Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
FREDERICK S UPTON FOUNDATION XXXXX9001
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

36-6013317
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,176,249J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 672,414 666,854  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 189,872
b Gross sales price for all assets on line 6a 4,995,075
7 Capital gain net income (from Part IV, line 2)... 189,872
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -32 497,167  
12 Total. Add lines 1 through 11........ 862,254 1,353,893  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 73,482 40,988   32,494
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 30,160 0 0 30,160
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 195,666 195,666   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 27,664 22,769   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 8,037     8,037
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 335,009 259,423 0 70,691
25 Contributions, gifts, grants paid....... 46,027,033 46,027,033
26 Total expenses and disbursements. Add lines 24 and 25 46,362,042 259,423 0 46,097,724
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -45,499,788
b Net investment income (if negative, enter -0-) 1,094,470
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,573,828    
2 Savings and temporary cash investments......... 379,390    
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 23,036,788    
c Investments—corporate bonds (attach schedule)....... 1,279,846    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,030,000 Click to see attachment833,132 1,176,249
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 27,299,852 833,132 1,176,249
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 27,299,852 833,132
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 27,299,852 833,132
30 Total liabilities and net assets/fund balances (see instructions). 27,299,852 833,132
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
27,299,852
2
Enter amount from Part I, line 27a .....................
2
-45,499,788
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
19,035,215
4
Add lines 1, 2, and 3 ..........................
4
835,279
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
2,147
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
833,132
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a . AMERICAN INTL GROUP INC     2020-01-02
b 4. CORTEVA INC   2019-06-27 2020-01-13
c 4. CORTEVA INC   2019-06-27 2020-01-13
d 4. CORTEVA INC   2019-06-27 2020-01-14
e 4. CORTEVA INC   2019-06-27 2020-01-14
2. CORTEVA INC   2019-06-28 2020-01-14
1. CORTEVA INC   2019-06-28 2020-01-14
1. CORTEVA INC   2019-06-28 2020-01-15
4. CORTEVA INC   2015-07-15 2020-01-15
6. CORTEVA INC   2015-07-15 2020-01-15
3. CORTEVA INC   2015-07-15 2020-01-15
1. CORTEVA INC   2015-07-15 2020-01-15
3. CORTEVA INC   2015-07-15 2020-01-15
4. CORTEVA INC   2015-07-15 2020-01-15
148. EURO   2019-07-31 2020-01-16
6397. EURO   2017-07-10 2020-01-16
2. CORTEVA INC   2015-07-15 2020-01-16
1. CORTEVA INC   2015-07-15 2020-01-16
1. CORTEVA INC   2015-07-15 2020-01-16
100. APPLE COMPUTER INC   2008-10-24 2020-01-21
13. QUALCOMM INC   2019-05-01 2020-01-23
30. ALPHABET INC-CL C   2008-04-01 2020-01-24
200. VISA INC CLASS A SHARES   2016-08-16 2020-01-24
110. ASML HOLDING NV   2013-02-11 2020-01-24
100. HILTON WORLDWIDE HOLDINGS IN   2018-01-10 2020-01-27
80. HILTON WORLDWIDE HOLDINGS IN   2018-01-10 2020-01-27
100. HILTON WORLDWIDE HOLDINGS IN   2018-01-10 2020-01-27
145. VISA INC CLASS A SHARES   2016-08-18 2020-01-27
6. EOG RESOURCES INC   2016-03-07 2020-01-28
1. EOG RESOURCES INC   2016-03-07 2020-01-28
137. PERNOD RICARD SA   2011-12-07 2020-01-28
400. JARDINE MATHESON HOLDINGS LTD   2014-06-06 2020-01-28
1. EOG RESOURCES INC   2016-03-07 2020-01-29
1. EOG RESOURCES INC   2016-03-07 2020-01-29
5. EOG RESOURCES INC   2016-03-07 2020-01-29
5. EOG RESOURCES INC   2016-03-07 2020-01-29
5. EOG RESOURCES INC   2016-03-07 2020-01-29
73. PERNOD RICARD SA   2011-12-05 2020-01-29
320. BANK OF NEW YORK MELLON CORP   2019-08-22 2020-01-30
995. BANK OF NEW YORK MELLON CORP   2016-07-28 2020-01-30
115. BOEING CO   2009-11-02 2020-01-30
6. EOG RESOURCES INC   2016-03-07 2020-01-30
1. EOG RESOURCES INC   2016-03-07 2020-01-30
515. HDFC BK LTD ADR REPSTG 3 SHS   2013-08-05 2020-01-30
755. NASPERS LTD-N SHS SPON ADR   2016-10-18 2020-01-30
2415. PROSUS NV -SPON ADR ADR   2019-09-17 2020-01-30
135. SEATTLE GENETICS INC   2018-10-17 2020-02-03
95. TRANSDIGM GROUP INC   2017-04-06 2020-02-03
25693.455 JPMORGAN CORE BOND FUND ULTRA   2014-07-18 2020-02-05
35. ABBVIE INC   2019-09-16 2020-02-07
8. ADOBE SYS INC   2012-08-03 2020-02-07
8. ALEXION PHARMACEUTICALS INC   2019-03-14 2020-02-07
6. ALPHABET INC-CL C   2012-07-11 2020-02-07
3. ALPHABET INC-CL A   2012-07-11 2020-02-07
4. AMAZON COM INC   2015-02-02 2020-02-07
1. AMAZON COM INC   2019-10-25 2020-02-07
9. AMERICAN EXPRESS CO   2018-07-19 2020-02-07
16. AMERICAN EXPRESS CO   2019-05-15 2020-02-07
39. APPLE COMPUTER INC   2006-04-07 2020-02-07
12. AUTOMATIC DATA PROCESSING INC   2018-10-19 2020-02-07
2. AUTOMATIC DATA PROCESSING INC   2019-08-14 2020-02-07
118. BANK OF AMERICA CORPORATION   2009-02-05 2020-02-07
17. BERKSHIRE HATHAWAY INC DEL CL B   2017-04-20 2020-02-07
73. BOSTON SCIENTIFIC CORP   2016-12-05 2020-02-07
43. BRISTOL MYERS SQUIBB CO   2019-11-20 2020-02-07
15. BROADCOM INC   2013-04-25 2020-02-07
8. CHARTER COMMUNICATIONS INC-A   2016-02-08 2020-02-07
51. CITIGROUP INC NEW   2011-10-17 2020-02-07
35. COCA-COLA CO   2018-04-13 2020-02-07
84. COMCAST CORP NEW CL A   2010-01-05 2020-02-07
17. COMCAST CORP NEW CL A   2019-05-14 2020-02-07
14. DIAMONDBACK ENERGY INC   2019-01-07 2020-02-07
14. DIAMONDBACK ENERGY INC   2020-01-28 2020-02-07
17. DISNEY WALT CO   2016-10-07 2020-02-07
25. DUPONT DE NEMOURS INC-W/D   2015-07-15 2020-02-07
24. ELECTRONIC ARTS   2018-11-27 2020-02-07
13. FACEBOOK INC-A   2014-10-13 2020-02-07
9. FACEBOOK INC-A   2020-01-08 2020-02-07
4. FIDELITY NATL INFORMATION SVCS INC   2019-08-14 2020-02-07
19. FIDELITY NATL INFORMATION SVCS INC   2014-12-17 2020-02-07
19. FISERV INC   2019-01-23 2020-02-07
30. FISERV INC   2019-05-14 2020-02-07
12. GENERAL DYNAMICS CORP   2016-08-10 2020-02-07
17. HOME DEPOT INC   2011-09-29 2020-02-07
29. HONEYWELL INTL INC   2009-12-24 2020-02-07
11. INTERCONTINENTALEXCHANGE GROUP, INC   2017-01-30 2020-02-07
101. KEYCORP NEW   2016-02-29 2020-02-07
24. LILLY ELI & CO   2016-12-16 2020-02-07
21. LOWES COS INC   2011-09-22 2020-02-07
15. MARATHON PETROLEUM CORPORATION   2019-04-25 2020-02-07
37. MARATHON PETROLEUM CORPORATION   2018-03-09 2020-02-07
20. MASTERCARD INC - CLASS A   2009-05-05 2020-02-07
8. MCDONALDS CORP   2019-06-10 2020-02-07
41. MERCK & CO INC   2016-08-05 2020-02-07
91. MICROSOFT CORP   2009-01-29 2020-02-07
49. MONDELEZ INTERNATIONAL-W/I   2011-08-04 2020-02-07
83. MORGAN STANLEY DEAN WITTER & CO NEW   2013-04-19 2020-02-07
2. NETFLIX.COM INC   2019-05-16 2020-02-07
4. NETFLIX.COM INC   2018-09-13 2020-02-07
11. NEXTERA ENERGY INC   2016-10-18 2020-02-07
18. NORFOLK SOUTHN CORP   2017-01-30 2020-02-07
1. NORTHROP GRUMMAN CORP   2019-05-20 2020-02-07
8. NORTHROP GRUMMAN CORP   2016-09-15 2020-02-07
12. NVIDIA CORP   2017-10-03 2020-02-07
4. O'REILLY AUTOMOTIVE INC   2017-05-04 2020-02-07
27. PAYPAL HOLDINGS INC   2018-01-26 2020-02-07
27. PEPSICO INC   2014-10-07 2020-02-07
99. PFIZER INC   2016-11-09 2020-02-07
14. PHILIP MORRIS INTERNATIONAL   2018-10-24 2020-02-07
15. PIONEER NAT RES CO   2016-02-12 2020-02-07
22. PROCTER & GAMBLE CO   2019-06-05 2020-02-07
19. ROSS STORES INC   2018-12-17 2020-02-07
8. SALESFORCE.COM INC   2019-10-25 2020-02-07
16. SALESFORCE.COM INC   2018-04-13 2020-02-07
16. STANLEY BLACK & DECKER,INC.   2016-02-11 2020-02-07
5. TEXAS INSTRS INC   2020-01-23 2020-02-07
31. TEXAS INSTRS INC   2016-02-05 2020-02-07
6. THERMO ELECTRON CORP   2020-01-13 2020-02-07
21. UNION PAC CORP   2015-09-29 2020-02-07
10. UNITED TECHNOLOGIES CORP   2017-12-05 2020-02-07
25. UNITEDHEALTH GROUP INC   2010-12-02 2020-02-07
7. VERTEX PHARMACEUTICALS INC   2011-11-28 2020-02-07
15. VISA INC CLASS A SHARES   2015-12-11 2020-02-07
17. WASTE CONNECTIONS INC   2016-07-25 2020-02-07
38. WELLS FARGO & CO NEW   2009-03-17 2020-02-07
8. WEX INC   2016-05-03 2020-02-07
11. YUM BRANDS INC   2018-11-27 2020-02-07
26. ZIMMER HLDGS INC   2017-11-10 2020-02-07
15. ALLEGION PLC   2015-10-27 2020-02-07
8. ACCENTURE PLC   2014-04-03 2020-02-07
11. LINDE PLC   2019-04-25 2020-02-07
16. LINDE PLC   2019-01-07 2020-02-07
19. CHUBB LTD   2008-11-19 2020-02-07
19. NXP SEMICONDUCTORS NV   2019-02-19 2020-02-07
1087. ISHARES MISCI EAFE INDEX FUND   2016-09-15 2020-02-10
1199. JPMORGAN BETABUILDERS JAPAN ETF   2018-08-10 2020-02-10
485. JPMORGAN BETABUILDERS JAPAN ETF   2019-12-24 2020-02-10
1871. JPMORGAN BETABUILDERS JAPAN ETF   2018-08-10 2020-02-10
650. VIACOMCBS INC   2019-09-05 2020-02-26
100. VIACOMCBS INC   2019-09-05 2020-02-26
269. JC DECAUX SA   2017-05-19 2020-03-02
150. JC DECAUX SA   2017-01-17 2020-03-02
12330. BT GROUP PLC   2019-10-16 2020-03-02
39140. VODAFONE GROUP PLC - GBP   2018-12-14 2020-03-02
10565. VODAFONE GROUP PLC - GBP   2019-12-19 2020-03-02
100. ROYAL CARIBBEAN CRUISES LTD   2019-11-26 2020-03-02
215. ROYAL CARIBBEAN CRUISES LTD   2019-11-14 2020-03-02
414. JC DECAUX SA   2016-12-12 2020-03-03
2. JC DECAUX SA   2016-12-12 2020-03-03
2744. EURO   2019-12-09 2020-03-06
2118. EURO   2019-12-09 2020-03-06
264. BNP PARIBAS   2020-01-29 2020-03-06
466. BNP PARIBAS   2020-01-29 2020-03-06
3637. ISHARES CORE MSCI EAFE ETF   2017-06-27 2020-03-10
873. ISHARES CORE MSCI EAFE ETF   2019-04-17 2020-03-10
1000. SCHLUMBERGER LTD   2019-09-24 2020-03-10
665. SCHLUMBERGER LTD   2019-05-31 2020-03-10
545. SCHLUMBERGER LTD   2003-01-30 2020-03-10
400. SCHLUMBERGER LTD   2003-01-30 2020-03-10
330. NETAPP INC   2019-04-18 2020-03-11
100. NETAPP INC   2019-04-29 2020-03-11
100. TRUIST FINANCIAL CORP   2020-01-30 2020-03-11
915. TRUIST FINANCIAL CORP   2020-01-30 2020-03-11
800. IMPERIAL TOBACCO GROUP PLC   2010-11-12 2020-03-11
565. EXXON MOBIL CORP   2019-06-20 2020-03-12
485. IMPERIAL TOBACCO GROUP PLC   2019-10-03 2020-03-12
116. IMPERIAL TOBACCO GROUP PLC   2010-11-12 2020-03-12
22550. LLOYDS BANKING GROUP PLC   2013-08-07 2020-03-13
2214.912 FIDELITY 500 INDEX-INST PRM   2020-02-10 2020-03-17
3273. ROYAL DUTCH SHELL PLC   2016-04-01 2020-03-20
2178. ISHARES CORE MSCI EAFE ETF   2017-06-27 2020-03-24
520. COCA-COLA CO   2016-01-07 2020-03-25
47. RHEINMETALL AG   2019-07-02 2020-04-07
85. BOEING CO   2009-11-02 2020-04-08
69. RHEINMETALL AG   2019-07-02 2020-04-09
86. RHEINMETALL AG   2019-07-02 2020-04-14
200. CROWN CASTLE INTL CORP   2016-10-20 2020-04-15
195. EOG RESOURCES INC   2019-11-22 2020-04-15
705. EOG RESOURCES INC   2015-04-27 2020-04-15
2150. ENBRIDGE INC   2018-06-05 2020-04-15
380. HDFC BK LTD ADR REPSTG 3 SHS   2013-08-02 2020-04-15
1275. HILTON WORLDWIDE HOLDINGS IN   2017-08-30 2020-04-15
768. TAIWAN SEMICONDUCTOR MFG CO LTD   2016-10-17 2020-04-15
320. WELLS FARGO & CO NEW   2014-07-02 2020-04-15
680. WELLS FARGO & CO NEW   2019-09-10 2020-04-15
40. RHEINMETALL AG   2019-07-03 2020-04-15
100. EQUIFAX INC   2017-09-25 2020-04-16
100. EQUIFAX INC   2017-09-25 2020-04-16
270. EQUIFAX INC   2017-09-22 2020-04-17
44. RHEINMETALL AG   2020-01-30 2020-04-17
61. RHEINMETALL AG   2020-01-30 2020-04-22
40. RHEINMETALL AG   2020-01-30 2020-04-28
1135.217 FIDELITY 500 INDEX-INST PRM   2020-03-10 2020-04-29
2429. ISHARES CORE MSCI EAFE ETF   2017-06-27 2020-04-29
300. HEXCEL CORP   2013-10-21 2020-05-01
100. HEXCEL CORP   2013-10-18 2020-05-01
120. HEXCEL CORP   2013-10-18 2020-05-04
2547. EURO   2019-12-17 2020-05-05
43. RHEINMETALL AG   2020-01-30 2020-05-05
338. SWEDISH KRONA   2019-09-16 2020-05-12
801. SWEDISH KRONA   2019-07-24 2020-05-12
355. SWEDISH KRONA   2019-07-24 2020-05-12
12009.446 VANGUARD TOT BD MKT IDX-ADM   2020-02-05 2020-05-13
906. SWEDISH KRONA   2019-07-24 2020-05-14
200. OLD DOMINION FREIGHT LINE INC COM   2019-07-25 2020-05-15
200. OLD DOMINION FREIGHT LINE INC COM   2019-07-25 2020-05-15
286. SWEDISH KRONA   2020-04-16 2020-05-15
185. OLD DOMINION FREIGHT LINE INC COM   2019-07-22 2020-05-18
365. SWEDISH KRONA   2020-04-16 2020-05-18
674. SWEDISH KRONA   2020-04-16 2020-05-19
430. SWEDISH KRONA   2020-04-16 2020-05-25
116. EURO   2019-12-19 2020-05-26
140. SWEDISH KRONA   2020-04-16 2020-05-26
100. NUTRIEN LTD ISIN CA67077M1086 SEDOL BDRJLN0   2017-07-19 2020-06-01
100. NUTRIEN LTD ISIN CA67077M1086 SEDOL BDRJLN0   2017-07-20 2020-06-02
400. NUTRIEN LTD ISIN CA67077M1086 SEDOL BDRJLN0   2017-07-14 2020-06-02
400. NUTRIEN LTD ISIN CA67077M1086 SEDOL BDRJLN0   2017-07-19 2020-06-03
300. NUTRIEN LTD ISIN CA67077M1086 SEDOL BDRJLN0   2017-07-17 2020-06-05
100. NUTRIEN LTD ISIN CA67077M1086 SEDOL BDRJLN0   2017-07-18 2020-06-08
5122.591 VANGUARD TOT BD MKT IDX-ADM   2020-02-05 2020-06-11
280. EVEREST RE GROUP LTD   2019-09-13 2020-06-17
36066.573 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070   2013-04-16 2020-06-18
11113.986 SIX CIRCLES US UNCONSTR EQ   2019-04-17 2020-06-18
500. JARDINE MATHESON HOLDINGS LTD   2014-06-06 2020-06-18
. KONINKLIJKE PHILIPS ELECTRS N V NEW     2020-07-17
. KONINKLIJKE PHILIPS NV ISIN NL0000009538 SEDOL 5986622     2020-07-27
38.38 KONINKLIJKE PHILIPS NV ISIN NL0000009538 SEDOL 5986622   2017-01-13 2020-07-27
15965.59 VANGUARD TOT BD MKT IDX-ADM   2020-02-05 2020-08-17
518.368 VANGUARD TTL INTL BND-ADM   2019-03-21 2020-08-17
7512.641 VANGUARD TTL INTL BND-ADM   2019-09-24 2020-08-17
2460. NASPERS LTD-N SHS SPON ADR   2016-05-11 2020-08-21
1. BLACKSTONE PARTNERS OFFSHORE FUND LTD. CLASS CC2 SHARES - NEW ISSUE   2018-01-01 2020-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 59     59
b 113   119 -6
c 114   119 -5
d 114   118 -4
e 115   118 -3
57   59 -2
29   30 -1
29   30 -1
115   111 4
172   166 6
86   83 3
29   28 1
86   83 3
114   111 3
28     28
1,195     1,195
58   55 3
29   28 1
29   28 1
31,712   1,360 30,352
1,195   1,124 71
44,829   4,810 40,019
41,097   16,104 24,993
32,650   8,268 24,382
10,528   8,239 2,289
8,440   6,535 1,905
10,547   8,169 2,378
29,255   11,623 17,632
462   434 28
77   72 5
23,698   15,401 8,297
22,032   24,088 -2,056
77   72 5
77   72 5
377   362 15
383   362 21
378   362 16
12,418   6,838 5,580
14,253   13,492 761
44,318   39,502 4,816
37,092   5,528 31,564
446   434 12
75   72 3
29,645   8,719 20,926
25,149   25,340 -191
35,568   38,604 -3,036
14,714   10,062 4,652
62,212   19,319 42,893
308,578   299,544 9,034
3,201   2,753 448
2,945   256 2,689
821   1,077 -256
8,872   1,708 7,164
4,436   857 3,579
8,344   1,444 6,900
2,086   1,720 366
1,191   901 290
2,117   1,922 195
12,584   386 12,198
2,154   1,710 444
359   328 31
4,071   562 3,509
3,871   2,806 1,065
3,090   1,501 1,589
2,838   2,426 412
4,746   535 4,211
4,201   1,445 2,756
4,017   1,465 2,552
2,072   1,558 514
3,748   702 3,046
758   731 27
1,046   1,439 -393
1,046   1,110 -64
2,395   1,573 822
1,317   1,965 -648
2,650   2,032 618
2,751   970 1,781
1,904   1,926 -22
587   524 63
2,788   1,167 1,621
2,316   1,534 782
3,657   2,838 819
2,244   1,813 431
4,040   574 3,466
5,108   1,105 4,003
1,021   635 386
1,969   1,074 895
3,507   1,746 1,761
2,547   400 2,147
821   912 -91
2,026   2,440 -414
6,580   366 6,214
1,692   1,609 83
3,487   2,559 928
16,848   1,611 15,237
2,888   1,063 1,825
4,565   1,705 2,860
738   723 15
1,476   1,483 -7
2,978   1,377 1,601
3,786   2,138 1,648
364   313 51
2,910   1,686 1,224
3,028   2,150 878
1,564   998 566
3,220   2,249 971
3,912   2,515 1,397
3,770   3,200 570
1,214   1,243 -29
2,068   1,722 346
2,789   2,348 441
2,224   1,498 726
1,504   1,207 297
3,007   1,908 1,099
2,611   1,436 1,175
649   661 -12
4,023   1,545 2,478
1,974   1,993 -19
3,878   1,812 2,066
1,571   1,204 367
7,250   947 6,303
1,661   191 1,470
3,050   1,145 1,905
1,706   841 865
1,811   519 1,292
1,710   729 981
1,116   980 136
4,064   2,876 1,188
2,018   960 1,058
1,701   632 1,069
2,363   1,998 365
3,437   2,512 925
3,101   792 2,309
2,533   1,891 642
75,097   63,322 11,775
29,414   28,583 831
11,898   11,961 -63
45,909   43,623 2,286
16,171   27,910 -11,739
2,542   4,268 -1,726
6,246   8,998 -2,752
3,373   4,815 -1,442
21,963   32,929 -10,966
66,939   76,638 -9,699
18,069   21,347 -3,278
8,107   11,959 -3,852
16,838   25,176 -8,338
9,508   12,132 -2,624
46   57 -11
5,691   10,157 -4,466
4,361   7,712 -3,351
11,378   14,509 -3,131
20,607   25,611 -5,004
200,991   221,769 -20,778
48,244   54,617 -6,373
18,089   35,612 -17,523
12,069   23,678 -11,609
9,891   10,224 -333
7,347   7,504 -157
13,550   25,503 -11,953
4,138   7,283 -3,145
3,444   5,173 -1,729
31,492   47,332 -15,840
14,937   27,357 -12,420
21,720   43,246 -21,526
8,104   11,233 -3,129
1,938   3,769 -1,831
10,610   23,993 -13,383
195,023   257,130 -62,107
77,839   169,525 -91,686
100,581   132,805 -32,224
21,491   21,758 -267
3,184   5,869 -2,685
12,667   4,086 8,581
4,688   8,596 -3,908
5,785   10,706 -4,921
32,404   18,125 14,279
7,805   14,331 -6,526
28,219   66,204 -37,985
61,366   67,868 -6,502
14,800   6,334 8,466
88,282   91,984 -3,702
38,281   23,486 14,795
9,108   16,577 -7,469
19,355   32,966 -13,611
2,566   4,433 -1,867
12,171   10,724 1,447
12,228   10,523 1,705
34,009   28,377 5,632
2,770   4,828 -2,058
3,720   6,693 -2,973
2,545   4,389 -1,844
115,758   113,862 1,896
131,184   148,093 -16,909
9,636   12,241 -2,605
3,208   4,047 -839
3,637   4,851 -1,214
3,091   9,264 -6,173
2,756   4,718 -1,962
3,620   5,052 -1,432
8,572   11,893 -3,321
3,766   5,171 -1,405
137,748   134,386 3,362
9,057   12,090 -3,033
29,863   22,177 7,686
29,971   21,814 8,157
2,923   2,973 -50
28,246   19,390 8,856
3,882   3,794 88
7,452   7,006 446
4,749   4,470 279
131   422 -291
1,566   1,455 111
3,441   4,611 -1,170
3,603   4,620 -1,017
14,366   18,093 -3,727
14,758   18,308 -3,550
11,252   13,679 -2,427
3,802   4,499 -697
59,371   57,322 2,049
60,791   74,778 -13,987
731,791   585,994 145,797
126,477   113,363 13,114
21,309   30,110 -8,801
22     22
       
43   43  
186,159   178,655 7,504
12,016   11,508 508
174,143   174,698 -555
87,353   74,466 12,887
270,000   196,868 73,132
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       59
b       -6
c       -5
d       -4
e       -3
      -2
      -1
      -1
      4
      6
      3
      1
      3
      3
      28
      1,195
      3
      1
      1
      30,352
      71
      40,019
      24,993
      24,382
      2,289
      1,905
      2,378
      17,632
      28
      5
      8,297
      -2,056
      5
      5
      15
      21
      16
      5,580
      761
      4,816
      31,564
      12
      3
      20,926
      -191
      -3,036
      4,652
      42,893
      9,034
      448
      2,689
      -256
      7,164
      3,579
      6,900
      366
      290
      195
      12,198
      444
      31
      3,509
      1,065
      1,589
      412
      4,211
      2,756
      2,552
      514
      3,046
      27
      -393
      -64
      822
      -648
      618
      1,781
      -22
      63
      1,621
      782
      819
      431
      3,466
      4,003
      386
      895
      1,761
      2,147
      -91
      -414
      6,214
      83
      928
      15,237
      1,825
      2,860
      15
      -7
      1,601
      1,648
      51
      1,224
      878
      566
      971
      1,397
      570
      -29
      346
      441
      726
      297
      1,099
      1,175
      -12
      2,478
      -19
      2,066
      367
      6,303
      1,470
      1,905
      865
      1,292
      981
      136
      1,188
      1,058
      1,069
      365
      925
      2,309
      642
      11,775
      831
      -63
      2,286
      -11,739
      -1,726
      -2,752
      -1,442
      -10,966
      -9,699
      -3,278
      -3,852
      -8,338
      -2,624
      -11
      -4,466
      -3,351
      -3,131
      -5,004
      -20,778
      -6,373
      -17,523
      -11,609
      -333
      -157
      -11,953
      -3,145
      -1,729
      -15,840
      -12,420
      -21,526
      -3,129
      -1,831
      -13,383
      -62,107
      -91,686
      -32,224
      -267
      -2,685
      8,581
      -3,908
      -4,921
      14,279
      -6,526
      -37,985
      -6,502
      8,466
      -3,702
      14,795
      -7,469
      -13,611
      -1,867
      1,447
      1,705
      5,632
      -2,058
      -2,973
      -1,844
      1,896
      -16,909
      -2,605
      -839
      -1,214
      -6,173
      -1,962
      -1,432
      -3,321
      -1,405
      3,362
      -3,033
      7,686
      8,157
      -50
      8,856
      88
      446
      279
      -291
      111
      -1,170
      -1,017
      -3,727
      -3,550
      -2,427
      -697
      2,049
      -13,987
      145,797
      13,114
      -8,801
      22
       
       
      7,504
      508
      -555
      12,887
      73,132
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 189,872
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 15,213
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 15,213
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,213
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 9,134
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 15,866
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 25,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,787
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet9,787 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
Yes
 
If "Yes," attach the statement required by General Instruction T.Click to see attachment
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletn/a
    14
    The books are in care ofbulletJP MORGAN CHASE BANK NA Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN ST MC IL 1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JP MORGAN CHASE BANK NA TRUSTEE
    5     		73,482    
    10 S DEARBORN ST MC IL 1-0111
    Chicago,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Capital Group INVESTMENT MANAGEMEN 195,666
    333 S HOPE ST
    LOS ANGELES,CA90071
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    30,221,425
    b
    Average of monthly cash balances.......................
    1b
    1,644,699
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    31,866,124
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    31,866,124
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    477,992
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    31,388,132
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,569,407
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,569,407
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    15,213
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    15,213
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,554,194
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,554,194
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,554,194
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    46,097,724
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    46,097,724
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    46,097,724
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,554,194
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 1,840,353
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 46,097,724
    a Applied to 2019, but not more than line 2a 1,840,353
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,554,194
    e Remaining amount distributed out of corpus 42,703,177
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 42,703,177
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		42,703,177
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 42,703,177
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Stephen E Upton
    100 Ridgeway Ave
    St Joseph,MI49085
    (269) 982-1905
    none
    bThe form in which applications should be submitted and information and materials they should include:
    letter
    cAny submission deadlines:
    none
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    limited to organizations described in IRC Section 501 (c)(3)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BERRIEN COMMUNITY FOUNDATION INC
    2900 SOUTH STATE STREET 2E
    ST JOSEPH,MI49085     		NONE PC PROGRAM SUPPORT 500,000
    FREDERICK UPTON FOUNDATION
    2900 S STATE ST STE 2 EAST
    SAINT JOSEPH,MI49085     		NONE PF GENERAL 45,527,033
    Total .................................bullet 3a 46,027,033
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 672,414  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 189,872  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aORDINARY GAIN     		    15 -32  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   862,254  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    862,254
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Name of Bond End of Year Book Value End of Year Fair Market Value
    4812C0100 JPM CORE BOND FD - U    
    92203J308 VANGUARD TOTAL INTL    
    464287432 ISHARES 20+ YEAR TRE    
    83002G108 SIX CIRCLES ULTRA SH    
    921937603 VANGUARD TOTAL BOND    

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Name of Stock End of Year Book Value End of Year Fair Market Value
    101137107 BOSTON SCIENTIFIC CO    
    110122108 BRISTOL-MYERS SQUIBB    
    166764100 CHEVRON CORP    
    172967424 CITIGROUP INC    
    191216100 COCA-COLA CO/THE    
    254687106 WALT DISNEY CO/THE    
    369550108 GENERAL DYNAMICS COR    
    375558103 GILEAD SCIENCES INC    
    426281101 JACK HENRY & ASSOCIA    
    428291108 HEXCEL CORP    
    437076102 HOME DEPOT INC    
    438516106 HONEYWELL INTERNATIO    
    464287465 ISHARES MSCI EAFE ET    
    493267108 KEYCORP    
    493999916 KEYENCE CORP ISIN JP    
    517834107 LAS VEGAS SANDS CORP    
    532457108 ELI LILLY & CO    
    548661107 LOWE'S COS INC    
    571748102 MARSH & MCLENNAN COS    
    594918104 MICROSOFT CORP    
    609207105 MONDELEZ INTERNATION    
    615369105 MOODY'S CORP    
    617446448 MORGAN STANLEY    
    655844108 NORFOLK SOUTHERN COR    
    666807102 NORTHROP GRUMMAN COR    
    670100205 NOVO-NORDISK A/S-SPO    
    670100916 NOVO NORDISK A/S-B -    
    713448108 PEPSICO INC    
    717081103 PFIZER INC    
    718172109 PHILIP MORRIS INTERN    
    723787107 PIONEER NATURAL RESO    
    742718109 PROCTER & GAMBLE CO/    
    766994909 RIO TINTO PLC ISIN G    
    780259107 ROYAL DUTCH SHELL-SP    
    783513203 RYANAIR HOLDINGS PLC    
    784991911 SMC CORPORATION ISIN    
    806857108 SCHLUMBERGER LTD    
    816851109 SEMPRA ENERGY    
    854502101 STANLEY BLACK & DECK    
    874039100 TAIWAN SEMICONDUCTOR    
    882508104 TEXAS INSTRUMENTS IN    
    893641100 TRANSDIGM GROUP INC    
    907818108 UNION PACIFIC CORP    
    949746101 WELLS FARGO & CO    
    963320106 WHIRLPOOL CORP    
    988498101 YUM] BRANDS INC    
    00130H105 AES CORP    
    00507V109 ACTIVISION BLIZZARD    
    00724F101 ADOBE INC.    
    02079K107 ALPHABET INC-CL C    
    02079K305 ALPHABET INC-CL A    
    03027X100 AMERICAN TOWER CORP    
    0GBPICAA0 POUND STERLING INCOM    
    12572Q105 CME GROUP INC    
    16119P108 CHARTER COMMUNICATIO    
    20030N101 COMCAST CORP-CLASS A    
    22160K105 COSTCO WHOLESALE COR    
    22822V101 CROWN CASTLE INTL CO    
    26875P101 EOG RESOURCES INC    
    29250N923 ENBRIDGE INC ISIN CA    
    30231G102 EXXON MOBIL CORP    
    30303M102 FACEBOOK INC-CLASS A    
    31620M106 FIDELITY NATIONAL IN    
    40415F101 HDFC BANK LTD-ADR    
    57636Q104 MASTERCARD INC - A    
    58933Y105 MERCK & CO. INC.    
    65339F101 NEXTERA ENERGY INC    
    67103H107 O'REILLY AUTOMOTIVE    
    78462F103 SPDR S&P 500 ETF TRU    
    86958U914 SVENSKA HANDELSBANKE    
    91324P102 UNITEDHEALTH GROUP I    
    92532F100 VERTEX PHARMACEUTICA    
    92826C839 VISA INC-CLASS A SHA    
    94106B101 WASTE CONNECTIONS IN    
    96208T104 WEX INC    
    E49774503 KBC GROUP NV ISIN BE    
    F12033944 DANONE ISIN FR000012    
    F31668910 ESSILORLUXOTTICA ISI    
    F5333N910 JC DECAUX SA ISIN FR    
    F58149901 L'OREAL ISIN FR00001    
    F58485909 LVMH MOET HENNESSY L    
    F72027919 PERNOD RICARD SA ISI    
    G0176J109 ALLEGION PLC    
    G0408V102 AON PLC    
    G0593M925 ASTRAZENECA PLC ISIN    
    G1151C101 ACCENTURE PLC-CL A    
    G1510J912 BRITISH AMERICAN TOB    
    G42089915 DIAGEO PLC ISIN GB00    
    G47211118 JARDINE MATHESON HLD    
    G4721W102 IMPERIAL BRANDS PLC    
    G91101108 LLOYDS BANKING GROUP    
    G9378S916 VODAFONE GROUP PLC I    
    G9400S918 VTECH HOLDINGS LTD I    
    H01099912 AIA GROUP LTD ISIN H    
    H1467J104 CHUBB LTD    
    H2012M915 DKSH HOLDING LTD - C    
    H3238Q912 GIVAUDAN-REG ISIN CH    
    H57312920 NESTLE SA-REG ISIN C    
    J02184919 ASAHI KASEI CORP ISI    
    J18270918 HAMAMATSU PHOTONICS    
    J46840914 MURATA MANUFACTURING    
    J75963108 SOFTBANK CORP ISIN J    
    K36628913 CARLSBERG AS-B ISIN    
    N0790C912 ASML HOLDING NV ISIN    
    R1812S907 DNB ASA ISIN NO00100    
    V7780T103 ROYAL CARIBBEAN CRUI    
    Y5281M913 LINK REIT ISIN HK082    
    002824100 ABBOTT LABORATORIES    
    009126939 AIR LIQUIDE SA ISIN    
    023135106 AMAZON.COM INC    
    037833100 APPLE INC    
    060505104 BANK OF AMERICA CORP    
    064058100 BANK OF NEW YORK MEL    
    084670702 BERKSHIRE HATHAWAY I    
    097023105 BOEING CO/THE    
    0EURICAA0 EURO INCOME CURRENCY    
    0EURPRAA9 EURO PRINCIPAL CURRE    
    0GBPPRAA9 POUND STERLING    
    126408103 CSX CORP    
    244199105 DEERE & CO    
    25278X109 DIAMONDBACK ENERGY I    
    294429105 EQUIFAX INC    
    37940X102 GLOBAL PAYMENTS INC    
    380237107 GODADDY INC - CLASS    
    43300A203 HILTON WORLDWIDE HOL    
    458140100 INTEL CORP    
    45866F104 INTERCONTINENTAL EXC    
    46432F842 ISHARES CORE MSCI EA    
    48129C207 JPM GL RES ENH IDX F    
    631512209 NASPERS LTD ADR    
    654106103 NIKE INC -CL B    
    67066G104 NVIDIA CORP    
    740242912 HYUNDAI MOTOR-GDR 14    
    747525103 QUALCOMM INC    
    812578102 SEATTLE GENETICS INC    
    857477103 STATE STREET CORP    
    913017109 UNITED TECHNOLOGIES    
    98956P102 ZIMMER BIOMET HOLDIN    
    E6165F919 IBERDROLA SA ISIN ES    
    F48051910 HERMES INTERNATIONAL    
    G7420A933 RECKITT BENCKISER GR    
    J72810914 SHIN-ETSU CHEMICAL C    
    N4297B922 KONINKLIJKE KPN NV I    
    T3679P909 ENEL SPA ISIN IT0003    
    46641Q696 JPMORGAN BETABUILDER    
    07725L102 BEIGENE LTD-ADR    
    EQUINIX INC 2944U700 EQIX    
    33616C100 FIRST REPUBLIC BANK/    
    LONDON STOCK EXCHANGE GROUP IS    
    G7496G103 RENAISSANCERE HOLDIN    
    J94104981 UNICHARM CORP ISIN J    
    929740108 WABTEC CORP    
    235851102 DANAHER CORP    
    F17114913 AIRBUS SE ISIN NL000    
    46625H100 JPMORGAN CHASE & CO    
    786908913 SAFRAN SA ISIN FR000    
    D66192911 SAP SE ISIN DE000716    
    001084953 ADEVINTA ASA ISIN NO    
    00287Y109 ABBVIE INC    
    015351109 ALEXION PHARMACEUTIC    
    02364W105 AMERICA MOVIL-SPN AD    
    025816109 AMERICAN EXPRESS CO    
    036752103 ANTHEM INC    
    053015103 AUTOMATIC DATA PROCE    
    11135F101 BROADCOM INC    
    111806915 AIB GROUP PLC ISIN I    
    125523100 CIGNA CORP    
    22052L104 CORTEVA INC    
    222569915 CHINA TOWER CORP LTD    
    237416920 INDITEX - EUR ISIN E    
    26614N102 DUPONT DE NEMOURS IN    
    285512109 ELECTRONIC ARTS INC    
    29444U700 EQUINIX INC    
    30161N101 EXELON CORP    
    315911750 FIDELITY 500 INDEX F    
    337738108 FISERV INC    
    363151911 GALAPAGOS NV - EUR I    
    46641Q712 JPMORGAN BETABUILDER    
    482480100 KLA CORPORATION COM    
    500472303 KONINKLIJKE PHILIPS    
    542142914 LONDON STOCK EXCHANG    
    55354G100 MSCI INC    
    56585A102 MARATHON PETROLEUM C    
    580135101 MCDONALD'S CORP    
    64110D104 NETAPP INC    
    64110L106 NETFLIX INC    
    64125C109 NEUROCRINE BIOSCIENC    
    67077M918 NUTRIEN LTD ISIN CA6    
    679580100 OLD DOMINION FREIGHT    
    70450Y103 PAYPAL HOLDINGS INC    
    74365P108 PROSUS NV -SPON ADR    
    778296103 ROSS STORES INC    
    79466L302 SALESFORCE.COM INC    
    81762P102 SERVICENOW INC    
    82518L916 CAPITAL GUARDIAN U S    
    83002G306 SIX CIRCLES U.S. UNC    
    83002G405 SIX CIRCLES INTERNAT    
    88032X955 TENCENT HOLDINGS LTD    
    92556H206 VIACOMCBS INC    
    D65111912 RHEINMETALL AG ISIN    
    F74953930 KERING ISIN FR000012    
    G16612908 BT GROUP PLC ISIN GB    
    G3223R108 EVEREST RE GROUP LTD    
    G5494J103 LINDE PLC    
    G8500A918 SARTORIUS AG-VORZUG    
    H8300N986 STRAUMANN HOLDINGS A    
    J58214917 NITORI HOLDINGS CO L    
    J59396911 NIPPON TELEGRAPH & T    
    J5946V917 OBIC CO LTD ISIN JP3    
    J74229907 SHIONOGI & CO LTD IS    
    J83173914 TERUMO CORP ISIN JP3    
    K3013J915 DSV PANALPINA A/S IS    
    K3967W912 GENMAB A/S ISIN DK00    
    N6596X109 NXP SEMICONDUCTORS N    
    N6983Q915 KONINKLIJKE PHILIPS    
    W8548U100 SWEDBANK AB - A SHAR    

    TY 2020 InvestmentsOtherSchedule2
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    HEBLAAAK6 BLACKSTONE PARTNERS AT COST 833,132 1,176,249

    TY 2020 LiquidationExplanationStmt
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Statement:
    THE INDIVIDUAL TRSUTEE OF THE FREDERICK S FOUNDATION TRUST HAVE DIRECT A FULL DISTRIBUTION OF TRUST ASSETS TO THE FREDIRECK S FOUNDATION A MICHIGAN NONPROFIT CORPORATION. UPON THE COMPLETE DISTRIBUTION OF ASSETS, THE TRUST WILL TERMINATE.


    TY 2020 LegalFeesSchedule
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - PRINCIPAL (ALLOCA 16,651     16,651
    LEGAL FEES - INCOME (ALLOCABLE 13,509     13,509


    TY 2020 OtherDecreasesSchedule
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Description Amount
    ROUNDING 7
    RETURN OF CAPITAL ADJUSTMENT 2,140


    TY 2020 OtherExpensesSchedule
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ATTORNEY GENERAL FEE 115 0   115
    OTHER PROFESSIONAL FEES 7,922 0   7,922


    TY 2020 OtherIncomeSchedule2
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    DEFERRED INCOME - CAPITAL GUARDIAN   497,199  
    ORDINARY GAIN -32 -32  


    TY 2020 OtherIncreasesSchedule
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Description Amount
    2019 TRANSACTIONS POSTED IN 2020 16,460
    FMV AND BV ADJUSTMENT FOR DISTRIBUTIONS 19,018,755


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMNT MNGMNT FEES (NON-DED 195,666 195,666    


    TY 2020 TaxesSchedule
    Name:
    FREDERICK S UPTON FOUNDATION XXXXX9001
    EIN:
    36-6013317
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 19,618 19,618   0
    FEDERAL ESTIMATES - INCOME 4,895 0   0
    FOREIGN TAXES ON QUALIFIED FOR 2,492 2,492   0
    FOREIGN TAXES ON NONQUALIFIED 659 659   0