Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
RITA ALLEN FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 116
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PRINCETON, NJ085421116
A Employer identification number

13-6116429
B Telephone number (see instructions)

(609) 683-8010
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$192,154,107J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 133,812 133,812  
4 Dividends and interest from securities... 1,645,458 2,201,644  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,203,089
b Gross sales price for all assets on line 6a 75,453,567
7 Capital gain net income (from Part IV, line 2)... 3,907,468
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 434,096 454,122  
12 Total. Add lines 1 through 11........ 6,416,455 6,697,046  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 765,130 0   765,130
14 Other employee salaries and wages...... 636,334 0   636,334
15 Pension plans, employee benefits....... 385,810 0   385,810
16a Legal fees (attach schedule)......... Click to see attachment 11,021 0   11,021
b Accounting fees (attach schedule)....... Click to see attachment 44,363 0   44,363
c Other professional fees (attach schedule).... Click to see attachment 1,142,504 1,128,919   2,660
17 Interest...............   41,682    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 34,803 46,194   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 117,320 0   117,320
21 Travel, conferences, and meetings....... 30,894 0   30,894
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 401,286 274,803   401,031
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,569,465 1,491,598   2,394,563
25 Contributions, gifts, grants paid....... 6,523,547 6,523,547
26 Total expenses and disbursements. Add lines 24 and 25 10,093,012 1,491,598   8,918,110
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,676,557
b Net investment income (if negative, enter -0-) 5,205,448
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 30,337 74,718 74,718
2 Savings and temporary cash investments......... 9,011,768 21,124,100 21,124,100
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 8,615,919 0 0
b Investments—corporate stock (attach schedule)....... 94,482,782 Click to see attachment95,389,758 95,389,758
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 70,968,319 Click to see attachment75,559,478 75,559,478
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment6,053 Click to see attachment6,053 Click to see attachment6,053
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 183,115,178 192,154,107 192,154,107
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 179,401,872 188,447,399
25 Net assets with donor restrictions............ 3,713,306 3,706,708
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 183,115,178 192,154,107
30 Total liabilities and net assets/fund balances (see instructions). 183,115,178 192,154,107
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
183,115,178
2
Enter amount from Part I, line 27a .....................
2
-3,676,557
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
12,715,486
4
Add lines 1, 2, and 3 ..........................
4
192,154,107
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
192,154,107
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b ORCHARD LIQUID CREDIT FUND P    
c YORK CREDIT OPPORTUNITIES P    
d LANSDOWNE P    
e BIRCH GROVE CREDIT STRATEGIES FUND SERIES E P    
COLCHIS INCOME FUND, LTD. P    
GOTHAM HEDGED VALUE STRATEGIES 140/40 CLASS A P    
THE EDGBASTON ASIAN EQUITY TRUST P    
RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC P    
KABOUTER INTERNATIONAL INSIGHT FUND, LLC P    
NEW GENERATION TURNAROUND FUND (DELAWARE) L.P. P    
FUNDSMITH EQUITY FUND, L.P. P    
WARBURG PINCUS PRIVATE EQUITY XII (E&P) XII (B), L.P. P    
NOVALPINA CAPITAL PARTNERS I SCSP P    
DALTON INVESTMENTS TRUST - SERIES B P    
MGG SF EVERGREEN UNLEVERED FUND LP P    
WARBURG PINCUS PRIVATE EQUITY XII, L.P. P    
GQG PARTNERS INTERNATIONAL EQUITY FUND P    
ECHO STREET GOODCO SELECT II LP P    
THE OVERLOOK PARTNERS FUND, L.P. P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 62,642,241   59,524,736 3,117,505
b 500,000   405,484 94,516
c 712,983   984,741 -271,758
d 2,277,370   1,771,131 506,239
e 1,989,167   1,808,066 181,101
2,298,236   2,028,172 270,064
5,033,570   4,489,647 543,923
      -1,158,496
      -308,271
      -89,537
      -33,800
      -541
      20
      2,784
      21,478
      176,929
      182,151
      200,153
      236,007
      237,001
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       3,117,505
b       94,516
c       -271,758
d       506,239
e       181,101
      270,064
      543,923
      -1,158,496
      -308,271
      -89,537
      -33,800
      -541
      20
      2,784
      21,478
      176,929
      182,151
      200,153
      236,007
      237,001
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,907,468
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 72,356
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 72,356
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 72,356
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 113,590
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 70,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 183,590
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 111,234
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet111,234 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.RITAALLEN.ORG
    14
    The books are in care ofbulletKARI WILLIAMS TREASURER Telephone no.bullet (609) 683-8010

    Located atbulletPO BOX 116PRINCETONNJ ZIP+4bullet085421116
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WILLIAM F GADSDEN DIRECTOR, CHAIRPERSON OF THE BOARD
    2.00     		7,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    ELIZABETH G CHRISTOPHERSON DIRECTOR, PRESIDENT, CEO
    40.00     		481,680 74,187 0
    PO BOX 116
    PRINCETON,NJ085421116
    KARI A WILLIAMS FINANCE, TREASURER
    27.00     		160,500 36,868 0
    PO BOX 116
    PRINCETON,NJ085421116
    KATHERINE BELYI SECRETARY/COMMUNICATIONS
    25.00     		103,950 14,035 0
    PO BOX 116
    PRINCETON,NJ085421116
    ANDREW K GOLDEN DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    GENEVA OVERHOLSER DIRECTOR
    1.00     		3,500 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    LANDON Y JONES DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    ROBBERT DIJKGRAAF PHD DIRECTOR
    1.00     		4,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    RODNEY PRIESTLEY PHD BEGAN 93020 DIRECTOR
    1.00     		500 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    SAMUEL S-H WANG PHD DIRECTOR
    1.00     		4,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    SIVAN HONG DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    THE HONORABLE THOMAS H KEAN DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JONATHAN A KARTT PROGRAM AND EVALUATI
    40.00     		202,884 40,108 0
    PO BOX 116
    PRINCETON,NJ085421116
    BARBARA J NATALIZIO SCIENCE PROGRAMS ADM
    40.00     		114,303 43,932 0
    PO BOX 116
    PRINCETON,NJ085421116
    FATU J BADIANE MARKEY COMMUNICATIONS
    40.00     		81,677 39,163 0
    PO BOX 116
    PRINCETON,NJ085421116
    JANIE SCURTI EXECUTIVE ASSISTANT
    40.00     		80,360 30,655 0
    PO BOX 116
    PRINCETON,NJ085421116
    SAMUEL DYSON TERM ENDED 11302020 CIVIC SCIENCE FELLOW
    40.00     		86,984 13,796 0
    PO BOX 116
    PRINCETON,NJ085421116
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NEW PROVIDENCE ASSET MANAGEMENT LP INVESTMENT MANAGEMENT 560,494
    570 LEXINGTON AVE 5TH FL
    NEW YORK,NY10022
    BROWN ADVISORY MANAGEMENT LLC INVESTMENT MANAGEMENT 239,540
    901 S BOND STREET SUITE 400
    BALTIMORE,MD21231
    REINHART PARTNERS INC INVESTMENT MANAGEMENT 75,563
    1500 W MARKET ST SUITE 100
    MEQUON,WI53092
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE RITA ALLEN FOUNDATION INVESTS IN EMERGING IDEAS IN SCIENCE, SOCIAL INNOVATION, AND INFORMED CIVIC ENGAGEMENT. THE FOUNDATION WORKS WITH GRANT RECIPIENTS TO BUILD CAPACITY BEYOND FINANCIAL SUPPORT, INCLUDING PROVIDING VALUE-ADDED ACTIVITIES THROUGH CONFERENCES, PUBLISHING, AND CONTRIBUTING TO RESEARCH TO HELP GUIDE THE WORK OF EMERGING LEADERS AND ORGANIZATIONS, AS WELL AS OFFERING TECHNICAL ASSISTANCE FOR GRANT RECIPIENTS. IN 2020, THE FOUNDATION HOSTED A SERIES OF VIRTUAL MEETINGS OF CURRENT AND FORMER RITA ALLEN FOUNDATION SCHOLARS FOCUSING ON SHARING THEIR SCIENTIFIC RESEARCH IN THE NEUROBIOLOGY OF PAIN, AND WE BEGAN PREPARATIONS FOR A CONVENING OF RESEARCHERS AND PHILANTHROPISTS IN 2021 TO ADVANCE BASIC RESEARCH IN PAIN. 68,673
    2 THE RITA ALLEN FOUNDATION IS COMMITTED TO DEVELOPING THE KNOWLEDGE AND COLLABORATION OF THE PHILANTHROPIC SECTOR AND THE FIELDS IN WHICH IT WORKS IN ORDER TO BETTER ADDRESS COMPLEX PROBLEMS. IN 2020, THE FOUNDATION CONDUCTED RESEARCH ON THE INTERACTION BETWEEN SCIENCE, TECHNOLOGY, MEDIA, PHILANTHROPY, AND CIVIL SOCIETY. THIS RESEARCH WAS SHARED VIA A FIELD NEWSLETTER AND PARTICIPATION IN MEETINGS CONVENED WITH THE NATIONAL ACADEMY OF SCIENCES AND OTHER PARTNERS, AND A FORTHCOMING ARTICLE IN THE STANFORD SOCIAL INNOVATION REVIEW. IN 2020, THE FOUNDATION ALSO ORGANIZED AND SUPPORTED A COHORT OF FELLOWS TO DEVELOP MORE EFFECTIVE SCIENCE COMMUNICATION RESEARCH AND PRACTICE. IN SUPPORT OF THE FELLOWS, THE FOUNDATION DEVELOPED BRIEFING PAPERS, RESOURCE COLLECTIONS, AND BOTH IN-PERSON AND VIRTUAL LEARNING OPPORTUNITIES. THE FOUNDATION ALSO LED AND SUPPORTED COLLABORATIVE EFFORTS AMONG FUNDERS FOCUSED ON SUPPORTING SCIENCE, CIVIC PARTICIPATION, AND AN EFFECTIVE SOCIAL SECTOR. 593,055
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    160,677,719
    b
    Average of monthly cash balances.......................
    1b
    11,098,022
    c
    Fair market value of all other assets (see instructions)................
    1c
    6,053
    d
    Total (add lines 1a, b, and c).........................
    1d
    171,781,794
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    171,781,794
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    2,576,727
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    169,205,067
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    8,460,253
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    8,460,253
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    72,356
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    72,356
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    8,387,897
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    2,105
    5
    Add lines 3 and 4............................
    5
    8,390,002
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    8,390,002
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    8,918,110
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    8,918,110
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    8,918,110
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 8,390,002
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 8,212,042
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 8,918,110
    a Applied to 2019, but not more than line 2a 8,212,042
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 706,068
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		7,683,934
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN ASSOC FOR ADVANCEMENT OF SCIENCE
    1200 NEW YORK AVENUE NW
    WASHINGTON,DC20005     		  PC CIVIC SCIENCE FELLOW AND COHORT 50,000
    AMERICAN ASSOC FOR ADVANCEMENT OF SCIENCE
    1200 NEW YORK AVENUE NW
    WASHINGTON,DC20005     		  PC CAMPAIGN FOR SCIENCE-STEMM INDEX PROGRAM 50,000
    ANDREW K DWYER FOUNDATION
    108 BASSETT CREEK TRAIL
    HOBE SOUND,FL33455     		  PC GENERAL OPERATING SUPPORT 2,500
    ANNENBERG PUBLIC POLICY CENTER
    202 S 36TH STREET
    PHILADELPHIA,PA190823806     		  PC SCIENCE MEDIA MONITOR PROGRAM 50,000
    ASSOC OF WOMEN IN SCIENCE NJ-AWIS
    47 ECKERT DR
    LINCROFT,NJ07738     		  PC GLOBAL ENTREPRENEURSHIP EXPERIENCE 15,000
    ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS
    818 CONNECTICUT AVE NW 7TH FLOOR
    WASHINGTON,DC02003     		  PC FOSTERING THE NEXT GENERATION OF SCIENCE ENGAGEMENT LEADERS PROGRAM 50,000
    ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS
    818 CONNECTICUT AVE NW 7TH FLOOR
    WASHINGTON,DC02003     		  PC FOSTERING THE NEXT GENERATION OF SCIENCE ENGAGEMENT LEADERS: L3 PROGRAM 50,000
    BE THE MATCH FOUNDATION
    500 N 5TH STREET
    MINNEAPOLIS,MN55401     		  PC GENERAL OPERATING SUPPORT 5,000
    BOSTON CHILDREN'S HOSPITAL TRUST
    401 PARK DRIVE
    BOSTON,MA02215     		  PC CARDIOLOGY CARDIAC TRANSPLANT RESEARCH & EDUCATION OPERATING FUND 13,000
    BRANDEIS UNIVERSITY
    415 SOUTH STREET MAILSTOP 110
    WALTHAM,MA02454     		  PC GENERAL OPERATING PURPOSES 180,000
    BUCKNELL UNIVERSITY
    301 MARKET STREET SUITE 2
    LEWISBURG,PA17837     		  PC PROJECT SUPPORT-THE ANNUAL FUND 5,000
    C NEWMARK SCH JOURNALISM CUNY FOUNDATION
    219 WEST 40TH STREET
    NEW YORK,NY10018     		  PC GENERAL OPERATING SUPPORT 10,000
    CALIFORNIA INSTITUTE OF TECHNOLOGY
    MC 5-32 1200 EAST CALIFORNIA BLVD
    PASADENA,CA91125     		  PC JOSEPH PARKER 2018 MILTON CASSEL SCHOLAR 110,000
    CALIFORNIA INSTITUTE OF TECHNOLOGY
    MC 5-32 1200 EAST CALIFORNIA BLVD
    PASADENA,CA91125     		  PC DAVID VAN VALEN 2020 SCHOLAR 100,000
    CENTER FOR DISASTER PHILANTHROPY
    ONE THOMAS CIRCLE NW SUITE 700
    WASHINGTON,DC20005     		  PC VIRTUAL LEARNING SERIES ON DIVERSITY, EQUITY AND INCLUSION 30,000
    COALITION TO SHELTER & SUPPORT HOMELESS
    196 W ASHLAND ST
    DOYLESTOWN,PA18901     		  PC GENERAL OPERATING SUPPORT 100
    COLD SPRING HARBOR LABORATORY
    1 BUNGTOWN ROAD
    COLD SPRING HARBOR,NY11724     		  PC SCIENTIFIC MEETINGS EXPENSES OF GRADUATE STUDENTS & POSTDOCTORAL RESEARCHERS 6,000
    COLD SPRING HARBOR LABORATORY
    1 BUNGTOWN ROAD
    COLD SPRING HARBOR,NY11724     		  PC CAMILA DOS SANTOS 2016 SCHOLAR 100,000
    COMMITTEE TO PROTECT JOURNALISTS
    PO BOX 2675
    NEW YORK,NY10108     		  PC GENERAL OPERATING SUPPORT 100
    COMMUNITY PARTNERS INTERNATIONAL
    2560 NINTH STREET SUITE 315B
    BERKELEY,CA94710     		  PC GENERAL OPERATING SUPPORT 10,000
    CONSORTIUM FOR HISTORY OF SCIENCE TECHNOLOGY & MEDICINE
    431 CHESTNUT STREET
    PHILADELPHIA,PA19106     		  PC HISTORICAL PERSPECTIVES ON CONTEMPORARY ISSUES IN HISTORY OF SCIENCE, TECHNOLOGY AND MEDICINE 20,000
    CONSUMER REPORTS
    101 TRUMAN AVE
    YONKERS,NY10703     		  PC CIVIC SCIENCE FELLOW 50,000
    COUNCIL OF NEW JERSEY GRANTMAKERS
    111 WEST STATE STREET
    TRENTON,NJ08608     		  PC GRANT IN EXCESS OF BASE DUES 8,540
    COUNCIL OF NEW JERSEY GRANTMAKERS
    111 WEST STATE STREET
    TRENTON,NJ08608     		  PC LEADERSHIP GRANT 2,770
    COUNCIL ON FOUNDATIONS
    PO BOX 75661
    BALTIMORE,MD212755661     		  PC 2019 GRANT IN EXCESS OF BASE DUES 8,500
    DELAWARE VALLEY FOOD PANTRY
    PO BOX 705
    LAMBERTVILLE,NJ08530     		  PC GENERAL OPERATING SUPPORT 100
    EXPONENT PHILANTHROPY
    1720 N STREET NW
    WASHINGTON,DC20036     		  PC GENERAL SUPPORT FOR WORK IN THE AREA OF DIVERSITY, EQUITY AND INCLUSION 15,000
    FEDERATION OF AMERICAN SCIENTISTS
    1112 16TH STREET NW SUITE 400
    WASHINGTON,DC20036     		  PC ASK A SCIENTIST PROGRAM-PUBLIC'S QUESTIONS ON COVID-19 75,000
    FEEDBACK LABS
    1110 VERMONT AVE NW
    WASHINGTON,DC20009     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    FIRST DRAFT NEWS
    219 W 40TH ST 14TH FLR
    NEW YORK,NY10018     		  PC SUPPORTING BLACK & LATINX COMMUNITIES TO TACKLE VACCINE-RELATED MISINFORMATION PROGRAM 40,000
    FOOD BANK FOR NEW YORK CITY
    39 BROADWAY 10TH FLR
    NEW YORK,NY10006     		  PC GENERAL OPERATING SUPPORT 350
    FRED HUTCHINSON CANCER RESEARCH CENTER
    1100 FAIRVIEW AVE N MAILSTOP J6-330
    SEATTLE,WA981091024     		  PC EMILY HATCH 2018 SCHOLAR 100,000
    FRED HUTCHINSON CANCER RESEARCH CENTER
    1100 FAIRVIEW AVE N MAILSTOP J6-330
    SEATTLE,WA981091024     		  PC DR. MEGHAN KOCH 2019 SCHOLAR 100,000
    FROM LOSS2LIFE MINISTRIES
    PO BOX 19037
    OAKLAND,CA94619     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    FULBRIGHT US UK FOUNDATION
    3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		  PC CIVIC SCIENCE FELLOW 75,000
    FULBRIGHT US UK FOUNDATION
    3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		  PC CIVIC SCIENCE FELLOW 75,000
    PLANETWORK NGO INC
    3450 SACRAMENTO ST 614
    SAN FRANCISCO,CA94118     		  PC CIVIC SCIENCE CRISIS CORPS 50,000
    FUTURE PROOF INSTITUTE INC
    40 EAST ADAMS ST SUITE 34
    JACKSONVILLE,FL32202     		  PC C/CORPS PROGRAM 75,000
    FUTURE PROOF INSTITUTE INC
    40 EAST ADAMS ST SUITE 34
    JACKSONVILLE,FL32202     		  PC C/CORPS PROGRAM 75,000
    GATHERING FOR OPEN SCIENCE HARDWARE FS
    38 S 5TH STREET
    HUDSON,NY12534     		  PC OPEN ENVIRONMENTAL DATA PROJECT'S CIVIC VOICE & COVID-19 RESPONSE: SIDE ENVIRONMENTAL EVENTS PROGRAM 35,000
    GIVEDIRECTLY INC
    PO BOX 3221
    NEW YORK,NY10008     		  PC PROJECT SUPPORT-COVID-19 U.S. RESPONSE 15,000
    GREATER CHICAGO FOOD DEPOSITORY
    4100 W ANN LURIE PLACE
    CHICAGO,IL60632     		  PC GENERAL OPERATING SUPPORT 250
    GREEN FARMS ACADEMY
    35 BEACHSIDE AVENUE
    WESTPORT,CT06880     		  PC STEM CURRICULUM AND TEACHING 10,000
    H LEE MOFFITT CANCER CTR & RESEARCH INST
    PO BOX 742801
    ATLANTA,GA303742801     		  PC VINCENT LUCA 2018 SCHOLAR 100,000
    HARVARD COLLEGE
    1033 MASSACHUSETTS AVE
    CAMBRIDGE,MA02138     		  PC MISINFORMATION REVIEW 50,000
    HEALTHRIGHT INTERNATIONAL
    244 FIFTH AVENUE SUITE C150
    NEW YORK,NY10001     		  PC GENERAL OPERATING SUPPORT 10,000
    HENRY J KAISER FAMILY FOUNDATION
    185 BERRY STREET
    SAN FRANCISCO,CA94107     		  PC GENERAL OPERATING SUPPORT 10,000
    HOBE SOUND COMMUNITY CHEST
    PO BOX 511
    HOBE SOUND,FL334750511     		  PC GENERAL OPERATING SUPPORT 5,000
    HOMEFRONT
    1880 PRINCETON AVENUE
    LAWRENCEVILLE,NJ08648     		  PC GENERAL OPERATING SUPPORT 10,000
    HOPEWELL FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SCIENCE IN SOCIETY FUNDER COLLABORATIVE 250,000
    HORIZONS NATIONAL
    120 POST ROAD WEST SUITE 202
    WESTPORT,CT06880     		  PC GENERAL OPERATING SUPPORT 25,000
    HOUSING INITIATIVES PRINCETON CHARITABLE
    CHARITABLE TRUST 33 MERCER STREET
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 30,000
    INSTITUTE FOR ADVANCED STUDY
    1 EINSTEIN DRIVE
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 10,000
    INTERNATIONAL ASSOCIATION FOR THE STUDY OF PAIN
    1510 H STREET NW SUITE 600
    WASHINGTON,DC200051020     		  PC IASP PAIN RESEARCH FORUM CORRESPONDENTS PROGRAM 25,000
    JUNIOR ACHIEVEMENT OF NJ
    360 PEAR BLOSSOM DRIVE
    EDISON,NJ08837     		  PC GENERAL OPERATING SUPPORT 5,000
    JUST CITY MEMPHIS
    PO BOX 41852
    MEMPHIS,TN38174     		  PC GENERAL OPERATING SUPPORT 100
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    77 MASSACHUSETTS AVE E19-623
    CAMBRIDGE,MA02139     		  PC KNIGHT SCIENCE JOURNALISM PROGRAM AT MIT 20,000
    MEDIA IMPACT FUNDERS
    200 W WASHINGTON SQUARE SUITE 220
    PHILADELPHIA,PA19106     		  PC BUILDING KNOWLEGE AND CAPACITY OF FUNDERS SUPPORTING PUBLIC ENGAGEMENT WITH EVIDENCE 150,000
    MEMORIAL SLOAN KETTERING CANCER CENTER
    1275 YORK AVENUE BOX 701
    NEW YORK,NY10065     		  PC PROJECT SUPPORT-ADULT STEM-CELL TRANSPLANT PROGRAM 5,000
    MEMORIAL SLOAN KETTERING CANCER CENTER
    1275 YORK AVENUE BOX 701
    NEW YORK,NY10065     		  PC ALEX KENTSIS 2016 SCHOLAR 100,000
    MEMORIAL SLOAN KETTERING CANCER CENTER
    1275 YORK AVENUE BOX 701
    NEW YORK,NY10065     		  PC TUOMAS TAMMELA 2020 SCHOLAR 100,000
    MIAMI FOUNDATION
    40 NW 3RD STREET SUITE 305
    MIAMI,FL33128     		  PC NEWSMATCH 2020 PROGRAM 50,000
    MICHIGAN STATE UNIVERSITY
    426 AUDITORIUM RD ROOM 2
    EAST LANSING,MI48824     		  PC DR. GEOFFROY LAUMET 2020 PAIN SCHOLAR 50,000
    MPN RESEARCH FOUNDATION
    180 NORTH MICHIGAN AVE SUITE 1870
    CHICAGO,IL60601     		  PC GENERAL OPERATING SUPPORT 5,000
    MULTIPLIER
    405 14TH ST SUITE 164
    OAKLAND,CA94612     		  PC HARNESSING THE POWER OF SCIENCE FELLOW NETWORKS VIRTUAL WORKING GROUP 20,000
    MULTIPLIER
    405 14TH ST SUITE 164
    OAKLAND,CA94612     		  PC SCIENCE POLICY SCHOLARS PROGRAM 50,000
    NAMI
    4301 WILSON BLVD SUITE 300
    ARLINGTON,VA22203     		  PC GENERAL OPERATING SUPPORT 100
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW KECK 1142
    WASHINGTON,DC20001     		  PC A VIRTUAL WEBINAR SERIES 24,860
    NATIONAL GEOGRAPHIC SOCIETY
    1145 17TH STREET NW
    WASHINGTON,DC20036     		  PC COVID-19 GLOBAL EMERGENCY JOURNALISM FUND PROGRAM 50,000
    NATIONAL GEOGRAPHIC SOCIETY
    1145 17TH STREET NW
    WASHINGTON,DC20036     		  PC CIVIC SCIENCE FELLOW 50,000
    NEW CANAAN COUNTRY SCHOOL
    635 FROGTOWN ROAD
    NEW CANAAN,CT06840     		  PC STEM CURRICULUM AND TEACHING 15,000
    NEW EYES FOR THE NEEDY INC
    549 MILLBURN AVE
    SHORT HILLS,NJ07078     		  PC GENERAL OPERATING SUPPORT 200
    NEW VENTURE FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SCIENCE PHILANTHROPY ALLIANCE-STRATEGIC PLANNING INITIATIVE 25,000
    NEW VENTURE FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC CIVIC SCIENCE FELLOW 75,000
    NEW VENTURE FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC ORFG OPEN ACCESS COMMUNICATIONS CAMPAIGN 20,000
    NEW VENTURE FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SPARC'S OPEN RESEARCH FUNDERS GROUP PROGRAM 25,000
    NEW VENTURE FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SCIENCE PHILANTHROPY ALLIANCE 100,000
    PEOPLE & STORIES
    295 EGGERTS CROSSING ROAD
    LAWRENCEVILLE,NJ08648     		  PC GENERAL OPERATING SUPPORT 5,000
    PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT
    1717 RHODE ISLAND AVE NW 700
    WASHINGTON,DC20036     		  PC PACE IMAGINATION SPRINTS PROGRAM 50,000
    PHILANTHROPY NY
    320 EAST 43RD STREET
    NEW YORK,NY10017     		  PC 2020 GRANT IN EXCESS OF BASE DUES 450
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    PO BOX 415649
    BOSTON,MA022415649     		  PC DR. AMANDA WHIPPLE 2020 SCHOLAR 110,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    PO BOX 415649
    BOSTON,MA022415649     		  PC CIVIC SCIENCE FELLOW 50,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    PO BOX 415649
    BOSTON,MA022415649     		  PC CIVIC SCIENCE FELLOWSHIP ON TECH ETHICS AND THE PUBLIC INTEREST 25,000
    PRINCETON ALUMNICORPS
    12 STOCKTON STREET
    PRINCETON,NJ08540     		  PC PRINCETON PROJECT 55, INC. 5,000
    PRINCETON PUBLIC LIBRARY FOUNDATION
    65 WITHERSPOON STREET
    PRINCETON,NJ08542     		  PC GENERAL OPERATING SUPPORT 3,000
    PRINCETON UNIVERSITY
    423 PERETSMAN SCULLY HALL/A81
    PRINCETON,NJ08544     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    RESEARCHAMERICA
    241 18TH STREET SOUTH SUITE 501
    ARLINGTON,VA22202     		  PC CIVIC ENGAGEMENT MICROGRANTS 100,000
    RESEARCH4IMPACT
    2001 W COLD SPRING LANE 516
    BALTIMORE,MD21209     		  PC GENERAL SUPPORT CONTRIBUTION 5,000
    RESEARCH4IMPACT
    2001 W COLD SPRING LANE 516
    BALTIMORE,MD21209     		  PC CREATION & IMPACT OF COLLABORATIONS BETWEEN SCIENTISTS & CIVIC LEADER 100,000
    ROBERT C MAYNARD INSTITUTE FOR JOURNALISM
    1400 65TH ST SUITE 200
    EMERYVILLE,CA94608     		  PC GENERAL OPERATING SUPPORT 5,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		  PC FUND FOR SHARED INSIGHT 200,000
    RUTGERS UNIVERSITY FOUNDATION
    4TH FLOOR 335 GEORGE STREET
    NEW BRUNSWICK,NJ08901     		  PC SOCIAL WORK DISCRETIONARY FUND AT CINJ 5,000
    SCIENCE COMMUNICATION LAB INC
    600 16TH ST N476D 2240
    SAN FRANCISCO,CA94143     		  PC HIGHLIGHTING SCIENTISTS FROM UNDERREPRESENTED GROUPS AND EVALUATING EFFICCACY OF SCIENCE COMMUNICATION LAB 50,000
    SCIENCE FRIDAY INITIATIVE
    19 WEST 44TH ST STE 412
    NEW YORK,NY10036     		  PC PUBLIC HEALTH STORIES FROM THE FRONT LINES OF CLIMATE CHANGE 50,000
    SCIENCECOUNTS INC
    PO BX 11678
    FORT WORTH,TX761100678     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    SCIENCECOUNTS INC
    PO BX 11678
    FORT WORTH,TX761100678     		  PC RAISING VOICES FOR SCIENCE PROGRAM 50,000
    SHAKESPEARE THEATRE OF NEW JERSEY
    3 VREELAND ROAD
    FLORHAM PARK,NJ07932     		  PC GENERAL OPERATING SUPPORT 30,000
    SHARE FOOD PROGRAM
    2901 W HUNTING PARK AVE
    PHILADELPHIA,PA19129     		  PC GENERAL OPERATING SUPPORT 200
    SMITHSONIAN INSTITUTE
    PO BOX 418320
    BOSTON,MA022418320     		  PC PROJECT SUPPORT-ARCHIVES OF AMERICAN GARDENS 2,500
    SOCIAL GOOD
    BOX 5473
    RICHMOND,CA94805     		  PC GRAPEVINE DAF: SCURTI/100 WOMEN BC/WORTHWHILE WEAR 100
    SOCIAL SCIENCE RESEARCH COUNCIL
    300 CADMAN PLAZA WEST 15TH FLOOR
    BROOKLYN,NY11201     		  PC DIGITAL MISINFORMATION RESEARCH MAPPING & TRANSLATION PROGRAM 35,000
    SOLUTIONS JOURNALISM NETWORK INC
    79 MADISON AVENUE SUITE 1656
    NEW YORK,NY10016     		  PC ADVANCING EQUITY & INCLUSION IN SOLUTIONS JOURNALISM 75,000
    SOLUTIONS JOURNALISM NETWORK INC
    79 MADISON AVENUE SUITE 1656
    NEW YORK,NY10016     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    PO BOX 1000 DEPT 949
    MEMPHIS,TN381480949     		  PC LINDSAY SCHWARZ 2018 SCHOLAR 100,000
    STANFORD UNIVERSITY-SCHOLAR
    PO BOX 44253
    SAN FRANCISCO,CA941444253     		  PC DR. LAUREN O'CONNELL, 2019 SCHOLAR 100,000
    STONY BROOK FOUNDATION
    N4047 MELVILLE LIBRARY STONY BROOK
    UNIVERSITY
    STONY BROOK,NY11794     		  PC PERCEPTION OF CHRONIC PAIN: A PROJECT TO CREATE SCIENCE COMMUNICATIONS STRATEGIES 75,000
    STONY BROOK FOUNDATION
    N4047 MELVILLE LIBRARY STONY BROOK
    UNIVERSITY
    STONY BROOK,NY11794     		  PC ALAN ALDA CENTER FOR COMMUNICATION SCIENCE'S CIVIC SCIENCE FELLOW 75,000
    THE ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		  PC GLOBAL CIVIC SCIENCE COALITION 40,000
    THE ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		  PC SCIENCE AND SOCIETY PROGRAM 25,000
    THE ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		  PC SCIENCE AND SOCIETY PROGRAM (INFODEMIC) 25,000
    THE BROTHERHOODSISTER SOL
    140 HAMILTON PLACE
    NEW YORK,NY10031     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    THE CONVERSATION US INC
    89 SOUTH STREET SUITE 202
    BOSTON,MA02111     		  PC COVID-19 PROGRAM 50,000
    THE DAILY PENNSYLVANIAN
    4015 WALNUT ST 2ND FL
    PHILADELPHIA,PA19104     		  PC GENERAL OPERATING SUPPORT 5,000
    THE LUV INSTITUTE
    1507 E 53RD STREET SUITE 904
    CHICAGO,IL60615     		  PC GENERAL OPERATING SUPPORT 500
    THE MAGNUM CULTURAL FOUNDATION
    59 E 4TH STREET 7W
    NEW YORK,NY10003     		  PC GENERAL OPERATING SUPPORT 250
    THE NATURE CONSERVANCY
    SUITE 6030 555 E NORTH LANE
    CONSHOHOCKEN,PA19428     		  PC GENERAL OPERATING SUPPORT 5,000
    THE NETHERLAND-AMERICA FOUNDATION
    505 EIGHTH AVE 12A-05
    NEW YORK,NY10018     		  PC RCO FUND 7,000
    THE PHILADELPHIA BAIL FUND
    PO BOX 22316
    PHILADELPHIA,PA19110     		  PC COVID-19 AND PROTEST RAPID RESPONSE FUND 250
    THE POYNTER INSTITUTE FOR MEDIA STUDIES INC
    801 3RD STREET SOUTH
    ST PETERSBURG,FL33701     		  PC HELPING JOURNALISTS COVER COVID-19 50,000
    THE ROCKEFELLER UNIVERSITY
    164 1230 YORK AVENUE
    NEW YORK,NY10065     		  PC DR. LI ZHAO 2019 SCHOLAR 100,000
    THE ROCKEFELLER UNIVERSITY
    BOX 164 1230 YORK AVENUE
    NEW YORK,NY10065     		  PC JEREMY ROCK 2020 SCHOLAR 100,000
    TIDES CENTER
    PO BOX 399385
    SAN FRANCISCO,CA941399385     		  PC #FREETHEM ALL EMERGENCY RESPONSE FUND 102
    UJA FEDERATION
    130 EAST 59TH ST
    NEW YORK,NY10022     		  PC HOMES FOR AGED 90,000
    UNITED WAY OF BUCKS COUNTY
    413 HOOD BLVD
    FAIRLESS HILLS,PA19030     		  PC BUCKS COUNTY COVID-19 RECOVERY FUND 100
    UNIV OF TEXAS SOUTHWESTERN MEDICAL CENTER
    PO BOX 841765
    DALLAS,TX753909020     		  PC HELEN LAI 2018 SCHOLAR 50,000
    UNIV OF WASHINGTON FOUNDATION
    4333 BROOKLYN AVE NE
    SEATTLE,WA981959504     		  PC SUPPORT THE ADVANCE CENTER FOR INSTITUTIONAL CHANGE 10,000
    UNIV OF TEXAS MD ANDERSON CANCER CENTER
    PO BOX 4266
    HOUSTON,TX772104266     		  PC KATHARINA SCHLACHER 2016 SCHOLAR 100,000
    UNIV OF TEXAS MD ANDERSON CANCER CENTER
    PO BOX 4266
    HOUSTON,TX772104266     		  PC DR. ANDREW SHEPHERD 2020 PAIN SCHOLAR 50,000
    UNIVERSITY OF CALIFORNIA BERKELEY
    2195 HEARST AVENUE ROOM 130 MC 1103
    BERKLEY,CA947201103     		  PC STEPHAN LAMMEL 2017 SCHOLAR 100,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE MAIL CODE 0009
    LA JOLLA,CA920930009     		  PC DR. MATTHEW BANGHART 2019 SCHOLAR 100,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE MAIL CODE 0009
    LA JOLLA,CA920930009     		  PC RICHARD DANEMAN 2017 SCHOLAR 110,000
    UNIVERSITY OF FLORIDA FOUNDATION
    1938 WEST UNIVERSITY AVENUE
    GAINESVILLE,FL32604     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    UNIVERSITY OF MASSACHUSETTS
    55 LAKE AVENUE
    NORTH WORCESTER,MA01655     		  PC PAUL GREER 2018 SCHOLAR 100,000
    UNIVERSITY OF MICHIGAN
    MELLON BANK BOX 223131
    PITTSBURGH,PA152512131     		  PC MONICA DUS 2016 SCHOLAR-NEUROSCIENCE 110,000
    UNIVERSITY OF NORTH CAROLINA
    PO BOX 402420
    ATLANTA,GA303842420     		  PC BO LI 2016 SCHOLAR 100,000
    UNIVERSITY OF TEXAS AT AUSTIN
    2600 COCKBURN DRIVE 2
    AUSTIN,TX78745     		  PC CME STEM GRADUATE STUDENTS AS PUBLIC COMMUNICATORS 50,000
    UNIVERSITY OF TEXAS AT AUSTIN
    2600 COCKBURN DRIVE 2
    AUSTIN,TX78745     		  PC CENTER FOR MEDIA ENGAGEMENT, CIVIC SCIENCE FELLOW 16,625
    UNIVERSITY OF TEXAS FOUNDATION
    PO BOX 2356
    SAN ANTONIO,TX782982356     		  PC DR. MICHAEL BURTON 2019 PAIN SCHOLAR 50,000
    UNIVERSITY OF WISCONSIN
    21 N PARK STREET SUITE 6401
    MADISON,WI53715     		  PC DEVELOPMENT OF CIVIC SCIENCE FIELD 50,000
    UNIVERSITY OF WISCONSIN
    21 N PARK STREET SUITE 6401
    MADISON,WI53715     		  PC CIVIC SCIENCE FELLOWS PROGRAM WORK 50,000
    WAKE FOREST UNIVERSITY HEALTH SCIENCES
    MEDICAL CENTER BOULEVARD
    WINSTON SALEM,NC27157     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    WASHINGTON UNIVERSITY IN ST LOUIS
    BOX 1034 700 ROSEDALE AVE
    ST LOUIS,MO63112     		  PC DR. MEAGHAN CREED 2019 PAIN SCHOLAR 50,000
    WEILL MEDICAL COLLEGE OF CORNELL UNIV
    575 LEXINGTON AVE 9TH FLOOR
    NEW YORK,NY10022     		  PC LISTON, CONOR 2017 SCHOLAR 100,000
    WELLESLEY COLLEGE
    106 CENTRAL STREET
    WELLESLEY,MA02481     		  PC GENERAL OPERATING SUPPORT 5,000
    WESTPORT BOOK SALE VENTURES INC
    20 JESUP ROAD
    WESTPORT,CT06880     		  PC GENERAL OPERATING SUPPORT 5,000
    WGBH EDUCATIONAL FOUNDATION
    ONE GUEST STREET
    BOSTON,MA02135     		  PC CIVIC SCIENCE FELLOW - SCIENCE MISINFORMATION 75,000
    WGBH EDUCATIONAL FOUNDATION
    ONE GUEST STREET
    BOSTON,MA02135     		  PC CIVIC SCIENCE FELLOW 75,000
    YALE UNIVERSITY
    PO BOX 1873
    NEW HAVEN,CT065081873     		  PC GRACE CHEN 2020 SCHOLAR 100,000
    YALE UNIVERSITY
    PO BOX 1873
    NEW HAVEN,CT065081873     		  PC CANDICE PAULSEN 2018 SCHOLAR 50,000
    Total .................................bullet 3a 6,523,547
    bApproved for future payment
    AGU ADVANCING EARTH AND SPACE SCIENCE
    2000 FLORIDA AVE NW
    WASHINGTON,DC20009     		  PC THRIVING EARTH EXCHANGE'S CHANGING CLIMATE PROGRAM 50,000
    ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		  PC BUILDING A GLOBAL CIVIC SCIENCE COALITION 35,000
    FIRST DRAFT
    219 W 40TH ST 14TH FLR
    NEW YORK,NY10018     		  PC SUPPORTING BLACK AND LATINX COMMUNITIES TO TACKLE VACCINE-RELATED MISINFORMATION PROGRAM 35,000
    FULBRIGHT US UK FOUNDATION
    3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		  PC GLOBAL CHALLENGES TEACHING AWARD-PANDEMICS PROGRAM 50,000
    GATHERING FOR OPEN SCIENCE HARDWARE FS
    38 S 5TH STREET
    HUDSON,NY12534     		  PC CIVIC VOICE AND COVID-19 RESPONSE 15,000
    HARVARD COLLEGE
    PO BOX 41564
    BOSTON,MA022415649     		  PC MISINFORMATION REVIEW 50,000
    INTERNATIONAL ASSOCIATION FOR THE STUDY OF PAIN
    1510 H STREET NW SUITE 600
    WASHINGTON,DC200051020     		  PC IASP PAIN RESEARCH FORUM CORRESPONDENTS PROGRAM 25,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW
    WASHINGTON,DC20001     		  PC INFLUENCES ON HEALTH RESEARCH 50,000
    NEW VENTURE FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SPARC'S OPEN RESEARCHERS FUNDERS GROUP PROGRAM 25,000
    RESEARCHAMERICA
    241 18TH STREET SOUTH SUITE 501
    ARLINGTON,VA22202     		  PC CIVIC ENGAGEMENT MICROGRANTS PROGRAM 100,000
    RESEARCH4IMPACT
    2001 W COLD SPRING LANE 516
    BALTIMORE,MD21209     		  PC CREATION & IMPACT COLLABORATIONS BETWEEN SCIENTISTS & CIVIC LEADERS PROGRAM 100,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		  PC FUND FOR SHARED INSIGHT PROGRAM 100,000
    SIGMA XI
    PO BOX 13975
    RESEARCH TRIANGLE PARK,NC27709     		  PC CIVIC SCIENCE FELLOW, SCIENCE POLICY & ENGAGEMENT 200,000
    SOLUTIONS JOURNALISM NETWORK INC
    79 MADISON AVENUE SUITE 1656
    NEW YORK,NY10016     		  PC ADVANCING EQUITY AND INCLUSION IN SOLUTIONS JOURNALISM PROGRAM 75,000
    Total .................................bullet 3b 910,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 133,812  
    4 Dividends and interest from securities....     14 1,645,458  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 428,846  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 4,203,089  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aGRANT REFUNDS     		    01 2,105  
    bOTHER MISCELLANEOUS INCOME     01 3,145  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 6,416,455 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    6,416,455
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN ASSOC FOR ADVANCEMENT OF SCIENCE1200 NEW YORK AVENUE NW
    WASHINGTON,DC20005     		  PC CIVIC SCIENCE FELLOW AND COHORT 50,000
    AMERICAN ASSOC FOR ADVANCEMENT OF SCIENCE1200 NEW YORK AVENUE NW
    WASHINGTON,DC20005     		  PC CAMPAIGN FOR SCIENCE-STEMM INDEX PROGRAM 50,000
    ANDREW K DWYER FOUNDATION108 BASSETT CREEK TRAIL
    HOBE SOUND,FL33455     		  PC GENERAL OPERATING SUPPORT 2,500
    ANNENBERG PUBLIC POLICY CENTER202 S 36TH STREET
    PHILADELPHIA,PA190823806     		  PC SCIENCE MEDIA MONITOR PROGRAM 50,000
    ASSOC OF WOMEN IN SCIENCE NJ-AWIS47 ECKERT DR
    LINCROFT,NJ07738     		  PC GLOBAL ENTREPRENEURSHIP EXPERIENCE 15,000
    ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS818 CONNECTICUT AVE NW 7TH FLOOR
    WASHINGTON,DC02003     		  PC FOSTERING THE NEXT GENERATION OF SCIENCE ENGAGEMENT LEADERS PROGRAM 50,000
    ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS818 CONNECTICUT AVE NW 7TH FLOOR
    WASHINGTON,DC02003     		  PC FOSTERING THE NEXT GENERATION OF SCIENCE ENGAGEMENT LEADERS: L3 PROGRAM 50,000
    BE THE MATCH FOUNDATION500 N 5TH STREET
    MINNEAPOLIS,MN55401     		  PC GENERAL OPERATING SUPPORT 5,000
    BOSTON CHILDREN'S HOSPITAL TRUST401 PARK DRIVE
    BOSTON,MA02215     		  PC CARDIOLOGY CARDIAC TRANSPLANT RESEARCH & EDUCATION OPERATING FUND 13,000
    BRANDEIS UNIVERSITY415 SOUTH STREET MAILSTOP 110
    WALTHAM,MA02454     		  PC GENERAL OPERATING PURPOSES 180,000
    BUCKNELL UNIVERSITY301 MARKET STREET SUITE 2
    LEWISBURG,PA17837     		  PC PROJECT SUPPORT-THE ANNUAL FUND 5,000
    C NEWMARK SCH JOURNALISM CUNY FOUNDATION219 WEST 40TH STREET
    NEW YORK,NY10018     		  PC GENERAL OPERATING SUPPORT 10,000
    CALIFORNIA INSTITUTE OF TECHNOLOGYMC 5-32 1200 EAST CALIFORNIA BLVD
    PASADENA,CA91125     		  PC JOSEPH PARKER 2018 MILTON CASSEL SCHOLAR 110,000
    CALIFORNIA INSTITUTE OF TECHNOLOGYMC 5-32 1200 EAST CALIFORNIA BLVD
    PASADENA,CA91125     		  PC DAVID VAN VALEN 2020 SCHOLAR 100,000
    CENTER FOR DISASTER PHILANTHROPYONE THOMAS CIRCLE NW SUITE 700
    WASHINGTON,DC20005     		  PC VIRTUAL LEARNING SERIES ON DIVERSITY, EQUITY AND INCLUSION 30,000
    COALITION TO SHELTER & SUPPORT HOMELESS196 W ASHLAND ST
    DOYLESTOWN,PA18901     		  PC GENERAL OPERATING SUPPORT 100
    COLD SPRING HARBOR LABORATORY1 BUNGTOWN ROAD
    COLD SPRING HARBOR,NY11724     		  PC SCIENTIFIC MEETINGS EXPENSES OF GRADUATE STUDENTS & POSTDOCTORAL RESEARCHERS 6,000
    COLD SPRING HARBOR LABORATORY1 BUNGTOWN ROAD
    COLD SPRING HARBOR,NY11724     		  PC CAMILA DOS SANTOS 2016 SCHOLAR 100,000
    COMMITTEE TO PROTECT JOURNALISTSPO BOX 2675
    NEW YORK,NY10108     		  PC GENERAL OPERATING SUPPORT 100
    COMMUNITY PARTNERS INTERNATIONAL2560 NINTH STREET SUITE 315B
    BERKELEY,CA94710     		  PC GENERAL OPERATING SUPPORT 10,000
    CONSORTIUM FOR HISTORY OF SCIENCE TECHNOLOGY & MEDICINE431 CHESTNUT STREET
    PHILADELPHIA,PA19106     		  PC HISTORICAL PERSPECTIVES ON CONTEMPORARY ISSUES IN HISTORY OF SCIENCE, TECHNOLOGY AND MEDICINE 20,000
    CONSUMER REPORTS101 TRUMAN AVE
    YONKERS,NY10703     		  PC CIVIC SCIENCE FELLOW 50,000
    COUNCIL OF NEW JERSEY GRANTMAKERS111 WEST STATE STREET
    TRENTON,NJ08608     		  PC GRANT IN EXCESS OF BASE DUES 8,540
    COUNCIL OF NEW JERSEY GRANTMAKERS111 WEST STATE STREET
    TRENTON,NJ08608     		  PC LEADERSHIP GRANT 2,770
    COUNCIL ON FOUNDATIONSPO BOX 75661
    BALTIMORE,MD212755661     		  PC 2019 GRANT IN EXCESS OF BASE DUES 8,500
    DELAWARE VALLEY FOOD PANTRYPO BOX 705
    LAMBERTVILLE,NJ08530     		  PC GENERAL OPERATING SUPPORT 100
    EXPONENT PHILANTHROPY1720 N STREET NW
    WASHINGTON,DC20036     		  PC GENERAL SUPPORT FOR WORK IN THE AREA OF DIVERSITY, EQUITY AND INCLUSION 15,000
    FEDERATION OF AMERICAN SCIENTISTS1112 16TH STREET NW SUITE 400
    WASHINGTON,DC20036     		  PC ASK A SCIENTIST PROGRAM-PUBLIC'S QUESTIONS ON COVID-19 75,000
    FEEDBACK LABS1110 VERMONT AVE NW
    WASHINGTON,DC20009     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    FIRST DRAFT NEWS219 W 40TH ST 14TH FLR
    NEW YORK,NY10018     		  PC SUPPORTING BLACK & LATINX COMMUNITIES TO TACKLE VACCINE-RELATED MISINFORMATION PROGRAM 40,000
    FOOD BANK FOR NEW YORK CITY39 BROADWAY 10TH FLR
    NEW YORK,NY10006     		  PC GENERAL OPERATING SUPPORT 350
    FRED HUTCHINSON CANCER RESEARCH CENTER1100 FAIRVIEW AVE N MAILSTOP J6-330
    SEATTLE,WA981091024     		  PC EMILY HATCH 2018 SCHOLAR 100,000
    FRED HUTCHINSON CANCER RESEARCH CENTER1100 FAIRVIEW AVE N MAILSTOP J6-330
    SEATTLE,WA981091024     		  PC DR. MEGHAN KOCH 2019 SCHOLAR 100,000
    FROM LOSS2LIFE MINISTRIESPO BOX 19037
    OAKLAND,CA94619     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    FULBRIGHT US UK FOUNDATION3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		  PC CIVIC SCIENCE FELLOW 75,000
    FULBRIGHT US UK FOUNDATION3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		  PC CIVIC SCIENCE FELLOW 75,000
    PLANETWORK NGO INC3450 SACRAMENTO ST 614
    SAN FRANCISCO,CA94118     		  PC CIVIC SCIENCE CRISIS CORPS 50,000
    FUTURE PROOF INSTITUTE INC40 EAST ADAMS ST SUITE 34
    JACKSONVILLE,FL32202     		  PC C/CORPS PROGRAM 75,000
    FUTURE PROOF INSTITUTE INC40 EAST ADAMS ST SUITE 34
    JACKSONVILLE,FL32202     		  PC C/CORPS PROGRAM 75,000
    GATHERING FOR OPEN SCIENCE HARDWARE FS38 S 5TH STREET
    HUDSON,NY12534     		  PC OPEN ENVIRONMENTAL DATA PROJECT'S CIVIC VOICE & COVID-19 RESPONSE: SIDE ENVIRONMENTAL EVENTS PROGRAM 35,000
    GIVEDIRECTLY INCPO BOX 3221
    NEW YORK,NY10008     		  PC PROJECT SUPPORT-COVID-19 U.S. RESPONSE 15,000
    GREATER CHICAGO FOOD DEPOSITORY4100 W ANN LURIE PLACE
    CHICAGO,IL60632     		  PC GENERAL OPERATING SUPPORT 250
    GREEN FARMS ACADEMY35 BEACHSIDE AVENUE
    WESTPORT,CT06880     		  PC STEM CURRICULUM AND TEACHING 10,000
    H LEE MOFFITT CANCER CTR & RESEARCH INSTPO BOX 742801
    ATLANTA,GA303742801     		  PC VINCENT LUCA 2018 SCHOLAR 100,000
    HARVARD COLLEGE1033 MASSACHUSETTS AVE
    CAMBRIDGE,MA02138     		  PC MISINFORMATION REVIEW 50,000
    HEALTHRIGHT INTERNATIONAL244 FIFTH AVENUE SUITE C150
    NEW YORK,NY10001     		  PC GENERAL OPERATING SUPPORT 10,000
    HENRY J KAISER FAMILY FOUNDATION185 BERRY STREET
    SAN FRANCISCO,CA94107     		  PC GENERAL OPERATING SUPPORT 10,000
    HOBE SOUND COMMUNITY CHESTPO BOX 511
    HOBE SOUND,FL334750511     		  PC GENERAL OPERATING SUPPORT 5,000
    HOMEFRONT1880 PRINCETON AVENUE
    LAWRENCEVILLE,NJ08648     		  PC GENERAL OPERATING SUPPORT 10,000
    HOPEWELL FUND1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SCIENCE IN SOCIETY FUNDER COLLABORATIVE 250,000
    HORIZONS NATIONAL120 POST ROAD WEST SUITE 202
    WESTPORT,CT06880     		  PC GENERAL OPERATING SUPPORT 25,000
    HOUSING INITIATIVES PRINCETON CHARITABLECHARITABLE TRUST 33 MERCER STREET
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 30,000
    INSTITUTE FOR ADVANCED STUDY1 EINSTEIN DRIVE
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 10,000
    INTERNATIONAL ASSOCIATION FOR THE STUDY OF PAIN1510 H STREET NW SUITE 600
    WASHINGTON,DC200051020     		  PC IASP PAIN RESEARCH FORUM CORRESPONDENTS PROGRAM 25,000
    JUNIOR ACHIEVEMENT OF NJ360 PEAR BLOSSOM DRIVE
    EDISON,NJ08837     		  PC GENERAL OPERATING SUPPORT 5,000
    JUST CITY MEMPHISPO BOX 41852
    MEMPHIS,TN38174     		  PC GENERAL OPERATING SUPPORT 100
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASSACHUSETTS AVE E19-623
    CAMBRIDGE,MA02139     		  PC KNIGHT SCIENCE JOURNALISM PROGRAM AT MIT 20,000
    MEDIA IMPACT FUNDERS200 W WASHINGTON SQUARE SUITE 220
    PHILADELPHIA,PA19106     		  PC BUILDING KNOWLEGE AND CAPACITY OF FUNDERS SUPPORTING PUBLIC ENGAGEMENT WITH EVIDENCE 150,000
    MEMORIAL SLOAN KETTERING CANCER CENTER1275 YORK AVENUE BOX 701
    NEW YORK,NY10065     		  PC PROJECT SUPPORT-ADULT STEM-CELL TRANSPLANT PROGRAM 5,000
    MEMORIAL SLOAN KETTERING CANCER CENTER1275 YORK AVENUE BOX 701
    NEW YORK,NY10065     		  PC ALEX KENTSIS 2016 SCHOLAR 100,000
    MEMORIAL SLOAN KETTERING CANCER CENTER1275 YORK AVENUE BOX 701
    NEW YORK,NY10065     		  PC TUOMAS TAMMELA 2020 SCHOLAR 100,000
    MIAMI FOUNDATION40 NW 3RD STREET SUITE 305
    MIAMI,FL33128     		  PC NEWSMATCH 2020 PROGRAM 50,000
    MICHIGAN STATE UNIVERSITY426 AUDITORIUM RD ROOM 2
    EAST LANSING,MI48824     		  PC DR. GEOFFROY LAUMET 2020 PAIN SCHOLAR 50,000
    MPN RESEARCH FOUNDATION180 NORTH MICHIGAN AVE SUITE 1870
    CHICAGO,IL60601     		  PC GENERAL OPERATING SUPPORT 5,000
    MULTIPLIER405 14TH ST SUITE 164
    OAKLAND,CA94612     		  PC HARNESSING THE POWER OF SCIENCE FELLOW NETWORKS VIRTUAL WORKING GROUP 20,000
    MULTIPLIER405 14TH ST SUITE 164
    OAKLAND,CA94612     		  PC SCIENCE POLICY SCHOLARS PROGRAM 50,000
    NAMI4301 WILSON BLVD SUITE 300
    ARLINGTON,VA22203     		  PC GENERAL OPERATING SUPPORT 100
    NATIONAL ACADEMY OF SCIENCES500 5TH ST NW KECK 1142
    WASHINGTON,DC20001     		  PC A VIRTUAL WEBINAR SERIES 24,860
    NATIONAL GEOGRAPHIC SOCIETY1145 17TH STREET NW
    WASHINGTON,DC20036     		  PC COVID-19 GLOBAL EMERGENCY JOURNALISM FUND PROGRAM 50,000
    NATIONAL GEOGRAPHIC SOCIETY1145 17TH STREET NW
    WASHINGTON,DC20036     		  PC CIVIC SCIENCE FELLOW 50,000
    NEW CANAAN COUNTRY SCHOOL635 FROGTOWN ROAD
    NEW CANAAN,CT06840     		  PC STEM CURRICULUM AND TEACHING 15,000
    NEW EYES FOR THE NEEDY INC549 MILLBURN AVE
    SHORT HILLS,NJ07078     		  PC GENERAL OPERATING SUPPORT 200
    NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SCIENCE PHILANTHROPY ALLIANCE-STRATEGIC PLANNING INITIATIVE 25,000
    NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC CIVIC SCIENCE FELLOW 75,000
    NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC ORFG OPEN ACCESS COMMUNICATIONS CAMPAIGN 20,000
    NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SPARC'S OPEN RESEARCH FUNDERS GROUP PROGRAM 25,000
    NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SCIENCE PHILANTHROPY ALLIANCE 100,000
    PEOPLE & STORIES295 EGGERTS CROSSING ROAD
    LAWRENCEVILLE,NJ08648     		  PC GENERAL OPERATING SUPPORT 5,000
    PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT1717 RHODE ISLAND AVE NW 700
    WASHINGTON,DC20036     		  PC PACE IMAGINATION SPRINTS PROGRAM 50,000
    PHILANTHROPY NY320 EAST 43RD STREET
    NEW YORK,NY10017     		  PC 2020 GRANT IN EXCESS OF BASE DUES 450
    PRESIDENT AND FELLOWS OF HARVARD COLLEGEPO BOX 415649
    BOSTON,MA022415649     		  PC DR. AMANDA WHIPPLE 2020 SCHOLAR 110,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGEPO BOX 415649
    BOSTON,MA022415649     		  PC CIVIC SCIENCE FELLOW 50,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGEPO BOX 415649
    BOSTON,MA022415649     		  PC CIVIC SCIENCE FELLOWSHIP ON TECH ETHICS AND THE PUBLIC INTEREST 25,000
    PRINCETON ALUMNICORPS12 STOCKTON STREET
    PRINCETON,NJ08540     		  PC PRINCETON PROJECT 55, INC. 5,000
    PRINCETON PUBLIC LIBRARY FOUNDATION65 WITHERSPOON STREET
    PRINCETON,NJ08542     		  PC GENERAL OPERATING SUPPORT 3,000
    PRINCETON UNIVERSITY423 PERETSMAN SCULLY HALL/A81
    PRINCETON,NJ08544     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    RESEARCHAMERICA241 18TH STREET SOUTH SUITE 501
    ARLINGTON,VA22202     		  PC CIVIC ENGAGEMENT MICROGRANTS 100,000
    RESEARCH4IMPACT2001 W COLD SPRING LANE 516
    BALTIMORE,MD21209     		  PC GENERAL SUPPORT CONTRIBUTION 5,000
    RESEARCH4IMPACT2001 W COLD SPRING LANE 516
    BALTIMORE,MD21209     		  PC CREATION & IMPACT OF COLLABORATIONS BETWEEN SCIENTISTS & CIVIC LEADER 100,000
    ROBERT C MAYNARD INSTITUTE FOR JOURNALISM1400 65TH ST SUITE 200
    EMERYVILLE,CA94608     		  PC GENERAL OPERATING SUPPORT 5,000
    ROCKEFELLER PHILANTHROPY ADVISORS6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		  PC FUND FOR SHARED INSIGHT 200,000
    RUTGERS UNIVERSITY FOUNDATION4TH FLOOR 335 GEORGE STREET
    NEW BRUNSWICK,NJ08901     		  PC SOCIAL WORK DISCRETIONARY FUND AT CINJ 5,000
    SCIENCE COMMUNICATION LAB INC600 16TH ST N476D 2240
    SAN FRANCISCO,CA94143     		  PC HIGHLIGHTING SCIENTISTS FROM UNDERREPRESENTED GROUPS AND EVALUATING EFFICCACY OF SCIENCE COMMUNICATION LAB 50,000
    SCIENCE FRIDAY INITIATIVE19 WEST 44TH ST STE 412
    NEW YORK,NY10036     		  PC PUBLIC HEALTH STORIES FROM THE FRONT LINES OF CLIMATE CHANGE 50,000
    SCIENCECOUNTS INCPO BX 11678
    FORT WORTH,TX761100678     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    SCIENCECOUNTS INCPO BX 11678
    FORT WORTH,TX761100678     		  PC RAISING VOICES FOR SCIENCE PROGRAM 50,000
    SHAKESPEARE THEATRE OF NEW JERSEY3 VREELAND ROAD
    FLORHAM PARK,NJ07932     		  PC GENERAL OPERATING SUPPORT 30,000
    SHARE FOOD PROGRAM2901 W HUNTING PARK AVE
    PHILADELPHIA,PA19129     		  PC GENERAL OPERATING SUPPORT 200
    SMITHSONIAN INSTITUTEPO BOX 418320
    BOSTON,MA022418320     		  PC PROJECT SUPPORT-ARCHIVES OF AMERICAN GARDENS 2,500
    SOCIAL GOODBOX 5473
    RICHMOND,CA94805     		  PC GRAPEVINE DAF: SCURTI/100 WOMEN BC/WORTHWHILE WEAR 100
    SOCIAL SCIENCE RESEARCH COUNCIL300 CADMAN PLAZA WEST 15TH FLOOR
    BROOKLYN,NY11201     		  PC DIGITAL MISINFORMATION RESEARCH MAPPING & TRANSLATION PROGRAM 35,000
    SOLUTIONS JOURNALISM NETWORK INC79 MADISON AVENUE SUITE 1656
    NEW YORK,NY10016     		  PC ADVANCING EQUITY & INCLUSION IN SOLUTIONS JOURNALISM 75,000
    SOLUTIONS JOURNALISM NETWORK INC79 MADISON AVENUE SUITE 1656
    NEW YORK,NY10016     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    ST JUDE CHILDREN'S RESEARCH HOSPITALPO BOX 1000 DEPT 949
    MEMPHIS,TN381480949     		  PC LINDSAY SCHWARZ 2018 SCHOLAR 100,000
    STANFORD UNIVERSITY-SCHOLARPO BOX 44253
    SAN FRANCISCO,CA941444253     		  PC DR. LAUREN O'CONNELL, 2019 SCHOLAR 100,000
    STONY BROOK FOUNDATIONN4047 MELVILLE LIBRARY STONY BROOK
    UNIVERSITY
    STONY BROOK,NY11794     		  PC PERCEPTION OF CHRONIC PAIN: A PROJECT TO CREATE SCIENCE COMMUNICATIONS STRATEGIES 75,000
    STONY BROOK FOUNDATIONN4047 MELVILLE LIBRARY STONY BROOK
    UNIVERSITY
    STONY BROOK,NY11794     		  PC ALAN ALDA CENTER FOR COMMUNICATION SCIENCE'S CIVIC SCIENCE FELLOW 75,000
    THE ASPEN INSTITUTE2300 N ST NW
    WASHINGTON,DC20037     		  PC GLOBAL CIVIC SCIENCE COALITION 40,000
    THE ASPEN INSTITUTE2300 N ST NW
    WASHINGTON,DC20037     		  PC SCIENCE AND SOCIETY PROGRAM 25,000
    THE ASPEN INSTITUTE2300 N ST NW
    WASHINGTON,DC20037     		  PC SCIENCE AND SOCIETY PROGRAM (INFODEMIC) 25,000
    THE BROTHERHOODSISTER SOL140 HAMILTON PLACE
    NEW YORK,NY10031     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    THE CONVERSATION US INC89 SOUTH STREET SUITE 202
    BOSTON,MA02111     		  PC COVID-19 PROGRAM 50,000
    THE DAILY PENNSYLVANIAN4015 WALNUT ST 2ND FL
    PHILADELPHIA,PA19104     		  PC GENERAL OPERATING SUPPORT 5,000
    THE LUV INSTITUTE1507 E 53RD STREET SUITE 904
    CHICAGO,IL60615     		  PC GENERAL OPERATING SUPPORT 500
    THE MAGNUM CULTURAL FOUNDATION59 E 4TH STREET 7W
    NEW YORK,NY10003     		  PC GENERAL OPERATING SUPPORT 250
    THE NATURE CONSERVANCYSUITE 6030 555 E NORTH LANE
    CONSHOHOCKEN,PA19428     		  PC GENERAL OPERATING SUPPORT 5,000
    THE NETHERLAND-AMERICA FOUNDATION505 EIGHTH AVE 12A-05
    NEW YORK,NY10018     		  PC RCO FUND 7,000
    THE PHILADELPHIA BAIL FUNDPO BOX 22316
    PHILADELPHIA,PA19110     		  PC COVID-19 AND PROTEST RAPID RESPONSE FUND 250
    THE POYNTER INSTITUTE FOR MEDIA STUDIES INC801 3RD STREET SOUTH
    ST PETERSBURG,FL33701     		  PC HELPING JOURNALISTS COVER COVID-19 50,000
    THE ROCKEFELLER UNIVERSITY164 1230 YORK AVENUE
    NEW YORK,NY10065     		  PC DR. LI ZHAO 2019 SCHOLAR 100,000
    THE ROCKEFELLER UNIVERSITYBOX 164 1230 YORK AVENUE
    NEW YORK,NY10065     		  PC JEREMY ROCK 2020 SCHOLAR 100,000
    TIDES CENTERPO BOX 399385
    SAN FRANCISCO,CA941399385     		  PC #FREETHEM ALL EMERGENCY RESPONSE FUND 102
    UJA FEDERATION130 EAST 59TH ST
    NEW YORK,NY10022     		  PC HOMES FOR AGED 90,000
    UNITED WAY OF BUCKS COUNTY413 HOOD BLVD
    FAIRLESS HILLS,PA19030     		  PC BUCKS COUNTY COVID-19 RECOVERY FUND 100
    UNIV OF TEXAS SOUTHWESTERN MEDICAL CENTERPO BOX 841765
    DALLAS,TX753909020     		  PC HELEN LAI 2018 SCHOLAR 50,000
    UNIV OF WASHINGTON FOUNDATION4333 BROOKLYN AVE NE
    SEATTLE,WA981959504     		  PC SUPPORT THE ADVANCE CENTER FOR INSTITUTIONAL CHANGE 10,000
    UNIV OF TEXAS MD ANDERSON CANCER CENTERPO BOX 4266
    HOUSTON,TX772104266     		  PC KATHARINA SCHLACHER 2016 SCHOLAR 100,000
    UNIV OF TEXAS MD ANDERSON CANCER CENTERPO BOX 4266
    HOUSTON,TX772104266     		  PC DR. ANDREW SHEPHERD 2020 PAIN SCHOLAR 50,000
    UNIVERSITY OF CALIFORNIA BERKELEY2195 HEARST AVENUE ROOM 130 MC 1103
    BERKLEY,CA947201103     		  PC STEPHAN LAMMEL 2017 SCHOLAR 100,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO9500 GILMAN DRIVE MAIL CODE 0009
    LA JOLLA,CA920930009     		  PC DR. MATTHEW BANGHART 2019 SCHOLAR 100,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO9500 GILMAN DRIVE MAIL CODE 0009
    LA JOLLA,CA920930009     		  PC RICHARD DANEMAN 2017 SCHOLAR 110,000
    UNIVERSITY OF FLORIDA FOUNDATION1938 WEST UNIVERSITY AVENUE
    GAINESVILLE,FL32604     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    UNIVERSITY OF MASSACHUSETTS55 LAKE AVENUE
    NORTH WORCESTER,MA01655     		  PC PAUL GREER 2018 SCHOLAR 100,000
    UNIVERSITY OF MICHIGANMELLON BANK BOX 223131
    PITTSBURGH,PA152512131     		  PC MONICA DUS 2016 SCHOLAR-NEUROSCIENCE 110,000
    UNIVERSITY OF NORTH CAROLINAPO BOX 402420
    ATLANTA,GA303842420     		  PC BO LI 2016 SCHOLAR 100,000
    UNIVERSITY OF TEXAS AT AUSTIN2600 COCKBURN DRIVE 2
    AUSTIN,TX78745     		  PC CME STEM GRADUATE STUDENTS AS PUBLIC COMMUNICATORS 50,000
    UNIVERSITY OF TEXAS AT AUSTIN2600 COCKBURN DRIVE 2
    AUSTIN,TX78745     		  PC CENTER FOR MEDIA ENGAGEMENT, CIVIC SCIENCE FELLOW 16,625
    UNIVERSITY OF TEXAS FOUNDATIONPO BOX 2356
    SAN ANTONIO,TX782982356     		  PC DR. MICHAEL BURTON 2019 PAIN SCHOLAR 50,000
    UNIVERSITY OF WISCONSIN21 N PARK STREET SUITE 6401
    MADISON,WI53715     		  PC DEVELOPMENT OF CIVIC SCIENCE FIELD 50,000
    UNIVERSITY OF WISCONSIN21 N PARK STREET SUITE 6401
    MADISON,WI53715     		  PC CIVIC SCIENCE FELLOWS PROGRAM WORK 50,000
    WAKE FOREST UNIVERSITY HEALTH SCIENCESMEDICAL CENTER BOULEVARD
    WINSTON SALEM,NC27157     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    WASHINGTON UNIVERSITY IN ST LOUISBOX 1034 700 ROSEDALE AVE
    ST LOUIS,MO63112     		  PC DR. MEAGHAN CREED 2019 PAIN SCHOLAR 50,000
    WEILL MEDICAL COLLEGE OF CORNELL UNIV575 LEXINGTON AVE 9TH FLOOR
    NEW YORK,NY10022     		  PC LISTON, CONOR 2017 SCHOLAR 100,000
    WELLESLEY COLLEGE106 CENTRAL STREET
    WELLESLEY,MA02481     		  PC GENERAL OPERATING SUPPORT 5,000
    WESTPORT BOOK SALE VENTURES INC20 JESUP ROAD
    WESTPORT,CT06880     		  PC GENERAL OPERATING SUPPORT 5,000
    WGBH EDUCATIONAL FOUNDATIONONE GUEST STREET
    BOSTON,MA02135     		  PC CIVIC SCIENCE FELLOW - SCIENCE MISINFORMATION 75,000
    WGBH EDUCATIONAL FOUNDATIONONE GUEST STREET
    BOSTON,MA02135     		  PC CIVIC SCIENCE FELLOW 75,000
    YALE UNIVERSITYPO BOX 1873
    NEW HAVEN,CT065081873     		  PC GRACE CHEN 2020 SCHOLAR 100,000
    YALE UNIVERSITYPO BOX 1873
    NEW HAVEN,CT065081873     		  PC CANDICE PAULSEN 2018 SCHOLAR 50,000
    Total ...............................bullet 3a 6,523,547
    bApproved for future payment
    AGU ADVANCING EARTH AND SPACE SCIENCE2000 FLORIDA AVE NW
    WASHINGTON,DC20009     		  PC THRIVING EARTH EXCHANGE'S CHANGING CLIMATE PROGRAM 50,000
    ASPEN INSTITUTE2300 N ST NW
    WASHINGTON,DC20037     		  PC BUILDING A GLOBAL CIVIC SCIENCE COALITION 35,000
    FIRST DRAFT219 W 40TH ST 14TH FLR
    NEW YORK,NY10018     		  PC SUPPORTING BLACK AND LATINX COMMUNITIES TO TACKLE VACCINE-RELATED MISINFORMATION PROGRAM 35,000
    FULBRIGHT US UK FOUNDATION3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		  PC GLOBAL CHALLENGES TEACHING AWARD-PANDEMICS PROGRAM 50,000
    GATHERING FOR OPEN SCIENCE HARDWARE FS38 S 5TH STREET
    HUDSON,NY12534     		  PC CIVIC VOICE AND COVID-19 RESPONSE 15,000
    HARVARD COLLEGEPO BOX 41564
    BOSTON,MA022415649     		  PC MISINFORMATION REVIEW 50,000
    INTERNATIONAL ASSOCIATION FOR THE STUDY OF PAIN1510 H STREET NW SUITE 600
    WASHINGTON,DC200051020     		  PC IASP PAIN RESEARCH FORUM CORRESPONDENTS PROGRAM 25,000
    NATIONAL ACADEMY OF SCIENCES500 5TH ST NW
    WASHINGTON,DC20001     		  PC INFLUENCES ON HEALTH RESEARCH 50,000
    NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		  PC SPARC'S OPEN RESEARCHERS FUNDERS GROUP PROGRAM 25,000
    RESEARCHAMERICA241 18TH STREET SOUTH SUITE 501
    ARLINGTON,VA22202     		  PC CIVIC ENGAGEMENT MICROGRANTS PROGRAM 100,000
    RESEARCH4IMPACT2001 W COLD SPRING LANE 516
    BALTIMORE,MD21209     		  PC CREATION & IMPACT COLLABORATIONS BETWEEN SCIENTISTS & CIVIC LEADERS PROGRAM 100,000
    ROCKEFELLER PHILANTHROPY ADVISORS6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		  PC FUND FOR SHARED INSIGHT PROGRAM 100,000
    SIGMA XIPO BOX 13975
    RESEARCH TRIANGLE PARK,NC27709     		  PC CIVIC SCIENCE FELLOW, SCIENCE POLICY & ENGAGEMENT 200,000
    SOLUTIONS JOURNALISM NETWORK INC79 MADISON AVENUE SUITE 1656
    NEW YORK,NY10016     		  PC ADVANCING EQUITY AND INCLUSION IN SOLUTIONS JOURNALISM PROGRAM 75,000
    Total ................................bullet 3b 910,000

    TY 2020 AccountingFeesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BOOKKEEPING 24,363 0   24,363
    FINANCIAL STATEMENT AUDIT AND TAX RETURNS PREPARATION 20,000 0   20,000

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Name of Stock End of Year Book Value End of Year Fair Market Value
    10022 SHARES OF WELLS FARGO & CO 302,464 302,464
    1010 SHARES OF ZIMMER BIOMET HOLDINGS INC 155,631 155,631
    1025 SHARES OF CIGNA CORP 213,385 213,385
    10260 SHARES OF BAKER HUGHES CO 213,921 213,921
    10347 SHARES OF KKR & CO INC 418,950 418,950
    10467 SHARES OF APPLE INC 1,388,866 1,388,866
    1050 SHARES OF WALT DISNEY CO/THE 190,239 190,239
    10784 SHARES OF COCA-COLA CO/THE 591,394 591,394
    10894 SHARES OF CARMAX INC 1,029,047 1,029,047
    110 SHARES OF AMAZON.COM INC 358,262 358,262
    1101 SHARES OF GENERAL DYNAMICS CORP 163,851 163,851
    112 SHARES OF ALPHABET INC-CL A 196,296 196,296
    1128 SHARES OF PALO ALTO NETWORKS INC 400,880 400,880
    11368 SHARES OF APPLE INC 1,508,420 1,508,420
    1140 SHARES OF HUNTINGTON INGALLS INDUSTRIES 194,347 194,347
    11427 SHARES OF HAIN CELESTIAL GROUP INC/THE 458,794 458,794
    1145 SHARES OF CARLISLE COS INC 178,826 178,826
    1151 SHARES OF ANTHEM INC 369,575 369,575
    11673 SHARES OF MERCK & CO INC 954,851 954,851
    11714 SHARES OF EDWARDS LIFESCIENCES CORP 1,068,668 1,068,668
    12202 SHARES OF COMCAST CORP 639,385 639,385
    1228 SHARES OF MASTERCARD INC 438,322 438,322
    12400 SHARES OF INTERPUBLIC GROUP OF COS INC/T 291,648 291,648
    1250 SHARES OF MOTOROLA SOLUTIONS INC 212,575 212,575
    1250 SHARES OF PROGRESSIVE CORP/THE 123,600 123,600
    12535 SHARES OF CONAGRA BRANDS INC 454,519 454,519
    1255 SHARES OF FACEBOOK INC 342,816 342,816
    1263 SHARES OF INTUIT INC 479,751 479,751
    12710 SHARES OF COMPASS GROUP PLC 236,807 236,807
    1272 SHARES OF ADOBE INC 636,153 636,153
    1275 SHARES OF FIDELITY NATIONAL INFORMATION 180,362 180,362
    1294 SHARES OF SALESFORCE.COM INC 287,954 287,954
    1299 SHARES OF DOLLAR GENERAL CORP 273,180 273,180
    13057 SHARES OF CARLYLE GROUP INC/THE 410,512 410,512
    1310 SHARES OF NORTHERN TRUST CORP 122,013 122,013
    1315 SHARES OF GENERAL DYNAMICS CORP 195,698 195,698
    13260 SHARES OF VISTRA CORP 260,692 260,692
    1350 SHARES OF CDW CORP/DE 177,917 177,917
    13544 SHARES OF KKR & CO INC 548,397 548,397
    13545 SHARES OF CARRIER GLOBAL CORP 510,917 510,917
    1366 SHARES OF FACEBOOK INC 373,137 373,137
    1372 SHARES OF AUTODESK INC 418,926 418,926
    1374 SHARES OF L3HARRIS TECHNOLOGIES INC 259,713 259,713
    1381 SHARES OF GARTNER INC 221,222 221,222
    139 SHARES OF AMAZON.COM INC 452,713 452,713
    1390 SHARES OF WAYFAIR INC 313,876 313,876
    1398 SHARES OF UNITEDHEALTH GROUP INC 490,251 490,251
    1400 SHARES OF CHUBB LTD 215,488 215,488
    14102 SHARES OF REYNOLDS CONSUMER PRODUCTS INC 423,624 423,624
    1450 SHARES OF JOHNSON & JOHNSON 228,201 228,201
    1466 SHARES OF VISA INC 320,658 320,658
    1500 SHARES OF JPMORGAN CHASE & CO 190,605 190,605
    1500 SHARES OF NEXTERA ENERGY INC 115,725 115,725
    1506 SHARES OF NIKE INC 213,054 213,054
    1550 SHARES OF RAYTHEON TECHNOLOGIES CORP 110,841 110,841
    1570 SHARES OF MICROSOFT CORP 349,199 349,199
    1580 SHARES OF UNIVERSAL HEALTH SERVICES INC 217,250 217,250
    1583 SHARES OF ACCENTURE PLC 413,495 413,495
    1590 SHARES OF SALESFORCE.COM INC 353,823 353,823
    16046 SHARES OF SUNCOR ENERGY INC 269,252 269,252
    1637 SHARES OF MICROSOFT CORP 364,102 364,102
    1657 SHARES OF SALESFORCE.COM INC 368,732 368,732
    1666 SHARES OF PAYPAL HOLDINGS INC 390,177 390,177
    1676 SHARES OF VISA INC 366,591 366,591
    1678 SHARES OF GENERAL DYNAMICS CORP 249,720 249,720
    1690 SHARES OF CAMDEN PROPERTY TRUST 168,865 168,865
    1691 SHARES OF MASTERCARD INC 603,585 603,585
    1729 SHARES OF DANAHER CORP 384,080 384,080
    1738 SHARES OF SOUTHWEST AIRLINES CO 81,008 81,008
    1758 SHARES OF SBA COMMUNICATIONS CORP 495,985 495,985
    17728 SHARES OF BANK OF AMERICA CORP 537,336 537,336
    178 SHARES OF ALPHABET INC-CL C 311,835 311,835
    1787 SHARES OF BALL CORP 166,513 166,513
    1842 SHARES OF ANTHEM INC 591,448 591,448
    18607 SHARES OF CISCO SYSTEMS INC/DELAWARE 832,663 832,663
    1870 SHARES OF CITRIX SYSTEMS INC 243,287 243,287
    1875 SHARES OF MICROSOFT CORP 417,038 417,038
    1900 SHARES OF CERNER CORP 149,112 149,112
    1907 SHARES OF ACCENTURE PLC 498,127 498,127
    196 SHARES OF ALPHABET INC-CL C 343,368 343,368
    1990 SHARES OF LUMENTUM HOLDINGS INC 188,652 188,652
    200 SHARES OF ADOBE INC 100,024 100,024
    2000 SHARES OF APPLE INC 265,380 265,380
    201 SHARES OF ALPHABET INC-CL A 352,281 352,281
    2017 SHARES OF ANALOG DEVICES INC 297,971 297,971
    2025 SHARES OF UNITED RENTALS INC 469,618 469,618
    2036 SHARES OF VISA INC 445,334 445,334
    2045 SHARES OF CROWN CASTLE INTERNATIONAL COR 325,543 325,543
    211 SHARES OF AMAZON.COM INC 687,212 687,212
    2127 SHARES OF HOME DEPOT INC/THE 564,974 564,974
    2163 SHARES OF HEICO CORP 253,201 253,201
    2215 SHARES OF SIGNATURE BANK/NEW YORK NY 299,667 299,667
    2243 SHARES OF IQVIA HOLDINGS INC 401,878 401,878
    2250 SHARES OF FISERV INC 256,185 256,185
    2302 SHARES OF OTIS WORLDWIDE CORP 155,500 155,500
    2304 SHARES OF SKYWORKS SOLUTIONS INC 352,236 352,236
    2305 SHARES OF AMERICAN FINANCIAL GROUP INC/O 201,964 201,964
    2315 SHARES OF COGNIZANT TECHNOLOGY SOLUTIONS 189,714 189,714
    2317 SHARES OF CANADIAN NATIONAL RAILWAY CO 254,522 254,522
    2330 SHARES OF BRIGHT HORIZONS FAMILY SOLUTIO 403,067 403,067
    2339 SHARES OF CVS HEALTH CORP 159,754 159,754
    235 SHARES OF INTUITIVE SURGICAL INC 192,254 192,254
    2350 SHARES OF CHURCH & DWIGHT CO INC 204,991 204,991
    2356 SHARES OF ERIE INDEMNITY CO 578,634 578,634
    2433 SHARES OF APTIV PLC 316,995 316,995
    2467 SHARES OF ZOETIS INC 408,289 408,289
    2480 SHARES OF QORVO INC 412,350 412,350
    2518 SHARES OF ACCENTURE PLC 657,727 657,727
    2561 SHARES OF LINDE PLC 674,849 674,849
    2576 SHARES OF AMERICAN TOWER CORP 578,209 578,209
    2586 SHARES OF KKR & CO INC 155,884 155,884
    262 SHARES OF WHITE MOUNTAINS INSURANCE GROU 262,173 262,173
    2625 SHARES OF TRANSUNION 260,453 260,453
    2700 SHARES OF EDWARDS LIFESCIENCES CORP 246,321 246,321
    2703 SHARES OF FACEBOOK INC 738,351 738,351
    27225 SHARES OF NOMAD FOODS LTD 692,060 692,060
    275 SHARES OF ROPER TECHNOLOGIES INC 118,550 118,550
    27577 SHARES OF BANK OF AMERICA CORP 835,859 835,859
    2800 SHARES OF INGREDION INC 220,276 220,276
    2830 SHARES OF SENSATA TECHNOLOGIES HOLDING P 149,254 149,254
    2854 SHARES OF AGILENT TECHNOLOGIES INC 338,170 338,170
    2872 SHARES OF NEW YORK TIMES CO/THE 148,683 148,683
    2969 SHARES OF STARBUCKS CORP 317,624 317,624
    3001 SHARES OF T ROWE PRICE GROUP INC 454,321 454,321
    3020 SHARES OF JONES LANG LASALLE INC 448,077 448,077
    3076 SHARES OF UNITEDHEALTH GROUP INC 1,078,692 1,078,692
    3097 SHARES OF STARBUCKS CORP 331,317 331,317
    3116 SHARES OF CATALENT INC 324,282 324,282
    3120 SHARES OF MCDONALD'S CORP 669,490 669,490
    3160 SHARES OF LOWE'S COS INC 507,212 507,212
    31772 SHARES OF KINDER MORGAN INC 434,323 434,323
    32157 SHARES OF KINDER MORGAN INC 439,586 439,586
    3234 SHARES OF MICROSOFT CORP 719,306 719,306
    3244 SHARES OF BOK FINANCIAL CORP 222,149 222,149
    3328 SHARES OF HILTON WORLDWIDE HOLDINGS INC 370,273 370,273
    3500 SHARES OF DENTSPLY SIRONA INC 183,260 183,260
    3506 SHARES OF CANADIAN NATIONAL RAILWAY CO 385,134 385,134
    3529 SHARES OF ANALOG DEVICES INC 521,339 521,339
    3542 SHARES OF ENCOMPASS HEALTH CORP 292,888 292,888
    3549 SHARES OF WALT DISNEY CO/THE 643,008 643,008
    3550 SHARES OF TJX COS INC/THE 242,430 242,430
    357 SHARES OF ALPHABET INC-CL C 625,421 625,421
    3590 SHARES OF AMERICAN CAMPUS COMMUNITIES IN 153,544 153,544
    3590 SHARES OF SEI INVESTMENTS CO 206,317 206,317
    3591 SHARES OF DOLLAR TREE INC 387,972 387,972
    3603 SHARES OF ALIBABA GROUP HOLDING LTD 838,526 838,526
    3615 SHARES OF GILEAD SCIENCES INC 210,610 210,610
    3719 SHARES OF AMERIPRISE FINANCIAL INC 722,713 722,713
    3729 SHARES OF TARGET CORP 658,280 658,280
    37429 SHARES OF GENERAL ELECTRIC CO 404,233 404,233
    3756 SHARES OF MERCK & CO INC 307,241 307,241
    3780 SHARES OF ALLISON TRANSMISSION HOLDINGS 163,031 163,031
    3780 SHARES OF ARAMARK 145,454 145,454
    386 SHARES OF COSTAR GROUP INC 356,772 356,772
    3910 SHARES OF PAYPAL HOLDINGS INC 915,722 915,722
    401 SHARES OF SHERWIN-WILLIAMS CO/THE 294,699 294,699
    4032 SHARES OF SS&C TECHNOLOGIES HOLDINGS INC 293,328 293,328
    4053 SHARES OF RAYTHEON TECHNOLOGIES CORP 289,830 289,830
    4084 SHARES OF ABBVIE INC 437,601 437,601
    4084 SHARES OF HASBRO INC 382,017 382,017
    409 SHARES OF MSCI INC 182,631 182,631
    4149 SHARES OF TJX COS INC/THE 283,335 283,335
    425 SHARES OF COOPER COS INC/THE 154,411 154,411
    429 SHARES OF ALPHABET INC-CL A 751,883 751,883
    4375 SHARES OF EBAY INC 219,844 219,844
    4413 SHARES OF BECTON DICKINSON AND CO 243,684 243,684
    4415 SHARES OF ABBOTT LABORATORIES 483,398 483,398
    446 SHARES OF REGENERON PHARMACEUTICALS INC 215,467 215,467
    4477 SHARES OF AMERIPRISE FINANCIAL INC 870,015 870,015
    450 SHARES OF ASML HOLDING NV 219,474 219,474
    450 SHARES OF UNITEDHEALTH GROUP INC 157,806 157,806
    4538 SHARES OF JOHNSON & JOHNSON 714,190 714,190
    4563 SHARES OF AUTOMATIC DATA PROCESSING INC 804,001 804,001
    457 SHARES OF BOOKING HOLDINGS INC 1,017,862 1,017,862
    4573 SHARES OF BEST BUY CO INC 456,340 456,340
    475 SHARES OF INTUIT INC 180,429 180,429
    4867 SHARES OF WHITBREAD PLC 206,241 206,241
    4940 SHARES OF LOEWS CORP 222,399 222,399
    4975 SHARES OF VENTAS INC 243,974 243,974
    500 SHARES OF HOME DEPOT INC/THE 132,810 132,810
    5046 SHARES OF BERKSHIRE HATHAWAY INC 1,170,016 1,170,016
    5057 SHARES OF AVISTA CORP 202,988 202,988
    5106 SHARES OF MASTERCARD INC 1,822,536 1,822,536
    512 SHARES OF INTUIT INC 194,483 194,483
    5152 SHARES OF MEDTRONIC PLC 603,505 603,505
    521 SHARES OF ALIGN TECHNOLOGY INC 278,412 278,412
    525 SHARES OF DANAHER CORP 116,624 116,624
    5270 SHARES OF DISCOVERY INC 158,574 158,574
    5375 SHARES OF OTIS WORLDWIDE CORP 363,081 363,081
    5398 SHARES OF WEYERHAEUSER CO 180,995 180,995
    545 SHARES OF ILLUMINA INC 201,650 201,650
    5577 SHARES OF CINCINNATI FINANCIAL CORP 487,262 487,262
    5578 SHARES OF FACEBOOK INC 1,523,686 1,523,686
    5590 SHARES OF FIFTH THIRD BANCORP 154,116 154,116
    570 SHARES OF ALPHABET INC-CL C 998,572 998,572
    575 SHARES OF AMERCO 261,027 261,027
    5831 SHARES OF JPMORGAN CHASE & CO 740,945 740,945
    5981 SHARES OF BLACKSTONE INC 387,629 387,629
    5994 SHARES OF TAIWAN SEMICONDUCTOR MANUFACTU 653,586 653,586
    600 SHARES OF MCDONALD'S CORP 128,748 128,748
    6185 SHARES OF UGI CORP 216,228 216,228
    625 SHARES OF VISA INC 136,706 136,706
    627 SHARES OF PAYPAL HOLDINGS INC 146,843 146,843
    6290 SHARES OF FIDELITY NATIONAL FINANCIAL IN 245,876 245,876
    6306 SHARES OF WP CAREY INC 445,077 445,077
    6490 SHARES OF DOW INC 360,195 360,195
    650 SHARES OF AON PLC 137,325 137,325
    650 SHARES OF MOODY'S CORP 188,656 188,656
    6760 SHARES OF CITIZENS FINANCIAL GROUP INC 241,738 241,738
    6890 SHARES OF LKQ CORP 242,804 242,804
    6970 SHARES OF NOVARTIS AG 658,177 658,177
    6984 SHARES OF HALOZYME THERAPEUTICS INC 298,287 298,287
    700 SHARES OF TARGET CORP 123,571 123,571
    7111 SHARES OF JPMORGAN CHASE & CO 903,595 903,595
    7224 SHARES OF UNILEVER PLC 436,041 436,041
    7319 SHARES OF MICROSOFT CORP 1,627,892 1,627,892
    742 SHARES OF SERVICENOW INC 408,419 408,419
    7455 SHARES OF TWITTER INC 403,688 403,688
    7479 SHARES OF STERICYCLE INC 518,519 518,519
    750 SHARES OF SKYWORKS SOLUTIONS INC 114,660 114,660
    7521 SHARES OF LOWE'S COS INC 1,207,196 1,207,196
    777 SHARES OF UNITEDHEALTH GROUP INC 272,478 272,478
    8172 SHARES OF MICROSOFT CORP 1,817,616 1,817,616
    8238 SHARES OF BLACKSTONE INC 533,905 533,905
    8379 SHARES OF CLARIVATE PLC 248,940 248,940
    850 SHARES OF STRYKER CORP 208,284 208,284
    8597 SHARES OF VISA INC 1,880,422 1,880,422
    875 SHARES OF UNION PACIFIC CORP 182,193 182,193
    930 SHARES OF SNAP-ON INC 159,160 159,160
    931 SHARES OF TRANSDIGM GROUP INC 576,149 576,149
    950 SHARES OF CME GROUP INC 172,948 172,948

    TY 2020 InvestmentsOtherSchedule2
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    127901.311 SHARES OF FUNDSMITH EQUITY FUND LP CLASS FMV 5,566,001 5,566,001
    1344064 SHARES OF YORK DIST ASSET IV FD CYM LTD FMV 1,344,064 1,344,064
    1515017 SHARES OF YORK EUROPEAN DISTRESSED FMV 1,515,017 1,515,017
    1658801 SHARES OF NEW GENERATION TURNAROUND FUND FMV 1,658,801 1,658,801
    17632.002 SHARES OF ORCHARD LIQUID CREDIT FUND FMV 2,192,437 2,192,437
    1935228.34 SHARES OF RENAISSANCE INSTITUTIONAL FMV 1,935,228 1,935,228
    2111.677 SHARES OF COLCHIS INCOME FUND LTD FMV 2,513,173 2,513,173
    2171369 SHARES OF TP STRUCTURED CREDIT OFFSHORE FMV 2,171,369 2,171,369
    2200192.69 SHARES OF ARGYLE FMV 2,200,193 2,200,193
    2234.209 SHARES OF BIRCH GROVE CREDIT STRATEGIES FMV 2,916,991 2,916,991
    2287981 SHARES OF YORK DISTRESSED ASSET FD III FMV 2,287,981 2,287,981
    25196.956 SHARES OF YORK CREDIT OPPORUTUNITIES FMV 986,112 986,112
    2699784.09 SHARES OF KABOUTER INT'L OPPORTUNITIES FMV 2,699,784 2,699,784
    2699996 SHARES OF DALTON INVESTMENTS TRUST FMV 2,699,996 2,699,996
    2877394 SHARES OF WARBURG PINCUS PE XII LP FMV 2,877,394 2,877,394
    3822453.76 SHARES OF OVERLOOK PARTNERS FD LP FMV 3,822,454 3,822,454
    39456.687 SHARES OF INDIA ACORN FUND (CAYMAN) LTD FMV 6,334,851 6,334,851
    4481553.99 SHARES OF MGG SF EVERGREEN UNLEVERED FMV 4,488,489 4,488,489
    4745704 SHARES OF GQG PARTNERS INTERNATIONAL FMV 4,745,704 4,745,704
    4771.41 SHARES OF THIRD POINT OFFSHORE FUND LTD FMV 2,505,195 2,505,195
    495184 SHARES OF NOVALPINA CAPITAL PTNRS I SCSP FMV 605,882 605,882
    5000 SHARES OF WF ASAIN SMALLER COMPANIES FMV 3,754,620 3,754,620
    587241.412 SHARES OF MAINGATE MLP FUND-I FMV 2,437,052 2,437,052
    789823 SHARES OF BOND CAPITAL FUND LP FMV 789,823 789,823
    896740 SHARES OF WARBURG PINCUS GLOBAL GROWTH FMV 896,740 896,740
    9614126.78 SHARES OF ECHO STREET II FMV 9,614,127 9,614,127

    TY 2020 LegalFeesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 11,021 0   11,021


    TY 2020 OtherAssetsSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY DEPOSIT 6,053 6,053 6,053


    TY 2020 OtherExpensesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 13,424 0   13,424
    OFFICE EXPENSES 8,057 0   8,057
    MEMBERSHIPS AND DUES 32,044 0   32,044
    ANNUAL REPORT FILING 1,533 0   1,533
    SCIENTIFIC ADVISORY HONORARIA 36,000 0   36,000
    IT SERVICE & WEB DESIGN 12,400 0   12,400
    PAYROLL SERVICE 3,960 0   3,960
    GRANT SOFTWARE & WEB SERVICES 42,316 0   42,316
    OFFICE FURNITURE AND EQUIPMENT 32,866 0   32,866
    PROGRAM/COMMUNICATIONS EXPENSE 49,154 0   49,154
    SCHOLARS WORKSHOP 13,128 0   13,128
    OTHER INVESTMENT EXPENSES THRU SCHEDULE K-1S 0 274,548   0
    OTHER CONSULTING EXPENSES 0 0   0
    DIRECT CHARITABLE ACTIVITES 156,149 0   156,149
    BANK FEES 255 255   0


    TY 2020 OtherIncomeSchedule2
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER PARTNERSHIP INCOME 426,456 0 426,456
    SECURITIES LITIGATION PROCEEDS 2,390 2,390 2,390
    OTHER INVESTMENT INCOME THROUGH SCHEDULE K-1S 0 451,732 0
    GRANT REFUNDS 2,105   2,105
    OTHER MISCELLANEOUS INCOME 3,145   3,145


    TY 2020 OtherIncreasesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 12,715,486


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODIAL, ADVISORY AND MANAGEMENT FEES 1,139,844 1,128,919   0
    OTHER PROFESSIONAL FEES 2,660 0   2,660


    TY 2020 TaxesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 20,000 0   0
    FOREIGN TAXES WITHHELD 14,803 14,803   0
    FOREIGN TAXES WITHHELD THROUGH SCHEDULE K-1S 0 31,391   0