Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
JOHN SIMON GUGGENHEIM MEMORIAL
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)90 PARK AVENUE - 33RD FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

13-5673173
B Telephone number (see instructions)

(212) 687-4470
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$366,468,536J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,109,996
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,487,582 1,487,582  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 34,725,300
b Gross sales price for all assets on line 6a 250,795,485
7 Capital gain net income (from Part IV, line 2)... 34,725,300
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 586,736 479,613  
12 Total. Add lines 1 through 11........ 37,909,614 36,692,495  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,231,827 54,693   1,051,858
14 Other employee salaries and wages...... 1,234,848 89,033   1,045,135
15 Pension plans, employee benefits....... 337,223 19,694   891,312
16a Legal fees (attach schedule)......... Click to see attachment 30,509 0   28,825
b Accounting fees (attach schedule)....... Click to see attachment 55,186 27,593   26,794
c Other professional fees (attach schedule).... Click to see attachment 1,420,610 1,331,926   123,198
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 632,684 112,890   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 82,523 4,819  
20 Occupancy.............. 1,250,202 73,012   1,202,741
21 Travel, conferences, and meetings....... 193,282 4,397   188,885
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 3,265,078 713,982   683,582
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,733,972 2,432,039   5,242,330
25 Contributions, gifts, grants paid....... 9,325,000 9,468,750
26 Total expenses and disbursements. Add lines 24 and 25 19,058,972 2,432,039   14,711,080
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 18,850,642
b Net investment income (if negative, enter -0-) 34,260,456
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 800 5,865 5,865
2 Savings and temporary cash investments......... 8,136,092 26,163,624 26,163,624
3 Accounts receivable bullet16,803
Less: allowance for doubtful accounts bullet   106,626 16,803 16,803
4 Pledges receivable bullet147,339
Less: allowance for doubtful accounts bullet   283,556 147,339 147,339
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 7,047 59,805 59,805
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 20,931,960 Click to see attachment23,294,842 23,294,842
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 248,947,677 Click to see attachment296,142,291 296,142,291
14 Land, buildings, and equipment: basis bullet1,819,471
Less: accumulated depreciation (attach schedule) bullet1,397,112 504,882 Click to see attachment422,359 422,359
15 Other assets (describe bullet) Click to see attachment37,786,454 Click to see attachment20,215,608 Click to see attachment20,215,608
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 316,705,094 366,468,536 366,468,536
Liabilities 17 Accounts payable and accrued expenses.......... 584,682 845,121
18 Grants payable................. 5,572,750 5,429,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment8,960,359 Click to see attachment10,389,739
23 Total liabilities (add lines 17 through 22)......... 15,117,791 16,663,860
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 301,015,031 349,187,166
25 Net assets with donor restrictions............ 572,272 617,510
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 301,587,303 349,804,676
30 Total liabilities and net assets/fund balances (see instructions). 316,705,094 366,468,536
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
301,587,303
2
Enter amount from Part I, line 27a .....................
2
18,850,642
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
29,780,682
4
Add lines 1, 2, and 3 ..........................
4
350,218,627
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
413,951
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
349,804,676
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a JP MORGAN - PUBLICLY TRADED SECURITIES P    
b CHARLES SCHWAB - PUBLICLY TRADED SECURITIES P    
c KING STREET CAPITAL P    
d VENBIO SELECT FUND P    
e BOSTWICK P    
COATUE LONG ONLY OFFSHORE FUND P    
TIGER GLOBAL LONG OPPORTUNITY FUND P    
VALUEACT CAPITAL P    
HUNT LANE CAPITAL FUND P    
PALESTRA CAPITAL P    
PARTNERS HARRIER FUND P    
WMQS GLOBAL EQUITY FUND, LTD P    
GS VINTAGE OFFSHORE FUND V P    
AMERICAN SECURITIES PARTNERS V P    
GS MEZZANINE PARTNERS FUND V P    
ODYSSEY PARTNERS IV P    
ODYSSEY PARTNERS III P    
BRIARWOOD CAPITAL PARTNERS P    
AEOLUS PROPERTY FUND P    
CAPITAL GAINS PASSED THROUGH FROM INVESTMENTS IN LIMITED PARTNERSHIPS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 158,646,522   156,547,719 2,098,803
b 13,648,430   12,489,962 1,158,468
c 569,806   64,434 505,372
d 5,000,000   999,839 4,000,161
e 14,438,066   8,500,000 5,938,066
14,055,762   5,000,000 9,055,762
3,000,000   1,360,520 1,639,480
15,391,779   10,000,000 5,391,779
2,000,000   1,638,949 361,051
4,729,254   4,000,000 729,254
2,000,000   1,927,531 72,469
11,756,609   10,000,000 1,756,609
186,210     186,210
13,932     13,932
45,926     45,926
2,883     2,883
    94,393 -94,393
588,938   510,815 78,123
3,344,678   2,936,023 408,655
1,376,690     1,376,690
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,098,803
b       1,158,468
c       505,372
d       4,000,161
e       5,938,066
      9,055,762
      1,639,480
      5,391,779
      361,051
      729,254
      72,469
      1,756,609
      186,210
      13,932
      45,926
      2,883
      -94,393
      78,123
      408,655
      1,376,690
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 34,725,300
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 476,220
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 476,220
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 476,220
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 327,721
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 275,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 602,721
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 126,501
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet126,501 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GF.ORG
    14
    The books are in care ofbulletJULIE KLEIN Telephone no.bullet (212) 687-4470

    Located atbullet90 PARK AVENUE - 33RD FLOORNEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EDWARD HIRSCH PRESIDENT AND TRUSTEE
    40.00     		584,170 39,316 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ANDRE BERNARD V.P. AND SECRETARY
    40.00     		313,060 70,433 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JULIE R KLEIN C.F.O. AND TREASURER
    40.00     		203,500 33,086 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DR WILLIAM P KELLY CHAIRMAN AND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    EMERY BROWN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ROBERT ALLAN CARO TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOEL CONARROE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DOROTHY TAPPER GOLDMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DWIGHT E LEE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    LILI LYNTON TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ERIC S MASKIN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STACY SCHIFF TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CINDY SHERMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ERIC SCHWARTZ TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    G GABRIELLE STARR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    BENJAMIN TAYLOR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    SANDRA S WIJNBERG TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ELLEN TAAFFE ZWILICH TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    E WAYNE NORDBERG TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ADELE CHATFIELD-TAYLOR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    LAWRENCE D BOBO TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STEVEN D LAVINE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    MARCUS DIAMOND CHIEF ADVANCEMENT OF
    40.00     		272,000 54,279 0
    90 PARK AVE
    NEW YORK,NY10016
    SUSAN MELLIN DEVELOPMENT OFFICER
    40.00     		186,083 1,742 0
    90 PARK AVE
    NEW YORK,NY10016
    BARBARA GLEASON ASST TREASURER/ASST
    40.00     		101,500 24,002 0
    90 PARK AVE
    NEW YORK,NY10016
    BARBARA ESPOSITO ASST TREASURER/ASST
    40.00     		86,000 39,237 0
    90 PARK AVE
    NEW YORK,NY10016
    KEITH LEWIS PROGRAM MANAGER
    40.00     		96,600 24,081 0
    90 PARK AVE
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet 10
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    PARTNERS CAPITAL INVESTMENT MANAGEMENT 1,320,924
    1330 AVENUE OF THE AMERICAS
    NEW YORK,NY10019
    HIGHLINE SYSTECH INC IT SERVICES CONSULTING 204,000
    2 WOOSTER STREET
    NEW YORK,NY10013
    IGNOTUM INC IT SYSTEMS CONSULTING 85,500
    125 KETAY DRIVE SOUTH
    EAST NORTHPORT,NY11731
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    291,313,276
    b
    Average of monthly cash balances.......................
    1b
    15,188,109
    c
    Fair market value of all other assets (see instructions)................
    1c
    20,232,411
    d
    Total (add lines 1a, b, and c).........................
    1d
    326,733,796
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    326,733,796
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    4,901,007
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    321,832,789
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    16,091,639
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    16,091,639
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    476,220
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    21,171
    c
    Add lines 2a and 2b............................
    2c
    497,391
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    15,594,248
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    15,594,248
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    15,594,248
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    14,711,080
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    14,711,080
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    14,711,080
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 15,594,248
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017...... 340,282
    d From 2018...... 1,549,191
    e From 2019......  
    fTotal of lines 3a through e........ 1,889,473
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 14,711,080
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 14,711,080
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 883,168 883,168
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,006,305
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		1,006,305
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018.... 1,006,305
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN SIMON GUGGENHEIM MEMORIAL FDTN
    90 PARK AVENUE
    NEW YORK,NY10016
    (212) 687-4470
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.
    cAny submission deadlines:
    SEPTEMBER 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS IN THE U.S.A. AND CANADA
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AL STEINER
    212 33RD STREET
    BROOKLYN,NY11232     		NONE I FILM-VIDEO 25,000
    ADA LIMN
    1749 HAWTHORNE LN
    LEXINGTON,KY40505     		NONE I POETRY 60,000
    ADELA PINCH
    1305 BROADWAY ST
    ANN ARBOR,MI48105     		NONE I VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE 25,000
    AGNES CALLARD
    1115 EAST 58TH STREET
    CHICAGO,IL60637     		NONE I THE WORLD SOCRATES MADE 50,000
    AIMEE NEZHUKUMATATHIL
    110 OXFORD CREEK DR
    OXFORD,MS38655     		NONE I POETRY 30,000
    AKI SASAMOTO
    131 74TH STREET APT 2H
    BROOKLYN,NY11209     		NONE I FINE ARTS 30,000
    ALEX KETLEY
    50 SYLVAN WAY
    WOODACRE,CA94973     		NONE I CHOREOGRAPHY 55,000
    ALEXANDER ROSE
    27 LUDLOW DRIVE
    CHAPPAQUA,NY10514     		NONE I GENERAL NONFICTION 60,000
    ALEXANDRA CHASIN
    66 WEST 12TH
    NEW YORK,NY10011     		NONE I THE FAMILY OF UNMAN 60,000
    ALICE LEORA BRIGGS
    3020 W CALLE GARDENIAS
    TUCSON,AZ85745     		NONE I FINE ARTS 60,000
    ALISON GOPNIK
    2611 PARKER STREET
    BERKELEY,CA94704     		NONE I FIRST EXPLORE, THEN EXPLOIT: FORMULATING A COGNITIVE, COMPUTATIONAL, AND EVOLUTIONARY THEORY OF CHILDHOOD 50,000
    AMY GERSTLER
    2151 PRINCETON AVENUE
    LOS ANGELES,CA90026     		NONE I POETRY 25,000
    AMY WILENTZ
    111 S NORTON AVE
    LOS ANGELES,CA90004     		NONE I GENERAL NONFICTION 32,500
    ANDREW NEWMAN
    648 2ND STREET APT 5
    BROOKLYN,NY11215     		NONE I LITERATURE AND THE AMERICAN WAY: A HISTORY OF THE HIGH-SCHOOL CANON 27,500
    ANGEL NEVAREZ
    471 VANDERBILT AVENUE 3B
    BROOKLYN,NY11238     		NONE I FINE ARTS 30,000
    ANN COOPER ALBRIGHT
    180 MORGAN STREET
    OBERLIN,OH440741514     		NONE I SIMONE FORTI: IMPROVISING A LIFE 25,000
    ANN MCCOY
    PO BOX 1907
    LONG ISLAND CITY,NY11101     		NONE I FINE ARTS 30,000
    ANNA BADKHEN
    41 S 45TH STREET
    PHILADELPHIA,PA19104     		NONE I AN ANATOMY OF LOSTNESS 32,500
    ANNE MCNEIL
    2629 PIN OAK DRIVE
    ANN ARBOR,MI48103     		NONE I A SECOND LIFE: REIMAGINING THE PLASTIC LIFECYCLE WITH CHEMISTRY 25,000
    ANNIE GOSFIELD
    301 EAST 12 STREET APT 3D
    NEW YORK,NY10003     		NONE I MUSIC COMPOSITION 45,000
    ARI KELMAN
    1 SHIELDS AVENUE
    DAVIS,CA95616     		NONE I FOR LIBERTY AND EMPIRE: HOW THE CIVIL WAR BLED INTO THE INDIAN WARS 40,000
    ARTURO ARIAS
    3210 BLUE OAK DRIVE
    CATHEYS VALLEY,CA95306     		NONE I RECOVERING LOST FOOTPRINTS: CONTEMPORARY MEXICAN INDIGENOUS NARRATIVES 50,000
    BARBARA TAKENAGA
    260 BLEECKER STREET 2
    NEW YORK,NY10014     		NONE I FINE ARTS 60,000
    BART D EHRMAN
    UNIVERSITY OF N CAROLINA
    CHAPEL HILL,NC275993225     		NONE I THE INVENTION OF HEAVEN AND HELL 25,000
    BEN ALTMAN
    1041 COMFORT ROAD
    SPENCER,NY14883     		NONE I PHOTOGRAPHY 40,000
    BEN YAGODA
    618 PARRISH ROAD
    SWARTHMORE,PA19081     		NONE I O. HENRY IN NEW YORK 30,000
    BENITA RAPHAN
    101 WEST 12 STREET APT 7-Z
    NEW YORK,NY10011     		NONE I FILM-VIDEO 48,750
    BENJAMIN KAHAN
    3706 JOLLY DR
    BATON ROUGE,LA70808     		NONE I SEXUAL AIM AND ITS MISSES 55,000
    BERNADETTE MEYLER
    559 NATHAN ABBOTT WAY
    STANFORD,CA943058610     		NONE I COMMON LAW ORIGINALISM: THE CONSTITUTION'S CONTESTED MEANINGS 25,000
    BLITZ BAZAWULE
    1576 CENTRA VILLA DR SW
    ATLANTA,GA30311     		NONE I FILM-VIDEO 30,000
    BRAD SNYDER
    239 11TH STREET SE
    WASHINGTON,DC20003     		NONE I DEMOCRATIC JUSTICE: FELIX FRANKFURTER, JUDICIAL RESTRAINT, AND THE CREATION OF THE LIBERAL ESTABLISHMENT 25,000
    BRANDEN JACOBS-JENKINS
    104 ST MARKS PLACE
    BROOKLYN,NY11217     		NONE I DRAMA & PERFORMANCE ART 50,000
    BRANKA ARSI
    39 CLAREMONT AVENUE APT 34
    NEW YORK,NY10027     		NONE I AMBIENT LIFE; MELVILLE: MATERIALISM AND THE ETHEREAL ENLIGHTENMENT 50,000
    BRIAN DELAY
    631 SAN GABRIEL AVENUE
    ALBANY,CA94706     		NONE I MEANS OF DESTRUCTION: GUNS, FREEDOM, AND DOMINATION IN THE AMERICAS 25,000
    BRIAN TEARE
    718 PARK STREET
    CHARLOTTESVILLE,VA22902     		NONE I POETRY 50,000
    BRIGID MCCAFFREY
    592 VENTURA ST
    ALTADENA,CA91001     		NONE I FILM-VIDEO 30,000
    BRYAN SCHUTMAAT
    7902 APPOMATTOX DRIVE
    AUSTIN,TX78745     		NONE I PHOTOGRAPHY 60,000
    CAMILLE T DUNGY
    1773 CAMPUS DELIVERY
    FT COLLINS,CO805231773     		NONE I POETRY 60,000
    CARL COREY
    N8657 1020TH STREET
    RIVER FALLS,WI54022     		NONE I PHOTOGRAPHY 32,500
    CARL ELLIOTT
    410 CHURCH STREET SE
    MINNEAPOLIS,MN554550346     		NONE I LONESOME WHISTLE: EXPOSING WRONGDOING IN RESEARCH ON HUMAN SUBJECTS 50,000
    CARMEN GIMNEZ SMITH
    202 GILES ROAD
    BLACKSBURG,VA24060     		NONE I POETRY 20,000
    CARMEN MARIA MACHADO
    818 S 49TH ST
    PHILADELPHIA,PA19143     		NONE I FICTION 65,000
    CARMEN WINANT
    128 N OVAL MALL
    COLUMBUS,OH43210     		NONE I PHOTOGRAPHY 30,000
    CAROLINE WEBER
    24 FIFTH AVENUE
    NEW YORK,NY10011     		NONE I SWAN SONG: BELLE EPOQUE SOCIETY AND THE LEGENDS OF LOST TIME 25,000
    CARRIE YAMAOKA
    1320 HUFF ROAD
    DELHI,NY13753     		NONE I FINE ARTS 32,500
    CASSIM SHEPARD
    438 LAFAYETTE AVENUE APT 1
    BROOKLYN,NY11238     		NONE I SELF-HELP HOUSING: INCREMENTAL APPROACHES TO SHELTER SINCE 1965 30,000
    CATHERINE CONYBEARE
    2448 MEREDITH STREET
    PHILADELPHIA,PA191302522     		NONE I AUGUSTINE THE AFRICAN 25,000
    CHICO COLVARD
    1 FITCHBURG ST B350
    SOMERVILLE,MA02143     		NONE I FILM-VIDEO 55,000
    CHRIS E VARGAS
    2930 ELM STREET
    BELLINGHAM,WA98225     		NONE I FINE ARTS 27,500
    CHRIS OTTER
    8429 KILBIRNIE COURT
    DUBLIN,OH43017     		NONE I THE TECHNOSPHERE: A DEEP HUMAN HISTORY 27,500
    CHRISTIAN MAROIS
    2746 DINAN PL
    VICTORIA,CANADAV9B 3T2
    CA     		NONE I ENABLING KEY TECHNOLOGIES AND NEW DISCOVERIES FOR IMAGING ANOTHER EARTH 50,000
    CHRISTIANE CEGAVSKE
    1760 MAUPIN ROAD
    OAKLAND,OR97462     		NONE I FILM-VIDEO 30,000
    CHRISTOPHER MERRILL
    1015 WALKER WAY
    IOWA CITY,IA52245     		NONE I THE TRIALS OF ROGER WILLIAMS: A BIOGRAPHY 25,000
    CLIFFORD OWENS
    44 WAYNE STREET APT3
    JERSEY CITY,NJ07302     		NONE I FINE ARTS 27,500
    COLIN GEE
    860 EAST 18TH STREET APT 2D
    BROOKLYN,NY11230     		NONE I CHOREOGRAPHY 20,000
    CONSTANCE ALLEN NATHANSON
    531 MAIN STREET APT 1014
    NEW YORK,NY10044     		NONE I BLOOD, POLITICS, AND DEATH 25,000
    CYRILLA MOZENTER
    10 CRISTIN COURT
    STONY POINT,NY10980     		NONE I FINE ARTS 30,000
    CYRUS CASSELLS
    601 UNIVERSITY DRIVE
    SAN MARCOS,TX78666     		NONE I POETRY 55,000
    DANIEL ALEXANDER JONES
    135 W 225TH ST
    BRONX,NY10463     		NONE I DRAMA & PERFORMANCE ART 25,000
    DANIEL DUFORD
    3144 NE 7TH AVE
    PORTLAND,OR97217     		NONE I FINE ARTS 32,500
    DANIEL JORDAN SMITH
    128 HOPE STREET
    PROVIDENCE,RI02912     		NONE I INFRASTRUCTURAL DEFICIENCY, STATE COMPLICITY, AND ENTREPRENEURIAL CITIZENSHIP IN NIGERIA 50,000
    DANNA SINGER
    2414 7TH AVE
    TOMS RIVER,NJ08753     		NONE I PHOTOGRAPHY 30,000
    DARA FRIEDMAN
    1930 TIGERTAIL AVENUE
    COCONUT GROVE,FL33133     		NONE I FILM-VIDEO 65,000
    DAVID A PIETZ
    10131 EAST LOST TRAILS STREET
    TUCSON,AZ857481819     		NONE I DEATH AND LIFE ON THE YANGTZE: EXTINCTION, CONSERVATION, AND ENVIRONMENTAL CHANGE IN MODERN CHINA 25,000
    DAVID CAREY
    4805 KESWICK ROAD
    BALTIMORE,MD21210     		NONE I PANDEMIC POLITICS IN GUATEMALA AND ECUADOR, 1900-1950: RACE, HEALING, AND PUBLIC HEALTH 25,000
    DAVID DYZENHAUS
    78 QUEENS PARK
    TORONTO,CANADAM5S 2C5
    CA     		NONE I THE POLITICS OF LEGAL SPACE 50,000
    DAVID GOMPPER
    1006 VOXMAN MUSIC BUILDING
    IOWA CITY,IA52242     		NONE I MUSIC COMPOSITION 50,000
    DAVID HERTZBERG
    1855 CANYON DRIVE
    LOS ANGELES,CA90028     		NONE I MUSIC COMPOSITION 40,000
    DAVID JERISON
    48 OLD MIDDLESEX ROAD
    BELMONT,MA02478     		NONE I FREE BOUNDARIES AND INTERFACES IN PARTIAL DIFFERENTIAL EQUATIONS 25,000
    DAVID SEPKOSKI
    810 S WRIGHT STREET
    URBANA,IL61801     		NONE I THE POLITICS OF HUMAN NATURE: BIOLOGICAL DETERMINISM FROM SOCIOBIOLOGY TO THE HUMAN GENOME 12,500
    DEAN RADER
    2130 FULTON STREET
    SAN FRANCISCO,CA941171080     		NONE I POETRY 50,000
    DEBORAH ZLOTSKY
    47 GREENOCK ROAD
    DELMAR,NY120543528     		NONE I FINE ARTS 60,000
    DIANE K BRENTARI
    1010 EAST 59TH STREET
    CHICAGO,IL60637     		NONE I OBSERVING THE CREATION OF LANGUAGE 50,000
    DIANE SEUSS
    144 MONROE ST
    KALAMAZOO,MI49006     		NONE I POETRY 60,000
    DILIP DA CUNHA
    4641 HAZEL AVE
    PHILADELPHIA,PA19143     		NONE I OCEAN OF RAIN 30,000
    DONALD REID WOMACK
    2411 DOLE ST
    HONOLULU,HI96822     		NONE I MUSIC COMPOSITION 50,000
    DORA BUDOR
    20 JAY STREET SUITE 736
    BROOKLYN,NY11201     		NONE I FINE ARTS 35,000
    DOUGLAS W STEPHAN
    47 ST CLAIR AVE W SUITE 302
    TORONTO,CANADAM4V 3A5
    CA     		NONE I ACTIVATION OF STRONG BONDS BY FRUSTRATED LEWIS PAIRS 50,000
    DYAN ELLIOTT
    7625 N EASTLAKE TERRACE APT 109
    CHICAGO,IL60626     		NONE I THE QUICK AND THE DEAD: THE MEDIEVAL CHURCH AND THE EXHUMATION OF CHRISTIANS 25,000
    EDMUND RUSSELL
    6123 CALLERY STREET
    PITTSBURGH,PA15206     		NONE I UNITED BY LIGHTNING: THE U.S. TRANSCONTINENTAL TELEGRAPH OF 1861 25,000
    EDWARD CAREY
    513 EAST 47TH STREET
    AUSTIN,TX78751     		NONE I FICTION 60,000
    EDWARD JACOBS
    1507 N OVERLOOK DR
    GREENVILLE,NC27858     		NONE I MUSIC COMPOSITION 27,500
    EDYTA M BOJANOWSKA
    100 NEPAS RD
    FAIRFIELD,CT06825     		NONE I EMPIRE AND THE RUSSIAN CLASSICS 20,000
    ELAINE MCMILLION SHELDON
    856 CHESTER ROAD
    CHARLESTON,WV25302     		NONE I FILM-VIDEO 20,000
    ELEANOR KAUFMAN
    827 LEVERING AVENUE APT 803
    LOS ANGELES,CA90024     		NONE I STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY 25,000
    ELENA DEL RIVERO
    143 AVENUE B APT 3A
    NEW YORK,NY10009     		NONE I FINE ARTS 32,500
    ELISABETH LE GUIN
    2112 SOUTH WOODLAND PLACE
    SANTA ANA,CA92707     		NONE I EL CANCIONERO DE SANTA ANA 25,000
    ELLEN FULLMAN
    2430 5TH STREET UNIT N
    BERKELEY,CA94720     		NONE I MUSIC COMPOSITION 30,000
    ELLEN LESPERANCE
    6037 N MISSISSIPPI AVENUE
    PORTLAND,OR97217     		NONE I FINE ARTS 30,000
    ENTANG WIHARSO
    PO BOX 108
    NORTH SCITUATE,RI02857     		NONE I FINE ARTS 45,000
    ERIC BAUDELAIRE
    35 RUE DU POTEAU
    PARIS,FRANCE75018
    FR     		NONE I FILM-VIDEO 30,000
    ERIC REBILLARD
    GOLDWIN SMITH HALL 120
    ITHACA,NY14850     		NONE I REDESCRIBING THE TRIUMPH OF CHRISTIANITY 25,000
    ERICA SCHOENBERGER
    4802 WILMSLOW ROAD
    BALTIMORE,MD21210     		NONE I WHERE DID CAPITALISM COME FROM? A REVISED HISTORY 55,000
    ETHAN LIPTON
    59 SUNNYSIDE AVENUE 2
    BROOKLYN,NY11207     		NONE I DRAMA & PERFORMANCE ART 30,000
    FABIENNE LASSERRE
    1608 BERGEN ST
    BROOKLYN,NY11213     		NONE I FINE ARTS 30,000
    FATIMAH TUGGAR
    231 NW 96TH STREET APT K408
    KANSAS CITY,MO64155     		NONE I FINE ARTS 60,000
    FRANK MAGILLIGAN
    9 ABBOTT STREET
    LEBANON,NH03766     		NONE I WATERSHED MOMENTS: SCIENCE, VALUES, AND AMERICAN RIVERS 25,000
    GABRIELLE LAMB
    603 WEST 148TH ST APT 2
    NEW YORK,NY10031     		NONE I CHOREOGRAPHY 30,000
    GENNARO CHIERCHIA
    316 BOYLSTON HALL 3RD FLOOR
    CAMBRIDGE,MA02138     		NONE I ORIGINS OF MEANING: QUANTIFIERS AND THE SPONTANEOUS LOGICALITY OF LANGUAGE 25,000
    GEORG ESSL
    9748 NORTH COLUMBIA CREEK LANE
    MEQUON,WI53092     		NONE I TOPOLOGICAL SOUND SYNTHESIS 27,500
    GORDON ENNIS MOORE
    6 SPRING ST 5FW
    NEW YORK,NY10012     		NONE I FINE ARTS 30,000
    GUADALUPE MARAVILLA
    325 NORTH HARRISON STREET
    RICHMOND,VA232842519     		NONE I FINE ARTS 25,000
    GUILLERMINA DE FERRARI
    415 S MILLS STREET
    MADISON,WI53715     		NONE I BROKEN TROPICS, ARTS OF CONTINGENCY 50,000
    GUILLERMO GMEZ-PEA
    3435 CESAR CHAVEZ 330
    SAN FRANCISCO,CA94110     		NONE I DRAMA & PERFORMANCE ART 30,000
    HELEN SOLTERER
    1023 MONMOUTH AVENUE
    DURHAM,NC27701     		NONE I TIMELY FICTIONS: AN EARLY AND MODERN ALMANAC IN FRENCH 25,000
    HELENA ROSENBLATT
    365 FIFTH AVENUE
    NEW YORK,NY10016     		NONE I AN INTELLECTUAL BIOGRAPHY OF MADAME DE STAL 25,000
    HENRY S RICHARDSON
    37 AND O STREETS NW
    WASHINGTON,DC20057     		NONE I THE DIVISION OF MORAL LABOR 30,000
    HONG LIU
    26A PARKER STREET
    LEXINGTON,MA02421     		NONE I CHAOS AND TURBULENCE 50,000
    HNG-N TRNG
    214 W TRINITY AVENUE
    DURHAM,NC27701     		NONE I FINE ARTS 27,500
    HUGH GUSTERSON
    2110 G ST NW
    WASHINGTON,DC20052     		NONE I TINKERING WITH ARMAGEDDON: NUCLEAR WEAPONS SCIENCE AFTER THE COLD WAR 30,000
    IAN BURNEY
    6 DEVONSHIRE ROAD
    STOCKPORT,UNITED KINGDOM5K9 4EF
    UK     		NONE I A HISTORY OF INNOCENCE: ERLE STANLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA 27,500
    ILYA VINITSKY
    17 SPRINGDALE ROAD
    PRINCETON,NJ08540     		NONE I THE ABSOLUTE FAKER: THE AMERICAN DREAMS OF A RUSSIAN CON MAN 25,000
    ISHION HUTCHINSON
    209 COBB STREET
    ITHACA,NY14850     		NONE I POETRY 50,000
    ITTAI WEINRYB
    410 WEST 58TH STREET APT 81
    NEW YORK,NY10019     		NONE I ART AND FRONTIER 20,000
    J STONER BLACKWELL
    ONE COLLEGE DRIVE
    BENNINGTON,VT052016003     		NONE I FINE ARTS 30,000
    JAMES GRIER
    5860 RIVERSIDE DR E
    WINDSOR,CANADAN8S 1B3
    CA     		NONE I THE FOUNDATIONS OF MUSICAL LITERACY IN THE MEDIEVAL WEST 800-1100: ORAL AND WRITTEN TRANSMISSION OF EARLY PLAINSONG 25,000
    JAMES I PORTER
    7408 DWINELLE HALL
    BERKELEY,CA947202670     		NONE I LITERARY AESTHETICS AFTER ARISTOTLE 25,000
    JAMES T CAMPBELL
    450 JANE STANFORD WAY
    STANFORD,CA94305     		NONE I FREEDOM NOW: THE MISSISSIPPI FREEDOM MOVEMENT IN HISTORY AND MEMORY 20,000
    JAMES VERNON
    2214 DWINELLE HALL
    BERKELEY,CA947202550     		NONE I HEATHROW: A GLOBAL HISTORY OF NEOLIBERAL BRITAIN 25,000
    JANA PRIKRYL
    435 HUDSON STREET
    NEW YORK,NY10014     		NONE I POETRY 35,000
    JANE HAMMOND
    75 GRAND STREET APT 4E
    NEW YORK,NY10013     		NONE I FINE ARTS 20,000
    JANET DELANEY
    2110 BYRON STREET
    BERKELEY,CA94702     		NONE I PHOTOGRAPHY 30,000
    JANET L PRITCHARD
    10 MANSFIELD HOLLOW ROAD
    MANSFIELD CENTER,CT06250     		NONE I PHOTOGRAPHY 33,000
    JANINE DI GIOVANNI
    117 EAST 77TH STREET APT 8A
    NEW YORK,NY10075     		NONE I THE VANISHING: CHRISTIANITY IN AN AGE OF INTOLERANCE 35,000
    JEFF GOODELL
    PO BOX 91
    SARATOGA SPRINGS,NY12866     		NONE I GENERAL NONFICTION 30,000
    JEFFREY SCONCE
    501 W GRANT PLACE
    CHICAGO,IL60614     		NONE I PARACOSMIC MEDIA 25,000
    JENNIFER DOUDNA
    164 VICENTE RD
    BERKELEY,CA94705     		NONE I GENOME EDITING IN THE BIOSPHERE 50,000
    JENNIFER GARZA-CUEN
    6300 OCEAN DRIVE
    CORPUS CHRISTI,TX78412     		NONE I PHOTOGRAPHY 35,000
    JENNIFER PASTOR
    3444 ASHWOOD AVE
    LOS ANGELES,CA90066     		NONE I FINE ARTS 35,000
    JENNIFER SHYU
    51-56 48TH ST
    WOODSIDE,NY11377     		NONE I MUSIC COMPOSITION 65,000
    JENNY BOULLY
    ONE COLLEGE DRIVE
    BENNINGTON,VT05201     		NONE I GENERAL NONFICTION 30,000
    JENNY MCPHEE
    404 RIVERSIDE DRIVE APT 10A
    NEW YORK,NY10025     		NONE I A NEW TRANSLATION OF ELSA MORANTE'S FIRST NOVEL MENZOGNA E SORTILEGIO (1948) 25,000
    JESSICA DIMMOCK
    PO BOX 621
    MANVILLE,NJ08835     		NONE I FILM-VIDEO 30,000
    JESSICA EATON
    1235 AVENUE BERNARD APT 5
    OUTREMONT,CANADAH2V 1V7
    CA     		NONE I PHOTOGRAPHY 25,000
    JIAN MA
    5000 FORBES AVENUE
    PITTSBURGH,PA15213     		NONE I ALGORITHMS FOR COMPARING GENOME ORGANIZATION 50,000
    JIM SHROSBREE
    100 E FILLMORE AVE
    FAIRFIELD,IA52556     		NONE I FINE ARTS 30,000
    JO KREITER
    1068 BOWDOIN STREET
    SAN FRANCISCO,CA94134     		NONE I CHOREOGRAPHY 65,000
    JOANNA KLINK
    702 EAST DEAN KEETON STREET
    AUSTIN,TX78705     		NONE I POETRY 65,000
    JOCHEN HELLBECK
    122 WEST STREET APT 6G
    BROOKLYN,NY11222     		NONE I SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY 24,000
    JOHN PETERS
    180 WESTWOOD ROAD
    NEW HAVEN,CT06515     		NONE I WEATHER MEDIA IN THE MODERN WORLD 25,000
    JONATHAN GRUBER
    83 PLEASANT STREET
    LEXINGTON,MA02421     		NONE I HOW MUCH MONEY CAN WE SAVE BY ERADICATING HEPATITIS C? 50,000
    JOS-LUIS HURTADO
    4605 BURTON AVE
    ALBUQUERQUE,NM87108     		NONE I MUSIC COMPOSITION 27,500
    JOSH PACEWICZ
    14 CLAREMONT AVE
    PROVIDENCE,RI02806     		NONE I ARCHITECTS OF THE DIVIDED STATES: LEGISLATORS, LOBBYISTS, AND ADVOCATES IN POLARIZED TIMES 25,000
    JULIA BRYAN-WILSON
    419 DOE LIBRARY
    BERKELEY,CA94720     		NONE I LOUISE NEVELSON: MODERNIST DRAG 50,000
    JULIA CHRISTENSEN
    158 SOUTH PROSPECT STREET
    OBERLIN,OH44074     		NONE I FINE ARTS 10,000
    JULIE BUFFALOHEAD
    966 HAMPDEN AVENUE
    SAINT PAUL,MN55114     		NONE I FINE ARTS 29,000
    KAREN HARTMAN
    1693 11TH AVE 1
    BROOKLYN,NY11218     		NONE I DRAMA & PERFORMANCE ART 30,000
    KATHARINA ROSENBERGER
    9500 GILMAN DR MC 0099
    LA JOLLA,CA92093     		NONE I MUSIC COMPOSITION 25,000
    KATHYA MARIA LANDEROS
    670 WASHINGTON STREET
    WELLESLEY,MA02482     		NONE I PHOTOGRAPHY 30,000
    KATY SCHIMERT
    635 EAST 6TH STREET APT 5W
    NEW YORK,NY10009     		NONE I FINE ARTS 25,000
    KIMBERLY BARTOSIK
    1613 10TH AVENUE
    BROOKLYN,NY11215     		NONE I CHOREOGRAPHY 35,000
    LARRY TOWELL
    RR 1
    BOTHWELL,CANADAN0P 1C0
    CA     		NONE I PHOTOGRAPHY 30,000
    LAWRENCE P JACKSON
    5312 SAINT ALBANS WAY
    BALTIMORE,MD21212     		NONE I CHRISTMAS IN BALTIMORE 50,000
    LAWRENCE ROSENWALD
    10 LOVEWELL ROAD
    WELLESLEY,MA02481     		NONE I TOWARDS A PACIFIST CRITICISM 25,000
    LENA SALAYMEH
    PRINCETON UNIVERSITY
    PRINCETON,NJ035441017     		NONE I REVOLUTIONARY ISLAMIC LAW 27,500
    LESLEY A SHARP
    3009 BROADWAY
    NEW YORK,NY10027     		NONE I DYING BEHIND BARS: MALE INMATE CAREGIVERS AND THE PRISON HOSPICE MOVEMENT IN AMERICA 25,000
    LESLIE HEWITT
    201 W 138TH
    NEW YORK,NY10030     		NONE I FINE ARTS 55,000
    LINCOLN QUILLIAN
    2852 NORTH HALSTED STREET APT 4S
    CHICAGO,IL60657     		NONE I HIRING DISCRIMINATION IN NORTH AMERICAN AND EUROPEAN LABOR MARKETS: A META-ANALYSIS OF FIELD EXPERIMENTS 25,000
    LINDA FOARD ROBERTS
    556 WALDEN TRAIL
    WAXHAW,NC28173     		NONE I PHOTOGRAPHY 60,000
    LISA BROOKS
    285 SHUTESBURY ROAD
    LEVERETT,MA01054     		NONE I TRACKING MOLSEMSIS: AN INDIGENOUS AND ENVIRONMENTAL HISTORY OF EASTERN COYOTE 50,000
    LIZ COHEN
    PO BOX 811505
    TEMPE,AZ85287     		NONE I PHOTOGRAPHY 50,000
    LLOYD SCHWARTZ
    27 PENNSYLVANIA AVENUE
    SOMERVILLE,MA02145     		NONE I POETRY 25,000
    LLOYD SUH
    311 WEST 43RD STREET SUITE 406
    NEW YORK,NY10036     		NONE I DRAMA & PERFORMANCE ART 35,000
    LOTHAR VON FALKENHAUSEN
    405 HILGARD AVENUE
    LOS ANGELES,CA90095     		NONE I THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES 25,000
    LUIS ALBERTO URREA
    6S 516 MILLCREEK LANE
    NAPERVILLE,IL60540     		NONE I FICTION 50,000
    LUKAS FELZMANN
    1539 TREAT AVENUE
    SAN FRANCISCO,CA94110     		NONE I PHOTOGRAPHY 27,500
    MARIAH GARNETT
    1151 N AVE 64
    LOS ANGELES,CA90042     		NONE I FILM-VIDEO 30,000
    MARJORIE GARBER
    12 QUINCEY STREET
    CAMBRIDGE,MA02138     		NONE I SHAKESPEARE IN BLOOMSBURY 25,000
    MARK DION
    2595 COUNTY ROUTE 7
    COPAKE,NY12516     		NONE I FINE ARTS 20,000
    MARK GRIECO
    762 NORTH HOLLISTON AVENUE
    PASADENA,CA91104     		NONE I FILM-VIDEO 30,000
    MARK PHILIP BRADLEY
    1126 E 59TH STREET
    CHICAGO,IL60637     		NONE I WHEN THE WORLD WENT SOUTH: A HISTORY OF THE GLOBAL SOUTH AND THE MAKING OF OUR TIMES 50,000
    MARTI EPSTEIN
    122 BERKSHIRE ST
    CAMBRIDGE,MA02141     		NONE I MUSIC COMPOSITION 25,000
    MARTIN DICICCO
    1072 BEDFORD AVENUE 78
    BROOKLYN,NY11216     		NONE I FILM-VIDEO 60,000
    MARTIN H WEISSMAN
    1156 HIGH STREET
    SANTA CRUZ,CA95064     		NONE I VISUALIZING PRIMES 25,000
    MARYROSE COBARRUBIAS MENDOZA
    258 HIGHLAND PLACE
    MONROVIA,CA91016     		NONE I FINE ARTS 27,500
    MATTHEW JOHNSON
    1812 HINMAN AVENUE 201
    EVANSTON,IL60208     		NONE I AN ARCHAEOLOGY OF THE ENGLISH IN THE ATLANTIC WORLD 50,000
    MATTHEW MAZZOTTA
    41 EAST MAIN STREET
    CANTON,NY13617     		NONE I FINE ARTS 30,000
    MATTHEW PORTERFIELD
    2741 NORTH CALVERT STREET
    BALTIMORE,MD21218     		NONE I FILM-VIDEO 30,000
    MATTHEW RICKETTS
    71 SOUTH ELLIOTT PLACE APT 2R
    BROOKLYN,NY11217     		NONE I MUSIC COMPOSITION 30,000
    MATTHEW WHITE
    388 LINDEN CIRCLE
    PAWLEYS ISLAND,SC29585     		NONE I MUSIC COMPOSITION 30,000
    MAYA MILENOVIC WORKMAN
    600 WEST 136TH STREET 1G
    NEW YORK,NY10031     		NONE I MUSIC COMPOSITION 60,000
    MERION ESTES
    PO BOX 21
    YUCCA VALLEY,CA92284     		NONE I FINE ARTS 32,500
    MICHAEL DICKMAN
    184 PROSPECT AVENUE
    PRINCETON,NJ08540     		NONE I POETRY 20,000
    MICHAEL FRANK
    31 W 12TH STREET APT 8E
    NEW YORK,NY10011     		NONE I GENERAL NONFICTION 30,000
    MICHAEL HELM
    1323 GOVERNORS ROAD
    DUNDAS,CANADAL9H 5E3
    CA     		NONE I FICTION 30,000
    MICHAEL J THERIEN
    6 PINE TOP PLACE
    DURHAM,NC27705     		NONE I AMBIENT-TEMPERATURE SPINTRONIC MATERIALS AND DEVICES ENABLED BY SOFT MATTER 50,000
    MICHAEL W CLUNE
    11112 BELLFLOWER ROAD
    CLEVELAND,OH44106     		NONE I A DEFENSE OF JUDGMENT 50,000
    MICHELLE LOPEZ
    1628 SOUTH BROAD STREET
    PHILADELPHIA,PA19145     		NONE I FINE ARTS 30,000
    MICHELLE R WARREN
    2 CHAMBERS CIRCLE
    WEST LEBANON,NH03784     		NONE I LIVES OF A MEDIEVAL BOOK IN THE DIGITAL DARK AGES,1220-2020 50,000
    MIGUEL P ECKSTEIN
    30 WOODALE LANE
    SANTA BARBARA,CA93103     		NONE I EYE MOVEMENTS TO FACES AFTER RECOVERY FROM CONGENITAL BLINDNESS 25,000
    MONICA PRASAD
    1810 CHICAGO AVENUE
    EVANSTON,IL60208     		NONE I STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT 25,000
    MOYRA DAVEY
    790 RIVERSIDE DRIVE APT 11J
    NEW YORK,NY10032     		NONE I FILM-VIDEO 60,000
    MUHAMMAD HAMID ZAMAN
    12 KING PHILIP ROAD
    SHARON,MA02067     		NONE I RESISTANCE AND REFUGEES: ANALYZING THE DRIVERS OF ANTIMICROBIAL RESISTANCE IN REFUGEE CAMPS IN LEBANON AND UGANDA 50,000
    MUKUL SHARMA
    11 CAMP BROOK DRIVE
    HANOVER,NH03755     		NONE I UTILIZING CLAY MINERALS TO REMOVE ATMOSPHERIC CARBON DIOXIDE 10,000
    NOA STEIMATSKY
    136 WEST 123RD STREET APT 4
    NEW YORK,NY10027     		NONE I CINECITT AT WAR: 1942-1950 30,000
    NOAH WHITEMAN
    5217 SHAFTER AVENUE
    OAKLAND,CA94618     		NONE I MOST DELICIOUS POISON: HOW PLANT TOXINS CHANGED THE WORLD 25,000
    OLIVIA JUDSON
    WILHELMSTRASSE 119A
    BERLIN,GERMANY10963
    GM     		NONE I DANCE OF ROCK AND LIFE: ENERGY, EVOLUTION, AND THE TRANSFORMATION OF THE EARTH 30,000
    OSMAN KHAN
    4839 AVERY STREET
    DETROIT,MI48208     		NONE I FINE ARTS 25,000
    PASCALINE DUPAS
    579 SERRA MALL
    STANFORD,CA94305     		NONE I LOCAL GOVERNANCE, LOCAL FINANCE, AND PUBLIC SERVICE PROVISION IN URBANIZING AFRICA 50,000
    PATRICIA ENGEL
    252 MEMORIAL DRIVE
    CORAL GABLES,FL33146     		NONE I FICTION 32,500
    PATRICK JAGODA
    1115 E 58TH ST
    CHICAGO,IL60637     		NONE I STORY LAB: COLLABORATIVE NARRATIVE METHODS FOR A TRANSMEDIA ERA 50,000
    PAUL FRIEDLAND
    150 VAUGHAN STREET
    PORTLAND,ME04102     		NONE I A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802 25,000
    PEGGY SHAW
    65 EAST 4TH STREET APT 1A
    NEW YORK,NY10003     		NONE I DRAMA & PERFORMANCE ART 35,000
    PENNY LANE
    564 ST JOHNS PLACE
    BROOKLYN,NY11238     		NONE I FILM-VIDEO 60,000
    PER A MYKLAND
    520 WEST HURON STREET APT 609
    CHICAGO,IL60654     		NONE I UNIFIED STATISTICAL INFERENCE FOR HIGH FREQUENCY DATA 25,000
    PETER A HALL
    27 KIRKLAND STREET
    CAMBRIDGE,MA02138     		NONE I RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE 25,000
    PETER VAN AGTMAEL
    524 MANHATTAN AVENUE 4A
    BROOKLYN,NY11222     		NONE I PHOTOGRAPHY 60,000
    PHILIP METRES
    1 JOHN CARROLL BLVD
    UNIVERSITY HEIGHTS,OH44118     		NONE I POETRY 30,000
    PIA BORG
    541 SOUTH SPRING ST UNIT 702
    LOS ANGELES,CA90013     		NONE I FILM-VIDEO 27,500
    PRADEEP SHARMA
    5907 BRIAR HILL COURT
    SUGAR LAND,TX77479     		NONE I WHY DO SOME PEOPLE HEAR MUSIC BETTER THAN OTHERS?AN ENGINEERING AND PHYSICS PERSPECTIVE 50,000
    RACHEL ADAMS
    1150 AMSTERDAM AVE
    NEW YORK,NY10027     		NONE I ANATOMIES OF CARE: NARRATIVE AND THE ART OF INTERDEPENDENCY 25,000
    RACHEL LOUISE SNYDER
    1415 ROXANNA RD NW
    WASHINGTON,DC20012     		NONE I GENERAL NONFICTION 25,000
    RAYMOND MEEKS
    110 SAINT JAMES ST 2
    KINGSTON,NY124010511     		NONE I PHOTOGRAPHY 40,000
    REBECCA MEAD
    2 WOODSOME ROAD
    LONDON,UNITED KINGDOMNW5 1RY
    UK     		NONE I GENERAL NONFICTION 25,000
    REBECCA SAXE
    43 VASSAR STREET
    CAMBRIDGE,MA02139     		NONE I WHY WE PUNISH 50,000
    RHEIM ALKADHI
    2 STOCKRECHTS ADALBERTSTR 79
    BERLIN,GERMANY10997
    GM     		NONE I FINE ARTS 60,000
    RICHARD R JOHN
    2950 BROADWAY
    NEW YORK,NY10027     		NONE I A HISTORY OF THE AMERICAN ANTIMONOPOLY TRADITION 10,000
    RICHARD TUCK
    124 BRATTLE STREET
    CAMBRIDGE,MA02138     		NONE I ACTIVE AND PASSIVE CITIZENS 50,000
    ROBERT CAMPANY
    259 BUTTRICK HALL
    NASHVILLE,TN372351806     		NONE I DREAMING AND SELF-CULTIVATION IN CHINA, 300 BCE-800 CE 25,000
    ROBERT G MORRISON
    44 LEONARD STREET
    PORTLAND,ME04103     		NONE I AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN 25,000
    ROBERT GOODING-WILLIAMS
    4971/1150 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE I DU BOIS'S POLITICAL AESTHETICS: THE MORAL PSYCHOLOGY OF WHITE SUPREMACY AND THE ENDS OF BEAUTY 25,000
    ROBERT LOPOLD POLIDORI
    3560 THACHER ROAD 5TH FLOOR
    OJAI,CA93023     		NONE I PHOTOGRAPHY 60,000
    ROBERT MILLIS
    9725 DAYTON AVE NORTH
    SEATTLE,WA98103     		NONE I MUSIC COMPOSITION 30,000
    ROBIN FROHARDT
    169 SPENCER STREET
    BROOKLYN,NY11205     		NONE I DRAMA AND PERFORMANCE ART 40,000
    RON JUDE
    2022 ONYX STREET
    EUGENE,OR97403     		NONE I PHOTOGRAPHY 30,000
    RONALD SCHECHTER
    118 STANLEY DRIVE
    WILLIAMSBURG,VA23188     		NONE I THE SECRET LIBRARY OF MARIE ANTOINETTE 27,500
    SABINE IATRIDOU
    1 GRAY GARDENS EAST
    CAMBRIDGE,MA02138     		NONE I QUEXISTENTIALS AND THEIR SIGNIFICANCE FOR LINGUISTIC THEORY 50,000
    SAMUEL ADAMS
    1728 WALNUT STREET APT 4
    BERKELEY,CA94709     		NONE I MUSIC COMPOSITION 25,000
    SANDEEP DAS
    250 HAMMOND POND PKWY 913 S
    CHESTNUT HILL,MA02467     		NONE I MUSIC COMPOSITION 25,000
    SANFORD BIGGERS
    1465 5TH AVE
    NEW YORK,NY10035     		NONE I FINE ARTS 60,000
    SARAH BUSS
    1208 FERDON ROAD
    ANN ARBOR,MI48104     		NONE I HOW TO BE COHERENT AND HOW COHERENT TO BE 50,000
    SCOTT REYNOLDS NELSON
    250 BALDWIN ST
    ATHENS,GA30602     		NONE I FROM THE AMERICAN CIVIL WAR TO THE RUSSIAN REVOLUTION: FOOD AND THE FATE OF EMPIRE 30,000
    SEAN BUCKELEW
    4447 1/2 WILLOW BROOK AVENUE
    LOS ANGELES,CA90029     		NONE I FILM-VIDEO 32,500
    SETH MNOOKIN
    43 CROWNINSHIELD ROAD
    BROOKLINE,MA02446     		NONE I THE SCIENCE, HISTORY, AND FUTURE OF AGING 25,000
    SHAMEL PITTS
    153 JEFFERSON AVE
    BROOKLYN,NY11216     		NONE I CHOREOGRAPHY 30,000
    SHELLEY HIRSCH
    10 LEONARD ST 4SE
    NEW YORK,NY10013     		NONE I MUSIC COMPOSITION 29,000
    SHU LEA CHEANG
    501 WEST 123RD STREET 9E
    NEW YORK,NY10027     		NONE I FINE ARTS 30,000
    SKY HOPINKA
    1 CAMPUS ROAD
    ANNANDALEONHUDSON,NY12504     		NONE I FILM-VIDEO 60,000
    SNEANA STANIMIROVI
    613 EMERSON STREET
    MADISON,WI53715     		NONE I NATURE VS. NURTURE--WHY IS STAR FORMATION SO INEFFICIENT? 25,000
    STEFFANI JEMISON
    27 LOUIS PLACE
    BROOKLYN,NY11233     		NONE I FINE ARTS 25,000
    STEPHANIE WANG-BREAL
    73 3RD PLACE APT 1
    BROOKLYN,NY11231     		NONE I FILM-VIDEO 20,000
    STEVE LOCKE
    330 MAC DONOUGH ST APT 2
    BROOKLYN,NY11233     		NONE I FINE ARTS 25,000
    STEVE ROWELL
    404 EAST 5TH STREET
    MORRIS,MN56267     		NONE I FILM-VIDEO 30,000
    STEVEN SUBOTNICK
    228 GANO STREET
    PROVIDENCE,RI029064002     		NONE I FILM-VIDEO 27,500
    SUSAN STEINBERG
    140 20TH AVENUE 203
    SAN FRANCISCO,CA94121     		NONE I FICTION 25,000
    SUSANNA SCHELLENBERG
    79 PERRY STREET APT 5F
    NEW YORK,NY10014     		NONE I THE NEURAL BASIS OF PERCEPTION: DISCRIMINATION, INFORMATION-PROCESSING, AND BIASES 50,000
    SUZANNE FARRIN
    695 PARK AVE
    NEW YORK,NY10065     		NONE I MUSIC COMPOSITION 25,000
    SYLVAN OSWALD
    BOX 951622
    LOS ANGELES,CA900951622     		NONE I DRAMA & PERFORMANCE ART 30,000
    TAHERA QUTBUDDIN
    5844 S STONY ISLAND AVENUE 11H
    CHICAGO,IL60637     		NONE I ?ALI IBN ABI TALIB: LIFE, TEACHINGS, AND ELOQUENCE OF THE SAGE OF ISLAM 25,000
    TAYLOR BROOK
    345 LINDEN AVE
    VICTORIA,CANADAV8V 4G1
    CA     		NONE I MUSIC COMPOSITION 25,000
    THOMAS CENTOLELLA
    1164 JACKSON STREET APT 1
    SAN FRANCISCO,CA94133     		NONE I POETRY 32,500
    THORSTEN TRIMPOP
    2400 NORTH LAKEVIEW AVENUE APT 1901
    CHICAGO,IL60614     		NONE I FILM-VIDEO 30,000
    TINA SATTER
    27 BUFFALO FARM ROAD
    GRANVILLE,VT05747     		NONE I DRAMA & PERFORMANCE ART 20,000
    TIONA NEKKIA MCCLODDEN
    1426 WEST GIRARD AVENUE APT 8
    PHILADELPHIA,PA19130     		NONE I FINE ARTS 32,500
    TODD H OAKLEY
    4718 CALLE REINA
    SANTA BARBARA,CA93110     		NONE I SEA FIREFLIES TO CONNECT GENES AND BIODIVERSITY 25,000
    TONIA KO
    29B MAURY ROAD
    LONDON,UNITED KINGDOMN16 7BP
    UK     		NONE I MUSIC COMPOSITION 40,000
    TRACY DROZ TRAGOS
    629 ERSKINE DRIVE
    PACIFIC PALISADES,CA90272     		NONE I FILM-VIDEO 60,000
    VALERIA LUISELLI
    55 ADRIAN AVE
    BRONX,NY10463     		NONE I FICTION 55,000
    VERA KELLER
    2408 HARRIS ST
    EUGENE,OR97405     		NONE I CURATING THE GERMAN ENLIGHTENMENT: JOHANN DANIEL MAJOR (1634-1693) AND THE EXPERIMENTAL CENTURY 50,000
    VICTORIA-IDONGESIT UDONDIAN
    303W 111TH STREET 5C
    NEW YORK,NY10026     		NONE I FINE ARTS 35,000
    YAACOB DWECK
    227 DICKINSON HALL
    PRINCETON,NJ08544     		NONE I RABBINIC REACTIONARIES IN THE SEPHARDIC DIASPORA: NOTES ON A SOCIAL TYPE 25,000
    YEVGENIY SHARLAT
    2406 ROBERT DEDMAN DRIVE
    AUSTIN,TX78712     		NONE I MUSIC COMPOSITION 27,500
    YIYUN LI
    48 OAKRIDGE CT
    PRINCETON,NJ08540     		NONE I FICTION 25,000
    ZEENA PARKINS
    40 RENWICK
    NEW YORK,NY10013     		NONE I MUSIC COMPOSITION 30,000
    IBUOKL MARTINAITYT
    620 FORT WASHINGTON AVE 6H
    NEW YORK,NY10040     		NONE I MUSIC COMPOSITION 30,000
    ZOE LEONARD
    21 SOUTH PORTLAND AVE APT 1
    BROOKLYN,NY11217     		NONE I PHOTOGRAPHY 40,000
    ZUN LEE
    44 ST JOSEPH STREET SUITE 1802
    TORONTO,CANADAM4Y 2W4
    CA     		NONE I PHOTOGRAPHY 60,000
    Total .................................bullet 3a 9,468,750
    bApproved for future payment
    AL STEINER
    212 33RD STREET
    BROOKLYN,NY11232     		NONE I FILM-VIDEO 25,000
    AIMEE NEZHUKUMATATHIL
    110 OXFORD CREEK DR
    OXFORD,MS38655     		NONE I POETRY 25,000
    ALEXANDER R GALLOWAY
    7-13 WASHINGTON SQUARE NORTH APT
    42B
    NEW YORK,NY10003     		NONE I THE CRYSTALLINE MEDIUM: COMPUTATION AND ITS CONSEQUENCES 50,000
    ALEXANDRE LUNSQUI
    560 RIVERSIDE DRIVE APT 3C
    NEW YORK,NY10027     		NONE I MUSIC COMPOSITION 55,000
    AMY NELSON BURNETT
    1901 OAKDALE AVE
    LINCOLN,NE68506     		NONE I THE RELIGIOUS REPUBLIC OF LETTERS: CORRESPONDENCE NETWORKS IN REFORMATION GERMANY 50,000
    AMY WILENTZ
    111 S NORTON AVE
    LOS ANGELES,CA90004     		NONE I GENERAL NONFICTION 32,500
    ANDREA G MCDOWELL
    ONE NEWARK CENTER
    NEWARK,NJ07102     		NONE I WE THE MINERS: SELF-GOVERNMENT IN THE CALIFORNIA GOLD RUSH 50,000
    ANDREJ LUPTK
    43 MISTRAL LN
    IRVINE,CA92617     		NONE I REGULATION OF THE TRANSCRIPTOME BY LIGHT 50,000
    ANDREW STROMINGER
    17 OXFORD STREET
    CAMBRIDGE,MA02138     		NONE I RESOLVING THE BLACK HOLE INFORMATION PARADOX 50,000
    ANGEL NEVAREZ
    471 VANDERBILT AVENUE 3B
    BROOKLYN,NY11238     		NONE I FINE ARTS 30,000
    ANNA MARIA BUSSE BERGER
    2741 FOREST AVENUE
    BERKELEY,CA94705     		NONE I THE MEDIEVAL RELIGIOUS ORIGINS OF THE EUROPEAN STATE 50,000
    ANNA SHTERNSHIS
    40 EDINBURGH DRIVE
    TORONTO,CANADAM3H 1B4
    CA     		NONE I LAST YIDDISH HEROES: A LOST AND FOUND ARCHIVE OF THE HOLOCAUST IN THE SOVIET UNION 50,000
    ANNE CATTANEO
    348 WEST 36TH ST APT 9
    NEW YORK,NY10018     		NONE I HEINRICH VON KLEIST: AN APPRECIATION FOR AMERICAN READERS 50,000
    BEN YAGODA
    618 PARRISH ROAD
    SWARTHMORE,PA19081     		NONE I O. HENRY IN NEW YORK 30,000
    BERNADETTE MEYLER
    559 NATHAN ABBOTT WAY
    STANFORD,CA943058610     		NONE I COMMON LAW ORIGINALISM: THE CONSTITUTION'S CONTESTED MEANINGS 25,000
    BLITZ BAZAWULE
    1576 CENTRA VILLA DR SW
    ATLANTA,GA30311     		NONE I FILM-VIDEO 30,000
    C JEAN CAMPBELL
    1489 IVERSON STREET NE
    ATLANTA,GA30307     		NONE I PISANELLO'S PARARGA: IMITATIVE PRACTICE AND PICTORIAL PRACTICE IN FIFTEENTH-CENTURY ITALY 50,000
    CAMILLE ROBCIS
    506 PHILOSOPHY HALL
    NEW YORK,NY10027     		NONE I THE GENDER QUESTION: POPULISM, NATIONAL REPRODUCTION, AND THE CRISIS OF REPRESENTATION 50,000
    CAMMIE STAROS
    6178 SPRINGVALE DRIVE
    LOS ANGELES,CA90042     		NONE I FINE ARTS 55,000
    CAROLINE WEBER
    24 FIFTH AVENUE
    NEW YORK,NY10011     		NONE I SWAN SONG: BELLE EPOQUE SOCIETY AND THE LEGENDS OF LOST TIME 25,000
    CATHERINE CONYBEARE
    2448 MEREDITH STREET
    PHILADELPHIA,PA191302522     		NONE I AUGUSTINE THE AFRICAN 25,000
    CATHERINE SULLIVAN
    2316 S HOYNE AVENUE
    CHICAGO,IL60608     		NONE I FILM-VIDEO 55,000
    CELESTE NG
    42 STEARNS STREET
    CAMBRIDGE,MA02138     		NONE I FICTION 50,000
    CHRIS E VARGAS
    2930 ELM STREET
    BELLINGHAM,WA98225     		NONE I FINE ARTS 27,500
    CHRIS OTTER
    8429 KILBIRNIE COURT
    DUBLIN,OH43017     		NONE I THE TECHNOSPHERE: A DEEP HUMAN HISTORY 27,500
    CHRISTOPHER JARZYNSKI
    5513 HOOVER STREET
    BETHESDA,MD20817     		NONE I NANOSCALE THERMODYNAMICS BEYOND IDEALIZATIONS 50,000
    CLIFFORD OWENS
    44 WAYNE STREET APT3
    JERSEY CITY,NJ07302     		NONE I FINE ARTS 27,500
    CYRILLA MOZENTER
    10 CRISTIN COURT
    STONY POINT,NY10980     		NONE I FINE ARTS 30,000
    DANIEL ALEXANDER JONES
    135 W 225TH ST
    BRONX,NY10463     		NONE I DRAMA & PERFORMANCE ART 30,000
    DANNA SINGER
    2414 7TH AVE
    TOMS RIVER,NJ08753     		NONE I PHOTOGRAPHY 30,000
    DAVID A PIETZ
    10131 EAST LOST TRAILS STREET
    TUCSON,AZ857481819     		NONE I DEATH AND LIFE ON THE YANGTZE: EXTINCTION, CONSERVATION, AND ENVIRONMENTAL CHANGE IN MODERN CHINA 25,000
    DAVID HERTZBERG
    1855 CANYON DRIVE
    LOS ANGELES,CA90028     		NONE I MUSIC COMPOSITION 20,000
    DAVID SEPKOSKI
    810 S WRIGHT STREET
    URBANA,IL61801     		NONE I THE POLITICS OF HUMAN NATURE: BIOLOGICAL DETERMINISM FROM SOCIOBIOLOGY TO THE HUMAN GENOME 37,500
    DEBORAH COEN
    1037 CHAPEL STREET
    NEW HAVEN,CT065208324     		NONE I CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY EUROPE 49,000
    DILIP DA CUNHA
    4641 HAZEL AVE
    PHILADELPHIA,PA19143     		NONE I OCEAN OF RAIN 25,000
    DYAN ELLIOTT
    7625 N EASTLAKE TERRACE APT 109
    CHICAGO,IL60626     		NONE I THE QUICK AND THE DEAD: THE MEDIEVAL CHURCH AND THE EXHUMATION OF CHRISTIANS 25,000
    EDYTA M BOJANOWSKA
    100 NEPAS RD
    FAIRFIELD,CT06825     		NONE I EMPIRE AND THE RUSSIAN CLASSICS 30,000
    ELAINE MCMILLION SHELDON
    856 CHESTER ROAD
    CHARLESTON,WV25302     		NONE I FILM-VIDEO 35,000
    ELINA GERTSMAN
    23870 DUFFIELD ROAD
    SHAKER HEIGHTS,OH44122     		NONE I WITHDRAWAL AND PRESENCE: VISUALIZING MEDIEVAL ABSTRACTION 50,000
    ELIZABETH CAROLYN MILLER
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE I EXTRACTION ECOLOGIES AND THE LITERATURE OF THE LONG EXHAUSTION, 1830S-1930S 50,000
    ELLEN FULLMAN
    2430 5TH STREET UNIT N
    BERKELEY,CA94720     		NONE I MUSIC COMPOSITION 30,000
    ELLEN LESPERANCE
    6037 N MISSISSIPPI AVENUE
    PORTLAND,OR97217     		NONE I FINE ARTS 30,000
    EMILY WILSON
    1017 S 48TH ST
    PHILADELPHIA,PA19143     		NONE I VERSE TRANSLATION OF THE ILIAD 50,000
    ERIC GOTTESMAN
    34 EDGEWOOD AVE
    GREENWICH,CT06830     		NONE I PHOTOGRAPHY 55,000
    ERIC REBILLARD
    GOLDWIN SMITH HALL 120
    ITHACA,NY14850     		NONE I REDESCRIBING THE TRIUMPH OF CHRISTIANITY 25,000
    ETHAN LIPTON
    59 SUNNYSIDE AVENUE 2
    BROOKLYN,NY11207     		NONE I DRAMA & PERFORMANCE ART 30,000
    FRANK MAGILLIGAN
    9 ABBOTT STREET
    LEBANON,NH03766     		NONE I WATERSHED MOMENTS: SCIENCE, VALUES, AND AMERICAN RIVERS 25,000
    GABRIELLE LAMB
    603 WEST 148TH ST APT 2
    NEW YORK,NY10031     		NONE I CHOREOGRAPHY 30,000
    GARTH GREENWELL
    329 RIVER STREET
    IOWA CITY,IA52246     		NONE I FICTION 50,000
    GERARD PASSANNANTE
    2045 ROSEMOUNT AVE NW
    WASHINGTON,DC20010     		NONE I GOD IS IN THE DETAIL: COSMIC ORDER AND THE SENSE OF SCALE 55,000
    GORDON ENNIS MOORE
    6 SPRING ST 5FW
    NEW YORK,NY10012     		NONE I FINE ARTS 30,000
    H GLENN PENNY
    1205 GINTER AVENUE
    IOWA CITY,IA52240     		NONE I BEYOND COLONIAL QUESTIONS: BEING GERMAN IN GUATEMALA FROM THE 1880S THROUGH THE 1980S 50,000
    HECTOR CARRILLO
    6101E N SHERIDAN RD UNIT 25A
    CHICAGO,IL606606812     		NONE I THE AFTERLIFE OF DOCUMENTS: IDENTITY, MOBILITY, AND THE GENEALOGICAL IMAGINATION 50,000
    HEGHNAR ZEITLIAN WATENPAUGH
    1517 ORANGE LANE
    DAVIS,CA95616     		NONE I CITY OF 1001 CHURCHES: ARCHITECTURE, DESTRUCTION, AND PRESERVATION AT A WORLD HERITAGE SITE 50,000
    HELEN MIRRA
    15 MUIR BEACH OVERLOOK
    MUIR BEACH,CA94965     		NONE I FINE ARTS 60,000
    HELEN PHILLIPS
    68 STRATFORD ROAD APT 9
    BROOKLYN,NY11218     		NONE I FICTION 60,000
    HELEN SOLTERER
    1023 MONMOUTH AVENUE
    DURHAM,NC27701     		NONE I TIMELY FICTIONS: AN EARLY AND MODERN ALMANAC IN FRENCH 25,000
    IAN BURNEY
    6 DEVONSHIRE ROAD
    STOCKPORT,UNITED KINGDOM5K9 4EF
    UK     		NONE I A HISTORY OF INNOCENCE: ERLE STANLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA 27,500
    J STONER BLACKWELL
    ONE COLLEGE DRIVE
    BENNINGTON,VT052016003     		NONE I FINE ARTS 25,000
    JAMES GRIER
    5860 RIVERSIDE DR E
    WINDSOR,CANADAN8S 1B3
    CA     		NONE I THE FOUNDATIONS OF MUSICAL LITERACY IN THE MEDIEVAL WEST 800-1100: ORAL AND WRITTEN TRANSMISSION OF EARLY PLAINSONG 25,000
    JAMES T CAMPBELL
    450 JANE STANFORD WAY
    STANFORD,CA94305     		NONE I FREEDOM NOW: THE MISSISSIPPI FREEDOM MOVEMENT IN HISTORY AND MEMORY 30,000
    JANA PRIKRYL
    435 HUDSON STREET
    NEW YORK,NY10014     		NONE I POETRY 25,000
    JANET DELANEY
    2110 BYRON STREET
    BERKELEY,CA94702     		NONE I PHOTOGRAPHY 30,000
    JANICE N HARRINGTON
    802 S PRAIRIE ST
    CHAMPAIGN,IL61820     		NONE I POETRY 55,000
    JEFF GOODELL
    PO BOX 91
    SARATOGA SPRINGS,NY12866     		NONE I GENERAL NONFICTION 30,000
    JEFFREY SCONCE
    501 W GRANT PLACE
    CHICAGO,IL60614     		NONE I PARACOSMIC MEDIA 25,000
    JENNIFER PASTOR
    3444 ASHWOOD AVE
    LOS ANGELES,CA90066     		NONE I FINE ARTS 15,000
    JENNY BOULLY
    ONE COLLEGE DRIVE
    BENNINGTON,VT05201     		NONE I GENERAL NONFICTION 25,000
    JENNY MCPHEE
    404 RIVERSIDE DRIVE APT 10A
    NEW YORK,NY10025     		NONE I A NEW TRANSLATION OF ELSA MORANTE'S FIRST NOVEL MENZOGNA E SORTILEGIO (1948) 25,000
    JESSE RODIN
    541 LASUEN MALL
    STANFORD,CA94305     		NONE I GIVING FORM TO FIFTEENTH-CENTURY MUSIC 50,000
    JOAN R NAJITA
    950 N CHERRY AVENUE
    TUCSON,AZ85719     		NONE I DIVERSITY AND ORIGINS OF PLANETARY SYSTEMS 50,000
    JOEL F HARRINGTON
    2301 VANDERBILT PLACE
    NASHVILLE,TN37235     		NONE I HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM 50,000
    JOS-LUIS HURTADO
    4605 BURTON AVE
    ALBUQUERQUE,NM87108     		NONE I MUSIC COMPOSITION 27,500
    JOSH PACEWICZ
    14 CLAREMONT AVE
    PROVIDENCE,RI02806     		NONE I ARCHITECTS OF THE DIVIDED STATES: LEGISLATORS, LOBBYISTS, AND ADVOCATES IN POLARIZED TIMES 25,000
    KATE FLINT
    3501 TROUSDALE PARKWAY
    LOS ANGELES,CA90089     		NONE I THE LONG TODAY: VICTORIAN CULTURE AND ENVIRONMENTAL CHANGE 50,000
    KATY SCHIMERT
    635 EAST 6TH STREET APT 5W
    NEW YORK,NY10009     		NONE I FINE ARTS 25,000
    KAVITA RAMANAN
    182 GEORGE STREET BOX F
    PROVIDENCE,RI02912     		NONE I HIGH-DIMENSIONAL INTERACTING RANDOM PROCESSES 50,000
    KIMBERLY K PHILLIPS-FEIN
    1 WASHINGTON PLACE
    NEW YORK,NY10003     		NONE I DEFENDING INEQUALITY: THE AMERICAN BUSINESS TRADITION 50,000
    LACY M JOHNSON
    6100 MAIN ST MS30
    HOUSTON,TX77005     		NONE I GENERAL NONFICTION 55,000
    LARRY TOWELL
    RR 1
    BOTHWELL,CANADAN0P 1C0
    CA     		NONE I PHOTOGRAPHY 30,000
    LAUREN BENTON
    PO BOX 208324
    NEW HAVEN,CT065208324     		NONE I LEGALITIES OF SMALL WARS IN EUROPEAN EMPIRES, 1400-1900 50,000
    LAWRENCE ROSENWALD
    10 LOVEWELL ROAD
    WELLESLEY,MA02481     		NONE I TOWARDS A PACIFIST CRITICISM 25,000
    LAWRIE LAWRENCE BALFOUR
    1540 JEFFERSON PARK AVE
    CHARLOTTESVILLE,VA22904     		NONE I IMAGINING FREEDOM: TONI MORRISON AND THE WORK OF WORDS 50,000
    LENA SALAYMEH
    PRINCETON UNIVERSITY
    PRINCETON,NJ035441017     		NONE I REVOLUTIONARY ISLAMIC LAW 27,500
    LEOR HALEVI
    1011 HALCYON AVE
    NASHVILLE,TN37204     		NONE I EVERYDAY SALAFISM IN AN ENTANGLED WORLD: THE SAUDI SPIRIT OF GLOBAL EXCHANGE IN THE CENTURY OF BIN BAZ (D. 1999) 50,000
    LESLEY A SHARP
    3009 BROADWAY
    NEW YORK,NY10027     		NONE I DYING BEHIND BARS: MALE INMATE CAREGIVERS AND THE PRISON HOSPICE MOVEMENT IN AMERICA 25,000
    LISA OLSTEIN
    2206 E 22ND STREET
    AUSTIN,TX78722     		NONE I POETRY 50,000
    LLOYD SUH
    311 WEST 43RD STREET SUITE 406
    NEW YORK,NY10036     		NONE I DRAMA & PERFORMANCE ART 25,000
    LOTHAR VON FALKENHAUSEN
    405 HILGARD AVENUE
    LOS ANGELES,CA90095     		NONE I THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES 25,000
    MARK LEVINE
    16 GIBBS CT
    IRVINE,CA92617     		NONE I THE KAKUMA SOUND: REROOTING THE PAST, COMPOSING THE FUTURE 50,000
    MARTI EPSTEIN
    122 BERKSHIRE ST
    CAMBRIDGE,MA02141     		NONE I MUSIC COMPOSITION 25,000
    MARTIN H WEISSMAN
    1156 HIGH STREET
    SANTA CRUZ,CA95064     		NONE I VISUALIZING PRIMES 25,000
    MELISSA SCHWARTZBERG
    4 WASHINGTON SQUARE VILLAGE APT 7N
    NEW YORK,NY10012     		NONE I JUDGING DEMOCRACY: JURORS, VOTERS, AND THE CONSTRUCTION OF EQUAL CITIZENS 50,000
    MICHAEL DICKMAN
    184 PROSPECT AVENUE
    PRINCETON,NJ08540     		NONE I POETRY 35,000
    MICHAEL FRANK
    31 W 12TH STREET APT 8E
    NEW YORK,NY10011     		NONE I GENERAL NONFICTION 30,000
    MUKUL SHARMA
    11 CAMP BROOK DRIVE
    HANOVER,NH03755     		NONE I UTILIZING CLAY MINERALS TO REMOVE ATMOSPHERIC CARBON DIOXIDE 40,000
    NATHANIEL PERSILY
    559 NATHAN ABBOTT WAY
    STANFORD,CA943058610     		NONE I SECURING A DEMOCRATIC DIGITAL FUTURE 50,000
    NOA STEIMATSKY
    136 WEST 123RD STREET APT 4
    NEW YORK,NY10027     		NONE I CINECITT AT WAR: 1942-1950 35,000
    NOAH WHITEMAN
    5217 SHAFTER AVENUE
    OAKLAND,CA94618     		NONE I MOST DELICIOUS POISON: HOW PLANT TOXINS CHANGED THE WORLD 25,000
    OLIVIA JUDSON
    WILHELMSTRASSE 119A
    BERLIN,GERMANY10963
    GM     		NONE I DANCE OF ROCK AND LIFE: ENERGY, EVOLUTION, AND THE TRANSFORMATION OF THE EARTH 30,000
    OSCAR CASARES
    8503 GREENFLINT LN
    AUSTIN,TX78759     		NONE I FICTION 55,000
    OSMAN KHAN
    4839 AVERY STREET
    DETROIT,MI48208     		NONE I FINE ARTS 30,000
    PAMELA WOJCIK
    1031 N WINCHESTER AVE
    CHICAGO,IL60622     		NONE I UNHOMED: MOBILITY AND PLACELESSNESS IN AMERICAN CINEMA 50,000
    PATRICIA TREIB
    295 CARROLL STREET APT 3
    BROOKLYN,NY11231     		NONE I FINE ARTS 60,000
    PAUL FRIEDLAND
    150 VAUGHAN STREET
    PORTLAND,ME04102     		NONE I A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802 25,000
    PEGGY SHAW
    65 EAST 4TH STREET APT 1A
    NEW YORK,NY10003     		NONE I DRAMA & PERFORMANCE ART 30,000
    PHILIP METRES
    1 JOHN CARROLL BLVD
    UNIVERSITY HEIGHTS,OH44118     		NONE I POETRY 30,000
    PIA BORG
    541 SOUTH SPRING ST UNIT 702
    LOS ANGELES,CA90013     		NONE I FILM-VIDEO 27,500
    RACHEL LOUISE SNYDER
    1415 ROXANNA RD NW
    WASHINGTON,DC20012     		NONE I GENERAL NONFICTION 25,000
    RAYMOND MEEKS
    110 SAINT JAMES ST 2
    KINGSTON,NY124010511     		NONE I PHOTOGRAPHY 20,000
    REBECCA MEAD
    2 WOODSOME ROAD
    LONDON,UNITED KINGDOMNW5 1RY
    UK     		NONE I GENERAL NONFICTION 25,000
    RICK VALELLY
    517 ELM AVENUE
    SWARTHMORE,PA19081     		NONE I UNCLE SAM'S CLOSET: LESBIAN AND GAY ENFRANCHISEMENT AND THE AMERICAN STATE 50,000
    RITA CHIN
    1602 GRANGER AVENUE
    ANN ARBOR,MI48104     		NONE I INVISIBLE LABOR: A HISTORY OF FEMALE MIGRANT DOMESTICS IN POSTCOLONIAL EUROPE 50,000
    ROBERT CAMPANY
    259 BUTTRICK HALL
    NASHVILLE,TN372351806     		NONE I DREAMING AND SELF-CULTIVATION IN CHINA, 300 BCE-800 CE 25,000
    ROBERT G MORRISON
    44 LEONARD STREET
    PORTLAND,ME04103     		NONE I AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN 25,000
    ROBERT GOODING-WILLIAMS
    4971/1150 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE I DU BOIS'S POLITICAL AESTHETICS: THE MORAL PSYCHOLOGY OF WHITE SUPREMACY AND THE ENDS OF BEAUTY 25,000
    ROBERT MILLIS
    9725 DAYTON AVE NORTH
    SEATTLE,WA98103     		NONE I MUSIC COMPOSITION 30,000
    ROBIN FROHARDT
    169 SPENCER STREET
    BROOKLYN,NY11205     		NONE I DRAMA AND PERFORMANCE ART 20,000
    SARAH PARCAK
    1402 10TH AVENUE SOUTH - UH 3165
    BIRMINGHAM,AL352941241     		NONE I SURVIVING COLLAPSE: THE GLOBAL HISTORY OF HUMAN RESILIENCE 50,000
    SHAMEL PITTS
    153 JEFFERSON AVE
    BROOKLYN,NY11216     		NONE I CHOREOGRAPHY 25,000
    SHANNON WALSH
    1275 PACIFIC STREET APT 1803
    VANCOUVER,CANADAV6E 1T6
    CA     		NONE I FILM-VIDEO 55,000
    SHAYLIH MUEHLMANN
    2609 WEST 10TH AVENUE
    VANCOUVER,CANADAV6K 2J8
    CA     		NONE I WOMEN'S ACTIVISM AGAINST DRUG WAR VIOLENCE 50,000
    SHU LEA CHEANG
    501 WEST 123RD STREET 9E
    NEW YORK,NY10027     		NONE I FINE ARTS 30,000
    SIGRID NUNEZ
    25 WEST 13TH STREET APT 4MS
    NEW YORK,NY10011     		NONE I FICTION 60,000
    STACY KRANITZ
    169 W PARK COURT
    SMITHVILLE,TN37166     		NONE I PHOTOGRAPHY 60,000
    STEFFANI JEMISON
    27 LOUIS PLACE
    BROOKLYN,NY11233     		NONE I FINE ARTS 30,000
    STEPHANIE WANG-BREAL
    73 3RD PLACE APT 1
    BROOKLYN,NY11231     		NONE I FILM-VIDEO 40,000
    STEVE LOCKE
    330 MAC DONOUGH ST APT 2
    BROOKLYN,NY11233     		NONE I FINE ARTS 25,000
    SUSAN JUSTER
    1713 MARYFIELD DRIVE
    ANN ARBOR,MI48103     		NONE I A COMMON GRAVE: A MATERIAL HISTORY OF CATHOLICS IN ENGLISH AMERICA 50,000
    SUSAN STEINBERG
    140 20TH AVENUE 203
    SAN FRANCISCO,CA94121     		NONE I FICTION 25,000
    SUSANNA BERGER
    1329 CARROLL AVENUE
    LOS ANGELES,CA90026     		NONE I VISUAL EXPERTISE AND THE AESTHETICS OF DECEPTION IN EARLY MODERN ITALY 55,000
    SUZANNE CAPORAEL
    PO BOX 511
    SALEM,OR97308     		NONE I FINE ARTS 60,000
    SUZANNE FARRIN
    695 PARK AVE
    NEW YORK,NY10065     		NONE I MUSIC COMPOSITION 25,000
    SUZANNE HITT BOCANEGRA
    66 GREENE STREET FLOOR 5
    NEW YORK,NY10012     		NONE I FINE ARTS 60,000
    SUZANNE METTLER
    305 BROCKFORD ROAD
    SYRACUSE,NY13224     		NONE I ONE NATION, DIVIDED: HOW POLARIZATION AFFECTS AMERICAN DEMOCRACY, PAST AND PRESENT 50,000
    TAHERA QUTBUDDIN
    5844 S STONY ISLAND AVENUE 11H
    CHICAGO,IL60637     		NONE I ?ALI IBN ABI TALIB: LIFE, TEACHINGS, AND ELOQUENCE OF THE SAGE OF ISLAM 25,000
    TAYLOR BROOK
    345 LINDEN AVE
    VICTORIA,CANADAV8V 4G1
    CA     		NONE I MUSIC COMPOSITION 30,000
    TINA SATTER
    27 BUFFALO FARM ROAD
    GRANVILLE,VT05747     		NONE I DRAMA & PERFORMANCE ART 35,000
    TYRELL HABERKORN
    811 EAST MIFFLIN STREET
    MADISON,WI53703     		NONE I DICTATORSHIP ON TRIAL IN THAILAND 50,000
    VICTORIA-IDONGESIT UDONDIAN
    303W 111TH STREET 5C
    NEW YORK,NY10026     		NONE I FINE ARTS 20,000
    YAACOB DWECK
    227 DICKINSON HALL
    PRINCETON,NJ08544     		NONE I RABBINIC REACTIONARIES IN THE SEPHARDIC DIASPORA: NOTES ON A SOCIAL TYPE 25,000
    YEVGENIY SHARLAT
    2406 ROBERT DEDMAN DRIVE
    AUSTIN,TX78712     		NONE I MUSIC COMPOSITION 27,500
    YIYUN LI
    48 OAKRIDGE CT
    PRINCETON,NJ08540     		NONE I FICTION 25,000
    ZEENA PARKINS
    40 RENWICK
    NEW YORK,NY10013     		NONE I MUSIC COMPOSITION 30,000
    IBUOKL MARTINAITYT
    620 FORT WASHINGTON AVE 6H
    NEW YORK,NY10040     		NONE I MUSIC COMPOSITION 30,000
    ZOE LEONARD
    21 SOUTH PORTLAND AVE APT 1
    BROOKLYN,NY11217     		NONE I PHOTOGRAPHY 20,000
    Total .................................bullet 3b 5,429,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,487,582  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 34,725,300  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INVESTMENT INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S     		    14 479,613  
    bUNRELATED BUSINESS INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S 900000 107,123      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 107,123 36,692,495 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    36,799,618
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AL STEINER212 33RD STREET
    BROOKLYN,NY11232     		NONE I FILM-VIDEO 25,000
    ADA LIMN1749 HAWTHORNE LN
    LEXINGTON,KY40505     		NONE I POETRY 60,000
    ADELA PINCH1305 BROADWAY ST
    ANN ARBOR,MI48105     		NONE I VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE 25,000
    AGNES CALLARD1115 EAST 58TH STREET
    CHICAGO,IL60637     		NONE I THE WORLD SOCRATES MADE 50,000
    AIMEE NEZHUKUMATATHIL110 OXFORD CREEK DR
    OXFORD,MS38655     		NONE I POETRY 30,000
    AKI SASAMOTO131 74TH STREET APT 2H
    BROOKLYN,NY11209     		NONE I FINE ARTS 30,000
    ALEX KETLEY50 SYLVAN WAY
    WOODACRE,CA94973     		NONE I CHOREOGRAPHY 55,000
    ALEXANDER ROSE27 LUDLOW DRIVE
    CHAPPAQUA,NY10514     		NONE I GENERAL NONFICTION 60,000
    ALEXANDRA CHASIN66 WEST 12TH
    NEW YORK,NY10011     		NONE I THE FAMILY OF UNMAN 60,000
    ALICE LEORA BRIGGS3020 W CALLE GARDENIAS
    TUCSON,AZ85745     		NONE I FINE ARTS 60,000
    ALISON GOPNIK2611 PARKER STREET
    BERKELEY,CA94704     		NONE I FIRST EXPLORE, THEN EXPLOIT: FORMULATING A COGNITIVE, COMPUTATIONAL, AND EVOLUTIONARY THEORY OF CHILDHOOD 50,000
    AMY GERSTLER2151 PRINCETON AVENUE
    LOS ANGELES,CA90026     		NONE I POETRY 25,000
    AMY WILENTZ111 S NORTON AVE
    LOS ANGELES,CA90004     		NONE I GENERAL NONFICTION 32,500
    ANDREW NEWMAN648 2ND STREET APT 5
    BROOKLYN,NY11215     		NONE I LITERATURE AND THE AMERICAN WAY: A HISTORY OF THE HIGH-SCHOOL CANON 27,500
    ANGEL NEVAREZ471 VANDERBILT AVENUE 3B
    BROOKLYN,NY11238     		NONE I FINE ARTS 30,000
    ANN COOPER ALBRIGHT180 MORGAN STREET
    OBERLIN,OH440741514     		NONE I SIMONE FORTI: IMPROVISING A LIFE 25,000
    ANN MCCOYPO BOX 1907
    LONG ISLAND CITY,NY11101     		NONE I FINE ARTS 30,000
    ANNA BADKHEN41 S 45TH STREET
    PHILADELPHIA,PA19104     		NONE I AN ANATOMY OF LOSTNESS 32,500
    ANNE MCNEIL2629 PIN OAK DRIVE
    ANN ARBOR,MI48103     		NONE I A SECOND LIFE: REIMAGINING THE PLASTIC LIFECYCLE WITH CHEMISTRY 25,000
    ANNIE GOSFIELD301 EAST 12 STREET APT 3D
    NEW YORK,NY10003     		NONE I MUSIC COMPOSITION 45,000
    ARI KELMAN1 SHIELDS AVENUE
    DAVIS,CA95616     		NONE I FOR LIBERTY AND EMPIRE: HOW THE CIVIL WAR BLED INTO THE INDIAN WARS 40,000
    ARTURO ARIAS3210 BLUE OAK DRIVE
    CATHEYS VALLEY,CA95306     		NONE I RECOVERING LOST FOOTPRINTS: CONTEMPORARY MEXICAN INDIGENOUS NARRATIVES 50,000
    BARBARA TAKENAGA260 BLEECKER STREET 2
    NEW YORK,NY10014     		NONE I FINE ARTS 60,000
    BART D EHRMANUNIVERSITY OF N CAROLINA
    CHAPEL HILL,NC275993225     		NONE I THE INVENTION OF HEAVEN AND HELL 25,000
    BEN ALTMAN1041 COMFORT ROAD
    SPENCER,NY14883     		NONE I PHOTOGRAPHY 40,000
    BEN YAGODA618 PARRISH ROAD
    SWARTHMORE,PA19081     		NONE I O. HENRY IN NEW YORK 30,000
    BENITA RAPHAN101 WEST 12 STREET APT 7-Z
    NEW YORK,NY10011     		NONE I FILM-VIDEO 48,750
    BENJAMIN KAHAN3706 JOLLY DR
    BATON ROUGE,LA70808     		NONE I SEXUAL AIM AND ITS MISSES 55,000
    BERNADETTE MEYLER559 NATHAN ABBOTT WAY
    STANFORD,CA943058610     		NONE I COMMON LAW ORIGINALISM: THE CONSTITUTION'S CONTESTED MEANINGS 25,000
    BLITZ BAZAWULE1576 CENTRA VILLA DR SW
    ATLANTA,GA30311     		NONE I FILM-VIDEO 30,000
    BRAD SNYDER239 11TH STREET SE
    WASHINGTON,DC20003     		NONE I DEMOCRATIC JUSTICE: FELIX FRANKFURTER, JUDICIAL RESTRAINT, AND THE CREATION OF THE LIBERAL ESTABLISHMENT 25,000
    BRANDEN JACOBS-JENKINS104 ST MARKS PLACE
    BROOKLYN,NY11217     		NONE I DRAMA & PERFORMANCE ART 50,000
    BRANKA ARSI39 CLAREMONT AVENUE APT 34
    NEW YORK,NY10027     		NONE I AMBIENT LIFE; MELVILLE: MATERIALISM AND THE ETHEREAL ENLIGHTENMENT 50,000
    BRIAN DELAY631 SAN GABRIEL AVENUE
    ALBANY,CA94706     		NONE I MEANS OF DESTRUCTION: GUNS, FREEDOM, AND DOMINATION IN THE AMERICAS 25,000
    BRIAN TEARE718 PARK STREET
    CHARLOTTESVILLE,VA22902     		NONE I POETRY 50,000
    BRIGID MCCAFFREY592 VENTURA ST
    ALTADENA,CA91001     		NONE I FILM-VIDEO 30,000
    BRYAN SCHUTMAAT7902 APPOMATTOX DRIVE
    AUSTIN,TX78745     		NONE I PHOTOGRAPHY 60,000
    CAMILLE T DUNGY1773 CAMPUS DELIVERY
    FT COLLINS,CO805231773     		NONE I POETRY 60,000
    CARL COREYN8657 1020TH STREET
    RIVER FALLS,WI54022     		NONE I PHOTOGRAPHY 32,500
    CARL ELLIOTT410 CHURCH STREET SE
    MINNEAPOLIS,MN554550346     		NONE I LONESOME WHISTLE: EXPOSING WRONGDOING IN RESEARCH ON HUMAN SUBJECTS 50,000
    CARMEN GIMNEZ SMITH202 GILES ROAD
    BLACKSBURG,VA24060     		NONE I POETRY 20,000
    CARMEN MARIA MACHADO818 S 49TH ST
    PHILADELPHIA,PA19143     		NONE I FICTION 65,000
    CARMEN WINANT128 N OVAL MALL
    COLUMBUS,OH43210     		NONE I PHOTOGRAPHY 30,000
    CAROLINE WEBER24 FIFTH AVENUE
    NEW YORK,NY10011     		NONE I SWAN SONG: BELLE EPOQUE SOCIETY AND THE LEGENDS OF LOST TIME 25,000
    CARRIE YAMAOKA1320 HUFF ROAD
    DELHI,NY13753     		NONE I FINE ARTS 32,500
    CASSIM SHEPARD438 LAFAYETTE AVENUE APT 1
    BROOKLYN,NY11238     		NONE I SELF-HELP HOUSING: INCREMENTAL APPROACHES TO SHELTER SINCE 1965 30,000
    CATHERINE CONYBEARE2448 MEREDITH STREET
    PHILADELPHIA,PA191302522     		NONE I AUGUSTINE THE AFRICAN 25,000
    CHICO COLVARD1 FITCHBURG ST B350
    SOMERVILLE,MA02143     		NONE I FILM-VIDEO 55,000
    CHRIS E VARGAS2930 ELM STREET
    BELLINGHAM,WA98225     		NONE I FINE ARTS 27,500
    CHRIS OTTER8429 KILBIRNIE COURT
    DUBLIN,OH43017     		NONE I THE TECHNOSPHERE: A DEEP HUMAN HISTORY 27,500
    CHRISTIAN MAROIS2746 DINAN PL
    VICTORIA,CANADAV9B 3T2
    CA     		NONE I ENABLING KEY TECHNOLOGIES AND NEW DISCOVERIES FOR IMAGING ANOTHER EARTH 50,000
    CHRISTIANE CEGAVSKE1760 MAUPIN ROAD
    OAKLAND,OR97462     		NONE I FILM-VIDEO 30,000
    CHRISTOPHER MERRILL1015 WALKER WAY
    IOWA CITY,IA52245     		NONE I THE TRIALS OF ROGER WILLIAMS: A BIOGRAPHY 25,000
    CLIFFORD OWENS44 WAYNE STREET APT3
    JERSEY CITY,NJ07302     		NONE I FINE ARTS 27,500
    COLIN GEE860 EAST 18TH STREET APT 2D
    BROOKLYN,NY11230     		NONE I CHOREOGRAPHY 20,000
    CONSTANCE ALLEN NATHANSON531 MAIN STREET APT 1014
    NEW YORK,NY10044     		NONE I BLOOD, POLITICS, AND DEATH 25,000
    CYRILLA MOZENTER10 CRISTIN COURT
    STONY POINT,NY10980     		NONE I FINE ARTS 30,000
    CYRUS CASSELLS601 UNIVERSITY DRIVE
    SAN MARCOS,TX78666     		NONE I POETRY 55,000
    DANIEL ALEXANDER JONES135 W 225TH ST
    BRONX,NY10463     		NONE I DRAMA & PERFORMANCE ART 25,000
    DANIEL DUFORD3144 NE 7TH AVE
    PORTLAND,OR97217     		NONE I FINE ARTS 32,500
    DANIEL JORDAN SMITH128 HOPE STREET
    PROVIDENCE,RI02912     		NONE I INFRASTRUCTURAL DEFICIENCY, STATE COMPLICITY, AND ENTREPRENEURIAL CITIZENSHIP IN NIGERIA 50,000
    DANNA SINGER2414 7TH AVE
    TOMS RIVER,NJ08753     		NONE I PHOTOGRAPHY 30,000
    DARA FRIEDMAN1930 TIGERTAIL AVENUE
    COCONUT GROVE,FL33133     		NONE I FILM-VIDEO 65,000
    DAVID A PIETZ10131 EAST LOST TRAILS STREET
    TUCSON,AZ857481819     		NONE I DEATH AND LIFE ON THE YANGTZE: EXTINCTION, CONSERVATION, AND ENVIRONMENTAL CHANGE IN MODERN CHINA 25,000
    DAVID CAREY4805 KESWICK ROAD
    BALTIMORE,MD21210     		NONE I PANDEMIC POLITICS IN GUATEMALA AND ECUADOR, 1900-1950: RACE, HEALING, AND PUBLIC HEALTH 25,000
    DAVID DYZENHAUS78 QUEENS PARK
    TORONTO,CANADAM5S 2C5
    CA     		NONE I THE POLITICS OF LEGAL SPACE 50,000
    DAVID GOMPPER1006 VOXMAN MUSIC BUILDING
    IOWA CITY,IA52242     		NONE I MUSIC COMPOSITION 50,000
    DAVID HERTZBERG1855 CANYON DRIVE
    LOS ANGELES,CA90028     		NONE I MUSIC COMPOSITION 40,000
    DAVID JERISON48 OLD MIDDLESEX ROAD
    BELMONT,MA02478     		NONE I FREE BOUNDARIES AND INTERFACES IN PARTIAL DIFFERENTIAL EQUATIONS 25,000
    DAVID SEPKOSKI810 S WRIGHT STREET
    URBANA,IL61801     		NONE I THE POLITICS OF HUMAN NATURE: BIOLOGICAL DETERMINISM FROM SOCIOBIOLOGY TO THE HUMAN GENOME 12,500
    DEAN RADER2130 FULTON STREET
    SAN FRANCISCO,CA941171080     		NONE I POETRY 50,000
    DEBORAH ZLOTSKY47 GREENOCK ROAD
    DELMAR,NY120543528     		NONE I FINE ARTS 60,000
    DIANE K BRENTARI1010 EAST 59TH STREET
    CHICAGO,IL60637     		NONE I OBSERVING THE CREATION OF LANGUAGE 50,000
    DIANE SEUSS144 MONROE ST
    KALAMAZOO,MI49006     		NONE I POETRY 60,000
    DILIP DA CUNHA4641 HAZEL AVE
    PHILADELPHIA,PA19143     		NONE I OCEAN OF RAIN 30,000
    DONALD REID WOMACK2411 DOLE ST
    HONOLULU,HI96822     		NONE I MUSIC COMPOSITION 50,000
    DORA BUDOR20 JAY STREET SUITE 736
    BROOKLYN,NY11201     		NONE I FINE ARTS 35,000
    DOUGLAS W STEPHAN47 ST CLAIR AVE W SUITE 302
    TORONTO,CANADAM4V 3A5
    CA     		NONE I ACTIVATION OF STRONG BONDS BY FRUSTRATED LEWIS PAIRS 50,000
    DYAN ELLIOTT7625 N EASTLAKE TERRACE APT 109
    CHICAGO,IL60626     		NONE I THE QUICK AND THE DEAD: THE MEDIEVAL CHURCH AND THE EXHUMATION OF CHRISTIANS 25,000
    EDMUND RUSSELL6123 CALLERY STREET
    PITTSBURGH,PA15206     		NONE I UNITED BY LIGHTNING: THE U.S. TRANSCONTINENTAL TELEGRAPH OF 1861 25,000
    EDWARD CAREY513 EAST 47TH STREET
    AUSTIN,TX78751     		NONE I FICTION 60,000
    EDWARD JACOBS1507 N OVERLOOK DR
    GREENVILLE,NC27858     		NONE I MUSIC COMPOSITION 27,500
    EDYTA M BOJANOWSKA100 NEPAS RD
    FAIRFIELD,CT06825     		NONE I EMPIRE AND THE RUSSIAN CLASSICS 20,000
    ELAINE MCMILLION SHELDON856 CHESTER ROAD
    CHARLESTON,WV25302     		NONE I FILM-VIDEO 20,000
    ELEANOR KAUFMAN827 LEVERING AVENUE APT 803
    LOS ANGELES,CA90024     		NONE I STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY 25,000
    ELENA DEL RIVERO143 AVENUE B APT 3A
    NEW YORK,NY10009     		NONE I FINE ARTS 32,500
    ELISABETH LE GUIN2112 SOUTH WOODLAND PLACE
    SANTA ANA,CA92707     		NONE I EL CANCIONERO DE SANTA ANA 25,000
    ELLEN FULLMAN2430 5TH STREET UNIT N
    BERKELEY,CA94720     		NONE I MUSIC COMPOSITION 30,000
    ELLEN LESPERANCE6037 N MISSISSIPPI AVENUE
    PORTLAND,OR97217     		NONE I FINE ARTS 30,000
    ENTANG WIHARSOPO BOX 108
    NORTH SCITUATE,RI02857     		NONE I FINE ARTS 45,000
    ERIC BAUDELAIRE35 RUE DU POTEAU
    PARIS,FRANCE75018
    FR     		NONE I FILM-VIDEO 30,000
    ERIC REBILLARDGOLDWIN SMITH HALL 120
    ITHACA,NY14850     		NONE I REDESCRIBING THE TRIUMPH OF CHRISTIANITY 25,000
    ERICA SCHOENBERGER4802 WILMSLOW ROAD
    BALTIMORE,MD21210     		NONE I WHERE DID CAPITALISM COME FROM? A REVISED HISTORY 55,000
    ETHAN LIPTON59 SUNNYSIDE AVENUE 2
    BROOKLYN,NY11207     		NONE I DRAMA & PERFORMANCE ART 30,000
    FABIENNE LASSERRE1608 BERGEN ST
    BROOKLYN,NY11213     		NONE I FINE ARTS 30,000
    FATIMAH TUGGAR231 NW 96TH STREET APT K408
    KANSAS CITY,MO64155     		NONE I FINE ARTS 60,000
    FRANK MAGILLIGAN9 ABBOTT STREET
    LEBANON,NH03766     		NONE I WATERSHED MOMENTS: SCIENCE, VALUES, AND AMERICAN RIVERS 25,000
    GABRIELLE LAMB603 WEST 148TH ST APT 2
    NEW YORK,NY10031     		NONE I CHOREOGRAPHY 30,000
    GENNARO CHIERCHIA316 BOYLSTON HALL 3RD FLOOR
    CAMBRIDGE,MA02138     		NONE I ORIGINS OF MEANING: QUANTIFIERS AND THE SPONTANEOUS LOGICALITY OF LANGUAGE 25,000
    GEORG ESSL9748 NORTH COLUMBIA CREEK LANE
    MEQUON,WI53092     		NONE I TOPOLOGICAL SOUND SYNTHESIS 27,500
    GORDON ENNIS MOORE6 SPRING ST 5FW
    NEW YORK,NY10012     		NONE I FINE ARTS 30,000
    GUADALUPE MARAVILLA325 NORTH HARRISON STREET
    RICHMOND,VA232842519     		NONE I FINE ARTS 25,000
    GUILLERMINA DE FERRARI415 S MILLS STREET
    MADISON,WI53715     		NONE I BROKEN TROPICS, ARTS OF CONTINGENCY 50,000
    GUILLERMO GMEZ-PEA3435 CESAR CHAVEZ 330
    SAN FRANCISCO,CA94110     		NONE I DRAMA & PERFORMANCE ART 30,000
    HELEN SOLTERER1023 MONMOUTH AVENUE
    DURHAM,NC27701     		NONE I TIMELY FICTIONS: AN EARLY AND MODERN ALMANAC IN FRENCH 25,000
    HELENA ROSENBLATT365 FIFTH AVENUE
    NEW YORK,NY10016     		NONE I AN INTELLECTUAL BIOGRAPHY OF MADAME DE STAL 25,000
    HENRY S RICHARDSON37 AND O STREETS NW
    WASHINGTON,DC20057     		NONE I THE DIVISION OF MORAL LABOR 30,000
    HONG LIU26A PARKER STREET
    LEXINGTON,MA02421     		NONE I CHAOS AND TURBULENCE 50,000
    HNG-N TRNG214 W TRINITY AVENUE
    DURHAM,NC27701     		NONE I FINE ARTS 27,500
    HUGH GUSTERSON2110 G ST NW
    WASHINGTON,DC20052     		NONE I TINKERING WITH ARMAGEDDON: NUCLEAR WEAPONS SCIENCE AFTER THE COLD WAR 30,000
    IAN BURNEY6 DEVONSHIRE ROAD
    STOCKPORT,UNITED KINGDOM5K9 4EF
    UK     		NONE I A HISTORY OF INNOCENCE: ERLE STANLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA 27,500
    ILYA VINITSKY17 SPRINGDALE ROAD
    PRINCETON,NJ08540     		NONE I THE ABSOLUTE FAKER: THE AMERICAN DREAMS OF A RUSSIAN CON MAN 25,000
    ISHION HUTCHINSON209 COBB STREET
    ITHACA,NY14850     		NONE I POETRY 50,000
    ITTAI WEINRYB410 WEST 58TH STREET APT 81
    NEW YORK,NY10019     		NONE I ART AND FRONTIER 20,000
    J STONER BLACKWELLONE COLLEGE DRIVE
    BENNINGTON,VT052016003     		NONE I FINE ARTS 30,000
    JAMES GRIER5860 RIVERSIDE DR E
    WINDSOR,CANADAN8S 1B3
    CA     		NONE I THE FOUNDATIONS OF MUSICAL LITERACY IN THE MEDIEVAL WEST 800-1100: ORAL AND WRITTEN TRANSMISSION OF EARLY PLAINSONG 25,000
    JAMES I PORTER7408 DWINELLE HALL
    BERKELEY,CA947202670     		NONE I LITERARY AESTHETICS AFTER ARISTOTLE 25,000
    JAMES T CAMPBELL450 JANE STANFORD WAY
    STANFORD,CA94305     		NONE I FREEDOM NOW: THE MISSISSIPPI FREEDOM MOVEMENT IN HISTORY AND MEMORY 20,000
    JAMES VERNON2214 DWINELLE HALL
    BERKELEY,CA947202550     		NONE I HEATHROW: A GLOBAL HISTORY OF NEOLIBERAL BRITAIN 25,000
    JANA PRIKRYL435 HUDSON STREET
    NEW YORK,NY10014     		NONE I POETRY 35,000
    JANE HAMMOND75 GRAND STREET APT 4E
    NEW YORK,NY10013     		NONE I FINE ARTS 20,000
    JANET DELANEY2110 BYRON STREET
    BERKELEY,CA94702     		NONE I PHOTOGRAPHY 30,000
    JANET L PRITCHARD10 MANSFIELD HOLLOW ROAD
    MANSFIELD CENTER,CT06250     		NONE I PHOTOGRAPHY 33,000
    JANINE DI GIOVANNI117 EAST 77TH STREET APT 8A
    NEW YORK,NY10075     		NONE I THE VANISHING: CHRISTIANITY IN AN AGE OF INTOLERANCE 35,000
    JEFF GOODELLPO BOX 91
    SARATOGA SPRINGS,NY12866     		NONE I GENERAL NONFICTION 30,000
    JEFFREY SCONCE501 W GRANT PLACE
    CHICAGO,IL60614     		NONE I PARACOSMIC MEDIA 25,000
    JENNIFER DOUDNA164 VICENTE RD
    BERKELEY,CA94705     		NONE I GENOME EDITING IN THE BIOSPHERE 50,000
    JENNIFER GARZA-CUEN6300 OCEAN DRIVE
    CORPUS CHRISTI,TX78412     		NONE I PHOTOGRAPHY 35,000
    JENNIFER PASTOR3444 ASHWOOD AVE
    LOS ANGELES,CA90066     		NONE I FINE ARTS 35,000
    JENNIFER SHYU51-56 48TH ST
    WOODSIDE,NY11377     		NONE I MUSIC COMPOSITION 65,000
    JENNY BOULLYONE COLLEGE DRIVE
    BENNINGTON,VT05201     		NONE I GENERAL NONFICTION 30,000
    JENNY MCPHEE404 RIVERSIDE DRIVE APT 10A
    NEW YORK,NY10025     		NONE I A NEW TRANSLATION OF ELSA MORANTE'S FIRST NOVEL MENZOGNA E SORTILEGIO (1948) 25,000
    JESSICA DIMMOCKPO BOX 621
    MANVILLE,NJ08835     		NONE I FILM-VIDEO 30,000
    JESSICA EATON1235 AVENUE BERNARD APT 5
    OUTREMONT,CANADAH2V 1V7
    CA     		NONE I PHOTOGRAPHY 25,000
    JIAN MA5000 FORBES AVENUE
    PITTSBURGH,PA15213     		NONE I ALGORITHMS FOR COMPARING GENOME ORGANIZATION 50,000
    JIM SHROSBREE100 E FILLMORE AVE
    FAIRFIELD,IA52556     		NONE I FINE ARTS 30,000
    JO KREITER1068 BOWDOIN STREET
    SAN FRANCISCO,CA94134     		NONE I CHOREOGRAPHY 65,000
    JOANNA KLINK702 EAST DEAN KEETON STREET
    AUSTIN,TX78705     		NONE I POETRY 65,000
    JOCHEN HELLBECK122 WEST STREET APT 6G
    BROOKLYN,NY11222     		NONE I SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY 24,000
    JOHN PETERS180 WESTWOOD ROAD
    NEW HAVEN,CT06515     		NONE I WEATHER MEDIA IN THE MODERN WORLD 25,000
    JONATHAN GRUBER83 PLEASANT STREET
    LEXINGTON,MA02421     		NONE I HOW MUCH MONEY CAN WE SAVE BY ERADICATING HEPATITIS C? 50,000
    JOS-LUIS HURTADO4605 BURTON AVE
    ALBUQUERQUE,NM87108     		NONE I MUSIC COMPOSITION 27,500
    JOSH PACEWICZ14 CLAREMONT AVE
    PROVIDENCE,RI02806     		NONE I ARCHITECTS OF THE DIVIDED STATES: LEGISLATORS, LOBBYISTS, AND ADVOCATES IN POLARIZED TIMES 25,000
    JULIA BRYAN-WILSON419 DOE LIBRARY
    BERKELEY,CA94720     		NONE I LOUISE NEVELSON: MODERNIST DRAG 50,000
    JULIA CHRISTENSEN158 SOUTH PROSPECT STREET
    OBERLIN,OH44074     		NONE I FINE ARTS 10,000
    JULIE BUFFALOHEAD966 HAMPDEN AVENUE
    SAINT PAUL,MN55114     		NONE I FINE ARTS 29,000
    KAREN HARTMAN1693 11TH AVE 1
    BROOKLYN,NY11218     		NONE I DRAMA & PERFORMANCE ART 30,000
    KATHARINA ROSENBERGER9500 GILMAN DR MC 0099
    LA JOLLA,CA92093     		NONE I MUSIC COMPOSITION 25,000
    KATHYA MARIA LANDEROS670 WASHINGTON STREET
    WELLESLEY,MA02482     		NONE I PHOTOGRAPHY 30,000
    KATY SCHIMERT635 EAST 6TH STREET APT 5W
    NEW YORK,NY10009     		NONE I FINE ARTS 25,000
    KIMBERLY BARTOSIK1613 10TH AVENUE
    BROOKLYN,NY11215     		NONE I CHOREOGRAPHY 35,000
    LARRY TOWELLRR 1
    BOTHWELL,CANADAN0P 1C0
    CA     		NONE I PHOTOGRAPHY 30,000
    LAWRENCE P JACKSON5312 SAINT ALBANS WAY
    BALTIMORE,MD21212     		NONE I CHRISTMAS IN BALTIMORE 50,000
    LAWRENCE ROSENWALD10 LOVEWELL ROAD
    WELLESLEY,MA02481     		NONE I TOWARDS A PACIFIST CRITICISM 25,000
    LENA SALAYMEHPRINCETON UNIVERSITY
    PRINCETON,NJ035441017     		NONE I REVOLUTIONARY ISLAMIC LAW 27,500
    LESLEY A SHARP3009 BROADWAY
    NEW YORK,NY10027     		NONE I DYING BEHIND BARS: MALE INMATE CAREGIVERS AND THE PRISON HOSPICE MOVEMENT IN AMERICA 25,000
    LESLIE HEWITT201 W 138TH
    NEW YORK,NY10030     		NONE I FINE ARTS 55,000
    LINCOLN QUILLIAN2852 NORTH HALSTED STREET APT 4S
    CHICAGO,IL60657     		NONE I HIRING DISCRIMINATION IN NORTH AMERICAN AND EUROPEAN LABOR MARKETS: A META-ANALYSIS OF FIELD EXPERIMENTS 25,000
    LINDA FOARD ROBERTS556 WALDEN TRAIL
    WAXHAW,NC28173     		NONE I PHOTOGRAPHY 60,000
    LISA BROOKS285 SHUTESBURY ROAD
    LEVERETT,MA01054     		NONE I TRACKING MOLSEMSIS: AN INDIGENOUS AND ENVIRONMENTAL HISTORY OF EASTERN COYOTE 50,000
    LIZ COHENPO BOX 811505
    TEMPE,AZ85287     		NONE I PHOTOGRAPHY 50,000
    LLOYD SCHWARTZ27 PENNSYLVANIA AVENUE
    SOMERVILLE,MA02145     		NONE I POETRY 25,000
    LLOYD SUH311 WEST 43RD STREET SUITE 406
    NEW YORK,NY10036     		NONE I DRAMA & PERFORMANCE ART 35,000
    LOTHAR VON FALKENHAUSEN405 HILGARD AVENUE
    LOS ANGELES,CA90095     		NONE I THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES 25,000
    LUIS ALBERTO URREA6S 516 MILLCREEK LANE
    NAPERVILLE,IL60540     		NONE I FICTION 50,000
    LUKAS FELZMANN1539 TREAT AVENUE
    SAN FRANCISCO,CA94110     		NONE I PHOTOGRAPHY 27,500
    MARIAH GARNETT1151 N AVE 64
    LOS ANGELES,CA90042     		NONE I FILM-VIDEO 30,000
    MARJORIE GARBER12 QUINCEY STREET
    CAMBRIDGE,MA02138     		NONE I SHAKESPEARE IN BLOOMSBURY 25,000
    MARK DION2595 COUNTY ROUTE 7
    COPAKE,NY12516     		NONE I FINE ARTS 20,000
    MARK GRIECO762 NORTH HOLLISTON AVENUE
    PASADENA,CA91104     		NONE I FILM-VIDEO 30,000
    MARK PHILIP BRADLEY1126 E 59TH STREET
    CHICAGO,IL60637     		NONE I WHEN THE WORLD WENT SOUTH: A HISTORY OF THE GLOBAL SOUTH AND THE MAKING OF OUR TIMES 50,000
    MARTI EPSTEIN122 BERKSHIRE ST
    CAMBRIDGE,MA02141     		NONE I MUSIC COMPOSITION 25,000
    MARTIN DICICCO1072 BEDFORD AVENUE 78
    BROOKLYN,NY11216     		NONE I FILM-VIDEO 60,000
    MARTIN H WEISSMAN1156 HIGH STREET
    SANTA CRUZ,CA95064     		NONE I VISUALIZING PRIMES 25,000
    MARYROSE COBARRUBIAS MENDOZA258 HIGHLAND PLACE
    MONROVIA,CA91016     		NONE I FINE ARTS 27,500
    MATTHEW JOHNSON1812 HINMAN AVENUE 201
    EVANSTON,IL60208     		NONE I AN ARCHAEOLOGY OF THE ENGLISH IN THE ATLANTIC WORLD 50,000
    MATTHEW MAZZOTTA41 EAST MAIN STREET
    CANTON,NY13617     		NONE I FINE ARTS 30,000
    MATTHEW PORTERFIELD2741 NORTH CALVERT STREET
    BALTIMORE,MD21218     		NONE I FILM-VIDEO 30,000
    MATTHEW RICKETTS71 SOUTH ELLIOTT PLACE APT 2R
    BROOKLYN,NY11217     		NONE I MUSIC COMPOSITION 30,000
    MATTHEW WHITE388 LINDEN CIRCLE
    PAWLEYS ISLAND,SC29585     		NONE I MUSIC COMPOSITION 30,000
    MAYA MILENOVIC WORKMAN600 WEST 136TH STREET 1G
    NEW YORK,NY10031     		NONE I MUSIC COMPOSITION 60,000
    MERION ESTESPO BOX 21
    YUCCA VALLEY,CA92284     		NONE I FINE ARTS 32,500
    MICHAEL DICKMAN184 PROSPECT AVENUE
    PRINCETON,NJ08540     		NONE I POETRY 20,000
    MICHAEL FRANK31 W 12TH STREET APT 8E
    NEW YORK,NY10011     		NONE I GENERAL NONFICTION 30,000
    MICHAEL HELM1323 GOVERNORS ROAD
    DUNDAS,CANADAL9H 5E3
    CA     		NONE I FICTION 30,000
    MICHAEL J THERIEN6 PINE TOP PLACE
    DURHAM,NC27705     		NONE I AMBIENT-TEMPERATURE SPINTRONIC MATERIALS AND DEVICES ENABLED BY SOFT MATTER 50,000
    MICHAEL W CLUNE11112 BELLFLOWER ROAD
    CLEVELAND,OH44106     		NONE I A DEFENSE OF JUDGMENT 50,000
    MICHELLE LOPEZ1628 SOUTH BROAD STREET
    PHILADELPHIA,PA19145     		NONE I FINE ARTS 30,000
    MICHELLE R WARREN2 CHAMBERS CIRCLE
    WEST LEBANON,NH03784     		NONE I LIVES OF A MEDIEVAL BOOK IN THE DIGITAL DARK AGES,1220-2020 50,000
    MIGUEL P ECKSTEIN30 WOODALE LANE
    SANTA BARBARA,CA93103     		NONE I EYE MOVEMENTS TO FACES AFTER RECOVERY FROM CONGENITAL BLINDNESS 25,000
    MONICA PRASAD1810 CHICAGO AVENUE
    EVANSTON,IL60208     		NONE I STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT 25,000
    MOYRA DAVEY790 RIVERSIDE DRIVE APT 11J
    NEW YORK,NY10032     		NONE I FILM-VIDEO 60,000
    MUHAMMAD HAMID ZAMAN12 KING PHILIP ROAD
    SHARON,MA02067     		NONE I RESISTANCE AND REFUGEES: ANALYZING THE DRIVERS OF ANTIMICROBIAL RESISTANCE IN REFUGEE CAMPS IN LEBANON AND UGANDA 50,000
    MUKUL SHARMA11 CAMP BROOK DRIVE
    HANOVER,NH03755     		NONE I UTILIZING CLAY MINERALS TO REMOVE ATMOSPHERIC CARBON DIOXIDE 10,000
    NOA STEIMATSKY136 WEST 123RD STREET APT 4
    NEW YORK,NY10027     		NONE I CINECITT AT WAR: 1942-1950 30,000
    NOAH WHITEMAN5217 SHAFTER AVENUE
    OAKLAND,CA94618     		NONE I MOST DELICIOUS POISON: HOW PLANT TOXINS CHANGED THE WORLD 25,000
    OLIVIA JUDSONWILHELMSTRASSE 119A
    BERLIN,GERMANY10963
    GM     		NONE I DANCE OF ROCK AND LIFE: ENERGY, EVOLUTION, AND THE TRANSFORMATION OF THE EARTH 30,000
    OSMAN KHAN4839 AVERY STREET
    DETROIT,MI48208     		NONE I FINE ARTS 25,000
    PASCALINE DUPAS579 SERRA MALL
    STANFORD,CA94305     		NONE I LOCAL GOVERNANCE, LOCAL FINANCE, AND PUBLIC SERVICE PROVISION IN URBANIZING AFRICA 50,000
    PATRICIA ENGEL252 MEMORIAL DRIVE
    CORAL GABLES,FL33146     		NONE I FICTION 32,500
    PATRICK JAGODA1115 E 58TH ST
    CHICAGO,IL60637     		NONE I STORY LAB: COLLABORATIVE NARRATIVE METHODS FOR A TRANSMEDIA ERA 50,000
    PAUL FRIEDLAND150 VAUGHAN STREET
    PORTLAND,ME04102     		NONE I A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802 25,000
    PEGGY SHAW65 EAST 4TH STREET APT 1A
    NEW YORK,NY10003     		NONE I DRAMA & PERFORMANCE ART 35,000
    PENNY LANE564 ST JOHNS PLACE
    BROOKLYN,NY11238     		NONE I FILM-VIDEO 60,000
    PER A MYKLAND520 WEST HURON STREET APT 609
    CHICAGO,IL60654     		NONE I UNIFIED STATISTICAL INFERENCE FOR HIGH FREQUENCY DATA 25,000
    PETER A HALL27 KIRKLAND STREET
    CAMBRIDGE,MA02138     		NONE I RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE 25,000
    PETER VAN AGTMAEL524 MANHATTAN AVENUE 4A
    BROOKLYN,NY11222     		NONE I PHOTOGRAPHY 60,000
    PHILIP METRES1 JOHN CARROLL BLVD
    UNIVERSITY HEIGHTS,OH44118     		NONE I POETRY 30,000
    PIA BORG541 SOUTH SPRING ST UNIT 702
    LOS ANGELES,CA90013     		NONE I FILM-VIDEO 27,500
    PRADEEP SHARMA5907 BRIAR HILL COURT
    SUGAR LAND,TX77479     		NONE I WHY DO SOME PEOPLE HEAR MUSIC BETTER THAN OTHERS?AN ENGINEERING AND PHYSICS PERSPECTIVE 50,000
    RACHEL ADAMS1150 AMSTERDAM AVE
    NEW YORK,NY10027     		NONE I ANATOMIES OF CARE: NARRATIVE AND THE ART OF INTERDEPENDENCY 25,000
    RACHEL LOUISE SNYDER1415 ROXANNA RD NW
    WASHINGTON,DC20012     		NONE I GENERAL NONFICTION 25,000
    RAYMOND MEEKS110 SAINT JAMES ST 2
    KINGSTON,NY124010511     		NONE I PHOTOGRAPHY 40,000
    REBECCA MEAD2 WOODSOME ROAD
    LONDON,UNITED KINGDOMNW5 1RY
    UK     		NONE I GENERAL NONFICTION 25,000
    REBECCA SAXE43 VASSAR STREET
    CAMBRIDGE,MA02139     		NONE I WHY WE PUNISH 50,000
    RHEIM ALKADHI2 STOCKRECHTS ADALBERTSTR 79
    BERLIN,GERMANY10997
    GM     		NONE I FINE ARTS 60,000
    RICHARD R JOHN2950 BROADWAY
    NEW YORK,NY10027     		NONE I A HISTORY OF THE AMERICAN ANTIMONOPOLY TRADITION 10,000
    RICHARD TUCK124 BRATTLE STREET
    CAMBRIDGE,MA02138     		NONE I ACTIVE AND PASSIVE CITIZENS 50,000
    ROBERT CAMPANY259 BUTTRICK HALL
    NASHVILLE,TN372351806     		NONE I DREAMING AND SELF-CULTIVATION IN CHINA, 300 BCE-800 CE 25,000
    ROBERT G MORRISON44 LEONARD STREET
    PORTLAND,ME04103     		NONE I AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN 25,000
    ROBERT GOODING-WILLIAMS4971/1150 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE I DU BOIS'S POLITICAL AESTHETICS: THE MORAL PSYCHOLOGY OF WHITE SUPREMACY AND THE ENDS OF BEAUTY 25,000
    ROBERT LOPOLD POLIDORI3560 THACHER ROAD 5TH FLOOR
    OJAI,CA93023     		NONE I PHOTOGRAPHY 60,000
    ROBERT MILLIS9725 DAYTON AVE NORTH
    SEATTLE,WA98103     		NONE I MUSIC COMPOSITION 30,000
    ROBIN FROHARDT169 SPENCER STREET
    BROOKLYN,NY11205     		NONE I DRAMA AND PERFORMANCE ART 40,000
    RON JUDE2022 ONYX STREET
    EUGENE,OR97403     		NONE I PHOTOGRAPHY 30,000
    RONALD SCHECHTER118 STANLEY DRIVE
    WILLIAMSBURG,VA23188     		NONE I THE SECRET LIBRARY OF MARIE ANTOINETTE 27,500
    SABINE IATRIDOU1 GRAY GARDENS EAST
    CAMBRIDGE,MA02138     		NONE I QUEXISTENTIALS AND THEIR SIGNIFICANCE FOR LINGUISTIC THEORY 50,000
    SAMUEL ADAMS1728 WALNUT STREET APT 4
    BERKELEY,CA94709     		NONE I MUSIC COMPOSITION 25,000
    SANDEEP DAS250 HAMMOND POND PKWY 913 S
    CHESTNUT HILL,MA02467     		NONE I MUSIC COMPOSITION 25,000
    SANFORD BIGGERS1465 5TH AVE
    NEW YORK,NY10035     		NONE I FINE ARTS 60,000
    SARAH BUSS1208 FERDON ROAD
    ANN ARBOR,MI48104     		NONE I HOW TO BE COHERENT AND HOW COHERENT TO BE 50,000
    SCOTT REYNOLDS NELSON250 BALDWIN ST
    ATHENS,GA30602     		NONE I FROM THE AMERICAN CIVIL WAR TO THE RUSSIAN REVOLUTION: FOOD AND THE FATE OF EMPIRE 30,000
    SEAN BUCKELEW4447 1/2 WILLOW BROOK AVENUE
    LOS ANGELES,CA90029     		NONE I FILM-VIDEO 32,500
    SETH MNOOKIN43 CROWNINSHIELD ROAD
    BROOKLINE,MA02446     		NONE I THE SCIENCE, HISTORY, AND FUTURE OF AGING 25,000
    SHAMEL PITTS153 JEFFERSON AVE
    BROOKLYN,NY11216     		NONE I CHOREOGRAPHY 30,000
    SHELLEY HIRSCH10 LEONARD ST 4SE
    NEW YORK,NY10013     		NONE I MUSIC COMPOSITION 29,000
    SHU LEA CHEANG501 WEST 123RD STREET 9E
    NEW YORK,NY10027     		NONE I FINE ARTS 30,000
    SKY HOPINKA1 CAMPUS ROAD
    ANNANDALEONHUDSON,NY12504     		NONE I FILM-VIDEO 60,000
    SNEANA STANIMIROVI613 EMERSON STREET
    MADISON,WI53715     		NONE I NATURE VS. NURTURE--WHY IS STAR FORMATION SO INEFFICIENT? 25,000
    STEFFANI JEMISON27 LOUIS PLACE
    BROOKLYN,NY11233     		NONE I FINE ARTS 25,000
    STEPHANIE WANG-BREAL73 3RD PLACE APT 1
    BROOKLYN,NY11231     		NONE I FILM-VIDEO 20,000
    STEVE LOCKE330 MAC DONOUGH ST APT 2
    BROOKLYN,NY11233     		NONE I FINE ARTS 25,000
    STEVE ROWELL404 EAST 5TH STREET
    MORRIS,MN56267     		NONE I FILM-VIDEO 30,000
    STEVEN SUBOTNICK228 GANO STREET
    PROVIDENCE,RI029064002     		NONE I FILM-VIDEO 27,500
    SUSAN STEINBERG140 20TH AVENUE 203
    SAN FRANCISCO,CA94121     		NONE I FICTION 25,000
    SUSANNA SCHELLENBERG79 PERRY STREET APT 5F
    NEW YORK,NY10014     		NONE I THE NEURAL BASIS OF PERCEPTION: DISCRIMINATION, INFORMATION-PROCESSING, AND BIASES 50,000
    SUZANNE FARRIN695 PARK AVE
    NEW YORK,NY10065     		NONE I MUSIC COMPOSITION 25,000
    SYLVAN OSWALDBOX 951622
    LOS ANGELES,CA900951622     		NONE I DRAMA & PERFORMANCE ART 30,000
    TAHERA QUTBUDDIN5844 S STONY ISLAND AVENUE 11H
    CHICAGO,IL60637     		NONE I ?ALI IBN ABI TALIB: LIFE, TEACHINGS, AND ELOQUENCE OF THE SAGE OF ISLAM 25,000
    TAYLOR BROOK345 LINDEN AVE
    VICTORIA,CANADAV8V 4G1
    CA     		NONE I MUSIC COMPOSITION 25,000
    THOMAS CENTOLELLA1164 JACKSON STREET APT 1
    SAN FRANCISCO,CA94133     		NONE I POETRY 32,500
    THORSTEN TRIMPOP2400 NORTH LAKEVIEW AVENUE APT 1901
    CHICAGO,IL60614     		NONE I FILM-VIDEO 30,000
    TINA SATTER27 BUFFALO FARM ROAD
    GRANVILLE,VT05747     		NONE I DRAMA & PERFORMANCE ART 20,000
    TIONA NEKKIA MCCLODDEN1426 WEST GIRARD AVENUE APT 8
    PHILADELPHIA,PA19130     		NONE I FINE ARTS 32,500
    TODD H OAKLEY4718 CALLE REINA
    SANTA BARBARA,CA93110     		NONE I SEA FIREFLIES TO CONNECT GENES AND BIODIVERSITY 25,000
    TONIA KO29B MAURY ROAD
    LONDON,UNITED KINGDOMN16 7BP
    UK     		NONE I MUSIC COMPOSITION 40,000
    TRACY DROZ TRAGOS629 ERSKINE DRIVE
    PACIFIC PALISADES,CA90272     		NONE I FILM-VIDEO 60,000
    VALERIA LUISELLI55 ADRIAN AVE
    BRONX,NY10463     		NONE I FICTION 55,000
    VERA KELLER2408 HARRIS ST
    EUGENE,OR97405     		NONE I CURATING THE GERMAN ENLIGHTENMENT: JOHANN DANIEL MAJOR (1634-1693) AND THE EXPERIMENTAL CENTURY 50,000
    VICTORIA-IDONGESIT UDONDIAN303W 111TH STREET 5C
    NEW YORK,NY10026     		NONE I FINE ARTS 35,000
    YAACOB DWECK227 DICKINSON HALL
    PRINCETON,NJ08544     		NONE I RABBINIC REACTIONARIES IN THE SEPHARDIC DIASPORA: NOTES ON A SOCIAL TYPE 25,000
    YEVGENIY SHARLAT2406 ROBERT DEDMAN DRIVE
    AUSTIN,TX78712     		NONE I MUSIC COMPOSITION 27,500
    YIYUN LI48 OAKRIDGE CT
    PRINCETON,NJ08540     		NONE I FICTION 25,000
    ZEENA PARKINS40 RENWICK
    NEW YORK,NY10013     		NONE I MUSIC COMPOSITION 30,000
    IBUOKL MARTINAITYT620 FORT WASHINGTON AVE 6H
    NEW YORK,NY10040     		NONE I MUSIC COMPOSITION 30,000
    ZOE LEONARD21 SOUTH PORTLAND AVE APT 1
    BROOKLYN,NY11217     		NONE I PHOTOGRAPHY 40,000
    ZUN LEE44 ST JOSEPH STREET SUITE 1802
    TORONTO,CANADAM4Y 2W4
    CA     		NONE I PHOTOGRAPHY 60,000
    Total ...............................bullet 3a 9,468,750
    bApproved for future payment
    AL STEINER212 33RD STREET
    BROOKLYN,NY11232     		NONE I FILM-VIDEO 25,000
    AIMEE NEZHUKUMATATHIL110 OXFORD CREEK DR
    OXFORD,MS38655     		NONE I POETRY 25,000
    ALEXANDER R GALLOWAY7-13 WASHINGTON SQUARE NORTH APT
    42B
    NEW YORK,NY10003     		NONE I THE CRYSTALLINE MEDIUM: COMPUTATION AND ITS CONSEQUENCES 50,000
    ALEXANDRE LUNSQUI560 RIVERSIDE DRIVE APT 3C
    NEW YORK,NY10027     		NONE I MUSIC COMPOSITION 55,000
    AMY NELSON BURNETT1901 OAKDALE AVE
    LINCOLN,NE68506     		NONE I THE RELIGIOUS REPUBLIC OF LETTERS: CORRESPONDENCE NETWORKS IN REFORMATION GERMANY 50,000
    AMY WILENTZ111 S NORTON AVE
    LOS ANGELES,CA90004     		NONE I GENERAL NONFICTION 32,500
    ANDREA G MCDOWELLONE NEWARK CENTER
    NEWARK,NJ07102     		NONE I WE THE MINERS: SELF-GOVERNMENT IN THE CALIFORNIA GOLD RUSH 50,000
    ANDREJ LUPTK43 MISTRAL LN
    IRVINE,CA92617     		NONE I REGULATION OF THE TRANSCRIPTOME BY LIGHT 50,000
    ANDREW STROMINGER17 OXFORD STREET
    CAMBRIDGE,MA02138     		NONE I RESOLVING THE BLACK HOLE INFORMATION PARADOX 50,000
    ANGEL NEVAREZ471 VANDERBILT AVENUE 3B
    BROOKLYN,NY11238     		NONE I FINE ARTS 30,000
    ANNA MARIA BUSSE BERGER2741 FOREST AVENUE
    BERKELEY,CA94705     		NONE I THE MEDIEVAL RELIGIOUS ORIGINS OF THE EUROPEAN STATE 50,000
    ANNA SHTERNSHIS40 EDINBURGH DRIVE
    TORONTO,CANADAM3H 1B4
    CA     		NONE I LAST YIDDISH HEROES: A LOST AND FOUND ARCHIVE OF THE HOLOCAUST IN THE SOVIET UNION 50,000
    ANNE CATTANEO348 WEST 36TH ST APT 9
    NEW YORK,NY10018     		NONE I HEINRICH VON KLEIST: AN APPRECIATION FOR AMERICAN READERS 50,000
    BEN YAGODA618 PARRISH ROAD
    SWARTHMORE,PA19081     		NONE I O. HENRY IN NEW YORK 30,000
    BERNADETTE MEYLER559 NATHAN ABBOTT WAY
    STANFORD,CA943058610     		NONE I COMMON LAW ORIGINALISM: THE CONSTITUTION'S CONTESTED MEANINGS 25,000
    BLITZ BAZAWULE1576 CENTRA VILLA DR SW
    ATLANTA,GA30311     		NONE I FILM-VIDEO 30,000
    C JEAN CAMPBELL1489 IVERSON STREET NE
    ATLANTA,GA30307     		NONE I PISANELLO'S PARARGA: IMITATIVE PRACTICE AND PICTORIAL PRACTICE IN FIFTEENTH-CENTURY ITALY 50,000
    CAMILLE ROBCIS506 PHILOSOPHY HALL
    NEW YORK,NY10027     		NONE I THE GENDER QUESTION: POPULISM, NATIONAL REPRODUCTION, AND THE CRISIS OF REPRESENTATION 50,000
    CAMMIE STAROS6178 SPRINGVALE DRIVE
    LOS ANGELES,CA90042     		NONE I FINE ARTS 55,000
    CAROLINE WEBER24 FIFTH AVENUE
    NEW YORK,NY10011     		NONE I SWAN SONG: BELLE EPOQUE SOCIETY AND THE LEGENDS OF LOST TIME 25,000
    CATHERINE CONYBEARE2448 MEREDITH STREET
    PHILADELPHIA,PA191302522     		NONE I AUGUSTINE THE AFRICAN 25,000
    CATHERINE SULLIVAN2316 S HOYNE AVENUE
    CHICAGO,IL60608     		NONE I FILM-VIDEO 55,000
    CELESTE NG42 STEARNS STREET
    CAMBRIDGE,MA02138     		NONE I FICTION 50,000
    CHRIS E VARGAS2930 ELM STREET
    BELLINGHAM,WA98225     		NONE I FINE ARTS 27,500
    CHRIS OTTER8429 KILBIRNIE COURT
    DUBLIN,OH43017     		NONE I THE TECHNOSPHERE: A DEEP HUMAN HISTORY 27,500
    CHRISTOPHER JARZYNSKI5513 HOOVER STREET
    BETHESDA,MD20817     		NONE I NANOSCALE THERMODYNAMICS BEYOND IDEALIZATIONS 50,000
    CLIFFORD OWENS44 WAYNE STREET APT3
    JERSEY CITY,NJ07302     		NONE I FINE ARTS 27,500
    CYRILLA MOZENTER10 CRISTIN COURT
    STONY POINT,NY10980     		NONE I FINE ARTS 30,000
    DANIEL ALEXANDER JONES135 W 225TH ST
    BRONX,NY10463     		NONE I DRAMA & PERFORMANCE ART 30,000
    DANNA SINGER2414 7TH AVE
    TOMS RIVER,NJ08753     		NONE I PHOTOGRAPHY 30,000
    DAVID A PIETZ10131 EAST LOST TRAILS STREET
    TUCSON,AZ857481819     		NONE I DEATH AND LIFE ON THE YANGTZE: EXTINCTION, CONSERVATION, AND ENVIRONMENTAL CHANGE IN MODERN CHINA 25,000
    DAVID HERTZBERG1855 CANYON DRIVE
    LOS ANGELES,CA90028     		NONE I MUSIC COMPOSITION 20,000
    DAVID SEPKOSKI810 S WRIGHT STREET
    URBANA,IL61801     		NONE I THE POLITICS OF HUMAN NATURE: BIOLOGICAL DETERMINISM FROM SOCIOBIOLOGY TO THE HUMAN GENOME 37,500
    DEBORAH COEN1037 CHAPEL STREET
    NEW HAVEN,CT065208324     		NONE I CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY EUROPE 49,000
    DILIP DA CUNHA4641 HAZEL AVE
    PHILADELPHIA,PA19143     		NONE I OCEAN OF RAIN 25,000
    DYAN ELLIOTT7625 N EASTLAKE TERRACE APT 109
    CHICAGO,IL60626     		NONE I THE QUICK AND THE DEAD: THE MEDIEVAL CHURCH AND THE EXHUMATION OF CHRISTIANS 25,000
    EDYTA M BOJANOWSKA100 NEPAS RD
    FAIRFIELD,CT06825     		NONE I EMPIRE AND THE RUSSIAN CLASSICS 30,000
    ELAINE MCMILLION SHELDON856 CHESTER ROAD
    CHARLESTON,WV25302     		NONE I FILM-VIDEO 35,000
    ELINA GERTSMAN23870 DUFFIELD ROAD
    SHAKER HEIGHTS,OH44122     		NONE I WITHDRAWAL AND PRESENCE: VISUALIZING MEDIEVAL ABSTRACTION 50,000
    ELIZABETH CAROLYN MILLERONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE I EXTRACTION ECOLOGIES AND THE LITERATURE OF THE LONG EXHAUSTION, 1830S-1930S 50,000
    ELLEN FULLMAN2430 5TH STREET UNIT N
    BERKELEY,CA94720     		NONE I MUSIC COMPOSITION 30,000
    ELLEN LESPERANCE6037 N MISSISSIPPI AVENUE
    PORTLAND,OR97217     		NONE I FINE ARTS 30,000
    EMILY WILSON1017 S 48TH ST
    PHILADELPHIA,PA19143     		NONE I VERSE TRANSLATION OF THE ILIAD 50,000
    ERIC GOTTESMAN34 EDGEWOOD AVE
    GREENWICH,CT06830     		NONE I PHOTOGRAPHY 55,000
    ERIC REBILLARDGOLDWIN SMITH HALL 120
    ITHACA,NY14850     		NONE I REDESCRIBING THE TRIUMPH OF CHRISTIANITY 25,000
    ETHAN LIPTON59 SUNNYSIDE AVENUE 2
    BROOKLYN,NY11207     		NONE I DRAMA & PERFORMANCE ART 30,000
    FRANK MAGILLIGAN9 ABBOTT STREET
    LEBANON,NH03766     		NONE I WATERSHED MOMENTS: SCIENCE, VALUES, AND AMERICAN RIVERS 25,000
    GABRIELLE LAMB603 WEST 148TH ST APT 2
    NEW YORK,NY10031     		NONE I CHOREOGRAPHY 30,000
    GARTH GREENWELL329 RIVER STREET
    IOWA CITY,IA52246     		NONE I FICTION 50,000
    GERARD PASSANNANTE2045 ROSEMOUNT AVE NW
    WASHINGTON,DC20010     		NONE I GOD IS IN THE DETAIL: COSMIC ORDER AND THE SENSE OF SCALE 55,000
    GORDON ENNIS MOORE6 SPRING ST 5FW
    NEW YORK,NY10012     		NONE I FINE ARTS 30,000
    H GLENN PENNY1205 GINTER AVENUE
    IOWA CITY,IA52240     		NONE I BEYOND COLONIAL QUESTIONS: BEING GERMAN IN GUATEMALA FROM THE 1880S THROUGH THE 1980S 50,000
    HECTOR CARRILLO6101E N SHERIDAN RD UNIT 25A
    CHICAGO,IL606606812     		NONE I THE AFTERLIFE OF DOCUMENTS: IDENTITY, MOBILITY, AND THE GENEALOGICAL IMAGINATION 50,000
    HEGHNAR ZEITLIAN WATENPAUGH1517 ORANGE LANE
    DAVIS,CA95616     		NONE I CITY OF 1001 CHURCHES: ARCHITECTURE, DESTRUCTION, AND PRESERVATION AT A WORLD HERITAGE SITE 50,000
    HELEN MIRRA15 MUIR BEACH OVERLOOK
    MUIR BEACH,CA94965     		NONE I FINE ARTS 60,000
    HELEN PHILLIPS68 STRATFORD ROAD APT 9
    BROOKLYN,NY11218     		NONE I FICTION 60,000
    HELEN SOLTERER1023 MONMOUTH AVENUE
    DURHAM,NC27701     		NONE I TIMELY FICTIONS: AN EARLY AND MODERN ALMANAC IN FRENCH 25,000
    IAN BURNEY6 DEVONSHIRE ROAD
    STOCKPORT,UNITED KINGDOM5K9 4EF
    UK     		NONE I A HISTORY OF INNOCENCE: ERLE STANLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA 27,500
    J STONER BLACKWELLONE COLLEGE DRIVE
    BENNINGTON,VT052016003     		NONE I FINE ARTS 25,000
    JAMES GRIER5860 RIVERSIDE DR E
    WINDSOR,CANADAN8S 1B3
    CA     		NONE I THE FOUNDATIONS OF MUSICAL LITERACY IN THE MEDIEVAL WEST 800-1100: ORAL AND WRITTEN TRANSMISSION OF EARLY PLAINSONG 25,000
    JAMES T CAMPBELL450 JANE STANFORD WAY
    STANFORD,CA94305     		NONE I FREEDOM NOW: THE MISSISSIPPI FREEDOM MOVEMENT IN HISTORY AND MEMORY 30,000
    JANA PRIKRYL435 HUDSON STREET
    NEW YORK,NY10014     		NONE I POETRY 25,000
    JANET DELANEY2110 BYRON STREET
    BERKELEY,CA94702     		NONE I PHOTOGRAPHY 30,000
    JANICE N HARRINGTON802 S PRAIRIE ST
    CHAMPAIGN,IL61820     		NONE I POETRY 55,000
    JEFF GOODELLPO BOX 91
    SARATOGA SPRINGS,NY12866     		NONE I GENERAL NONFICTION 30,000
    JEFFREY SCONCE501 W GRANT PLACE
    CHICAGO,IL60614     		NONE I PARACOSMIC MEDIA 25,000
    JENNIFER PASTOR3444 ASHWOOD AVE
    LOS ANGELES,CA90066     		NONE I FINE ARTS 15,000
    JENNY BOULLYONE COLLEGE DRIVE
    BENNINGTON,VT05201     		NONE I GENERAL NONFICTION 25,000
    JENNY MCPHEE404 RIVERSIDE DRIVE APT 10A
    NEW YORK,NY10025     		NONE I A NEW TRANSLATION OF ELSA MORANTE'S FIRST NOVEL MENZOGNA E SORTILEGIO (1948) 25,000
    JESSE RODIN541 LASUEN MALL
    STANFORD,CA94305     		NONE I GIVING FORM TO FIFTEENTH-CENTURY MUSIC 50,000
    JOAN R NAJITA950 N CHERRY AVENUE
    TUCSON,AZ85719     		NONE I DIVERSITY AND ORIGINS OF PLANETARY SYSTEMS 50,000
    JOEL F HARRINGTON2301 VANDERBILT PLACE
    NASHVILLE,TN37235     		NONE I HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM 50,000
    JOS-LUIS HURTADO4605 BURTON AVE
    ALBUQUERQUE,NM87108     		NONE I MUSIC COMPOSITION 27,500
    JOSH PACEWICZ14 CLAREMONT AVE
    PROVIDENCE,RI02806     		NONE I ARCHITECTS OF THE DIVIDED STATES: LEGISLATORS, LOBBYISTS, AND ADVOCATES IN POLARIZED TIMES 25,000
    KATE FLINT3501 TROUSDALE PARKWAY
    LOS ANGELES,CA90089     		NONE I THE LONG TODAY: VICTORIAN CULTURE AND ENVIRONMENTAL CHANGE 50,000
    KATY SCHIMERT635 EAST 6TH STREET APT 5W
    NEW YORK,NY10009     		NONE I FINE ARTS 25,000
    KAVITA RAMANAN182 GEORGE STREET BOX F
    PROVIDENCE,RI02912     		NONE I HIGH-DIMENSIONAL INTERACTING RANDOM PROCESSES 50,000
    KIMBERLY K PHILLIPS-FEIN1 WASHINGTON PLACE
    NEW YORK,NY10003     		NONE I DEFENDING INEQUALITY: THE AMERICAN BUSINESS TRADITION 50,000
    LACY M JOHNSON6100 MAIN ST MS30
    HOUSTON,TX77005     		NONE I GENERAL NONFICTION 55,000
    LARRY TOWELLRR 1
    BOTHWELL,CANADAN0P 1C0
    CA     		NONE I PHOTOGRAPHY 30,000
    LAUREN BENTONPO BOX 208324
    NEW HAVEN,CT065208324     		NONE I LEGALITIES OF SMALL WARS IN EUROPEAN EMPIRES, 1400-1900 50,000
    LAWRENCE ROSENWALD10 LOVEWELL ROAD
    WELLESLEY,MA02481     		NONE I TOWARDS A PACIFIST CRITICISM 25,000
    LAWRIE LAWRENCE BALFOUR1540 JEFFERSON PARK AVE
    CHARLOTTESVILLE,VA22904     		NONE I IMAGINING FREEDOM: TONI MORRISON AND THE WORK OF WORDS 50,000
    LENA SALAYMEHPRINCETON UNIVERSITY
    PRINCETON,NJ035441017     		NONE I REVOLUTIONARY ISLAMIC LAW 27,500
    LEOR HALEVI1011 HALCYON AVE
    NASHVILLE,TN37204     		NONE I EVERYDAY SALAFISM IN AN ENTANGLED WORLD: THE SAUDI SPIRIT OF GLOBAL EXCHANGE IN THE CENTURY OF BIN BAZ (D. 1999) 50,000
    LESLEY A SHARP3009 BROADWAY
    NEW YORK,NY10027     		NONE I DYING BEHIND BARS: MALE INMATE CAREGIVERS AND THE PRISON HOSPICE MOVEMENT IN AMERICA 25,000
    LISA OLSTEIN2206 E 22ND STREET
    AUSTIN,TX78722     		NONE I POETRY 50,000
    LLOYD SUH311 WEST 43RD STREET SUITE 406
    NEW YORK,NY10036     		NONE I DRAMA & PERFORMANCE ART 25,000
    LOTHAR VON FALKENHAUSEN405 HILGARD AVENUE
    LOS ANGELES,CA90095     		NONE I THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES 25,000
    MARK LEVINE16 GIBBS CT
    IRVINE,CA92617     		NONE I THE KAKUMA SOUND: REROOTING THE PAST, COMPOSING THE FUTURE 50,000
    MARTI EPSTEIN122 BERKSHIRE ST
    CAMBRIDGE,MA02141     		NONE I MUSIC COMPOSITION 25,000
    MARTIN H WEISSMAN1156 HIGH STREET
    SANTA CRUZ,CA95064     		NONE I VISUALIZING PRIMES 25,000
    MELISSA SCHWARTZBERG4 WASHINGTON SQUARE VILLAGE APT 7N
    NEW YORK,NY10012     		NONE I JUDGING DEMOCRACY: JURORS, VOTERS, AND THE CONSTRUCTION OF EQUAL CITIZENS 50,000
    MICHAEL DICKMAN184 PROSPECT AVENUE
    PRINCETON,NJ08540     		NONE I POETRY 35,000
    MICHAEL FRANK31 W 12TH STREET APT 8E
    NEW YORK,NY10011     		NONE I GENERAL NONFICTION 30,000
    MUKUL SHARMA11 CAMP BROOK DRIVE
    HANOVER,NH03755     		NONE I UTILIZING CLAY MINERALS TO REMOVE ATMOSPHERIC CARBON DIOXIDE 40,000
    NATHANIEL PERSILY559 NATHAN ABBOTT WAY
    STANFORD,CA943058610     		NONE I SECURING A DEMOCRATIC DIGITAL FUTURE 50,000
    NOA STEIMATSKY136 WEST 123RD STREET APT 4
    NEW YORK,NY10027     		NONE I CINECITT AT WAR: 1942-1950 35,000
    NOAH WHITEMAN5217 SHAFTER AVENUE
    OAKLAND,CA94618     		NONE I MOST DELICIOUS POISON: HOW PLANT TOXINS CHANGED THE WORLD 25,000
    OLIVIA JUDSONWILHELMSTRASSE 119A
    BERLIN,GERMANY10963
    GM     		NONE I DANCE OF ROCK AND LIFE: ENERGY, EVOLUTION, AND THE TRANSFORMATION OF THE EARTH 30,000
    OSCAR CASARES8503 GREENFLINT LN
    AUSTIN,TX78759     		NONE I FICTION 55,000
    OSMAN KHAN4839 AVERY STREET
    DETROIT,MI48208     		NONE I FINE ARTS 30,000
    PAMELA WOJCIK1031 N WINCHESTER AVE
    CHICAGO,IL60622     		NONE I UNHOMED: MOBILITY AND PLACELESSNESS IN AMERICAN CINEMA 50,000
    PATRICIA TREIB295 CARROLL STREET APT 3
    BROOKLYN,NY11231     		NONE I FINE ARTS 60,000
    PAUL FRIEDLAND150 VAUGHAN STREET
    PORTLAND,ME04102     		NONE I A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802 25,000
    PEGGY SHAW65 EAST 4TH STREET APT 1A
    NEW YORK,NY10003     		NONE I DRAMA & PERFORMANCE ART 30,000
    PHILIP METRES1 JOHN CARROLL BLVD
    UNIVERSITY HEIGHTS,OH44118     		NONE I POETRY 30,000
    PIA BORG541 SOUTH SPRING ST UNIT 702
    LOS ANGELES,CA90013     		NONE I FILM-VIDEO 27,500
    RACHEL LOUISE SNYDER1415 ROXANNA RD NW
    WASHINGTON,DC20012     		NONE I GENERAL NONFICTION 25,000
    RAYMOND MEEKS110 SAINT JAMES ST 2
    KINGSTON,NY124010511     		NONE I PHOTOGRAPHY 20,000
    REBECCA MEAD2 WOODSOME ROAD
    LONDON,UNITED KINGDOMNW5 1RY
    UK     		NONE I GENERAL NONFICTION 25,000
    RICK VALELLY517 ELM AVENUE
    SWARTHMORE,PA19081     		NONE I UNCLE SAM'S CLOSET: LESBIAN AND GAY ENFRANCHISEMENT AND THE AMERICAN STATE 50,000
    RITA CHIN1602 GRANGER AVENUE
    ANN ARBOR,MI48104     		NONE I INVISIBLE LABOR: A HISTORY OF FEMALE MIGRANT DOMESTICS IN POSTCOLONIAL EUROPE 50,000
    ROBERT CAMPANY259 BUTTRICK HALL
    NASHVILLE,TN372351806     		NONE I DREAMING AND SELF-CULTIVATION IN CHINA, 300 BCE-800 CE 25,000
    ROBERT G MORRISON44 LEONARD STREET
    PORTLAND,ME04103     		NONE I AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN 25,000
    ROBERT GOODING-WILLIAMS4971/1150 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE I DU BOIS'S POLITICAL AESTHETICS: THE MORAL PSYCHOLOGY OF WHITE SUPREMACY AND THE ENDS OF BEAUTY 25,000
    ROBERT MILLIS9725 DAYTON AVE NORTH
    SEATTLE,WA98103     		NONE I MUSIC COMPOSITION 30,000
    ROBIN FROHARDT169 SPENCER STREET
    BROOKLYN,NY11205     		NONE I DRAMA AND PERFORMANCE ART 20,000
    SARAH PARCAK1402 10TH AVENUE SOUTH - UH 3165
    BIRMINGHAM,AL352941241     		NONE I SURVIVING COLLAPSE: THE GLOBAL HISTORY OF HUMAN RESILIENCE 50,000
    SHAMEL PITTS153 JEFFERSON AVE
    BROOKLYN,NY11216     		NONE I CHOREOGRAPHY 25,000
    SHANNON WALSH1275 PACIFIC STREET APT 1803
    VANCOUVER,CANADAV6E 1T6
    CA     		NONE I FILM-VIDEO 55,000
    SHAYLIH MUEHLMANN2609 WEST 10TH AVENUE
    VANCOUVER,CANADAV6K 2J8
    CA     		NONE I WOMEN'S ACTIVISM AGAINST DRUG WAR VIOLENCE 50,000
    SHU LEA CHEANG501 WEST 123RD STREET 9E
    NEW YORK,NY10027     		NONE I FINE ARTS 30,000
    SIGRID NUNEZ25 WEST 13TH STREET APT 4MS
    NEW YORK,NY10011     		NONE I FICTION 60,000
    STACY KRANITZ169 W PARK COURT
    SMITHVILLE,TN37166     		NONE I PHOTOGRAPHY 60,000
    STEFFANI JEMISON27 LOUIS PLACE
    BROOKLYN,NY11233     		NONE I FINE ARTS 30,000
    STEPHANIE WANG-BREAL73 3RD PLACE APT 1
    BROOKLYN,NY11231     		NONE I FILM-VIDEO 40,000
    STEVE LOCKE330 MAC DONOUGH ST APT 2
    BROOKLYN,NY11233     		NONE I FINE ARTS 25,000
    SUSAN JUSTER1713 MARYFIELD DRIVE
    ANN ARBOR,MI48103     		NONE I A COMMON GRAVE: A MATERIAL HISTORY OF CATHOLICS IN ENGLISH AMERICA 50,000
    SUSAN STEINBERG140 20TH AVENUE 203
    SAN FRANCISCO,CA94121     		NONE I FICTION 25,000
    SUSANNA BERGER1329 CARROLL AVENUE
    LOS ANGELES,CA90026     		NONE I VISUAL EXPERTISE AND THE AESTHETICS OF DECEPTION IN EARLY MODERN ITALY 55,000
    SUZANNE CAPORAELPO BOX 511
    SALEM,OR97308     		NONE I FINE ARTS 60,000
    SUZANNE FARRIN695 PARK AVE
    NEW YORK,NY10065     		NONE I MUSIC COMPOSITION 25,000
    SUZANNE HITT BOCANEGRA66 GREENE STREET FLOOR 5
    NEW YORK,NY10012     		NONE I FINE ARTS 60,000
    SUZANNE METTLER305 BROCKFORD ROAD
    SYRACUSE,NY13224     		NONE I ONE NATION, DIVIDED: HOW POLARIZATION AFFECTS AMERICAN DEMOCRACY, PAST AND PRESENT 50,000
    TAHERA QUTBUDDIN5844 S STONY ISLAND AVENUE 11H
    CHICAGO,IL60637     		NONE I ?ALI IBN ABI TALIB: LIFE, TEACHINGS, AND ELOQUENCE OF THE SAGE OF ISLAM 25,000
    TAYLOR BROOK345 LINDEN AVE
    VICTORIA,CANADAV8V 4G1
    CA     		NONE I MUSIC COMPOSITION 30,000
    TINA SATTER27 BUFFALO FARM ROAD
    GRANVILLE,VT05747     		NONE I DRAMA & PERFORMANCE ART 35,000
    TYRELL HABERKORN811 EAST MIFFLIN STREET
    MADISON,WI53703     		NONE I DICTATORSHIP ON TRIAL IN THAILAND 50,000
    VICTORIA-IDONGESIT UDONDIAN303W 111TH STREET 5C
    NEW YORK,NY10026     		NONE I FINE ARTS 20,000
    YAACOB DWECK227 DICKINSON HALL
    PRINCETON,NJ08544     		NONE I RABBINIC REACTIONARIES IN THE SEPHARDIC DIASPORA: NOTES ON A SOCIAL TYPE 25,000
    YEVGENIY SHARLAT2406 ROBERT DEDMAN DRIVE
    AUSTIN,TX78712     		NONE I MUSIC COMPOSITION 27,500
    YIYUN LI48 OAKRIDGE CT
    PRINCETON,NJ08540     		NONE I FICTION 25,000
    ZEENA PARKINS40 RENWICK
    NEW YORK,NY10013     		NONE I MUSIC COMPOSITION 30,000
    IBUOKL MARTINAITYT620 FORT WASHINGTON AVE 6H
    NEW YORK,NY10040     		NONE I MUSIC COMPOSITION 30,000
    ZOE LEONARD21 SOUTH PORTLAND AVE APT 1
    BROOKLYN,NY11217     		NONE I PHOTOGRAPHY 20,000
    Total ................................bullet 3b 5,429,000
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number

    13-5673173
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number
    13-5673173
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ESTATE OF ROTH PHILIP
     
    C/O PERLEY GRIMES CRAMER ANDERSON L
     
    LITCHFIELD, CT067590278

    		$ 500,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    CHUBB INA HOLDINGS
     
    90 PARK AVENUE - 33RD FLOOR
     
    NEW YORK, NY10016

    		$ 100,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    LILI LYNTON
     
    33 WEST 81 STREET
     
    NEW YORK, NY100246009

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    DOROTHY TAPPER GOLDMAN
     
    1070 PARK AVENUE PENTHOUSE EAST
     
    NEW YORK, NY10128

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    JEROLD S KAYDEN
     
    11 CLEMENT CIRCLE
     
    CAMBRIDGE, MA02138

    		$ 33,333


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
    MARGARET W ROSSITER
     
    100 FAIRVIEW SQ 4K
     
    ITHACA, NY14850

    		$ 25,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number
    13-5673173
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
    SCHWARTZ FAMILY FOUNDATION ERIC AND ERICA
     
    120 EAST END AVENUE APT 17B
     
    NEW YORK, NY10028

    		$ 20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
    THE AARON COPLAND FUND
     
    254 WEST 31ST STREET 15TH FLOOR
     
    NEW YORK, NY10001

    		$ 20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
    CINDY SHERMAN
     
    7 PENN PLAZA 830
     
    NEW YORK, NY10001

    		$ 15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
    DWIGHT LEE
     
    434 WEST 20TH STREET 3
     
    NEW YORK, NY10011

    		$ 12,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
    ARDINE NELSON
     
    109 WESTWOOD ROAD
     
    COLUMBUS, OH43214

    		$ 12,379


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
    BENJAMIN AND DONNA ROSEN
     
    C/O FFO LLC 545 FIFTH AVENUE SUITE
     
    NEW YORK, NY10017

    		$ 12,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number
    13-5673173
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
    JOEL CONARROE
     
    125 W 11TH STREET APT 71
     
    NEW YORK, NY10011

    		$ 11,178


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
    LISA WOLFSON HESS
     
    47 OAKLAND AVENUE
     
    SAG HARBOR, NY11963

    		$ 10,204


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
    GILLIAM SAMUEL
     
    1900 QUINCY STREET NW
     
    WASHINGTON, DC200115338

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    16
    STACY SCHIFF
     
    45 EAST 62ND STREET
     
    NEW YORK, NY10065

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    17
    KATEPALLI R SREENIVASAN
     
    37 WASHINGTON SQUARE WEST APT 4B
     
    NEW YORK, NY10011

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    18
    JACOFF FOUNDATION RICHARD AND NATALIE
     
    SEVEN TIMES SQUARE 46TH FLOOR
     
    NEW YORK, NY10036

    		$ 10,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number
    13-5673173
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    19
    ERIC MASKIN
     
    LITTAUER 312
     
    CAMBRIDGE, MA02138

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    20
    COSTEN FOUNDATION FOR THE ART OF TEACHING
     
    1900 QUINCY STREET NW
     
    WASHINGTON, DC200115338

    		$ 7,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    21
    ALAN OPPENHEIM
     
    303 THIRD STREET 605
     
    CAMBRIDGE, MA02142

    		$ 5,568


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    22
    OSBORNE MARK R OSBORNE
     
    1 LEFURGY TERRACE
     
    HASTINGSONHUDSON, NY107062010

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    23
    DONALD PEASE
     
    14 WOBAN ROAD
     
    CANAAN, NH03741

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    24
    WILLIAM & SARAH KELLY
     
    425 RIVERSIDE DRIVE 13A
     
    NEW YORK, NY10025

    		$ 5,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number

    13-5673173
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number

    13-5673173
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAXES 55,186 27,593   26,794

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER EQUIPMENT 2005-01-01 156,496 151,198 SL 3.000000000000 2,120 0    
    LEASEHOLD IMPROVEMENTS 2008-07-01 588,709 183,157 SL 7.000000000000 39,247 0    
    OFFICE FURNITURE 2008-07-01 246,094 164,062 SL 5.000000000000 35,156 0    
    WEBSITE DEVELOPMENT 2008-07-01 828,172 816,172 SL 3.000000000000 6,000 0    

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABB LIMITED ZUERIC 295,678 295,678
    ALEXION PHARMA INC 370,601 370,601
    ALTICE U S A INC 307,694 307,694
    AMAZON.COM INC 508,081 508,081
    AMAZON.COM INC 293,124 293,124
    BAYER AG 292,534 292,534
    CBRE GROUP INC 268,065 268,065
    CHARTER COMMUNICATION 479,624 479,624
    CITIGROUP INC 518,129 518,129
    CITIGROUP INC. 300,223 300,223
    DAI-ICHI LIFE HLDN 266,057 266,057
    ERICSSON TELFON NEW 269,051 269,051
    EXPEDIA GROUP INC. 295,517 295,517
    EXPERIAN PLC 498,212 498,212
    EXPERIAN PLC 289,814 289,814
    FACEBOOK INC 271,248 271,248
    GRACE W R & CO 274,977 274,977
    GUIDEWIRE SOFTWARE 493,165 493,165
    GUIDEWIRE SOFTWARE 288,613 288,613
    INCYTE CORP 297,298 297,298
    JD COMMON INC 302,816 302,816
    KKR & CO INC 494,990 494,990
    KKR & CO INC 286,629 286,629
    L OREAL 290,865 290,865
    MICROSOFT CORP 504,893 504,893
    MICROSOFT CORP 290,703 290,703
    MORGAN STANLEY 522,473 522,473
    MORGAN STANLEY 303,656 303,656
    NINTENDO CO LTD 521,600 521,600
    NOVARTIS AG 502,191 502,191
    RICOH LTD 254,524 254,524
    SALESFORCE COM 276,160 276,160
    SAP SE 513,692 513,692
    SAP SE 297,066 297,066
    SEAGATE TECHNOLOGY 472,913 472,913
    SEAGATE TECHNOLOGY 275,493 275,493
    TOSHIBA CORP LTD 261,790 261,790
    TRANSDIGM GROUP INC 503,125 503,125
    TRANSDIGM GROUP INC 293,335 293,335
    UNITED AIRLINES HLDGS 249,423 249,423
    BOSTON SCIENTIFIC CO 299,643 299,643
    CENTENE CORP 261,431 261,431
    CHARTER COMMUNICATN 279,174 279,174
    COMCAST CORP 286,576 286,576
    CSX CORP 279,873 279,873
    DIAGEO PLC 490,296 490,296
    DIAGEO PLC 284,729 284,729
    FIDELITY NATL 265,803 265,803
    FOX CORP 479,403 479,403
    GISP I 759,318 759,318
    INDUSTRIA DE DISEN 473,460 473,460
    JPM - SPDR S & P ETF TRUST 1,344,472 1,344,472
    LINDE PLC 298,820 298,820
    LKQ CORP 467,000 467,000
    LONZA GP AG ZUERIC 503,394 503,394
    NESTLE SA 529,421 529,421
    NORDEA BANK AB ORD 32,561 32,561
    OLYMPUS CORP 295,039 295,039
    PAYPAL HOLDINGS INC. 305,865 305,865
    SEAGEN INC 270,241 270,241
    SERVICE NOW INC 290,077 290,077
    VISA INC 502,204 502,204

    TY 2020 InvestmentsOtherSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BAIN CAPITAL FMV 11,445,595 11,445,595
    TIGER GLOBAL LONG OPPORTUNITIES, LTD. FMV 13,415,910 13,415,910
    AEOLUS PROPERTY FUND, LP FMV 110,049 110,049
    AKO EUROPEAN LONG-ONLY FUND FMV 14,100,229 14,100,229
    ARROWSTREET CAPITAL GLOBAL FUND FMV 11,582,362 11,582,362
    CASDIN PARTNERS OFFSHORE, LTD FMV 22,779,387 22,779,387
    FINANCIAL OPPORTUNITY FUND, LTD. FMV 6,876,154 6,876,154
    HILLHOUSE CHINA VALUE FUND, LTD FMV 10,414,800 10,414,800
    HUNT LANE CAPITAL FUND, LTD FMV 14,200,124 14,200,124
    ISHANA CAPITAL OFFSHORE FUND FMV 9,000,736 9,000,736
    JPM - ISHARES CORE MSCI EMERGING FMV 5,456,790 5,456,790
    KING STREET CAPITAL, LTD. FMV 687,773 687,773
    LONE STAR FUND XI, LP FMV 173,693 173,693
    PALESTRA CAPITAL OFFSHORE FUND, LTD FMV 5,646,188 5,646,188
    PARTNERS CAPITAL HARRIER FUND, LTD FMV 24,785,171 24,785,171
    PARTNERS PHOENIX FUND II, LTD FMV 22,365,138 22,365,138
    PAULSON RE RECOVERY, LP FMV 1,649,468 1,649,468
    PC MERLIN FUND CAYMAN, LP FMV 1,190,174 1,190,174
    RENAISSANCE INSTITUTIONAL EQUITIES FUND, LLC FMV 8,052,950 8,052,950
    ROCKEFELLER ACCESS FUND 06-I, LLC FMV 190,901 190,901
    SHORT-TERM INVESTMENTS FMV 384,884 384,884
    THE CHILDRENS INVESTMENT FUND FMV 15,420,700 15,420,700
    VENBIO SELECT FUND, LTD. FMV 15,593,627 15,593,627
    VIKING LONG FUND III, LTD. FMV 23,233,719 23,233,719
    ALTA PARK FUND OFFSHORE FMV 9,578,339 9,578,339
    COLUMBIA SPECTRUM PARTNERS IV FMV 218,808 218,808
    EXODUSPOINT PARTNERS FMV 6,169,709 6,169,709
    FORTRESS CREDIT OPPOR. FD V FMV 147,518 147,518
    HIDDEN ROAD FMV 3,093,028 3,093,028
    JUNTO OFFSHORE LTD FMV 11,462,971 11,462,971
    OCTAGON PARTNERS FMV 2,901,172 2,901,172
    PC CONDOR FD XIII FMV 108,126 108,126
    PC CONDOR FUND CAYMEN LP FMV 2,557,445 2,557,445
    PENTWATER FMV 9,206,930 9,206,930
    PERCEPTIVE CREDIT OPPORTUNITIES FMV 1,586,552 1,586,552
    RELATED REAL ESTATE FUND III FMV 372,171 372,171
    SEQUOIA CAPITAL (SCGE OFFSHORE FUND) FMV 9,983,000 9,983,000

    TY 2020 LandEtcSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER EQUIPMENT 156,496 153,318 3,178  
    LEASEHOLD IMPROVEMENTS 588,709 222,404 366,305  
    OFFICE FURNITURE 246,094 199,218 46,876  
    WEBSITE DEVELOPMENT 828,172 822,172 6,000  


    TY 2020 LegalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 30,509 0   28,825


    TY 2020 OtherAssetsSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DUE FROM BROKER 37,786,454 20,215,608 20,215,608


    TY 2020 OtherDecreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Amount
    DEFERRED FEDERAL EXCISE TAX 413,951


    TY 2020 OtherExpensesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IT AND OFFICE EQUIPMENT 565,650 31,196   539,426
    OFFICE EXPENSES 38,280 5,459   32,800
    PUBLICITY EXPENSE 58,824 0   58,824
    INSURANCE 29,910 1,747   28,163
    MISCELLANEOUS 7,335 0   6,807
    ANNUITY PAYMENTS 17,562 0   17,562
    OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S 675,580 675,580   0
    PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS 1,871,937 0   0


    TY 2020 OtherIncomeSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S 479,613 479,613 479,613
    UNRELATED BUSINESS INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S 107,123   107,123


    TY 2020 OtherIncreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 29,780,682


    TY 2020 OtherLiabilitiesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX LIABILITY 827,831 1,241,782
    EXCISE TAX PAYABLE 438,115 205,279
    POSTRETIREMENT BENEFIT LIABILITY 3,798,674 4,249,477
    DEFERRED LEASE INCENTIVE 1,023,503 1,016,564
    PENSION ACCOUNT LIABILITY 2,872,236 3,676,637


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODY AND ADVISORY FEES 1,321,058 1,321,058   0
    ACTUARY FEES 24,809 1,449   23,360
    OTHER CONSULTANTS 74,743 9,419   99,838


    TY 2020 TaxesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 469,164 0   0
    FOREIGN TAX WITHHELD 112,890 112,890   0
    FEDERAL UNRELATED BUSINESS INCOME TAX 35,322 0   0
    NYS UNRELATED BUSINESS INCOME TAX 15,308 0   0