEALTH SYSTEMSWHERE AVAILABLE, MONTHLY ADMINISTRATION DATA SUGGESTS THAT DESPITE A 40% REDUCTION IN IMMUNISATION ACTIVITY DURING THE FIRST WAVE OF THE COVID-19 PANDEMIC IN APRIL AND MAY 2020, ROUTINE IMMUNISATION BOUNCED BACK: BY DECEMBER 2020, MONTHLY IMMUNISATION RATES WERE ABOVE THOSE OF THE PREVIOUS YEAR.GAVI DISBURSED A RECORD OF US$ 383 MILLION IN HEALTH SYSTEM SUPPORT IN 2020. ANNUAL HEALTH SYSTEM STRENGTHENING (HSS) DISBURSEMENTS NEARLY DOUBLED OVER THE COURSE OF GAVI 4.0, TOTALLING US$ 1.42 BILLION FOR THE 2016-2020 STRATEGIC PERIOD COMPARED TO THE ORIGINAL BOARD-APPROVED ENVELOPE OF US$ 1.3 BILLION.THE TIME TAKEN TO DISBURSE CASH GRANTS TO COUNTRIES IMPROVED SIGNIFICANTLY, FROM 18 MONTHS IN 2018 TO AN AVERAGE OF SLIGHTLY UNDER 10 MONTHS IN 2020, WHICH IS CLOSER TO THE TARGET OF 9 MONTHS. WHEN INCLUDING GRANTS THAT WERE DELAYED BY AUDIT AND SUPPLY CONSTRAINTS, THE AVERAGE WAS 14 MONTHS.IMPROVING SUSTAINABILITY OF NATIONAL IMMUNISATION PROGRAMMESA TESTAMENT TO INCREASING COUNTRY OWNERSHIP AND THE LONG-TERM FINANCIAL SUSTAINABILITY OF GAVI-SUPPORTED VACCINES, 100% OF COUNTRIES PAID THEIR 2020 CO-FINANCING OBLIGATIONS ON TIME (EXCLUDING THE NINE COUNTRIES THAT RECEIVED AN EXCEPTIONAL WAIVER DUE TO THE COVID-19 PANDEMIC).BY THE END OF 2020, 88% OF COUNTRIES IN THE ACCELERATED TRANSITION PHASE WERE ON TRACK TO TRANSITION SUCCESSFULLY. THIS IS AN INCREASE FROM 67% IN 2019, EXCEEDING THE TARGET OF 75% BY 2020. THE ONLY COUNTRY THAT MISSED THE CRITERIA TO BE CONSIDERED ON TRACK FOR SUCCESSFUL TRANSITION DID SO BECAUSE OF ITS DTP3 COVERAGE LEVEL. THIS HIGHLIGHTS THE IMPORTANCE OF OUR PROGRAMMATIC SUSTAINABILITY WORK WITH COUNTRIES, WHICH WILL BE FURTHER EXPANDED IN GAVI 5.0. SHAPING MARKETS FOR VACCINES AND OTHER IMMUNISATION PRODUCTSIN 2020, THE WEIGHTED AVERAGE PRICE TO FULLY IMMUNISE A CHILD WITH PENTAVALENT, PNEUMOCOCCAL AND ROTAVIRUS VACCINES FELL TO US$ 15.20, A REDUCTION OF 24% SINCE 2015 AND A 2% DROP FROM THE PREVIOUS YEAR.BY THE END OF 2020, 10 OUT OF 11 VACCINE MARKETS WERE ASSESSED AS HAVING SUFFICIENT AND UNINTERRUPTED SUPPLY UP FROM 8 IN 2019. WHILE SUPPLY SECURITY FOR INACTIVATED POLIO VACCINE AND ORAL CHOLERA VACCINE WAS RE-ESTABLISHED, GLOBAL DEMAND FOR HUMAN PAPILLOMAVIRUS VACCINE CONTINUES TO OUTPACE AVAILABLE SUPPLY, DESPITE THE MANUFACTURING CAPACITY EXPANSION EFFORTS OF A MAJOR SUPPLIER TO GAVI.FURTHER INFORMATION ON GAVI'S PROGRESS TOWARDS ACHIEVING ITS STRATEGIC GOALS CAN BE FOUND IN ITS 2020 ANNUAL PROGRESS REPORT, ONLINE AT: HTTPS://WWW.GAVI.ORG/PROGRAMMES-IMPACT/OUR-IMPACT/PROGRESS-REPORTS.
4b (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet2,068,575,735
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....
28b
 
No
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
47
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
23
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletSZ , NO , EI
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
46
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
46
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
 
No
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletASSIETOU DIOUFCHEMIN DU POMMIER 40   GRANDSACONNEX,GENEVA1218SZ
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) NGOZI OKONJO-IWEALA......................................................................
CHAIR
 2.00
.................
0.00 		X           0 0 0
(2) SARAH GOULDING......................................................................
VICE CHAIR - FROM 01/2020
 2.00
.................
0.00 		X           0 0 0
(3) OMAR ABDI......................................................................
BOARD MEMBER
 2.00
.................
0.00 		X           0 0 0
(4) BETH ARTHY......................................................................
BOARD MEMBER - FROM 09/2020
 2.00
.................
0.00 		X           0 0 0
(5) AFSANEH BESCHLOSS......................................................................
BOARD MEMBER - FROM 01/2020
 2.00
.................
0.00 		X           0 0 0
(6) ROGER CONNOR......................................................................
BOARD MEMBER - FROM 08/2020
 2.00
.................
0.00 		X           0 0 0
(7) MAHIMA DATLA......................................................................
BOARD MEMBER (ABM UNTIL 07/2020)
 2.00
.................
0.00 		X           0 0 0
(8) MATY DIA......................................................................
BOARD MEMBER
 2.00
.................
0.00 		X           0 0 0
(9) ABDOULAYE SABRE FADOUL......................................................................
BOARD MEMBER - FROM 09/2020
 2.00
.................
0.00 		X           0 0 0
(10) FEROZUDDIN FEROZ......................................................................
BOARD MEMBER - UNTIL 09/2020
 2.00
.................
0.00 		X           0 0 0
(11) DANIEL GRAYMORE......................................................................
BOARD MEMBER - UNTIL 09/2020
 2.00
.................
0.00 		X           0 0 0
(12) AMIR AMAN HAGOS......................................................................
BOARD MEMBER - UNTIL 07/2020
 2.00
.................
0.00 		X           0 0 0
(13) MARGARET PEGGY HAMBURG......................................................................
BOARD MEMBER
 2.00
.................
0.00 		X           0 0 0
(14) MYINT HTWE......................................................................
BOARD MEMBER
 2.00
.................
0.00 		X           0 0 0
(15) ZSUZANNA JAKAB......................................................................
BOARD MEMBER - FROM 03/2020
 2.00
.................
0.00 		X           0 0 0
(16) MAHAMOUD YOUSSOUF KHAYAL......................................................................
BOARD MEMBER - UNTIL 08/2020
 2.00
.................
0.00 		X           0 0 0
(17) ORIN LEVINE......................................................................
BOARD MEMBER
 2.00
.................
0.00 		X           0 0 0
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) FRANCESCA MANNO........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(19) MARTA NUNES........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(20) AHMAD JAWAD OSMANI........................................................................
BOARD MEMBER - FROM 09/2020
 2.00
.......................0.00 		X           0 0 0
(21) JAN PAEHLER........................................................................
BOARD MEMBER (ABM UNTIL 01/2020)
 2.00
.......................0.00 		X           0 0 0
(22) MUHAMMAD PATE........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(23) HARRIET PEDERSEN........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(24) SAI PRASAD........................................................................
BOARD MEMBER - UNTIL 06/2020
 2.00
.......................0.00 		X           0 0 0
(25) HELEN REES........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(26) TERESA RESSEL........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(27) WILLIAM H ROEDY........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(28) PETER SALAMA........................................................................
BOARD MEMBER - UNTIL 01/2020
 2.00
.......................0.00 		X           0 0 0
(29) DAVID SIDWELL........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(30) SUSAN SILBERMAN........................................................................
BOARD MEMBER - UNTIL 07/2020
 2.00
.......................0.00 		X           0 0 0
(31) LIA TADESSE........................................................................
BOARD MEMBER - FROM 07/2020
 2.00
.......................0.00 		X           0 0 0
(32) ARSEN TOROSYAN........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(33) YIBING WU........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(34) STEPHEN ZINSER........................................................................
BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(35) KWAKU AGYEMAN-MANU........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(36) EDNA YOLANI BATRES........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(37) MEGAN CAIN........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(38) SUSAN ELDEN........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(39) ASSAD HAFEEZ........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(40) ETLEVA KADILLI........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(41) NOOR KHAN........................................................................
ALTERNATE BOARD MEMBER - FROM 03/20
 2.00
.......................0.00 		X           0 0 0
(42) IRENE KOEK........................................................................
ALTERNATE BOARD MEMBER - UNTIL 06/20
 2.00
.......................0.00 		X           0 0 0
(43) LENE LOTHE........................................................................
ALTERNATE BOARD MEMBER - UNTIL 03/20
 2.00
.......................0.00 		X           0 0 0
(44) JACQUELINE LYDIA MIKOLO........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(45) VIOLAINE MITCHELL........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(46) KATE O'BRIEN........................................................................
ALTERNATE BOARD MEMBER - FROM 03/20
 2.00
.......................0.00 		X           0 0 0
(47) KEIICHI ONO........................................................................
ALTERNATE BOARD MEMBER - FROM 09/20
 2.00
.......................0.00 		X           0 0 0
(48) MICHAEL KENT RANSON........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(49) XIANG SHU........................................................................
ALTERNATE BOARD MEMBER - FROM 09/20
 2.00
.......................0.00 		X           0 0 0
(50) PRINCESS NOTHEMA SIMELELA........................................................................
ALTERNATE BOARD MEMBER - UNTIL 03/20
 2.00
.......................0.00 		X           0 0 0
(51) WILLIAM SCHLUTER........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(52) BOUNKONG SYHAVONG........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(53) TAMAKA TSUKADA........................................................................
ALTERNATE BOARD MEMBER - UNTIL 09/20
 2.00
.......................0.00 		X           0 0 0
(54) CARMEN COLES TULL........................................................................
ALTERNATE BOARD MEMBER - FROM 06/20
 2.00
.......................0.00 		X           0 0 0
(55) JOAN VALADOU........................................................................
ALTERNATE BOARD MEMBER - FROM 01/20
 2.00
.......................0.00 		X           0 0 0
(56) AN VERMEESCH........................................................................
ALTERNATE BOARD MEMBER
 2.00
.......................0.00 		X           0 0 0
(57) RAFAEL VILASANJUAN........................................................................
ALTERNATE BOARD MEMBER - FROM 03/20
 2.00
.......................0.00 		X           0 0 0
(58) DR SETH BERKLEY........................................................................
CHIEF EXECUTIVE OFFICER
 47.50
.......................2.50 		    X       649,860 0 114,672
(59) ASSIETOU DIOUF........................................................................
MNG DIR, FIN & OPS.
 47.50
.......................2.50 		    X       225,405 0 70,451
(60) PHILIP ARMSTRONG........................................................................
DIRECTOR, GOVERNANCE- UNTIL 07/2020
 50.00
.......................0.00 		    X       184,128 0 44,066
(61) BRENDA KILLEN........................................................................
DIRECTOR, GOVERNANCE - AS OF 07/2020
 44.00
.......................6.00 		    X       167,841 0 33,158
(62) ANURADHA GUPTA........................................................................
DEPUTY CHIEF EXECUTIVE OFFICER
 48.50
.......................1.50 		      X     350,823 0 85,852
(63) PASCAL BAROLLIER........................................................................
MANAGING DIR, PUBLIC ENGAGEMENT
 50.00
.......................0.00 		      X     259,656 0 81,522
(64) MARIE-ANGE SARAKA-YAO........................................................................
MANAGING DIR, RES MOBL./PARTNERSHIPS
 50.00
.......................0.00 		      X     265,703 0 65,071
(65) THABANI MAPHOSA........................................................................
MANAGING DIR, COUNTRY PROGRAM
 50.00
.......................0.00 		      X     268,660 0 61,470
(66) AURELIA NGUYEN........................................................................
OFFICE OF THE COVAX FACILITY
 50.00
.......................0.00 		      X     262,206 0 67,898
(67) SIMON LAMB........................................................................
MNG DIR, AUDIT & INVESTIGATIONS
 50.00
.......................0.00 		        X   281,919 0 72,844
(68) ELIZABETH DAVIES........................................................................
HEAD HUMAN RESOURCES
 50.00
.......................0.00 		        X   311,792 0 39,388
(69) ALEX DE FAUQUE DE JONQUIERES........................................................................
DIR. HEALTH SYS. & IMMUNE. STRENGTH.
 50.00
.......................0.00 		        X   278,106 0 63,861
(70) EDMUND GROVE........................................................................
DIRECTOR PROGRAMME AUDIT
 50.00
.......................0.00 		        X   271,918 0 62,244
(71) ANDREW MENDS........................................................................
DIRECTOR OPERATIONS
 50.00
.......................0.00 		        X   270,714 0 61,916
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 4,048,731 0 924,413
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet286
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
HELVETIC PAYROLL SA

RUE DU LAUSANNE 44
GENEVA    
SZ 		TEMPORARY STAFFING 3,406,083
MCKINSEY AND COMPANY INC

BLEICHERWEG 20
ZURICH    
SZ 		CONSULTING SERVICES 1,850,680
TECH MAHINDRA LIMITED

OFF KARVE ROAD
PUNE   411004
IN 		IT SERVICES 1,664,253
LINKLATERS LLP

1 ONE SILK STREET
LONDON   EC2Y 8HQ
UK 		LEGAL SERVICES 666,384
SAP SCHWEIZ AG

LEUGENESTRASSE 6
BIEL    
SZ 		IT SERVICES 665,981
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet94
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d 210,364,608
e Government grants (contributions)1e 1,918,382,951
f All other contributions, gifts, grants, and similar amounts not included above1f 304,955,836
g Noncash contributions included in lines 1a - 1f:$ 1g  
h Total. Add lines 1a-1f.......MediumBullet 2,433,703,395
Program Service RevenueAmt Business Code
2a
b
c
d
e
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet  
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 16,200,090     16,200,090
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss)     6c
d Net rental income or (loss).......MediumBullet        
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 18,267 3,104,299,333 7a
b Less: cost or other basis and sales expenses 0 3,097,652,894 7b
c Gain or (loss) 18,267 6,646,439 7c
d Net gain or (loss).........MediumBullet 6,664,706     6,664,706
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a OTHER INCOME 900099 27,180     27,180
b FC TRANSLATION ADJ. 900099 -125,427,098     -125,427,098
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet -125,399,918
12 Total revenue. See instructions.....MediumBullet 2,331,168,273 0 0 -102,535,122
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 106,426,876 106,426,876
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ...........    
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 1,907,689,048 1,907,689,048
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 3,258,442 1,897,390 825,364 535,688
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 38,214,374 22,251,635 9,678,301 6,284,438
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 7,646,702 4,452,556 1,936,630 1,257,516
9 Other employee benefits ....... 7,948,613 4,628,360 2,013,107 1,307,146
10 Payroll taxes ........... 793,743 462,185 201,028 130,530
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 627,478   627,478  
c Accounting ........... 559,977   559,977  
d Lobbying ........... 301,200 141,429 80,152 79,619
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 4,957,757   4,957,757  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 24,281,681 13,055,185 5,040,228 6,186,268
12 Advertising and promotion .... 459,779 70,651 14,597 374,531
13 Office expenses ....... 3,281,694 1,956,834 801,445 523,415
14 Information technology ...... 3,117,390 1,953,708 652,231 511,451
15 Royalties ..        
16 Occupancy ........... 3,608,981 2,151,993 881,373 575,615
17 Travel ............ 850,566 520,188 140,251 190,127
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 1,160,726 320,549 259,008 581,169
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 698,008 416,214 170,465 111,329
23 Insurance ... 303,434 180,934 74,104 48,396
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a TRAINING & RECRUITMENT 771,969   771,969  
b
c
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 2,116,958,438 2,068,575,735 29,685,465 18,697,238
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 24,780,943 15,518,304 5,201,774 4,060,865
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 87,205,681 1 99,277,038
2 Savings and temporary cash investments ......... 1,411,755,626 2 3,187,411,270
3 Pledges and grants receivable, net ...... 1,475,333,817 3 1,475,819,226
4 Accounts receivable, net .............   4  
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ...........   7  
8 Inventories for sale or use ............   8  
9 Prepaid expenses and deferred charges ...... 54,225,712 9 351,028,735
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 9,990,511
b Less: accumulated depreciation 10b 8,052,478 2,354,768 10c 1,938,033
11 Investments—publicly traded securities .   11  
12 Investments—other securities. See Part IV, line 11 ..... 1,136,169,765 12 1,326,662,408
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 74,213,573 15 454,705,417
16 Total assets. Add lines 1 through 15 (must equal line 33)... 4,241,258,942 16 6,896,842,127
Liabilities 17 Accounts payable and accrued expenses ..... 25,772,660 17 17,946,918
18 Grants payable ... 246,809,463 18 117,860,164
19 Deferred revenue ......... 145,215,800 19 127,112,753
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 653,867,956 25 3,126,884,648
26 Total liabilities. Add lines 17 through 25.. 1,071,665,879 26 3,389,804,483
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 2,051,335,679 27 1,643,920,333
28 Net assets with donor restrictions ........... 1,118,257,384 28 1,863,117,311
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 3,169,593,063 32 3,507,037,644
33 Total liabilities and net assets/fund balances ........ 4,241,258,942 33 6,896,842,127
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
2,331,168,273
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
2,116,958,438
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
214,209,835
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
3,169,593,063
5
Net unrealized gains (losses) on investments ...............
5
107,016,869
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
16,217,877
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
3,507,037,644
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
GAVI ALLIANCE
 
Employer identification number

98-0593375
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 1,588,607,491 614,655,000 596,158,662 800,186,577 2,433,703,395 6,033,311,125
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 1,588,607,491 614,655,000 596,158,662 800,186,577 2,433,703,395 6,033,311,125
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 695,485,156
6 Public support. Subtract line 5 from line 4. 5,337,825,969
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4.. 1,588,607,491 614,655,000 596,158,662 800,186,577 2,433,703,395 6,033,311,125
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 11,971,776 17,988,337 29,223,123 31,105,860 16,200,090 106,489,186
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 175,353 542,556 430,236 274,962 27,180 1,450,287
11 Total support. Add lines 7 through 10 6,141,250,598
12
12
 
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
86.920 %
15
15
74.750 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2020 		(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2021. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 47,926. 2017 AMOUNT: $ 407,132. 2018 AMOUNT: $ 295,261. 2019 AMOUNT: $ 266,165. 2020 AMOUNT: $ 27,180. PARKING FEES - 2016 AMOUNT: $ 127,427. 2017 AMOUNT: $ 135,424. 2018 AMOUNT: $ 134,975. 2019 AMOUNT: $ 8,797. 2020 AMOUNT: $ 0.
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Name of the organization
GAVI ALLIANCE
 
Employer identification number

98-0593375
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
Name of organization
GAVI ALLIANCE
  		Employer identification number
98-0593375
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 3
Name of organization
GAVI ALLIANCE
  		Employer identification number

98-0593375
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 4
Name of organization
GAVI ALLIANCE
  		Employer identification number

98-0593375
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
GAVI ALLIANCE
 
Employer identification number

98-0593375
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
No
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
301,200
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
 
No
 
j
Total. Add lines 1c through 1i ....................................................................................................
301,200
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: FEES WERE PAID FOR: 1. PRESENTATION AND OUTREACH TO MEMBERS OF THE CONGRESS AND STAFF OF THE HOUSE AND SENATE COMMITTEES ON APPROPRIATIONS, AND ANY OTHER COMMITTEES NEEDED, TO REQUEST SUPPORT FOR THE GAVI ALLIANCE; AND 2. SUPPORT AND GUIDANCE TO GAVI ALLIANCE IN POSITIONING THE ORGANIZATION WITH THE ADMINISTRATION, AND OUTREACH TO MEMBERS OF THE CONGRESS AND STAFF ON VARIOUS COMMITTEES.
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
GAVI ALLIANCE
 
Employer identification number

98-0593375
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance ....          
b Contributions ...          
c Net investment earnings, gains, and losses          
d Grants or scholarships ...          
e Other expenditures for facilities
and programs ... 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Term endowment SchDMd Bullet  
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
 
 
(ii) Related organizations .......................
3a(ii)
 
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....      
b Buildings ....        
c Leasehold improvements   1,185,226 349,413 835,813
d Equipment ....   1,219,941 1,122,227 97,714
e Other .....   7,585,344 6,580,838 1,004,506
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 1,938,033
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) LIMITED LIABILITY COMPANIES AND LIMITED PARTNERSHIPS		 917,501,850 F

(B) REGISTERED INVESTMENT COMPANIES		 409,160,558 F
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 1,326,662,408
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)OTHER ASSETS 48,093,162
(2)CURRENCY FORWARD CONTRACTS 3,886,378
(3)OPERATING LEASE RIGHT OF USE ASSET 21,363,878
(4)DUE FROM GAVI AFFILIATES 160,986,964
(5)RECEIVABLE ON COVAX FACILITY ARRANGEMENTS 220,375,035
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 454,705,417
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 3,126,884,648
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART X, LINE 2: GAVI IS EXEMPT FROM INCOME TAXES IN EACH OF THE JURISDICTIONS IN WHICH IT HAS OPERATIONS. US GAAP REQUIRES THAT FINANCIAL STATEMENTS REFLECT THE EXPECTED FUTURE TAX CONSEQUENCES OF UNCERTAIN TAX POSITIONS THAT AN ENTITY HAS TAKEN OR EXPECTS TO TAKE ON A TAX RETURN, PRESUMING THE TAX AUTHORITIES' FULL KNOWLEDGE OF THE POSITION AND ALL RELEVANT FACTS. US GAAP ALSO REQUIRES THAT AN ENTITY RECOGNISE THE BENEFIT OF TAX POSITIONS WHEN IT IS MORE LIKELY THAN NOT THAT THE PROVISION WILL BE SUSTAINABLE BASED ON THE MERITS OF THE POSITION. THE GAVI PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED 31 DECEMBER 2020 AND 2019 AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR WHICH MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. AS OF 31 DECEMBER 2020, THE STATUTES OF LIMITATIONS FOR TAX YEARS 2017 THROUGH 2019 REMAIN OPEN WITH THE UNITED STATES FEDERAL JURISDICTION OR THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH THE GAVI FILES TAX RETURNS. IT IS THE GAVI GROUP'S POLICY TO RECOGNISE INTEREST OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, IN INCOME TAX EXPENSE. AS OF 31 DECEMBER 2020 AND 2019, THE GAVI HAD NO ACCRUED INTEREST OR PENALTIES.
Schedule D (Form 990) 2020


Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
GAVI ALLIANCE
 
Employer identification number

98-0593375
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION   134,378,724
SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION   864,621,258
SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION   418,851,978
EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION   76,056,850
MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION   13,925,834
RUSSIA AND NEIGHBORING STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION   26,260,301
CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION   5,459,951
SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION   1,002,481
VARIOUS REGIONS 0 0 GRANTS TO RECIPIENTS LOCATED IN VARIOUS REGIONS   367,131,492
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS   3,598,387,140
EUROPE (INCLUDING ICELAND & GREENLAND) 1 267 PROGRAM SERVICES COUNTRY PROGRAMMES MGMT. & OVERSIGHT, POLICY & PERFORMANCE, AND OPERATIONS 53,021,756
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 FUNDRAISING   18,697,238
           
           
           
           
           
3a Sub-total .... 0 0 1,540,557,377
b Total from continuation sheets to Part I ... 1 267 4,037,237,626
c Totals (add lines 3a and 3b) 1 267 5,577,795,003
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
SOUTH ASIA COUNTRY PROGRAMMES 5,900,996 BOARD APPROVAL/WIRE TRANSFER 14,178,370 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 1,701,954 BOARD APPROVAL/WIRE TRANSFER 0    
RUSSIA AND NEIGHBORING STATES COUNTRY PROGRAMMES     202,411 VACCINE SUPPORT FMV
SOUTH ASIA COUNTRY PROGRAMMES 20,491,981 BOARD APPROVAL/WIRE TRANSFER 44,883,051 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 1,369,592 BOARD APPROVAL/WIRE TRANSFER 15,048,963 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SOUTH ASIA COUNTRY PROGRAMMES     79,941 VACCINE SUPPORT FMV
SOUTH AMERICA COUNTRY PROGRAMMES     954,792 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 5,671,139 BOARD APPROVAL/WIRE TRANSFER 11,252,578 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 3,233,890 BOARD APPROVAL/WIRE TRANSFER 8,317,638 VACCINE SUPPORT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES 2,915,381 BOARD APPROVAL/WIRE TRANSFER 5,368,565 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES     4,101,160 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 10,630,062 BOARD APPROVAL/WIRE TRANSFER 12,006,342 VACCINE SUPPORT, COLD CHAIN EQUIP., & YELLOW FEVER DIAG. FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES     19,400,285 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 734,115 BOARD APPROVAL/WIRE TRANSFER 623,317 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 2,236,653 BOARD APPROVAL/WIRE TRANSFER 1,273,355 VACCINE SUPPORT, COLD CHAIN EQUIP., & YELLOW FEVER DIAG. FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 61,747,659 BOARD APPROVAL/WIRE TRANSFER 90,367,731 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 8,414,762 BOARD APPROVAL/WIRE TRANSFER 18,936,639 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
CENTRAL AMERICA AND THE CARIBBEAN COUNTRY PROGRAMMES     173,283 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 541,842 BOARD APPROVAL/WIRE TRANSFER 252,136 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 10,232,157 BOARD APPROVAL/WIRE TRANSFER 2,164,546 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 26,175,742 BOARD APPROVAL/WIRE TRANSFER 56,322,851 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 361,735 BOARD APPROVAL/WIRE TRANSFER 1,259,778 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES     9,113,314 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 1,885,764 BOARD APPROVAL/WIRE TRANSFER 3,579,995 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 550,349 BOARD APPROVAL/WIRE TRANSFER 1,188,351 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SOUTH AMERICA COUNTRY PROGRAMMES     47,690 VACCINE SUPPORT FMV
CENTRAL AMERICA AND THE CARIBBEAN COUNTRY PROGRAMMES     3,506,482 VACCINE SUPPORT FMV
CENTRAL AMERICA AND THE CARIBBEAN COUNTRY PROGRAMMES     769,572 VACCINE SUPPORT FMV
SOUTH ASIA COUNTRY PROGRAMMES     70,071,712 VACCINE SUPPORT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES     254,583 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 5,371,164 BOARD APPROVAL/WIRE TRANSFER 25,570,747 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES     15,781 VACCINE SUPPORT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES 343,007 BOARD APPROVAL/WIRE TRANSFER 1,359,954 VACCINE SUPPORT FMV
RUSSIA AND NEIGHBORING STATES COUNTRY PROGRAMMES 1,112,810 BOARD APPROVAL/WIRE TRANSFER 1,941,901 VACCINE SUPPORT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES 1,226,022 BOARD APPROVAL/WIRE TRANSFER 2,646,529 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES     504,070 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 1,016,808 BOARD APPROVAL/WIRE TRANSFER 4,002,709 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES     16,515,468 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 1,312,806 BOARD APPROVAL/WIRE TRANSFER 16,813,061 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 9,541,617 BOARD APPROVAL/WIRE TRANSFER 12,202,059 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 1,799,668 BOARD APPROVAL/WIRE TRANSFER 3,644,343 VACCINE SUPPORT FMV
RUSSIA AND NEIGHBORING STATES COUNTRY PROGRAMMES     126,822 VACCINE SUPPORT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES 103,449 BOARD APPROVAL/WIRE TRANSFER 1,313,463 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 6,852,936 BOARD APPROVAL/WIRE TRANSFER 9,090,871 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES 24,263,680 BOARD APPROVAL/WIRE TRANSFER 26,857,107 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SOUTH ASIA COUNTRY PROGRAMMES 245,272 BOARD APPROVAL/WIRE TRANSFER 7,877,079 VACCINE SUPPORT FMV
CENTRAL AMERICA AND THE CARIBBEAN COUNTRY PROGRAMMES     1,010,614 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 4,656,850 BOARD APPROVAL/WIRE TRANSFER 13,055,183 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 30,639,747 BOARD APPROVAL/WIRE TRANSFER 116,496,328 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SOUTH ASIA COUNTRY PROGRAMMES 26,102,398 BOARD APPROVAL/WIRE TRANSFER 225,363,607 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 6,392,667 BOARD APPROVAL/WIRE TRANSFER 850,786 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 2,758,358 BOARD APPROVAL/WIRE TRANSFER 6,110,574 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES     175,348 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 5,009,621 BOARD APPROVAL/WIRE TRANSFER 13,737,238 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 2,986,528 BOARD APPROVAL/WIRE TRANSFER 2,592,699 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES     89,830 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 5,900 BOARD APPROVAL/WIRE TRANSFER 1,481,662 VACCINE SUPPORT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES     307,157 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 720,000 BOARD APPROVAL/WIRE TRANSFER 1,358,095 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES     19,911,800 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
MIDDLE EAST AND NORTH AFRICA COUNTRY PROGRAMMES     1,441,830 VACCINE SUPPORT FMV
RUSSIA AND NEIGHBORING STATES COUNTRY PROGRAMMES 6,043,986 BOARD APPROVAL/WIRE TRANSFER 5,711,455 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 3,264,617 BOARD APPROVAL/WIRE TRANSFER 30,594,949 VACCINE SUPPORT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES     47,667 VACCINE SUPPORT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 134,999 BOARD APPROVAL/WIRE TRANSFER 2,275,943 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 10,740,137 BOARD APPROVAL/WIRE TRANSFER 29,156,199 VACCINE SUPPORT & YELLOW FEVER DIAGNOSTICS FMV
RUSSIA AND NEIGHBORING STATES COUNTRY PROGRAMMES 4,957,236 BOARD APPROVAL/WIRE TRANSFER 6,163,680 VACCINE SUPPORT FMV
EAST ASIA AND THE PACIFIC COUNTRY PROGRAMMES 250,000 BOARD APPROVAL/WIRE TRANSFER 4,640,713 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
MIDDLE EAST AND NORTH AFRICA COUNTRY PROGRAMMES     12,484,003 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 5,287,876 BOARD APPROVAL/WIRE TRANSFER 17,156,877 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
SUB-SAHARAN AFRICA COUNTRY PROGRAMMES 12,740,134 BOARD APPROVAL/WIRE TRANSFER 13,759,712 VACCINE SUPPORT & COLD CHAIN EQUIPMENT FMV
VARIOUS REGIONS INVESTMENT CASES, VACCINE RELATED PROGRAMME 0   115,396,166 VACCINE FMV
VARIOUS REGIONS FOC, VACCINE RELATED PROGRAMME 0   51,650,795 VACCINE SUPPORT FMV
VARIOUS REGIONS VACCINE RESEARCH AND DEVELOPMENT ACTIVITIES 200,084,532 BOARD APPROVAL/WIRE TRANSFER 0    
EAST ASIA AND THE PACIFIC WORK PLAN 3,393,259 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 318,925 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 144,214 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 33,981 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 590,311 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 896,949 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 26,795 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 1,000 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 253,922 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 33,211 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 68,000 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 177,543 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 334,274 BOARD APPROVAL/WIRE TRANSFER 0    
SOUTH ASIA WORK PLAN 77,436 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 1,944,567 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 2,166 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 139,240 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 20,399 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 112,248 BOARD APPROVAL/WIRE TRANSFER 0    
EAST ASIA AND THE PACIFIC WORK PLAN 137,966 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 297,467 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 176,344 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 711,048 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 848,658 BOARD APPROVAL/WIRE TRANSFER 0    
SOUTH ASIA WORK PLAN 2,426,307 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 60,544 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 225,105 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 1,300,000 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 391,488 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 44,080 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 339,328 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 32,042 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 119,937 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 145,409 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 17,500 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 141,208 BOARD APPROVAL/WIRE TRANSFER 0    
SOUTH ASIA WORK PLAN 476,460 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 1,211,885 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 115,959 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 38,821 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 254,718 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 166,164 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 251,065 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 56,001 BOARD APPROVAL/WIRE TRANSFER 0    
EAST ASIA AND THE PACIFIC WORK PLAN 559,444 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 46,440 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 195,484 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 143,831 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 119,835 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 1,000 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 229,767 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 430,000 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 448,166 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 251,161 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 1,518,192 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 186,085 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 302,316 BOARD APPROVAL/WIRE TRANSFER 0    
SOUTH ASIA WORK PLAN 504,990 BOARD APPROVAL/WIRE TRANSFER 0    
EAST ASIA AND THE PACIFIC WORK PLAN 53,122 BOARD APPROVAL/WIRE TRANSFER 0    
SOUTH ASIA WORK PLAN 172,378 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 2,365,959 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 26,540,000 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 2,255,825 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 705,274 BOARD APPROVAL/WIRE TRANSFER 0    
SUB-SAHARAN AFRICA WORK PLAN 262,172 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 91,770,880 BOARD APPROVAL/WIRE TRANSFER 0    
EUROPE (INCLUDING ICELAND & GREENLAND) WORK PLAN 109,702 BOARD APPROVAL/WIRE TRANSFER 0    
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
24
3 Enter total number of other organizations or entities .......................MediumBullet
117
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I, LINE 2: GAVI MONITORS THE USE OF GRANT SUPPORT AND PROTECTS AGAINST CORRUPTION AND FRAUD THROUGH COLLABORATION WITH PARTNERS, THROUGH THE MAINTENANCE AND IMPLEMENTATION OF ROBUST POLICIES AND PROCEDURES, GRANT TERMS AND CONDITIONS, AND AN AUDIT AND INVESTIGATIONS FUNCTION. POLICIES AND PROCEDURES: ALL APPLICATIONS FOR NEW SUPPORT, AND REQUESTS FOR CONTINUED SUPPORT, REQUIRE AN ENDORSEMENT AND SIGNATURES FROM A NATIONAL COORDINATION BODY WHICH IN THE CASE OF NEW VACCINES SUPPORT, IS THE INTER-AGENCY COORDINATION COMMITTEE (ICC). THE ICC INCLUDES ON ITS MEMBERSHIP, IN ADDITION TO HIGH LEVEL REPRESENTATION OF THE GOVERNMENT OF GAVI COUNTRIES, GAVI PARTNERS SUCH AS THE WORLD HEALTH ORGANIZATION, UNICEF, NONGOVERNMENTAL ORGANIZATIONS AND DONOR GOVERNMENTS. IN THE CASE OF CASH SUPPORT FOR HEALTH SYSTEM STRENGTHENING, ENDORSEMENT IS REQUIRED FROM THE HEALTH SECTOR COORDINATION COMMITTEE (HSCC) OR OTHER SIMILAR INTER-AGENCY COMMITTEE WHICH ALSO INCLUDES THE GOVERNMENT, BILATERAL, MULTILATERAL AGENCIES AND CIVIL SOCIETY REPRESENTATIVES. IN ADDITION, THE APPLICATIONS SUBMITTED MUST INCLUDE THE SIGNATURES OF THE MINISTER OF HEALTH AND THE MINISTER OF FINANCE. THE GAVI NEW APPLICATIONS GUIDELINES PROVIDE DETAILS ON GAVI SUPPORT, INCLUDING GENERAL PRINCIPLES AND THE PROCESS FOR APPLYING AND MONITORING ACTIVITIES. A PARTNERSHIP FRAMEWORK AGREEMENT IS ENTERED INTO BETWEEN GAVI AND COUNTRIES THAT SETS OUT THE TERMS AND CONDITIONS GOVERNING GAVI SUPPORT. THE MAIN TOOLS/APPROACHES USED BY GAVI TO MONITOR THE USE OF GAVI SUPPORT ARE THE FOLLOWING: (1) IN-COUNTRY COORDINATING AND SUPERVISORY COMMITTEES (ICC AND HSCC); (2) ROUTINE MONITORING MISSIONS IN-COUNTRY, LED BY SENIOR COUNTRY MANAGERS, WORKING WITH PARTNERS AND IN-COUNTRY COUNTERPARTS AS WELL AS FORMAL ANNUAL JOINT APPRAISALS THAT REVIEW PERFORMANCE OF ALL GRANTS; (3) FOR CASH GRANTS - ONGOING INTERNAL AND PERIODIC EXTERNAL AUDITS ON TOP OF ROUTINE FINANCIAL REPORTING REQUIREMENTS; (4) THE PROGRAMME CAPACITY ASSESSMENTS THAT INDEPENDENTLY ASSESS FINANCIAL MANAGEMENT ARRANGEMENTS AND PROGRAMMATIC/MANAGEMENT CAPACITIES IN-COUNTRY AS WELL AS INVESTIGATIONS IN CASES OF SUSPECTED OR ACTUAL MISUSE OF FUNDS; AND (5) ROUTINE QUANTITATIVE AND QUALITATIVE REPORTING THROUGH GRANT PERFORMANCE FRAMEWORKS, REQUIRED REPORTS/EVALUATIONS/SURVEYS/ASSESSMENTS SUBMITTED TO GAVI BY RECIPIENT GOVERNMENTS AND ASSESSED BY THE HIGH-LEVEL REVIEW PANEL/SENIOR MANAGEMENT. COLLABORATION WITH PARTNERS: GAVI MAINTAINS FORMAL AND INFORMAL CONTACT WITH THE PARTNERS (THE BILL & MELINDA GATES FOUNDATION, UNICEF, WHO, THE WORLD BANK GROUP, CIVIL SOCIETY ORGANIZATIONS, IMPLEMENTING COUNTRY GOVERNMENTS, IMPLEMENTING COUNTRY PHARMACEUTICAL INDUSTRY, INDUSTRIALISED COUNTRY GOVERNMENTS, INDUSTRIALISED COUNTRY PHARMACEUTICAL INDUSTRY, RESEARCH AND TECHNICAL HEALTH INSTITUTES) AT VARIOUS LEVELS TO HELP ENSURE THAT RELEVANT INFORMATION ABOUT SUSPECTED AND ACTUAL CASES OF CORRUPTION AND MISUSE OF FUNDS IS SHARED ON A TIMELY BASIS. GAVI ENGAGES UNICEF, A KEY PARTNER IN GAVI, THE VACCINE ALLIANCE, FOR THE PURCHASE AND DELIVERY OF VACCINES. UNICEF MANAGES VACCINE LOGISTICS AND DELIVERY IN ACCORDANCE WITH ITS INTERNAL CONTROLS AND INTERNAL AND EXTERNAL AUDITS AS MANDATED BY ITS MEMBER STATES. GAVI AND UNICEF HAVE ENTERED INTO VARIOUS AGREEMENTS WHICH PROVIDE FOR CONFIRMATIONS, ASSURANCES AND INFORMATION REGARDING UNICEF ACTIVITIES CARRIED OUT ON BEHALF OF THE ALLIANCE. AUDIT AND INVESTIGATIONS: THE PRIMARY RESPONSIBILITY OF THE AUDIT AND INVESTIGATIONS FUNCTION IS TO EVALUATE AND THUS HELP STRENGTHEN RISK MANAGEMENT, CONTROL AND GOVERNANCE PROCESSES WITHIN THE SECRETARIAT, A RESPONSIBILITY WHICH EXTENDS TO THE PROGRAMS AND ACTIVITIES OF IMPLEMENTING COUNTRIES AND PARTNERS. THE MANAGING DIRECTOR OF AUDIT AND INVESTIGATION REPORTS TO GAVI'S BOARD OF DIRECTORS, WHICH IS ACHIEVED THROUGH ROUTINE REPORTING TO THE AUDIT AND FINANCE COMMITTEE, AND THE CHIEF EXECUTIVE OFFICER. THE BOARD OF DIRECTORS SOLELY HAS THE AUTHORITY TO APPOINT AND TERMINATE THE MANAGING DIRECTOR OF AUDIT AND INVESTIGATIONS UPON THE RECOMMENDATION OF THE AUDIT AND FINANCE COMMITTEE. THE TRANSPARENCY AND ACCOUNTABILITY POLICY (TAP): THROUGH TAP, GAVI IS ABLE TO ENSURE THAT ALL GAVI SUPPORT AT COUNTRY LEVEL IS MANAGED IN A TRANSPARENT AND ACCOUNTABLE MANNER THROUGH SYSTEMS THAT INCLUDE APPROPRIATE OVERSIGHT MECHANISMS, AND THAT THE SUPPORT IS USED ACCORDING TO THE PROGRAMME OBJECTIVES AS OUTLINED IN INDIVIDUAL COUNTRY AGREEMENTS. THE POLICY GOVERNS THE TRANSPARENCY AND ACCOUNTABILITY ASPECTS OF GAVI SUPPORT PROVIDED IN THE FORM OF CASH, VACCINES AND VACCINE DEVICES AT COUNTRY LEVEL. THE PRINCIPLES GOVERNING TAP INCLUDE: RESPECT AID EFFECTIVENESS PRINCIPLES; FOCUS ON PREVENTION; RELATE MONITORING TO RISK; PROMOTE FLEXIBILITY AND COUNTRY OWNERSHIP; PROMOTE MUTUAL ACCOUNTABILITY; AND STRENGTHEN COUNTRY SYSTEMS. TAP AIMS TO RETAIN FLEXIBLE AND NON-PERSPECTIVE APPROACH TO ALLOW FOR DIFFERENCES IN COUNTRY CONTEXT AND ENHANCES CONTINUED EFFORTS BY GAVI TO SUPPORT SUSTAINABLE DEVELOPMENT OF COUNTRY CAPACITY.
PART I, LINE 3: THE ALLIANCE REPORTED THE EXPENDITURES BASED ON THE ACCOUNTING METHOD USED IN ITS AUDITED FINANCIAL STATEMENTS WHICH IS ON AN ACCRUAL BASIS.
PART III ACCOUNTING METHOD:  
PART I, LINE 3, COLUMN (D) RECIPIENTS REFER TO COUNTRIES OR PARTNERS LOCATED IN THE REGION.
PART II, LINE 1 THE ALLIANCE REPORTED THE EXPENDITURES BASED ON THE ACCOUNTING METHOD USED IN ITS AUDITED FINANCIAL STATEMENTS WHICH IS ON AN ACCRUAL BASIS.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
Additional Data


Software ID:  
Software Version:  




Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
GAVI ALLIANCE
 
Employer identification number
98-0593375
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) ALBERT B SABIN VACCINE INSTITUTE
2000 PENSYLVANIA AVE NW SUITE 7100
WASHINGTON DC,DC20006 		06-1389829 501(C)(3) 123,557       PARTNER SUPPORT
(2) BIOSTAT GLOBAL CONSULTING LLC
330 BLANDFORD DR KILBOURNE VILLAGE
WORTHINGTON,OH43085 		47-1274029   60,415       PARTNER SUPPORT
(3) BROWN CONSULTING GROUP INTERNATIONAL LLC
19701 BETHEL CHURCH ROAD STE 103
168
CORNELIUS,NC28031 		  118,117       PARTNER SUPPORT
(4) CARDNO EMERGING MARKETS USA LTD
COLONIAL PLACE III 2107 WILSON
BOULEVARD SUITE 800
ARLINGTON,VA22201 		  278,555       PARTNER SUPPORT
(5) CATHOLIC RELIEF SERVICES
228 WEST LEXINGTON STREET
BALTIMORE,MD21201 		13-5563422 501(C)(3) 40,094       PARTNER SUPPORT
(6) CENTERS FOR DISEASE CONTROL AND PREVENTION
1600 CLIFTON ROAD
ATLANTA,GA30303 		CDC 2,586,854       PARTNER SUPPORT
(7) CDC FOUNDATION
600 PEACHTREE ST NE SUITE 1000
ATLANTA,GA30303 		58-2106707 501(C)(3) 5,350,451       PARTNER SUPPORT
(8) CLINTON HEALTH ACCESS INITIATIVE
383 DORCHESTER AVENUE SUITE 400
BOSTON,MA02127 		27-1414646 501(C)(3) 3,439,868       PARTNER SUPPORT
(9) FRAYM INC
3101 WILSON BLVD SUITE 300
ARLINGTON,VA22201 		81-3857001   67,500       PARTNER SUPPORT
(10) GLOBAL DEVELOPMENT SUPPORT
1300 L STREET NW SUITE 920
WASHINGTON DC,DC20005 		  82,718       PARTNER SUPPORT
(11) HARVARD - PRESIDENT AND FELLOWS OF HARVARD COLLEGE
1033 MASSACHUSSETS AVENUE
CAMBRIDGE,MA02138 		04-2103580 501(C)(3) 9,728       PARTNER SUPPORT
(12) JHPIEGO
1615 THAMES STREET
BALTIMORE,MD21231 		23-7424444 501(C)(3) 1,200,330       PARTNER SUPPORT
(13) JOHNS HOPKINS UNIVERSITY
1101 E33RD STREET SUITE D200
BALTIMORE,MD21218 		52-0595110 501(C)(3) 534,104       PARTNER SUPPORT
(14) JSI RESEARCH & TRAINING INSTITUTE INC
2733 CRYSTAL DRIVE 4TH FLOOR
ARLINGTON,VA22202 		04-2679824 501(C)(3) 4,564,165       PARTNER SUPPORT
(15) KATI COLLECTIVE INC
13346 108TH AVENUE SW
VASHON,WA98070 		  57,937       PARTNER SUPPORT
(16) LIVING GOODS
220 HALLECK ST SUITE 2008
SAN FRANCISCO,CA94129 		20-5010527 501(C)(3) 8,063       PARTNER SUPPORT
(17) MASTERCARD INTERNATIONAL INC
200 PURCHASE STREET
NEW YORK,NY10577 		95-2536378   1,048,071       PARTNER SUPPORT
(18) NEXLEAF ANALYTICS
1964 WESTWOOD BLVD
LOS ANGELES,CA90025 		90-0514027 501(C)(3) 1,278,797       PARTNER SUPPORT
(19) PAN AMERICAN SANITARY BUREAU
525 TWENTY-THIRD STEET NW
WASHINGTON,DC20037 		PASB 870,980       PARTNER SUPPORT
(20) PATH
2201 WESTLAKE AVENUE
SEATTLE,WA98109 		91-1157127 501(C)(3) 2,686,834       PARTNER SUPPORT
(21) PREMISE DATA CORPORATION
185 BERRY STREET SUITE 6850
SAN FRANCISCO,CA94107 		45-5294131   73,500       PARTNER SUPPORT
(22) RESULTS FOR DEVELOPMENT INSTITUTE
1111 19TH STREET NW SUITE 700
WASHINGTON,DC20036 		20-8530747 501(C)(3) 876,833       PARTNER SUPPORT
(23) TASK FORCE FOR GLOBAL HEALTH INC
330 WEST PONCE DE LEON AVENUE
DECATUR,GA30030 		58-1698648 501(C)(3) 639,452       PARTNER SUPPORT
(24) THE ASPEN INSTITUTE
2300 N STREET NW SUITE 700
WASHINGTON,DC20037 		84-0399006 501(C)(3) 193,929       PARTNER SUPPORT
(25) THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
615 WEST 131ST STREET
NEW YORK,NY10027 		  1,869,183       PARTNER SUPPORT
(26) THE WORLD BANK (IBRD)
1818 H STREET
WASHINGTON,DC20433 		THE WORLD BANK 7,361,004       PARTNER SUPPORT
(27) UNICEF
333 EAST 38TH STREET
NEW YORK,NY10116 		13-1760110 501(C)(3) 66,234,203       PROCUREMENT FEE & PARTNER SUPPORT
(28) VILLAGE REACH
2900 EASTLAKE AVE E SUITE 230
SEATTLE,WA98102 		91-2083484 501(C)(3) 1,573,680       PARTNER SUPPORT
(29) YALE UNIVERSITY
PO BOX 1873
NEW HAVEN,CT06508 		06-0646973 501(C)(3) 1,084,035       PARTNER SUPPORT
(30) ZENYSIS TECHNOLOGIES INC
2325 3RD ST NUMBER 213
SAN FRANCISCO,CA94107 		  886,850       PARTNER SUPPORT
(31) ZIPLINE INTERNATIONAL INC
495 PINE AVENUE
HALF MOON BAY,CA94019 		45-3197601   850,000       PARTNER SUPPORT
(32) EMORY UNIVERSITY
201 DOWNMAN DR
ATLANTA,GA30322 		58-0566256 501(C)(3) 358,598       PARTNER SUPPORT
(33) JOHN SNOW INC
44 FARNSWORTH STREET
BOSTON,MA02210 		04-2578580   15,538       PARTNER SUPPORT
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
19
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
14
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: GAVI MONITORS THE USE OF GRANT FUNDS INSIDE THE US THROUGH THE FOLLOWING WAYS: (I) THROUGH ANNUAL TECHNICAL PROGRESS REPORTS AND CERTIFIED FINANCIAL REPORTS FROM GRANTEES THAT SUPPORT THE ACHIEVEMENT OF MILESTONES STIPULATED IN THE GRANT AGREEMENTS. REPORTS ARE RECEIVED AND REVIEWED BY THE GAVI POLICY AND PERFORMANCE TEAM; AND (II) THROUGH GRANT EVALUATIONS PERFORMED BY INDEPENDENT CONSULTANTS DURING THE CONTRACT PERIOD.
Schedule I (Form 990) 2020



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
GAVI ALLIANCE
 
Employer identification number

98-0593375
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1DR SETH BERKLEY
CHIEF EXECUTIVE OFFICER 		(i)

(ii)		 416,357
-------------
0 		16,490
-------------
0 		217,013
-------------
0 		93,826
-------------
0 		20,846
-------------
0 		764,532
-------------
0 		0
-------------
0
2ANURADHA GUPTA
DEPUTY CHIEF EXECUTIVE OFFICER 		(i)

(ii)		 334,117
-------------
0 		16,706
-------------
0 		0
-------------
0 		75,294
-------------
0 		10,558
-------------
0 		436,675
-------------
0 		0
-------------
0
3SIMON LAMB
MNG DIR, AUDIT & INVESTIGATIONS 		(i)

(ii)		 276,391
-------------
0 		5,528
-------------
0 		0
-------------
0 		62,286
-------------
0 		10,558
-------------
0 		354,763
-------------
0 		0
-------------
0
4ELIZABETH DAVIES
HEAD HUMAN RESOURCES 		(i)

(ii)		 165,993
-------------
0 		0
-------------
0 		145,799
-------------
0 		34,109
-------------
0 		5,279
-------------
0 		351,180
-------------
0 		0
-------------
0
5ALEX DE FAUQUE DE JONQUIERES
DIR. HEALTH SYS. & IMMUNE. STRENGTH. 		(i)

(ii)		 226,260
-------------
0 		0
-------------
0 		51,846
-------------
0 		49,524
-------------
0 		14,337
-------------
0 		341,967
-------------
0 		0
-------------
0
6PASCAL BAROLLIER
MANAGING DIR, PUBLIC ENGAGEMENT 		(i)

(ii)		 259,656
-------------
0 		0
-------------
0 		0
-------------
0 		58,187
-------------
0 		23,335
-------------
0 		341,178
-------------
0 		0
-------------
0
7EDMUND GROVE
DIRECTOR PROGRAMME AUDIT 		(i)

(ii)		 220,072
-------------
0 		0
-------------
0 		51,846
-------------
0 		47,907
-------------
0 		14,337
-------------
0 		334,162
-------------
0 		0
-------------
0
8ANDREW MENDS
DIRECTOR OPERATIONS 		(i)

(ii)		 218,868
-------------
0 		0
-------------
0 		51,846
-------------
0 		47,579
-------------
0 		14,337
-------------
0 		332,630
-------------
0 		0
-------------
0
9MARIE-ANGE SARAKA-YAO
MANAGING DIR, RES MOBL./PARTNERSHIPS 		(i)

(ii)		 265,703
-------------
0 		0
-------------
0 		0
-------------
0 		59,792
-------------
0 		5,279
-------------
0 		330,774
-------------
0 		0
-------------
0
10THABANI MAPHOSA
MANAGING DIR, COUNTRY PROGRAM 		(i)

(ii)		 216,814
-------------
0 		0
-------------
0 		51,846
-------------
0 		47,133
-------------
0 		14,337
-------------
0 		330,130
-------------
0 		0
-------------
0
11AURELIA NGUYEN
OFFICE OF THE COVAX FACILITY 		(i)

(ii)		 262,206
-------------
0 		0
-------------
0 		0
-------------
0 		58,840
-------------
0 		9,058
-------------
0 		330,104
-------------
0 		0
-------------
0
12ASSIETOU DIOUF
MNG DIR, FIN & OPS. 		(i)

(ii)		 225,405
-------------
0 		0
-------------
0 		0
-------------
0 		49,336
-------------
0 		21,115
-------------
0 		295,856
-------------
0 		0
-------------
0
13PHILIP ARMSTRONG
DIRECTOR, GOVERNANCE- UNTIL 07/2020 		(i)

(ii)		 165,715
-------------
0 		0
-------------
0 		18,413
-------------
0 		36,148
-------------
0 		7,918
-------------
0 		228,194
-------------
0 		0
-------------
0
14BRENDA KILLEN
DIRECTOR, GOVERNANCE - AS OF 07/2020 		(i)

(ii)		 115,995
-------------
0 		0
-------------
0 		51,846
-------------
0 		24,795
-------------
0 		8,363
-------------
0 		200,999
-------------
0 		0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A UNDER AN AGREEMENT WITH THE SWISS GOVERNMENT, NON-SWISS EMPLOYEES OF THE GAVI ALLIANCE WORKING IN GENEVA, SWITZERLAND ARE EXEMPT FROM SWISS FEDERAL, CANTONAL AND COMMUNAL TAXES ON SALARIES AND ALLOWANCES PAID TO THEM BY THE GAVI ALLIANCE. AS THE GAVI ALLIANCE IN GENEVA OPERATES AN INTERNAL TAX SCHEME, EMPLOYEES OF SWISS NATIONALITY ARE ALSO EXEMPT FROM SWISS FEDERAL, CANTONAL AND COMMUNAL TAXES ON SALARIES AND ALLOWANCES PAID TO THEM BY THE GAVI ALLIANCE. TO ENSURE EQUITY AMONGST GAVI EMPLOYEES, CERTAIN ELIGIBLE EMPLOYEES WHO HAVE A FOREIGN TAX LIABILITY ON THEIR GAVI SALARY AND ALLOWANCES (E.G. US NATIONALS AND EMPLOYEES LIVING IN FRANCE) MAY RECEIVE ASSISTANCE FROM GAVI IN MEETING THEIR TAX OBLIGATIONS IN ACCORDANCE WITH GAVI'S FOREIGN TAX POLICY. IN ADDITION, FOR THE YEAR ENDED DECEMBER 31, 2020, THE CHIEF EXECUTIVE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION.
SCHEDULE J, PART II, COLUMN (B)(III): OTHER REPORTABLE COMPENSATION - THIS INCLUDES ALLOWANCES DUE TO EMPLOYEES UNDER GAVI'S HR POLICY, INCLUDING ALLOWANCES FOR RELOCATION, EDUCATION GRANT AND REIMBURSEMENT OF NON-SWISS TAXES ON GAVI INCOME.
SCHEDULE J, PART II: GAVI REPORTED COMPENSATION ALL VALUES IN SWISS FRANCS (CHF) A B C D E F G BONUS OTHER REPORTED COMP RETIRE NONTAX BASE AND TAX EDU MENT ABLE COMP INC REIMB GRANT BENEFITS PLAN HEALTH INS DR. SETH BERKLEY 2019 384,832 0 155,929 48,400 18,000 86,723 14,112 2020 388,682 15,394 136,189 48,400 18,000 87,590 19,460 BRENDA KILLEN 2020 108,285 0 0 48,400 0 23,147 7,807 ASSIETOU DIOUF 2019 156,572 0 0 0 17,397 34,200 10,752 2020 210,423 0 0 0 0 46,057 19,712 PHILIP ARMSTRONG 2019 186,135 0 0 0 0 40,464 6,571 2020 154,700 0 17,189 0 0 33,475 7,392 ANURADHA GUPTA 2019 311,909 3,110 0 0 0 70,289 7,168 2020 311,909 15,595 0 0 0 70,289 9,856 THABANI MAPHOSA 2020 202,403 0 0 48,400 0 44,000 13,384 PASCAL BAROLLIER 2019 240,334 0 0 0 0 53,781 16,255 2020 242,397 0 0 0 0 54,319 21,784 MARIE-ANGE SARAKA-YAO 2019 245,930 0 0 0 0 55,265 3,584 2020 248,042 0 0 0 0 55,818 4,928 AURELIA NGUYEN 2019 234,760 0 0 0 0 52,314 6,132 2020 244,778 0 0 0 0 54,929 8,456 SIMON LAMB 2019 258,020 903 0 0 0 58,145 12,176 2020 258,020 5,160 0 0 0 58,146 9,856 ELIZABETH DAVIES 2020 154,960 0 0 136,108* 0 31,842 4,928 ALEX DE FAUQUE DE JONQUIERES 2019 207,789 0 0 48,400 0 45,325 9,716 2020 211,221 0 0 48,400 0 46,232 13,384 EDMUND GROVE 2019 203,684 0 0 48,400 0 44,279 9,716 2020 205,444 0 0 48,400 0 44,723 13,384 ANDREW MENDS 2020 204,320 0 0 48,400 0 44,417 13,384 * THIS AMOUNT REPRESENTS THE EDUCATION GRANT FOR TWO YEARS WHICH WAS EXCEPTIONALLY PAID IN ONE CALENDAR YEAR. THE CHF-USD EXCHANGE RATE IS 1.00698 IN 2019 AND 1.07120 IN 2020. THE FULL TEXT OF THE ABBREVIATED HEADINGS IN THE TABLE ABOVE ARE AS FOLLOWS: A - BASE COMPENSATION B - BONUS AND INCENTIVE "OTHER REPORTED COMPENSATION" INCLUDES THE FOLLOWING: C - US TAX REIMBURSEMENT D - EDUCATION GRANT E - OTHER BENEFITS F - RETIREMENT PLAN G - NON-TAXABLE HEALTH INSURANCE
SCHEDULE J, PART III: ALL OF GAVI ALLIANCE'S HIGHEST COMPENSATED EMPLOYEES ARE BASED IN GENEVA, SWITZERLAND. THESE EMPLOYEES' SALARIES REFLECTED THE COST OF LIVING IN GENEVA AND INCLUDE BENEFITS SUCH AS EDUCATION GRANT. THE BENEFITS PROVIDED TO EMPLOYEES ARE COMPARABLE TO THOSE PROVIDED BY OTHER INTERNATIONAL NOT-FOR-PROFIT ORGANISATIONS.
Schedule J (Form 990) 2020

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
GAVI ALLIANCE
 
Employer identification number

98-0593375
Return Reference Explanation
FORM 990, PART III, LINE 2 IN APRIL 2020, THE WORLD HEALTH ORGANIZATION ("WHO") HOSTED THE LAUNCH OF THE ACCESS TO COVID-19 TOOLS ("ACT") ACCELERATOR, A NEW GLOBAL COLLABORATION TO ACCELERATE DEVELOPMENT, PRODUCTION, AND EQUITABLE ACCESS TO COVID-19 DIAGNOSTICS, THERAPEUTICS AND VACCINES. WITHIN THE ACCELERATOR, GAVI ALLIANCE ("GAVI"), THE COALITION FOR EPIDEMIC PREPAREDNESS INNOVATIONS ("CEPI") AND WHO TOGETHER WITH MULTINATIONAL AND DEVELOPING COUNTRY VACCINE MANUFACTURERS ARE WORKING ON THE COVID-19 VACCINE PILLAR AND LAUNCHED THE COVAX FACILITY (THE "FACILITY") AS A GLOBAL RISK-SHARING MECHANISM FOR POOLED PROCUREMENT AND EQUITABLE DISTRIBUTION OF EVENTUAL COVID-19 VACCINES. GAVI ESTABLISHED THE OFFICE OF THE COVAX FACILITY TO EXECUTE ITS RESPONSIBILITIES AS THE LEGAL ENTITY TO ADMINISTER THE FACILITY. GAVI IS COORDINATING THE DEVELOPMENT AND IMPLEMENTATION OF THE FACILITY. THE FACILITY WILL MAKE INVESTMENTS ACROSS A BROAD PORTFOLIO OF PROMISING VACCINE CANDIDATES (INCLUDING THOSE BEING SUPPORTED BY CEPI) TO MAKE SURE AT-RISK INVESTMENT IN MANUFACTURING HAPPENS TO SUPPORT THE DEVELOPMENT OF VACCINES WHICH ARE SAFE AND EFFECTIVE AS QUICKLY AS POSSIBLE. THIS MEANS THE FACILITY, BY POOLING PURCHASING POWER FROM ALL COUNTRIES THAT PARTICIPATE, WILL HAVE RAPID ACCESS TO DOSES OF SAFE AND EFFECTIVE VACCINES AS SOON AS THEY RECEIVE REGULATORY APPROVAL. GUIDED BY AN ALLOCATION FRAMEWORK BEING DEVELOPED BY WHO, THE FACILITY WILL THEN EQUITABLY DISTRIBUTE THESE DOSES TO HELP PROTECT THE MOST AT-RISK GROUPS IN ALL PARTICIPATING COUNTRIES.
FORM 990, PART I, LINE 5 PART I, LINE 5 LISTS THE TOTAL NUMBER OF EMPLOYEES WHO RECEIVED THE FORM W-2, AND IT DOES NOT INCLUDE FOREIGN EMPLOYEES IN GENEVA, SWITZERLAND. THE TOTAL NUMBER OF EMPLOYEES INCLUDING THE FOREIGN EMPLOYEES IS 290.
FORM 990, PART VI, SECTION A, LINE 4 AT THE 24-25 JUNE 2020 BOARD MEETING, THE BOARD APPROVED A NUMBER OF CLARIFYING AMENDMENTS MADE TO THE GAVI STATUTES WITH PARTICULAR ATTENTION TO (I) ARTICLE 10 APPOINTMENT OF BOARD MEMBERS, (II) ARTICLE 12 ORGANISATION OF THE BOARD, AND (III) FUNCTIONS OF THE BOARD. FURTHERMORE, THE BOARD AGREED TO RETIRE GAVI'S BY-LAWS AND REPLACE IT WITH A SET OF OPERATING PROCEDURES FOR THE BOARD AND BOARD COMMITTEES FALLING UNDER THE PURVIEW OF THE BOARD. THE OPERATING PROCEDURES WHICH HAS BEEN INCORPORATED FROM GAVI'S BY-LAWS AND INCLUDES FURTHER PROVISIONS TO ALIGN WITH CURRENT PRACTICE, PARTICULARLY IN RELATION TO THE FOLLOWING: (I) NOMINATION AND APPOINTMENT OF REPRESENTATIVE BOARD MEMBERS, (II) CHAIR, VICE CHAIR AND CEO, (III) MEETING NOTICES, AGENDAS AND PAPERS, PRESENTERS AND OBSERVERS AND CLOSED SESSIONS, AND (IV) TRANSPARENCY.
FORM 990, PART VI, SECTION B, LINE 11B THE OUTSOURCED ACCOUNTANT (OA), IN COLLABORATION WITH THE SENIOR MANAGER OF FINANCIAL REPORTING, GATHERS ALL INFORMATION NEEDED TO PREPARE THE FEDERAL FORM 990 FROM THE RESPECTIVE GAVI DEPARTMENTS. OA THEN PREPARES THE DRAFT FEDERAL FORM 990 AND PROVIDES IT TO THE GAVI HEAD OF FINANCIAL ACCOUNTING AND REPORTING (HFAR) FOR REVIEW. THE HFAR REVIEWS THE DRAFT FEDERAL FORM 990 AND DISCUSSES ANY NECESSARY CHANGES WITH THE OA AND SENIOR MANAGER. THE OA THEN SUBMITS THE DRAFT FEDERAL FORM 990 TO THE TAX FIRM FOR REVIEW AND DISCUSSES ANY NECESSARY UPDATES PROVIDED BY THE TAX FIRM, AFTER WHICH THE DRAFT FEDERAL FORM 990 IS UPDATED BY THE OA. THE SENIOR MANAGER THEN CIRCULATES THE UPDATED DRAFT FEDERAL FORM 990 TO VARIOUS GAVI TEAMS FOR THEIR REVIEW AND COMMENT. THE DRAFT FEDERAL FORM 990 IS UPDATED FOR COMMENTS RECEIVED AS DEEMED NECESSARY BY THE HFAR. THE DRAFT FEDERAL FORM 990, INCLUDING ALL REQUIRED SCHEDULES, IS PROVIDED TO THE AUDIT AND FINANCE COMMITTEE. A GAVI AUTHORIZED REPRESENTATIVE SIGNS THE FEDERAL FORM 990 AFTER WHICH IT IS FILED WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C THE GOVERNANCE TEAM CIRCULATES THE CONFLICT OF INTEREST DISCLOSURE FORMS TO THE BOARD MEMBERS ANNUALLY. GOVERNANCE MONITORS DISCLOSURE FORMS BY COLLECTING ALL CONFLICT OF INTEREST DISCLOSURES FROM BOARD MEMBERS. THE POLICY IS MONITORED BY THE BOARD OF DIRECTORS ITSELF, AND RELEVANT CONFLICTS ARE DISCLOSED AT THE BOARD OF DIRECTORS MEETINGS AND NOTED IN THE MINUTES. A BOARD MEMBER/ALTERNATE BOARD MEMBER OR COMMITTEE DELEGATE IS EXPECTED TO DISCLOSE ANY REAL/PERCEIVED OR POTENTIAL CONFLICT TO THE CHAIR OF THE BOARD OR THE COMMITTEE, AS SOON AS POSSIBLE UPON LEARNING OF IT AND NO LATER THAN AT THE BEGINNING OF THE DISCUSSION OF THE PERTINENT AGENDA ITEM DURING A BOARD/COMMITTEE MEETING. IT IS THE PREROGATIVE OF THE CHAIR OF THE MEETING, IN CONSULTATION WITH THE DIRECTOR OF LEGAL OR GOVERNANCE, TO DETERMINE THE SCOPE AND LEVEL OF A CONFLICTED PERSON'S PARTICIPATION IN THE DISCUSSION AND THE NECESSITY OF RECUSAL FROM VOTING GIVEN THE TYPE OF INTEREST DISCLOSED. THE MINUTES OF THE MEETING REFLECT THE CONFLICTED MEMBER'S DISCLOSURE AND WHETHER THE CONFLICTED MEMBER PARTICIPATED IN THE DISCUSSION AND/OR ABSTAINED FROM VOTING.
FORM 990, PART VI, SECTION B, LINE 15 GAVI'S COMPENSATION AIMS TO ATTRACT, ENGAGE, REWARD AND RETAIN A TEAM OF HIGH PERFORMING EMPLOYEES WHO ARE DEDICATED TO GAVI'S MISSION. IN 2008, THE GAVI BOARD APPROVED GAVI'S COMPENSATION AND BENEFIT FRAMEWORK. A REVIEW OF THE GAVI SALARY SCALE WAS CONDUCTED IN 2013-2014 BY MERCER, AN INDEPENDENT GLOBAL FIRM SPECIALIZED IN THE FIELD OF COMPENSATION, AND BENCHMARKED AGAINST A COMPOSITE PEER MARKET. THE REVIEW CONCLUDED THAT GAVI'S SALARY SCALE POSITIONING WAS IN ALIGNMENT WITH MARKET AND PEERS. IN 2018, A FURTHER REVIEW WAS UNDERTAKEN BY MERCER. GAVI'S SALARY SCALE HAS NOT CHANGED SINCE ITS INTRODUCTION IN 2008. UPON HIRING, OFFICERS AND KEY EMPLOYEES AT GAVI ARE PLACED WITHIN THE SCALE.
FORM 990, PART VI, SECTION C, LINE 19 GOVERNANCE DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE POSTED ON THE GAVI ALLIANCE WEBSITE. FORM 1023 AND FEDERAL FORM 990 ARE MADE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST.
FORM 990, PART VII, SECTION A AN ALTERNATE MEMBER CAN VOTE ONLY WHEN THE CORRESPONDING PRIMARY BOARD MEMBER IS UNABLE TO PARTICIPATE IN VOTING. IF THE PRIMARY BOARD MEMBER IS ABLE TO SUBMIT HIS/HER VOTE THEN THE ALTERNATE MEMBER'S VOTE IS NOT REQUIRED. PART VII LISTS 46 VOTING BOARD MEMBERS. HOWEVER ONLY 27 VOTES COULD BE CAST WHICH ARE PRINCIPAL BOARD MEMBERS. THE 19 ALTERNATE BOARD MEMBERS COULD NOT VOTE UNLESS THEIR ASSOCIATED PRINCIPAL BOARD MEMBER WAS UNAVAILABLE TO VOTE. NONE OF THE ALTERNATE BOARD MEMBER SEATS WERE VACANT.
FORM 990, PART XI, LINE 9: RETURN OF UNSPENT FUNDS 991,430. RECOVERY OF PRIOR YEAR GRANT 9,226,447. REVERSAL OF PROVISIONAL CONTRIBUTIONS RECEIVABLE 6,000,000.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
GAVI ALLIANCE
 
Employer identification number

98-0593375
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)INTERNATIONAL FINANCE FACILITY FOR IMMUNISATION COMPANY
2 LAMBS PASSAGE LONDON EC1Y 8BB
LONDON    
UK
RAISES FUNDS FOR IMMUNIZATION PROGRAMS AND PROCUREMENT UK 501(C)(3) FOREIGN CHARITY GAVI ALLIANCE
 
Yes
 
(2)IFFIM SUKUK COMPANY III LIMITED
PO BOX 1093 QUEENSGATE HOUSE
GRAND CAYMAN   KY1-1102
CJ
ISSUING SUKUK CERTIFICATES IN SUPPORT OF IFFIM'S OPERATIONS CJ     INTERNATIONAL FINANCE FACILITY FOR IMMUNISATION COMPANY
 
Yes
 










For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) INTERNATIONAL FINANCE FACILITY FOR IMMUNISATION COMPANY

 C 210,364,608 COST
(2) INTERNATIONAL FINANCE FACILITY FOR IMMUNISATION COMPANY

 N 165,440 FMV
(3) INTERNATIONAL FINANCE FACILITY FOR IMMUNISATION COMPANY

 O 745,839 FMV
(4) INTERNATIONAL FINANCE FACILITY FOR IMMUNISATION COMPANY

 Q 269,554 FMV


Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R (Form 990) 2020

Additional Data


Software ID:  
Software Version: